Gabelli ESG Fund, Inc.
Schedule of Investments — December 31, 2020 (Unaudited)
Shares | Market | |||||||
COMMON STOCKS — 100.0% | ||||||||
Airlines — 0.2% | ||||||||
2,150 | Delta Air Lines Inc. | $ | 86,451 | |||||
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Automotive — 1.5% | ||||||||
3,400 | Daimler AG | 240,037 | ||||||
1,900 | Toyota Motor Corp., ADR | 293,683 | ||||||
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533,720 | ||||||||
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Automotive: Parts and Accessories — 0.3% | ||||||||
3,400 | Gentex Corp. | 115,362 | ||||||
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Beverage — 3.6% | ||||||||
16,200 | Danone SA | 1,063,950 | ||||||
4,400 | The Coca-Cola Co. | 241,296 | ||||||
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1,305,246 | ||||||||
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Broadcasting — 1.4% | ||||||||
2,000 | Liberty Broadband Corp., Cl. C† | 316,740 | ||||||
4,200 | Liberty Media Corp.- Liberty SiriusXM, Cl. C† | 182,742 | ||||||
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499,482 | ||||||||
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Building and Construction — 1.2% | ||||||||
1,000 | Arcosa Inc. | 54,930 | ||||||
950 | Cavco Industries Inc.† | 166,678 | ||||||
1,050 | Jacobs Engineering Group Inc. | 114,408 | ||||||
2,000 | Johnson Controls International plc | 93,180 | ||||||
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429,196 | ||||||||
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Business Services — 0.9% | ||||||||
1,000 | IHS Markit Ltd. | 89,830 | ||||||
6,000 | Macquarie Infrastructure Corp. | 225,300 | ||||||
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315,130 | ||||||||
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Cable and Satellite — 2.3% | ||||||||
15,000 | Comcast Corp., Cl. A | 786,000 | ||||||
3,500 | EchoStar Corp., Cl. A† | 74,165 | ||||||
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860,165 | ||||||||
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Computer Hardware — 0.9% | ||||||||
2,700 | International Business Machines Corp. | 339,876 | ||||||
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Computer Software and Services — 6.8% | ||||||||
705 | Alphabet Inc., Cl. A† | 1,235,611 | ||||||
3,700 | Cisco Systems Inc. | 165,575 | ||||||
2,500 | Dell Technologies Inc., Cl. C†. | 183,225 | ||||||
10,000 | Hewlett Packard Enterprise Co. | 118,500 | ||||||
6,750 | Intel Corp. | 336,285 | ||||||
1,300 | Microsoft Corp. | 289,146 | ||||||
5,400 | NortonLifeLock Inc. | 112,212 | ||||||
2,300 | SVMK Inc.†. | 58,765 | ||||||
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2,499,319 | ||||||||
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Shares | Market | |||||||
Consumer Products — 3.1% | ||||||||
3,000 | Energizer Holdings Inc. | $ | 126,540 | |||||
10,100 | Sony Corp., ADR | 1,021,110 | ||||||
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1,147,650 | ||||||||
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Consumer Services — 2.1% | ||||||||
8,000 | Resideo Technologies Inc.† | 170,080 | ||||||
12,000 | Terminix Global Holdings Inc.† | 612,120 | ||||||
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782,200 | ||||||||
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Diversified Industrial — 1.9% | ||||||||
6,700 | ABB Ltd., ADR | 187,332 | ||||||
1,300 | Agilent Technologies Inc. | 154,037 | ||||||
2,050 | Siemens AG, ADR | 147,170 | ||||||
950 | Union Pacific Corp. | 197,809 | ||||||
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686,348 | ||||||||
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Energy and Utilities — 4.8% | ||||||||
5,000 | Eos Energy Enterprises Inc.† | 104,200 | ||||||
20,400 | NextEra Energy Inc. | 1,573,860 | ||||||
7,000 | PG&E Corp.† | 87,220 | ||||||
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1,765,280 | ||||||||
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Entertainment — 2.1% | ||||||||
2,500 | The Walt Disney Co.† | 452,950 | ||||||
10,000 | Vivendi SA | 322,271 | ||||||
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775,221 | ||||||||
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Environmental Services — 3.4% | ||||||||
35,000 | BioHiTech Global Inc.† | 39,200 | ||||||
33,000 | Evoqua Water Technologies Corp.† | 890,340 | ||||||
3,000 | Waste Connections Inc. | 307,710 | ||||||
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1,237,250 | ||||||||
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Equipment and Supplies — 4.9% | ||||||||
20,000 | Mueller Water Products Inc., Cl. A | 247,600 | ||||||
735 | Parker-Hannifin Corp. | 200,221 | ||||||
9,000 | Ranpak Holdings Corp.† | 120,960 | ||||||
10,000 | Watts Water Technologies Inc., Cl. A | 1,217,000 | ||||||
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1,785,781 | ||||||||
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Financial Services — 22.5% | ||||||||
106,430 | Aegon NV | 420,615 | ||||||
12,300 | Ally Financial Inc. | 438,618 | ||||||
5,000 | American Express Co. | 604,550 | ||||||
62,000 | Commerzbank AG† | 398,859 | ||||||
32,500 | Credit Agricole SA† | 409,741 | ||||||
10,000 | Credit Suisse Group AG, ADR | 128,000 | ||||||
57,000 | Daiwa Securities Group Inc. | 259,455 | ||||||
3,034 | Diamond Hill Investment Group Inc. | 452,885 | ||||||
16,100 | Franklin Resources Inc. | 402,339 | ||||||
18,100 | ING Groep NV† | 168,957 | ||||||
14,400 | Janus Henderson Group plc | 468,144 | ||||||
11,850 | Kinnevik AB, Cl. B | 598,434 | ||||||
10,116 | NN Group NV | 439,087 |
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Gabelli ESG Fund, Inc.
Schedule of Investments (Continued) — December 31, 2020 (Unaudited)
Shares | Market | |||||||
COMMON STOCKS (Continued) | ||||||||
Financial Services (Continued) | ||||||||
5,850 | PayPal Holdings Inc.† | $ | 1,370,070 | |||||
415 | S&P Global Inc. | 136,423 | ||||||
10,044 | Societe Generale SA† | 208,864 | ||||||
68,000 | Standard Chartered plc† | 433,240 | ||||||
3,250 | State Street Corp. | 236,535 | ||||||
11,100 | The Bank of New York Mellon Corp. | 471,084 | ||||||
1,300 | The PNC Financial Services Group Inc. | 193,700 | ||||||
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8,239,600 | ||||||||
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Food — 11.0% | ||||||||
37,000 | Conagra Brands Inc. | 1,341,620 | ||||||
10,000 | Mondelēz International Inc., Cl. A | 584,700 | ||||||
9,750 | Nestlé SA | 1,148,238 | ||||||
11,600 | The Hain Celestial Group Inc.† | 465,740 | ||||||
7,900 | Unilever plc, ADR | 476,844 | ||||||
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4,017,142 | ||||||||
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Health Care — 10.8% | ||||||||
3,325 | Baxter International Inc. | 266,798 | ||||||
600 | Becton, Dickinson and Co. | 150,132 | ||||||
16,650 | Bristol-Myers Squibb Co. | 1,032,800 | ||||||
760 | Cigna Corp. | 158,217 | ||||||
4,500 | Gilead Sciences Inc. | 262,170 | ||||||
945 | HCA Healthcare Inc. | 155,415 | ||||||
9,000 | Henry Schein Inc.† | 601,740 | ||||||
500 | Illumina Inc.† | 185,000 | ||||||
4,500 | Medtronic plc. | 527,130 | ||||||
7,950 | Takeda Pharmaceutical Co. Ltd., ADR | 144,690 | ||||||
2,850 | Zoetis Inc. | 471,675 | ||||||
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3,955,767 | ||||||||
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Machinery — 8.5% | ||||||||
865 | Caterpillar Inc. | 157,447 | ||||||
107,700 | CNH Industrial NV† | 1,382,868 | ||||||
15,500 | Xylem Inc. | 1,577,745 | ||||||
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3,118,060 | ||||||||
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Retail — 1.5% | ||||||||
2,250 | Lowe’s Companies Inc. | 361,148 | ||||||
2,750 | The TJX Companies Inc. | 187,797 | ||||||
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548,945 | ||||||||
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Semiconductors — 0.4% | ||||||||
245 | NVIDIA Corp. | 127,939 | ||||||
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Specialty Chemicals — 1.4% | ||||||||
4,750 | International Flavors & Fragrances Inc. | 516,990 | ||||||
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Shares | Market | |||||||
Telecommunications — 2.5% | ||||||||
7,500 | AT&T Inc. | $ | 215,700 | |||||
10,000 | Loral Space & Communications Inc. | 209,900 | ||||||
6,000 | SoftBank Group Corp., ADR | 231,960 | ||||||
16,700 | Vodafone Group plc, ADR | 275,216 | ||||||
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932,776 | ||||||||
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TOTAL COMMON STOCKS | 36,620,896 | |||||||
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TOTAL INVESTMENTS — 100.0% | $ | 36,620,896 | ||||||
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† | Non-income producing security. |
ADR | American Depositary Receipt |
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