SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): June 12, 2017
INVUITY, INC.
(Exact name of registrant as specified in its charter)
Delaware | | 001-37417 | | 04-3803169 |
(State or other jurisdiction of incorporation) | | (Commission File No.) | | (IRS Employer Identification Number) |
444 De Haro Street
San Francisco, CA 94107
(Address of principal executive offices)
(650) 655-2100
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[_] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[_] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[_] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[_] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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| Emerging growth company ☒ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 12, 2017, Invuity, Inc. (the “Company”) held its annual meeting of stockholders at its headquarters located at 444 De Haro Street, San Francisco, California (the “Meeting”). Present at the Meeting in person or by proxy were holders of 14,370,547 shares of common stock, representing 84.67% of the voting power of the shares of common stock as of April 17, 2017, the record date for the Meeting, and constituting a quorum for the transaction of business.
The stockholders of the Company voted on the following items at the Meeting:
| 1. | To elect one Class II director for a three-year term to expire at the 2020 annual meeting of stockholders. |
| | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2017. |
The voting results for each of these proposals are detailed below.
1. Election of Director
| | | |
Nominee | For | Withhold | Broker Non-votes |
| | | |
Eric Roberts | 9,926,005 | 416,247 | 4,028,295 |
The aforesaid nominee has been elected as a director for the term set forth above.
2. Ratification of Appointment of Independent Registered Public Accounting
For | Against | Abstentions |
14,370,347 | 200 | 0 |
The forgoing proposal has been approved.
Item 8.01 Other Items.
On June 13, 2017, the Company issued a press release to provide an update on the commercialization of PhotonBlade. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated by reference.
Item 9.01 Financial Statements and Exhibits.
(d)Exhibits.
| | |
Exhibit No. | | Description |
| | |
99.1 | | Press release issued by Invuity, Inc. dated June 13, 2017. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | |
| INVUITY, INC. |
Date: June 13, 2017 | |
| By: /s/ Philip Sawyer | |
| Philip Sawyer |
| President and Chief Executive Officer |
| |
EXHIBIT INDEX
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| | |
Exhibit No. | | Description |
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99.1 | | Press release issued by Invuity, Inc. dated June 13, 2017. |
