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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
ý | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | |
For the quarterly period ended July 2, 2011 | ||
or | ||
o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | |
For the transition period from to | ||
Commission file number: 001-34133
GT Advanced Technologies Inc.
(Exact name of registrant as specified in its charter)
| Delaware (State of incorporation) | 03-0606749 (I.R.S. Employer Identification No.) | |
243 Daniel Webster Highway Merrimack, New Hampshire (Address of principal executive offices) | 03054 (Zip Code) |
Registrant's telephone number, including area code:(603) 883-5200
GT Solar International, Inc.
(Former name, former address and former fiscal year, if changed since last report)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ý No o
Indicated by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulations S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes ý No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of "large accelerated filer," "accelerated filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act. (Check one):
| Large accelerated filer ý | Accelerated filer o | Non-accelerated filer o (Do not check if a smaller reporting company) | Smaller reporting company o |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No ý
As of August 1, 2011, approximately 126,572,970 shares of the registrant's common stock, $0.01 par value per share, were issued and outstanding.
The sole purpose of this Amendment No. 1 to GT Advanced Technologies Inc.'s (the "Company") Quarterly Report on Form 10-Q for the period ended July 2, 2011, filed with the Securities and Exchange Commission dated August 5, 2011 (the "Form 10-Q"), is to furnish Exhibit 101 to the Form 10-Q in accordance with Rule 405(a)(2) of Regulation S-T. Exhibit 101 consists of the interactive data files that were not included with the Form 10-Q, as allowed by the 30-day grace period for the first quarterly period in which detailed footnote tagging is required.
This Amendment No. 1 does not otherwise change or update the disclosures set forth in the Form 10-Q as originally filed and does not otherwise reflect events occurring after the original filing of the Form 10-Q.
Pursuant to Rule 406T of Regulation S-T, the interactive data files contained in Exhibit 101 are not deemed filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under these sections.
The Company changed its name on August 8, 2011 from GT Solar International, Inc. to GT Advanced Technologies Inc. At the time of the filing of the Form 10-Q, the Company's legal name was GT Solar International, Inc.
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Exhibits are incorporated by reference or are filed with this report as indicated below (numbered in accordance with Item 601 of Regulation S-K).
| | | Incorporated by Reference | | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| Exhibit Number | Description of Document | Form | Date Filed | Exhibit # | Filed Herewith | |||||
| 10.1 | Form of Performance-Based Restricted Stock Unit Agreement for executive officers. | 10-Q | 8/5/2011 | 10.1 | ||||||
10.2 | Amendment No. 2 to Credit Agreement dated June 29, 2011. | 8-K | 7/6/2011 | 10.1 | ||||||
31.1 | Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, Rule 13a-14(a)/15d-14(a), by Chief Executive Officer. | 10-Q | 8/5/2011 | 31.1 | ||||||
31.2 | Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, Rule 13a-14(a)/15d-14(a), by Chief Financial Officer. | 10-Q | 8/5/2011 | 31.2 | ||||||
32 | Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, by Chief Executive Officer and Chief Financial Officer. | 10-Q | 8/5/2011 | 32 | ||||||
101.INS | XBRL Instance Document* | X | ||||||||
101.SCH | XBRL Taxonomy Extension Schema Document* | X | ||||||||
101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document* | X | ||||||||
101.DEF | XBRL Taxonomy Extension Definition Linkbase Document* | X | ||||||||
101.LAB | XBRL Taxonomy Extension Label Linkbase Document* | X | ||||||||
101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document* | X | ||||||||
- *
- Pursuant to applicable securities laws and regulations, we are deemed to have complied with the reporting obligation relating to the submission of interactive data files in such exhibits and are not subject to liability under any anti-fraud provisions of the federal securities laws as long as we have made a good faith attempt to comply with the submission requirements and promptly amend the interactive data files after becoming aware that the interactive data files fail to comply with the submission requirements. Users of this data are advised pursuant to Rule 406T of Regulation S-T that this interactive data file is deemed not filed or part of a registration statement or prospectus for purposes of sections 11 or 12 of the Securities Act of 1933, is deemed not filed for purposes of section 18 of the Securities Exchange Act of 1934, and otherwise is not subject to liability under these sections.
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| GT Advanced Technologies Inc. | ||||
By: | /s/ THOMAS GUTIERREZ Thomas Gutierrez | |||
| Date: August 17, 2011 | President and Chief Executive Officer | |||
By: | /s/ RICHARD J. GAYNOR Richard J. Gaynor | |||
| Date: August 17, 2011 | Vice President and Chief Financial Officer | |||
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Explanatory Note
SIGNATURES