UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-A/A
(Amendment No. 1)
For Registration of Certain Classes of Securities
Pursuant to Section 12(b) or 12(g) of the
Securities Exchange Act of 1934
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
Delaware | | (see next page) |
(State of incorporation or organization) | | (IRS Employer Identification No.) |
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210 Summit Avenue Suite C-11 Montvale, New Jersey | | 07645 |
(Address of principal executive offices) | | (Zip Code) |
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Securities to be registered pursuant to Section 12(b) of the Act: |
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Title of Each Class to be so Registered | | Name of Each Exchange on Which Each Class is to be so Registered |
Shares of beneficial interest, no par value | | NYSE Arca, Inc. |
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. x |
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If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. o |
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Securities Act registration statement file numbers to which this form relates: 333-146327 |
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Securities to be registered pursuant to Section 12(g) of the Act: |
None |
Item 1. | | Description of Registrant’s Securities to be Registered. |
A description of the shares of beneficial interest, no par value, of each of the following fifteen portfolios, each a separate series of FocusShares Trust (the “Trust”), to be registered hereunder is set forth in Post-Effective Amendment No. 21 to the Trust’s Registration Statement under the Securities Act of 1933 and Amendment No. 22 to the Trust’s Registration Statement under the Investment Company Act of 1940 on Form N-1A (Commission File Nos. 333-146327; 811-22128) (the “Registration Statement”), which description is incorporated herein by reference as filed with the Securities and Exchange Commission.
Each of the Trust’s fifteen investment portfolios to which this filing relates and their respective Internal Revenue Service Employer Identification Numbers are as follows:
Focus Morningstar US Market Index ETF | 27-4004900 |
Focus Morningstar Large Cap Index ETF | 27-4004746 |
Focus Morningstar Mid Cap Index ETF | 27-4004792 |
Focus Morningstar Small Cap Index ETF | 27-4004852 |
Focus Morningstar Basic Materials Index ETF | 27-4004287 |
Focus Morningstar Communication Services Index ETF | 27-4004368 |
Focus Morningstar Consumer Cyclical Index ETF | 27-4004482 |
Focus Morningstar Consumer Defensive Index ETF | 27-4081533 |
Focus Morningstar Energy Index ETF | 27-4004557 |
Focus Morningstar Financial Services Index ETF | 27-4004601 |
Focus Morningstar Health Care Index ETF | 27-4004643 |
Focus Morningstar Industrials Index ETF | 27-4004708 |
Focus Morningstar Real Estate Index ETF | 27-4004812 |
Focus Morningstar Technology Index ETF | 27-4004878 |
Focus Morningstar Utilities Index ETF | 27-4004943 |
1. The Trust’s Third Amended & Restated Declaration of Trust is included as Exhibit 23(a) to Post-Effective Amendment No. 19 (under the Securities Act of 1933) to the Trust’s Registration Statement, as filed with the Securities and Exchange Commission on December 10, 2010 and incorporated by reference herein.
2. The Trust’s Second Amended & Restated By-Laws is included as Exhibit 23(b) to the Trust’s initial Registration Statement, as filed with the Securities and Exchange Commission on November 26, 2007 and incorporated by reference herein.
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this amendment to the registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
| | FOCUSSHARES TRUST |
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March 14, 2011 | | /s/ Erik Liik |
| | Name: | Erik Liik |
| | Title: | President |