UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-185303
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-205454
Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-227442
FORM S-8
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
SUMMER ENERGY HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
Nevada | 20-2722022 |
(State or other jurisdiction of incorporation) | (IRS Employer Identification No.) |
5847 San Felipe Street, Suite 3700
Houston, Texas 77057
(Address of principal executive offices, including zip code)
2012 Stock Option and Stock Award Plan
2015 Stock Option and Stock Award Plan
2018 Stock Option and Stock Award Plan
(Full title of plans)
Jaleea George
Chief Financial Officer
Summer Energy Holdings, Inc.
5847 San Felipe Street, Suite 3700
Houston, Texas 77057
(713) 375-2790
(Name, address, including zip code, and telephone number,
including area code, of agent for service)
With copies to:
Alexander N. Pearson, Esq.
S. Chase Dowden, Esq.
Kirton McConkie, PC
50 E. South Temple, Suite 400
Salt Lake City, Utah 84111
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a
smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company”
in Rule 12b-2 of the Exchange Act.
Large accelerated filer ☐Accelerated filer ☐
Non-accelerated filer ☒ Smaller reporting company ☒
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
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EXPLANATORY NOTE
DEREGISTRATION OF UNSOLD SECURITIES
These Post-Effective Amendments (the “Post-Effective Amendments”) filed by Summer Energy Holdings, Inc., a Nevada corporation (the “Registrant”), withdraw from registration all shares of the Registrant’s common stock, $0.001 par value per share (the “Shares”) remaining unissued under the following Registration Statements on Form S-8 (each, a “Registration Statement”, and collectively, the “Registration Statements”) filed by the Registrant with the U.S. Securities and Exchange Commission.
·Registration Statement on Form S-8 (No. 333-185303), filed on December 6, 2012, pertaining to the registration of 785,000 Shares, issuable under the Registrant’s 2012 Stock Option and Stock Award Plan;
·Registration Statement on Form S-8 (No. 333-205454), filed on July 2, 2015, pertaining to the registration of 1,500,000 Shares, issuable under the Registrant’s 2015 Stock Option and Stock Award Plan; and
·Registration Statement on Form S-8 (No. 333-227442), filed on September 20, 2018, pertaining to the registration of 1,500,000 Shares, issuable under the Registrant’s 2018 Stock Option and Stock Award Plan.
The Registration Statements are hereby amended, as appropriate, to reflect the deregistration of such securities.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused these Post-Effective Amendments to the Registration Statements to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Houston, State of Texas, on this 27th day of January, 2021.
By: /s/ Neil M. Leibman
Neil M. Leibman
Chief Executive Officer
By: /s/ Jaleea P. George
Jaleea P. George
Chief Financial Officer
Note: No other person is required to sign this Post-Effective Amendment to the Registration Statements in reliance on Rule 478 of the Securities Act of 1933, as amended.
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