SCHEDULE A
EXECUTIVE OFFICERS AND DIRECTORS
OF
MORGAN STANLEY
The names of the directors and the names and titles of the executive officers of Morgan Stanley and their principal occupations are set forth below. The business address of each of the directors or executive officers is that of Morgan Stanley at 1585 Broadway, New York, New York 10036.
Name | Title | Citizenship |
| | |
*James P. Gorman | Chairman of the Board and Chief Executive Officer, Morgan Stanley | Australia and United States |
| | |
*Erskine B. Bowles | Director | United States |
| | |
*Howard J. Davies | Professor, SciencesPo | England |
*Thomas H. Glocer | Director | United States |
| | |
*Robert H. Herz | President, Robert H. Herz LLC | United States |
| | |
*C. Robert Kidder | Director | United States |
| | |
*Klaus Kleinfeld | Chairman and Chief Executive Officer of Alcoa Inc. | Germany |
| | |
*Donald T. Nicolaisen | Director | United States |
| | |
*Hutham S. Olayan | President, Chief Executive Officer of The Olayan Group’s U.S. operations | United States |
| | |
*James W. Owens | Director | United States |
| | |
*O. Griffith Sexton | Adjunct professor of finance at Columbia Business School | United States |
| | |
*Ryosuke Tamakoshi | Senior Advisor to The Bank of Tokyo-Mitsubishi UFJ, Ltd. | Japan |
| | |
*Masaaki Tanaka | Representative Director and Deputy President of Mitsubishi UFJ Financial Group, Inc. | Japan |
| | |
*Laura D’Andrea Tyson | S. K. and Angela Chan Professor of Global Management at the Walter A. Haas School of Business at the University of California, Berkeley | United States |
| | |
*Rayford Wilkins, Jr. | Director | United States |
| | |
Gregory J. Fleming | Executive Vice President, President of Morgan Stanley Wealth Management and President of Investment Management | United States |
| | |
Eric F. Grossman | Executive Vice President and Chief Legal Officer | United States |
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Keishi Hotsuki | Chief Risk Officer | Japan |
| | |
Colm Kelleher | Executive Vice President and President of Institutional Securities | England and Ireland |
| | |
Ruth Porat | Executive Vice President and Chief Financial Officer | United States |
| | |
James A. Rosenthal | Executive Vice President and Chief Operating Officer | United States |
* Director
EXECUTIVE OFFICERS AND DIRECTORS OF MS HOLDINGS INCORPORATED
The names of the directors and the names and titles of the executive officers of MS Holdings Incorporated and their principal occupations are set forth below. The business address of each of the directors or executive officers is that of MS Holdings Incorporated at 1585 Broadway, New York, New York 10036. Unless otherwise indicated, each individual is a United States citizen and each occupation set forth opposite an individual’s name refers to MS Holdings Incorporated.
Name | Title |
| |
Harvey Bertram Mogenson | Director and President 1633 Broadway, New York, NY 10019 United States |
Louis A. Palladino, Jr. | Vice President 1633 Broadway, New York, NY 10019 United States |
Walter E. Rein | Vice President 440 South LaSalle St. One Financial Plaza Chicago, Il 60605 United States |
Noel C. Langlois | Vice President 100 Front Street, West Conshohocken, PA 19428, United States |
Arthur J. Lev | Director and Vice President 522 Fifth Avenue, New York, NY 10036, United States |
*Christina Huffman | Vice President 1221 Avenue of the Americas New York, NY, 100200, United States |
Jason Koenig | Vice President 1221 Avenue of the Americas New York, NY, 100200, United States |
Scott William Moss | Vice President 1221 Avenue of the Americas New York, NY, 100200, United States |
Ella D. Cohen | Vice President 522 Fifth Avenue, New York, NY 10036, United States |
Craig Krasinski | Vice President 100 Front Street, West Conshohocken, PA 19428, United States |
Matthew Paul Martin | Vice President 522 Fifth Avenue, New York, NY 10036, United States |
Sheri Lynn Schreck | Vice President 522 Fifth Avenue, New York, NY 10036, United States |
Robert Serafin | Vice President 201 Plaza Two, Jersey City, NY 07311, United States |
Jyoti J. Mandalia | Treasurer 750 Seventh Avenue, New York, NY 10019, United States |
* Dual citizenship - American and British
EXECUTIVE OFFICERS AND DIRECTORS OF MORGAN STANLEY PRIVATE EQUITY ASIA III, INC.
The names of the directors and the names and titles of the executive officers of Morgan Stanley Private Equity Asia III, Inc. and their principal occupations are set forth below. The business address of each of the directors or executive officers is as provided below. Unless otherwise indicated, each individual is a United States citizen and each occupation set forth opposite an individual’s name refers to Morgan Stanley Private Equity Asia III, Inc.
Name | | Title | | Address |
| | | | |
Hsuan Chin Chou | | Director | | International Commerce Centre 1 Austin Road West, Kowloon Hong Kong |
| | | | |
Alan K. Jones | | Director, President and Managing Director | | 1585 Broadway New York, New York 10036 |
| | | | |
John J. Moon | | Director | | 1585 Broadway New York, New York 10036 |
| | | | |
Fred Steinberg | | Chief Financial Officer, Assistant Treasurer and Vice President | | 1 New York Plaza New York, New York 10004 |
| | | | |
Jason Koenig | | Chief Legal Officer and Secretary and Vice President | | 1221 Avenue of the Americas New York, New York 10020 |
| | | | |
Robert M. Murphy | | Vice President | | 440 South LaSalle St. One Financial Plaza Chicago, Illinois 60605 |
| | | | |
Christopher L. O'Dell | | Vice President | | 522 Fifth Avenue New York, New York 10036 |
Walter E. Rein | | Vice President | | 440 South LaSalle St. One Financial Plaza Chicago, Illinois 60605 |
| | | | |
*Edwin van Keulen | | Vice President and Assistant Treasurer | | 1633 Broadway New York, New York 10019 |
| | | | |
Michael A. Henry | | Chief Compliance Officer and Vice President | | 1221 Avenue of the Americas New York, New York 10020 |
Samantha Jennifer Cooper | | Vice President | | 1585 Broadway New York, New York 10036 |
Scott William Moss | | Vice President and Assistant Secretary | | 1221 Avenue of the Americas New York, New York 10020 |
Christopher H. Norris | | Vice President | | 1585 Broadway New York, New York 10036 |
Karen A. Cassidy | | Treasurer | | 750 Seventh Avenue New York 10019 |
**Brian Barrett | | Vice President | | 1585 Broadway New York, New York 10036 |
* Citizenship - Dutch
** Dual citizenship - American and Irish
EXECUTIVE OFFICERS OF MORGAN STANLEY
PRIVATE EQUITY ASIA III, LLC
The managing member of Morgan Stanley Private Equity Asia III, L.L.C. is Morgan Stanley Private Equity Asia III, Inc. Morgan Stanley Private Equity Asia III, L.L.C. does not have officers or directors.
EXECUTIVE OFFICERS OF MORGAN STANLEY
PRIVATE EQUITY ASIA III, L.P.
The general partner of Morgan Stanley Private Equity Asia III, L.P. is Morgan Stanley Private Equity Asia III, LLC. Morgan Stanley Private Equity Asia III, L.P. does not have officers or directors
EXECUTIVE OFFICERS AND DIRECTORS OF MORGAN STANLEY PRIVATE
EQUITY ASIA EMPLOYEE INVESTORS III, L.P.
The general partner of Morgan Stanley Private Equity Asia Employee Investors III, L.P. is Morgan Stanley Private Equity Asia III, LLC. Morgan Stanley Private Equity Asia Employee Investors III, L.P. does not have officers or directors.
EXECUTIVE OFFICERS AND DIRECTORS OF MORGAN STANLEY PRIVATE EQUITY ASIA III HOLDINGS (CAYMAN) LTD
The name of the director and the names and titles of the executive officer of Morgan Stanley Private Equity Asia III Holdings (Cayman) Ltd and their principal occupations are set forth below. The business address of each of the director or executive officer is also set forth below. Unless otherwise indicated, each individual is a United States citizen and each occupation set forth opposite an individual’s name refers to Morgan Stanley Private Equity Asia III Holdings (Cayman) Ltd.
Name | Title | Address |
| | |
Samantha Jennifer Cooper | Director | 1585 Broadway New York, New York 10036 |
| | |
Karen A. Cassidy | Treasurer | 750 Seventh Avenue, NY 10019 |
| | |
Edwin van Keulen* | Treasurer | 1633 Broadway New York, NY 10019 |
| | |
Christopher H. Norris | Vice President | 1585 Broadway New York, New York 10036 |
* Citizenship - Dutch
EXECUTIVE OFFICERS AND DIRECTORS OF MSPEA AGRICULTURE HOLDING LIMITED
The name of the director and the names and titles of the executive officer of MSPEA Agriculture Holding Limited and their principal occupations are set forth below. The business address of each of the director or executive officer is also set below. Unless otherwise indicated, each individual is a United States citizen and each occupation set forth opposite an individual’s name refers to MSPEA Agriculture Holding Limited.
Name | | Title | | Address |
| | | | |
Alan K. Jones | | Director | | 1585 Broadway New York, New York 10036 |
| | | | |
Samantha Jennifer Cooper | Director | 1585 Broadway New York, New York 10036 |
Choi Sung Min | | Director | | HungKuk Life Insurance Building 226 Shinmun-ro 1-Ga, Chongro-Ku Seoul 110-061, Republic of Korea |
| | | | |
Karen A. Cassidy | Treasurer | 750 Seventh Avenue, NY 10019 |
| | |
Edwin van Keulen* | | Treasurer | | 1633 Broadway New York, NY 10036 |
*Citizenship - Dutch
SCHEDULE B
LEGAL PROCEEDINGS
Unless the context otherwise requires, the term “Morgan Stanley” means Morgan Stanley and its consolidated subsidiaries. Morgan Stanley & Co. LLC (“MS&Co.”) and Morgan Stanley Smith Barney LLC (“MSSB LLC”), referenced below, are Morgan Stanley’s primary U.S. broker-dealers.
(a) On September 30, 2009, Morgan Stanley entered into an administrative settlement agreement with the U.S. Environmental Protection Agency (“EPA”) to resolve certain violations of the U.S. environmental laws allegedly committed by Morgan Stanley during 2005. These alleged violations included: distribution of approximately 2.7 million gallons of reformulated gasoline that failed to comply with maximum benzene content limitations; failure to report volume and property information for each batch of gasoline blendstock imported and reformulated gasoline produced; failure to conduct an annual attest engagement; and failure to provide product transfer documents for each transfer of reformulated gasoline and each batch of previously certified gasoline. Without admitting or denying the EPA’s allegations, Morgan Stanley agreed to resolve these matters for a civil penalty of $405,000.
(b) On June 24, 2010, Morgan Stanley and the Office of the Attorney General for the Commonwealth of Massachusetts (“Massachusetts OAG”) entered into an Assurance of Discontinuance (“AOD”) to resolve the Massachusetts OAG’s investigation of the Issuer’s financing, purchase and securitization of certain subprime residential mortgages. The AOD provides for Morgan Stanley to make payments totaling approximately $102.7 million, and for Morgan Stanley to use its best efforts to implement certain business practices related to such activities on a prospective basis.
In addition, MS&Co. has been involved in a number of civil proceedings and regulatory actions which concern matters arising in connection with the conduct of its business. Certain of such proceedings have resulted in findings of violation of federal or state securities laws. Such proceedings are reported and summarized in the MS&Co. Form BD filed with the SEC, which descriptions are hereby incorporated by reference. The MSSB LLC Form BD filed with the SEC is also hereby incorporated by reference.