- BEEM Dashboard
- Financials
- Filings
-
Holdings
- Transcripts
- ETFs
- Insider
- Institutional
- Shorts
-
SC 13G Filing
Beam Global (BEEM) SC 13GBeneficial ownership report
Filed: 4 Apr 14, 12:00am
CUSIP No. 294 13Q 102 | 13G | Page 2 of 7 Pages |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Gemini Master Fund, Ltd. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) x | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 | |
6 | SHARED VOTING POWER 7,760,295 | ||
7 | SOLE DISPOSITIVE POWER 0 | ||
8 | SHARED DISPOSITIVE POWER 7,760,295 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,760,295 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.9% | ||
12 | TYPE OF REPORTING PERSON* CO |
CUSIP No. 294 13Q 102 | 13G | Page 3 of 7 Pages |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Gemini Strategies LLC, Inc. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) x | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Nevada | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 | |
6 | SHARED VOTING POWER 7,760,295 | ||
7 | SOLE DISPOSITIVE POWER 0 | ||
8 | SHARED DISPOSITIVE POWER 7,760,295 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,760,295 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.9% | ||
12 | TYPE OF REPORTING PERSON* CO |
CUSIP No. 294 13Q 102 | 13G | Page 4 of 7 Pages |
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Steven Winters | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) x | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 | |
6 | SHARED VOTING POWER 7,760,295 | ||
7 | SOLE DISPOSITIVE POWER 0 | ||
8 | SHARED DISPOSITIVE POWER 7,760,295 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,760,295 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.9% | ||
12 | TYPE OF REPORTING PERSON* IN |
CUSIP No. 294 13Q 102 | 13G | Page 5 of 7 Pages |
Item 1(a). | Name of Issuer: Envision Solar International, Inc. |
Item 1(b). | Address of Issuer's Principal Executive Offices: 7675 Dagget Street, Suite 150 San Diego, California 92111 |
Item 2(a). | Name of Persons Filing: Gemini Master Fund, Ltd, Gemini Strategies LLC, Inc. Steven Winters All of the securities covered by this report are owned directly by Gemini Master Fund, Ltd. Gemini Strategies LLC, Inc. is the investment manager of Gemini Master Fund, Ltd., and Steven Winters is the president of Gemini Strategies LLC, Inc. As permitted by Rule 13d-4, the filing of this statement shall not be construed as an admission that either Gemini Strategies LLC, Inc. or Steven Winters is the beneficial owner of any of the securities covered by this statement, and each of Gemini Strategies LLC, Inc. and Steven Winters expressly disclaims any equitable or beneficial ownership of such securities. |
Item 2(b). | Address of Principal Business Office or, if none, Residence: Address for all filers: c/o Gemini Strategies LLC, Inc., 619 South Vulcan Ave., Suite 203, Encinitas, CA 92024 |
Item 2(c). | Citizenship: Gemini Master Fund, Ltd. was organized under the laws of the Cayman Islands. Gemini Strategies LLC, Inc. was formed under the laws of the State of Nevada. Steven Winters is a United States citizen. |
Item 2(d). | Title of Class of Securities: Common Stock, $0.001 par value |
Item 2(e). | CUSIP Number: 294 13Q 102 |
Item 3. | If this statement is filed pursuant to rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: Not Applicable |
Item 4. | Ownership: |
(a) | Amount Beneficially Owned: 7,760,295* shares of Common Stock as of April 4, 2014 |
(b) | Percent of Class: 9.9%* |
CUSIP No. 294 13Q 102 | 13G | Page 6 of 7 Pages |
(c) | Number of shares as to which such person has: |
(i) | sole power to vote or to direct the vote: 0 |
(ii) | shared power to vote or to direct the vote: 7,760,295* |
(iii) | sole power to dispose or to direct the disposition of: 0 |
(iv) | shared power to dispose or to direct the disposition of: 7,760,295* |
Item 5. | Ownership of Five Percent or Less of a Class: |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person: Not Applicable |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company of Control Person: Not Applicable |
Item 8. | Identification and Classification of Members of the Group: Not Applicable |
Item 9. | Notice of Dissolution of Group: Not Applicable |
CUSIP No. 294 13Q 102 | 13G | Page 7 of 7 Pages |
Item 10. | Certification: |
April 4, 2014 | ||||
GEMINI MASTER FUND, LTD. | ||||
By: | GEMINI STRATEGIES LLC, INC., as investment manager |
By: | /s/ Steven Winters | |||
Name: Steven Winters | ||||
Title: President | ||||
GEMINI STRATEGIES LLC, INC. | |||
By: | /s/ Steven Winters | ||
Name: Steven Winters | |||
Title: President | |||
/s/ Steven Winters | |||
Steven Winters |