UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of report (Date of earliest event reported): January 17, 2019
National American University Holdings, Inc.
(Exact name of registrant as specified in its charter)
| Delaware | | 001-34751 | | 83-0479936 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
| 5301 Mt. Rushmore RoadRapid City, SD | 55701 |
| (Address of principal executive Offices) | (Zip Code) |
Registrant’s telephone number, including area code: (605) 721-5220
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| | [ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| | | |
| | [ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| | | |
| | [ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| | | |
| | [ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item 2.02 Results of Operations and Financial Condition.
On January 22, 2019, National American University Holdings, Inc. (the “Company”) issued a press release announcing financial results for its fiscal 2019 second quarter ended November 30, 2018.
A copy of the press release announcing the foregoing financial results is being furnished to the Securities and Exchange Commission and is attached to this Current Report on Form 8-K as Exhibit 99.1.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(b) On January 17, 2019, Dr. David K. Heflin, Chief Financial Officer of the Company, notified the Company of his decision to resign from his position effective February 1, 2019. Dr. Heflin’s resignation was a personal decision and not due to any disagreement with the Company’s management team, operations, financials, policies or procedures. Dr. Ronald L. Shape, the Company’s Chief Executive Officer, will serve as interim chief financial officer while the Company completes a search for a new Chief Financial Officer.
A copy of the press release announcing the foregoing is being furnished to the Securities and Exchange Commission and is attached to this Current Report on Form 8-K as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
| Exhibit No. | | Description |
| | | |
| | Press Release, dated January 22, 2019 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | Company Name | |
| | | | |
Date: January 22, 2019 | By: | /s/ Ronald L. Shape | |
| | | Ronald L. Shape, Ed. D.
| |
| | | Chief Executive Officer | |
EXHIBIT INDEX
| Exhibit No. | | Description |
| | | |
| | Press Release, dated January 22, 2019 |
