Matthew J Witkos Form 5 EATON VANCE / Matthew J Witkos ownership change

SEC Form 5

FORM 5

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Form 3 Holdings Reported.

Form 4 Transactions Reported.

1. Name and Address of Reporting Person^*

Witkos Matthew J

(Last)

(First)

(Middle)

TWO INTERNATIONAL PLACE

EATON VANCE

(Street)

BOSTON

02110

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
EATON VANCE CORP [ EV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
Pres & CEO EV Distributors Inc

3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
10/31/2018

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)	4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Eaton Vance Corp. Non-voting Common Stock	11/14/2007		P4⁽¹⁾	3.1104	A	$48.2253	3.1104⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	02/12/2008		P4	9.4902	A	$34.8222	12.6006⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	05/13/2008		P4	8.3043	A	$39.966	20.9049⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	08/12/2008		P4	8.7073	A	$38.2599	29.6122⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	11/11/2008		P4	17.8851	A	$19.3228	47.4973⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	02/10/2009		P4	16.387	A	$21.2583	7,066.8843⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	05/18/2009		P4	12.6587	A	$27.7201	27,391.543⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	08/17/2009		P4	12.1019	A	$29.1574	26,884.6449⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	11/16/2009		P4	12.0574	A	$30.3697	43,657.7023⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	02/16/2010		P4	12.4908	A	$29.4705	46,777.1931⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	05/11/2010		P4	11.0029	A	$33.6375	47,280.196⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	08/16/2010		P4	12.8992	A	$28.8289	47,293.0952⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	11/11/2010		P4	13.6635	A	$30.7886	61,072.7587⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	02/14/2011		P4	0.0042	A	$33.3333	62,809.7629⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	05/10/2011		P4	0.0042	A	$33.3333	63,281.7671⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	08/15/2011		P4	0.006	A	$23.3333	62,623.7731⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	11/16/2011		P4	0.0063	A	$23.8095	90,115.7794⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	02/13/2012		P4	0.0054	A	$27.7778	95,842.7848⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	05/16/2012		P4	0.006	A	$25	96,395.7908⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	08/13/2012		P4	0.0055	A	$27.2727	95,606.7963⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	11/15/2012		P4	0.0056	A	$28.5714	133,012.8019⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	12/21/2012		P4	0.005	A	$32	133,012.8069⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	05/16/2013		P4	0.0037	A	$43.2432	133,491.8106⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	08/12/2013		P4	0.004	A	$40	133,491.8146⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	11/14/2013		P4	287.399	A	$42.492	159,239.2136⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	02/13/2014		P4	411.0556	A	$37.2061	158,650.2692⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	05/14/2014		P4	418.5271	A	$36.758	159,068.7963⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	08/13/2014		P4	425.8748	A	$36.34	159,494.6711⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	11/13/2014		P4	423.8167	A	$41.7472	178,181.4878⁽²⁾	D
Eaton Vance Corp. Non-voting Common Stock	02/11/2015		P4	540.2449	A	$41.7984	178,721.7327⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)	5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Option (right to buy)	$24.4595						⁽³⁾	11/01/2021	Eaton Vance Corp. Non-voting Common Stock	4,088		4,088	D
Option (right to buy)	$28.227						⁽⁴⁾	11/01/2022	Eaton Vance Corp. Non-voting Common Stock	33,411		33,411	D
Option (right to buy)	$28.6858						⁽⁵⁾	11/01/2020	Eaton Vance Corp. Non-voting Common Stock	30,673		30,673	D
Option (right to buy)	$34.84						⁽⁶⁾	11/01/2026	Eaton Vance Corp. Non-voting Common Stock	127,340		127,340	D
Option (right to buy)	$36.71						⁽⁷⁾	11/03/2024	Eaton Vance Corp. Non-voting Common Stock	108,580		108,580	D
Option (right to buy)	$36.76						⁽⁸⁾	11/02/2025	Eaton Vance Corp. Non-voting Common Stock	105,220		105,220	D
Option (right to buy)	$41.9						⁽⁹⁾	11/01/2023	Eaton Vance Corp. Non-voting Common Stock	91,760		91,760	D
Option (right to buy)	$50.67						⁽¹⁰⁾	11/01/2027	Eaton Vance Corp. Non-voting Common Stock	79,660		79,660	D

Explanation of Responses:

1. All transactions reported in this Form 5 using Transaction Code P4 represent previously unreported acquisitions under broker-sponsored dividend reinvestment programs.

2. As of October 31, 2018 (the most recent fiscal year end), the total number of shares directly owned was 194,531.8408, after giving effect to all of the transactions reported on this Form 5. The amounts otherwise appearing in column 5 are automatically generated by the software used to prepare this report and do not reflect all direct holdings as of the date of the transaction being reported.

3. Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.

4. Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.

5. Granted on November 1, 2010, these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.

6. Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.

7. Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.

8. Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.

9. Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.

10. Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.

	Mark J. Bumann, Attorney-in-fact	12/20/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Matthew J Witkos Form 5EATON VANCE / Matthew J Witkos ownership change