SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 5)(1)
FEIHE INTERNATIONAL, INC.
(Name of Issuer)
Common Stock, US $0.001 Par Value Per Share
(Title of Class of Securities)
025334103
(CUSIP Number)
Sequoia Capital China Growth Fund I, L.P.
Suite 2215, Two Pacific Place
88 Queensway
Hong Kong, PRC
Attention: Wendy Kok
Telephone: 852 25018989
Sequoia Capital U.S. Growth Fund IV, L.P.
3000 Sand Hill Road, 4-250
Menlo Park, CA 94025, USA
Attention: Melinda Dunn
Telephone: 650 854 3927
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
October 25, 2011
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box o.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.
(1) This Schedule 13D (this "Statement") constitutes Amendment No. 1 of the Schedule 13D on behalf of Max Wealth Enterprises Limited, Amendment No. 3 to the Schedule 13D on behalf of Sequoia Capital USGF Principals Fund IV, L.P. and Amendment No. 5 to the Schedule 13D on behalf of Sequoia Capital China I, L.P., Sequoia Capital China Partners Fund I, L.P., Sequoia Capital China Principals Fund I, L.P., Sequoia Capital China Management I, L.P., Sequoia Capital China Growth Fund I, L.P., Sequoia Capital China Growth Partners Fund I, L.P., Sequoia Capital China GF Principals Fund I, L.P., Sequoia Capital China Growth Fund Management I, L.P., SC China Holding Limited, Neil Nanpeng Shen, Sequoia Capital U.S. Growth Fund IV, L.P., SCGF IV Management, L.P., and SCGF GenPar, Ltd.
The remainder of this cover page should be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 025334103 | Page 2 of 22 |
1 | Names of Reporting Persons; I.R.S. Identification Nos. of above persons (entities only) Sequoia Capital China I, L.P. ("SCC I"); 20-3514012 |
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) o (b) x |
3 | SEC USE ONLY |
4 | Source of Funds (See Instructions) AF, WC (see Item 3) |
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
6 | Citizenship or Place of Organization Cayman Islands |
Number of Shares Beneficially Owned by Each Reporting Person with | 7 | Sole Voting Power 0 |
8 | Shared Voting Power 49,225 |
9 | Sole Dispositive Power 0 |
10 | Shared Dispositive Power 49,225 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person 49,225 |
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
13 | Percent of Class Represented by Amount in Row (11) 0.2% |
14 | Type of Reporting Person (See Instructions) PN |
CUSIP No. 025334103 | Page 3 of 22 |
1 | Names of Reporting Persons; I.R.S. Identification Nos. of above persons (entities only) Sequoia Capital China Partners Fund I, L.P ("SCC PTRS I"); 20-4387549 |
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) o (b) x |
3 | SEC USE ONLY |
4 | Source of Funds (See Instructions) AF, WC (see Item 3) |
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
6 | Citizenship or Place of Organization Cayman Islands |
Number of Shares Beneficially Owned by Each Reporting Person with | 7 | Sole Voting Power 0 |
8 | Shared Voting Power 5,656 |
9 | Sole Dispositive Power 0 |
10 | Shared Dispositive Power 5,656 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person 5,656 |
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
13 | Percent of Class Represented by Amount in Row (11) Less than 0.1% |
14 | Type of Reporting Person (See Instructions) PN |
CUSIP No. 025334103 | Page 4 of 22 |
1 | Names of Reporting Persons; I.R.S. Identification Nos. of above persons (entities only) Sequoia Capital China Principals Fund I, L.P. ("SCC PRIN I"); 20-4887879 |
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) o (b) x |
3 | SEC USE ONLY |
4 | Source of Funds (See Instructions) AF, WC (see Item 3) |
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
6 | Citizenship or Place of Organization Cayman Islands |
Number of Shares Beneficially Owned by Each Reporting Person with | 7 | Sole Voting Power 0 |
8 | Shared Voting Power 7,619 |
9 | Sole Dispositive Power 0 |
10 | Shared Dispositive Power 7,619 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person 7,619 |
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
13 | Percent of Class Represented by Amount in Row (11) Less than 0.1% |
14 | Type of Reporting Person (See Instructions) PN |
CUSIP No. 025334103 | Page 5 of 22 |
1 | Names of Reporting Persons; I.R.S. Identification Nos. of above persons (entities only) Sequoia Capital China Management I, L.P. ("SCC MGMT I"); 20-3348112 |
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) o (b) x |
3 | SEC USE ONLY |
4 | Source of Funds (See Instructions) OO (see Item 3) |
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
6 | Citizenship or Place of Organization Cayman Islands |
Number of Shares Beneficially Owned by Each Reporting Person with | 7 | Sole Voting Power 0 |
8 | Shared Voting Power 62,500 shares of which 49,225 shares are directly held by SCC I, 5,656 shares are directly held by SCC PTRS I and 7,619 shares are directly held by SCC PRIN I. SCC MGMT I is the General Partner of SCC I, SCC PTRS I and SCC PRIN I. |
9 | Sole Dispositive Power 0 |
10 | Shared Dispositive Power 62,500 shares of which 49,225 shares are directly held by SCC I, 5,656 shares are directly held by SCC PTRS I and 7,619 shares are directly held by SCC PRIN I. SCC MGMT I is the General Partner of SCC I, SCC PTRS I and SCC PRIN I. |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person 62,500 |
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
13 | Percent of Class Represented by Amount in Row (11) 0.3% |
14 | Type of Reporting Person (See Instructions) PN |
CUSIP No. 025334103 | Page 6 of 22 |
1 | Names of Reporting Persons; I.R.S. Identification Nos. of above persons (entities only) Sequoia Capital China Growth Fund I, L.P. ("SCCGF I"); 26-0205433 |
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) o (b) x |
3 | SEC USE ONLY |
4 | Source of Funds (See Instructions) AF, WC (see Item 3) |
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
6 | Citizenship or Place of Organization Cayman Islands |
Number of Shares Beneficially Owned by Each Reporting Person with | 7 | Sole Voting Power 0 |
8 | Shared Voting Power 806,814 |
9 | Sole Dispositive Power 0 |
10 | Shared Dispositive Power 806,814 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person 806,814 |
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
13 | Percent of Class Represented by Amount in Row (11) 3.6% |
14 | Type of Reporting Person (See Instructions) PN |
CUSIP No. 025334103 | Page 7 of 22 |
1 | Names of Reporting Persons; I.R.S. Identification Nos. of above persons (entities only) Sequoia Capital China Growth Partners Fund I, L.P. ("SCCGF PTRS I"); 98-0577548 |
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) o (b) x |
3 | SEC USE ONLY |
4 | Source of Funds (See Instructions) AF, WC (see Item 3) |
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
6 | Citizenship or Place of Organization Cayman Islands |
Number of Shares Beneficially Owned by Each Reporting Person with | 7 | Sole Voting Power 0 |
8 | Shared Voting Power 19,241 |
9 | Sole Dispositive Power 0 |
10 | Shared Dispositive Power 19,241 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person 19,241 |
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
13 | Percent of Class Represented by Amount in Row (11) 0.1% |
14 | Type of Reporting Person (See Instructions) PN |
CUSIP No. 025334103 | Page 8 of 22 |
1 | Names of Reporting Persons; I.R.S. Identification Nos. of above persons (entities only) Sequoia Capital China GF Principals Fund I, L.P. ("SCCGF PRIN I"); 33-1190310 |
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) o (b) x |
3 | SEC USE ONLY |
4 | Source of Funds (See Instructions) AF, WC (see Item 3) |
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
6 | Citizenship or Place of Organization Cayman Islands |
Number of Shares Beneficially Owned by Each Reporting Person with | 7 | Sole Voting Power 0 |
8 | Shared Voting Power 98,978 |
9 | Sole Dispositive Power 0 |
10 | Shared Dispositive Power 98,978 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person 98,978 |
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
13 | Percent of Class Represented by Amount in Row (11) 0.4% |
14 | Type of Reporting Person (See Instructions) PN |
CUSIP No. 025334103 | Page 9 of 22 |
1 | Names of Reporting Persons; I.R.S. Identification Nos. of above persons (entities only) Sequoia Capital China Growth Fund Management I, L.P. ("SCCGF MGMT I"); 26-0204337 |
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) o (b) x |
3 | SEC USE ONLY |
4 | Source of Funds (See Instructions) OO (see Item 3) |
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
6 | Citizenship or Place of Organization Cayman Islands |
Number of Shares Beneficially Owned by Each Reporting Person with | 7 | Sole Voting Power 0 |
8 | Shared Voting Power 925,033 shares of which 806,814 shares are directly held by SCCGF I, 19,241 shares are directly held by SCCGF PTRS I and 98,978 shares are directly held by SCCGF PRIN I. SCCGF MGMT I is the General Partner of SCCGF I, SCCGF PTRS I and SCCGF PRIN I. |
9 | Sole Dispositive Power 0 |
10 | Shared Dispositive Power 925,033 shares of which 806,814 shares are directly held by SCCGF I, 19,241 shares are directly held by SCCGF PTRS I and 98,978 shares are directly held by SCCGF PRIN I. SCCGF MGMT I is the General Partner of SCCGF I, SCCGF PTRS I and SCCGF PRIN I. |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person 925,033 |
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
13 | Percent of Class Represented by Amount in Row (11) 4.1% |
14 | Type of Reporting Person (See Instructions) PN |
CUSIP No. 025334103 | Page 10 of 22 |
1 | Names of Reporting Persons; I.R.S. Identification Nos. of above persons (entities only) SC China Holding Limited ("SCC HOLD"); |
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) o (b) x |
3 | SEC USE ONLY |
4 | Source of Funds (See Instructions) OO (see Item 3) |
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
6 | Citizenship or Place of Organization Cayman Islands |
Number of Shares Beneficially Owned by Each Reporting Person with | 7 | Sole Voting Power 0 |
8 | Shared Voting Power 987,533 shares. SCC HOLD is the General Partner of SCC MGMT I and SCCGF MGMT I. See Item 5. |
9 | Sole Dispositive Power 0 |
10 | Shared Dispositive Power 987,533 shares. SCC HOLD is the General Partner of SCC MGMT I and SCCGF MGMT I. See Item 5. |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person 987,533 |
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
13 | Percent of Class Represented by Amount in Row (11) 4.4% (see Item 5) |
14 | Type of Reporting Person (See Instructions) OO |
CUSIP No. 025334103 | Page 11 of 22 |
1 | Names of Reporting Persons; I.R.S. Identification Nos. of above persons (entities only) Max Wealth Enterprises Limited ("MAX") |
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) o (b) x |
3 | SEC USE ONLY |
4 | Source of Funds (See Instructions) OO (see Item 3) |
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
6 | Citizenship or Place of Organization British Virgin Islands |
Number of Shares Beneficially Owned by Each Reporting Person with | 7 | Sole Voting Power 0 |
8 | Shared Voting Power 987,533 shares of which 49,225 shares are directly held by SCC I, 5,656 are directly held by SCC PTRS I, 7,619 shares are directly held by SCC PRIN I, 806,814 shares are directly held by SCCGF I, 19,241 shares are directly held by SCCGF PTRS I and 98,978 shares are directly held by SCCGF PRIN I. SCC HOLD is the General Partner of SCC MGMT I, which is the General Partner of each of SCC I, SCC PTRS I and SCC PRIN I, and SCCGF MGMT I, which is the General Partner of each of SCCGF I, SCCGF PTRS I and SCCGF PRIN I. SCC HOLD is wholly owned by MAX. |
9 | Sole Dispositive Power 0 |
10 | Shared Dispositive Power 987,533 shares of which 49,225 shares are directly held by SCC I, 5,656 are directly held by SCC PTRS I, 7,619 shares are directly held by SCC PRIN I, 806,814 shares are directly held by SCCGF I, 19,241 shares are directly held by SCCGF PTRS I and 98,978 shares are directly held by SCCGF PRIN I. SCC HOLD is the General Partner of SCC MGMT I, which is the General Partner of each of SCC I, SCC PTRS I and SCC PRIN I, and SCCGF MGMT I, which is the General Partner of each of SCCGF I, SCCGF PTRS I and SCCGF PRIN I. SCC HOLD is wholly owned by MAX. |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person 987,533 |
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
13 | Percent of Class Represented by Amount in Row (11) 4.4% |
14 | Type of Reporting Person (See Instructions) OO |
CUSIP No. 025334103 | Page 12 of 22 |
1 | Names of Reporting Persons; I.R.S. Identification Nos. of above persons (entities only) Neil Nanpeng Shen |
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) o (b) x |
3 | SEC USE ONLY |
4 | Source of Funds (See Instructions) OO (see Item 3) |
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
6 | Citizenship or Place of Organization Hong Kong SAR |
Number of Shares Beneficially Owned by Each Reporting Person with | 7 | Sole Voting Power 11,333 |
8 | Shared Voting Power 987,533 shares of which 49,225 shares are directly held by SCC I, 5,656 are directly held by SCC PTRS I, 7,619 shares are directly held by SCC PRIN I, 806,814 shares are directly held by SCCGF I, 19,241 shares are directly held by SCCGF PTRS I and 98,978 shares are directly held by SCCGF PRIN I. Neil Nanpeng Shen is a Managing Director of SCC HOLD, which is the General Partner of SCC MGMT I, which is the General Partner of each of SCC I, SCC PTRS I and SCC PRIN I, and SCCGF MGMT I, which is the General Partner of each of SCCGF I, SCCGF PTRS I and SCCGF PRIN I. SCC HOLD is wholly owned by MAX, a company wholly owned by Neil Nanpeng Shen. Neil Nanpeng Shen disclaims beneficial ownership of all such shares except to the extent of his individual pecuniary interest therein. See Item 5. |
9 | Sole Dispositive Power 11,333 |
10 | Shared Dispositive Power 987,533 shares of which 49,225 shares are directly held by SCC I, 5,656 are directly held by SCC PTRS I, 7,619 shares are directly held by SCC PRIN I, 806,814 shares are directly held by SCCGF I, 19,241 shares are directly held by SCCGF PTRS I and 98,978 shares are directly held by SCCGF PRIN I. Neil Nanpeng Shen is a Managing Director of SCC HOLD, which is the General Partner of SCC MGMT I, which is the General Partner of each of SCC I, SCC PTRS I and SCC PRIN I, and SCCGF MGMT I, which is the General Partner of each of SCCGF I, SCCGF PTRS I and SCCGF PRIN I. SCC HOLD is wholly owned by MAX, a company wholly owned by Neil Nanpeng Shen. Neil Nanpeng Shen disclaims beneficial ownership of all such shares except to the extent of his individual pecuniary interest therein. See Item 5. |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person 987,533 |
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
13 | Percent of Class Represented by Amount in Row (11) 4.5% (see Item 5) |
14 | Type of Reporting Person (See Instructions) IN |
CUSIP No. 025334103 | Page 13 of 22 |
1 | Names of Reporting Persons; I.R.S. Identification Nos. of above persons (entities only) Sequoia Capital U.S. Growth Fund IV, L.P. ("SCGF IV"); 98-0589567 |
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) o (b) x |
3 | SEC USE ONLY |
4 | Source of Funds (See Instructions) AF, WC (see Item 3) |
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
6 | Citizenship or Place of Organization Cayman Islands |
Number of Shares Beneficially Owned by Each Reporting Person with | 7 | Sole Voting Power 0 |
8 | Shared Voting Power 399,333 |
9 | Sole Dispositive Power 0 |
10 | Shared Dispositive Power 399,333 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person 399,333 |
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
13 | Percent of Class Represented by Amount in Row (11) 1.8% |
14 | Type of Reporting Person (See Instructions) PN |
CUSIP No. 025334103 | Page 14 of 22 |
1 | Names of Reporting Persons; I.R.S. Identification Nos. of above persons (entities only) Sequoia Capital USGF Principals Fund IV, L.P. ("SCGF PRIN IV"); 98-0619227 |
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) o (b) x |
3 | SEC USE ONLY |
4 | Source of Funds (See Instructions) AF, WC (see Item 3) |
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
6 | Citizenship or Place of Organization Cayman Islands |
Number of Shares Beneficially Owned by Each Reporting Person with | 7 | Sole Voting Power 0 |
8 | Shared Voting Power 17,334 |
9 | Sole Dispositive Power 0 |
10 | Shared Dispositive Power 17,334 |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person 17,334 |
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
13 | Percent of Class Represented by Amount in Row (11) 0.1% |
14 | Type of Reporting Person (See Instructions) PN |
CUSIP No. 025334103 | Page 15 of 22 |
1 | Names of Reporting Persons; I.R.S. Identification Nos. of above persons (entities only) SCGF IV Management, L.P. ("SCGF MGMT IV"); 98-0589559 |
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) o (b) x |
3 | SEC USE ONLY |
4 | Source of Funds (See Instructions) OO (see Item 3) |
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
6 | Citizenship or Place of Organization Cayman Islands |
Number of Shares Beneficially Owned by Each Reporting Person with | 7 | Sole Voting Power 0 |
8 | Shared Voting Power 416,667 shares of which 399,333 are directly held by SCGF IV and 17,334 shares are directly held by SCGF PRIN IV. SCGF MGMT IV is the General Partner of SCGF IV and SCGF PRIN IV. |
9 | Sole Dispositive Power 0 |
10 | Shared Dispositive Power 416,667 shares of which 399,333 are directly held by SCGF IV and 17,334 shares are directly held by SCGF PRIN IV. SCGF MGMT IV is the General Partner of SCGF IV and SCGF PRIN IV. |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person 416,667 |
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
13 | Percent of Class Represented by Amount in Row (11) 1.9% |
14 | Type of Reporting Person (See Instructions) PN |
CUSIP No. 025334103 | Page 16 of 22 |
1 | Names of Reporting Persons; I.R.S. Identification Nos. of above persons (entities only) SCGF GenPar, Ltd ("SCGF GP"); 98-0603717 |
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) o (b) x |
3 | SEC USE ONLY |
4 | Source of Funds (See Instructions) OO (see Item 3) |
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
6 | Citizenship or Place of Organization Cayman Islands |
Number of Shares Beneficially Owned by Each Reporting Person with | 7 | Sole Voting Power 0 |
8 | Shared Voting Power 416,667 shares. SCGF GP is the General Partner of SCGF MGMT IV. See Item 5. |
9 | Sole Dispositive Power 0 |
10 | Shared Dispositive Power 416,667 shares. SCGF GP is the General Partner of SCGF MGMT IV. See Item 5. |
11 | Aggregate Amount Beneficially Owned by Each Reporting Person 416,667 |
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
13 | Percent of Class Represented by Amount in Row (11) 1.9% |
14 | Type of Reporting Person (See Instructions) OO |
CUSIP No. 025334103 | Page 17 of 22 |
Except as set forth below, the previous Schedule 13D, as amended prior to the date hereof, remains in effect, and capitalized terms used herein but not defined herein have such respective meanings, as defined in such previous Schedule 13D. The information set forth in response to each separate Item below shall be deemed to be a response to all Items where such information is relevant. The information set forth in the Exhibits and Schedule attached hereto and to previous Schedule 13D filings is expressly incorporated herein by reference and the response to each item of this Statement is qualified in its entirety by the provisions of such Exhibits and Schedule.
Item 5. Purpose of Transaction
Item 5 is amended and restated as follows:
(a) As of September 27, 2011, there were 22,339,291 shares of Common Stock outstanding.
The Reporting Persons may be deemed to share beneficial ownership of 1,415,533 shares of Common Stock, which constitute approximately 6.3% of the outstanding shares of Common Stock of the Company. The filing of this Statement shall not be construed as an admission that the Reporting Persons share beneficial ownership of these shares.
SCC I directly holds 49,225 shares of Common Stock, which constitute approximately 0.2% of the outstanding shares of Common Stock. SCC PTRS I directly holds 5,656 shares of Common Stock, which constitute less than 0.1% of the outstanding shares of Common Stock. SCC PRIN I directly holds 7,619 shares of Common Stock, which constitute less than 0.1% of the outstanding shares of Common Stock. SCC MGMT I, as the general partner of SCC I, SCC PTRS I and SCC PRIN I, may be deemed to beneficially own an aggregate of 62,500 shares of Common Stock, which constitute approximately 0.3% of the outstanding shares of Common Stock. Except to the extent of its interests as general partner of SCC I, SCC PTRS I and SCC PRIN I, SCC MGMT I expressly disclaims such beneficial ownership and the filing of this Statement shall not be construed as an admission that SCC MGMT I is a beneficial owner of 62,500 shares of Common Stock.
SCCGF I directly holds 806,814 shares of Common Stock, which constitute approximately 3.6% of the outstanding shares of Common Stock. SCCGF PTRS I directly holds 19,241 shares of Common Stock, which constitute approximately 0.1% of the outstanding shares of Common Stock. SCCGF PRIN I directly holds 98,978 shares of Common Stock, which constitute approximately 0.4% of the outstanding shares of Common Stock. SCCGF MGMT I, as the general partner of SCCGF I, SCCGF PTRS I and SCCGF PRIN I, may be deemed to beneficially own an aggregate of 925,033 shares of Common Stock, which constitute approximately 4.1% of the outstanding shares of Common Stock. Except to the extent of its interests as general partner of SCCGF I, SCCGF PTRS I and SCCGF PRIN I, SCCGF MGMT I expressly disclaims such beneficial ownership and the filing of this Statement shall not be construed as an admission that SCCGF MGMT I is a beneficial owner of 925,033 shares of Common Stock.
CUSIP No. 025334103 | Page 18 of 22 |
SCC HOLD, as the general partner of SCC MGMT I and SCCGF MGMT I, may be deemed to beneficially own an aggregate of 987,533 shares of Common Stock, which constitute approximately 4.4% of the outstanding shares of Common Stock. Except to the extent of its interests as general partner of SCC MGMT I and SCCGF MGMT I, SCC HOLD expressly disclaims such beneficial ownership and the filing of this Statement shall not be construed as an admission that SCC HOLD is a beneficial owner of 987,533 shares of Common Stock. Neil Nanpeng Shen is a Managing Director of SCC HOLD. Neil Nanpeng Shen disclaims beneficial ownership of all such shares except to the extent of his individual pecuniary interest therein.
MAX, which wholly-owns SCC HOLD, may be deemed to beneficially own an aggregate of 987,533 shares of Common Stock, which constitute approximately 4.4% of the outstanding shares of Common Stock. Except to the extent of its interests as owner of SCC HOLD, MAX expressly disclaims such beneficial ownership and the filing of this Statement shall not be construed as an admission that MAX is a beneficial owner of 987,533 shares of Common Stock. Neil Nanpeng Shen wholly owns MAX. Neil Nanpeng Shen disclaims beneficial ownership of all such shares except to the extent of his individual pecuniary interest therein.
SCGF IV directly holds 399,333 shares of Common Stock, which constitute approximately 1.8% of the outstanding shares of Common Stock. SCGF PRIN IV directly holds 17,334 shares of Common Stock, which constitute approximately 0.1% of the outstanding shares of Common Stock. SCGF MGMT IV, as the general partner of SCGF IV and SCGF PRIN IV, may be deemed to beneficially own an aggregate of 416,667 shares of Common Stock, which constitute approximately 1.9% of the outstanding shares of Common Stock. Except to the extent of its interests as general partner of SCGF IV and SCGF PRIN IV, SCGF MGMT IV expressly disclaims such beneficial ownership and the filing of this Statement shall not be construed as an admission that SCGF MGMT IV is a beneficial owner of 416,667 shares of Common Stock. SCGF GP, as the general partner of SCGF MGMT IV, may be deemed to beneficially own an aggregate of 416,667 shares of Common Stock, which constitute approximately 1.9% of the outstanding shares of Common Stock. Except to the extent of its interests as general partner of SCGF MGMT IV, SCGF GP expressly disclaims such beneficial ownership and the filing of this Statement shall not be construed as an admission that SCGF GP is a beneficial owner of 416,667 shares of Common Stock.
Neil Nanpeng Shen directly holds 11,333 shares, for which he holds sole voting and dispositive power.
By virtue of the relationship described herein, the Reporting Persons may be deemed to constitute a "group" within the meaning of Rule 13d-5 under the Exchange Act. As a member of a group, each Reporting Person may be deemed to share voting and dispositive power with respect to, and therefore beneficially own, the shares beneficially owned by members of the group as a whole. The filing of this Statement shall not be construed as an admission that the Reporting Persons beneficially own those shares held by another member of the group.
(b) The number of shares of Common Stock as to which each of the Reporting Persons has sole or shared power to vote, direct the vote, dispose or direct the disposition are as set forth in such Reporting Persons cover pages hereof.
CUSIP No. 025334103 | Page 19 of 22 |
(c) During the 60 days prior to the filing date of this Statement, the following transactions were effected by the Reporting Persons:
On October 25, 2011, the second installment of the redemption described in Item 4 closed. SCC I redeemed 24,612 shares of Company Common Stock for $590,700.00; SCC PTRS I redeemed 2,828 shares of Company Common Stock for $67,875.00; SCC PRIN I redeemed 3,810 shares of Company Common Stock for $91,425.00; SCCGF I redeemed 363,416 shares of Company Common Stock for $8,721,997.50; SCCGF PTRS I redeemed 8,667 shares of Company Common Stock for $207,997.50; SCCGF PRIN I redeemed 44,584 shares of Company Common Stock for $1,070,002.50; SCGF IV redeemed 199,667 shares of Company Common Stock for $4,792,000.50; and SCGF PRIN IV redeemed 8,666 shares of Company Common Stock for $208,002.00, in each case together with accrued interest as provided for in the Redemption Agreement.
(d) No person other than the Reporting Persons is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock purchased under the Subscription Agreement.
(e) Not Applicable.
Item 7. Material Filed as Exhibits
99.1 | Joint Filing Agreement dated April 29, 2011, by and among the Reporting Persons (incorporated by reference to Exhibit 99.1 to the Schedule 13D filed by the Reporting Persons on April 29, 2011). |
| |
99.2 | Subscription Agreement dated August 11, 2009, by and among American Dairy, Inc. and the Purchasers (incorporated by reference to Exhibit 99.2 to the Schedule 13D filed by the Reporting Persons on September 4, 2009). |
| |
99.3 | Assignment and Assumption dated August 20, 2009, by and among Sequoia Capital Growth Fund I, L.P., Sequoia Capital Growth Partners III, L.P., Sequoia Capital Growth III Principals Fund, Sequoia Capital U.S. Growth Fund IV, L.P. and American Dairy, Inc. (incorporated by reference to Exhibit 99.2 to the Schedule 13D filed by the Reporting Persons on September 4, 2009). |
| |
99.4 | Registration Rights Agreement dated August 26, 2009, by and among American Dairy, Inc. and the Purchasers (incorporated by reference to Exhibit 10.1 to the Form 8-K filed by the Company (then American Dairy Inc.) on August 26, 2009). |
| |
99.5 | Redemption Agreement dated February 1, 2011, by and among Feihe International, Inc. and the Sellers (incorporated by reference to Exhibit 10.1 to the Form 8-K filed by the Company on February 2, 2011). |
CUSIP No. 025334103 | Page 20 of 22 |
SIGNATURE
After reasonable inquiry and to the best of the knowledge and belief of the undersigned, such persons certify that the information set forth herein is true, complete and correct.
Dated: October 27, 2011
| SEQUOIA CAPITAL CHINA I, L.P. |
| SEQUOIA CAPITAL CHINA PARTNERS FUND I, L.P. |
| SEQUOIA CAPITAL CHINA PRINCIPALS FUND I, L.P. |
| |
| By: Sequoia Capital China Management I, L.P. |
| A Cayman Islands exempted limited partnership |
| General Partner of Each |
| |
| By: SC China Holding Limited |
| A Cayman Islands limited liability company |
| Its General Partner |
| |
| /s/ Wendy Kok |
| Name: Wendy Kok |
| Title: Authorized Signatory |
| |
| SEQUOIA CAPITAL CHINA GROWTH FUND I, L.P. |
| SEQUOIA CAPITAL CHINA GROWTH PARTNERS FUND I, L.P. |
| SEQUOIA CAPITAL CHINA GF PRINCIPALS FUND I, L.P. |
| |
| By: Sequoia Capital China Growth Fund Management I, L.P. |
| A Cayman Islands exempted limited partnership |
| General Partner of Each |
| |
| By: SC China Holding Limited |
| A Cayman Islands limited liability company |
| Its General Partner |
| |
| /s/ Wendy Kok |
| Name: Wendy Kok |
| Authorized Signatory |
| |
CUSIP No. 025334103 | Page 21 of 22 |
| SEQUOIA CAPITAL CHINA MANAGEMENT I, L.P. |
| SEQUOIA CAPITAL CHINA GROWTH FUND MANAGEMENT I, L.P. |
| |
| By: SC China Holding Limited |
| A Cayman Islands limited liability company |
| Its General Partner |
| |
| /s/ Wendy Kok |
| Name: Wendy Kok |
| Authorized Signatory |
| |
| SC CHINA HOLDING LIMITED |
| |
| /s/ Wendy Kok |
| Name: Wendy Kok |
| Authorized Signatory |
| |
| MAX WEALTH ENTERPRISES LIMITED |
| |
| By: /s/ Neil Nanpeng Shen |
| Name: Neil Nanpeng Shen, Owner and Director |
| |
| NEIL NANPENG SHEN |
| |
| By: /s/ Neil Nanpeng Shen |
| Name: Neil Nanpeng Shen |
| |
| SEQUOIA CAPITAL U.S. GROWTH FUND IV, L.P. |
| SEQUOIA CAPITAL USGF PRINCIPALS FUND IV, L.P. |
| |
| By: SCGF IV Management, L.P. |
| A Cayman Islands exempted limited partnership |
| Its General Partner |
| |
| By: SCGF GenPar, Ltd |
| A Cayman Islands limited liability company |
| Its General Partner |
| |
| /s/ Michael Moritz |
| Managing Director |
| |
CUSIP No. 025334103 | Page 22 of 22 |
| SCGF IV MANAGEMENT, L.P. |
| |
| By: SCGF GenPar, Ltd |
| A Cayman Islands limited liability company |
| Its General Partner |
| |
| /s/ Michael Moritz |
| Managing Director |
| |
| SCGF GENPAR, LTD |
| |
| /s/ Michael Moritz |
| Managing Director |
| |