AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MARCH 22, 2011 | REGISTRATION NO. 333- |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM S-3
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
JAMES RIVER COAL COMPANY
(Exact name of registrant as specified in its charter)
Virginia (State or other jurisdiction of incorporation or organization) | James River Coal Company 901 E. Byrd Street, Suite 1600 Richmond, Virginia 23219 (804) 780-3000 (Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices) | 54-1602012 (I.R.S. Employer Identification Number) |
| SEE TABLE OF SUBSIDIARY CO-REGISTRANTS | |
Peter T. Socha President & Chief Executive Officer James River Coal Company 901 E. Byrd Street, Suite 1600 Richmond, Virginia 23219 (804) 780-3000 (Name, address, including zip code, and telephone number, including area code, of agent for service) | Copies to: David A. Stockton, Esq. Kilpatrick Townsend & Stockton LLP 1100 Peachtree Street, Suite 2800 Atlanta, Georgia 30309 (404) 815-6500 |
Approximate date of commencement of proposed sale to the public: From time to time after this registration statement becomes effective.
If the only securities being registered on this form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. o
If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. x
If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. x Registration No. 333-168628
If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier registration statement for the same offering. o __________
If this form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. o
If this form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act of 1934.
Large accelerated filer o Non-accelerated filer o | Accelerated filer x Smaller reporting company o |
(Do not check if a smaller reporting company)
CALCULATION OF REGISTRATION FEE
Title of Each Class of Securities to be Registered (1) | Proposed Maximum Aggregate Offering Price (1) | Amount of Registration Fee (2) |
Common Stock, par value $.01 per share | $30,000,000 | $3,483.00 |
(1) The registrant previously registered an aggregate amount of $150,000,000 of common stock, preferred stock, debt securities, warrants, units and guarantees of debt securities pursuant to its Registration Statement on Form S-3 (Registration No. 333-168628). None of such securities have been sold. In accordance with Rule 462(b) under the Securities Act, an additional amount of common stock having a proposed maximum aggregate offering price of no more than 20% of the maximum aggregate offering price of the securities eligible to be sold under the related Registration Statement on Form S-3 (Registration No. 333-168628), for which a filing fee of $3,483.00 is being paid herewith, are being registered.
(2) Calculated pursuant to Rule 457(o) under the Securities Act.
Pursuant to Rule 462(b) under the Securities Act of 1933, this Registration Statement shall become effective upon filing with the Securities and Exchange Commission.
TABLE OF SUBSIDIARY CO-REGISTRANTS
Exact name of Subsidiary Co-Registrant as specified in its charter (1)(2) | | State or other jurisdiction of incorporation or organization | | I.R.S. Employer Identification Number |
BDCC Holding Company, Inc. | | Delaware | | 62-0133200 |
Bell County Coal Corporation | | Delaware | | 61-0880806 |
Bledsoe Coal Corporation | | Kentucky | | 61-0894821 |
Bledsoe Coal Leasing Company | | Delaware | | 52-1186654 |
Blue Diamond Coal Company | | Delaware | | 52-2313812 |
Eolia Resources, Inc. | | North Carolina | | 56-0890587 |
James River Coal Sales, Inc. | | Delaware | | 74-2233417 |
James River Coal Service Company | | Kentucky | | 61-0712577 |
Johns Creek Coal Company | | Tennessee | | 62-1059412 |
Johns Creek Elkhorn Coal Corporation | | Delaware | | 61-0729199 |
Johns Creek Processing Company | | Delaware | | 52-2274021 |
Leeco, Inc. | | Kentucky | | 61-0734176 |
McCoy Elkhorn Coal Corporation | | Kentucky | | 61-0718373 |
Shamrock Coal Company, Incorporated | | Delaware | | 62-0421843 |
Triad Mining Inc. | | Indiana | | 71-1189005 |
Triad Underground Mining, LLC | | Indiana | | 35-2149041 |
____________________
(1) | The address, including zip code, and telephone number, including area code, of the principal executive offices of each subsidiary co-registrant is: |
901 E. Byrd Street, Suite 1600
Richmond, Virginia 23219
(804) 780-3000
(2) | The Primary Standard Industrial Classification Code Number for each subsidiary co-registrant is 1221. |
EXPLANATORY NOTE
This Registration Statement on Form S-3 (the “Registration Statement”) is being filed with the Securities and Exchange Commission (the “Commission”) by James River Coal Company, a Virginia corporation (the “Company”), pursuant to Rule 462(b) and General Instruction IV of Form S-3, both promulgated under the Securities Act of 1933, as amended. This Registration Statement incorporates by reference the contents of the Company’s Registration Statement on Form S-3 (Registration No. 333-168628), as amended, including the exhibits thereto, which was declared effective by the Commission on September 23, 2010 (the “Initial Registration Statement”). Pursuant to Rule 462(b) under the Securities Act, this Registration Statement is to be effective upon filing.
This Registration Statement is being filed pursuant to Rule 462(b) to increase the dollar amount of common stock registered under the Initial Registration Statement by $30,000,000, including shares of common stock subject to the underwriters’ 30-day option to purchase additional shares of common stock. This amount represents 20% of the amount available for issuance under the Initial Registration Statement. The required opinion and consents are listed on the exhibit index hereto and are filed herewith.
PART II
Information Not Required in Prospectus
Item 16. Exhibits
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5.1* | | Legal Opinion of Kilpatrick Townsend & Stockton LLP |
23.1* | | Consent of Marshall Miller & Associates, Inc. |
23.2* | | Consent of KPMG LLP |
23.3* | | Consent of PriceWaterhouseCoopers LLP |
23.4* | | Consent of Kilpatrick Townsend & Stockton LLP (see Exhibit 5.1) |
24.1* | | Power of Attorney (included on signature page) |
____________________
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Richmond, State of Virginia, on March 21, 2011.
| JAMES RIVER COAL COMPANY |
| | | |
| By: | /s/ Peter T. Socha |
| | Name: | Peter T. Socha |
| | Title: | Chairman, President and Chief Executive Officer |
KNOW ALL MEN BY THESE PRESENTS, that each person whose signatures appears below constitutes and appoints Peter T. Socha and Samuel M. Hopkins, II, and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this registration statement on Form S-3 (including post effective amendments), and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing required or necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated on March 21, 2011:
Signature | | Title |
| | |
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/s/ Peter T. Socha | | Chairman of the Board, President and Chief Executive Officer |
Peter T. Socha | | (principal executive officer) |
| | |
| | |
/s/ Samuel M. Hopkins, II | | Vice President and Chief Accounting Officer (principal financial |
Samuel M. Hopkins, II | | officer and principal accounting officer) |
| | |
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/s/ Alan F. Crown | | Director |
Alan F. Crown | | |
| | |
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/s/ Ronald J. FlorJancic | | Director |
Ronald J. FlorJancic | | |
| | |
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/s/ Leonard J. Kujawa | | Director |
Leonard J. Kujawa | | |
| | |
| | |
/s/ Joseph H. Vipperman | | Director |
Joseph H. Vipperman | | |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Richmond, State of Virginia, on March 21, 2011.
| BDCC HOLDING COMPANY, INC. |
| | | |
| By: | /s/ Peter T. Socha |
| | Name: | Peter T. Socha |
| | Title: | Chief Executive Officer |
KNOW ALL MEN BY THESE PRESENTS, that each person whose signatures appears below constitutes and appoints Peter T. Socha and Samuel M. Hopkins, II, and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this registration statement on Form S-3 (including post effective amendments), and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing required or necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated on March 21, 2011.
Signature | | Title |
| | |
| | |
/s/ Peter T. Socha | | Chairman of the Board and Chief Executive Officer |
Peter T. Socha | | (principal executive officer) |
| | |
| | |
/s/ Samuel M. Hopkins, II | | Vice President and Chief Accounting Officer (principal financial |
Samuel M. Hopkins, II | | officer and principal accounting officer) |
| | |
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/s/ Joseph G. Evans | | Director |
Joseph G. Evans | | |
| | |
| | |
/s/ Coy K. Lane | | Director |
Coy K. Lane | | |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Richmond, State of Virginia, on March 21, 2011.
| BELL COUNTY COAL CORPORATION |
| | | |
| By: | /s/ Peter T. Socha |
| | Name: | Peter T. Socha |
| | Title: | Chief Executive Officer |
KNOW ALL MEN BY THESE PRESENTS, that each person whose signatures appears below constitutes and appoints Peter T. Socha and Samuel M. Hopkins, II, and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this registration statement on Form S-3 (including post effective amendments), and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing required or necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated on March 21, 2011.
Signature | | Title |
| | |
| | |
/s/ Peter T. Socha | | Chairman of the Board and Chief Executive Officer |
Peter T. Socha | | (principal executive officer) |
| | |
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/s/ Samuel M. Hopkins, II | | Vice President and Chief Accounting Officer (principal financial |
Samuel M. Hopkins, II | | officer and principal accounting officer) |
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/s/ B. J. Reynolds | | Director |
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| | |
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/s/ Coy K. Lane | | Director |
Coy K. Lane | | |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Richmond, State of Virginia, on March 21, 2011.
| BLEDSOE COAL CORPORATION |
| | | |
| By: | /s/ Peter T. Socha |
| | Name: | Peter T. Socha |
| | Title: | Chief Executive Officer |
KNOW ALL MEN BY THESE PRESENTS, that each person whose signatures appears below constitutes and appoints Peter T. Socha and Samuel M. Hopkins, II, and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this registration statement on Form S-3 (including post effective amendments), and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing required or necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated on March 21, 2011.
Signature | | Title |
| | |
| | |
/s/ Peter T. Socha | | Chairman of the Board and Chief Executive Officer |
Peter T. Socha | | (principal executive officer) |
| | |
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/s/ Samuel M. Hopkins, II | | Vice President and Chief Accounting Officer (principal financial |
Samuel M. Hopkins, II | | officer and principal accounting officer) |
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/s/ Tim Frasure | | Director |
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| | |
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/s/ Coy K. Lane | | Director |
Coy K. Lane | | |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Richmond, State of Virginia, on March 21, 2011.
| BLEDSOE COAL LEASING COMPANY |
| | | |
| By: | /s/ Peter T. Socha |
| | Name: | Peter T. Socha |
| | Title: | Chief Executive Officer |
KNOW ALL MEN BY THESE PRESENTS, that each person whose signatures appears below constitutes and appoints Peter T. Socha and Samuel M. Hopkins, II, and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this registration statement on Form S-3 (including post effective amendments), and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing required or necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated on March 21, 2011.
Signature | | Title |
| | |
| | |
/s/ Peter T. Socha | | Chairman of the Board and Chief Executive Officer |
Peter T. Socha | | (principal executive officer) |
| | |
| | |
/s/ Samuel M. Hopkins, II | | Vice President and Chief Accounting Officer (principal financial |
Samuel M. Hopkins, II | | officer and principal accounting officer) |
| | |
| | |
/s/ Tim Frasure | | Director |
| | |
| | |
| | |
/s/ Coy K. Lane | | Director |
Coy K. Lane | | |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Richmond, State of Virginia, on March 21, 2011.
| BLUE DIAMOND COAL COMPANY |
| | | |
| By: | /s/ Peter T. Socha |
| | Name: | Peter T. Socha |
| | Title: | Chief Executive Officer |
KNOW ALL MEN BY THESE PRESENTS, that each person whose signatures appears below constitutes and appoints Peter T. Socha and Samuel M. Hopkins, II, and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this registration statement on Form S-3 (including post effective amendments), and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing required or necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated on March 21, 2011.
Signature | | Title |
| | |
| | |
/s/ Peter T. Socha | | Chairman of the Board and Chief Executive Officer |
Peter T. Socha | | (principal executive officer) |
| | |
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/s/ Samuel M. Hopkins, II | | Vice President and Chief Accounting Officer (principal financial |
Samuel M. Hopkins, II | | officer and principal accounting officer) |
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/s/ Joseph G. Evans | | Director |
| | |
| | |
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/s/ Coy K. Lane | | Director |
Coy K. Lane | | |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Richmond, State of Virginia, on March 21, 2011.
| EOLIA RESOURCES, INC. |
| | | |
| By: | /s/ Peter T. Socha |
| | Name: | Peter T. Socha |
| | Title: | Chief Executive Officer |
KNOW ALL MEN BY THESE PRESENTS, that each person whose signatures appears below constitutes and appoints Peter T. Socha and Samuel M. Hopkins, II, and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this registration statement on Form S-3 (including post effective amendments), and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing required or necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated on March 21, 2011.
Signature | | Title |
| | |
| | |
/s/ Peter T. Socha | | Chairman of the Board and Chief Executive Officer |
Peter T. Socha | | (principal executive officer) |
| | |
| | |
/s/ Samuel M. Hopkins, II | | Vice President and Chief Accounting Officer (principal financial |
Samuel M. Hopkins, II | | officer and principal accounting officer) |
| | |
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/s/ Joseph G. Evans | | Director |
| | |
| | |
| | |
/s/ Coy K. Lane | | Director |
Coy K. Lane | | |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Richmond, State of Virginia, on March 21, 2011.
| JAMES RIVER COAL SALES, INC. |
| | | |
| By: | /s/ Peter T. Socha |
| | Name: | Peter T. Socha |
| | Title: | Chief Executive Officer |
KNOW ALL MEN BY THESE PRESENTS, that each person whose signatures appears below constitutes and appoints Peter T. Socha and Samuel M. Hopkins, II, and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this registration statement on Form S-3 (including post effective amendments), and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing required or necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated on March 21, 2011.
Signature | | Title |
| | |
| | |
/s/ Peter T. Socha | | Chairman of the Board and Chief Executive Officer |
Peter T. Socha | | (principal executive officer) |
| | |
| | |
/s/ Samuel M. Hopkins, II | | Vice President and Chief Accounting Officer (principal financial |
Samuel M. Hopkins, II | | officer and principal accounting officer) |
| | |
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/s/ Michael E. Weber | | Director |
| | |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Richmond, State of Virginia, on March 21, 2011.
| JAMES RIVER COAL SERVICE COMPANY |
| | | |
| By: | /s/ Peter T. Socha |
| | Name: | Peter T. Socha |
| | Title: | Chief Executive Officer |
KNOW ALL MEN BY THESE PRESENTS, that each person whose signatures appears below constitutes and appoints Peter T. Socha and Samuel M. Hopkins, II, and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this registration statement on Form S-3 (including post effective amendments), and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing required or necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated on March 21, 2011.
Signature | | Title |
| | |
| | |
/s/ Peter T. Socha | | Chairman of the Board and Chief Executive Officer |
Peter T. Socha | | (principal executive officer) |
| | |
| | |
/s/ Samuel M. Hopkins, II | | Vice President and Chief Accounting Officer (principal financial |
Samuel M. Hopkins, II | | officer and principal accounting officer) |
| | |
| | |
/s/ Coy K. Lane | | Director |
| | |
| | |
| | |
/s/ Brian Patton | | Director |
| | |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Richmond, State of Virginia, on March 21, 2011.
| JOHNS CREEK COAL COMPANY |
| | | |
| By: | /s/ Peter T. Socha |
| | Name: | Peter T. Socha |
| | Title: | Chief Executive Officer |
KNOW ALL MEN BY THESE PRESENTS, that each person whose signatures appears below constitutes and appoints Peter T. Socha and Samuel M. Hopkins, II, and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this registration statement on Form S-3 (including post effective amendments), and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing required or necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated on March 21, 2011.
Signature | | Title |
| | |
| | |
/s/ Peter T. Socha | | Chairman of the Board and Chief Executive Officer |
Peter T. Socha | | (principal executive officer) |
| | |
| | |
/s/ Samuel M. Hopkins, II | | Vice President and Chief Accounting Officer (principal financial |
Samuel M. Hopkins, II | | officer and principal accounting officer) |
| | |
| | |
/s/ Randall K. Taylor | | Director |
| | |
| | |
| | |
/s/ Coy K. Lane | | Director |
Coy K. Lane | | |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Richmond, State of Virginia, on March 21, 2011.
| JOHNS CREEK ELKHORN COAL CORPORATION |
| | | |
| By: | /s/ Peter T. Socha |
| | Name: | Peter T. Socha |
| | Title: | Chief Executive Officer |
KNOW ALL MEN BY THESE PRESENTS, that each person whose signatures appears below constitutes and appoints Peter T. Socha and Samuel M. Hopkins, II, and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this registration statement on Form S-3 (including post effective amendments), and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing required or necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated on March 21, 2011.
Signature | | Title |
| | |
| | |
/s/ Peter T. Socha | | Chairman of the Board and Chief Executive Officer |
Peter T. Socha | | (principal executive officer) |
| | |
| | |
/s/ Samuel M. Hopkins, II | | Vice President and Chief Accounting Officer (principal financial |
Samuel M. Hopkins, II | | officer and principal accounting officer) |
| | |
| | |
/s/ Randall K. Taylor | | Director |
| | |
| | |
| | |
/s/ Coy K. Lane | | Director |
Coy K. Lane | | |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Richmond, State of Virginia, on March 21, 2011.
| JOHNS CREEK PROCESSING COMPANY |
| | | |
| By: | /s/ Peter T. Socha |
| | Name: | Peter T. Socha |
| | Title: | Chief Executive Officer |
KNOW ALL MEN BY THESE PRESENTS, that each person whose signatures appears below constitutes and appoints Peter T. Socha and Samuel M. Hopkins, II, and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this registration statement on Form S-3 (including post effective amendments), and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing required or necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated on March 21, 2011.
Signature | | Title |
| | |
| | |
/s/ Peter T. Socha | | Chairman of the Board and Chief Executive Officer |
Peter T. Socha | | (principal executive officer) |
| | |
| | |
/s/ Samuel M. Hopkins, II | | Vice President and Chief Accounting Officer (principal financial |
Samuel M. Hopkins, II | | officer and principal accounting officer) |
| | |
| | |
/s/ Randall K. Taylor | | Director |
| | |
| | |
| | |
/s/ Coy K. Lane | | Director |
Coy K. Lane |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Richmond, State of Virginia, on March 21, 2011.
| LEECO, INC. |
| | | |
| By: | /s/ Peter T. Socha |
| | Name: | Peter T. Socha |
| | Title: | Chief Executive Officer |
KNOW ALL MEN BY THESE PRESENTS, that each person whose signatures appears below constitutes and appoints Peter T. Socha and Samuel M. Hopkins, II, and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this registration statement on Form S-3 (including post effective amendments), and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing required or necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated on March 21, 2011.
Signature | | Title |
| | |
| | |
/s/ Peter T. Socha | | Chairman of the Board and Chief Executive Officer |
Peter T. Socha | | (principal executive officer) |
| | |
| | |
/s/ Samuel M. Hopkins, II | | Vice President and Chief Accounting Officer (principal financial |
Samuel M. Hopkins, II | | officer and principal accounting officer) |
| | |
| | |
/s/ Joseph G. Evans | | Director |
| | |
| | |
| | |
/s/ Coy K. Lane | | Director |
Coy K. Lane |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Richmond, State of Virginia, on March 21, 2011.
| MCCOY ELKHORN COAL CORPORATION |
| | | |
| By: | /s/ Peter T. Socha |
| | Name: | Peter T. Socha |
| | Title: | Chief Executive Officer |
KNOW ALL MEN BY THESE PRESENTS, that each person whose signatures appears below constitutes and appoints Peter T. Socha and Samuel M. Hopkins, II, and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this registration statement on Form S-3 (including post effective amendments), and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing required or necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated on March 21, 2011.
Signature | | Title |
| | |
| | |
/s/ Peter T. Socha | | Chairman of the Board and Chief Executive Officer |
Peter T. Socha | | (principal executive officer) |
| | |
| | |
/s/ Samuel M. Hopkins, II | | Vice President and Chief Accounting Officer (principal financial |
Samuel M. Hopkins, II | | officer and principal accounting officer) |
| | |
| | |
/s/ Randall K. Taylor | | Director |
| | |
| | |
| | |
/s/ Coy K. Lane | | Director |
Coy K. Lane |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Richmond, State of Virginia, on March 21, 2011.
| SHAMROCK COAL COMPANY, INCORPORATED |
| | | |
| By: | /s/ Peter T. Socha |
| | Name: | Peter T. Socha |
| | Title: | Chief Executive Officer |
KNOW ALL MEN BY THESE PRESENTS, that each person whose signatures appears below constitutes and appoints Peter T. Socha and Samuel M. Hopkins, II, and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this registration statement on Form S-3 (including post effective amendments), and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing required or necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated on March 21, 2011.
Signature | | Title |
| | |
| | |
/s/ Peter T. Socha | | Chairman of the Board and Chief Executive Officer |
Peter T. Socha | | (principal executive officer) |
| | |
| | |
/s/ Samuel M. Hopkins, II | | Vice President and Chief Accounting Officer (principal financial |
Samuel M. Hopkins, II | | officer and principal accounting officer) |
| | |
| | |
/s/ Tim Frasure | | Director |
| | |
| | |
| | |
/s/ Coy K. Lane | | Director |
Coy K. Lane |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Richmond, State of Virginia, on March 21, 2011.
| TRIAD MINING INC. |
| | | |
| By: | /s/ Peter T. Socha |
| | Name: | Peter T. Socha |
| | Title: | Chief Executive Officer |
KNOW ALL MEN BY THESE PRESENTS, that each person whose signatures appears below constitutes and appoints Peter T. Socha and Samuel M. Hopkins, II, and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this registration statement on Form S-3 (including post effective amendments), and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing required or necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated on March 21, 2011.
Signature | | Title |
| | |
| | |
/s/ Peter T. Socha | | Chairman of the Board and Chief Executive Officer |
Peter T. Socha | | (principal executive officer) |
| | |
| | |
/s/ Samuel M. Hopkins, II | | Vice President and Chief Accounting Officer (principal financial |
Samuel M. Hopkins, II | | officer and principal accounting officer) |
| | |
| | |
/s/ Donald W. Arrowsmith | | Director, President and Chief Operating Officer |
| | |
| | |
| | |
/s/ Coy K. Lane | | Director |
Coy K. Lane |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Richmond, State of Virginia, on March 21, 2011.
| TRIAD UNDERGROUND MINING, LLC |
| | | |
| By: | /s/ Peter T. Socha |
| | Name: | Peter T. Socha |
| | Title: | Chief Executive Officer |
KNOW ALL MEN BY THESE PRESENTS, that each person whose signatures appears below constitutes and appoints Peter T. Socha and Samuel M. Hopkins, II, and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this registration statement on Form S-3 (including post effective amendments), and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing required or necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated on March 21, 2011.
Signature | | Title |
| | |
| | |
/s/ Peter T. Socha | | Chairman of the Board and Chief Executive Officer |
Peter T. Socha | | (principal executive officer) |
| | |
| | |
/s/ Samuel M. Hopkins, II | | Vice President and Chief Accounting Officer (principal financial |
Samuel M. Hopkins, II | | officer and principal accounting officer) |
| | |
| | |
/s/ Donald W. Arrowsmith | | Manager, President and Chief Operating Officer |
| | |
| | |
| | |
/s/ Coy K. Lane | | Director |
Coy K. Lane |
EXHIBIT INDEX
| | |
| | |
5.1* | | Legal Opinion of Kilpatrick Townsend & Stockton LLP |
23.1* | | Consent of Marshall Miller & Associates, Inc. |
23.2* | | Consent of KPMG LLP |
23.3* | | Consent of PriceWaterhouseCoopers LLP |
23.4* | | Consent of Kilpatrick Townsend & Stockton LLP (see Exhibit 5.1) |
24.1* | | Power of Attorney (included on signature page) |
____________________