COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 19,770 | 100,500 | SH | Put | DFND | 1 | 100,500 | 0 | 0 |
ADECOAGRO S A | COM | L00849106 | 2,783 | 350,000 | SH | | DFND | 1 | 350,000 | 0 | 0 |
ADIENT PLC | ORD SHS | G0084W101 | 42,795 | 870,000 | SH | | DFND | 1 | 870,000 | 0 | 0 |
ADMA BIOLOGICS INC | COM | 000899104 | 3,991 | 885,000 | SH | | DFND | 1 | 885,000 | 0 | 0 |
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 7,950 | 1,000,000 | SH | | DFND | 1 | 1,000,000 | 0 | 0 |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 29,547 | 300,000 | SH | | DFND | 1 | 300,000 | 0 | 0 |
APPLIED GENETIC TECHNOL CORP | COM | 03820J100 | 1,110 | 300,000 | SH | | DFND | 1 | 300,000 | 0 | 0 |
ARDELYX INC | COM | 039697107 | 2,405 | 650,000 | SH | | DFND | 1 | 650,000 | 0 | 0 |
ARRAY BIOPHARMA INC | COM | 04269X105 | 7,551 | 450,000 | SH | | DFND | 1 | 450,000 | 0 | 0 |
ATLANTIC ACQUISITION CORP | RIGHT 02/08/2019 | 048206304 | 154 | 270,000 | SH | | DFND | 1 | 270,000 | 0 | 0 |
AVEO PHARMACEUTICALS INC | COM | 053588109 | 5,650 | 2,500,000 | SH | | DFND | 1 | 2,500,000 | 0 | 0 |
AVEO PHARMACEUTICALS INC | COM | 053588109 | 1,130 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
AZURRX BIOPHARMA INC | COM | 05502L105 | 1,284 | 400,000 | SH | | DFND | 1 | 400,000 | 0 | 0 |
BIG ROCK PARTNERS ACQUISI CO | RIGHT 12/01/2022 | 089482129 | 74 | 165,000 | SH | | DFND | 1 | 165,000 | 0 | 0 |
BIG ROCK PARTNERS ACQUISI CO | *W EXP 12/01/202 | 089482111 | 31 | 82,500 | SH | | DFND | 1 | 82,500 | 0 | 0 |
BISON CAP ACQUISITION CORP | RIGHT 03/20/2019 | G1142P138 | 33 | 100,000 | SH | | DFND | 1 | 100,000 | 0 | 0 |
BISON CAP ACQUISITION CORP | *W EXP 06/20/202 | G1142P112 | 19 | 50,000 | SH | | DFND | 1 | 50,000 | 0 | 0 |
BLACK RIDGE ACQUISITION CORP | RIGHT 07/10/2019 | 09216T123 | 70 | 200,000 | SH | | DFND | 1 | 200,000 | 0 | 0 |
BLACK RIDGE ACQUISITION CORP | *W EXP 07/10/202 | 09216T115 | 301 | 700,000 | SH | | DFND | 1 | 700,000 | 0 | 0 |
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 5,469 | 170,000 | SH | | DFND | 1 | 170,000 | 0 | 0 |
CARVANA CO | CL A | 146869102 | 64,964 | 1,561,634 | SH | | DFND | 1 | 1,561,634 | 0 | 0 |
CATERPILLAR INC DEL | COM | 149123101 | 10,175 | 75,000 | SH | Put | DFND | 1 | 75,000 | 0 | 0 |
CM SEVEN STAR ACQUISITION CO | RIGHT 08/21/2022 | G2345N136 | 56 | 175,000 | SH | | DFND | 1 | 175,000 | 0 | 0 |
CM SEVEN STAR ACQUISITION CO | *W EXP 08/21/202 | G2345N110 | 35 | 87,500 | SH | | DFND | 1 | 87,500 | 0 | 0 |
COCA COLA CO | COM | 191216100 | 26,316 | 600,000 | SH | Put | DFND | 1 | 600,000 | 0 | 0 |
CONSTELLATION ALPHA CAP CORP | RIGHT 99/99/9999 | G2379F132 | 117 | 180,000 | SH | | DFND | 1 | 180,000 | 0 | 0 |
CONSTELLATION ALPHA CAP CORP | *W EXP 03/23/202 | G2379F116 | 137 | 380,000 | SH | | DFND | 1 | 380,000 | 0 | 0 |
CONTRAFECT CORP | COM | 212326102 | 5,138 | 2,324,836 | SH | | DFND | 1 | 2,324,836 | 0 | 0 |
CRESUD S A C I F Y A | SPONSORED ADR | 226406106 | 10,100 | 681,500 | SH | | DFND | 1 | 681,500 | 0 | 0 |
DIANA SHIPPING INC | COM | Y2066G104 | 2,109 | 438,364 | SH | | DFND | 1 | 438,364 | 0 | 0 |
DRAPER OAKWOOD TECHNOLOGY | RIGHT 09/19/2018 | 26146L129 | 106 | 180,000 | SH | | DFND | 1 | 180,000 | 0 | 0 |
DRAPER OAKWOOD TECHNOLOGY | *W EXP 09/19/202 | 26146L111 | 66 | 90,000 | SH | | DFND | 1 | 90,000 | 0 | 0 |
EASTERLY ACQUISITION CORP | *W EXP 07/29/202 | 27616L110 | 625 | 500,000 | SH | | DFND | 1 | 500,000 | 0 | 0 |
EDISON INTL | COM | 281020107 | 6,327 | 100,000 | SH | | DFND | 1 | 100,000 | 0 | 0 |
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 3,602 | 295,285 | SH | | DFND | 1 | 295,285 | 0 | 0 |
ELLIE MAE INC | COM | 28849P100 | 2,596 | 25,000 | SH | Put | DFND | 1 | 25,000 | 0 | 0 |
ENERGY RECOVERY INC | COM | 29270J100 | 8,888 | 1,100,000 | SH | | DFND | 1 | 1,100,000 | 0 | 0 |
ENOVA INTL INC | COM | 29357K103 | 19,424 | 531,449 | SH | | DFND | 1 | 531,449 | 0 | 0 |
ESTRE AMBIENTAL INC | *W EXP 12/21/202 | G3206V118 | 319 | 750,000 | SH | | DFND | 1 | 750,000 | 0 | 0 |
ETSY INC | COM | 29786A106 | 7,383 | 175,000 | SH | | DFND | 1 | 175,000 | 0 | 0 |
EVOKE PHARMA INC | COM | 30049G104 | 286 | 114,300 | SH | | DFND | 1 | 114,300 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 9,716 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
FATE THERAPEUTICS INC | COM | 31189P102 | 8,437 | 744,011 | SH | | DFND | 1 | 744,011 | 0 | 0 |
FENNEC PHARMACEUTICALS INC | COM | 31447P100 | 9,053 | 867,185 | SH | | DFND | 1 | 867,185 | 0 | 0 |
FERRARI N V | COM | N3167Y103 | 13,501 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
GALMED PHARMACEUTICALS LTD | SHS | M47238106 | 16,065 | 1,350,000 | SH | | DFND | 1 | 1,350,000 | 0 | 0 |
GENCO SHIPPING & TRADING LTD | SHS | Y2685T131 | 1,057 | 68,200 | SH | | DFND | 1 | 68,200 | 0 | 0 |
GIGCAPITAL INC | RIGHT 03/06/2020 | 37518N114 | 90 | 200,000 | SH | | DFND | 1 | 200,000 | 0 | 0 |
GIGCAPITAL INC | *W EXP 06/08/202 | 37518N122 | 68 | 150,000 | SH | | DFND | 1 | 150,000 | 0 | 0 |
GORDON POINTE ACQUISITION CO | COM CLASS A | 382788107 | 2,187 | 225,000 | SH | | DFND | 1 | 225,000 | 0 | 0 |
GORDON POINTE ACQUISITION CO | *W EXP 07/30/202 | 382788115 | 124 | 225,000 | SH | | DFND | 1 | 225,000 | 0 | 0 |
GREIF INC | CL B | 397624206 | 686 | 11,910 | SH | | DFND | 1 | 11,910 | 0 | 0 |
GRUBHUB INC | COM | 400110102 | 10,491 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
GRUPO FINANCIERO GALICIA S A | SP ADR 10 SH B | 399909100 | 1,484 | 45,000 | SH | | DFND | 1 | 45,000 | 0 | 0 |
HAYMAKER ACQUISITION CORP | *W EXP 10/27/202 | 420870115 | 249 | 300,000 | SH | | DFND | 1 | 300,000 | 0 | 0 |
HENNESSY CAP ACQUSTON CORP I | *W EXP 06/15/202 | 42588L113 | 774 | 537,500 | SH | | DFND | 1 | 537,500 | 0 | 0 |
HERBALIFE NUTRITION LTD | COM SHS | G4412G101 | 21,488 | 400,000 | SH | Put | DFND | 1 | 400,000 | 0 | 0 |
HL ACQUISITIONS CORP | UNIT 06/21/2023 | G4603R114 | 1,811 | 180,000 | SH | | DFND | 1 | 180,000 | 0 | 0 |
HOSTESS BRANDS INC | *W EXP 11/04/202 | 44109J114 | 3,786 | 2,226,799 | SH | | DFND | 1 | 2,226,799 | 0 | 0 |
I AM CAP ACQUISITION CO | RIGHT 05/22/2019 | 45074Q124 | 76 | 200,000 | SH | | DFND | 1 | 200,000 | 0 | 0 |
I AM CAP ACQUISITION CO | *W EXP 05/22/202 | 45074Q116 | 295 | 700,000 | SH | | DFND | 1 | 700,000 | 0 | 0 |
IFRESH INC | COM | 449538107 | 156 | 30,000 | SH | | DFND | 1 | 30,000 | 0 | 0 |
INDUSTREA ACQUISITION CORP | *W EXP 08/01/202 | 45579J112 | 741 | 1,234,606 | SH | | DFND | 1 | 1,234,606 | 0 | 0 |
INSPIRED ENTMT INC | COM | 45782N108 | 4,421 | 707,330 | SH | | DFND | 1 | 707,330 | 0 | 0 |
INTEC PHARMA LTD JERUSALEM | SHS | M53644106 | 660 | 150,000 | SH | | DFND | 1 | 150,000 | 0 | 0 |
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 4,480 | 350,000 | SH | | DFND | 1 | 350,000 | 0 | 0 |
IRSA INVERSIONES Y REP S A | GLOBL DEP RCPT | 450047204 | 11,520 | 666,300 | SH | | DFND | 1 | 666,300 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 14,561 | 120,000 | SH | Put | DFND | 1 | 120,000 | 0 | 0 |
KELLOGG CO | COM | 487836108 | 13,974 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
KROGER CO | COM | 501044101 | 18,493 | 650,000 | SH | | DFND | 1 | 650,000 | 0 | 0 |
KROGER CO | COM | 501044101 | 11,380 | 400,000 | SH | Call | DFND | 1 | 400,000 | 0 | 0 |
LEAP THERAPEUTICS INC | COM | 52187K101 | 1,350 | 150,000 | SH | | DFND | 1 | 150,000 | 0 | 0 |
LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 215 | 500,000 | SH | | DFND | 1 | 500,000 | 0 | 0 |
LEISURE ACQUISITION CORP | COM | 52539T107 | 2,415 | 250,000 | SH | | DFND | 1 | 250,000 | 0 | 0 |
LEISURE ACQUISITION CORP | *W EXP 12/05/201 | 52539T115 | 89 | 125,000 | SH | | DFND | 1 | 125,000 | 0 | 0 |
LF CAP ACQUISITION CORP | UNIT 06/19/2025 | 50200K207 | 4,532 | 450,000 | SH | | DFND | 1 | 450,000 | 0 | 0 |
LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 2,013 | 125,000 | SH | | DFND | 1 | 125,000 | 0 | 0 |
M D C HLDGS INC | COM | 552676108 | 3,077 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
MACROGENICS INC | COM | 556099109 | 5,423 | 262,600 | SH | | DFND | 1 | 262,600 | 0 | 0 |
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 8,484 | 1,200,000 | SH | | DFND | 1 | 1,200,000 | 0 | 0 |
MEDICINES CO | COM | 584688105 | 4,670 | 127,252 | SH | | DFND | 1 | 127,252 | 0 | 0 |
MICRON TECHNOLOGY INC | COM | 595112103 | 17,305 | 330,000 | SH | | DFND | 1 | 330,000 | 0 | 0 |
MIRAGEN THERAPEUTICS INC | COM | 60463E103 | 3,205 | 500,000 | SH | | DFND | 1 | 500,000 | 0 | 0 |
MODERN MEDIA ACQUISITION | RIGHT 99/99/9999 | 60765P129 | 520 | 1,000,000 | SH | | DFND | 1 | 1,000,000 | 0 | 0 |
MODERN MEDIA ACQUISITION | *W EXP 05/17/202 | 60765P111 | 325 | 500,000 | SH | | DFND | 1 | 500,000 | 0 | 0 |
MTECH ACQUISITION CORP | *W EXP 08/01/202 | 55378W115 | 49 | 75,000 | SH | | DFND | 1 | 75,000 | 0 | 0 |
MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 18,316 | 1,900,000 | SH | | DFND | 1 | 1,900,000 | 0 | 0 |
MUDRICK CAP ACQUISITION CORP | *W EXP 02/12/202 | 624745113 | 1,600 | 2,500,000 | SH | | DFND | 1 | 2,500,000 | 0 | 0 |
NATIONAL ENERGY SERVICES REU | *W EXP 05/05/202 | G6375R115 | 870 | 725,000 | SH | | DFND | 1 | 725,000 | 0 | 0 |
NATIONAL OILWELL VARCO INC | COM | 637071101 | 12,803 | 295,000 | SH | | DFND | 1 | 295,000 | 0 | 0 |
NAVIOS MARITIME HOLDINGS INC | COM | Y62196103 | 256 | 300,000 | SH | | DFND | 1 | 300,000 | 0 | 0 |
NETFLIX INC | COM | 64110L106 | 78,286 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
NEW FRONTIER CORP | UNIT 99/99/9999 | G6485P116 | 1,003 | 100,000 | SH | | DFND | 1 | 100,000 | 0 | 0 |
NEW YORK REIT INC | COM NEW | 64976L208 | 13,680 | 749,999 | SH | | DFND | 1 | 749,999 | 0 | 0 |
NEXEO SOLUTIONS INC | *W EXP 06/09/202 | 65342H110 | 671 | 1,175,341 | SH | | DFND | 1 | 1,175,341 | 0 | 0 |
NII HLDGS INC | COM PAR | 62913F508 | 54,777 | 14,045,499 | SH | | DFND | 1 | 14,045,499 | 0 | 0 |
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 1,005 | 375,000 | SH | | DFND | 1 | 375,000 | 0 | 0 |
ON DECK CAP INC | COM | 682163100 | 21,350 | 3,050,000 | SH | | DFND | 1 | 3,050,000 | 0 | 0 |
ONCONOVA THERAPEUTICS INC | COM NEW | 68232V306 | 5,867 | 14,503,169 | SH | | DFND | 1 | 14,503,169 | 0 | 0 |
ONCOSEC MED INC | COM NEW | 68234L207 | 414 | 300,000 | SH | | DFND | 1 | 300,000 | 0 | 0 |
ONE MADISON CORP | COM CL A | G6772P100 | 2,425 | 250,000 | SH | | DFND | 1 | 250,000 | 0 | 0 |
ONE MADISON CORP | *W EXP 99/99/999 | G6772P126 | 128 | 125,000 | SH | | DFND | 1 | 125,000 | 0 | 0 |
OPES ACQUISITION CORP | COM | 68373P100 | 1,455 | 150,000 | SH | | DFND | 1 | 150,000 | 0 | 0 |
OPES ACQUISITION CORP | *W EXP 03/13/202 | 68373P118 | 53 | 150,000 | SH | | DFND | 1 | 150,000 | 0 | 0 |
OSPREY ENERGY ACQUISITION CO | *W EXP 07/21/202 | 688397116 | 239 | 149,600 | SH | | DFND | 1 | 149,600 | 0 | 0 |
OTONOMY INC | COM | 68906L105 | 3,080 | 800,000 | SH | | DFND | 1 | 800,000 | 0 | 0 |
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 296 | 605,000 | SH | | DFND | 1 | 605,000 | 0 | 0 |
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 74 | 115,000 | SH | | DFND | 1 | 115,000 | 0 | 0 |
PG&E CORP | COM | 69331C108 | 25,192 | 591,910 | SH | | DFND | 1 | 591,910 | 0 | 0 |
POLARITYTE INC | COM | 731094108 | 4,002 | 170,000 | SH | | DFND | 1 | 170,000 | 0 | 0 |
PURE ACQUISITION CORP | CL A | 74621Q106 | 2,050 | 200,000 | SH | | DFND | 1 | 200,000 | 0 | 0 |
REDHILL BIOPHARMA LTD | SPONSORED ADS | 757468103 | 17,424 | 2,042,654 | SH | | DFND | 1 | 2,042,654 | 0 | 0 |
SEADRILL LIMITED | SHS | G7945E105 | 2,974 | 13,519,200 | SH | Put | DFND | 1 | 13,519,200 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 5,153 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
SEQUENTIAL BRNDS GROUP INC N | COM | 81734P107 | 6,612 | 3,356,200 | SH | | DFND | 1 | 3,356,200 | 0 | 0 |
SIERRA ONCOLOGY INC | COM | 82640U107 | 5,328 | 1,800,000 | SH | | DFND | 1 | 1,800,000 | 0 | 0 |
SIMPLY GOOD FOODS CO | *W EXP 07/07/202 | 82900L110 | 3,318 | 799,459 | SH | | DFND | 1 | 799,459 | 0 | 0 |
SOLENO THERAPEUTICS INC | COM NEW | 834203200 | 1,975 | 844,112 | SH | | DFND | 1 | 844,112 | 0 | 0 |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 18,300 | 300,000 | SH | Put | DFND | 1 | 300,000 | 0 | 0 |
SPDR SERIES TRUST | S&P RETAIL ETF | 78464A714 | 21,852 | 450,000 | SH | Put | DFND | 1 | 450,000 | 0 | 0 |
STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 1,500 | 250,000 | SH | | DFND | 1 | 250,000 | 0 | 0 |
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 2,633 | 375,000 | SH | | DFND | 1 | 375,000 | 0 | 0 |
SYNTHETIC BIOLOGICS INC | COM | 87164U102 | 359 | 1,500,000 | SH | | DFND | 1 | 1,500,000 | 0 | 0 |
TAPIMMUNE INC | COM PAR | 876033408 | 1,886 | 200,000 | SH | | DFND | 1 | 200,000 | 0 | 0 |
TARGET CORP | COM | 87612E106 | 1,903 | 25,000 | SH | Put | DFND | 1 | 25,000 | 0 | 0 |
TESLA INC | COM | 88160R101 | 425,258 | 1,240,000 | SH | Put | DFND | 1 | 1,240,000 | 0 | 0 |
TETRAPHASE PHARMACEUTICALS I | COM | 88165N105 | 2,142 | 600,000 | SH | | DFND | 1 | 600,000 | 0 | 0 |
TIBERIUS ACQUISITION CORP | COM | 88633A107 | 4,325 | 450,000 | SH | | DFND | 1 | 450,000 | 0 | 0 |
TIBERIUS ACQUISITION CORP | *W EXP 02/28/202 | 88633A115 | 252 | 450,000 | SH | | DFND | 1 | 450,000 | 0 | 0 |
TIDEWATER INC NEW | *W EXP 07/31/202 | 88642R125 | 39 | 14,178 | SH | | DFND | 1 | 14,178 | 0 | 0 |
TOCAGEN INC | COM | 888846102 | 467 | 50,000 | SH | | DFND | 1 | 50,000 | 0 | 0 |
TRACON PHARMACEUTICALS INC | COM | 89237H100 | 7,073 | 2,738,938 | SH | | DFND | 1 | 2,738,938 | 0 | 0 |
TRIDENT ACQUISITIONS CORP | COM | 89615T106 | 2,438 | 250,000 | SH | | DFND | 1 | 250,000 | 0 | 0 |
TRIDENT ACQUISITIONS CORP | *W EXP 05/09/202 | 89615T114 | 542 | 1,693,750 | SH | | DFND | 1 | 1,693,750 | 0 | 0 |
TRINITY MERGER CORP | COM CL A | 89653L106 | 7,000 | 700,000 | SH | | DFND | 1 | 700,000 | 0 | 0 |
TRIVAGO N V | SPON ADS A SHS | 89686D105 | 24,970 | 5,500,000 | SH | | DFND | 1 | 5,500,000 | 0 | 0 |
TRUECAR INC | COM | 89785L107 | 34,138 | 3,383,358 | SH | | DFND | 1 | 3,383,358 | 0 | 0 |
TWELVE SEAS INVESTMENT COMPA | UNIT 06/21/2023 | G9145A123 | 1,761 | 175,000 | SH | | DFND | 1 | 175,000 | 0 | 0 |
UNION ACQUISITION CORP | SHS | G9366W101 | 1,938 | 200,000 | SH | | DFND | 1 | 200,000 | 0 | 0 |
UNION ACQUISITION CORP | RIGHT 12/02/2019 | G9366W135 | 64 | 200,000 | SH | | DFND | 1 | 200,000 | 0 | 0 |
UNION ACQUISITION CORP | *W EXP 07/01/202 | G9366W127 | 70 | 200,000 | SH | | DFND | 1 | 200,000 | 0 | 0 |
UNIQURE NV | SHS | N90064101 | 39,690 | 1,050,000 | SH | | DFND | 1 | 1,050,000 | 0 | 0 |
VASCULAR BIOGENICS LTD | COM | M96883109 | 762 | 346,574 | SH | | DFND | 1 | 346,574 | 0 | 0 |
VECTOIQ ACQUISITION CORP | COM | 92243N103 | 5,000 | 500,000 | SH | | DFND | 1 | 500,000 | 0 | 0 |
WARRIOR MET COAL INC | COM | 93627C101 | 6,203 | 225,000 | SH | | DFND | 1 | 225,000 | 0 | 0 |
WILLSCOT CORP | *W EXP 09/10/202 | 971375118 | 5,831 | 2,579,958 | SH | | DFND | 1 | 2,579,958 | 0 | 0 |
WRIGHT MED GROUP N V | RIGHT 03/01/2019 | N96617126 | 517 | 403,531 | SH | | DFND | 1 | 403,531 | 0 | 0 |
XENIA HOTELS & RESORTS INC | COM | 984017103 | 13,398 | 550,000 | SH | | DFND | 1 | 550,000 | 0 | 0 |
ZAFGEN INC | COM | 98885E103 | 16,368 | 1,600,000 | SH | | DFND | 1 | 1,600,000 | 0 | 0 |
ZOGENIX INC | COM NEW | 98978L204 | 2,210 | 50,000 | SH | | DFND | 1 | 50,000 | 0 | 0 |