COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACER THERAPEUTICS INC | COM | 00444P108 | 471 | 19,367 | SH | | DFND | | 19,367 | 0 | 0 |
ADAMIS PHARMACEUTICALS CORP | COM NEW | 00547W208 | 1,794 | 850,000 | SH | | DFND | | 850,000 | 0 | 0 |
ADECOAGRO S A | COM | L00849106 | 2,412 | 350,000 | SH | | DFND | | 350,000 | 0 | 0 |
ADIENT PLC | ORD SHS | G0084W101 | 6,960 | 537,000 | SH | | DFND | | 537,000 | 0 | 0 |
ADMA BIOLOGICS INC | COM | 000899104 | 3,051 | 805,000 | SH | | DFND | | 805,000 | 0 | 0 |
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 1,899 | 362,386 | SH | | DFND | | 362,386 | 0 | 0 |
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 16,254 | 1,800,000 | SH | | DFND | | 1,800,000 | 0 | 0 |
ALLEGRO MERGER CORP | *W EXP 01/06/202 | 01749N111 | 115 | 443,772 | SH | | DFND | | 443,772 | 0 | 0 |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 30,465 | 326,000 | SH | | DFND | | 326,000 | 0 | 0 |
AMCI ACQUISITION CORP | *W EXP 05/20/202 | 00165R119 | 59 | 200,000 | SH | | DFND | | 200,000 | 0 | 0 |
APHRIA INC | COM | 03765K104 | 1,398 | 150,000 | SH | | DFND | | 150,000 | 0 | 0 |
APHRIA INC | COM | 03765K104 | 1,398 | 150,000 | SH | Put | DFND | | 150,000 | 0 | 0 |
APPLIED GENETIC TECHNOL CORP | COM | 03820J100 | 838 | 200,000 | SH | | DFND | | 200,000 | 0 | 0 |
APTEVO THERAPEUTICS INC | COM | 03835L108 | 518 | 575,000 | SH | | DFND | | 575,000 | 0 | 0 |
ARDELYX INC | COM | 039697107 | 2,902 | 1,036,404 | SH | | DFND | | 1,036,404 | 0 | 0 |
ARYA SCIENCES ACQUISITION CO | SHS CL A | G3165V109 | 9,830 | 1,000,000 | SH | | DFND | | 1,000,000 | 0 | 0 |
ARYA SCIENCES ACQUISITION CO | *W EXP 10/10/202 | G3165V125 | 600 | 500,000 | SH | | DFND | | 500,000 | 0 | 0 |
AT&T INC | COM | 00206R102 | 38 | 1,200 | SH | Put | DFND | | 1,200 | 0 | 0 |
AZURRX BIOPHARMA INC | COM | 05502L105 | 1,683 | 695,504 | SH | | DFND | | 695,504 | 0 | 0 |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 5,022 | 25,000 | SH | Put | DFND | | 25,000 | 0 | 0 |
BIG ROCK PARTNERS ACQUISI CO | RIGHT 12/01/2022 | 089482129 | 43 | 165,000 | SH | | DFND | | 165,000 | 0 | 0 |
BIG ROCK PARTNERS ACQUISI CO | *W EXP 12/01/202 | 089482111 | 15 | 82,500 | SH | | DFND | | 82,500 | 0 | 0 |
BIOCERES CROP SOLUTIONS CORP | *W EXP 07/01/202 | G1117K106 | 54 | 200,000 | SH | | DFND | | 200,000 | 0 | 0 |
BISON CAP ACQUISITION CORP | RIGHT 03/20/2019 | G1142P138 | 35 | 100,000 | SH | | DFND | | 100,000 | 0 | 0 |
BISON CAP ACQUISITION CORP | *W EXP 06/20/202 | G1142P112 | 10 | 50,000 | SH | | DFND | | 50,000 | 0 | 0 |
BLACK RIDGE ACQUISITION CORP | RIGHT 07/10/2019 | 09216T123 | 70 | 200,000 | SH | | DFND | | 200,000 | 0 | 0 |
BLACK RIDGE ACQUISITION CORP | *W EXP 07/10/202 | 09216T115 | 210 | 700,000 | SH | | DFND | | 700,000 | 0 | 0 |
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 5,945 | 170,000 | SH | | DFND | | 170,000 | 0 | 0 |
BP PRUDHOE BAY RTY TR | UNIT BEN INT | 055630107 | 1,697 | 63,800 | SH | Put | DFND | | 63,800 | 0 | 0 |
BRIGHTHOUSE FINL INC | COM | 10922N103 | 1,811 | 49,900 | SH | | DFND | | 49,900 | 0 | 0 |
CAPITAL ONE FINL CORP | COM | 14040H105 | 20,096 | 246,000 | SH | | DFND | | 246,000 | 0 | 0 |
CAPITAL ONE FINL CORP | COM | 14040H105 | 8,169 | 100,000 | SH | Put | DFND | | 100,000 | 0 | 0 |
CAPITAL PRODUCT PARTNERS L P | PARTNERSHP UNITS | Y11082206 | 4 | 363 | SH | | DFND | | 363 | 0 | 0 |
CARVANA CO | CL A | 146869102 | 114,088 | 1,965,000 | SH | | DFND | | 1,965,000 | 0 | 0 |
CHARDAN HEALTHCARE ACQUISITI | COM | 15957A108 | 1,469 | 150,000 | SH | | DFND | | 150,000 | 0 | 0 |
CHARDAN HEALTHCARE ACQUISITI | *W EXP 12/13/202 | 15957A116 | 74 | 150,000 | SH | | DFND | | 150,000 | 0 | 0 |
CHASERG TECHNLGY ACQUISITN C | *W EXP 04/10/202 | 16166A111 | 49 | 75,000 | SH | | DFND | | 75,000 | 0 | 0 |
CHIMERIX INC | COM | 16934W106 | 630 | 300,000 | SH | | DFND | | 300,000 | 0 | 0 |
CM SEVEN STAR ACQUISITION CO | RIGHT 08/21/2022 | G2345N136 | 58 | 175,000 | SH | | DFND | | 175,000 | 0 | 0 |
CM SEVEN STAR ACQUISITION CO | *W EXP 08/21/202 | G2345N110 | 0 | 87,500 | SH | | DFND | | 87,500 | 0 | 0 |
COCA COLA CO | COM | 191216100 | 23,430 | 500,000 | SH | Put | DFND | | 500,000 | 0 | 0 |
CONSTELLATION ALPHA CAP CORP | RIGHT 99/99/9999 | G2379F132 | 23 | 180,000 | SH | | DFND | | 180,000 | 0 | 0 |
CONSTELLATION ALPHA CAP CORP | *W EXP 03/23/202 | G2379F116 | 30 | 380,000 | SH | | DFND | | 380,000 | 0 | 0 |
CONTRAFECT CORP | COM | 212326102 | 994 | 2,500,000 | SH | | DFND | | 2,500,000 | 0 | 0 |
CONTURA ENERGY INC | COM | 21241B100 | 3,859 | 66,625 | SH | | DFND | | 66,625 | 0 | 0 |
COOPER STD HLDGS INC | COM | 21676P103 | 1,174 | 25,000 | SH | | DFND | | 25,000 | 0 | 0 |
CRESUD S A C I F Y A | SPONSORED ADR | 226406106 | 9,815 | 846,860 | SH | | DFND | | 846,860 | 0 | 0 |
DHT HOLDINGS INC | SHS NEW | Y2065G121 | 2,297 | 515,000 | SH | | DFND | | 515,000 | 0 | 0 |
DIAMOND S SHIPPING INC | COM | Y20676105 | 1,048 | 100,726 | SH | | DFND | | 100,726 | 0 | 0 |
DIANA SHIPPING INC | COM | Y2066G104 | 769 | 272,622 | SH | | DFND | | 272,622 | 0 | 0 |
EDTECHX HLDGS ACQUISITION CO | *W EXP 12/31/202 | 28138X111 | 24 | 125,000 | SH | | DFND | | 125,000 | 0 | 0 |
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 22,515 | 1,610,529 | SH | | DFND | | 1,610,529 | 0 | 0 |
ELEVATE CREDIT INC | COM | 28621V101 | 1,779 | 410,000 | SH | | DFND | | 410,000 | 0 | 0 |
ENERGY RECOVERY INC | COM | 29270J100 | 9,603 | 1,100,000 | SH | | DFND | | 1,100,000 | 0 | 0 |
ENOVA INTL INC | COM | 29357K103 | 14,091 | 617,498 | SH | | DFND | | 617,498 | 0 | 0 |
ESTRE AMBIENTAL INC | *W EXP 12/21/202 | G3206V118 | 85 | 730,000 | SH | | DFND | | 730,000 | 0 | 0 |
FALCON MINERALS CORP | *W EXP 07/21/202 | 30607B208 | 124 | 149,600 | SH | | DFND | | 149,600 | 0 | 0 |
FATE THERAPEUTICS INC | COM | 31189P102 | 6,940 | 395,000 | SH | | DFND | | 395,000 | 0 | 0 |
FENNEC PHARMACEUTICALS INC | COM | 31447P100 | 4,711 | 971,351 | SH | | DFND | | 971,351 | 0 | 0 |
FERRARI N V | COM | N3167Y103 | 3,345 | 25,000 | SH | Put | DFND | | 25,000 | 0 | 0 |
FORUM MERGER II CORP | *W EXP 09/30/202 | 34986F111 | 132 | 300,000 | SH | | DFND | | 300,000 | 0 | 0 |
GALMED PHARMACEUTICALS LTD | SHS | M47238106 | 11,030 | 1,350,000 | SH | | DFND | | 1,350,000 | 0 | 0 |
GENCO SHIPPING & TRADING LTD | SHS | Y2685T131 | 1,328 | 178,000 | SH | | DFND | | 178,000 | 0 | 0 |
GIGCAPITAL INC | RIGHT 03/06/2020 | 37518N114 | 130 | 200,000 | SH | | DFND | | 200,000 | 0 | 0 |
GIGCAPITAL INC | *W EXP 06/08/202 | 37518N122 | 43 | 150,000 | SH | | DFND | | 150,000 | 0 | 0 |
GLOBALSTAR INC | COM | 378973408 | 6,928 | 16,110,778 | SH | | DFND | | 16,110,778 | 0 | 0 |
GORDON POINTE ACQUISITION CO | *W EXP 07/30/202 | 382788115 | 86 | 225,000 | SH | | DFND | | 225,000 | 0 | 0 |
GRAF INDL CORP | *W EXP 12/31/202 | 384278115 | 74 | 225,000 | SH | | DFND | | 225,000 | 0 | 0 |
GREENLAND ACQUISITIN CORPORA | RIGHT 04/27/2025 | G40981113 | 47 | 150,000 | SH | | DFND | | 150,000 | 0 | 0 |
GREENLAND ACQUISITIN CORPORA | *W EXP 03/03/202 | G40981105 | 15 | 150,000 | SH | | DFND | | 150,000 | 0 | 0 |
GREIF INC | CL B | 397624206 | 582 | 11,910 | SH | | DFND | | 11,910 | 0 | 0 |
GRUPO FINANCIERO GALICIA S A | SPONSORED ADR | 399909100 | 2,680 | 105,000 | SH | | DFND | | 105,000 | 0 | 0 |
HL ACQUISITIONS CORP | RIGHT 07/17/2023 | G4603R130 | 52 | 180,000 | SH | | DFND | | 180,000 | 0 | 0 |
HL ACQUISITIONS CORP | *W EXP 06/21/202 | G4603R122 | 45 | 180,000 | SH | | DFND | | 180,000 | 0 | 0 |
HOSTESS BRANDS INC | *W EXP 11/04/202 | 44109J114 | 3,276 | 2,520,000 | SH | | DFND | | 2,520,000 | 0 | 0 |
IFRESH INC | COM | 449538107 | 35 | 30,000 | SH | | DFND | | 30,000 | 0 | 0 |
INSPIRED ENTMT INC | COM | 45782N108 | 5,344 | 801,824 | SH | | DFND | | 801,824 | 0 | 0 |
INTEC PHARMA LTD JERUSALEM | SHS | M53644106 | 1,100 | 150,000 | SH | | DFND | | 150,000 | 0 | 0 |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 10,583 | 75,000 | SH | Put | DFND | | 75,000 | 0 | 0 |
IRSA INVERSIONES Y REP S A | GLOBL DEP RCPT | 450047204 | 9,752 | 894,724 | SH | | DFND | | 894,724 | 0 | 0 |
IRSA PROPIEDADES COMERCIALES | SPONSORED ADR | 463588103 | 3,314 | 159,700 | SH | | DFND | | 159,700 | 0 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 8,647 | 100,000 | SH | Put | DFND | | 100,000 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 55,916 | 400,000 | SH | Put | DFND | | 400,000 | 0 | 0 |
KADMON HLDGS INC | COM | 48283N106 | 884 | 334,900 | SH | | DFND | | 334,900 | 0 | 0 |
KROGER CO | COM | 501044101 | 5,043 | 205,000 | SH | | DFND | | 205,000 | 0 | 0 |
KROGER CO | COM | 501044101 | 9,840 | 400,000 | SH | Call | DFND | | 400,000 | 0 | 0 |
LEAP THERAPEUTICS INC | COM | 52187K101 | 281 | 150,142 | SH | | DFND | | 150,142 | 0 | 0 |
LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 150 | 500,000 | SH | | DFND | | 500,000 | 0 | 0 |
LEISURE ACQUISITION CORP | *W EXP 12/05/201 | 52539T115 | 75 | 125,000 | SH | | DFND | | 125,000 | 0 | 0 |
LF CAP ACQUISITION CORP | *W EXP 06/22/202 | 50200K116 | 173 | 450,000 | SH | | DFND | | 450,000 | 0 | 0 |
M D C HLDGS INC | COM | 552676108 | 8,718 | 300,000 | SH | Put | DFND | | 300,000 | 0 | 0 |
MACROGENICS INC | COM | 556099109 | 8,720 | 484,970 | SH | | DFND | | 484,970 | 0 | 0 |
MAGNOLIA OIL & GAS CORP | *W EXP 07/31/202 | 559663117 | 1,072 | 316,333 | SH | | DFND | | 316,333 | 0 | 0 |
MAIDEN HOLDINGS LTD | SHS | G5753U112 | 5,850 | 7,876,964 | SH | | DFND | | 7,876,964 | 0 | 0 |
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 5,852 | 1,400,000 | SH | | DFND | | 1,400,000 | 0 | 0 |
MARKER THERAPEUTICS INC | COM | 57055L107 | 9,636 | 1,460,000 | SH | | DFND | | 1,460,000 | 0 | 0 |
MEDICINES CO | COM | 584688105 | 4,675 | 167,252 | SH | | DFND | | 167,252 | 0 | 0 |
MEGALITH FINL ACQUISITION CO | *W EXP 08/26/202 | 58518F117 | 110 | 400,000 | SH | | DFND | | 400,000 | 0 | 0 |
MEIRAGTX HOLDINGS PLC | COM | G59665102 | 6,420 | 432,319 | SH | | DFND | | 432,319 | 0 | 0 |
MERCK & CO INC | COM | 58933Y105 | 16,634 | 200,000 | SH | Put | DFND | | 200,000 | 0 | 0 |
MICRON TECHNOLOGY INC | COM | 595112103 | 14,879 | 360,000 | SH | | DFND | | 360,000 | 0 | 0 |
MIRAGEN THERAPEUTICS INC | COM | 60463E103 | 4,927 | 1,766,038 | SH | | DFND | | 1,766,038 | 0 | 0 |
MODERN MEDIA ACQUISITION | RIGHT 99/99/9999 | 60765P129 | 330 | 1,000,000 | SH | | DFND | | 1,000,000 | 0 | 0 |
MODERN MEDIA ACQUISITION | *W EXP 05/17/202 | 60765P111 | 155 | 500,000 | SH | | DFND | | 500,000 | 0 | 0 |
MONDELEZ INTL INC | CL A | 609207105 | 9,984 | 200,000 | SH | Put | DFND | | 200,000 | 0 | 0 |
MONTAGE RES CORP | COM | 61179L100 | 174 | 11,571 | SH | | DFND | | 11,571 | 0 | 0 |
MTECH ACQUISITION CORP | *W EXP 08/01/202 | 55378W115 | 48 | 75,000 | SH | | DFND | | 75,000 | 0 | 0 |
MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 19,152 | 1,900,000 | SH | | DFND | | 1,900,000 | 0 | 0 |
MUDRICK CAP ACQUISITION CORP | *W EXP 02/12/202 | 624745113 | 1,375 | 2,500,000 | SH | | DFND | | 2,500,000 | 0 | 0 |
NATIONAL ENERGY SERVICES REU | *W EXP 05/05/202 | G6375R115 | 827 | 725,000 | SH | | DFND | | 725,000 | 0 | 0 |
NATIONAL OILWELL VARCO INC | COM | 637071101 | 3,463 | 130,000 | SH | | DFND | | 130,000 | 0 | 0 |
NAVIOS MARITIME CONTAINERS L | COM UNIT RP LP | Y62151108 | 4,917 | 2,057,185 | SH | | DFND | | 2,057,185 | 0 | 0 |
NAVIOS MARITIME HLDGS INC | COM | Y62197119 | 321 | 135,000 | SH | | DFND | | 135,000 | 0 | 0 |
NEW FRONTIER CORP | *W EXP 99/99/999 | G6485P124 | 35 | 50,000 | SH | | DFND | | 50,000 | 0 | 0 |
NII HLDGS INC | COM PAR | 62913F508 | 25,800 | 13,163,432 | SH | | DFND | | 13,163,432 | 0 | 0 |
NRC GROUP HLDGS CORP | *W EXP 10/17/202 | 629375114 | 484 | 537,500 | SH | | DFND | | 537,500 | 0 | 0 |
ON DECK CAP INC | COM | 682163100 | 16,938 | 3,125,000 | SH | | DFND | | 3,125,000 | 0 | 0 |
ONCONOVA THERAPEUTICS INC | COM PAR | 68232V405 | 3,191 | 966,877 | SH | | DFND | | 966,877 | 0 | 0 |
ONCOSEC MED INC | COM NEW | 68234L207 | 167 | 300,000 | SH | | DFND | | 300,000 | 0 | 0 |
ONE MADISON CORP | *W EXP 99/99/999 | G6772P126 | 146 | 125,000 | SH | | DFND | | 125,000 | 0 | 0 |
OPES ACQUISITION CORP | *W EXP 03/13/202 | 68373P118 | 37 | 150,000 | SH | | DFND | | 150,000 | 0 | 0 |
ORACLE CORP | COM | 68389X105 | 10,742 | 200,000 | SH | Put | DFND | | 200,000 | 0 | 0 |
OTONOMY INC | COM | 68906L105 | 2,893 | 1,100,000 | SH | | DFND | | 1,100,000 | 0 | 0 |
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 175 | 605,000 | SH | | DFND | | 605,000 | 0 | 0 |
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 23 | 115,000 | SH | | DFND | | 115,000 | 0 | 0 |
PG&E CORP | COM | 69331C108 | 46,066 | 2,588,000 | SH | | DFND | | 2,588,000 | 0 | 0 |
PHUNWARE INC | *W EXP 12/26/202 | 71948P118 | 446 | 269,396 | SH | | DFND | | 269,396 | 0 | 0 |
PIERIS PHARMACEUTICALS INC | COM | 720795103 | 503 | 150,257 | SH | | DFND | | 150,257 | 0 | 0 |
PROCTER AND GAMBLE CO | COM | 742718109 | 10,405 | 100,000 | SH | Put | DFND | | 100,000 | 0 | 0 |
REDHILL BIOPHARMA LTD | SPONSORED ADS | 757468103 | 30,696 | 3,693,840 | SH | | DFND | | 3,693,840 | 0 | 0 |
SCHULTZE SPL PURP ACQUSTN CO | *W EXP 12/31/202 | 80821R117 | 101 | 300,000 | SH | | DFND | | 300,000 | 0 | 0 |
SCORPIO TANKERS INC | NOTE 3.000% 5/1 | 80918TAB5 | 1,748 | 2,000,000 | PRN | | DFND | | 2,000,000 | 0 | 0 |
SCORPIO TANKERS INC | SHS | Y7542C130 | 29,760 | 1,500,000 | SH | | DFND | | 1,500,000 | 0 | 0 |
SEADRILL LTD | COM | G7998G106 | 6,207 | 746,951 | SH | | DFND | | 746,951 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 29,085 | 500,000 | SH | Put | DFND | | 500,000 | 0 | 0 |
SELLAS LIFE SCIENCES GROUP I | COM | 81642T100 | 1,301 | 1,275,000 | SH | | DFND | | 1,275,000 | 0 | 0 |
SEQUENTIAL BRNDS GROUP INC N | COM | 81734P107 | 3,838 | 2,998,060 | SH | | DFND | | 2,998,060 | 0 | 0 |
SIERRA ONCOLOGY INC | COM | 82640U107 | 3,956 | 2,313,159 | SH | | DFND | | 2,313,159 | 0 | 0 |
SOLENO THERAPEUTICS INC | COM NEW | 834203200 | 1,172 | 569,087 | SH | | DFND | | 569,087 | 0 | 0 |
SPDR SERIES TRUST | S&P RETAIL ETF | 78464A714 | 3,376 | 75,000 | SH | Put | DFND | | 75,000 | 0 | 0 |
STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 4,227 | 848,700 | SH | | DFND | | 848,700 | 0 | 0 |
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 8,391 | 1,598,357 | SH | | DFND | | 1,598,357 | 0 | 0 |
SYNTHETIC BIOLOGICS INC | COM NEW | 87164U201 | 29 | 42,858 | SH | | DFND | | 42,858 | 0 | 0 |
TEEKAY TANKERS LTD | CL A | Y8565N102 | 970 | 1,000,000 | SH | | DFND | | 1,000,000 | 0 | 0 |
TENZING ACQUISITION CORP | *W EXP 02/23/202 | G8708A108 | 32 | 200,000 | SH | | DFND | | 200,000 | 0 | 0 |
TESLA INC | COM | 88160R101 | 139,958 | 500,100 | SH | Put | DFND | | 500,100 | 0 | 0 |
TETRAPHASE PHARMACEUTICALS I | COM | 88165N105 | 1,126 | 840,000 | SH | | DFND | | 840,000 | 0 | 0 |
TG THERAPEUTICS INC | COM | 88322Q108 | 4,221 | 525,000 | SH | | DFND | | 525,000 | 0 | 0 |
TIBERIUS ACQUISITION CORP | *W EXP 02/28/202 | 88633A115 | 198 | 450,000 | SH | | DFND | | 450,000 | 0 | 0 |
TKK SYMPHONY ACQUISITION COR | RIGHT 02/20/2020 | G88950137 | 56 | 225,000 | SH | | DFND | | 225,000 | 0 | 0 |
TKK SYMPHONY ACQUISITION COR | *W EXP 02/20/202 | G88950129 | 33 | 225,000 | SH | | DFND | | 225,000 | 0 | 0 |
TOCAGEN INC | COM | 888846102 | 4,076 | 375,000 | SH | | DFND | | 375,000 | 0 | 0 |
TOTTENHAM ACQUISITION I LTD | RIGHT 06/05/2020 | G8959N122 | 43 | 134,000 | SH | | DFND | | 134,000 | 0 | 0 |
TOTTENHAM ACQUISITION I LTD | *W EXP 05/06/202 | G8959N114 | 87 | 542,000 | SH | | DFND | | 542,000 | 0 | 0 |
TRACON PHARMACEUTICALS INC | COM | 89237H100 | 3,752 | 2,738,938 | SH | | DFND | | 2,738,938 | 0 | 0 |
TRIDENT ACQUISITIONS CORP | *W EXP 05/09/202 | 89615T114 | 319 | 1,993,750 | SH | | DFND | | 1,993,750 | 0 | 0 |
TRINITY MERGER CORP | *W EXP 05/11/202 | 89653L114 | 252 | 700,000 | SH | | DFND | | 700,000 | 0 | 0 |
TRIVAGO N V | SPON ADS A SHS | 89686D105 | 14,910 | 3,451,402 | SH | | DFND | | 3,451,402 | 0 | 0 |
TRUECAR INC | COM | 89785L107 | 14,317 | 2,156,191 | SH | | DFND | | 2,156,191 | 0 | 0 |
TWELVE SEAS INVESTMENT COMPA | RIGHT 12/22/2019 | G9145A131 | 47 | 175,000 | SH | | DFND | | 175,000 | 0 | 0 |
TWELVE SEAS INVESTMENT COMPA | *W EXP 12/22/202 | G9145A115 | 151 | 581,850 | SH | | DFND | | 581,850 | 0 | 0 |
U S WELL SVCS INC | CL A | 91274U101 | 223 | 28,000 | SH | | DFND | | 28,000 | 0 | 0 |
UNIQURE NV | SHS | N90064101 | 44,738 | 750,000 | SH | | DFND | | 750,000 | 0 | 0 |
VECTOIQ ACQUISITION CORP | *W EXP 05/11/202 | 92243N111 | 215 | 500,000 | SH | | DFND | | 500,000 | 0 | 0 |
WARRIOR MET COAL INC | COM | 93627C101 | 7,448 | 245,000 | SH | | DFND | | 245,000 | 0 | 0 |
ZAFGEN INC | COM | 98885E103 | 3,658 | 1,335,104 | SH | | DFND | | 1,335,104 | 0 | 0 |
ZILLOW GROUP INC | CL A | 98954M101 | 1,710 | 50,000 | SH | | DFND | | 50,000 | 0 | 0 |
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 770 | 200,000 | SH | | DFND | | 200,000 | 0 | 0 |
ZOGENIX INC | COM NEW | 98978L204 | 2,751 | 50,000 | SH | | DFND | | 50,000 | 0 | 0 |