683 Capital Management 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ACKRELL SPAC PARTNERS I CO	UNIT 12/01/2026	00461L204	1,544	150,000	SH		DFND		150,000	0	0
ACLARIS THERAPEUTICS INC	COM	00461U105	299	46,168	SH		DFND		46,168	0	0
ADICET BIO INC	COM	007002108	362	25,744	SH		DFND		25,744	0	0
ADIENT PLC	ORD SHS	G0084W101	41,849	1,203,588	SH		DFND		1,203,588	0	0
ADMA BIOLOGICS INC	COM	000899104	3,900	2,000,000	SH		DFND		2,000,000	0	0
AFFIMED NV	COM	N01045108	24,966	4,289,712	SH		DFND		4,289,712	0	0
ALDEYRA THERAPEUTICS INC	COM	01438T106	1,487	216,818	SH		DFND		216,818	0	0
ALNYLAM PHARMACEUTICALS INC	COM	02043Q107	13,646	105,000	SH		DFND		105,000	0	0
ALPINE IMMUNE SCIENCES INC	COM	02083G100	296	23,493	SH		DFND		23,493	0	0
ALTIMMUNE INC	COM NEW	02155H200	369	32,678	SH		DFND		32,678	0	0
ALTRIA GROUP INC	COM	02209S103	18,608	453,860	SH		DFND		453,860	0	0
AMAZON COM INC	COM	023135106	39,083	12,000	SH		DFND		12,000	0	0
AMCI ACQUISITION CORP	*W EXP 05/20/202	00165R119	676	200,000	SH		DFND		200,000	0	0
AMERICAN VRTUAL CLOUD TECH I	COM	030382105	314	43,590	SH		DFND		43,590	0	0
AMERICAS TECHNOLOGY ACQSN CO	UNIT 99/99/9999	G0404A128	1,542	150,000	SH		DFND		150,000	0	0
ANGI HOMESERVICES INC	COM CL A	00183L102	30,019	2,275,000	SH		DFND		2,275,000	0	0
APPLIED GENETIC TECHNOLOGIES	COM	03820J100	716	175,000	SH		DFND		175,000	0	0
APTOSE BIOSCIENCES INC	COM NEW	03835T200	5,111	1,166,887	SH		DFND		1,166,887	0	0
AQUABOUNTY TECHNOLOGIES INC	COM NEW	03842K200	342	39,045	SH		DFND		39,045	0	0
ARBUTUS BIOPHARMA CORP	COM	03879J100	355	99,925	SH		DFND		99,925	0	0
ARCIMOTO INC	COM	039587100	324	24,492	SH		DFND		24,492	0	0
ARDELYX INC	COM	039697107	15,011	2,320,000	SH		DFND		2,320,000	0	0
ARYA SCIENCES ACQUISITION CO	COM CL A	G3166W106	4,340	400,000	SH		DFND		400,000	0	0
AT HOME GROUP INC	COM	04650Y100	9,442	610,793	SH		DFND		610,793	0	0
ATARA BIOTHERAPEUTICS INC	COM	046513107	4,335	220,848	SH		DFND		220,848	0	0
AUDIOEYE INC	COM NEW	050734201	345	13,340	SH		DFND		13,340	0	0
AVIAT NETWORKS INC	COM NEW	05366Y201	349	10,226	SH		DFND		10,226	0	0
BABCOCK & WILCOX ENTERPRISES	COM	05614L209	351	99,925	SH		DFND		99,925	0	0
BARNES & NOBLE ED INC	COM	06777U101	296	63,680	SH		DFND		63,680	0	0
BARRICK GOLD CORP	COM	067901108	12,790	561,477	SH		DFND		561,477	0	0
BASSETT FURNITURE INDS INC	COM	070203104	356	17,711	SH		DFND		17,711	0	0
BCLS ACQUISITION CORP	COM CL A	G0904B105	223	20,000	SH		DFND		20,000	0	0
BEAM GLOBAL	COM	07373B109	406	5,497	SH		DFND		5,497	0	0
BERKSHIRE HATHAWAY INC DEL	CL B NEW	084670702	11,594	50,000	SH	Put	DFND		50,000	0	0
BETTER WORLD ACQUISITION COR	UNIT 11/15/2027	08772B203	3,315	300,000	SH		DFND		300,000	0	0
BLINK CHARGING CO	COM	09354A100	331	7,734	SH		DFND		7,734	0	0
BLUELINX HLDGS INC	COM NEW	09624H208	356	12,156	SH		DFND		12,156	0	0
BONANZA CREEK ENERGY INC	COM NEW	097793400	242	12,500	SH		DFND		12,500	0	0
BRAEMAR HOTELS & RESORTS INC	COM	10482B101	302	65,428	SH		DFND		65,428	0	0
BROOGE ENERGY LTD	*W EXP 12/20/202	G1611B115	199	321,684	SH		DFND		321,684	0	0
CALIFORNIA RES CORP	COMMON STOCK	13057Q305	383	16,218	SH		DFND		16,218	0	0
CAPITAL ONE FINL CORP	COM	14040H105	48,596	491,617	SH		DFND		491,617	0	0
CARDLYTICS INC	COM	14161W105	94,228	659,997	SH		DFND		659,997	0	0
CARVANA CO	CL A	146869102	161,690	675,000	SH		DFND		675,000	0	0
CELLDEX THERAPEUTICS INC NEW	COM NEW	15117B202	363	20,727	SH		DFND		20,727	0	0
CELLECTAR BIOSCIENCES INC	COM PAR	15117F500	1,926	925,925	SH		DFND		925,925	0	0
CELLECTIS S A	SPON ADS	15117K103	5,829	215,386	SH		DFND		215,386	0	0
CENTRUS ENERGY CORP	CL A	15643U104	318	13,750	SH		DFND		13,750	0	0
CHIMERIX INC	COM	16934W106	1,594	330,061	SH		DFND		330,061	0	0
CIMPRESS PLC	SHS EURO	G2143T103	7,681	87,536	SH		DFND		87,536	0	0
CLEARPOINT NEURO INC	COM	18507C103	329	20,690	SH		DFND		20,690	0	0
CLENE INC	*W EXP 11/07/202	185634110	95	475,090	SH		DFND		475,090	0	0
CLEVER LEAVES HOLDINGS INC	*W EXP 12/18/202	186760112	398	258,424	SH		DFND		258,424	0	0
CM LIFE SCIENCES INC	*W EXP 09/04/202	18978W117	683	250,000	SH		DFND		250,000	0	0
CM LIFE SCIENCES INC	COM CL A	18978W109	8,280	750,000	SH		DFND		750,000	0	0
COMMERCIAL VEH GROUP INC	COM	202608105	339	39,214	SH		DFND		39,214	0	0
CONCORD ACQUISITION CORP	UNIT 12/28/2025	206071201	10,310	1,000,000	SH		DFND		1,000,000	0	0
CONTRAFECT CORP	COM NEW	212326300	3,030	600,000	SH		DFND		600,000	0	0
CONTURA ENERGY INC	COM	21241B100	253	22,227	SH		DFND		22,227	0	0
CRESUD S A C I F Y A	SPONSORED ADR	226406106	6,606	1,379,039	SH		DFND		1,379,039	0	0
CTI BIOPHARMA CORP	COM	12648L601	355	110,251	SH		DFND		110,251	0	0
CUE BIOPHARMA INC	COM	22978P106	4,003	320,000	SH		DFND		320,000	0	0
CULP INC	COM	230215105	377	23,785	SH		DFND		23,785	0	0
CUMULUS MEDIA INC	COM CL A	231082801	363	41,645	SH		DFND		41,645	0	0
CURO GROUP HOLDINGS CORP	COM	23131L107	2,596	181,164	SH		DFND		181,164	0	0
DD3 ACQUISITION CORP II	UNIT 99/99/9999	23318M209	2,625	250,000	SH		DFND		250,000	0	0
DHT HOLDINGS INC	SHS NEW	Y2065G121	8,452	1,616,100	SH		DFND		1,616,100	0	0
DIAGEO PLC	SPON ADR NEW	25243Q205	34,271	215,800	SH		DFND		215,800	0	0
DIAMOND S SHIPPING INC	COM	Y20676105	1,399	210,000	SH		DFND		210,000	0	0
DIANA SHIPPING INC	COM	Y2066G104	180	93,229	SH		DFND		93,229	0	0
DIRTT ENVIRONMENTAL SOLUTION	COM	25490H106	18,239	7,465,024	SH		DFND		7,465,024	0	0
DRIVE SHACK INC	COM	262077100	220	92,431	SH		DFND		92,431	0	0
EIGER BIOPHARMACEUTICALS INC	COM	28249U105	32,982	2,683,600	SH		DFND		2,683,600	0	0
ENERGY RECOVERY INC	COM	29270J100	7,093	520,000	SH		DFND		520,000	0	0
ENOVA INTL INC	COM	29357K103	75,524	3,049,000	SH		DFND		3,049,000	0	0
EUCRATES BIOMEDICAL ACQU COR	UNIT 10/23/2027 ADDED	G3141W114	6,396	600,000	SH		DFND		600,000	0	0
EURONAV NV	SHS	B38564108	5,096	637,000	SH		DFND		637,000	0	0
FATE THERAPEUTICS INC	COM	31189P102	11,366	125,000	SH		DFND		125,000	0	0
FENNEC PHARMACEUTICALS INC	COM	31447P100	8,269	1,110,000	SH		DFND		1,110,000	0	0
FIRSTENERGY CORP	COM	337932107	104,579	3,416,488	SH		DFND		3,416,488	0	0
FISKER INC	*W EXP 12/01/202	33813J114	1,132	230,000	SH		DFND		230,000	0	0
FLEXSTEEL INDS INC	COM	339382103	373	10,668	SH		DFND		10,668	0	0
FORTE BIOSCIENCES INC	COM	34962G109	1,661	45,614	SH		DFND		45,614	0	0
FORTRESS BIOTECH INC	COM	34960Q109	635	200,000	SH		DFND		200,000	0	0
FRONTLINE LTD	SHS NEW	G3682E192	441	70,979	SH		DFND		70,979	0	0
FUSION FUEL GREEN PLC	*W EXP 07/01/202	G3R25D100	67	10,000	SH		DFND		10,000	0	0
GENCO SHIPPING & TRADING LTD	SHS	Y2685T131	1,328	180,496	SH		DFND		180,496	0	0
GENERAL MTRS CO	COM	37045V100	154,068	3,700,000	SH	Call	DFND		3,700,000	0	0
GLOBALSTAR INC	COM	378973408	4,009	11,838,836	SH		DFND		11,838,836	0	0
GLOBALSTAR INC	NOTE 5.750% 4/0	378973AD3	371	525,342	PRN		DFND		525,342	0	0
GLOBIS ACQUISITION CORP	UNIT 11/01/2025	379582208	3,084	300,000	SH		DFND		300,000	0	0
GLRY STR NW MDIA GRUP HLDG L	*W EXP 02/13/202	G39973113	18	225,000	SH		DFND		225,000	0	0
GOLAR LNG PARTNERS LP	COM UNIT LPI	Y2745C102	2,487	963,969	SH		DFND		963,969	0	0
GREIF INC	CL B	397624206	576	11,910	SH		DFND		11,910	0	0
GSX TECHEDU INC	SPONSORED ADS	36257Y109	24,304	470,000	SH	Put	DFND		470,000	0	0
HEALTH SCIENCES ACQ CORP 2	ORD SHS	G4411D109	128	10,000	SH		DFND		10,000	0	0
HELIX ACQUISITION CORP	COM CL A	G4444C102	1,706	150,000	SH		DFND		150,000	0	0
HORIZON GLOBAL CORP	COM	44052W104	366	42,624	SH		DFND		42,624	0	0
HOSTESS BRANDS INC	*W EXP 11/04/202	44109J114	4,007	2,520,000	SH		DFND		2,520,000	0	0
HOVNANIAN ENTERPRISES INC	CL A NEW	442487401	337	10,249	SH		DFND		10,249	0	0
HYCROFT MINING HOLDING CORP	COM CL A	44862P109	1,130	143,925	SH		DFND		143,925	0	0
HYCROFT MINING HOLDING CORP	*W EXP 02/12/202	44862P117	2,840	2,000,000	SH		DFND		2,000,000	0	0
IAC INTERACTIVECORP NEW	COM	44891N109	63,527	335,500	SH		DFND		335,500	0	0
IAMGOLD CORP	COM	450913108	1,101	300,000	SH		DFND		300,000	0	0
IDERA PHARMACEUTICALS INC	COM PAR	45168K405	325	88,470	SH		DFND		88,470	0	0
IMMATICS N.V	SHS	N44445109	11,762	1,090,000	SH		DFND		1,090,000	0	0
IMMATICS N.V	*W EXP 07/01/202	N44445117	1,440	500,000	SH		DFND		500,000	0	0
INFRA AND ENERGY ALTRNTIVE I	COM	45686J104	330	19,908	SH		DFND		19,908	0	0
INNOVIVA INC	COM	45781M101	1,684	135,886	SH		DFND		135,886	0	0
INSPIRED ENTMT INC	COM	45782N108	6,376	969,081	SH		DFND		969,081	0	0
INTL GNRL INSURANCE HLDNGS L	*W EXP 03/17/202	G4809J114	356	450,000	SH		DFND		450,000	0	0
IOVANCE BIOTHERAPEUTICS INC	COM	462260100	4,640	100,000	SH		DFND		100,000	0	0
IRSA INVERSIONES Y REP S A	GLOBL DEP RCPT	450047204	4,492	996,023	SH		DFND		996,023	0	0
IRSA PROPIEDADES COMERCIALES	SPONSORED ADR	463588103	4,523	493,183	SH		DFND		493,183	0	0
ISHARES TR	JPMORGAN USD EMG	464288281	34,773	300,000	SH	Put	DFND		300,000	0	0
JIYA ACQUISITION CORP	COM CL A	47760M102	2,060	200,000	SH		DFND		200,000	0	0
JPMORGAN CHASE & CO	COM	46625H100	4,447	35,000	SH		DFND		35,000	0	0
KADMON HLDGS INC	COM	48283N106	706	170,000	SH		DFND		170,000	0	0
KAIXIN AUTO HLDGS	SHS	G5223X100	75	20,000	SH		DFND		20,000	0	0
KROGER CO	COM	501044101	3,176	100,000	SH	Call	DFND		100,000	0	0
LARIMAR THERAPEUTICS INC	COM	517125100	4,713	220,136	SH		DFND		220,136	0	0
LEAP THERAPEUTICS INC	COM	52187K101	452	200,766	SH		DFND		200,766	0	0
LEISURE ACQUISITION CORP	*W EXP 99/99/999	52539T115	99	125,000	SH		DFND		125,000	0	0
LINCOLN EDL SVCS CORP	COM	533535100	250	38,435	SH		DFND		38,435	0	0
LMP AUTOMOTIVE HLDGS INC	COM	53952P101	333	13,316	SH		DFND		13,316	0	0
LUMOS PHARMA INC	COM	55028X109	375	10,510	SH		DFND		10,510	0	0
MAGELLAN MIDSTREAM PRTNRS LP	COM UNIT RP LP	559080106	72,877	1,717,202	SH		DFND		1,717,202	0	0
MAIDEN HOLDINGS LTD	SHS	G5753U112	18,974	7,620,000	SH		DFND		7,620,000	0	0
MAMMOTH ENERGY SVCS INC	COM	56155L108	290	65,166	SH		DFND		65,166	0	0
MARATHON PATENT GROUP INC	COM	56585W401	262	25,089	SH		DFND		25,089	0	0
MARINUS PHARMACEUTICALS INC	COM NEW	56854Q200	22,218	1,821,149	SH		DFND		1,821,149	0	0
MEGALITH FINL ACQUISITION CO	*W EXP 08/26/202	58518F117	1,019	351,365	SH		DFND		351,365	0	0
MEIRAGTX HLDGS PLC	COM	G59665102	15,690	1,036,322	SH		DFND		1,036,322	0	0
MOHAWK GROUP HLDGS INC	COM	608189106	343	19,941	SH		DFND		19,941	0	0
MUDRICK CAPITAL ACQU CORP II	UNIT 99/99/9999	62477L206	20,620	2,000,000	SH		DFND		2,000,000	0	0
MULTIPLAN CORPORATION	*W EXP 02/13/202	62548M118	243	161,700	SH		DFND		161,700	0	0
MUSTANG BIO INC	COM	62818Q104	1,741	460,000	SH		DFND		460,000	0	0
NATIONAL ENERGY SERVICES REU	*W EXP 05/05/202	G6375R115	1,013	698,895	SH		DFND		698,895	0	0
NAVIOS MARITIME CONTAINERS L	COM UNIT RP LP	Y62151108	9,163	2,235,000	SH		DFND		2,235,000	0	0
NEURONETICS INC	COM	64131A105	275	24,713	SH		DFND		24,713	0	0
NIKOLA CORP	COM	654110105	2,830	185,500	SH	Call	DFND		185,500	0	0
NUVEEN NEW YORK AMT QLT MUNI	COM	670656107	195	14,400	SH		DFND		14,400	0	0
ONCOSEC MED INC	COM	68234L306	801	124,191	SH		DFND		124,191	0	0
ONCTERNAL THERAPEUTICS INC	COM	68236P107	3,572	728,890	SH		DFND		728,890	0	0
OTONOMY INC	COM	68906L105	6,212	960,054	SH		DFND		960,054	0	0
PALANTIR TECHNOLOGIES INC	CL A	69608A108	1,178	50,000	SH	Call	DFND		50,000	0	0
PANACEA ACQUISITION CORP	*W EXP 07/07/202	698102118	2,641	825,323	SH		DFND		825,323	0	0
PANACEA ACQUISITION CORP	CL A	698102100	7,644	653,300	SH		DFND		653,300	0	0
PAYA HOLDINGS INC	*W EXP 10/16/202	70434P111	410	114,000	SH		DFND		114,000	0	0
PBF LOGISTICS LP	UNIT LTD PTNR	69318Q104	143	15,663	SH		DFND		15,663	0	0
PENN VA CORP	COM	70788V102	7,308	720,000	SH		DFND		720,000	0	0
PG&E CORP	COM	69331C108	16,030	1,286,529	SH		DFND		1,286,529	0	0
PG&E CORP	COM	69331C108	1,193	95,800	SH	Call	DFND		95,800	0	0
PIERIS PHARMACEUTICALS INC	COM	720795103	225	90,000	SH		DFND		90,000	0	0
PLX PHARMA INC	COM	72942A107	166	30,000	SH		DFND		30,000	0	0
PORCH GROUP INC	COM	733245104	1,427	100,000	SH		DFND		100,000	0	0
POSTAL REALTY TRUST INC	CL A	73757R102	374	22,185	SH		DFND		22,185	0	0
PROG HOLDINGS INC	COM NPV	74319R101	21,076	391,239	SH		DFND		391,239	0	0
PROSHARES TR II	ULTA BLMBG 2017	74347Y888	7,254	200,000	SH	Put	DFND		200,000	0	0
PROVENTION BIO INC	COM	74374N102	14,557	859,314	SH		DFND		859,314	0	0
QUANTUMSCAPE CORP	COM CL A	74767V109	106,614	1,262,400	SH	Put	DFND		1,262,400	0	0
QUANTUMSCAPE CORP	*W EXP 11/25/202	74767V117	35,432	932,417	SH		DFND		932,417	0	0
REKOR SYSTEMS INC	COM	759419104	365	45,284	SH		DFND		45,284	0	0
REMARK HLDGS INC	COM	75955K102	258	136,031	SH		DFND		136,031	0	0
REZOLUTE INC	COM NEW	76200L309	480	40,000	SH		DFND		40,000	0	0
RIOT BLOCKCHAIN INC	COM	767292105	357	21,015	SH		DFND		21,015	0	0
ROTH CH ACQUISITION I CO	*W EXP 01/28/202	778675116	611	138,750	SH		DFND		138,750	0	0
ROTH CH ACQUISITION I CO	COM	778675108	2,984	185,000	SH		DFND		185,000	0	0
ROTH CH ACQUISITION II CO	UNIT 12/11/2025	778673202	1,560	150,000	SH		DFND		150,000	0	0
SARISSA CAPITAL ACQUISITN CO	UNIT 10/23/2027	G7823W128	12,780	1,200,000	SH		DFND		1,200,000	0	0
SELECT INTERIOR CONCEPTS INC	CL A	816120307	368	51,451	SH		DFND		51,451	0	0
SELECTA BIOSCIENCES INC	COM	816212104	2,165	714,619	SH		DFND		714,619	0	0
SHARPSPRING INC	COM	820054104	354	21,733	SH		DFND		21,733	0	0
SIERRA ONCOLOGY INC	COM NEW	82640U404	2,247	140,156	SH		DFND		140,156	0	0
SMILEDIRECTCLUB INC	CL A COM	83192H106	17,549	1,469,786	SH		DFND		1,469,786	0	0
SQZ BIOTECHNOLOGIES CO	COM	78472W104	13,510	466,176	SH		DFND		466,176	0	0
STABLE RD ACQUISITION CORP	COM CL A	85236Q109	15,438	859,592	SH		DFND		859,592	0	0
STABLE RD ACQUISITION CORP	COM CL A	85236Q109	15,801	879,800	SH	Put	DFND		879,800	0	0
STABLE RD ACQUISITION CORP	*W EXP 05/15/202	85236Q117	546	103,300	SH		DFND		103,300	0	0
STRATTEC SEC CORP	COM	863111100	377	7,628	SH		DFND		7,628	0	0
STRONGBRIDGE BIOPHARMA PLC	SHS USD	G85347105	3,876	1,595,082	SH		DFND		1,595,082	0	0
SURFACE ONCOLOGY INC	COM	86877M209	346	37,433	SH		DFND		37,433	0	0
SYNDAX PHARMACEUTICALS INC	COM	87164F105	21,982	988,406	SH		DFND		988,406	0	0
TEEKAY TANKERS LTD	CL A	Y8565N300	970	88,124	SH		DFND		88,124	0	0
TESLA INC	COM	88160R101	17,642	25,000	SH	Call	DFND		25,000	0	0
TESLA INC	COM	88160R101	148,191	210,000	SH	Put	DFND		210,000	0	0
TFF PHARMACEUTICALS INC	COM	87241J104	2,034	142,024	SH		DFND		142,024	0	0
TG THERAPEUTICS INC	COM	88322Q108	20,719	398,271	SH		DFND		398,271	0	0
TITAN INTL INC ILL	COM	88830M102	361	74,329	SH		DFND		74,329	0	0
TRACON PHARMACEUTICALS INC	COM NEW	89237H209	878	75,000	SH		DFND		75,000	0	0
TRAVELCENTERS OF AMERICA INC	COM NEW	89421B109	343	10,529	SH		DFND		10,529	0	0
TRIDENT ACQUISITIONS CORP	*W EXP 05/09/202	89615T114	3,597	1,570,899	SH		DFND		1,570,899	0	0
TRITERRAS INC	*W EXP 02/02/202	G9103H110	311	140,000	SH		DFND		140,000	0	0
UCOMMUNE INTERNATIONAL LTD	*W EXP 11/17/202	G9449A118	13	50,000	SH		DFND		50,000	0	0
UNIQURE NV	SHS	N90064101	17,343	480,000	SH		DFND		480,000	0	0
US ECOLOGY INC	*W EXP 10/17/202	91734M111	726	105,350	SH		DFND		105,350	0	0
VENTAS INC	COM	92276F100	7,356	150,000	SH	Call	DFND		150,000	0	0
VENTAS INC	COM	92276F100	7,356	150,000	SH	Put	DFND		150,000	0	0
VONTIER CORPORATION	COM	928881101	8,307	248,716	SH		DFND		248,716	0	0
VUZIX CORP	COM NEW	92921W300	361	39,729	SH		DFND		39,729	0	0
VYNE THERAPEUTICS INC	COM NEW	92941V100	9,431	5,968,957	SH		DFND		5,968,957	0	0
WARRIOR MET COAL INC	COM	93627C101	3,838	180,000	SH		DFND		180,000	0	0
WELLS FARGO CO NEW	COM	949746101	31,689	1,050,000	SH		DFND		1,050,000	0	0
WORLD ACCEP CORP DEL	COM	981419104	1,881	18,400	SH		DFND		18,400	0	0
XERIS PHARMACEUTICALS INC	NOTE 5.000% 7/1	98422LAA5	14,094	8,100,000	PRN		DFND		8,100,000	0	0
XERIS PHARMACEUTICALS INC	COM	98422L107	877	178,200	SH		DFND		178,200	0	0
YRC WORLDWIDE INC	COM PAR $.01	984249607	346	78,174	SH		DFND		78,174	0	0
ZILLOW GROUP INC	CL A	98954M101	12,235	90,000	SH		DFND		90,000	0	0
ZOGENIX INC	COM NEW	98978L204	2,299	115,000	SH		DFND		115,000	0	0