COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACKRELL SPAC PARTNERS I CO | *W EXP 12/01/202 | 00461L113 | 37 | 75,000 | SH | | DFND | | 75,000 | 0 | 0 |
ACKRELL SPAC PARTNERS I CO | UNIT 99/99/9999 | 00461L303 | 1,482 | 150,000 | SH | | DFND | | 150,000 | 0 | 0 |
ADIENT PLC | ORD SHS | G0084W101 | 44,359 | 1,003,588 | SH | | DFND | | 1,003,588 | 0 | 0 |
ADVENT TECHNOLOGIES HOLDNG I | *W EXP 02/03/202 | 00788A113 | 460 | 200,000 | SH | | DFND | | 200,000 | 0 | 0 |
AFFIMED N V | COM | N01045108 | 40,458 | 5,114,712 | SH | | DFND | | 5,114,712 | 0 | 0 |
AJAX I | COM | G0190X100 | 16,395 | 1,597,982 | SH | | DFND | | 1,597,982 | 0 | 0 |
ALKURI GLOBAL ACQUISITION CO | UNIT 01/01/2028 | 66981N202 | 988 | 100,000 | SH | | DFND | | 100,000 | 0 | 0 |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 7,765 | 55,000 | SH | | DFND | | 55,000 | 0 | 0 |
ALTRIA GROUP INC | COM | 02209S103 | 15,546 | 303,860 | SH | | DFND | | 303,860 | 0 | 0 |
AMAZON COM INC | COM | 023135106 | 30,941 | 10,000 | SH | | DFND | | 10,000 | 0 | 0 |
AMC ENTMT HLDGS INC | CL A COM | 00165C104 | 28,954 | 2,835,900 | SH | Call | DFND | | 2,835,900 | 0 | 0 |
AMC ENTMT HLDGS INC | CL A COM | 00165C104 | 10,214 | 1,000,400 | SH | Put | DFND | | 1,000,400 | 0 | 0 |
AMERICAS TECHNOLOGY ACQSN CO | *W EXP 12/31/202 | G0404A110 | 41 | 75,000 | SH | | DFND | | 75,000 | 0 | 0 |
AMERICAS TECHNOLOGY ACQSN CO | SHS | G0404A102 | 1,490 | 150,000 | SH | | DFND | | 150,000 | 0 | 0 |
ANGI INC | COM CL A NEW | 00183L102 | 26,946 | 2,072,803 | SH | | DFND | | 2,072,803 | 0 | 0 |
APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 3,591 | 600,914 | SH | | DFND | | 600,914 | 0 | 0 |
ARDELYX INC | COM | 039697107 | 18,531 | 2,799,307 | SH | | DFND | | 2,799,307 | 0 | 0 |
ARYA SCIENCES ACQUISITION CO | COM CL A | G3166W106 | 3,686 | 267,454 | SH | | DFND | | 267,454 | 0 | 0 |
ARYA SCIENCES ACQU CORP IV | CL A | G31659108 | 3,142 | 300,000 | SH | | DFND | | 300,000 | 0 | 0 |
AT HOME GROUP INC | COM | 04650Y100 | 17,530 | 610,793 | SH | | DFND | | 610,793 | 0 | 0 |
ATARA BIOTHERAPEUTICS INC | COM | 046513107 | 3,171 | 220,848 | SH | | DFND | | 220,848 | 0 | 0 |
ATLAS CREST INVT CORP | COM | 049284102 | 31,911 | 3,175,210 | SH | | DFND | | 3,175,210 | 0 | 0 |
BARRICK GOLD CORP | COM | 067901108 | 11,117 | 561,477 | SH | | DFND | | 561,477 | 0 | 0 |
BCLS ACQUISITION CORP | COM CL A | G0904B105 | 211 | 20,000 | SH | | DFND | | 20,000 | 0 | 0 |
BETTER WORLD ACQUISITION COR | *W EXP 11/15/202 | 08772B112 | 312 | 300,000 | SH | | DFND | | 300,000 | 0 | 0 |
BETTER WORLD ACQUISITION COR | COM | 08772B104 | 2,985 | 300,000 | SH | | DFND | | 300,000 | 0 | 0 |
BM TECHNOLOGIES INC | *W EXP 01/04/202 | 05591L115 | 703 | 351,365 | SH | | DFND | | 351,365 | 0 | 0 |
BONANZA CREEK ENERGY INC | COM NEW | 097793400 | 268 | 7,500 | SH | | DFND | | 7,500 | 0 | 0 |
BOWX ACQUISITION CORP | CL A | 103085106 | 8,976 | 768,522 | SH | | DFND | | 768,522 | 0 | 0 |
BRIDGETOWN 2 HOLDINGS LTD | CL A | G1355V103 | 5,195 | 507,349 | SH | | DFND | | 507,349 | 0 | 0 |
BRIDGETOWN HOLDINGS LTD | COM CL A | G1355U113 | 6,554 | 604,057 | SH | | DFND | | 604,057 | 0 | 0 |
BROOGE ENERGY LTD | *W EXP 12/20/202 | G1611B115 | 257 | 321,684 | SH | | DFND | | 321,684 | 0 | 0 |
CALIFORNIA RES CORP | COM STOCK | 13057Q305 | 390 | 16,218 | SH | | DFND | | 16,218 | 0 | 0 |
CANOO INC | *W EXP 12/21/202 | 13803R110 | 286 | 101,000 | SH | | DFND | | 101,000 | 0 | 0 |
CARDLYTICS INC | COM | 14161W105 | 41,687 | 380,000 | SH | | DFND | | 380,000 | 0 | 0 |
CARVANA CO | CL A | 146869102 | 157,440 | 600,000 | SH | | DFND | | 600,000 | 0 | 0 |
CELLECTIS S A | SPON ADS | 15117K103 | 1,211 | 59,900 | SH | | DFND | | 59,900 | 0 | 0 |
CHARDAN HEALTHCR ACQSTN 2 CO | COM | 15957T107 | 3,518 | 350,000 | SH | | DFND | | 350,000 | 0 | 0 |
CIMPRESS PLC | SHS EURO | G2143T103 | 6,759 | 67,500 | SH | | DFND | | 67,500 | 0 | 0 |
CLENE INC | *W EXP 11/07/202 | 185634110 | 417 | 350,000 | SH | | DFND | | 350,000 | 0 | 0 |
CLEVER LEAVES HOLDINGS INC | *W EXP 12/18/202 | 186760112 | 737 | 280,000 | SH | | DFND | | 280,000 | 0 | 0 |
CLOVER HEALTH INVESTMENTS CO | COM CL A | 18914F103 | 302 | 40,000 | SH | Call | DFND | | 40,000 | 0 | 0 |
CM LIFE SCIENCES INC | *W EXP 09/04/202 | 18978W117 | 1,295 | 250,000 | SH | | DFND | | 250,000 | 0 | 0 |
CM LIFE SCIENCES INC | COM CL A | 18978W109 | 2,566 | 172,316 | SH | | DFND | | 172,316 | 0 | 0 |
CONCORD ACQUISITION CORP | *W EXP 12/28/202 | 206071110 | 450 | 500,000 | SH | | DFND | | 500,000 | 0 | 0 |
CONCORD ACQUISITION CORP | COM CL A | 206071102 | 9,780 | 1,000,000 | SH | | DFND | | 1,000,000 | 0 | 0 |
CONTRAFECT CORP | COM NEW | 212326300 | 2,160 | 450,000 | SH | | DFND | | 450,000 | 0 | 0 |
COVA ACQUISITION CORP | UNIT 04/01/2021 | G2554Y112 | 2,488 | 250,000 | SH | | DFND | | 250,000 | 0 | 0 |
CRESUD S A C I F Y A | SPONSORED ADR | 226406106 | 8,626 | 1,652,460 | SH | | DFND | | 1,652,460 | 0 | 0 |
CUE BIOPHARMA INC | COM | 22978P106 | 4,117 | 337,428 | SH | | DFND | | 337,428 | 0 | 0 |
CURO GROUP HOLDINGS CORP | COM | 23131L107 | 2,643 | 181,164 | SH | | DFND | | 181,164 | 0 | 0 |
DD3 ACQUISITION CORP II | *W EXP 12/10/202 | 23318M118 | 129 | 125,000 | SH | | DFND | | 125,000 | 0 | 0 |
DD3 ACQUISITION CORP II | COM CL A | 23318M100 | 2,440 | 250,000 | SH | | DFND | | 250,000 | 0 | 0 |
DHT HOLDINGS INC | SHS NEW | Y2065G121 | 9,584 | 1,616,100 | SH | | DFND | | 1,616,100 | 0 | 0 |
DIAGEO PLC | SPON ADR NEW | 25243Q205 | 22,300 | 135,800 | SH | | DFND | | 135,800 | 0 | 0 |
DIRTT ENVIRONMENTAL SOLUTION | COM | 25490H106 | 22,941 | 7,465,024 | SH | | DFND | | 7,465,024 | 0 | 0 |
DMY TECHNOLOGY GROUP INC III | COM CLASS A | 233278100 | 3,736 | 346,931 | SH | | DFND | | 346,931 | 0 | 0 |
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 23,750 | 2,683,600 | SH | | DFND | | 2,683,600 | 0 | 0 |
ENOVA INTL INC | COM | 29357K103 | 108,179 | 3,049,000 | SH | | DFND | | 3,049,000 | 0 | 0 |
EUCRATES BIOMEDICAL ACQU COR | *W EXP 10/23/202 | G3141W122 | 250 | 200,000 | SH | | DFND | | 200,000 | 0 | 0 |
EUCRATES BIOMEDICAL ACQU COR | SHS | G3141W106 | 5,988 | 600,000 | SH | | DFND | | 600,000 | 0 | 0 |
EURONAV NV | SHS | B38564108 | 5,830 | 637,000 | SH | | DFND | | 637,000 | 0 | 0 |
FENNEC PHARMACEUTICALS INC | COM | 31447P100 | 6,894 | 1,110,000 | SH | | DFND | | 1,110,000 | 0 | 0 |
FIRSTENERGY CORP | COM | 337932107 | 104,160 | 3,002,599 | SH | | DFND | | 3,002,599 | 0 | 0 |
FISKER INC | CL A COM STK | 33813J106 | 2,839 | 164,893 | SH | | DFND | | 164,893 | 0 | 0 |
FISKER INC | CL A COM STK | 33813J106 | 2,583 | 150,000 | SH | Put | DFND | | 150,000 | 0 | 0 |
FORESIGHT ACQUISITION CORP | UNIT 01/29/2026 | 34552Y205 | 3,964 | 400,000 | SH | | DFND | | 400,000 | 0 | 0 |
GAMESTOP CORP NEW | CL A | 36467W109 | 3,796 | 20,000 | SH | Put | DFND | | 20,000 | 0 | 0 |
GENERAL MTRS CO | COM | 37045V100 | 8,619 | 150,000 | SH | | DFND | | 150,000 | 0 | 0 |
GENERAL MTRS CO | COM | 37045V100 | 126,412 | 2,200,000 | SH | Call | DFND | | 2,200,000 | 0 | 0 |
GLOBALSTAR INC | COM | 378973408 | 1,956 | 1,448,579 | SH | | DFND | | 1,448,579 | 0 | 0 |
GLOBALSTAR INC | NOTE 5.750% 4/0 | 378973AD3 | 1,141 | 525,342 | PRN | | DFND | | 525,342 | 0 | 0 |
GLOBIS ACQUISITION CORP | *W EXP 11/01/202 | 379582117 | 165 | 300,000 | SH | | DFND | | 300,000 | 0 | 0 |
GLOBIS ACQUISITION CORP | COM | 379582109 | 2,973 | 300,000 | SH | | DFND | | 300,000 | 0 | 0 |
GLRY STR NW MDIA GRUP HLDG L | *W EXP 02/13/202 | G39973113 | 33 | 225,000 | SH | | DFND | | 225,000 | 0 | 0 |
GOLAR LNG PARTNERS LP | COM UNIT LPI | Y2745C102 | 1,061 | 303,969 | SH | | DFND | | 303,969 | 0 | 0 |
GREIF INC | CL B | 397624206 | 682 | 11,910 | SH | | DFND | | 11,910 | 0 | 0 |
HAYMAKER ACQUISITION CORP II | UNIT 03/01/2026 | 42087R207 | 2,371 | 238,568 | SH | | DFND | | 238,568 | 0 | 0 |
HEALTH SCIENCES ACQ CORP 2 | ORD SHS | G4411D109 | 112 | 10,000 | SH | | DFND | | 10,000 | 0 | 0 |
HEALTHCOR CATALIO ACQU CORP | CL A SHS | G44125105 | 1,200 | 120,000 | SH | | DFND | | 120,000 | 0 | 0 |
HELIX ACQUISITION CORP | COM CL A | G4444C102 | 1,530 | 150,000 | SH | | DFND | | 150,000 | 0 | 0 |
HERBALIFE NUTRITION LTD | COM SHS | G4412G101 | 42,749 | 963,680 | SH | | DFND | | 963,680 | 0 | 0 |
HOSTESS BRANDS INC | *W EXP 11/04/202 | 44109J114 | 3,654 | 2,520,000 | SH | | DFND | | 2,520,000 | 0 | 0 |
HYCROFT MINING HOLDING CORP | COM CL A | 44862P109 | 321 | 91,640 | SH | | DFND | | 91,640 | 0 | 0 |
HYCROFT MINING HOLDING CORP | *W EXP 02/12/202 | 44862P117 | 1,029 | 1,978,826 | SH | | DFND | | 1,978,826 | 0 | 0 |
IAC INTERACTIVECORP NEW | COM | 44891N109 | 57,430 | 265,500 | SH | | DFND | | 265,500 | 0 | 0 |
IAMGOLD CORP | COM | 450913108 | 894 | 300,000 | SH | | DFND | | 300,000 | 0 | 0 |
IMMATICS N.V | SHS | N44445109 | 13,273 | 1,184,045 | SH | | DFND | | 1,184,045 | 0 | 0 |
IMMATICS N.V | *W EXP 07/01/202 | N44445117 | 1,475 | 500,000 | SH | | DFND | | 500,000 | 0 | 0 |
INSPIRED ENTMT INC | COM | 45782N108 | 9,051 | 974,289 | SH | | DFND | | 974,289 | 0 | 0 |
INTL GNRL INSURANCE HLDNGS L | *W EXP 03/17/202 | G4809J114 | 352 | 450,000 | SH | | DFND | | 450,000 | 0 | 0 |
IRSA INVERSIONES Y REP S A | GLOBL DEP RCPT | 450047204 | 4,525 | 1,163,023 | SH | | DFND | | 1,163,023 | 0 | 0 |
IRSA PROPIEDADES COMERCIALES | SPONSORED ADR | 463588103 | 4,818 | 493,183 | SH | | DFND | | 493,183 | 0 | 0 |
ISHARES SILVER TR | ISHARES | 46428Q109 | 11,350 | 500,000 | SH | | DFND | | 500,000 | 0 | 0 |
ISHARES SILVER TR | ISHARES | 46428Q109 | 45,400 | 2,000,000 | SH | Call | DFND | | 2,000,000 | 0 | 0 |
JAWS SPITFIRE ACQUISITION CO | SHS CL A | G50740102 | 3,067 | 299,229 | SH | | DFND | | 299,229 | 0 | 0 |
JIYA ACQUISITION CORP | COM CL A | 47760M102 | 1,968 | 200,000 | SH | | DFND | | 200,000 | 0 | 0 |
LARIMAR THERAPEUTICS INC | COM | 517125100 | 3,216 | 220,136 | SH | | DFND | | 220,136 | 0 | 0 |
LEGATO MERGER CORP | UNIT 12/31/2025 | 52473X205 | 2,026 | 200,000 | SH | | DFND | | 200,000 | 0 | 0 |
LEISURE ACQUISITION CORP | *W EXP 99/99/999 | 52539T115 | 104 | 125,000 | SH | | DFND | | 125,000 | 0 | 0 |
LIBERTY MEDIA ACQUISITION CO | COM SR A | 53073L104 | 2,528 | 250,000 | SH | | DFND | | 250,000 | 0 | 0 |
LIGHTJUMP ACQUISITION CORP | COM | 53228M106 | 1,455 | 150,000 | SH | | DFND | | 150,000 | 0 | 0 |
LIGHTJUMP ACQUISITION CORP | *W EXP 01/12/202 | 53228M114 | 41 | 75,000 | SH | | DFND | | 75,000 | 0 | 0 |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 45,623 | 1,052,202 | SH | | DFND | | 1,052,202 | 0 | 0 |
MAIDEN HOLDINGS LTD | SHS | G5753U112 | 23,513 | 7,125,000 | SH | | DFND | | 7,125,000 | 0 | 0 |
MARINUS PHARMACEUTICALS INC | COM NEW | 56854Q200 | 29,309 | 1,893,400 | SH | | DFND | | 1,893,400 | 0 | 0 |
MEIRAGTX HLDGS PLC | COM | G59665102 | 17,368 | 1,203,623 | SH | | DFND | | 1,203,623 | 0 | 0 |
MUDRICK CAPITAL ACQU CORP II | *W EXP 09/10/202 | 62477L115 | 630 | 1,000,000 | SH | | DFND | | 1,000,000 | 0 | 0 |
MUDRICK CAPITAL ACQU CORP II | COM CL A | 62477L107 | 19,620 | 2,000,000 | SH | | DFND | | 2,000,000 | 0 | 0 |
MULTIPLAN CORPORATION | *W EXP 02/13/202 | 62548M118 | 179 | 185,900 | SH | | DFND | | 185,900 | 0 | 0 |
NATIONAL ENERGY SERVICES REU | *W EXP 05/05/202 | G6375R115 | 1,552 | 698,895 | SH | | DFND | | 698,895 | 0 | 0 |
NAVIOS MARITIME CONTAINERS L | COM UNIT RP LP | Y62151108 | 9,230 | 1,000,000 | SH | | DFND | | 1,000,000 | 0 | 0 |
NEBULA CARAVEL ACQUISITION C | COM CL A | 629070103 | 4,960 | 500,000 | SH | | DFND | | 500,000 | 0 | 0 |
NEXIMMUNE INC | COM | 65344D109 | 1,145 | 60,000 | SH | | DFND | | 60,000 | 0 | 0 |
NIKOLA CORP | COM | 654110105 | 941 | 67,700 | SH | Call | DFND | | 67,700 | 0 | 0 |
NOCTURNE ACQUISITION CORP | UNIT 02/25/2026 | G6580S122 | 9,500 | 950,000 | SH | | DFND | | 950,000 | 0 | 0 |
NUVATION BIO INC | COM CL A | 67080N101 | 6,270 | 600,000 | SH | | DFND | | 600,000 | 0 | 0 |
NUVATION BIO INC | *W EXP 07/07/202 | 67080N119 | 2,204 | 825,323 | SH | | DFND | | 825,323 | 0 | 0 |
OYSTER ENTERPRISES ACQ CORP | *W EXP 01/20/202 | 69242M112 | 44 | 87,500 | SH | | DFND | | 87,500 | 0 | 0 |
OYSTER ENTERPRISES ACQ CORP | COM CL A | 69242M104 | 1,687 | 175,000 | SH | | DFND | | 175,000 | 0 | 0 |
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 1,165 | 50,000 | SH | | DFND | | 50,000 | 0 | 0 |
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 1,165 | 50,000 | SH | Call | DFND | | 50,000 | 0 | 0 |
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 2,329 | 100,000 | SH | Put | DFND | | 100,000 | 0 | 0 |
PAYA HOLDINGS INC | *W EXP 10/16/202 | 70434P111 | 359 | 114,000 | SH | | DFND | | 114,000 | 0 | 0 |
PBF LOGISTICS LP | UNIT LTD PTNR | 69318Q104 | 231 | 15,663 | SH | | DFND | | 15,663 | 0 | 0 |
PENN VA CORP | COM | 70788V102 | 4,925 | 367,500 | SH | | DFND | | 367,500 | 0 | 0 |
PERSHING SQUARE TONTINE HLDG | COM CL A | 71531R109 | 2,401 | 100,000 | SH | Call | DFND | | 100,000 | 0 | 0 |
PG&E CORP | COM | 69331C108 | 15,065 | 1,286,529 | SH | | DFND | | 1,286,529 | 0 | 0 |
PIERIS PHARMACEUTICALS INC | COM | 720795103 | 231 | 90,000 | SH | | DFND | | 90,000 | 0 | 0 |
PRIVETERRA ACQUISITION CORP | UNIT 99/99/9999 | 74275N201 | 99 | 10,000 | SH | | DFND | | 10,000 | 0 | 0 |
PROG HOLDINGS INC | COM NPV | 74319R101 | 14,759 | 340,940 | SH | | DFND | | 340,940 | 0 | 0 |
PROSHARES TR II | ULTA BLMBG 2017 | 74347Y888 | 23,783 | 450,000 | SH | Put | DFND | | 450,000 | 0 | 0 |
PROVENTION BIO INC | COM | 74374N102 | 6,612 | 630,000 | SH | | DFND | | 630,000 | 0 | 0 |
PROVIDENT ACQUISITION CORP | UNIT 99/99/9999 | G7282L118 | 267 | 26,237 | SH | | DFND | | 26,237 | 0 | 0 |
QELL ACQUISITION CORP | CL A | G7307X105 | 12,614 | 1,239,050 | SH | | DFND | | 1,239,050 | 0 | 0 |
QUANTUMSCAPE CORP | COM CL A | 74767V109 | 28,408 | 634,700 | SH | Call | DFND | | 634,700 | 0 | 0 |
QUANTUMSCAPE CORP | COM CL A | 74767V109 | 19,542 | 436,700 | SH | Put | DFND | | 436,700 | 0 | 0 |
QUANTUMSCAPE CORP | *W EXP 11/25/202 | 74767V117 | 4,895 | 147,170 | SH | | DFND | | 147,170 | 0 | 0 |
REINVENT TECHNOLOGY PARTNERS | CL A | G7483N129 | 29,392 | 2,895,731 | SH | | DFND | | 2,895,731 | 0 | 0 |
REINVENT TECHNOLOGY PARTNERS | UNIT 03/12/2026 | G7484L114 | 5,020 | 500,000 | SH | | DFND | | 500,000 | 0 | 0 |
REINVENT TECHNOLOGY PARTNERS | SHS CL A | G74847107 | 22,022 | 2,200,000 | SH | | DFND | | 2,200,000 | 0 | 0 |
REZOLUTE INC | COM NEW | 76200L309 | 134 | 18,916 | SH | | DFND | | 18,916 | 0 | 0 |
ROCKET INTERNET GRWT OPRT CO | UNIT 99/99/9999 | G7613T111 | 15,015 | 1,500,000 | SH | | DFND | | 1,500,000 | 0 | 0 |
ROTH CH ACQUISITION II CO | *W EXP 09/16/202 | 778673111 | 95 | 75,000 | SH | | DFND | | 75,000 | 0 | 0 |
ROTH CH ACQUISITION II CO | COM | 778673103 | 1,487 | 150,000 | SH | | DFND | | 150,000 | 0 | 0 |
ROTH CH ACQUISITION III CO | UNIT 02/26/2026 | 77867Q201 | 1,500 | 150,000 | SH | | DFND | | 150,000 | 0 | 0 |
SARISSA CAPITAL ACQUISITN CO | *W EXP 10/23/202 | G7823W110 | 600 | 400,000 | SH | | DFND | | 400,000 | 0 | 0 |
SARISSA CAPITAL ACQUISITN CO | CL A | G7823W102 | 12,120 | 1,200,000 | SH | | DFND | | 1,200,000 | 0 | 0 |
SMILEDIRECTCLUB INC | CL A COM | 83192H106 | 34,141 | 3,311,377 | SH | | DFND | | 3,311,377 | 0 | 0 |
SQZ BIOTECHNOLOGIES CO | COM | 78472W104 | 8,043 | 587,978 | SH | | DFND | | 587,978 | 0 | 0 |
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 18,670 | 835,000 | SH | | DFND | | 835,000 | 0 | 0 |
TAILWIND ACQUISITION CORP | COM CL A | 87403Q102 | 29,760 | 3,000,000 | SH | | DFND | | 3,000,000 | 0 | 0 |
TG THERAPEUTICS INC | COM | 88322Q108 | 11,726 | 243,271 | SH | | DFND | | 243,271 | 0 | 0 |
TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 46,818 | 300,000 | SH | Call | DFND | | 300,000 | 0 | 0 |
TRIDENT ACQUISITIONS CORP | *W EXP 05/09/202 | 89615T114 | 911 | 453,280 | SH | | DFND | | 453,280 | 0 | 0 |
TRITERRAS INC | *W EXP 02/02/202 | G9103H110 | 105 | 63,572 | SH | | DFND | | 63,572 | 0 | 0 |
TRITERRAS INC | SHS CL A | G9103H102 | 98 | 13,500 | SH | Call | DFND | | 13,500 | 0 | 0 |
UNION ACQUISITION CORP II | SHS | G9402Q100 | 5,025 | 500,000 | SH | | DFND | | 500,000 | 0 | 0 |
UNIQURE NV | SHS | N90064101 | 9,518 | 282,516 | SH | | DFND | | 282,516 | 0 | 0 |
US ECOLOGY INC | *W EXP 10/17/202 | 91734M111 | 1,101 | 105,350 | SH | | DFND | | 105,350 | 0 | 0 |
VECTOIQ ACQUISITION CORP II | COM CL A | 92244F109 | 4,464 | 449,996 | SH | | DFND | | 449,996 | 0 | 0 |
VECTOIQ ACQUISITION CORP II | *W EXP 01/07/202 | 92244F117 | 34 | 23,904 | SH | | DFND | | 23,904 | 0 | 0 |
VG ACQUISITION CORP | SHS CL A | G9446E105 | 10,466 | 1,029,192 | SH | | DFND | | 1,029,192 | 0 | 0 |
WARRIOR MET COAL INC | COM | 93627C101 | 2,586 | 151,000 | SH | | DFND | | 151,000 | 0 | 0 |
XERIS PHARMACEUTICALS INC | NOTE 5.000% 7/1 | 98422LAA5 | 14,653 | 8,600,000 | PRN | | DFND | | 8,600,000 | 0 | 0 |
ZILLOW GROUP INC | CL A | 98954M101 | 11,824 | 90,000 | SH | | DFND | | 90,000 | 0 | 0 |
ZOGENIX INC | COM NEW | 98978L204 | 293 | 15,000 | SH | | DFND | | 15,000 | 0 | 0 |