683 Capital Management 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ACHIEVE LIFE SCIENCES INC	COM	004468500	1,123	125,000	SH		DFND		125,000	0	0
ACKRELL SPAC PARTNERS I CO	*W EXP 12/01/202	00461L113	47	75,000	SH		DFND		75,000	0	0
ACKRELL SPAC PARTNERS I CO	UNIT 99/99/9999	00461L303	1,491	150,000	SH		DFND		150,000	0	0
ADICET BIO INC	COM	007002108	2,007	195,091	SH		DFND		195,091	0	0
ADIENT PLC	ORD SHS	G0084W101	45,362	1,003,588	SH		DFND		1,003,588	0	0
ADVENT TECHNOLOGIES HOLDNG I	*W EXP 02/03/202	00788A113	334	200,000	SH		DFND		200,000	0	0
AFFIMED N V	COM	N01045108	44,753	5,265,000	SH		DFND		5,265,000	0	0
AJAX I	COM	G0190X100	28,386	2,850,000	SH		DFND		2,850,000	0	0
ALKURI GLOBAL ACQUISITION CO	*W EXP 02/09/202	66981N111	245	167,500	SH		DFND		167,500	0	0
ALKURI GLOBAL ACQUISITION CO	COM CL A	66981N103	15,571	1,574,402	SH		DFND		1,574,402	0	0
ALNYLAM PHARMACEUTICALS INC	COM	02043Q107	9,324	55,000	SH		DFND		55,000	0	0
AMAZON COM INC	COM	023135106	34,401	10,000	SH		DFND		10,000	0	0
AMC ENTMT HLDGS INC	CL A COM	00165C104	135,783	2,395,600	SH	Call	DFND		2,395,600	0	0
AMC ENTMT HLDGS INC	CL A COM	00165C104	427,131	7,535,800	SH	Put	DFND		7,535,800	0	0
AMERICAS TECHNOLOGY ACQSN CO	*W EXP 12/31/202	G0404A110	49	75,000	SH		DFND		75,000	0	0
AMERICAS TECHNOLOGY ACQSN CO	SHS	G0404A102	1,500	150,000	SH		DFND		150,000	0	0
ANGI INC	COM CL A NEW	00183L102	30,728	2,272,803	SH		DFND		2,272,803	0	0
APTOSE BIOSCIENCES INC	COM NEW	03835T200	7,274	2,191,207	SH		DFND		2,191,207	0	0
ARDELYX INC	COM	039697107	19,696	2,598,405	SH		DFND		2,598,405	0	0
ARYA SCIENCES ACQU CORP IV	CL A	G31659108	3,216	300,000	SH		DFND		300,000	0	0
ASPIRATIONAL CONSUMER LIFEST	COM	G05436103	9,980	1,000,000	SH		DFND		1,000,000	0	0
AT HOME GROUP INC	COM	04650Y100	22,502	610,793	SH		DFND		610,793	0	0
AT HOME GROUP INC	COM	04650Y100	5,153	139,900	SH	Call	DFND		139,900	0	0
ATARA BIOTHERAPEUTICS INC	COM	046513107	10,538	677,683	SH		DFND		677,683	0	0
ATLAS CREST INVT CORP	COM	049284102	34,157	3,429,400	SH		DFND		3,429,400	0	0
BARRICK GOLD CORP	COM	067901108	11,446	553,477	SH		DFND		553,477	0	0
BCLS ACQUISITION CORP	COM CL A	G0904B105	211	20,000	SH		DFND		20,000	0	0
BETTER WORLD ACQUISITION COR	*W EXP 11/15/202	08772B112	302	300,000	SH		DFND		300,000	0	0
BETTER WORLD ACQUISITION COR	COM	08772B104	2,994	300,000	SH		DFND		300,000	0	0
BM TECHNOLOGIES INC	*W EXP 01/04/202	05591L115	712	277,180	SH		DFND		277,180	0	0
BRIDGETOWN 2 HOLDINGS LTD	CL A	G1355V103	7,650	750,000	SH		DFND		750,000	0	0
BRIDGETOWN HOLDINGS LTD	COM CL A	G1355U113	8,096	800,000	SH		DFND		800,000	0	0
BROADSTONE ACQUISITION CORP	SHS CL A	G1739V100	9,879	1,000,000	SH		DFND		1,000,000	0	0
BROOGE ENERGY LTD	*W EXP 12/20/202	G1611B115	161	321,684	SH		DFND		321,684	0	0
CA HEALTHCARE ACQUISITION CO	COM CL A	12510W107	2,961	300,000	SH		DFND		300,000	0	0
CALIFORNIA RES CORP	COM STOCK	13057Q305	489	16,218	SH		DFND		16,218	0	0
CARDLYTICS INC	COM	14161W105	115,644	911,092	SH		DFND		911,092	0	0
CARVANA CO	CL A	146869102	181,091	600,000	SH		DFND		600,000	0	0
CELLECTIS S A	SPON ADS	15117K103	927	59,900	SH		DFND		59,900	0	0
CEREVEL THERAPEUTICS HLDNG I	*W EXP 06/09/202	15678U102	3,358	233,333	SH		DFND		233,333	0	0
CHARDAN HEALTHCR ACQSTN 2 CO	COM	15957T107	3,486	350,000	SH		DFND		350,000	0	0
CIMPRESS PLC	SHS EURO	G2143T103	7,318	67,500	SH		DFND		67,500	0	0
CLENE INC	*W EXP 11/07/202	185634110	445	331,735	SH		DFND		331,735	0	0
CLEVER LEAVES HOLDINGS INC	*W EXP 12/18/202	186760112	270	130,000	SH		DFND		130,000	0	0
CM LIFE SCIENCES III INC	UNIT 04/30/2028	125841205	1,095	100,000	SH		DFND		100,000	0	0
CM LIFE SCIENCES INC	*W EXP 09/04/202	18978W117	1,150	250,000	SH		DFND		250,000	0	0
CM LIFE SCIENCES INC	COM CL A	18978W109	2,414	172,316	SH		DFND		172,316	0	0
CONCORD ACQUISITION CORP	*W EXP 12/28/202	206071110	500	500,000	SH		DFND		500,000	0	0
CONCORD ACQUISITION CORP	COM CL A	206071102	9,850	1,000,000	SH		DFND		1,000,000	0	0
CONTRAFECT CORP	COM NEW	212326300	2,910	661,232	SH		DFND		661,232	0	0
COVA ACQUISITION CORP	*W EXP 02/05/202	G2554Y120	111	125,000	SH		DFND		125,000	0	0
COVA ACQUISITION CORP	CL A SHS	G2554Y104	2,423	250,000	SH		DFND		250,000	0	0
CRESUD S A C I F Y A	SPONSORED ADR	226406106	9,882	1,652,460	SH		DFND		1,652,460	0	0
CRESUD S A C I F Y A	*W EXP 03/08/202	P3311R259	679	2,734,210	SH		DFND		2,734,210	0	0
CUE BIOPHARMA INC	COM	22978P106	8,204	704,220	SH		DFND		704,220	0	0
CURO GROUP HOLDINGS CORP	COM	23131L107	3,080	181,164	SH		DFND		181,164	0	0
D & Z MEDIA ACQUISITION CO	COM CL A	23305Q106	2,913	300,000	SH		DFND		300,000	0	0
D8 HOLDINGS CORP	SHS CL A	G2614K110	9,471	950,000	SH		DFND		950,000	0	0
DD3 ACQUISITION CORP II	*W EXP 12/10/202	23318M118	191	125,000	SH		DFND		125,000	0	0
DD3 ACQUISITION CORP II	COM CL A	23318M100	2,479	250,000	SH		DFND		250,000	0	0
DFP HEALTHCARE ACQUISITNS CO	COM CL A	23343Q100	7,124	715,963	SH		DFND		715,963	0	0
DHT HOLDINGS INC	SHS NEW	Y2065G121	10,489	1,616,100	SH		DFND		1,616,100	0	0
DIAGEO PLC	SPON ADR NEW	25243Q205	11,846	61,800	SH		DFND		61,800	0	0
DIRTT ENVIRONMENTAL SOLUTION	COM	25490H106	31,804	7,390,000	SH		DFND		7,390,000	0	0
DMY TECHNOLOGY GROUP INC III	COM CLASS A	233278100	5,427	507,629	SH		DFND		507,629	0	0
EIGER BIOPHARMACEUTICALS INC	COM	28249U105	25,135	2,950,000	SH		DFND		2,950,000	0	0
ENOVA INTL INC	COM	29357K103	104,306	3,049,000	SH		DFND		3,049,000	0	0
EUCRATES BIOMEDICAL ACQU COR	*W EXP 10/23/202	G3141W122	208	200,000	SH		DFND		200,000	0	0
EUCRATES BIOMEDICAL ACQU COR	SHS	G3141W106	5,907	600,000	SH		DFND		600,000	0	0
EURONAV NV	SHS	B38564108	5,937	637,000	SH		DFND		637,000	0	0
FENNEC PHARMACEUTICALS INC	COM	31447P100	8,091	1,110,000	SH		DFND		1,110,000	0	0
FIFTH WALL ACQUISITION CORP I	COM CL A	316790104	1,971	160,000	SH		DFND		160,000	0	0
FIRSTENERGY CORP	COM	337932107	110,496	2,969,500	SH		DFND		2,969,500	0	0
FORESIGHT ACQUISITION CORP	*W EXP 01/29/202	34552Y114	185	133,333	SH		DFND		133,333	0	0
FORESIGHT ACQUISITION CORP	CL A	34552Y106	3,956	399,999	SH		DFND		399,999	0	0
FS DEVELOPMENT CORP II	COM CL A	30318F100	1,999	200,288	SH		DFND		200,288	0	0
GALAPAGOS NV	SPON ADR	36315X101	2,296	33,323	SH		DFND		33,323	0	0
GALILEO ACQUISITION CORP	SHS	G3770A102	5,000	500,000	SH		DFND		500,000	0	0
GAMESTOP CORP NEW	CL A	36467W109	1,071	5,000	SH	Call	DFND		5,000	0	0
GAMESTOP CORP NEW	CL A	36467W109	39,615	185,000	SH	Put	DFND		185,000	0	0
GENERAL MTRS CO	COM	37045V100	130,174	2,200,000	SH	Call	DFND		2,200,000	0	0
GIGINTERNATIONAL1 INC	UNIT 05/19/2026	37518W205	4,819	480,000	SH		DFND		480,000	0	0
GLOBALSTAR INC	COM	378973408	2,578	1,448,579	SH		DFND		1,448,579	0	0
GLOBALSTAR INC	NOTE 5.750% 4/0	378973AD3	1,570	531,252	PRN		DFND		531,252	0	0
GLOBIS ACQUISITION CORP	*W EXP 11/01/202	379582117	207	300,000	SH		DFND		300,000	0	0
GLOBIS ACQUISITION CORP	COM	379582109	2,985	300,000	SH		DFND		300,000	0	0
GLRY STR NW MDIA GRUP HLDG L	*W EXP 02/13/202	G39973113	32	225,000	SH		DFND		225,000	0	0
GRAF ACQUISITION CORP IV	UNIT 05/31/2028	384272209	4,975	500,000	SH		DFND		500,000	0	0
GREIF INC	CL B	397624206	703	11,910	SH		DFND		11,910	0	0
HAYMAKER ACQUISITION CORP II	*W EXP 03/04/202	42087R116	63	59,642	SH		DFND		59,642	0	0
HAYMAKER ACQUISITION CORP II	CLASS A COM	42087R108	2,308	238,568	SH		DFND		238,568	0	0
HEALTH SCIENCES ACQ CORP 2	ORD SHS	G4411D109	102	10,000	SH		DFND		10,000	0	0
HEALTHCOR CATALIO ACQU CORP	CL A SHS	G44125105	1,182	120,000	SH		DFND		120,000	0	0
HELIX ACQUISITION CORP	COM CL A	G4444C102	1,553	150,000	SH		DFND		150,000	0	0
HERBALIFE NUTRITION LTD	COM SHS	G4412G101	76,888	1,458,146	SH		DFND		1,458,146	0	0
HORIZON ACQUISITION CORP	COM CL A	G46049105	15,921	1,600,000	SH		DFND		1,600,000	0	0
HOSTESS BRANDS INC	*W EXP 11/04/202	44109J114	4,481	1,843,992	SH		DFND		1,843,992	0	0
HYCROFT MINING HOLDING CORP	COM CL A	44862P109	280	91,640	SH		DFND		91,640	0	0
HYCROFT MINING HOLDING CORP	*W EXP 02/12/202	44862P117	950	1,978,826	SH		DFND		1,978,826	0	0
IAC INTERACTIVECORP NEW	COM NEW	44891N208	29,370	190,500	SH		DFND		190,500	0	0
IAMGOLD CORP	COM	450913108	885	300,000	SH		DFND		300,000	0	0
IMMATICS N.V	SHS	N44445109	13,748	1,184,045	SH		DFND		1,184,045	0	0
IMMATICS N.V	*W EXP 07/01/202	N44445117	1,720	500,000	SH		DFND		500,000	0	0
INSPIRED ENTMT INC	COM	45782N108	21,950	1,721,569	SH		DFND		1,721,569	0	0
INTL GNRL INSURANCE HLDNGS L	*W EXP 03/17/202	G4809J114	455	450,000	SH		DFND		450,000	0	0
IOVANCE BIOTHERAPEUTICS INC	COM	462260100	26,666	1,024,829	SH		DFND		1,024,829	0	0
IRONSOURCE LTD	CL A ORD SHS	M5R75Y101	1,001	95,290	SH		DFND		95,290	0	0
IRSA INVERSIONES Y REP S A	GLOBL DEP RCPT	450047204	5,092	1,372,603	SH		DFND		1,372,603	0	0
IRSA INVERSIONES Y REP S A	*W EXP 05/25/202	P5880C134	158	1,695,800	SH		DFND		1,695,800	0	0
IRSA PROPIEDADES COMERCIALES	SPONSORED ADR	463588103	5,228	493,183	SH		DFND		493,183	0	0
ISHARES SILVER TR	ISHARES	46428Q109	12,110	500,000	SH		DFND		500,000	0	0
ISHARES SILVER TR	ISHARES	46428Q109	12,110	500,000	SH	Call	DFND		500,000	0	0
JAWS SPITFIRE ACQUISITION CO	SHS CL A	G50740102	6,757	675,000	SH		DFND		675,000	0	0
JIYA ACQUISITION CORP	COM CL A	47760M102	1,988	200,000	SH		DFND		200,000	0	0
KAROOOOO LTD	ORD SHS	Y4600W108	1,929	52,500	SH		DFND		52,500	0	0
LARIMAR THERAPEUTICS INC	COM	517125100	2,520	256,620	SH		DFND		256,620	0	0
LEGATO MERGER CORP	COM	52473X106	2,004	200,000	SH		DFND		200,000	0	0
LEGATO MERGER CORP	*W EXP 12/31/202	52473X114	369	200,000	SH		DFND		200,000	0	0
LIBERTY MEDIA ACQUISITION CO	COM SR A	53073L104	5,176	508,435	SH		DFND		508,435	0	0
LIGHTJUMP ACQUISITION CORP	COM	53228M106	1,466	150,000	SH		DFND		150,000	0	0
LIGHTJUMP ACQUISITION CORP	*W EXP 01/12/202	53228M114	58	75,000	SH		DFND		75,000	0	0
LOGISTICS INNOVTN TECHNLGS C	UNIT 06/10/2026	54141L209	4,980	500,000	SH		DFND		500,000	0	0
MAGELLAN MIDSTREAM PRTNRS LP	COM UNIT RP LP	559080106	50,974	1,042,202	SH		DFND		1,042,202	0	0
MAIDEN HOLDINGS LTD	SHS	G5753U112	19,041	5,650,000	SH		DFND		5,650,000	0	0
MARINUS PHARMACEUTICALS INC	COM NEW	56854Q200	34,623	1,929,929	SH		DFND		1,929,929	0	0
MEIRAGTX HLDGS PLC	COM	G59665102	19,990	1,289,709	SH		DFND		1,289,709	0	0
METALLA RTY & STREAMING LTD	COM NEW	59124U605	2,955	342,665	SH		DFND		342,665	0	0
MONTES ARCHIMEDES ACQUISITIO	COM CL A	612657106	11,868	1,200,000	SH		DFND		1,200,000	0	0
MOUNTAIN CREST ACQUSTN CORP	COM	62402D105	2,572	259,270	SH		DFND		259,270	0	0
MULTIPLAN CORPORATION	*W EXP 02/13/202	62548M118	420	185,900	SH		DFND		185,900	0	0
NATIONAL ENERGY SERVICES REU	*W EXP 05/05/202	G6375R115	1,943	698,895	SH		DFND		698,895	0	0
NAUTILUS BIOTECHNOLOGY INC	COM	63909J108	2,701	267,454	SH		DFND		267,454	0	0
NEBULA CARAVEL ACQUISITION C	COM CL A	629070103	4,995	500,000	SH		DFND		500,000	0	0
NEXIMMUNE INC	COM	65344D109	979	60,000	SH		DFND		60,000	0	0
NEXTGEN ACQUISITION CORP II	CLASS A ORD SHS	G65317102	5,532	537,690	SH		DFND		537,690	0	0
NIKOLA CORP	COM	654110105	1,222	67,700	SH	Call	DFND		67,700	0	0
NOCTURNE ACQUISITION CORP	ORDINARY SHARES	G6580S114	9,367	950,000	SH		DFND		950,000	0	0
NOCTURNE ACQUISITION CORP	RIGHT 12/26/2025	G6580S106	361	950,000	SH		DFND		950,000	0	0
NUVATION BIO INC	COM CL A	67080N101	2,295	246,417	SH		DFND		246,417	0	0
NUVATION BIO INC	*W EXP 07/07/202	67080N119	2,146	825,323	SH		DFND		825,323	0	0
OCCIDENTAL PETE CORP	COM	674599105	454	14,500	SH		DFND		14,500	0	0
ORION BIOTECH OPPORTUNTES CO	UNIT 04/15/2025	G6780C125	2,010	200,000	SH		DFND		200,000	0	0
OYSTER ENTERPRISES ACQ CORP	*W EXP 01/20/202	69242M112	61	87,500	SH		DFND		87,500	0	0
OYSTER ENTERPRISES ACQ CORP	COM CL A	69242M104	1,692	175,000	SH		DFND		175,000	0	0
PANACEA ACQUISITION CORP II	CL A SHS	G6882C106	14,022	1,400,000	SH		DFND		1,400,000	0	0
PBF LOGISTICS LP	UNIT LTD PTNR	69318Q104	233	15,663	SH		DFND		15,663	0	0
PDS BIOTECHNOLOGY CORP	COM	70465T107	314	25,000	SH		DFND		25,000	0	0
PERSHING SQUARE TONTINE HLDG	COM CL A	71531R109	2,276	100,000	SH	Call	DFND		100,000	0	0
PG&E CORP	COM	69331C108	18,697	1,838,550	SH		DFND		1,838,550	0	0
PIERIS PHARMACEUTICALS INC	COM	720795103	345	90,000	SH		DFND		90,000	0	0
PROG HOLDINGS INC	COM NPV	74319R101	20,685	429,767	SH		DFND		429,767	0	0
PROSHARES TR II	ULTA BLMBG 2017	74347Y888	35,204	450,000	SH	Put	DFND		450,000	0	0
PROVENTION BIO INC	COM	74374N102	2,516	298,429	SH		DFND		298,429	0	0
PROVIDENT ACQUISITION CORP	CL A	G7282L100	3,872	400,001	SH		DFND		400,001	0	0
PROVIDENT ACQUISITION CORP	*W EXP 01/08/202	G7282L126	43	55,161	SH		DFND		55,161	0	0
QELL ACQUISITION CORP	CL A	G7307X105	29,453	2,960,000	SH		DFND		2,960,000	0	0
QELL ACQUISITION CORP	*W EXP 10/01/202	G7307X113	800	500,000	SH		DFND		500,000	0	0
QUANTUMSCAPE CORP	COM CL A	74767V109	2,902	99,170	SH		DFND		99,170	0	0
QUANTUMSCAPE CORP	COM CL A	74767V109	25,888	884,700	SH	Call	DFND		884,700	0	0
QUANTUMSCAPE CORP	COM CL A	74767V109	12,778	436,700	SH	Put	DFND		436,700	0	0
REINVENT TECHNOLOGY PARTNERS	CL A	G7483N129	54,336	5,444,544	SH		DFND		5,444,544	0	0
REINVENT TECHNOLOGY PARTNERS	*W EXP 09/16/202	G7483N103	244	125,000	SH		DFND		125,000	0	0
REINVENT TECHNOLOGY PARTNERS	*W EXP 03/12/202	G7484L122	113	62,500	SH		DFND		62,500	0	0
REINVENT TECHNOLOGY PARTNERS	CLASS A ORD SHS	G7484L106	4,945	500,000	SH		DFND		500,000	0	0
REINVENT TECHNOLOGY PARTNERS	SHS CL A	G74847107	21,846	2,200,000	SH		DFND		2,200,000	0	0
REVIVA PHARMACEUTCLS HLDGS I	*W EXP 12/25/202	76152G118	102	200,000	SH		DFND		200,000	0	0
ROCKET INTERNET GRWT OPRT CO	*W EXP 99/99/999	G7613T129	495	375,000	SH		DFND		375,000	0	0
ROCKET INTERNET GRWT OPRT CO	SHS CL A	G7613T103	14,550	1,500,000	SH		DFND		1,500,000	0	0
ROTH CH ACQUISITION II CO	*W EXP 09/16/202	778673111	280	175,000	SH		DFND		175,000	0	0
ROTH CH ACQUISITION II CO	COM	778673103	9,301	936,624	SH		DFND		936,624	0	0
ROTH CH ACQUISITION III CO	*W EXP 02/26/202	77867Q110	62	37,500	SH		DFND		37,500	0	0
ROTH CH ACQUISITION III CO	COM	77867Q102	1,481	150,000	SH		DFND		150,000	0	0
ROTOR ACQUISITION CORP	COM	77879W105	10,015	1,003,483	SH		DFND		1,003,483	0	0
SARISSA CAPITAL ACQUISITN CO	*W EXP 10/23/202	G7823W110	532	400,000	SH		DFND		400,000	0	0
SARISSA CAPITAL ACQUISITN CO	CL A	G7823W102	11,904	1,200,000	SH		DFND		1,200,000	0	0
SMILEDIRECTCLUB INC	CL A COM	83192H106	35,492	4,088,932	SH		DFND		4,088,932	0	0
SOFTWARE ACQUISITN GRUP INC	COM CL A	83407F101	2,031	204,114	SH		DFND		204,114	0	0
SQZ BIOTECHNOLOGIES CO	COM	78472W104	19,871	1,375,171	SH		DFND		1,375,171	0	0
STITCH FIX INC	COM CL A	860897107	23,197	384,688	SH		DFND		384,688	0	0
SYNDAX PHARMACEUTICALS INC	COM	87164F105	18,644	1,085,900	SH		DFND		1,085,900	0	0
TAILWIND ACQUISITION CORP	COM CL A	87403Q102	29,911	3,000,000	SH		DFND		3,000,000	0	0
TG THERAPEUTICS INC	COM	88322Q108	9,436	243,271	SH		DFND		243,271	0	0
TIO TECH A	CLASS A ORD SHS	G8T10C106	19,400	2,000,000	SH		DFND		2,000,000	0	0
TIO TECH A	*W EXP 04/12/202	G8T10C114	667	666,666	SH		DFND		666,666	0	0
TOYOTA MOTOR CORP	SP ADR REP2COM	892331307	52,452	300,000	SH	Call	DFND		300,000	0	0
TWC TECH HLDGS II CORP	COM	90117G105	37,299	3,756,134	SH		DFND		3,756,134	0	0
TWC TECH HLDGS II CORP	*W EXP 09/15/202	90117G113	1,503	866,140	SH		DFND		866,140	0	0
UNION ACQUISITION CORP II	SHS	G9402Q100	5,045	500,000	SH		DFND		500,000	0	0
UNIQURE NV	SHS	N90064101	8,701	282,516	SH		DFND		282,516	0	0
US ECOLOGY INC	*W EXP 10/17/202	91734M111	1,016	105,350	SH		DFND		105,350	0	0
VECTOIQ ACQUISITION CORP II	COM CL A	92244F109	4,540	453,997	SH		DFND		453,997	0	0
VECTOIQ ACQUISITION CORP II	*W EXP 01/07/202	92244F117	33	23,904	SH		DFND		23,904	0	0
VIMEO INC	COMMON STOCK	92719V100	16,746	341,746	SH		DFND		341,746	0	0
VYNE THERAPEUTICS INC	COM	92941V209	2,575	733,683	SH		DFND		733,683	0	0
WARRIOR MET COAL INC	COM	93627C101	1,875	109,000	SH		DFND		109,000	0	0
WAVE LIFE SCIENCES LTD	SHS	Y95308105	3,330	500,000	SH		DFND		500,000	0	0
XERIS PHARMACEUTICALS INC	NOTE 5.000% 7/1	98422LAA5	13,267	8,450,000	PRN		DFND		8,450,000	0	0
ZILLOW GROUP INC	CL A	98954M101	11,028	90,000	SH		DFND		90,000	0	0
ZOGENIX INC	COM NEW	98978L204	259	15,000	SH		DFND		15,000	0	0