| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 02/27/2015 | 3. Issuer Name and Ticker or Trading Symbol I-Minerals Inc [ IMAHF ] | |||||||||||||
| 4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
|---|---|---|---|
| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| COMMON SHARES | 250,500 | D | |
| COMMON SHARES | 352,500 | I | by Allen & Connie Ball Family Limited Partnership |
| COMMON SHARES | 1,030,000 | I | by Allen & Connie Ball Living Trust |
| COMMON SHARES | 23,072,428 | I | by BV Natural Resources, LLC |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Stock Options (Right to Buy) | 07/30/2013 | 07/30/2018 | Common Shares | 150,000 | 0.08(1) | D | |
| Stock Options (Right to Buy) | 01/29/2015 | 01/29/2020 | Common Shares | 200,000 | 0.2(12) | D | |
| Warrants (Right to Buy) | 04/29/2011 | 04/29/2016 | Common Shares | 5,220,000 | 0.32(2) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 11/26/2013 | 12/01/2016 | Common Shares | 18,699 | 0.11(3) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 03/15/2013 | 12/01/2016 | Common Shares | 155,342 | 0.11(3) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 04/24/2013 | 12/01/2016 | Common Shares | 76,752 | 0.11(3) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 06/13/2013 | 12/01/2016 | Common Shares | 86,985 | 0.11(3) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 07/31/2013 | 12/01/2016 | Common Shares | 178,761 | 0.11(3) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 09/03/2013 | 12/01/2016 | Common Shares | 150,981 | 0.11(3) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 01/23/2013 | 12/01/2016 | Common Shares | 122,142 | 0.11(4) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 07/11/2013 | 12/01/2016 | Common Shares | 104,119 | 0.13(5) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 12/03/2012 | 12/01/2016 | Common Shares | 76,723 | 0.14(6) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 11/05/2012 | 12/01/2016 | Common Shares | 87,818 | 0.14(7) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 10/03/2013 | 12/01/2016 | Common Shares | 111,762 | 0.15(8) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 10/24/2014 | 12/01/2016 | Common Shares | 64,246 | 0.17(9) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 09/04/2014 | 12/01/2016 | Common Shares | 58,181 | 0.18(10) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 01/09/2014 | 12/01/2016 | Common Shares | 94,764 | 0.18(11) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 08/05/2014 | 12/01/2016 | Common Shares | 56,974 | 0.18(11) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 07/02/2014 | 12/01/2016 | Common Shares | 51,202 | 0.2(12) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 09/01/2014 | 12/01/2016 | Common Shares | 92,357 | 0.22(13) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 11/05/2013 | 12/01/2016 | Common Shares | 74,414 | 0.22(14) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 03/10/2014 | 12/01/2016 | Common Shares | 79,293 | 0.22(14) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 05/08/2014 | 12/01/2016 | Common Shares | 46,384 | 0.22(14) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 04/04/2014 | 12/01/2016 | Common Shares | 45,439 | 0.23(15) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 02/06/2014 | 12/01/2016 | Common Shares | 96,261 | 0.22(16) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 05/05/2014 | 12/01/2016 | Common Shares | 52,459 | 0.24(17) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 01/31/2014 | 01/31/2016 | Common Shares | 200,000 | 0.2(12) | D | |
| Warrants (Right to Buy) | 11/14/2014 | 01/31/2016 | Common Shares | 67,962 | 0.17(9) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 12/05/2014 | 01/31/2016 | Common Shares | 62,002 | 0.18(18) | I | by BV Natural Resources, LLC |
| Warrants (Right to Buy) | 01/08/2015 | 01/31/2016 | Common Shares | 13,588 | 0.18(11) | I | by BV Natural Resources, LLC |
| Explanation of Responses: |
| 1. CAD$0.10 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015. |
| 2. CAD$0.40 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015. |
| 3. CAD$0.14 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015. |
| 4. CAD$0.14266 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015. |
| 5. CAD$0.165 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015. |
| 6. CAD$0.17 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015. |
| 7. CAD$0.17223 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015. |
| 8. CAD$0.185 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015. |
| 9. CAD$0.217 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015. |
| 10. CAD$0.225 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015. |
| 11. CAD$0.23 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015. |
| 12. CAD$0.25 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015. |
| 13. CAD$0.276 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015. |
| 14. CAD$0.28 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015. |
| 15. CAD$0.29 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015. |
| 16. CAD$0.292 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015. |
| 17. CAD$0.305 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015. |
| 18. CAD$0.222 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015. |
| Remarks: |
| The filing of this statement shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the equity securities listed in this statement. |
| Allen L. Ball | 03/13/2015 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
