Osage Exploration & Development (OSGE) Inactive
Filed: 7 Sep 11, 12:00am
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
S QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended June 30, 2011
£ TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE EXCHANGE ACT
For the transition period from _____ to _____
OSAGE EXPLORATION AND DEVELOPMENT, INC.
(Exact name of small business issuer as specified in its charger)
| Delaware | 0-52718 | 26-0421736 |
(State or other jurisdiction of incorporation or organization) | (Commission File No.) | (I.R.S. Employer Identification No.) |
2445 5th Avenue Suite 310 San Diego, CA 92101 | (619) 677-3956 | |
| (Address of principal executive | (Issuer’s telephone number) | |
| offices) |
Check whether the issuer (1) filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the past 12 month (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
YesS No£
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).
YesS No£
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company in Rule 12b-2 of the Exchange Act.
Large Accelerated Filer£ Accelerated Filer£
Non-Accelerated Filer£ Smaller Reporting CompanyS
Indicate by check mark whether the registrant is a shell company (as defined in section 12b-2 of the Exchange Act)
Yes£ No S
The number of outstanding shares of the registrant’s Common Stock, $0.0001 par value, as of August 12, 2011 was 47,299,775.
Explanatory Note
Osage Exploration and Development, Inc. (referred to herein, as, “Osage,” the “Company,” “we,” “us,” and “our”) are filing this Amendment No. 1 (this “Amendment”) to our Form 10-Q for the quarterly period ended June 30, 2011 (“June 30, 2011 Form 10Q”) which was originally filed with the Securities and Exchange Commission (the “SEC”) on August 12 2011.
This Amendment is being filed solely to add, as required by Rule 12b-15 under the Securities Exchange Act of 1934, as amended, and in response to a comment from the Staff of the SEC, revised certifications by our principal executive officer and principal financial officer under Section 302 and Section 906 of the Sarbanes-Oxley Act of 2002, respectively, as Exhibits 31.1 and 31.2.
Because no other exhibits are being filed with this Amendment, the exhibit index included herewith lists only those exhibits and not the exhibits that were incorporated by reference into or attached to the June 30, 2011 Form 10Q.
This Amendment does not change our previously reported financial statements or the other financial disclosures contained in the June 30, 2011 Form 10Q. Except as stated herein, this Amendment does not reflect events occurring after the filing of the June 30, 2011 Form 10Q and no attempt has been made in this Amendment to modify or update other disclosures as presented in the June 30, 2011 Form 10Q.
| ii |
OSAGE EXPLORATION AND DEVELOPMENT, INC. AND SUBSIDIARY
TABLE OF CONTENTS
| Page | |
| PART II – OTHER INFORMATION | |
| Item 6 Exhibits | 1 |
| Signatures | 1 |
| iii |
PART II – OTHER INFORMATION
Item 6 Exhibits
See Exhibit Index attached hereto.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf of the undersigned thereunto duly authorized.
OSAGE EXPLORATION AND DEVELOPMENT, INC. (Registrant) | ||
| Date: September 6, 2011 | By: | /s/ Kim Bradford |
| Kim Bradford | ||
| President and Chief Executive Officer | ||
| Date: September 6, 2011 | By: | /s/ Kim Bradford |
| Kim Bradford | ||
| Principal Financial Officer | ||
| 1 |
EXHIBIT INDEX
The following is a list of Exhibits required by Item 601 of Regulation S-K. Except for these exhibits indicated by an asterisk which are filed herewith, the remaining exhibits below are incorporated by reference to the exhibit previously filed by us as indicated.
| Exhibit No. | Description | |
| 3.1 | Articles of Incorporation of Osage Exploration and Development, Inc. (1) | |
| 3.2 | Bylaws of Osage Exploration and Development, Inc. (2) | |
| 31.1 (*) | Certification pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, signed by Kim Bradford, President and Chief Executive Officer (Principal Executive Officer) | |
| 31.2 (*) | Certification pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, signed by Kim Bradford, Chief Financial Officer (Principal Financial Officer). | |
| 32.1 (*) | Certification pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, signed by Kim Bradford, President and Chief Executive Officer (Principal Executive Officer and Principal Financial Officer). |
| (1) | Incorporated herein by reference to Exhibit 3.1 to the Osage Exploration and Development, Inc. Form 10-SB Amendment No. 1 filed August 27, 2007 |
| (2) | Incorporated herein by reference to Exhibit 3.2 to the Osage Exploration and Development, Inc. Form 10-SB Amendment No. 1 filed August 27, 2007 |
| 2 |