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SC 13G/A Filing
Calix (CALX) SC 13G/ACalix, Inc
Filed: 14 Feb 20, 5:08pm
CUSIP No. 13100M509 | Schedule 13G | Page 1 of 10 Pages |
1 | Names of Reporting Persons Carl Russo | |||
2 | Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] | |||
3 | SEC Use Only | |||
4 | Citizen or Place of Organization United States of America | |||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 5,987,569 | ||
6 | Shared Voting Power 560,286 | |||
7 | Sole Dispositive Power 5,987,569 | |||
8 | Shared Dispositive Power 560,286 | |||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 6,547,855 | |||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares Not Applicable | |||
11 | Percent of Class Represented by Amount in Row 9 11.8% | |||
12 | Type of Reporting Person IN |
CUSIP No. 13100M509 | Schedule 13G | Page 2 of 10 Pages |
1 | Names of Reporting Persons The Crescentico Trust | |||
2 | Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] | |||
3 | SEC Use Only | |||
4 | Citizen or Place of Organization California | |||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 2,239,188 | ||
6 | Shared Voting Power 0 | |||
7 | Sole Dispositive Power 2,239,188 | |||
8 | Shared Dispositive Power 0 | |||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 2,239,188 | |||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares Not Applicable | |||
11 | Percent of Class Represented by Amount in Row 9 4.0% | |||
12 | Type of Reporting Person OO |
CUSIP No. 13100M509 | Schedule 13G | Page 3 of 10 Pages |
1 | Names of Reporting Persons Equanimous Investments | |||
2 | Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] | |||
3 | SEC Use Only | |||
4 | Citizen or Place of Organization California | |||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | ||
6 | Shared Voting Power 275,633 | |||
7 | Sole Dispositive Power 0 | |||
8 | Shared Dispositive Power 275,633 | |||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 275,633 | |||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares Not Applicable | |||
11 | Percent of Class Represented by Amount in Row 9 0.5% | |||
12 | Type of Reporting Person OO |
CUSIP No. 13100M509 | Schedule 13G | Page 4 of 10 Pages |
1 | Names of Reporting Persons Calgrat Partners, L.P. | |||
2 | Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] | |||
3 | SEC Use Only | |||
4 | Citizen or Place of Organization California | |||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | ||
6 | Shared Voting Power 284,653 | |||
7 | Sole Dispositive Power 0 | |||
8 | Shared Dispositive Power 284,653 | |||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 284,653 | |||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares Not Applicable | |||
11 | Percent of Class Represented by Amount in Row 9 0.5% | |||
12 | Type of Reporting Person PN |
CUSIP No. 13100M509 | Schedule 13G | Page 5 of 10 Pages |
1 | Names of Reporting Persons Tim Pasquinelli | ||
2 | Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] | ||
3 | SEC Use Only | ||
4 | Citizen or Place of Organization United States of America | ||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |
6 | Shared Voting Power 560,286 | ||
7 | Sole Dispositive Power 0 | ||
8 | Shared Dispositive Power 560,286 | ||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 560,286 | ||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares Not Applicable | ||
11 | Percent of Class Represented by Amount in Row 9 1.0% | ||
12 | Type of Reporting Person IN |
CUSIP No. 13100M509 | Schedule 13G | Page 6 of 10 Pages |
ITEM 1. | (a) Name of Issuer: |
(b) | Address of Issuer’s Principal Executive Offices: |
ITEM 2. | (a) Name of Person Filing: |
(b) | Address of Principal Business Office: |
(c) | Citizenship of each Reporting Person is: |
(d) | Title of Class of Securities: |
(e) | CUSIP Number: |
CUSIP No. 13100M509 | Schedule 13G | Page 7 of 10 Pages |
ITEM 4. | Ownership. |
Reporting Person | Amount beneficially owned | Percent of class: | Sole power to vote or to direct the vote: | Shared power to vote or to direct the vote: | Sole power to dispose or to direct the disposition of: | Shared power to dispose or to direct the disposition of: | |
Carl Russo | 6,547,855 | 11.8 | % | 5,987,569 | 560,286 | 5,987,569 | 560,286 |
The Crescentico Trust | 2,239,188 | 4.0 | % | 2,239,188 | 0 | 2,239,188 | 0 |
Equanimous Investments | 275,633 | 0.5 | % | 0 | 275,633 | 0 | 275,633 |
Calgrat Partners, L.P. | 284,653 | 0.5 | % | 0 | 284,653 | 0 | 284,653 |
Tim Pasquinelli | 560,286 | 1.0 | % | 0 | 560,286 | 0 | 560,286 |
ITEM 5. | Ownership of Five Percent or Less of a Class. |
ITEM 6. | Ownership of More than Five Percent on Behalf of Another Person. |
ITEM 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
ITEM 8. | Identification and Classification of Members of the Group. |
CUSIP No. 13100M509 | Schedule 13G | Page 8 of 10 Pages |
ITEM 9. | Notice of Dissolution of Group. |
ITEM 10. | Certification. |
CUSIP No. 13100M509 | Schedule 13G | Page 9 of 10 Pages |
CUSIP No. 13100M509 | Schedule 13G | Page 10 of 10 Pages |
Exhibit No. | Description |
A | Joint Filing Agreement (incorporated by reference to Exhibit A to the Schedule 13G/A (Amendment No. 2) filed by the Reporting Persons on February 14, 2018). |