The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
CELLDEX THERAPEUTICS INC NEW | COM NEW | 15117B202 | 5,980 | 460,000 | SH | SOLE | 460,000 | 0 | 0 | ||
CUE BIOPHARMA INC | COM | 22978P106 | 16,176 | 659,987 | SH | SOLE | 659,987 | 0 | 0 | ||
PAN AMERN SILVER CORP | COM | 697900108 | 912 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
REPLIMUNE GROUP INC | COM | 76029N106 | 12,052 | 485,000 | SH | SOLE | 485,000 | 0 | 0 | ||
APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 17,487 | 2,771,312 | SH | SOLE | 2,771,312 | 0 | 0 | ||
MAXAR TECHNOLOGIES INC | COM | 57778K105 | 34,124 | 1,900,000 | SH | SOLE | 1,900,000 | 0 | 0 | ||
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 23,013 | 147,500 | SH | SOLE | 147,500 | 0 | 0 | ||
OCULAR THERAPEUTIX INC | COM | 67576A100 | 5,998 | 720,000 | SH | SOLE | 720,000 | 0 | 0 | ||
DIAMEDICA THERAPEUTICS INC | COM NEW | 25253X207 | 1,395 | 201,248 | SH | SOLE | 201,248 | 0 | 0 | ||
PIERIS PHARMACEUTICALS INC | COM | 720795103 | 837 | 270,000 | SH | SOLE | 270,000 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 2,160 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CARDIFF ONCOLOGY INC | COM | 14147L108 | 869 | 173,361 | SH | SOLE | 173,361 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 8,111 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
SONOS INC | COM | 83570H108 | 22,969 | 1,570,000 | SH | SOLE | 1,570,000 | 0 | 0 | ||
ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 | 1,728 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
REDWOOD TR INC | COM | 758075402 | 525 | 75,000 | SH | SOLE | 75,000 | 0 | 0 |