UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO SECTION 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For April 23, 2010
Commission File Number: 001-33916
GEROVA FINANCIAL GROUP, LTD.
Metropolitan House
20 Brindley Road
Manchester M16 9HQ
United Kingdom
(Address of Principal Executive Offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): o
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes o No o
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-___.
Other Events
On April 23, 2010, GEROVA Financial Group, Ltd. (the “Company”) issued a press release announcing that the NYSE Amex LLC has postponed the delisting hearing originally scheduled for April 12, 2010, pending review and verification of information provided by the Company related to its compliance with listing standards. A copy of the press release is annexed hereto as Exhibit 99.1 and incorporated herein by reference.
Exhibits
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99.1 | Press Release of GEROVA Financial Group, Ltd. dated as of April 23, 2010. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report on Form 6-K to be signed on its behalf by the undersigned, hereunto duly authorized.
| GEROVA FINANCIAL GROUP, LTD. |
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April 23, 2010 | By: | |
| | /s/ Gary T. Hirst |
| | Dr. Gary T. Hirst |
| | President |