UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22110
AdvisorShares Trust
(Exact name of registrant as specified in charter)
4800 Montgomery Lane, Suite 150
Bethesda, Maryland 20814
(Address of principal executive offices) (Zip code)
Dan Ahrens
4800 Montgomery Lane, Suite 150
Bethesda, Maryland 20814
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-877-843-3831
Date of fiscal year end: June 30
Date of reporting period: July 1, 2022 – June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023
================= ADVISORSHARES DORSEY WRIGHT FSM ALL CAP WORLD ETF =================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
===================== ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF ===================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
======================= ADVISORSHARES DORSEY WRIGHT SHORT ETF =======================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
======================= ADVISORSHARES MSOS 2X DAILY ETF ===============================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
===================== ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF ================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
======================== ADVISORSHARES Q DYNAMIC GROWTH ETF =========================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
======================== ADVISORSHARES RANGER EQUITY BEAR ETF =======================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
====================== ADVISORSHARES STAR GLOBAL BUY-WRITE ETF ======================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
=================== ADVISORSHARES ALPHA DNA EQUITY SENTIMENT ETF ====================
REGISTRANT NAME: AdvisorShares
INVESTMENT COMPANY ACT FILE NUMBER: 811-22110
REPORTING PERIOD: 07/01/2022 - 06/30/2023
REGISTRANT ADDRESS: 4800 Montgomery Lane, STE 150, Bethesda, MD 20814
NAME OF SERIES (Fund): SENT
| Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management |
| CORE & MAIN, INC. | CNM | 21874C102 | 19-Jul-2022 | DIRECTOR | Management | Voted | For | With Management |
| CORE & MAIN, INC. | CNM | 21874C102 | 19-Jul-2022 | DIRECTOR | Management | Voted | For | With Management |
| CORE & MAIN, INC. | CNM | 21874C102 | 19-Jul-2022 | DIRECTOR | Management | Voted | For | With Management |
| CORE & MAIN, INC. | CNM | 21874C102 | 19-Jul-2022 | DIRECTOR | Management | Voted | For | With Management |
| CORE & MAIN, INC. | CNM | 21874C102 | 19-Jul-2022 | Ratification of the appointment of PricewaterhouseCoopers LLP as Core & Main’s independent registered public accounting firm for fiscal year 2022. | Management | Voted | For | With Management |
| CORE & MAIN, INC. | CNM | 21874C102 | 19-Jul-2022 | Advisory vote to approve Core & Main’s named executive officer compensation. | Management | Voted | For | With Management |
| CORE & MAIN, INC. | CNM | 21874C102 | 19-Jul-2022 | Advisory vote on the frequency of holding future votes regarding compensation of Core & Main’s named executive officer compensation. | Management | Voted | 1 Year | With Management |
| ARES CAPITAL CORPORATION | ARCC | 04010L103 | 04-Aug-2022 | To authorize the Company, with the approval of its board of directors, to sell or otherwise issue shares of its common stock at a price below its then current net asset value per share subject to the limitations set forth in the proxy statement for the special meeting of stockholders (including, without limitation, that the number of shares issued does not exceed 25% of the Company’s then outstanding common stock). | Management | Voted | Against | Against Management |
| MICROCHIP TECHNOLOGY INCORPORATED | MCHP | 595017104 | 23-Aug-2022 | Election of Director: Matthew W. Chapman | Management | Voted | For | With Management |
| MICROCHIP TECHNOLOGY INCORPORATED | MCHP | 595017104 | 23-Aug-2022 | Election of Director: Esther L. Johnson | Management | Voted | For | With Management |
| MICROCHIP TECHNOLOGY INCORPORATED | MCHP | 595017104 | 23-Aug-2022 | Election of Director: Karlton D. Johnson | Management | Voted | For | With Management |
| MICROCHIP TECHNOLOGY INCORPORATED | MCHP | 595017104 | 23-Aug-2022 | Election of Director: Wade F. Meyercord | Management | Voted | For | With Management |
| MICROCHIP TECHNOLOGY INCORPORATED | MCHP | 595017104 | 23-Aug-2022 | Election of Director: Ganesh Moorthy | Management | Voted | For | With Management |
| MICROCHIP TECHNOLOGY INCORPORATED | MCHP | 595017104 | 23-Aug-2022 | Election of Director: Karen M. Rapp | Management | Voted | For | With Management |
| MICROCHIP TECHNOLOGY INCORPORATED | MCHP | 595017104 | 23-Aug-2022 | Election of Director: Steve Sanghi | Management | Voted | For | With Management |
| MICROCHIP TECHNOLOGY INCORPORATED | MCHP | 595017104 | 23-Aug-2022 | Proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of Microchip for the fiscal year ending March 31, 2023. | Management | Voted | For | With Management |
| MICROCHIP TECHNOLOGY INCORPORATED | MCHP | 595017104 | 23-Aug-2022 | Proposal to approve, on an advisory (non-binding) basis, the compensation of our named executives. | Management | Voted | For | With Management |
| E.L.F. BEAUTY, INC. | ELF | 26856L103 | 25-Aug-2022 | DIRECTOR | Management | Voted | For | With Management |
| E.L.F. BEAUTY, INC. | ELF | 26856L103 | 25-Aug-2022 | DIRECTOR | Management | Voted | For | With Management |
| E.L.F. BEAUTY, INC. | ELF | 26856L103 | 25-Aug-2022 | DIRECTOR | Management | Voted | For | With Management |
| E.L.F. BEAUTY, INC. | ELF | 26856L103 | 25-Aug-2022 | DIRECTOR | Management | Voted | For | With Management |
| E.L.F. BEAUTY, INC. | ELF | 26856L103 | 25-Aug-2022 | To approve, on an advisory basis, the compensation of the Company’s named executive officers. | Management | Voted | For | With Management |
| E.L.F. BEAUTY, INC. | ELF | 26856L103 | 25-Aug-2022 | To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2023 | Management | Voted | For | With Management |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | DIRECTOR | Management | Voted | For | With Management |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | DIRECTOR | Management | Voted | For | With Management |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | DIRECTOR | Management | Voted | For | With Management |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | DIRECTOR | Management | Voted | For | With Management |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | DIRECTOR | Management | Voted | For | With Management |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | DIRECTOR | Management | Voted | For | With Management |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | DIRECTOR | Management | Voted | For | With Management |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | DIRECTOR | Management | Voted | For | With Management |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | DIRECTOR | Management | Voted | For | With Management |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | DIRECTOR | Management | Voted | For | With Management |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | To vote for the advisory resolution to approve executive compensation | Management | Voted | For | With Management |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | To approve the adoption of an amendment to our 2016 Option Plan to delete the provision of automatic grants of stock options on February 1 of each year to independent directors effective as of this past February 1, 2022, which has already been approved by the entire Board of Directors, and to eliminate the automatic grant of stock options for new independent directors. | Management | Voted | For | With Management |
| GMS INC. | GMS | 36251C103 | 19-Oct-2022 | DIRECTOR | Management | Voted | For | With Management |
| GMS INC. | GMS | 36251C103 | 19-Oct-2022 | DIRECTOR | Management | Voted | For | With Management |
| GMS INC. | GMS | 36251C103 | 19-Oct-2022 | DIRECTOR | Management | Voted | For | With Management |
| GMS INC. | GMS | 36251C103 | 19-Oct-2022 | DIRECTOR | Management | Voted | For | With Management |
| GMS INC. | GMS | 36251C103 | 19-Oct-2022 | DIRECTOR | Management | Voted | For | With Management |
| GMS INC. | GMS | 36251C103 | 19-Oct-2022 | Ratification of the appointment of Ernst & Young LLP as our independent registered accounting firm for the fiscal year ending April 30, 2023. | Management | Voted | For | With Management |
| GMS INC. | GMS | 36251C103 | 19-Oct-2022 | Advisory vote to approve named executive officer compensation. | Management | Voted | For | With Management |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Election of Director to serve for a one-year term: Robert Calderoni | Management | Voted | For | With Management |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Election of Director to serve for a one-year term: Jeneanne Hanley | Management | Voted | For | With Management |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Election of Director to serve for a one-year term: Emiko Higashi | Management | Voted | For | With Management |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Election of Director to serve for a one-year term: Kevin Kennedy | Management | Voted | For | With Management |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Election of Director to serve for a one-year term: Gary Moore | Management | Voted | For | With Management |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Election of Director to serve for a one-year term: Marie Myers | Management | Voted | For | With Management |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Election of Director to serve for a one-year term: Kiran Patel | Management | Voted | For | With Management |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Election of Director to serve for a one-year term: Victor Peng | Management | Voted | For | With Management |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Election of Director to serve for a one-year term: Robert Rango | Management | Voted | For | With Management |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Election of Director to serve for a one-year term: Richard Wallace | Management | Voted | For | With Management |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2023. | Management | Voted | For | With Management |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | To approve on a non-binding, advisory basis our named executive officer compensation. | Management | Voted | For | With Management |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | To consider a stockholder proposal requesting our Board to issue a report regarding net zero targets and climate transition planning, if properly presented at the meeting. | Shareholder | Voted | Against | With Management |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Election of Director: Sohail U. Ahmed | Management | Voted | For | With Management |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Election of Director: Timothy M. Archer | Management | Voted | For | With Management |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Election of Director: Eric K. Brandt | Management | Voted | For | With Management |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Election of Director: Michael R. Cannon | Management | Voted | For | With Management |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Election of Director: Bethany J. Mayer | Management | Voted | For | With Management |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Election of Director: Jyoti K. Mehra | Management | Voted | For | With Management |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Election of Director: Abhijit Y. Talwalkar | Management | Voted | For | With Management |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Election of Director: Lih Shyng (Rick L.) Tsai | Management | Voted | For | With Management |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Election of Director: Leslie F. Varon | Management | Voted | For | With Management |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Advisory vote to approve the compensation of the named executive officers of Lam Research, or “Say on Pay.” | Management | Voted | For | With Management |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Ratification of the appointment of the independent registered public accounting firm for fiscal year 2023. | Management | Voted | For | With Management |
| BILL.COM HOLDINGS, INC. | BILL | 090043100 | 08-Dec-2022 | DIRECTOR | Management | Voted | For | With Management |
| BILL.COM HOLDINGS, INC. | BILL | 090043100 | 08-Dec-2022 | DIRECTOR | Management | Voted | For | With Management |
| BILL.COM HOLDINGS, INC. | BILL | 090043100 | 08-Dec-2022 | DIRECTOR | Management | Voted | For | With Management |
| BILL.COM HOLDINGS, INC. | BILL | 090043100 | 08-Dec-2022 | DIRECTOR | Management | Voted | For | With Management |
| BILL.COM HOLDINGS, INC. | BILL | 090043100 | 08-Dec-2022 | Ratification of the Appointment of Ernst and Young LLP as the Company’s Independent Registered Public Accounting Firm for the Fiscal Year Ending June 30, 2023. | Management | Voted | For | With Management |
| BILL.COM HOLDINGS, INC. | BILL | 090043100 | 08-Dec-2022 | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | Voted | For | With Management |
| ZSCALER, INC. | ZS | 98980G102 | 13-Jan-2023 | DIRECTOR | Management | Voted | For | With Management |
| ZSCALER, INC. | ZS | 98980G102 | 13-Jan-2023 | DIRECTOR | Management | Voted | For | With Management |
| ZSCALER, INC. | ZS | 98980G102 | 13-Jan-2023 | DIRECTOR | Management | Voted | For | With Management |
| ZSCALER, INC. | ZS | 98980G102 | 13-Jan-2023 | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. | Management | Voted | For | With Management |
| ZSCALER, INC. | ZS | 98980G102 | 13-Jan-2023 | To approve on a non-binding, advisory basis, the compensation of our named executive officers. | Management | Voted | For | With Management |
| PROVIDENT FINANCIAL SERVICES, INC. | PFS | 74386T105 | 01-Feb-2023 | To approve the issuance of Provident Financial Services, Inc. (“Provident”) common stock to holders of Lakeland Bancorp, Inc. (“Lakeland”) common stock pursuant to the Agreement and Plan of Merger, dated as of September 26, 2022 (as it may be amended from time to time), by and among Provident, NL 239 Corp. and Lakeland (the “Provident share issuance proposal”). | Management | Voted | For | With Management |
| PROVIDENT FINANCIAL SERVICES, INC. | PFS | 74386T105 | 01-Feb-2023 | To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Provident share issuance proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of Provident common stock (the “Provident adjournment proposal”). | Management | Voted | For | With Management |
| HELMERICH & PAYNE, INC. | HP | 423452101 | 28-Feb-2023 | Election of Director: Delaney M. Bellinger | Management | Voted | For | With Management |
| HELMERICH & PAYNE, INC. | HP | 423452101 | 28-Feb-2023 | Election of Director: Belgacem Chariag | Management | Voted | For | With Management |
| HELMERICH & PAYNE, INC. | HP | 423452101 | 28-Feb-2023 | Election of Director: Kevin G. Cramton | Management | Voted | For | With Management |
| HELMERICH & PAYNE, INC. | HP | 423452101 | 28-Feb-2023 | Election of Director: Randy A. Foutch | Management | Voted | For | With Management |
| HELMERICH & PAYNE, INC. | HP | 423452101 | 28-Feb-2023 | Election of Director: Hans Helmerich | Management | Voted | For | With Management |
| HELMERICH & PAYNE, INC. | HP | 423452101 | 28-Feb-2023 | Election of Director: John W. Lindsay | Management | Voted | For | With Management |
| HELMERICH & PAYNE, INC. | HP | 423452101 | 28-Feb-2023 | Election of Director: José R. Mas | Management | Voted | For | With Management |
| HELMERICH & PAYNE, INC. | HP | 423452101 | 28-Feb-2023 | Election of Director: Thomas A. Petrie | Management | Voted | For | With Management |
| HELMERICH & PAYNE, INC. | HP | 423452101 | 28-Feb-2023 | Election of Director: Donald F. Robillard, Jr. | Management | Voted | For | With Management |
| HELMERICH & PAYNE, INC. | HP | 423452101 | 28-Feb-2023 | Election of Director: John D. Zeglis | Management | Voted | For | With Management |
| HELMERICH & PAYNE, INC. | HP | 423452101 | 28-Feb-2023 | Ratification of Ernst & Young LLP as Helmerich & Payne, Inc.’s independent auditors for 2023. | Management | Voted | For | With Management |
| HELMERICH & PAYNE, INC. | HP | 423452101 | 28-Feb-2023 | Advisory vote on executive compensation. | Management | Voted | For | With Management |
| HELMERICH & PAYNE, INC. | HP | 423452101 | 28-Feb-2023 | Advisory vote on the frequency of the advisory vote on executive compensation. | Management | Voted | 1 Year | With Management |
| JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2023 | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Jean Blackwell | Management | Voted | Against | Against Management |
| JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2023 | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Pierre Cohade | Management | Voted | Against | Against Management |
| JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2023 | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Michael E. Daniels | Management | Voted | Against | Against Management |
| JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2023 | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: W. Roy Dunbar | Management | Voted | Against | Against Management |
| JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2023 | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Gretchen R. Haggerty | Management | Voted | Against | Against Management |
| JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2023 | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Ayesha Khanna | Management | Voted | Against | Against Management |
| JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2023 | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Simone Menne | Management | Voted | Against | Against Management |
| JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2023 | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: George R. Oliver | Management | Voted | Against | Against Management |
| JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2023 | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Jürgen Tinggren | Management | Voted | Against | Against Management |
| JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2023 | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Mark Vergnano | Management | Voted | Against | Against Management |
| JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2023 | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: John D. Young | Management | Voted | Against | Against Management |
| JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2023 | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | Voted | Against | Against Management |
| JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2023 | To authorize the Audit Committee of the Board of Directors to set the auditors’ remuneration. | Management | Voted | Against | Against Management |
| JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2023 | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | Voted | Against | Against Management |
| JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2023 | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | Voted | Against | Against Management |
| JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2023 | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | Voted | Against | Against Management |
| JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2023 | To approve, in a non-binding advisory vote, the frequency of the non-binding advisory vote on the compensation of the named executive officers. | Management | Voted | 1 Year | With Management |
| JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2023 | To approve the Directors’ authority to allot shares up to approximately 20% of issued share capital. | Management | Voted | Against | Against Management |
| JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2023 | To approve the waiver of statutory preemption rights with respect to up to 5% of the issued share capital (Special Resolution). | Management | Voted | Against | Against Management |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Election of Director: Rani Borkar | Management | Voted | For | With Management |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Election of Director: Judy Bruner | Management | Voted | For | With Management |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Election of Director: Xun (Eric) Chen | Management | Voted | For | With Management |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Election of Director: Aart J. de Geus | Management | Voted | For | With Management |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Election of Director: Gary E. Dickerson | Management | Voted | For | With Management |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Election of Director: Thomas J. Iannotti | Management | Voted | For | With Management |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Election of Director: Alexander A. Karsner | Management | Voted | For | With Management |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Election of Director: Kevin P. March | Management | Voted | For | With Management |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Election of Director: Yvonne McGill | Management | Voted | For | With Management |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Election of Director: Scott A. McGregor | Management | Voted | For | With Management |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Approval, on an advisory basis, of the compensation of Applied Materials’ named executive officers for fiscal year 2022. | Management | Voted | For | With Management |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Approval, on an advisory basis, of the frequency of holding an advisory vote on executive compensation. | Management | Voted | 1 Year | With Management |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Ratification of the appointment of KPMG LLP as Applied Materials’ independent registered public accounting firm for fiscal year 2023. | Management | Voted | For | With Management |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Shareholder proposal to amend the appropriate company governing documents to give the owners of a combined 10% of our outstanding common stock the power to call a special shareholder meeting. | Shareholder | Voted | Against | With Management |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Shareholder proposal to improve the executive compensation program and policy to include the CEO pay ratio factor. | Shareholder | Voted | Against | With Management |
| HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 05-Apr-2023 | Election of Director: Daniel Ammann | Management | Voted | For | With Management |
| HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 05-Apr-2023 | Election of Director: Pamela L. Carter | Management | Voted | For | With Management |
| HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 05-Apr-2023 | Election of Director: Frank A. D’Amelio | Management | Voted | For | With Management |
| HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 05-Apr-2023 | Election of Director: Regina E. Dugan | Management | Voted | For | With Management |
| HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 05-Apr-2023 | Election of Director: Jean M. Hobby | Management | Voted | For | With Management |
| HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 05-Apr-2023 | Election of Director: Raymond J. Lane | Management | Voted | For | With Management |
| HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 05-Apr-2023 | Election of Director: Ann M. Livermore | Management | Voted | For | With Management |
| HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 05-Apr-2023 | Election of Director: Antonio F. Neri | Management | Voted | For | With Management |
| HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 05-Apr-2023 | Election of Director: Charles H. Noski | Management | Voted | For | With Management |
| HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 05-Apr-2023 | Election of Director: Raymond E. Ozzie | Management | Voted | For | With Management |
| HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 05-Apr-2023 | Election of Director: Gary M. Reiner | Management | Voted | For | With Management |
| HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 05-Apr-2023 | Election of Director: Patricia F. Russo | Management | Voted | For | With Management |
| HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 05-Apr-2023 | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ending October 31, 2023. | Management | Voted | For | With Management |
| HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 05-Apr-2023 | Approval of the increase of shares reserved under the Hewlett Packard Enterprise 2021 Stock Incentive Plan. | Management | Voted | For | With Management |
| HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 05-Apr-2023 | Advisory vote to approve executive compensation. | Management | Voted | For | With Management |
| HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 05-Apr-2023 | Stockholder proposal entitled: “Transparency in Lobbying”. | Shareholder | Voted | Against | With Management |
| LAKELAND FINANCIAL CORPORATION | LKFN | 511656100 | 11-Apr-2023 | Election of Director: A. Faraz Abbasi | Management | Voted | For | With Management |
| LAKELAND FINANCIAL CORPORATION | LKFN | 511656100 | 11-Apr-2023 | Election of Director: Blake W. Augsburger | Management | Voted | For | With Management |
| LAKELAND FINANCIAL CORPORATION | LKFN | 511656100 | 11-Apr-2023 | Election of Director: Robert E. Bartels, Jr. | Management | Voted | For | With Management |
| LAKELAND FINANCIAL CORPORATION | LKFN | 511656100 | 11-Apr-2023 | Election of Director: Darrianne P. Christian | Management | Voted | For | With Management |
| LAKELAND FINANCIAL CORPORATION | LKFN | 511656100 | 11-Apr-2023 | Election of Director: David M. Findlay | Management | Voted | For | With Management |
| LAKELAND FINANCIAL CORPORATION | LKFN | 511656100 | 11-Apr-2023 | Election of Director: Michael L. Kubacki | Management | Voted | For | With Management |
| LAKELAND FINANCIAL CORPORATION | LKFN | 511656100 | 11-Apr-2023 | Election of Director: Emily E. Pichon | Management | Voted | For | With Management |
| LAKELAND FINANCIAL CORPORATION | LKFN | 511656100 | 11-Apr-2023 | Election of Director: Steven D. Ross | Management | Voted | For | With Management |
| LAKELAND FINANCIAL CORPORATION | LKFN | 511656100 | 11-Apr-2023 | Election of Director: Brian J. Smith | Management | Voted | For | With Management |
| LAKELAND FINANCIAL CORPORATION | LKFN | 511656100 | 11-Apr-2023 | Election of Director: Bradley J. Toothaker | Management | Voted | For | With Management |
| LAKELAND FINANCIAL CORPORATION | LKFN | 511656100 | 11-Apr-2023 | Election of Director: M. Scott Welch | Management | Voted | For | With Management |
| LAKELAND FINANCIAL CORPORATION | LKFN | 511656100 | 11-Apr-2023 | APPROVAL, by non-binding vote, of the Company’s compensation of certain executive officers. | Management | Voted | For | With Management |
| LAKELAND FINANCIAL CORPORATION | LKFN | 511656100 | 11-Apr-2023 | Advisory vote on the frequency of advisory votes on the Company’s compensation of certain executive officers. | Management | Voted | 1 Year | With Management |
| LAKELAND FINANCIAL CORPORATION | LKFN | 511656100 | 11-Apr-2023 | RATIFY THE APPOINTMENT OF CROWE LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023. | Management | Voted | For | With Management |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 19-Apr-2023 | Election of Director: Mark A. Crosswhite | Management | Voted | For | With Management |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 19-Apr-2023 | Election of Director: Noopur Davis | Management | Voted | For | With Management |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 19-Apr-2023 | Election of Director: Zhanna Golodryga | Management | Voted | For | With Management |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 19-Apr-2023 | Election of Director: J. Thomas Hill | Management | Voted | For | With Management |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 19-Apr-2023 | Election of Director: John D. Johns | Management | Voted | For | With Management |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 19-Apr-2023 | Election of Director: Joia M. Johnson | Management | Voted | For | With Management |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 19-Apr-2023 | Election of Director: Ruth Ann Marshall | Management | Voted | For | With Management |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 19-Apr-2023 | Election of Director: Charles D. McCrary | Management | Voted | For | With Management |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 19-Apr-2023 | Election of Director: James T. Prokopanko | Management | Voted | For | With Management |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 19-Apr-2023 | Election of Director: Lee J. Styslinger III | Management | Voted | For | With Management |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 19-Apr-2023 | Election of Director: José S. Suquet | Management | Voted | For | With Management |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 19-Apr-2023 | Election of Director: John M. Turner, Jr. | Management | Voted | For | With Management |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 19-Apr-2023 | Election of Director: Timothy Vines | Management | Voted | For | With Management |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 19-Apr-2023 | Ratification of Appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm for 2023. | Management | Voted | For | With Management |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 19-Apr-2023 | Advisory Vote on Executive Compensation. | Management | Voted | For | With Management |
| INTERACTIVE BROKERS GROUP, INC. | IBKR | 45841N107 | 20-Apr-2023 | Election of Director: Thomas Peterffy | Management | Voted | For | With Management |
| INTERACTIVE BROKERS GROUP, INC. | IBKR | 45841N107 | 20-Apr-2023 | Election of Director: Earl H. Nemser | Management | Voted | For | With Management |
| INTERACTIVE BROKERS GROUP, INC. | IBKR | 45841N107 | 20-Apr-2023 | Election of Director: Milan Galik | Management | Voted | For | With Management |
| INTERACTIVE BROKERS GROUP, INC. | IBKR | 45841N107 | 20-Apr-2023 | Election of Director: Paul J. Brody | Management | Voted | For | With Management |
| INTERACTIVE BROKERS GROUP, INC. | IBKR | 45841N107 | 20-Apr-2023 | Election of Director: Lawrence E. Harris | Management | Voted | For | With Management |
| INTERACTIVE BROKERS GROUP, INC. | IBKR | 45841N107 | 20-Apr-2023 | Election of Director: Philip Uhde | Management | Voted | For | With Management |
| INTERACTIVE BROKERS GROUP, INC. | IBKR | 45841N107 | 20-Apr-2023 | Election of Director: William Peterffy | Management | Voted | For | With Management |
| INTERACTIVE BROKERS GROUP, INC. | IBKR | 45841N107 | 20-Apr-2023 | Election of Director: Nicole Yuen | Management | Voted | For | With Management |
| INTERACTIVE BROKERS GROUP, INC. | IBKR | 45841N107 | 20-Apr-2023 | Election of Director: Jill Bright | Management | Voted | For | With Management |
| INTERACTIVE BROKERS GROUP, INC. | IBKR | 45841N107 | 20-Apr-2023 | Ratification of appointment of independent registered public accounting firm of Deloitte & Touche LLP. | Management | Voted | For | With Management |
| INTERACTIVE BROKERS GROUP, INC. | IBKR | 45841N107 | 20-Apr-2023 | To approve, by non-binding vote, executive compensation. | Management | Voted | For | With Management |
| INTERACTIVE BROKERS GROUP, INC. | IBKR | 45841N107 | 20-Apr-2023 | To recommend, by non-binding vote, the frequency of executive compensation votes. | Management | Voted | 2 Years | With Management |
| INTERACTIVE BROKERS GROUP, INC. | IBKR | 45841N107 | 20-Apr-2023 | To approve an amendment to the Company’s 2007 Stock Incentive Plan. | Management | Voted | For | With Management |
| FASTENAL COMPANY | FAST | 311900104 | 22-Apr-2023 | Election of Director: Scott A. Satterlee | Management | Voted | For | With Management |
| FASTENAL COMPANY | FAST | 311900104 | 22-Apr-2023 | Election of Director: Michael J. Ancius | Management | Voted | For | With Management |
| FASTENAL COMPANY | FAST | 311900104 | 22-Apr-2023 | Election of Director: Stephen L. Eastman | Management | Voted | For | With Management |
| FASTENAL COMPANY | FAST | 311900104 | 22-Apr-2023 | Election of Director: Daniel L. Florness | Management | Voted | For | With Management |
| FASTENAL COMPANY | FAST | 311900104 | 22-Apr-2023 | Election of Director: Rita J. Heise | Management | Voted | For | With Management |
| FASTENAL COMPANY | FAST | 311900104 | 22-Apr-2023 | Election of Director: Hsenghung Sam Hsu | Management | Voted | For | With Management |
| FASTENAL COMPANY | FAST | 311900104 | 22-Apr-2023 | Election of Director: Daniel L. Johnson | Management | Voted | For | With Management |
| FASTENAL COMPANY | FAST | 311900104 | 22-Apr-2023 | Election of Director: Nicholas J. Lundquist | Management | Voted | For | With Management |
| FASTENAL COMPANY | FAST | 311900104 | 22-Apr-2023 | Election of Director: Sarah N. Nielsen | Management | Voted | For | With Management |
| FASTENAL COMPANY | FAST | 311900104 | 22-Apr-2023 | Election of Director: Reyne K. Wisecup | Management | Voted | For | With Management |
| FASTENAL COMPANY | FAST | 311900104 | 22-Apr-2023 | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2023 fiscal year. | Management | Voted | For | With Management |
| FASTENAL COMPANY | FAST | 311900104 | 22-Apr-2023 | Approval, by non-binding vote, of executive compensation. | Management | Voted | For | With Management |
| FASTENAL COMPANY | FAST | 311900104 | 22-Apr-2023 | Approval, by non-binding vote, of the frequency of future executive compensation votes. | Management | Voted | 1 Year | With Management |
| ASSOCIATED BANC-CORP | ASB | 045487105 | 25-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| ASSOCIATED BANC-CORP | ASB | 045487105 | 25-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| ASSOCIATED BANC-CORP | ASB | 045487105 | 25-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| ASSOCIATED BANC-CORP | ASB | 045487105 | 25-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| ASSOCIATED BANC-CORP | ASB | 045487105 | 25-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| ASSOCIATED BANC-CORP | ASB | 045487105 | 25-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| ASSOCIATED BANC-CORP | ASB | 045487105 | 25-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| ASSOCIATED BANC-CORP | ASB | 045487105 | 25-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| ASSOCIATED BANC-CORP | ASB | 045487105 | 25-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| ASSOCIATED BANC-CORP | ASB | 045487105 | 25-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| ASSOCIATED BANC-CORP | ASB | 045487105 | 25-Apr-2023 | Advisory approval of Associated Banc-Corp’s named executive officer compensation. | Management | Voted | For | With Management |
| ASSOCIATED BANC-CORP | ASB | 045487105 | 25-Apr-2023 | The ratification of the selection of KPMG LLP as the independent registered public accounting firm for Associated Banc-Corp for the year ending December 31, 2023. | Management | Voted | For | With Management |
| PACCAR INC | PCAR | 693718108 | 25-Apr-2023 | Election of Director to serve for one- year term: Mark C. Pigott | Management | Voted | For | With Management |
| PACCAR INC | PCAR | 693718108 | 25-Apr-2023 | Election of Director to serve for one- year term: Dame Alison J. Carnwath | Management | Voted | For | With Management |
| PACCAR INC | PCAR | 693718108 | 25-Apr-2023 | Election of Director to serve for one- year term: Franklin L. Feder | Management | Voted | For | With Management |
| PACCAR INC | PCAR | 693718108 | 25-Apr-2023 | Election of Director to serve for one- year term: R. Preston Feight | Management | Voted | For | With Management |
| PACCAR INC | PCAR | 693718108 | 25-Apr-2023 | Election of Director to serve for one- year term: Kirk S. Hachigian | Management | Voted | For | With Management |
| PACCAR INC | PCAR | 693718108 | 25-Apr-2023 | Election of Director to serve for one- year term: Barbara B. Hulit | Management | Voted | For | With Management |
| PACCAR INC | PCAR | 693718108 | 25-Apr-2023 | Election of Director to serve for one- year term: Roderick C. McGeary | Management | Voted | For | With Management |
| PACCAR INC | PCAR | 693718108 | 25-Apr-2023 | Election of Director to serve for one- year term: Cynthia A. Niekamp | Management | Voted | For | With Management |
| PACCAR INC | PCAR | 693718108 | 25-Apr-2023 | Election of Director to serve for one- year term: John M. Pigott | Management | Voted | For | With Management |
| PACCAR INC | PCAR | 693718108 | 25-Apr-2023 | Election of Director to serve for one- year term: Ganesh Ramaswamy | Management | Voted | For | With Management |
| PACCAR INC | PCAR | 693718108 | 25-Apr-2023 | Election of Director to serve for one- year term: Mark A. Schulz | Management | Voted | For | With Management |
| PACCAR INC | PCAR | 693718108 | 25-Apr-2023 | Election of Director to serve for one- year term: Gregory M. E. Spierkel | Management | Voted | For | With Management |
| PACCAR INC | PCAR | 693718108 | 25-Apr-2023 | Advisory resolution to approve executive compensation | Management | Voted | For | With Management |
| PACCAR INC | PCAR | 693718108 | 25-Apr-2023 | Advisory vote on the frequency of executive compensation votes | Management | Voted | 3 Years | With Management |
| PACCAR INC | PCAR | 693718108 | 25-Apr-2023 | Advisory vote on the ratification of independent auditors | Management | Voted | For | With Management |
| PACCAR INC | PCAR | 693718108 | 25-Apr-2023 | Stockholder proposal regarding ratification of executive termination pay | Shareholder | Voted | Against | With Management |
| PACCAR INC | PCAR | 693718108 | 25-Apr-2023 | Stockholder proposal regarding a report on climate-related policy engagement | Shareholder | Voted | Against | With Management |
| FIRST COMMONWEALTH FINANCIAL CORPORATION | FCF | 319829107 | 25-Apr-2023 | Election of Director: Julie A. Caponi | Management | Voted | Withhold | Against Management |
| FIRST COMMONWEALTH FINANCIAL CORPORATION | FCF | 319829107 | 25-Apr-2023 | Election of Director: Ray T. Charley | Management | Voted | Withhold | Against Management |
| FIRST COMMONWEALTH FINANCIAL CORPORATION | FCF | 319829107 | 25-Apr-2023 | Election of Director: Gary R. Claus | Management | Voted | Withhold | Against Management |
| FIRST COMMONWEALTH FINANCIAL CORPORATION | FCF | 319829107 | 25-Apr-2023 | Election of Director: David S. Dahlmann | Management | Voted | Withhold | Against Management |
| FIRST COMMONWEALTH FINANCIAL CORPORATION | FCF | 319829107 | 25-Apr-2023 | Election of Director: Johnston A. Glass | Management | Voted | Withhold | Against Management |
| FIRST COMMONWEALTH FINANCIAL CORPORATION | FCF | 319829107 | 25-Apr-2023 | Election of Director: Jon L. Gorney | Management | Voted | Withhold | Against Management |
| FIRST COMMONWEALTH FINANCIAL CORPORATION | FCF | 319829107 | 25-Apr-2023 | Election of Director: Jane Grebenc | Management | Voted | Withhold | Against Management |
| FIRST COMMONWEALTH FINANCIAL CORPORATION | FCF | 319829107 | 25-Apr-2023 | Election of Director: David W. Greenfield | Management | Voted | Withhold | Against Management |
| FIRST COMMONWEALTH FINANCIAL CORPORATION | FCF | 319829107 | 25-Apr-2023 | Election of Director: Patricia A. Husic | Management | Voted | Withhold | Against Management |
| FIRST COMMONWEALTH FINANCIAL CORPORATION | FCF | 319829107 | 25-Apr-2023 | Election of Director: Bart E. Johnson | Management | Voted | Withhold | Against Management |
| FIRST COMMONWEALTH FINANCIAL CORPORATION | FCF | 319829107 | 25-Apr-2023 | Election of Director: Luke A. Latimer | Management | Voted | Withhold | Against Management |
| FIRST COMMONWEALTH FINANCIAL CORPORATION | FCF | 319829107 | 25-Apr-2023 | Election of Director: Aradhna M. Oliphant | Management | Voted | Withhold | Against Management |
| FIRST COMMONWEALTH FINANCIAL CORPORATION | FCF | 319829107 | 25-Apr-2023 | Election of Director: T. Michael Price | Management | Voted | Withhold | Against Management |
| FIRST COMMONWEALTH FINANCIAL CORPORATION | FCF | 319829107 | 25-Apr-2023 | Election of Director: Robert J. Ventura | Management | Voted | Withhold | Against Management |
| FIRST COMMONWEALTH FINANCIAL CORPORATION | FCF | 319829107 | 25-Apr-2023 | Election of Director: Stephen A. Wolfe | Management | Voted | Withhold | Against Management |
| FIRST COMMONWEALTH FINANCIAL CORPORATION | FCF | 319829107 | 25-Apr-2023 | To ratify the selection of Ernst & Young LLP as the company’s independent registered public accounting firm for 2023. | Management | Voted | For | With Management |
| FIRST COMMONWEALTH FINANCIAL CORPORATION | FCF | 319829107 | 25-Apr-2023 | Advisory vote to approve named executive officer compensation. | Management | Voted | For | With Management |
| FIRST COMMONWEALTH FINANCIAL CORPORATION | FCF | 319829107 | 25-Apr-2023 | Provide an advisory (non-binding) vote on the frequency of the advisory vote on the executive compensation of the Company’s named executive officers. | Management | Voted | 1 Year | With Management |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Election of Director: James M. Cracchiolo | Management | Voted | For | With Management |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Election of Director: Robert F. Sharpe, Jr. | Management | Voted | For | With Management |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Election of Director: Dianne Neal Blixt | Management | Voted | For | With Management |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Election of Director: Amy DiGeso | Management | Voted | For | With Management |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Election of Director: Christopher J. Williams | Management | Voted | For | With Management |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Election of Director: Armando Pimentel, Jr. | Management | Voted | For | With Management |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Election of Director: Brian T. Shea | Management | Voted | For | With Management |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Election of Director: W. Edward Walter III | Management | Voted | For | With Management |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | To approve the compensation of the named executive officers by a nonbinding advisory vote. | Management | Voted | For | With Management |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | To approve a nonbinding advisory vote on the frequency of shareholder approval of the compensation of the named executive officers. | Management | Voted | 1 Year | With Management |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | To approve the Ameriprise Financial 2005 incentive compensation plan, as amended and restated. | Management | Voted | For | With Management |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | To ratify the Audit and Risk Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2023. | Management | Voted | For | With Management |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Election of Director: Rodney C. Adkins | Management | Voted | For | With Management |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Election of Director: V. Ann Hailey | Management | Voted | For | With Management |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Election of Director: Katherine D. Jaspon | Management | Voted | For | With Management |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Election of Director: Stuart L. Levenick | Management | Voted | For | With Management |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Election of Director: D.G. Macpherson | Management | Voted | For | With Management |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Election of Director: Neil S. Novich | Management | Voted | For | With Management |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Election of Director: Beatriz R. Perez | Management | Voted | For | With Management |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Election of Director: E. Scott Santi | Management | Voted | For | With Management |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Election of Director: Susan Slavik Williams | Management | Voted | For | With Management |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Election of Director: Lucas E. Watson | Management | Voted | For | With Management |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Election of Director: Steven A. White | Management | Voted | For | With Management |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Proposal to ratify the appointment of Ernst & Young LLP as independent auditor for the year ending December 31, 2023. | Management | Voted | For | With Management |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Say on Pay proposal to approve on a non-binding advisory basis the compensation of W.W. Grainger, Inc.’s Named Executive Officers. | Management | Voted | For | With Management |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Say When on Pay proposal to select on a non-binding advisory basis the frequency of the advisory vote on compensation of W.W. Grainger, Inc.’s Named Executive Officers. | Management | Voted | 1 Year | With Management |
| OFG BANCORP | OFG | 67103X102 | 26-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| OFG BANCORP | OFG | 67103X102 | 26-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| OFG BANCORP | OFG | 67103X102 | 26-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| OFG BANCORP | OFG | 67103X102 | 26-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| OFG BANCORP | OFG | 67103X102 | 26-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| OFG BANCORP | OFG | 67103X102 | 26-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| OFG BANCORP | OFG | 67103X102 | 26-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| OFG BANCORP | OFG | 67103X102 | 26-Apr-2023 | To approve, on an advisory basis, the compensation of the Company’s Named Executive Officers as set forth in the accompanying Proxy Statement. | Management | Voted | For | With Management |
| OFG BANCORP | OFG | 67103X102 | 26-Apr-2023 | To provide an advisory vote on the frequency of the vote on executive compensation. | Management | Voted | 1 Year | With Management |
| OFG BANCORP | OFG | 67103X102 | 26-Apr-2023 | To amend the 2007 Omnibus Performance Incentive Plan, as amended and restated. | Management | Voted | For | With Management |
| OFG BANCORP | OFG | 67103X102 | 26-Apr-2023 | To ratify the selection of the Company’s independent registered public accounting firm for 2023. | Management | Voted | For | With Management |
| CITY HOLDING COMPANY | CHCO | 177835105 | 26-Apr-2023 | Election of Class III Director to serve for a term of three years: Robert D. Fisher | Management | Voted | For | With Management |
| CITY HOLDING COMPANY | CHCO | 177835105 | 26-Apr-2023 | Election of Class III Director to serve for a term of three years: Charles R. Hageboeck | Management | Voted | For | With Management |
| CITY HOLDING COMPANY | CHCO | 177835105 | 26-Apr-2023 | Election of Class III Director to serve for a term of three years: Javier A. Reyes | Management | Voted | For | With Management |
| CITY HOLDING COMPANY | CHCO | 177835105 | 26-Apr-2023 | Proposal to ratify, on an advisory basis, the Audit Committee and the Board of Directors’ appointment of Crowe LLP as the independent registered public accounting firm for City Holding Company for 2023. | Management | Voted | For | With Management |
| CITY HOLDING COMPANY | CHCO | 177835105 | 26-Apr-2023 | Proposal to approve a non-binding advisory proposal on the compensation of the Named Executive Officers. | Management | Voted | For | With Management |
| CITY HOLDING COMPANY | CHCO | 177835105 | 26-Apr-2023 | Advisory vote on the frequency of future advisory votes on executive compensation vote. | Management | Voted | 1 Year | With Management |
| CITY HOLDING COMPANY | CHCO | 177835105 | 26-Apr-2023 | Proposal to approve the 2023 Stock Incentive Plan. | Management | Voted | For | With Management |
| INSPIRE MEDICAL SYSTEMS, INC. | INSP | 457730109 | 27-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| INSPIRE MEDICAL SYSTEMS, INC. | INSP | 457730109 | 27-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| INSPIRE MEDICAL SYSTEMS, INC. | INSP | 457730109 | 27-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| INSPIRE MEDICAL SYSTEMS, INC. | INSP | 457730109 | 27-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| INSPIRE MEDICAL SYSTEMS, INC. | INSP | 457730109 | 27-Apr-2023 | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2023. | Management | Voted | For | With Management |
| INSPIRE MEDICAL SYSTEMS, INC. | INSP | 457730109 | 27-Apr-2023 | Approval, on an advisory (non- binding) basis, of the compensation of the Company’s named executive officers. | Management | Voted | For | With Management |
| LANTHEUS HOLDINGS, INC. | LNTH | 516544103 | 27-Apr-2023 | Election of Class II Director: Ms. Minnie Baylor-Henry | Management | Voted | For | With Management |
| LANTHEUS HOLDINGS, INC. | LNTH | 516544103 | 27-Apr-2023 | Election of Class II Director: Mr. Heinz Mäusli | Management | Voted | For | With Management |
| LANTHEUS HOLDINGS, INC. | LNTH | 516544103 | 27-Apr-2023 | Election of Class II Director: Ms. Julie McHugh | Management | Voted | For | With Management |
| LANTHEUS HOLDINGS, INC. | LNTH | 516544103 | 27-Apr-2023 | The approval, on an advisory basis, of the compensation paid to our named executive officers. | Management | Voted | For | With Management |
| LANTHEUS HOLDINGS, INC. | LNTH | 516544103 | 27-Apr-2023 | The approval of the Lantheus Holdings, Inc. 2023 Employee Stock Purchase Plan. | Management | Voted | For | With Management |
| LANTHEUS HOLDINGS, INC. | LNTH | 516544103 | 27-Apr-2023 | The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| CERIDIAN HCM HOLDING INC. | CDAY | 15677J108 | 28-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| CERIDIAN HCM HOLDING INC. | CDAY | 15677J108 | 28-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| CERIDIAN HCM HOLDING INC. | CDAY | 15677J108 | 28-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| CERIDIAN HCM HOLDING INC. | CDAY | 15677J108 | 28-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| CERIDIAN HCM HOLDING INC. | CDAY | 15677J108 | 28-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| CERIDIAN HCM HOLDING INC. | CDAY | 15677J108 | 28-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| CERIDIAN HCM HOLDING INC. | CDAY | 15677J108 | 28-Apr-2023 | DIRECTOR | Management | Voted | For | With Management |
| CERIDIAN HCM HOLDING INC. | CDAY | 15677J108 | 28-Apr-2023 | To approve, on a non-binding, advisory basis, the compensation of Ceridian’s named executive officers (commonly known as a “Say on Pay” vote) | Management | Voted | For | With Management |
| CERIDIAN HCM HOLDING INC. | CDAY | 15677J108 | 28-Apr-2023 | To ratify the appointment of KPMG LLP as Ceridian’s independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | Voted | For | With Management |
| TOPBUILD CORP. | BLD | 89055F103 | 01-May-2023 | Election of Director: Alec C. Covington | Management | Voted | For | With Management |
| TOPBUILD CORP. | BLD | 89055F103 | 01-May-2023 | Election of Director: Ernesto Bautista, III | Management | Voted | For | With Management |
| TOPBUILD CORP. | BLD | 89055F103 | 01-May-2023 | Election of Director: Robert M. Buck | Management | Voted | For | With Management |
| TOPBUILD CORP. | BLD | 89055F103 | 01-May-2023 | Election of Director: Joseph S. Cantie | Management | Voted | For | With Management |
| TOPBUILD CORP. | BLD | 89055F103 | 01-May-2023 | Election of Director: Tina M. Donikowski | Management | Voted | For | With Management |
| TOPBUILD CORP. | BLD | 89055F103 | 01-May-2023 | Election of Director: Deirdre C. Drake | Management | Voted | For | With Management |
| TOPBUILD CORP. | BLD | 89055F103 | 01-May-2023 | Election of Director: Mark A. Petrarca | Management | Voted | For | With Management |
| TOPBUILD CORP. | BLD | 89055F103 | 01-May-2023 | Election of Director: Nancy M. Taylor | Management | Voted | For | With Management |
| TOPBUILD CORP. | BLD | 89055F103 | 01-May-2023 | To ratify the Company’s appointment of PricewaterhouseCoopers LLP to serve as the Company’s independent registered public accounting firm for the Company’s fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| TOPBUILD CORP. | BLD | 89055F103 | 01-May-2023 | To approve, on an advisory basis, the compensation of the Company’s named executive officers. | Management | Voted | For | With Management |
| PLANET FITNESS, INC. | PLNT | 72703H101 | 01-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PLANET FITNESS, INC. | PLNT | 72703H101 | 01-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PLANET FITNESS, INC. | PLNT | 72703H101 | 01-May-2023 | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2023. | Management | Voted | For | With Management |
| PLANET FITNESS, INC. | PLNT | 72703H101 | 01-May-2023 | Approval, on an advisory basis, of the compensation of the Company’s named executive officers. | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | Ratification of the selection of Ernst & Young LLP as BOK Financial Corporation’s independent auditors for the fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | Approval of the compensation of the Company’s named executive officers as disclosed in the Proxy Statement. | Management | Voted | For | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | Advisory vote on the frequency of future advisory votes to approve the compensation of the named executive officers. | Management | Voted | 1 Year | With Management |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 02-May-2023 | Approval of the Amendment to the Amended and Restated BOK Financial Corporation 2009 Omnibus Incentive Plan to extend the time awards may be made pursuant to the Omnibus Plan until January 1, 2033, effective as of January 1, 2023. | Management | Voted | For | With Management |
| PAR PACIFIC HOLDINGS, INC. | PARR | 69888T207 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PAR PACIFIC HOLDINGS, INC. | PARR | 69888T207 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PAR PACIFIC HOLDINGS, INC. | PARR | 69888T207 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PAR PACIFIC HOLDINGS, INC. | PARR | 69888T207 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PAR PACIFIC HOLDINGS, INC. | PARR | 69888T207 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PAR PACIFIC HOLDINGS, INC. | PARR | 69888T207 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PAR PACIFIC HOLDINGS, INC. | PARR | 69888T207 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PAR PACIFIC HOLDINGS, INC. | PARR | 69888T207 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PAR PACIFIC HOLDINGS, INC. | PARR | 69888T207 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PAR PACIFIC HOLDINGS, INC. | PARR | 69888T207 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PAR PACIFIC HOLDINGS, INC. | PARR | 69888T207 | 02-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PAR PACIFIC HOLDINGS, INC. | PARR | 69888T207 | 02-May-2023 | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| PAR PACIFIC HOLDINGS, INC. | PARR | 69888T207 | 02-May-2023 | Hold an advisory vote to approve the company’s executive compensation. | Management | Voted | For | With Management |
| PAR PACIFIC HOLDINGS, INC. | PARR | 69888T207 | 02-May-2023 | Approve an amendment to the 2018 Par Pacific Holdings, Inc. Employee Stock Purchase Plan that provides for an increase in the maximum number of shares of our common stock reserved and available for issuance by 300,000 shares. | Management | Voted | For | With Management |
| REVANCE THERAPEUTICS, INC. | RVNC | 761330109 | 03-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| REVANCE THERAPEUTICS, INC. | RVNC | 761330109 | 03-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| REVANCE THERAPEUTICS, INC. | RVNC | 761330109 | 03-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| REVANCE THERAPEUTICS, INC. | RVNC | 761330109 | 03-May-2023 | Ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| REVANCE THERAPEUTICS, INC. | RVNC | 761330109 | 03-May-2023 | Approval of, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the proxy statement. | Management | Voted | For | With Management |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Election of Director: José B. Alvarez | Management | Voted | For | With Management |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Election of Director: Marc A. Bruno | Management | Voted | For | With Management |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Election of Director: Larry D. De Shon | Management | Voted | For | With Management |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Election of Director: Matthew J. Flannery | Management | Voted | For | With Management |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Election of Director: Bobby J. Griffin | Management | Voted | For | With Management |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Election of Director: Kim Harris Jones | Management | Voted | For | With Management |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Election of Director: Terri L. Kelly | Management | Voted | For | With Management |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Election of Director: Michael J. Kneeland | Management | Voted | For | With Management |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Election of Director: Francisco J. Lopez-Balboa | Management | Voted | For | With Management |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Election of Director: Gracia C. Martore | Management | Voted | For | With Management |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Election of Director: Shiv Singh | Management | Voted | For | With Management |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Ratification of Appointment of Public Accounting Firm. | Management | Voted | For | With Management |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Advisory Approval of Executive Compensation. | Management | Voted | For | With Management |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Advisory Vote on Frequency of Executive Compensation Vote. | Management | Voted | 1 Year | With Management |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Company Proposal to Improve Shareholder Written Consent (Amend Certificate of Incorporation to Reduce Threshold to 15%). | Management | Voted | For | With Management |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Stockholder Proposal to Improve Shareholder Written Consent. | Shareholder | Voted | Against | With Management |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | Advisory vote on executive compensation. | Management | Voted | For | With Management |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | Advisory vote on the frequency of holding an advisory vote on executive compensation. | Management | Voted | 3 Years | With Management |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2023 | Election of Director: James R. Anderson | Management | Voted | For | With Management |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2023 | Election of Director: Robin A. Abrams | Management | Voted | For | With Management |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2023 | Election of Director: Douglas Bettinger | Management | Voted | For | With Management |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2023 | Election of Director: Mark E. Jensen | Management | Voted | For | With Management |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2023 | Election of Director: James P. Lederer | Management | Voted | For | With Management |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2023 | Election of Director: D. Jeffrey Richardson | Management | Voted | For | With Management |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2023 | Election of Director: Elizabeth Schwarting | Management | Voted | For | With Management |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2023 | Election of Director: Raejeanne Skillern | Management | Voted | For | With Management |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2023 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 30, 2023. | Management | Voted | For | With Management |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2023 | To approve on a non-binding, advisory basis, our Named Executive Officers’ compensation. | Management | Voted | For | With Management |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2023 | To approve on a non-binding, advisory basis, the frequency of future advisory votes on executive compensation. | Management | Voted | 1 Year | With Management |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2023 | To approve our 2023 Equity Incentive Plan and the number of shares reserved for issuance under the 2023 Equity Incentive Plan. | Management | Voted | For | With Management |
| UBER TECHNOLOGIES, INC. | UBER | 90353T100 | 08-May-2023 | Election of Director: Ronald Sugar | Management | Voted | For | With Management |
| UBER TECHNOLOGIES, INC. | UBER | 90353T100 | 08-May-2023 | Election of Director: Revathi Advaithi | Management | Voted | For | With Management |
| UBER TECHNOLOGIES, INC. | UBER | 90353T100 | 08-May-2023 | Election of Director: Ursula Burns | Management | Voted | For | With Management |
| UBER TECHNOLOGIES, INC. | UBER | 90353T100 | 08-May-2023 | Election of Director: Robert Eckert | Management | Voted | For | With Management |
| UBER TECHNOLOGIES, INC. | UBER | 90353T100 | 08-May-2023 | Election of Director: Amanda Ginsberg | Management | Voted | For | With Management |
| UBER TECHNOLOGIES, INC. | UBER | 90353T100 | 08-May-2023 | Election of Director: Dara Khosrowshahi | Management | Voted | For | With Management |
| UBER TECHNOLOGIES, INC. | UBER | 90353T100 | 08-May-2023 | Election of Director: Wan Ling Martello | Management | Voted | For | With Management |
| UBER TECHNOLOGIES, INC. | UBER | 90353T100 | 08-May-2023 | Election of Director: John Thain | Management | Voted | For | With Management |
| UBER TECHNOLOGIES, INC. | UBER | 90353T100 | 08-May-2023 | Election of Director: David Trujillo | Management | Voted | For | With Management |
| UBER TECHNOLOGIES, INC. | UBER | 90353T100 | 08-May-2023 | Election of Director: Alexander Wynaendts | Management | Voted | For | With Management |
| UBER TECHNOLOGIES, INC. | UBER | 90353T100 | 08-May-2023 | Advisory vote to approve 2022 named executive officer compensation. | Management | Voted | For | With Management |
| UBER TECHNOLOGIES, INC. | UBER | 90353T100 | 08-May-2023 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | Management | Voted | For | With Management |
| UBER TECHNOLOGIES, INC. | UBER | 90353T100 | 08-May-2023 | Stockholder proposal to prepare an independent third-party audit on Driver health and safety. | Shareholder | Voted | Against | With Management |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Election of Director: Nicholas Brown | Management | Voted | For | With Management |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Election of Director: Paula Cholmondeley | Management | Voted | For | With Management |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Election of Director: Beverly Cole | Management | Voted | For | With Management |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Election of Director: Robert East | Management | Voted | For | With Management |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Election of Director: Kathleen Franklin | Management | Voted | For | With Management |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Election of Director: Jeffrey Gearhart | Management | Voted | For | With Management |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Election of Director: George Gleason | Management | Voted | For | With Management |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Election of Director: Peter Kenny | Management | Voted | For | With Management |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Election of Director: William A. Koefoed, Jr. | Management | Voted | For | With Management |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Election of Director: Elizabeth Musico | Management | Voted | For | With Management |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Election of Director: Christopher Orndorff | Management | Voted | For | With Management |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Election of Director: Steven Sadoff | Management | Voted | For | With Management |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Election of Director: Ross Whipple | Management | Voted | For | With Management |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023. | Management | Voted | For | With Management |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | To approve, on an advisory, non- binding basis, the compensation of the Company’s named executive officers as disclosed in the Proxy Statement. | Management | Voted | For | With Management |
| FLEX LNG LTD. | FLNG | G35947202 | 08-May-2023 | To set the maximum number of Directors to be not more than eight. | Management | Voted | For | With Management |
| FLEX LNG LTD. | FLNG | G35947202 | 08-May-2023 | To resolve that vacancies in the number of Directors be designated as casual vacancies and that the Board of Directors be authorized to fill such vacancies as and when it deems fit. | Management | Voted | For | With Management |
| FLEX LNG LTD. | FLNG | G35947202 | 08-May-2023 | To re-elect David McManus | Management | Voted | For | With Management |
| FLEX LNG LTD. | FLNG | G35947202 | 08-May-2023 | To re-elect Ola Lorentzon | Management | Voted | For | With Management |
| FLEX LNG LTD. | FLNG | G35947202 | 08-May-2023 | To re-elect Nikolai Grigoriev | Management | Voted | For | With Management |
| FLEX LNG LTD. | FLNG | G35947202 | 08-May-2023 | To re-elect Steen Jakobsen | Management | Voted | For | With Management |
| FLEX LNG LTD. | FLNG | G35947202 | 08-May-2023 | To re-elect Susan Sakmar | Management | Voted | For | With Management |
| FLEX LNG LTD. | FLNG | G35947202 | 08-May-2023 | To re-appoint Ernst & Young AS of Oslo, Norway, as auditor and to authorize the Directors to determine their remuneration. | Management | Voted | For | With Management |
| FLEX LNG LTD. | FLNG | G35947202 | 08-May-2023 | To approve remuneration of the Company’s Board of Directors of a total amount of fees not to exceed US$500,000 for the year ended December 31, 2023. | Management | Voted | For | With Management |
| F.N.B. CORPORATION | FNB | 302520101 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| F.N.B. CORPORATION | FNB | 302520101 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| F.N.B. CORPORATION | FNB | 302520101 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| F.N.B. CORPORATION | FNB | 302520101 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| F.N.B. CORPORATION | FNB | 302520101 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| F.N.B. CORPORATION | FNB | 302520101 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| F.N.B. CORPORATION | FNB | 302520101 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| F.N.B. CORPORATION | FNB | 302520101 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| F.N.B. CORPORATION | FNB | 302520101 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| F.N.B. CORPORATION | FNB | 302520101 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| F.N.B. CORPORATION | FNB | 302520101 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| F.N.B. CORPORATION | FNB | 302520101 | 10-May-2023 | Advisory approval of the 2022 named executive officer compensation. | Management | Voted | For | With Management |
| F.N.B. CORPORATION | FNB | 302520101 | 10-May-2023 | Advisory approval on the frequency of future advisory votes on executive compensation. | Management | Voted | 1 Year | With Management |
| F.N.B. CORPORATION | FNB | 302520101 | 10-May-2023 | Ratification of appointment of Ernst & Young LLP as F.N.B.’s independent registered public accounting firm for the 2023 fiscal year. | Management | Voted | For | With Management |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 10-May-2023 | Election of Director: Anne DelSanto | Management | Voted | For | With Management |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 10-May-2023 | Election of Director: Kevin DeNuccio | Management | Voted | For | With Management |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 10-May-2023 | Election of Director: James Dolce | Management | Voted | For | With Management |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 10-May-2023 | Election of Director: Steven Fernandez | Management | Voted | For | With Management |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 10-May-2023 | Election of Director: Christine Gorjanc | Management | Voted | For | With Management |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 10-May-2023 | Election of Director: Janet Haugen | Management | Voted | For | With Management |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 10-May-2023 | Election of Director: Scott Kriens | Management | Voted | For | With Management |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 10-May-2023 | Election of Director: Rahul Merchant | Management | Voted | For | With Management |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 10-May-2023 | Election of Director: Rami Rahim | Management | Voted | For | With Management |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 10-May-2023 | Election of Director: William Stensrud | Management | Voted | For | With Management |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 10-May-2023 | Ratification of Ernst & Young LLP, an independent registered public accounting firm, as our auditors for the fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 10-May-2023 | Approval of a non-binding advisory resolution on executive compensation. | Management | Voted | For | With Management |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 10-May-2023 | Approval of a non-binding advisory resolution on the frequency of future non-binding advisory votes on executive compensation. | Management | Voted | 1 Year | With Management |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 10-May-2023 | Approval of the amendment and restatement of the Juniper Networks, Inc. 2015 Equity Incentive Plan. | Management | Voted | For | With Management |
| ENTERPRISE FINANCIAL SERVICES CORP | EFSC | 293712105 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| ENTERPRISE FINANCIAL SERVICES CORP | EFSC | 293712105 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| ENTERPRISE FINANCIAL SERVICES CORP | EFSC | 293712105 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| ENTERPRISE FINANCIAL SERVICES CORP | EFSC | 293712105 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| ENTERPRISE FINANCIAL SERVICES CORP | EFSC | 293712105 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| ENTERPRISE FINANCIAL SERVICES CORP | EFSC | 293712105 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| ENTERPRISE FINANCIAL SERVICES CORP | EFSC | 293712105 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| ENTERPRISE FINANCIAL SERVICES CORP | EFSC | 293712105 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| ENTERPRISE FINANCIAL SERVICES CORP | EFSC | 293712105 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| ENTERPRISE FINANCIAL SERVICES CORP | EFSC | 293712105 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| ENTERPRISE FINANCIAL SERVICES CORP | EFSC | 293712105 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| ENTERPRISE FINANCIAL SERVICES CORP | EFSC | 293712105 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| ENTERPRISE FINANCIAL SERVICES CORP | EFSC | 293712105 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| ENTERPRISE FINANCIAL SERVICES CORP | EFSC | 293712105 | 10-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| ENTERPRISE FINANCIAL SERVICES CORP | EFSC | 293712105 | 10-May-2023 | Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| ENTERPRISE FINANCIAL SERVICES CORP | EFSC | 293712105 | 10-May-2023 | An advisory (non-binding) vote to approve executive compensation. | Management | Voted | For | With Management |
| ENTERPRISE FINANCIAL SERVICES CORP | EFSC | 293712105 | 10-May-2023 | Approval of an amendment to the Enterprise Financial Services Corp Amended and Restated 2018 Stock Incentive Plan to increase the number of shares available for award. | Management | Voted | For | With Management |
| ENTERPRISE FINANCIAL SERVICES CORP | EFSC | 293712105 | 10-May-2023 | Approval of an amendment to the Enterprise Financial Services Corp Stock Plan for Non-Management Directors to increase the number of shares available for award. | Management | Voted | For | With Management |
| CALIX, INC. | CALX | 13100M509 | 11-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| CALIX, INC. | CALX | 13100M509 | 11-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| CALIX, INC. | CALX | 13100M509 | 11-May-2023 | To approve the Calix, Inc. Third Amended and Restated 2019 Equity Incentive Award Plan. | Management | Voted | For | With Management |
| CALIX, INC. | CALX | 13100M509 | 11-May-2023 | To approve the Calix, Inc. Third Amended and Restated 2017 Nonqualified Employee Stock Purchase Plan. | Management | Voted | For | With Management |
| CALIX, INC. | CALX | 13100M509 | 11-May-2023 | To approve, on a non-binding, advisory basis, Calix’s named executive officer compensation. | Management | Voted | For | With Management |
| CALIX, INC. | CALX | 13100M509 | 11-May-2023 | To approve, on a non-binding, advisory basis, the frequency of future advisory votes to approve the compensation of Calix’s named executive officers. | Management | Voted | 1 Year | With Management |
| CALIX, INC. | CALX | 13100M509 | 11-May-2023 | To ratify the selection of KPMG LLP as Calix’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| TEXAS ROADHOUSE,INC. | TXRH | 882681109 | 11-May-2023 | Election of Director: Michael A. Crawford | Management | Voted | For | With Management |
| TEXAS ROADHOUSE,INC. | TXRH | 882681109 | 11-May-2023 | Election of Director: Donna E. Epps | Management | Voted | For | With Management |
| TEXAS ROADHOUSE,INC. | TXRH | 882681109 | 11-May-2023 | Election of Director: Gregory N. Moore | Management | Voted | For | With Management |
| TEXAS ROADHOUSE,INC. | TXRH | 882681109 | 11-May-2023 | Election of Director: Gerald L. Morgan | Management | Voted | For | With Management |
| TEXAS ROADHOUSE,INC. | TXRH | 882681109 | 11-May-2023 | Election of Director: Curtis A. Warfield | Management | Voted | For | With Management |
| TEXAS ROADHOUSE,INC. | TXRH | 882681109 | 11-May-2023 | Election of Director: Kathleen M. Widmer | Management | Voted | For | With Management |
| TEXAS ROADHOUSE,INC. | TXRH | 882681109 | 11-May-2023 | Election of Director: James R. Zarley | Management | Voted | For | With Management |
| TEXAS ROADHOUSE,INC. | TXRH | 882681109 | 11-May-2023 | Proposal to Ratify the Appointment of KPMG LLP as Texas Roadhouse’s Independent Auditors for 2023. | Management | Voted | For | With Management |
| TEXAS ROADHOUSE,INC. | TXRH | 882681109 | 11-May-2023 | Say on Pay - An Advisory Vote on the Approval of Executive Compensation. | Management | Voted | For | With Management |
| TEXAS ROADHOUSE,INC. | TXRH | 882681109 | 11-May-2023 | Say When on Pay - An Advisory Vote on the Frequency of the Advisory Vote on Executive Compensation. | Management | Voted | 1 Year | With Management |
| TEXAS ROADHOUSE,INC. | TXRH | 882681109 | 11-May-2023 | An Advisory Vote on a Shareholder Proposal Regarding the Issuance of a Climate Report. | Shareholder | Voted | Against | With Management |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 11-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 11-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 11-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 11-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 11-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 11-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 11-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 11-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 11-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 11-May-2023 | Proposal to ratify independent public accounting firm. | Management | Voted | For | With Management |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 11-May-2023 | Say on Pay - An advisory vote on the approval of executive compensation. | Management | Voted | For | With Management |
| AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 11-May-2023 | Say When on Pay - An advisory vote on the approval of the frequency of shareholder votes on executive compensation. | Management | Voted | 1 Year | With Management |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 12-May-2023 | Election of Director: Christopher B. Begley | Management | Voted | For | With Management |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 12-May-2023 | Election of Director: Betsy J. Bernard | Management | Voted | For | With Management |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 12-May-2023 | Election of Director: Michael J. Farrell | Management | Voted | For | With Management |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 12-May-2023 | Election of Director: Robert A. Hagemann | Management | Voted | For | With Management |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 12-May-2023 | Election of Director: Bryan C. Hanson | Management | Voted | For | With Management |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 12-May-2023 | Election of Director: Arthur J. Higgins | Management | Voted | For | With Management |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 12-May-2023 | Election of Director: Maria Teresa Hilado | Management | Voted | For | With Management |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 12-May-2023 | Election of Director: Syed Jafry | Management | Voted | For | With Management |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 12-May-2023 | Election of Director: Sreelakshmi Kolli | Management | Voted | For | With Management |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 12-May-2023 | Election of Director: Michael W. Michelson | Management | Voted | For | With Management |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 12-May-2023 | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023 | Management | Voted | For | With Management |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 12-May-2023 | Approve, on a non-binding advisory basis, named executive officer compensation (“Say on Pay”) | Management | Voted | For | With Management |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 12-May-2023 | Approve, on a non-binding advisory basis, the frequency of future Say on Pay votes | Management | Voted | 1 Year | With Management |
| DRAFTKINGS INC. | DKNG | 26142V105 | 15-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| DRAFTKINGS INC. | DKNG | 26142V105 | 15-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| DRAFTKINGS INC. | DKNG | 26142V105 | 15-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| DRAFTKINGS INC. | DKNG | 26142V105 | 15-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| DRAFTKINGS INC. | DKNG | 26142V105 | 15-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| DRAFTKINGS INC. | DKNG | 26142V105 | 15-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| DRAFTKINGS INC. | DKNG | 26142V105 | 15-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| DRAFTKINGS INC. | DKNG | 26142V105 | 15-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| DRAFTKINGS INC. | DKNG | 26142V105 | 15-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| DRAFTKINGS INC. | DKNG | 26142V105 | 15-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| DRAFTKINGS INC. | DKNG | 26142V105 | 15-May-2023 | To ratify the selection of BDO USA, LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| DRAFTKINGS INC. | DKNG | 26142V105 | 15-May-2023 | To conduct a non-binding advisory vote on executive compensation. | Management | Voted | For | With Management |
| PREFERRED BANK | PFBC | 740367404 | 16-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PREFERRED BANK | PFBC | 740367404 | 16-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PREFERRED BANK | PFBC | 740367404 | 16-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PREFERRED BANK | PFBC | 740367404 | 16-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PREFERRED BANK | PFBC | 740367404 | 16-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PREFERRED BANK | PFBC | 740367404 | 16-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PREFERRED BANK | PFBC | 740367404 | 16-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PREFERRED BANK | PFBC | 740367404 | 16-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| PREFERRED BANK | PFBC | 740367404 | 16-May-2023 | Advisory Compensation Vote | Management | Voted | For | With Management |
| PREFERRED BANK | PFBC | 740367404 | 16-May-2023 | Frequency on Advisory Vote | Management | Voted | 3 Years | With Management |
| PREFERRED BANK | PFBC | 740367404 | 16-May-2023 | Authorization of Share Repurchase Authority | Management | Voted | For | With Management |
| PREFERRED BANK | PFBC | 740367404 | 16-May-2023 | Ratification of Appointment of Independent Registered Public Accountants | Management | Voted | For | With Management |
| ALTERYX, INC. | AYX | 02156B103 | 17-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| ALTERYX, INC. | AYX | 02156B103 | 17-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| ALTERYX, INC. | AYX | 02156B103 | 17-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| ALTERYX, INC. | AYX | 02156B103 | 17-May-2023 | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | Voted | For | With Management |
| ALTERYX, INC. | AYX | 02156B103 | 17-May-2023 | Approval, on a non-binding advisory basis, of the compensation of our named executive officers. | Management | Voted | For | With Management |
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 17-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 17-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 17-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 17-May-2023 | To approve, on advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement. | Management | Voted | For | With Management |
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 17-May-2023 | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| DENNY’S CORPORATION | DENN | 24869P104 | 17-May-2023 | Election of Director: Bernadette S. Aulestia | Management | Voted | For | With Management |
| DENNY’S CORPORATION | DENN | 24869P104 | 17-May-2023 | Election of Director: Olu Beck | Management | Voted | For | With Management |
| DENNY’S CORPORATION | DENN | 24869P104 | 17-May-2023 | Election of Director: Gregg R. Dedrick | Management | Voted | For | With Management |
| DENNY’S CORPORATION | DENN | 24869P104 | 17-May-2023 | Election of Director: José M. Gutiérrez | Management | Voted | For | With Management |
| DENNY’S CORPORATION | DENN | 24869P104 | 17-May-2023 | Election of Director: Brenda J. Lauderback | Management | Voted | For | With Management |
| DENNY’S CORPORATION | DENN | 24869P104 | 17-May-2023 | Election of Director: John C. Miller | Management | Voted | For | With Management |
| DENNY’S CORPORATION | DENN | 24869P104 | 17-May-2023 | Election of Director: Kelli F. Valade | Management | Voted | For | With Management |
| DENNY’S CORPORATION | DENN | 24869P104 | 17-May-2023 | Election of Director: Laysha Ward | Management | Voted | For | With Management |
| DENNY’S CORPORATION | DENN | 24869P104 | 17-May-2023 | A proposal to ratify the selection of KPMG LLP as the independent registered public accounting firm of Denny’s Corporation and its subsidiaries for the fiscal year ending December 27, 2023. | Management | Voted | For | With Management |
| DENNY’S CORPORATION | DENN | 24869P104 | 17-May-2023 | An advisory resolution to approve the executive compensation of the Company. | Management | Voted | For | With Management |
| DENNY’S CORPORATION | DENN | 24869P104 | 17-May-2023 | An advisory resolution to approve the frequency of the stockholder vote on executive compensation of the Company. | Management | Voted | 1 Year | With Management |
| DENNY’S CORPORATION | DENN | 24869P104 | 17-May-2023 | A proposal that requests the Company to issue a report analyzing the provision of paid sick leave among franchise employees and assessing the feasibility of inducing or incentivizing franchisees to provide some amount of paid sick leave to all employees. | Shareholder | Voted | Against | With Management |
| ARES CAPITAL CORPORATION | ARCC | 04010L103 | 17-May-2023 | Election of Class I Director of the Company to serve until the 2026 Annual Meeting of Stockholders: Michael J Arougheti | Management | Voted | Against | Against Management |
| ARES CAPITAL CORPORATION | ARCC | 04010L103 | 17-May-2023 | Election of Class I Director of the Company to serve until the 2026 Annual Meeting of Stockholders: Ann Torre Bates | Management | Voted | Against | Against Management |
| ARES CAPITAL CORPORATION | ARCC | 04010L103 | 17-May-2023 | Election of Class I Director of the Company to serve until the 2026 Annual Meeting of Stockholders: Steven B. McKeever | Management | Voted | Against | Against Management |
| ARES CAPITAL CORPORATION | ARCC | 04010L103 | 17-May-2023 | To ratify the selection of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023. | Management | Voted | Against | Against Management |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Election of Director: Lewis W.K. Booth | Management | Voted | For | With Management |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Election of Director: Charles E. Bunch | Management | Voted | For | With Management |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Election of Director: Ertharin Cousin | Management | Voted | For | With Management |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Election of Director: Jorge S. Mesquita | Management | Voted | For | With Management |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Election of Director: Anindita Mukherjee | Management | Voted | For | With Management |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Election of Director: Jane Hamilton Nielsen | Management | Voted | For | With Management |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Election of Director: Patrick T. Siewert | Management | Voted | For | With Management |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Election of Director: Michael A. Todman | Management | Voted | For | With Management |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Election of Director: Dirk Van de Put | Management | Voted | For | With Management |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Advisory Vote to Approve Executive Compensation. | Management | Voted | For | With Management |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Advisory Vote on the Frequency of Future Votes to Approve Executive Compensation. | Management | Voted | 1 Year | With Management |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Ratification of the Selection of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2023. | Management | Voted | For | With Management |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Require Independent Chair of the Board. | Shareholder | Voted | Against | With Management |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Publish Annual Benchmarks for Achieving Company’s 2025 Cage- Free Egg Goal. | Shareholder | Voted | Against | With Management |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Adopt Public Targets to Eradicate Child Labor in Cocoa Supply Chain | Shareholder | Voted | Against | With Management |
| BERKSHIRE HILLS BANCORP, INC. | BHLB | 084680107 | 18-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BERKSHIRE HILLS BANCORP, INC. | BHLB | 084680107 | 18-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BERKSHIRE HILLS BANCORP, INC. | BHLB | 084680107 | 18-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BERKSHIRE HILLS BANCORP, INC. | BHLB | 084680107 | 18-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BERKSHIRE HILLS BANCORP, INC. | BHLB | 084680107 | 18-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BERKSHIRE HILLS BANCORP, INC. | BHLB | 084680107 | 18-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BERKSHIRE HILLS BANCORP, INC. | BHLB | 084680107 | 18-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BERKSHIRE HILLS BANCORP, INC. | BHLB | 084680107 | 18-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BERKSHIRE HILLS BANCORP, INC. | BHLB | 084680107 | 18-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BERKSHIRE HILLS BANCORP, INC. | BHLB | 084680107 | 18-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BERKSHIRE HILLS BANCORP, INC. | BHLB | 084680107 | 18-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BERKSHIRE HILLS BANCORP, INC. | BHLB | 084680107 | 18-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| BERKSHIRE HILLS BANCORP, INC. | BHLB | 084680107 | 18-May-2023 | To provide an advisory vote on executive compensation practices as described in the Proxy Statement. | Management | Voted | For | With Management |
| BERKSHIRE HILLS BANCORP, INC. | BHLB | 084680107 | 18-May-2023 | To ratify the appointment of Crowe LLP as the Company’s Independent Registered Public Accounting firm for the fiscal year 2023. | Management | Voted | For | With Management |
| BERKSHIRE HILLS BANCORP, INC. | BHLB | 084680107 | 18-May-2023 | To provide an advisory vote with respect to the frequency with which shareholders will vote on Berkshire’s executive compensation. | Management | Voted | 1 Year | With Management |
| BANNER CORPORATION | BANR | 06652V208 | 24-May-2023 | Election of Director for one-year term: Margot J. Copeland | Management | Voted | For | With Management |
| BANNER CORPORATION | BANR | 06652V208 | 24-May-2023 | Election of Director for one-year term: Mark J. Grescovich | Management | Voted | For | With Management |
| BANNER CORPORATION | BANR | 06652V208 | 24-May-2023 | Election of Director for one-year term: David A. Klaue | Management | Voted | For | With Management |
| BANNER CORPORATION | BANR | 06652V208 | 24-May-2023 | Election of Director for one-year term: Paul J. Walsh | Management | Voted | For | With Management |
| BANNER CORPORATION | BANR | 06652V208 | 24-May-2023 | Advisory approval of the compensation of Banner Corporation’s named executive officers. | Management | Voted | For | With Management |
| BANNER CORPORATION | BANR | 06652V208 | 24-May-2023 | Ratification of the Audit Committee’s appointment of Moss Adams LLP as the independent registered public accounting firm for the year ending December 31, 2023. | Management | Voted | For | With Management |
| BANNER CORPORATION | BANR | 06652V208 | 24-May-2023 | Adoption of the Banner Corporation 2023 Omnibus Incentive Plan. | Management | Voted | For | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | DIRECTOR | Management | Voted | For | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | A shareholder proposal regarding government takedown requests. | Shareholder | Voted | Against | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | A shareholder proposal regarding dual class capital structure. | Shareholder | Voted | Against | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | A shareholder proposal regarding human rights impact assessment of targeted advertising. | Shareholder | Voted | Against | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | A shareholder proposal regarding report on lobbying disclosures. | Shareholder | Voted | Against | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | A shareholder proposal regarding report on allegations of political entanglement and content management biases in India. | Shareholder | Voted | Against | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. | Shareholder | Voted | Against | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | A shareholder proposal regarding report on reproductive rights and data privacy. | Shareholder | Voted | Against | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | A shareholder proposal regarding report on enforcement of Community Standards and user content. | Shareholder | Voted | Against | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. | Shareholder | Voted | Against | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | A shareholder proposal regarding report on pay calibration to externalized costs. | Shareholder | Voted | Against | With Management |
| META PLATFORMS, INC. | META | 30303M102 | 31-May-2023 | A shareholder proposal regarding performance review of the audit & risk oversight committee. | Shareholder | Voted | Against | With Management |
| MACROGENICS, INC. | MGNX | 556099109 | 31-May-2023 | Election of Class I Director to hold office until the 2026 Annual Meeting: Scott Koenig, M.D., Ph.D. | Management | Voted | For | With Management |
| MACROGENICS, INC. | MGNX | 556099109 | 31-May-2023 | Election of Class I Director to hold office until the 2026 Annual Meeting: Federica O’Brien | Management | Voted | For | With Management |
| MACROGENICS, INC. | MGNX | 556099109 | 31-May-2023 | Election of Class I Director to hold office until the 2026 Annual Meeting: Jay Siegel, M.D. | Management | Voted | For | With Management |
| MACROGENICS, INC. | MGNX | 556099109 | 31-May-2023 | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| MACROGENICS, INC. | MGNX | 556099109 | 31-May-2023 | To approve, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the proxy materials. | Management | Voted | For | With Management |
| MACROGENICS, INC. | MGNX | 556099109 | 31-May-2023 | To approve the MacroGenics, Inc. 2023 Equity Incentive Plan, as disclosed in the proxy materials. | Management | Voted | For | With Management |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Election of Director: Michelle L. Collins | Management | Voted | For | With Management |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Election of Director: Patricia A. Little | Management | Voted | For | With Management |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Election of Director: Heidi G. Petz | Management | Voted | For | With Management |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Election of Director: Michael C. Smith | Management | Voted | For | With Management |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | To approve an amendment to our Certificate of Incorporation to declassify our Board of Directors and provide for the annual election of directors. | Management | Voted | For | With Management |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | To approve amendments to our Bylaws to provide that directors may be removed by the holders of a majority of the shares then entitled to vote at an election of directors and, if Proposal 2 is approved, with or without cause. | Management | Voted | For | With Management |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | To approve an amendment to our Certificate of Incorporation to replace all supermajority voting standards for amendments to the Certificate of Incorporation with a majority standard. | Management | Voted | For | With Management |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | To approve an amendment to our Bylaws to replace all supermajority voting standards for amendments to the Bylaws with a majority standard. | Management | Voted | For | With Management |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year 2023, ending February 3, 2024. | Management | Voted | For | With Management |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Advisory resolution to approve the Company’s executive compensation. | Management | Voted | For | With Management |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Advisory vote on the frequency of future advisory votes on the Company’s executive compensation. | Management | Voted | 1 Year | With Management |
| AIRBNB INC | ABNB | 009066101 | 01-Jun-2023 | Election of Class III Director to serve until the 2026 Annual Meeting: Nathan Blecharczyk | Management | Voted | For | With Management |
| AIRBNB INC | ABNB | 009066101 | 01-Jun-2023 | Election of Class III Director to serve until the 2026 Annual Meeting: Alfred Lin | Management | Voted | For | With Management |
| AIRBNB INC | ABNB | 009066101 | 01-Jun-2023 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| AIRBNB INC | ABNB | 009066101 | 01-Jun-2023 | To approve, on an advisory (non- binding) basis, the compensation of our named executive officers. | Management | Voted | For | With Management |
| TRANE TECHNOLOGIES PLC | TT | G8994E103 | 01-Jun-2023 | Election of Director: Kirk E. Arnold | Management | Voted | For | With Management |
| TRANE TECHNOLOGIES PLC | TT | G8994E103 | 01-Jun-2023 | Election of Director: Ann C. Berzin | Management | Voted | For | With Management |
| TRANE TECHNOLOGIES PLC | TT | G8994E103 | 01-Jun-2023 | Election of Director: April Miller Boise | Management | Voted | For | With Management |
| TRANE TECHNOLOGIES PLC | TT | G8994E103 | 01-Jun-2023 | Election of Director: Gary D. Forsee | Management | Voted | For | With Management |
| TRANE TECHNOLOGIES PLC | TT | G8994E103 | 01-Jun-2023 | Election of Director: Mark R. George | Management | Voted | For | With Management |
| TRANE TECHNOLOGIES PLC | TT | G8994E103 | 01-Jun-2023 | Election of Director: John A. Hayes | Management | Voted | For | With Management |
| TRANE TECHNOLOGIES PLC | TT | G8994E103 | 01-Jun-2023 | Election of Director: Linda P. Hudson | Management | Voted | For | With Management |
| TRANE TECHNOLOGIES PLC | TT | G8994E103 | 01-Jun-2023 | Election of Director: Myles P. Lee | Management | Voted | For | With Management |
| TRANE TECHNOLOGIES PLC | TT | G8994E103 | 01-Jun-2023 | Election of Director: David S. Regnery | Management | Voted | For | With Management |
| TRANE TECHNOLOGIES PLC | TT | G8994E103 | 01-Jun-2023 | Election of Director: Melissa N. Schaeffer | Management | Voted | For | With Management |
| TRANE TECHNOLOGIES PLC | TT | G8994E103 | 01-Jun-2023 | Election of Director: John P. Surma | Management | Voted | For | With Management |
| TRANE TECHNOLOGIES PLC | TT | G8994E103 | 01-Jun-2023 | Advisory vote on the frequency of the advisory vote on the compensation of the Company’s named executive officers. | Management | Voted | 1 Year | With Management |
| TRANE TECHNOLOGIES PLC | TT | G8994E103 | 01-Jun-2023 | Advisory approval of the compensation of the Company’s named executive officers. | Management | Voted | For | With Management |
| TRANE TECHNOLOGIES PLC | TT | G8994E103 | 01-Jun-2023 | Approval of the appointment of independent auditors of the Company and authorization of the Audit Committee of the Board of Directors to set the auditors’ remuneration. | Management | Voted | For | With Management |
| TRANE TECHNOLOGIES PLC | TT | G8994E103 | 01-Jun-2023 | Approval of the renewal of the Directors’ existing authority to issue shares. | Management | Voted | For | With Management |
| TRANE TECHNOLOGIES PLC | TT | G8994E103 | 01-Jun-2023 | Approval of the renewal of the Directors’ existing authority to issue shares for cash without first offering shares to existing shareholders. (Special Resolution) | Management | Voted | For | With Management |
| TRANE TECHNOLOGIES PLC | TT | G8994E103 | 01-Jun-2023 | Determination of the price range at which the Company can re-allot shares that it holds as treasury shares. (Special Resolution) | Management | Voted | For | With Management |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | Advisory vote to approve 2022 executive compensation. | Management | Voted | For | With Management |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | Advisory vote on the frequency of future non-binding advisory votes on the compensation paid by the Company to its named executive officers. | Management | Voted | 1 Year | With Management |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | Stockholder proposal requesting a non-binding stockholder vote to ratify termination pay of executives. | Shareholder | Voted | Against | With Management |
| HUBSPOT, INC. | HUBS | 443573100 | 06-Jun-2023 | Election of Class III Director to hold office until the 2026 annual meeting of stockholders: Nick Caldwell | Management | Voted | For | With Management |
| HUBSPOT, INC. | HUBS | 443573100 | 06-Jun-2023 | Election of Class III Director to hold office until the 2026 annual meeting of stockholders: Claire Hughes Johnson | Management | Voted | For | With Management |
| HUBSPOT, INC. | HUBS | 443573100 | 06-Jun-2023 | Election of Class III Director to hold office until the 2026 annual meeting of stockholders: Jay Simons | Management | Voted | For | With Management |
| HUBSPOT, INC. | HUBS | 443573100 | 06-Jun-2023 | Election of Class III Director to hold office until the 2026 annual meeting of stockholders: Yamini Rangan | Management | Voted | For | With Management |
| HUBSPOT, INC. | HUBS | 443573100 | 06-Jun-2023 | Ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| HUBSPOT, INC. | HUBS | 443573100 | 06-Jun-2023 | Non-binding advisory vote to approve the compensation of the Company’s named executive officers. | Management | Voted | For | With Management |
| HUBSPOT, INC. | HUBS | 443573100 | 06-Jun-2023 | Non-binding advisory vote on the frequency of future advisory votes to approve the compensation of the Company’s named executive officers. | Management | Voted | 1 Year | With Management |
| INTERNATIONAL SEAWAYS, INC. | INSW | Y41053102 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| INTERNATIONAL SEAWAYS, INC. | INSW | Y41053102 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| INTERNATIONAL SEAWAYS, INC. | INSW | Y41053102 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| INTERNATIONAL SEAWAYS, INC. | INSW | Y41053102 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| INTERNATIONAL SEAWAYS, INC. | INSW | Y41053102 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| INTERNATIONAL SEAWAYS, INC. | INSW | Y41053102 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| INTERNATIONAL SEAWAYS, INC. | INSW | Y41053102 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| INTERNATIONAL SEAWAYS, INC. | INSW | Y41053102 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| INTERNATIONAL SEAWAYS, INC. | INSW | Y41053102 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| INTERNATIONAL SEAWAYS, INC. | INSW | Y41053102 | 06-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| INTERNATIONAL SEAWAYS, INC. | INSW | Y41053102 | 06-Jun-2023 | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year 2023. | Management | Voted | For | With Management |
| INTERNATIONAL SEAWAYS, INC. | INSW | Y41053102 | 06-Jun-2023 | Approval by an advisory vote of the compensation paid to the Named Executive Officers of the Company for 2022 as described in the Company’s Proxy Statement. | Management | Voted | For | With Management |
| INTERNATIONAL SEAWAYS, INC. | INSW | Y41053102 | 06-Jun-2023 | Approval by an advisory vote on the frequency of future votes on the compensation paid to the Named Executive Officers of the Company. | Management | Voted | 1 Year | With Management |
| INTERNATIONAL SEAWAYS, INC. | INSW | Y41053102 | 06-Jun-2023 | Ratification of the Company’s Amended and Restated Shareholder Rights Agreement as described in the Company’s Proxy Statement. | Management | Voted | For | With Management |
| ONESPAWORLD HOLDINGS LIMITED | OSW | P73684113 | 07-Jun-2023 | Election of Class A Director: Andrew R. Heyer | Management | Voted | For | With Management |
| ONESPAWORLD HOLDINGS LIMITED | OSW | P73684113 | 07-Jun-2023 | Election of Class A Director: Leonard Fluxman | Management | Voted | For | With Management |
| ONESPAWORLD HOLDINGS LIMITED | OSW | P73684113 | 07-Jun-2023 | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the year ending December 31, 2023. | Management | Voted | For | With Management |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2023 | Election of Director: Kerrii B. Anderson | Management | Voted | Against | Against Management |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2023 | Election of Director: Susie Coulter | Management | Voted | Against | Against Management |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2023 | Election of Director: Sarah M. Gallagher | Management | Voted | Against | Against Management |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2023 | Election of Director: James A. Goldman | Management | Voted | Against | Against Management |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2023 | Election of Director: Fran Horowitz | Management | Voted | Against | Against Management |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2023 | Election of Director: Helen E. McCluskey | Management | Voted | Against | Against Management |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2023 | Election of Director: Kenneth B. Robinson | Management | Voted | Against | Against Management |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2023 | Election of Director: Nigel Travis | Management | Voted | Against | Against Management |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2023 | Election of Director: Helen Vaid | Management | Voted | Against | Against Management |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2023 | Advisory vote to approve the compensation of the Company’s named executive officers for the fiscal year ended January 28, 2023. | Management | Voted | Against | Against Management |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2023 | Advisory vote on the frequency of future advisory votes on the compensation of the Company’s named executive officers. | Management | Voted | 1 Year | With Management |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2023 | Approve an amendment to the Abercrombie & Fitch Co. 2016 Long- Term Incentive Plan for Associates. | Management | Voted | Against | Against Management |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2023 | Ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending February 3, 2024. | Management | Voted | Against | Against Management |
| ALLEGION PLC | ALLE | G0176J109 | 08-Jun-2023 | Election of Director: Kirk S. Hachigian | Management | Voted | For | With Management |
| ALLEGION PLC | ALLE | G0176J109 | 08-Jun-2023 | Election of Director: Steven C. Mizell | Management | Voted | For | With Management |
| ALLEGION PLC | ALLE | G0176J109 | 08-Jun-2023 | Election of Director: Nicole Parent Haughey | Management | Voted | For | With Management |
| ALLEGION PLC | ALLE | G0176J109 | 08-Jun-2023 | Election of Director: Lauren B. Peters | Management | Voted | For | With Management |
| ALLEGION PLC | ALLE | G0176J109 | 08-Jun-2023 | Election of Director: Ellen Rubin | Management | Voted | For | With Management |
| ALLEGION PLC | ALLE | G0176J109 | 08-Jun-2023 | Election of Director: Dean I. Schaffer | Management | Voted | For | With Management |
| ALLEGION PLC | ALLE | G0176J109 | 08-Jun-2023 | Election of Director: John H. Stone | Management | Voted | For | With Management |
| ALLEGION PLC | ALLE | G0176J109 | 08-Jun-2023 | Election of Director: Dev Vardhan | Management | Voted | For | With Management |
| ALLEGION PLC | ALLE | G0176J109 | 08-Jun-2023 | Election of Director: Martin E. Welch III | Management | Voted | For | With Management |
| ALLEGION PLC | ALLE | G0176J109 | 08-Jun-2023 | Approve the compensation of our named executive officers on an advisory (non-binding) basis. | Management | Voted | For | With Management |
| ALLEGION PLC | ALLE | G0176J109 | 08-Jun-2023 | Approve the Allegion plc Incentive Stock Plan of 2023. | Management | Voted | For | With Management |
| ALLEGION PLC | ALLE | G0176J109 | 08-Jun-2023 | Ratify the appointment of PricewaterhouseCoopers as independent registered public accounting firm and authorize the Audit and Finance Committee of the Company’s Board of Directors to set the independent registered public accounting firm’s renumeration for the fiscal year ended December 31, 2023. | Management | Voted | For | With Management |
| ALLEGION PLC | ALLE | G0176J109 | 08-Jun-2023 | Approval of renewal of the Board of Directors’ existing authority to issue shares under Irish law. | Management | Voted | For | With Management |
| ALLEGION PLC | ALLE | G0176J109 | 08-Jun-2023 | Approval of renewal of the Board of Directors’ existing authority to issue shares for cash without first offering shares to existing shareholders (Special Resolution under Irish law). | Management | Voted | For | With Management |
| EXACT SCIENCES CORPORATION | EXAS | 30063P105 | 08-Jun-2023 | Election of Class II Director to serve for three-year term: D. Scott Coward | Management | Voted | For | With Management |
| EXACT SCIENCES CORPORATION | EXAS | 30063P105 | 08-Jun-2023 | Election of Class II Director to serve for three-year term: James Doyle | Management | Voted | For | With Management |
| EXACT SCIENCES CORPORATION | EXAS | 30063P105 | 08-Jun-2023 | Election of Class II Director to serve for three-year term: Freda Lewis- Hall | Management | Voted | For | With Management |
| EXACT SCIENCES CORPORATION | EXAS | 30063P105 | 08-Jun-2023 | Election of Class II Director to serve for three-year term: Kathleen Sebelius | Management | Voted | For | With Management |
| EXACT SCIENCES CORPORATION | EXAS | 30063P105 | 08-Jun-2023 | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | Management | Voted | For | With Management |
| EXACT SCIENCES CORPORATION | EXAS | 30063P105 | 08-Jun-2023 | To approve, on an advisory basis, the compensation of our named executive officers. | Management | Voted | For | With Management |
| EXACT SCIENCES CORPORATION | EXAS | 30063P105 | 08-Jun-2023 | To approve, on an advisory basis, the frequency of future advisory votes on executive compensation. | Management | Voted | 1 Year | With Management |
| EXACT SCIENCES CORPORATION | EXAS | 30063P105 | 08-Jun-2023 | To approve an Amendment to our Sixth Amended and Restated Certificate of Incorporation to declassify our Board of Directors. | Management | Voted | For | With Management |
| EXACT SCIENCES CORPORATION | EXAS | 30063P105 | 08-Jun-2023 | To approve Amendment No. 2 to the Exact Sciences Corporation 2019 Omnibus Long-Term Incentive Plan. | Management | Voted | For | With Management |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 08-Jun-2023 | Election of Director: Craig Barbarosh | Management | Voted | For | With Management |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 08-Jun-2023 | Election of Director: Seth Blackley | Management | Voted | For | With Management |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 08-Jun-2023 | Election of Director: M. Bridget Duffy, MD | Management | Voted | For | With Management |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 08-Jun-2023 | Election of Director: Peter Grua | Management | Voted | For | With Management |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 08-Jun-2023 | Election of Director: Diane Holder | Management | Voted | For | With Management |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 08-Jun-2023 | Election of Director: Richard Jelinek | Management | Voted | For | With Management |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 08-Jun-2023 | Election of Director: Kim Keck | Management | Voted | For | With Management |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 08-Jun-2023 | Election of Director: Cheryl Scott | Management | Voted | For | With Management |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 08-Jun-2023 | Election of Director: Tunde Sotunde, MD | Management | Voted | For | With Management |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 08-Jun-2023 | Proposal to ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 08-Jun-2023 | Proposal to approve the compensation of our named executive officers for 2022 on an advisory basis. | Management | Voted | For | With Management |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 08-Jun-2023 | Proposal to approve an amendment to the Amended and Restated Evolent Health, Inc. 2015 Omnibus Incentive Compensation Plan. | Management | Voted | For | With Management |
| SALESFORCE, INC. | CRM | 79466L302 | 08-Jun-2023 | Election of Director: Marc Benioff | Management | Voted | For | With Management |
| SALESFORCE, INC. | CRM | 79466L302 | 08-Jun-2023 | Election of Director: Laura Alber | Management | Voted | For | With Management |
| SALESFORCE, INC. | CRM | 79466L302 | 08-Jun-2023 | Election of Director: Craig Conway | Management | Voted | For | With Management |
| SALESFORCE, INC. | CRM | 79466L302 | 08-Jun-2023 | Election of Director: Arnold Donald | Management | Voted | For | With Management |
| SALESFORCE, INC. | CRM | 79466L302 | 08-Jun-2023 | Election of Director: Parker Harris | Management | Voted | For | With Management |
| SALESFORCE, INC. | CRM | 79466L302 | 08-Jun-2023 | Election of Director: Neelie Kroes | Management | Voted | For | With Management |
| SALESFORCE, INC. | CRM | 79466L302 | 08-Jun-2023 | Election of Director: Sachin Mehra | Management | Voted | For | With Management |
| SALESFORCE, INC. | CRM | 79466L302 | 08-Jun-2023 | Election of Director: Mason Morfit | Management | Voted | For | With Management |
| SALESFORCE, INC. | CRM | 79466L302 | 08-Jun-2023 | Election of Director: Oscar Munoz | Management | Voted | For | With Management |
| SALESFORCE, INC. | CRM | 79466L302 | 08-Jun-2023 | Election of Director: John V. Roos | Management | Voted | For | With Management |
| SALESFORCE, INC. | CRM | 79466L302 | 08-Jun-2023 | Election of Director: Robin Washington | Management | Voted | For | With Management |
| SALESFORCE, INC. | CRM | 79466L302 | 08-Jun-2023 | Election of Director: Maynard Webb | Management | Voted | For | With Management |
| SALESFORCE, INC. | CRM | 79466L302 | 08-Jun-2023 | Election of Director: Susan Wojcicki | Management | Voted | For | With Management |
| SALESFORCE, INC. | CRM | 79466L302 | 08-Jun-2023 | Amendment and restatement of our 2013 Equity Incentive Plan to increase the number of shares reserved for issuance. | Management | Voted | For | With Management |
| SALESFORCE, INC. | CRM | 79466L302 | 08-Jun-2023 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2024. | Management | Voted | For | With Management |
| SALESFORCE, INC. | CRM | 79466L302 | 08-Jun-2023 | An advisory vote to approve the fiscal 2023 compensation of our named executive officers. | Management | Voted | For | With Management |
| SALESFORCE, INC. | CRM | 79466L302 | 08-Jun-2023 | An advisory vote on the frequency of holding future advisory votes to approve executive compensation. | Management | Voted | 1 Year | With Management |
| SALESFORCE, INC. | CRM | 79466L302 | 08-Jun-2023 | A stockholder proposal requesting a policy to require the Chair of the Board be an independent member of the Board and not a former CEO of the Company, if properly presented at the meeting. | Shareholder | Voted | Against | With Management |
| SALESFORCE, INC. | CRM | 79466L302 | 08-Jun-2023 | A stockholder proposal requesting a policy to forbid all Company directors from sitting on any other boards, if properly presented at the meeting. | Shareholder | Voted | Against | With Management |
| SUN COUNTRY AIRLINES HOLDINGS, INC. | SNCY | 866683105 | 14-Jun-2023 | Election of Class II Director for a term of three years expiring at the 2026 annual meeting: Marion Blakey | Management | Voted | For | With Management |
| SUN COUNTRY AIRLINES HOLDINGS, INC. | SNCY | 866683105 | 14-Jun-2023 | Election of Class II Director for a term of three years expiring at the 2026 annual meeting: Patrick O’Keeffe | Management | Voted | For | With Management |
| SUN COUNTRY AIRLINES HOLDINGS, INC. | SNCY | 866683105 | 14-Jun-2023 | The ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 14-Jun-2023 | Election of Director for a term expires in 2024: Mark J. Barrenechea | Management | Voted | For | With Management |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 14-Jun-2023 | Election of Director for a term expires in 2024: Emanuel Chirico | Management | Voted | For | With Management |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 14-Jun-2023 | Election of Director for a term expires in 2024: William J. Colombo | Management | Voted | For | With Management |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 14-Jun-2023 | Election of Director for a term expires in 2024: Anne Fink | Management | Voted | For | With Management |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 14-Jun-2023 | Election of Director for a term expires in 2024: Larry Fitzgerald, Jr. | Management | Voted | For | With Management |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 14-Jun-2023 | Election of Director for a term expires in 2024: Lauren R. Hobart | Management | Voted | For | With Management |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 14-Jun-2023 | Election of Director for a term expires in 2024: Sandeep Mathrani | Management | Voted | For | With Management |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 14-Jun-2023 | Election of Director for a term expires in 2024: Desiree Ralls- Morrison | Management | Voted | For | With Management |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 14-Jun-2023 | Election of Director for a term expires in 2024: Lawrence J. Schorr | Management | Voted | For | With Management |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 14-Jun-2023 | Election of Director for a term expires in 2024: Edward W. Stack | Management | Voted | For | With Management |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 14-Jun-2023 | Election of Director for a term expires in 2024: Larry D. Stone | Management | Voted | For | With Management |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 14-Jun-2023 | Non-binding advisory vote to approve compensation of named executive officers for 2022, as disclosed in the Company’s 2023 proxy statement. | Management | Voted | For | With Management |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 14-Jun-2023 | Non-binding advisory vote on whether an advisory vote on compensation of named executive officers should be held every one, two, or three years. | Management | Voted | 1 Year | With Management |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 14-Jun-2023 | Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for fiscal 2023. | Management | Voted | For | With Management |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 14-Jun-2023 | Approval of an amendment to the Company’s Certificate of Incorporation to adopt provisions allowing officer exculpation under Delaware law. | Management | Voted | For | With Management |
| ARISTA NETWORKS, INC. | ANET | 040413106 | 14-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| ARISTA NETWORKS, INC. | ANET | 040413106 | 14-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| ARISTA NETWORKS, INC. | ANET | 040413106 | 14-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| ARISTA NETWORKS, INC. | ANET | 040413106 | 14-Jun-2023 | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | Voted | For | With Management |
| ARISTA NETWORKS, INC. | ANET | 040413106 | 14-Jun-2023 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| HEARTLAND FINANCIAL USA, INC. | HTLF | 42234Q102 | 14-Jun-2023 | Election of Class III Director (Term Expires 2026): Robert B. Engel | Management | Voted | For | With Management |
| HEARTLAND FINANCIAL USA, INC. | HTLF | 42234Q102 | 14-Jun-2023 | Election of Class III Director (Term Expires 2026): Thomas L. Flynn | Management | Voted | For | With Management |
| HEARTLAND FINANCIAL USA, INC. | HTLF | 42234Q102 | 14-Jun-2023 | Election of Class III Director (Term Expires 2026): Jennifer K. Hopkins | Management | Voted | For | With Management |
| HEARTLAND FINANCIAL USA, INC. | HTLF | 42234Q102 | 14-Jun-2023 | Election of Class III Director (Term Expires 2026): Bruce K. Lee | Management | Voted | For | With Management |
| HEARTLAND FINANCIAL USA, INC. | HTLF | 42234Q102 | 14-Jun-2023 | Management proposal to declassify our Board of Directors. | Management | Voted | For | With Management |
| HEARTLAND FINANCIAL USA, INC. | HTLF | 42234Q102 | 14-Jun-2023 | Non-binding, advisory vote on executive compensation. | Management | Voted | For | With Management |
| HEARTLAND FINANCIAL USA, INC. | HTLF | 42234Q102 | 14-Jun-2023 | Non-binding, advisory vote on the frequency of future advisory votes on executive compensation. | Management | Voted | 1 Year | With Management |
| HEARTLAND FINANCIAL USA, INC. | HTLF | 42234Q102 | 14-Jun-2023 | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| ARDMORE SHIPPING CORPORATION | ASC | Y0207T100 | 14-Jun-2023 | Election of Class I Director to serve for three-year terms until the 2026 annual meeting: Mats Berglund | Management | Voted | For | With Management |
| ARDMORE SHIPPING CORPORATION | ASC | Y0207T100 | 14-Jun-2023 | Election of Class I Director to serve for three-year terms until the 2026 annual meeting: Kirsi Tikka | Management | Voted | For | With Management |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Election of Director to serve for a term of one year: Ken Xie | Management | Voted | For | With Management |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Election of Director to serve for a term of one year: Michael Xie | Management | Voted | For | With Management |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Election of Director to serve for a term of one year: Kenneth A. Goldman | Management | Voted | For | With Management |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Election of Director to serve for a term of one year: Ming Hsieh | Management | Voted | For | With Management |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Election of Director to serve for a term of one year: Jean Hu | Management | Voted | For | With Management |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Election of Director to serve for a term of one year: William Neukom | Management | Voted | For | With Management |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Election of Director to serve for a term of one year: Judith Sim | Management | Voted | For | With Management |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Election of Director to serve for a term of one year: Admiral James Stavridis (Ret) | Management | Voted | For | With Management |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Ratify the appointment of Deloitte & Touche LLP as Fortinet’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | Voted | For | With Management |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Advisory vote to approve named executive officer compensation, as disclosed in the Proxy Statement. | Management | Voted | For | With Management |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Advisory vote on the frequency of future advisory votes to approve named executive officer compensation | Management | Voted | 1 Year | With Management |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Adopt an amendment to Fortinet’s amended and restated certificate of incorporation to remove the supermajority voting requirement and make certain other changes. | Management | Voted | For | With Management |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Adopt an amendment to Fortinet’s amended and restated certificate of incorporation to permit the exculpation of officers by Fortinet from personal liability for certain breaches of the duty of care. | Management | Voted | For | With Management |
| DOORDASH, INC. | DASH | 25809K105 | 20-Jun-2023 | Election of Director: Shona L. Brown | Management | Voted | Against | Against Management |
| DOORDASH, INC. | DASH | 25809K105 | 20-Jun-2023 | Election of Director: Alfred Lin | Management | Voted | Against | Against Management |
| DOORDASH, INC. | DASH | 25809K105 | 20-Jun-2023 | Election of Director: Stanley Tang | Management | Voted | Against | Against Management |
| DOORDASH, INC. | DASH | 25809K105 | 20-Jun-2023 | The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. | Management | Voted | Against | Against Management |
| DOORDASH, INC. | DASH | 25809K105 | 20-Jun-2023 | The approval, on an advisory basis, of the compensation of our named executive officers. | Management | Voted | Against | Against Management |
| ALLEGIANT TRAVEL COMPANY | ALGT | 01748X102 | 21-Jun-2023 | Election of Director: Maurice J. Gallagher, Jr. | Management | Voted | Against | Against Management |
| ALLEGIANT TRAVEL COMPANY | ALGT | 01748X102 | 21-Jun-2023 | Election of Director: Montie Brewer | Management | Voted | Against | Against Management |
| ALLEGIANT TRAVEL COMPANY | ALGT | 01748X102 | 21-Jun-2023 | Election of Director: Gary Ellmer | Management | Voted | Against | Against Management |
| ALLEGIANT TRAVEL COMPANY | ALGT | 01748X102 | 21-Jun-2023 | Election of Director: Ponder Harrison | Management | Voted | Against | Against Management |
| ALLEGIANT TRAVEL COMPANY | ALGT | 01748X102 | 21-Jun-2023 | Election of Director: Linda A. Marvin | Management | Voted | Against | Against Management |
| ALLEGIANT TRAVEL COMPANY | ALGT | 01748X102 | 21-Jun-2023 | Election of Director: Sandra Morgan | Management | Voted | Against | Against Management |
| ALLEGIANT TRAVEL COMPANY | ALGT | 01748X102 | 21-Jun-2023 | Election of Director: Charles W. Pollard | Management | Voted | Against | Against Management |
| ALLEGIANT TRAVEL COMPANY | ALGT | 01748X102 | 21-Jun-2023 | Election of Director: John Redmond | Management | Voted | Against | Against Management |
| ALLEGIANT TRAVEL COMPANY | ALGT | 01748X102 | 21-Jun-2023 | Approval of advisory resolution approving executive compensation. | Management | Voted | Against | Against Management |
| ALLEGIANT TRAVEL COMPANY | ALGT | 01748X102 | 21-Jun-2023 | Advisory vote on frequency of votes on executive compensation. | Management | Voted | 1 Year | With Management |
| ALLEGIANT TRAVEL COMPANY | ALGT | 01748X102 | 21-Jun-2023 | Ratification of KPMG LLP as independent registered public accountants. | Management | Voted | Against | Against Management |
| ALLEGIANT TRAVEL COMPANY | ALGT | 01748X102 | 21-Jun-2023 | Stockholder proposal regarding independent board chairman. | Shareholder | Voted | For | Against Management |
| CROWDSTRIKE HOLDINGS, INC. | CRWD | 22788C105 | 21-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| CROWDSTRIKE HOLDINGS, INC. | CRWD | 22788C105 | 21-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| CROWDSTRIKE HOLDINGS, INC. | CRWD | 22788C105 | 21-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| CROWDSTRIKE HOLDINGS, INC. | CRWD | 22788C105 | 21-Jun-2023 | To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike’s independent registered public accounting firm for its fiscal year ending January 31, 2024. | Management | Voted | For | With Management |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Election of Director: Robert K. Burgess | Management | Voted | For | With Management |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Election of Director: Tench Coxe | Management | Voted | For | With Management |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Election of Director: John O. Dabiri | Management | Voted | For | With Management |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Election of Director: Persis S. Drell | Management | Voted | For | With Management |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Election of Director: Jen-Hsun Huang | Management | Voted | For | With Management |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Election of Director: Dawn Hudson | Management | Voted | For | With Management |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Election of Director: Harvey C. Jones | Management | Voted | For | With Management |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Election of Director: Michael G. McCaffery | Management | Voted | For | With Management |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Election of Director: Stephen C. Neal | Management | Voted | For | With Management |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Election of Director: Mark L. Perry | Management | Voted | For | With Management |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Election of Director: A. Brooke Seawell | Management | Voted | For | With Management |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Election of Director: Aarti Shah | Management | Voted | For | With Management |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Election of Director: Mark A. Stevens | Management | Voted | For | With Management |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Advisory approval of our executive compensation. | Management | Voted | For | With Management |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Advisory approval of the frequency of holding an advisory vote on our executive compensation. | Management | Voted | 1 Year | With Management |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2024. | Management | Voted | For | With Management |
| HEALTHEQUITY, INC. | HQY | 42226A107 | 22-Jun-2023 | Election of Director to hold office until the 2024 Annual Meeting: Robert Selander | Management | Voted | For | With Management |
| HEALTHEQUITY, INC. | HQY | 42226A107 | 22-Jun-2023 | Election of Director to hold office until the 2024 Annual Meeting: Jon Kessler | Management | Voted | For | With Management |
| HEALTHEQUITY, INC. | HQY | 42226A107 | 22-Jun-2023 | Election of Director to hold office until the 2024 Annual Meeting: Stephen Neeleman, M.D. | Management | Voted | For | With Management |
| HEALTHEQUITY, INC. | HQY | 42226A107 | 22-Jun-2023 | Election of Director to hold office until the 2024 Annual Meeting: Paul Black | Management | Voted | For | With Management |
| HEALTHEQUITY, INC. | HQY | 42226A107 | 22-Jun-2023 | Election of Director to hold office until the 2024 Annual Meeting: Frank Corvino | Management | Voted | For | With Management |
| HEALTHEQUITY, INC. | HQY | 42226A107 | 22-Jun-2023 | Election of Director to hold office until the 2024 Annual Meeting: Adrian Dillon | Management | Voted | For | With Management |
| HEALTHEQUITY, INC. | HQY | 42226A107 | 22-Jun-2023 | Election of Director to hold office until the 2024 Annual Meeting: Evelyn Dilsaver | Management | Voted | For | With Management |
| HEALTHEQUITY, INC. | HQY | 42226A107 | 22-Jun-2023 | Election of Director to hold office until the 2024 Annual Meeting: Debra McCowan | Management | Voted | For | With Management |
| HEALTHEQUITY, INC. | HQY | 42226A107 | 22-Jun-2023 | Election of Director to hold office until the 2024 Annual Meeting: Rajesh Natarajan | Management | Voted | For | With Management |
| HEALTHEQUITY, INC. | HQY | 42226A107 | 22-Jun-2023 | Election of Director to hold office until the 2024 Annual Meeting: Stuart Parker | Management | Voted | For | With Management |
| HEALTHEQUITY, INC. | HQY | 42226A107 | 22-Jun-2023 | Election of Director to hold office until the 2024 Annual Meeting: Gayle Wellborn | Management | Voted | For | With Management |
| HEALTHEQUITY, INC. | HQY | 42226A107 | 22-Jun-2023 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2024 | Management | Voted | For | With Management |
| HEALTHEQUITY, INC. | HQY | 42226A107 | 22-Jun-2023 | To approve, on a non-binding, advisory basis, the fiscal 2023 compensation paid to our named executive officers. | Management | Voted | For | With Management |
| HEALTHEQUITY, INC. | HQY | 42226A107 | 22-Jun-2023 | To approve, on a non-binding, advisory basis, the frequency of future advisory votes on the compensation paid to our named executive officers. | Management | Voted | 1 Year | With Management |
| OKTA, INC. | OKTA | 679295105 | 22-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| OKTA, INC. | OKTA | 679295105 | 22-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| OKTA, INC. | OKTA | 679295105 | 22-Jun-2023 | DIRECTOR | Management | Voted | For | With Management |
| OKTA, INC. | OKTA | 679295105 | 22-Jun-2023 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2024. | Management | Voted | For | With Management |
| OKTA, INC. | OKTA | 679295105 | 22-Jun-2023 | To approve, on an advisory non- binding basis, the compensation of our named executive officers. | Management | Voted | For | With Management |
| HASHICORP, INC. | HCP | 418100103 | 29-Jun-2023 | Election of Class II Director: Todd Ford | Management | Voted | For | With Management |
| HASHICORP, INC. | HCP | 418100103 | 29-Jun-2023 | Election of Class II Director: David Henshall | Management | Voted | For | With Management |
| HASHICORP, INC. | HCP | 418100103 | 29-Jun-2023 | Election of Class II Director: Sigal Zarmi | Management | Voted | For | With Management |
| HASHICORP, INC. | HCP | 418100103 | 29-Jun-2023 | Advisory vote on the frequency of future advisory votes on named executive officer compensation. | Management | Voted | 1 Year | With Management |
| HASHICORP, INC. | HCP | 418100103 | 29-Jun-2023 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2024. | Management | Voted | For | With Management |
========================= ADVISORSHARES DORSEY WRIGHT ADR ETF =======================
| Institutional Account Name | Company Name | Ticker | Provider Security ID | Meeting Date | Proponent | Proposal Text | Management Recommendation | Vote Instruction | Voted |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Accept Consolidated Financial Statements and Statutory Reports | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Reelect Mitsuhiko Yamashita as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Approve B S R & Co. LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Elect Al-Noor Ramji as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Elect Om Prakash Bhatt as Director and Approve Reappointment of Om Prakash Bhatt as Independent Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Reelect Hanne Birgitte Sorensen as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Approve Related Party Transactions with Tata Marcopolo Motors Limited | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Approve Related Party Transactions with Tata Technologies Limited | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Approve Related Party Transactions with Tata Motors Passenger Vehicles Limited | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Approve Related Party Transactions with Tata Cummins Private Limited | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Approve Related Party Transactions with Tata Capital Financial Services Limited | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Approve Related Party Transactions of Tata Motors Passenger Vehicles Limited, a Subsidiary with Certain Identified Related Parties of the Company | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Approve Related Party Transactions of Tata Passenger Electric Mobility Limited | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Approve Related Party Transactions of Tata Motors Finance Group of Companies | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Approve Related Party Transactions of Jaguar Land Rover Group of Companies | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Approve Related Party Transactions Between Tata Cummins Private Limited, a Joint Operations Company and it's Related Parties | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Amend Tata Motors Limited Employees Stock Option Scheme, 2018 | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Approve Change in Place of Keeping Registers and Records of the Company | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Approve Branch Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tata Motors Limited | 500570 | 876568502 | 04-Jul-22 | Management | Approve Remuneration of Cost Auditors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Approve Final Dividend | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Re-elect Paula Reynolds as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Re-elect John Pettigrew as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Re-elect Andy Agg as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Re-elect Therese Esperdy as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Re-elect Liz Hewitt as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Elect Ian Livingston as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Elect Iain Mackay as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Elect Anne Robinson as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Re-elect Earl Shipp as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Re-elect Jonathan Silver as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Elect Tony Wood as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Elect Martha Wyrsch as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Reappoint Deloitte LLP as Auditors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Approve Remuneration Policy | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Approve Remuneration Report | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Approve Climate Transition Plan | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Authorise UK Political Donations and Expenditure | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Authorise Issue of Equity | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Approve Scrip Dividend Scheme | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Authorise Directors to Capitalise the Appropriate Nominal Amounts of New Shares of the Company Allotted Pursuant to the Company's Scrip Dividend Scheme | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Authorise Market Purchase of Ordinary Shares | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | National Grid Plc | NG | 636274409 | 11-Jul-22 | Management | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ICON plc | ICLR | G4705A100 | 26-Jul-22 | Management | Elect Director Steve Cutler | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ICON plc | ICLR | G4705A100 | 26-Jul-22 | Management | Elect Director John Climax | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ICON plc | ICLR | G4705A100 | 26-Jul-22 | Management | Elect Director Ronan Murphy | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ICON plc | ICLR | G4705A100 | 26-Jul-22 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ICON plc | ICLR | G4705A100 | 26-Jul-22 | Management | Authorise Board to Fix Remuneration of Auditors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ICON plc | ICLR | G4705A100 | 26-Jul-22 | Management | Authorize Issue of Equity | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ICON plc | ICLR | G4705A100 | 26-Jul-22 | Management | Authorize Issue of Equity without Pre-emptive Rights | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ICON plc | ICLR | G4705A100 | 26-Jul-22 | Management | Authorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ICON plc | ICLR | G4705A100 | 26-Jul-22 | Management | Authorize Share Repurchase Program | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ICON plc | ICLR | G4705A100 | 26-Jul-22 | Management | Approve the Price Range for the Reissuance of Shares | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Danaos Corporation | DAC | Y1968P121 | 29-Jul-22 | Management | Elect Director William Repko | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Danaos Corporation | DAC | Y1968P121 | 29-Jul-22 | Management | Elect Director Richard Sadler | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Danaos Corporation | DAC | Y1968P121 | 29-Jul-22 | Management | Ratify Deloitte Certified Public Accountants, S.A as Auditors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Petroleo Brasileiro SA | PETR4 | 71654V408 | 19-Aug-22 | Management | Elect Directors | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Petroleo Brasileiro SA | PETR4 | 71654V408 | 19-Aug-22 | Management | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | None | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Petroleo Brasileiro SA | PETR4 | 71654V408 | 19-Aug-22 | Management | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Petroleo Brasileiro SA | PETR4 | 71654V408 | 19-Aug-22 | Management | Percentage of Votes to Be Assigned - Elect Gileno Gurjao Barreto as Director | None | Abstain | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Petroleo Brasileiro SA | PETR4 | 71654V408 | 19-Aug-22 | Management | Percentage of Votes to Be Assigned - Elect Caio Mario Paes de Andrade as Director | None | Abstain | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Petroleo Brasileiro SA | PETR4 | 71654V408 | 19-Aug-22 | Management | Percentage of Votes to Be Assigned - Elect Edison Antonio Costa Britto Garcia as Independent Director | None | Abstain | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Petroleo Brasileiro SA | PETR4 | 71654V408 | 19-Aug-22 | Management | Percentage of Votes to Be Assigned - Elect Ieda Aparecida de Moura Cagni as Independent Director | None | Abstain | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Petroleo Brasileiro SA | PETR4 | 71654V408 | 19-Aug-22 | Management | Percentage of Votes to Be Assigned - Elect Marcio Andrade Weber as Independent Director | None | Abstain | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Petroleo Brasileiro SA | PETR4 | 71654V408 | 19-Aug-22 | Management | Percentage of Votes to Be Assigned - Elect Ruy Flaks Schneider as Independent Director | None | Abstain | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Petroleo Brasileiro SA | PETR4 | 71654V408 | 19-Aug-22 | Shareholder | Percentage of Votes to Be Assigned - Elect Jose Joao Abdalla Filho as Independent Director Appointed by Minority Shareholder | None | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Petroleo Brasileiro SA | PETR4 | 71654V408 | 19-Aug-22 | Shareholder | Percentage of Votes to Be Assigned - Elect Marcelo Gasparino da Silva as Independent Director Appointed by Minority Shareholder | None | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Petroleo Brasileiro SA | PETR4 | 71654V408 | 19-Aug-22 | Management | Elect Gileno Gurjao Barreto as Board Chairman | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Petroleo Brasileiro SA | PETR4 | 71654V408 | 19-Aug-22 | Management | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | MakeMyTrip Limited | MMYT | V5633W109 | 26-Aug-22 | Management | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | MakeMyTrip Limited | MMYT | V5633W109 | 26-Aug-22 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | MakeMyTrip Limited | MMYT | V5633W109 | 26-Aug-22 | Management | Reelect Director Cindy Xiaofan Wang | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | MakeMyTrip Limited | MMYT | V5633W109 | 26-Aug-22 | Management | Reelect Director Xiangrong Li | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | MakeMyTrip Limited | MMYT | V5633W109 | 26-Aug-22 | Management | Reelect Director Xing Xiong | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 07-Sep-22 | Management | Approve Spin-Off of Accelleron Industries AG | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 07-Sep-22 | Management | Transact Other Business (Voting) | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Approve Remuneration Report | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Approve Final Dividend | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Elect Karen Blackett as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Re-elect Melissa Bethell as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Re-elect Lavanya Chandrashekar as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Re-elect Valerie Chapoulaud-Floquet as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Re-elect Javier Ferran as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Re-elect Susan Kilsby as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Re-elect Sir John Manzoni as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Re-elect Lady Mendelsohn as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Re-elect Ivan Menezes as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Re-elect Alan Stewart as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Re-elect Ireena Vittal as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Authorise UK Political Donations and Expenditure | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Amend Irish Share Ownership Plan | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Authorise Issue of Equity | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Authorise Market Purchase of Ordinary Shares | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Diageo Plc | DGE | 25243Q205 | 06-Oct-22 | Management | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 04-Nov-22 | Management | Amend Articles | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 21-Nov-22 | Management | Approve Interest-on-Capital-Stock Payment | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 21-Nov-22 | Management | Ratify Valor Economico as Newspaper to Publish Company's Legal Announcements as well as All the Announcements Published on It since October 19, 2022 | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Approve Remuneration Policy | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Approve Implementation Report of the Remuneration Policy | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Approve Climate Change Report | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Re-elect Kathy Harper as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Re-elect Vuyo Kahla as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Re-elect Trix Kennealy as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Re-elect Sipho Nkosi as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Elect Hanre Rossouw as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Reappoint PricewaterhouseCoopers Inc as Auditors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Re-elect Kathy Harper as Member of the Audit Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Re-elect Trix Kennealy as Member of the Audit Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Re-elect Nomgando Matyumza as Member of the Audit Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Re-elect Stanley Subramoney as Member of the Audit Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Re-elect Stephen Westwell as Member of the Audit Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Place Authorised but Unissued Shares under Control of Directors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Authorise Repurchase of Issued Share Capital | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Authorise Repurchase of Issued Share Capital from a Director and/or a Prescribed Officer of the Company | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Approve Long-Term Incentive Plan | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Authorise Issue of Shares Pursuant to the Long-Term Incentive Plan | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Amend Memorandum of Incorporation Re: Clause 9.1.4 | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Amend Memorandum of Incorporation to Remove Obsolete References | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sasol Ltd. | SOL | 803866300 | 02-Dec-22 | Management | Authorise Board to Issue Shares for Cash | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | argenx SE | ARGX | 04016X101 | 12-Dec-22 | Management | Elect Ana Cespedes as Non-Executive Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXL | 02364W105 | 20-Dec-22 | Management | Approve Conversion of Series L Shares into Common Shares of New and Single Series; Amend Articles | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXL | 02364W105 | 20-Dec-22 | Management | Authorize Board to Ratify and Execute Approved Resolutions | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 22-Dec-22 | Management | Approve Stock Option Plan | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 22-Dec-22 | Management | Approve Restricted Stock Plan | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 22-Dec-22 | Management | Re-Ratify Remuneration of Company's Management, Advisory Committee Members, and Fiscal Council Members | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Approve Repurchase and Cancellation of All Company's Preferred A Shares | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Amend Articles Re: Preferred A Shares | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Approve Stock Merger Agreement between the Company and Its Subsidiary Companhia Hidro Eletrica do Sao Francisco (CHESF) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Ratify Taticca Auditores Independentes S.S. as Independent Firm to Appraise Proposed Transaction (Eletrobras and CHESF Appraisals) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Approve Independent Firm's Appraisals (Eletrobras and CHESF Appraisals) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Ratify Ernst & Young Assessoria Empresarial Ltda. as Independent Firm to Appraise Proposed Transaction (Eletrobras and CHESF Article 264 Appraisals) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Approve Independent Firm's Appraisals (Eletrobras and CHESF Article 264 Appraisals) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Approve Merger of CHESF Shares | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Authorize Executives to Deliver the Shares Issued in the Company's Capital Increase Resulting from the Merger of CHESF Shares to CHESF Shareholders | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Approve Stock Merger Agreement between the Company and Its Subsidiary Companhia de Geracao e Transmissao de Energia Eletrica do Sul do Brasil (CGT Eletrosul) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Ratify Taticca Auditores Independentes S.S. as Independent Firm to Appraise Proposed Transaction (CGT Eletrosul Appraisal and, If Not Previously Approved, Eletrobas Appraisal) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Approve Independent Firm's Appraisals (CGT Eletrosul Appraisal and, If Not Previously Approved, Eletrobas Appraisal) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Ratify Ernst & Young Assessoria Empresarial Ltda. as Independent Firm to Appraise Proposed Transaction (CGT Eletrosul Article 264 Appraisal and, If Not Previously Approved, Eletrobas Article 264 Appraisal) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Approve Independent Firm's Appraisals (CGT Eletrosul Article 264 Appraisal and, If Not Previously Approved, Eletrobas Article 264 Appraisal) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Approve Merger of CGT Eletrosul Shares | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Authorize Executives to Deliver the Shares Issued in the Company's Capital Increase Resulting from the Merger of CGT Eletrosul Shares to CGT Eletrosul Shareholders | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Approve Stock Merger Agreement between the Company and Its Subsidiary Furnas - Centrais Eletricas S.A. (Furnas) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Ratify Taticca Auditores Independentes S.S. as Independent Firm to Appraise Proposed Transaction (Furnas Appraisal and, If Not Previously Approved, Eletrobas Appraisal) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Approve Independent Firm's Appraisals (Furnas Appraisal and, If Not Previously Approved, Eletrobas Appraisal) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Ratify Ernst & Young Assessoria Empresarial Ltda. as Independent Firm to Appraise Proposed Transaction (Furnas Article 264 Appraisal and, If Not Previously Approved, Eletrobas Article 264 Appraisal) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Approve Independent Firm's Appraisals (Furnas Article 264 Appraisal and, If Not Previously Approved, Eletrobas Article 264 Appraisal) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Approve Merger of Furnas Shares | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Authorize Executives to Deliver the Shares Issued in the Company's Capital Increase Resulting from the Merger of Furnas Shares to Furnas Shareholders | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Approve Stock Merger Agreement between the Company and Its Subsidiary Centrais Eletricas do Norte do Brasil S.A. (Eletronorte) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Ratify Taticca Auditores Independentes S.S. as Independent Firm to Appraise Proposed Transaction (Eletronorte Appraisal and, If Not Previously Approved, Eletrobas Appraisal) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Approve Independent Firm's Appraisals (Eletronorte Appraisal and, If Not Previously Approved, Eletrobas Appraisal) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Ratify Ernst & Young Assessoria Empresarial Ltda. as Independent Firm to Appraise Proposed Transaction (Eletronorte Article 264 Appraisal and, If Not Previously Approved, Eletrobas Article 264 Appraisal) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Approve Independent Firm's Appraisals (Eletronorte Article 264 Appraisal and, If Not Previously Approved, Eletrobas Article 264 Appraisal) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Approve Merger of Eletronorte Shares | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Authorize Executives to Deliver the Shares Issued in the Company's Capital Increase Resulting from the Merger of Eletronorte Shares to Eletronorte Shareholders | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Centrais Eletricas Brasileiras SA | ELET6 | 15234Q207 | 05-Jan-23 | Management | Amend Article 4 to Reflect Changes in Capital and Consolidate Bylaws | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Aegon NV | AGN | 007924103 | 17-Jan-23 | Management | Approve Sale of Aegon Nederland | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Banco Bilbao Vizcaya Argentaria SA | BBVA | 05946K101 | 16-Mar-23 | Management | Approve Consolidated and Standalone Financial Statements | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Banco Bilbao Vizcaya Argentaria SA | BBVA | 05946K101 | 16-Mar-23 | Management | Approve Non-Financial Information Statement | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Banco Bilbao Vizcaya Argentaria SA | BBVA | 05946K101 | 16-Mar-23 | Management | Approve Allocation of Income and Dividends | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Banco Bilbao Vizcaya Argentaria SA | BBVA | 05946K101 | 16-Mar-23 | Management | Approve Discharge of Board | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Banco Bilbao Vizcaya Argentaria SA | BBVA | 05946K101 | 16-Mar-23 | Management | Reelect Raul Catarino Galamba de Oliveira as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Banco Bilbao Vizcaya Argentaria SA | BBVA | 05946K101 | 16-Mar-23 | Management | Reelect Lourdes Maiz Carro as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Banco Bilbao Vizcaya Argentaria SA | BBVA | 05946K101 | 16-Mar-23 | Management | Reelect Ana Leonor Revenga Shanklin as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Banco Bilbao Vizcaya Argentaria SA | BBVA | 05946K101 | 16-Mar-23 | Management | Reelect Carlos Vicente Salazar Lomelin as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Banco Bilbao Vizcaya Argentaria SA | BBVA | 05946K101 | 16-Mar-23 | Management | Elect Sonia Lilia Dula as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Banco Bilbao Vizcaya Argentaria SA | BBVA | 05946K101 | 16-Mar-23 | Management | Approve Reduction in Share Capital via Amortization of Treasury Shares | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Banco Bilbao Vizcaya Argentaria SA | BBVA | 05946K101 | 16-Mar-23 | Management | Approve Remuneration Policy | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Banco Bilbao Vizcaya Argentaria SA | BBVA | 05946K101 | 16-Mar-23 | Management | Fix Maximum Variable Compensation Ratio | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Banco Bilbao Vizcaya Argentaria SA | BBVA | 05946K101 | 16-Mar-23 | Management | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Banco Bilbao Vizcaya Argentaria SA | BBVA | 05946K101 | 16-Mar-23 | Management | Advisory Vote on Remuneration Report | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Approve Remuneration Report (Non-Binding) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Approve Discharge of Board and Senior Management | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Approve Allocation of Income and Dividends of CHF 0.84 per Share | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Amend Articles Re: Shares and Share Register | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Amend Articles Re: Restriction on Registration | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Amend Articles Re: General Meeting | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Approve Virtual-Only Shareholder Meetings | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Amend Articles Re: Board of Directors and Compensation | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Approve Creation of Capital Band within the Upper Limit of CHF 259.3 Million and the Lower Limit of CHF 212.2 Million with or without Exclusion of Preemptive Rights | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Approve Remuneration of Directors in the Amount of CHF 4.4 Million | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Approve Remuneration of Executive Committee in the Amount of CHF 43.9 Million | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Reelect Gunnar Brock as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Reelect David Constable as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Reelect Frederico Curado as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Reelect Lars Foerberg as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Elect Denise Johnson as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Reelect Jennifer Xin-Zhe Li as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Reelect Geraldine Matchett as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Reelect David Meline as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Reelect Jacob Wallenberg as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Reelect Peter Voser as Director and Board Chair | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Reappoint David Constable as Member of the Compensation Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Reappoint Frederico Curado as Member of the Compensation Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Reappoint Jennifer Xin-Zhe Li as Member of the Compensation Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Designate Zehnder Bolliger & Partner as Independent Proxy | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Ratify KPMG AG as Auditors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ABB Ltd. | ABBN | 000375204 | 23-Mar-23 | Management | Transact Other Business (Voting) | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Coca-Cola FEMSA SAB de CV | KOFUBL | 191241108 | 27-Mar-23 | Management | Approve Financial Statements and Statutory Reports | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Coca-Cola FEMSA SAB de CV | KOFUBL | 191241108 | 27-Mar-23 | Management | Approve Allocation of Income and Cash Dividends | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Coca-Cola FEMSA SAB de CV | KOFUBL | 191241108 | 27-Mar-23 | Management | Set Maximum Amount of Share Repurchase Reserve | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Coca-Cola FEMSA SAB de CV | KOFUBL | 191241108 | 27-Mar-23 | Management | Elect Victor Alberto Tiburcio Celorio as Director Representing Series L Shareholders | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Coca-Cola FEMSA SAB de CV | KOFUBL | 191241108 | 27-Mar-23 | Management | Elect Luis Alfonso Nicolau Gutierrez as Director Representing Series L Shareholders | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Coca-Cola FEMSA SAB de CV | KOFUBL | 191241108 | 27-Mar-23 | Management | Elect Amy Eschliman as Director Representing Series L Shareholders | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Coca-Cola FEMSA SAB de CV | KOFUBL | 191241108 | 27-Mar-23 | Management | Approve Remuneration of Directors; Verify Director's Independence Classification; Elect Board Chairman and Secretaries | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Coca-Cola FEMSA SAB de CV | KOFUBL | 191241108 | 27-Mar-23 | Management | Elect Members of Planning and Financing Committee, Audit Committee and Corporate Practices Committee; Elect Chairman of Committees and Fix their Remuneration | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Coca-Cola FEMSA SAB de CV | KOFUBL | 191241108 | 27-Mar-23 | Management | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Coca-Cola FEMSA SAB de CV | KOFUBL | 191241108 | 27-Mar-23 | Management | Approve Minutes of Meeting | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Credicorp Ltd. | BAP | G2519Y108 | 27-Mar-23 | Management | Elect Antonio Abruna Puyol as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Credicorp Ltd. | BAP | G2519Y108 | 27-Mar-23 | Management | Elect Nuria Alino Perez as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Credicorp Ltd. | BAP | G2519Y108 | 27-Mar-23 | Management | Elect Maria Teresa Aranzabal Harreguy as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Credicorp Ltd. | BAP | G2519Y108 | 27-Mar-23 | Management | Elect Alexandre Gouvea as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Credicorp Ltd. | BAP | G2519Y108 | 27-Mar-23 | Management | Elect Patricia Lizarraga Guthertz as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Credicorp Ltd. | BAP | G2519Y108 | 27-Mar-23 | Management | Elect Raimundo Morales Dasso as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Credicorp Ltd. | BAP | G2519Y108 | 27-Mar-23 | Management | Elect Leslie Pierce Diez-Canseco as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Credicorp Ltd. | BAP | G2519Y108 | 27-Mar-23 | Management | Elect Luis Romero Belismelis as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Credicorp Ltd. | BAP | G2519Y108 | 27-Mar-23 | Management | Elect Pedro Rubio Feijoo as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Credicorp Ltd. | BAP | G2519Y108 | 27-Mar-23 | Management | Approve Remuneration of Directors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Credicorp Ltd. | BAP | G2519Y108 | 27-Mar-23 | Management | Approve Tanaka, Valdivia & Asociados, Member Firm of Ernst & Young, as Auditor and Authorize Board to Fix Their Remuneration | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Genmab A/S | GMAB | 372303206 | 29-Mar-23 | Management | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Genmab A/S | GMAB | 372303206 | 29-Mar-23 | Management | Approve Allocation of Income and Omission of Dividends | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Genmab A/S | GMAB | 372303206 | 29-Mar-23 | Management | Approve Remuneration Report (Advisory Vote) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Genmab A/S | GMAB | 372303206 | 29-Mar-23 | Management | Reelect Deirdre P. Connelly as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Genmab A/S | GMAB | 372303206 | 29-Mar-23 | Management | Reelect Pernille Erenbjerg as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Genmab A/S | GMAB | 372303206 | 29-Mar-23 | Management | Reelect Rolf Hoffmann as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Genmab A/S | GMAB | 372303206 | 29-Mar-23 | Management | Reelect Elizabeth OFarrell as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Genmab A/S | GMAB | 372303206 | 29-Mar-23 | Management | Reelect Paolo Paoletti as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Genmab A/S | GMAB | 372303206 | 29-Mar-23 | Management | Reelect Anders Gersel Pedersen as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Genmab A/S | GMAB | 372303206 | 29-Mar-23 | Management | Ratify PricewaterhouseCoopers as Auditors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Genmab A/S | GMAB | 372303206 | 29-Mar-23 | Management | Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 900,000 for Vice Chairman, and DKK 600,000 for Other Directors; Approve Remuneration for Committee Work | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Genmab A/S | GMAB | 372303206 | 29-Mar-23 | Management | Amend Remuneration Policy | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Genmab A/S | GMAB | 372303206 | 29-Mar-23 | Management | Amendment to Remuneration Policy for Board of Directors and Executive Management | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Genmab A/S | GMAB | 372303206 | 29-Mar-23 | Management | Authorize Share Repurchase Program | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Genmab A/S | GMAB | 372303206 | 29-Mar-23 | Management | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Canon, Inc. | 7751 | 138006309 | 30-Mar-23 | Management | Approve Allocation of Income, with a Final Dividend of JPY 60 | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Canon, Inc. | 7751 | 138006309 | 30-Mar-23 | Management | Elect Director Mitarai, Fujio | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Canon, Inc. | 7751 | 138006309 | 30-Mar-23 | Management | Elect Director Tanaka, Toshizo | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Canon, Inc. | 7751 | 138006309 | 30-Mar-23 | Management | Elect Director Homma, Toshio | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Canon, Inc. | 7751 | 138006309 | 30-Mar-23 | Management | Elect Director Saida, Kunitaro | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Canon, Inc. | 7751 | 138006309 | 30-Mar-23 | Management | Elect Director Kawamura, Yusuke | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Canon, Inc. | 7751 | 138006309 | 30-Mar-23 | Management | Appoint Statutory Auditor Hatamochi, Hideya | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Canon, Inc. | 7751 | 138006309 | 30-Mar-23 | Management | Appoint Statutory Auditor Tanaka, Yutaka | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Canon, Inc. | 7751 | 138006309 | 30-Mar-23 | Management | Approve Annual Bonus | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Amend Article 25 Re: Decrease in Board Size | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Approve Minutes of Meeting | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Approve Financial Statements and Statutory Reports | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Approve Allocation of Income and Cash Dividends | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Set Maximum Amount of Share Repurchase Reserve | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Elect Jose Antonio Fernandez Carbajal as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Elect Eva Maria Garza Laguera Gonda as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Elect Paulina Garza Laguera Gonda as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Elect Francisco Jose Calderon Rojas as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Elect Alfonso Garza Garza as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Elect Bertha Paula Michel Gonzalez as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Elect Alejandro Bailleres Gual as Director | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Elect Barbara Garza Laguera Gonda as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Elect Enrique F. Senior Hernandez as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Elect Michael Larson as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Elect Ricardo E. Saldivar Escajadillo as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Elect Alfonso Gonzalez Migoya as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Elect Victor Alberto Tiburcio Celorio as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Elect Daniel Alegre as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Elect Gibu Thomas as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Elect Michael Kahn as Alternate Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Elect Francisco Zambrano Rodriguez as Alternate Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Elect Jaime A. El Koury as Alternate Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Approve Remuneration of Directors; Verify Director's Independence Classification, and Approve Remuneration of Chairman and Secretaries | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Elect Members and Chairmen of Operation and Strategy, Audit, and Corporate Practices and Nominations Committees; Approve Their Remuneration | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Fomento Economico Mexicano SAB de CV | FEMSAUBD | 344419106 | 31-Mar-23 | Management | Approve Minutes of Meeting | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | KT Corp. | 030200 | 48268K101 | 31-Mar-23 | Management | Elect Yoon Gyeong-rim as CEO | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | KT Corp. | 030200 | 48268K101 | 31-Mar-23 | Management | Approve Financial Statements and Allocation of Income | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | KT Corp. | 030200 | 48268K101 | 31-Mar-23 | Management | Amend Articles of Incorporation (Business Objectives) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | KT Corp. | 030200 | 48268K101 | 31-Mar-23 | Management | Amend Articles of Incorporation (Treasury Shares) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | KT Corp. | 030200 | 48268K101 | 31-Mar-23 | Management | Amend Articles of Incorporation (Treasury Shares) | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | KT Corp. | 030200 | 48268K101 | 31-Mar-23 | Management | Elect Seo Chang-seok as Inside Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | KT Corp. | 030200 | 48268K101 | 31-Mar-23 | Management | Elect Song Gyeong-min as Inside Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | KT Corp. | 030200 | 48268K101 | 31-Mar-23 | Management | Elect Kang Chung-gu as Outside Director | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | KT Corp. | 030200 | 48268K101 | 31-Mar-23 | Management | Elect Yeo Eun-jeong as Outside Director | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | KT Corp. | 030200 | 48268K101 | 31-Mar-23 | Management | Elect Pyo Hyeon-myeong as Outside Director | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | KT Corp. | 030200 | 48268K101 | 31-Mar-23 | Management | Elect Kang Chung-gu as a Member of Audit Committee | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | KT Corp. | 030200 | 48268K101 | 31-Mar-23 | Management | Elect Yeo Eun-jeong as a Member of Audit Committee | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | KT Corp. | 030200 | 48268K101 | 31-Mar-23 | Management | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | KT Corp. | 030200 | 48268K101 | 31-Mar-23 | Management | Approve Signing of Management Contract | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | KT Corp. | 030200 | 48268K101 | 31-Mar-23 | Management | Approve Terms of Retirement Pay | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Approve Remuneration Report | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Approve Sustainability Report | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Approve Allocation of Income and Dividends of USD 0.55 per Share | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Amend Articles Re: General Meeting | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Approve Virtual-Only Shareholder Meetings | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Amend Articles Re: Compensation; External Mandates for Members of the Board of Directors and Executive Committee; Editorial Changes | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Amend Articles Re: Shares and Share Register | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Approve Discharge of Board and Senior Management, excluding French Cross-Border Matter | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Reelect Colm Kelleher as Director and Board Chair | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Reelect Lukas Gaehwiler as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Reelect Jeremy Anderson as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Reelect Claudia Boeckstiegel as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Reelect William Dudley as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Reelect Patrick Firmenich as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Reelect Fred Hu as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Reelect Mark Hughes as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Reelect Nathalie Rachou as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Reelect Julie Richardson as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Reelect Dieter Wemmer as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Reelect Jeanette Wong as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Reappoint Julie Richardson as Chairperson of the Compensation Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Reappoint Dieter Wemmer as Member of the Compensation Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Reappoint Jeanette Wong as Member of the Compensation Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Approve Remuneration of Directors in the Amount of CHF 13 Million | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Approve Variable Remuneration of Executive Committee in the Amount of CHF 81.1 Million | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Ratify Ernst & Young AG as Auditors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Approve CHF 6.3 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Authorize Repurchase of up to USD 6 Billion in Issued Share Capital | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Approve CHF 25.9 Million Reduction in Share Capital via Reduction of Nominal Value and Allocation to Capital Contribution Reserves | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Approve Conversion of Currency of the Share Capital from CHF to USD | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | UBS Group AG | UBSG | H42097107 | 05-Apr-23 | Management | Transact Other Business (Voting) | None | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Approve CEO and Auditors' Report on Operations and Results and Board's Opinion on CEO and Auditors' Report | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Approve Board's Report on Principal Policies and Accounting Criteria Followed in Preparation of Financial Information | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Approve Report on Activities and Operations Undertaken by Board | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Approve Audit and Corporate Practices Committee's Report on their Activities | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Approve Consolidated Financial Statements, Allocation of Income and Dividends | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Approve Report on Repurchased Shares Reserve | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Approve Discharge of Board and CEO | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Carlos Slim Domit as Board Chairman | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Patrick Slim Domit as Vice-Chairman | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Antonio Cosio Pando as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Pablo Roberto Gonzalez Guajardo as Director | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Daniel Hajj Aboumrad as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Vanessa Hajj Slim as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify David Ibarra Munoz as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Claudia Janez Sanchez as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Rafael Moises Kalach Mizrahi as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Francisco Medina Chavez as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Gisselle Moran Jimenez as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Luis Alejandro Soberon Kuri as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Ernesto Vega Velasco as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Oscar Von Hauske Solis as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Alejandro Cantu Jimenez as Secretary (Non-Member) of Board | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Rafael Robles Miaja as Deputy Secretary (Non-Member) of Board | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Approve Remuneration of Directors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Approve Discharge of Executive Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Carlos Slim Domit as Chairman of Executive Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Patrick Slim Domit as Member of Executive Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Daniel Hajj Aboumrad as Member of Executive Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Approve Remuneration of Executive Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Approve Discharge of Audit and Corporate Practices Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Ernesto Vega Velasco as Chairman of Audit and Corporate Practices Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Pablo Roberto Gonzalez Guajardo as Member of Audit and Corporate Practices Committee | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Elect and/or Ratify Rafael Moises Kalach Mizrahi as Member of Audit and Corporate Practices Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Approve Remuneration of Members of Audit and Corporate Practices Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Set Amount of Share Repurchase Reserve | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Authorize Cancellation of All Repurchased Shares Held in Treasury | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Amend Article 6 to Reflect Changes in Capital | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | America Movil SAB de CV | AMXB | 02390A101 | 14-Apr-23 | Management | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Approve Remuneration Policy | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Approve Remuneration Report | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Approve Final Dividend | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Reappoint Ernst & Young LLP as Auditors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Elect Alistair Cox as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Re-elect Paul Walker as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Re-elect June Felix as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Re-elect Erik Engstrom as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Re-elect Charlotte Hogg as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Re-elect Marike van Lier Lels as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Re-elect Nick Luff as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Re-elect Robert MacLeod as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Re-elect Andrew Sukawaty as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Re-elect Suzanne Wood as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Approve Long-Term Incentive Plan | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Approve Executive Share Ownership Scheme | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Approve Sharesave Plan | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Approve Employee Share Purchase Plan | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Authorise Issue of Equity | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Authorise Market Purchase of Ordinary Shares | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | RELX Plc | REL | 759530108 | 20-Apr-23 | Management | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ING Groep NV | INGA | 456837103 | 24-Apr-23 | Management | Approve Remuneration Report | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ING Groep NV | INGA | 456837103 | 24-Apr-23 | Management | Adopt Financial Statements and Statutory Reports | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ING Groep NV | INGA | 456837103 | 24-Apr-23 | Management | Approve Dividends | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ING Groep NV | INGA | 456837103 | 24-Apr-23 | Management | Approve Discharge of Executive Board | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ING Groep NV | INGA | 456837103 | 24-Apr-23 | Management | Approve Discharge of Supervisory Board | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ING Groep NV | INGA | 456837103 | 24-Apr-23 | Management | Ratify KPMG Accountants N.V. (KPMG) as Auditors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ING Groep NV | INGA | 456837103 | 24-Apr-23 | Management | Reelect Tanate Phutrakul to Executive Board | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ING Groep NV | INGA | 456837103 | 24-Apr-23 | Management | Elect Alexandra Reich to Supervisory Board | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ING Groep NV | INGA | 456837103 | 24-Apr-23 | Management | Elect Karl Guha to Supervisory Board | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ING Groep NV | INGA | 456837103 | 24-Apr-23 | Management | Reelect Herna Verhagen to Supervisory Board | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ING Groep NV | INGA | 456837103 | 24-Apr-23 | Management | Reelect Mike Rees to Supervisory Board | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ING Groep NV | INGA | 456837103 | 24-Apr-23 | Management | Grant Board Authority to Issue Shares Up to 40 Percent of Issued Capital | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ING Groep NV | INGA | 456837103 | 24-Apr-23 | Management | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ING Groep NV | INGA | 456837103 | 24-Apr-23 | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ING Groep NV | INGA | 456837103 | 24-Apr-23 | Management | Approve Cancellation of Repurchased Shares Pursuant to the Authority Under Item 9 | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Pampa Energia SA | PAMP | 697660207 | 26-Apr-23 | Management | Designate Shareholders to Sign Minutes of Meeting | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Pampa Energia SA | PAMP | 697660207 | 26-Apr-23 | Management | Consider Financial Statements and Statutory Reports | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Pampa Energia SA | PAMP | 697660207 | 26-Apr-23 | Management | Consider Allocation of Income | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Pampa Energia SA | PAMP | 697660207 | 26-Apr-23 | Management | Consider Discharge of Directors and Internal Statutory Auditors Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Pampa Energia SA | PAMP | 697660207 | 26-Apr-23 | Management | Consider Remuneration of Directors of ARS 2.79 Billion; Consider Remuneration of Internal Statutory Auditors of ARS 9.93 Million | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Pampa Energia SA | PAMP | 697660207 | 26-Apr-23 | Management | Consider Remuneration of Auditor | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Pampa Energia SA | PAMP | 697660207 | 26-Apr-23 | Management | Elect Directors and Their Alternates | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Pampa Energia SA | PAMP | 697660207 | 26-Apr-23 | Management | Appoint Auditor and Alternate | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Pampa Energia SA | PAMP | 697660207 | 26-Apr-23 | Management | Consider Remuneration of Auditor and Alternate for FY 2023 | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Pampa Energia SA | PAMP | 697660207 | 26-Apr-23 | Management | Consider Budget for Audit Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Pampa Energia SA | PAMP | 697660207 | 26-Apr-23 | Management | Consider Reduction in Share Capital and Consequently Cancellation of Repurchased Shares Held in Treasury | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Pampa Energia SA | PAMP | 697660207 | 26-Apr-23 | Management | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sociedad Quimica y Minera de Chile SA | SQM.B | 833635105 | 26-Apr-23 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sociedad Quimica y Minera de Chile SA | SQM.B | 833635105 | 26-Apr-23 | Management | Designate Auditors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sociedad Quimica y Minera de Chile SA | SQM.B | 833635105 | 26-Apr-23 | Management | Designate Risk Assessment Companies | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sociedad Quimica y Minera de Chile SA | SQM.B | 833635105 | 26-Apr-23 | Management | Designate Account Inspectors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sociedad Quimica y Minera de Chile SA | SQM.B | 833635105 | 26-Apr-23 | Management | Approve Investment Policy | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sociedad Quimica y Minera de Chile SA | SQM.B | 833635105 | 26-Apr-23 | Management | Approve Financing Policy | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sociedad Quimica y Minera de Chile SA | SQM.B | 833635105 | 26-Apr-23 | Management | Approve Dividends | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sociedad Quimica y Minera de Chile SA | SQM.B | 833635105 | 26-Apr-23 | Management | Elect Antonio Gil Nievas as Director Representing Series B Shareholders | None | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sociedad Quimica y Minera de Chile SA | SQM.B | 833635105 | 26-Apr-23 | Management | Elect Directors | None | Abstain | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sociedad Quimica y Minera de Chile SA | SQM.B | 833635105 | 26-Apr-23 | Management | Approve Remuneration of Board of Directors and Board Committees | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Sociedad Quimica y Minera de Chile SA | SQM.B | 833635105 | 26-Apr-23 | Management | Designate Newspaper to Publish Meeting Announcements, Other Business and Execution of Shareholders' Meeting Resolutions | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Approve Dividends | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Authorise Board to Fix Remuneration of Auditors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Re-elect Michel Demare as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Re-elect Pascal Soriot as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Re-elect Aradhana Sarin as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Re-elect Philip Broadley as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Re-elect Euan Ashley as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Re-elect Deborah DiSanzo as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Re-elect Diana Layfield as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Re-elect Sheri McCoy as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Re-elect Tony Mok as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Re-elect Nazneen Rahman as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Re-elect Andreas Rummelt as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Re-elect Marcus Wallenberg as Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Approve Remuneration Report | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Authorise UK Political Donations and Expenditure | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Authorise Issue of Equity | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Authorise Market Purchase of Ordinary Shares | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | AstraZeneca PLC | AZN | 046353108 | 27-Apr-23 | Management | Adopt New Articles of Association | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Management | Approve Annual Financial Limit Applicable to the Indemnity Agreement for 2023 | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Management | Amend Articles and Consolidate Bylaws | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Management | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2022 | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Management | Approve Capital Budget, Allocation of Income and Dividends | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Management | Approve Remuneration of Company's Management, Fiscal Council, and Statutory Committees | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Management | Elect Marcel Martins Malczewski as Independent Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Management | Elect Marco Antonio Barbosa Candido as Independent Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Management | Elect Carlos Biedermann as Independent Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Management | Elect Fernando Tadeu Perez as Independent Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Management | Elect Marco Antonio Bologna as Independent Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Management | Elect Lucia Maria Martins Casasanta as Independent Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Shareholder | Elect Luciana Lages Tito as Independent Director Appointed by Shareholder | None | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Management | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees? | None | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Management | Approve Classification of Independent Directors | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Management | Elect Demetrius Nichele Macei as Fiscal Council Member and Roberto Zaninelli Covelo Tizon as Alternate | For | Abstain | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Management | Elect Harry Francoia Junior as Fiscal Council Member and Otamir Cesar Martins as Alternate | For | Abstain | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Management | Elect Jose Paulo da Silva Filho as Fiscal Council Member and Veronica Peixoto Coelho as Alternate | For | Abstain | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Management | Elect Nomination and Evaluation Committee Members | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Shareholder | Elect Otavio Lobao de Mendonca Vianna as Director Appointed by Preferred Shareholder | None | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Shareholder | Elect Marco Aurelio Santos Cardoso as Fiscal Council Member and Alexandre Machado de Souza as Alternate Appointed by Minority Shareholder | None | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Shareholder | Elect Leticia Pedercini Issa as Fiscal Council Member and Eduardo Nordskog Duarte as Alternate Appointed by Preferred Shareholder | None | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Shareholder | Elect Eduardo Ramos da Silva as Fiscal Council Member and Andre Leal Faoro as Alternate Appointed by Preferred Shareholder | None | Abstain | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Companhia Paranaense de Energia | CPLE6 | 20441B605 | 28-Apr-23 | Shareholder | Elect Victor Pina Dias as Fiscal Council Member and Marcos Aurelio do Nascimento de Lima as Alternate Appointed by Preferred Shareholder | None | Abstain | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | YPF SA | YPFD | 984245100 | 28-Apr-23 | Management | Designate Two Shareholders to Sign Minutes of Meeting | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | YPF SA | YPFD | 984245100 | 28-Apr-23 | Management | Approve Exemption from Preemptive Offer of Shares to Shareholders Pursuant to Article 67 of Law No. 26,831 in Relation to Repurchase of Company's Shares Related to Creation of Long Term Compensation Plan | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | YPF SA | YPFD | 984245100 | 28-Apr-23 | Management | Consider Individual and Consolidated Financial Statements and Statutory Reports | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | YPF SA | YPFD | 984245100 | 28-Apr-23 | Management | Approve Allocation of Income; Constitute Voluntary Reserves | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | YPF SA | YPFD | 984245100 | 28-Apr-23 | Management | Approve Remuneration of Auditors for FY 2022 | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | YPF SA | YPFD | 984245100 | 28-Apr-23 | Management | Approve Auditors for FY 2023 and Fix Their Remuneration | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | YPF SA | YPFD | 984245100 | 28-Apr-23 | Management | Consider Discharge of Directors and Members of Internal Statutory Auditors Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | YPF SA | YPFD | 984245100 | 28-Apr-23 | Management | Approve Remuneration of Directors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | YPF SA | YPFD | 984245100 | 28-Apr-23 | Management | Approve Remuneration of Internal Statutory Auditors Committee | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | YPF SA | YPFD | 984245100 | 28-Apr-23 | Management | Fix Number of Members of Internal Statutory Auditors Committee and Alternates | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | YPF SA | YPFD | 984245100 | 28-Apr-23 | Management | Elect One Member of Internal Statutory Auditors Committee and Alternate for Class D Shares | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | YPF SA | YPFD | 984245100 | 28-Apr-23 | Management | Fix Number of Directors and Alternates | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | YPF SA | YPFD | 984245100 | 28-Apr-23 | Management | Elect Directors and Their Alternates for Class D Shares and Determination of their Tenure | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | YPF SA | YPFD | 984245100 | 28-Apr-23 | Management | Authorize Remuneration of Directors and Members of Internal Statutory Auditors Committee for FY 2023 | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | YPF SA | YPFD | 984245100 | 28-Apr-23 | Management | Renew Board's Authority to Set Terms and Conditions under Frequent Issuer Regime and to Create Global Programs for Issuance of Negotiable Bonds | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | argenx SE | ARGX | 04016X101 | 02-May-23 | Management | Approve Remuneration Report | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | argenx SE | ARGX | 04016X101 | 02-May-23 | Management | Adopt Financial Statements and Statutory Reports | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | argenx SE | ARGX | 04016X101 | 02-May-23 | Management | Approve Allocation of Losses to the Retained Earnings of the Company | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | argenx SE | ARGX | 04016X101 | 02-May-23 | Management | Approve Discharge of Directors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | argenx SE | ARGX | 04016X101 | 02-May-23 | Management | Reelect Don deBethizy as Non-Executive Director | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | argenx SE | ARGX | 04016X101 | 02-May-23 | Management | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | argenx SE | ARGX | 04016X101 | 02-May-23 | Management | Ratify Deloitte Accountants B.V. as Auditors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tenaris SA | TEN | 88031M109 | 03-May-23 | Management | Receive and Approve Board's and Auditor's Reports Re: Consolidated Financial Statements and Statutory Reports | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tenaris SA | TEN | 88031M109 | 03-May-23 | Management | Approve Consolidated Financial Statements | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tenaris SA | TEN | 88031M109 | 03-May-23 | Management | Approve Financial Statements | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tenaris SA | TEN | 88031M109 | 03-May-23 | Management | Approve Allocation of Income and Dividends | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tenaris SA | TEN | 88031M109 | 03-May-23 | Management | Approve Discharge of Directors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tenaris SA | TEN | 88031M109 | 03-May-23 | Management | Elect Directors (Bundled) | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tenaris SA | TEN | 88031M109 | 03-May-23 | Management | Approve Remuneration of Directors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tenaris SA | TEN | 88031M109 | 03-May-23 | Management | Approve Remuneration Report | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tenaris SA | TEN | 88031M109 | 03-May-23 | Management | Approve Auditors for the Fiscal Year Ending December 31, 2023, and Authorize Board to Fix Their Remuneration | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tenaris SA | TEN | 88031M109 | 03-May-23 | Management | Approve Auditors for the Fiscal Year Ending December 31, 2024 | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tenaris SA | TEN | 88031M109 | 03-May-23 | Management | Allow Electronic Distribution of Company Documents to Shareholders | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | STMicroelectronics NV | STMPA | 861012102 | 24-May-23 | Management | Approve Remuneration Report | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | STMicroelectronics NV | STMPA | 861012102 | 24-May-23 | Management | Adopt Financial Statements and Statutory Reports | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | STMicroelectronics NV | STMPA | 861012102 | 24-May-23 | Management | Approve Dividends | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | STMicroelectronics NV | STMPA | 861012102 | 24-May-23 | Management | Approve Discharge of Management Board | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | STMicroelectronics NV | STMPA | 861012102 | 24-May-23 | Management | Approve Discharge of Supervisory Board | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | STMicroelectronics NV | STMPA | 861012102 | 24-May-23 | Management | Approve Grant of Unvested Stock Awards to Jean-Marc Chery as President and CEO | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | STMicroelectronics NV | STMPA | 861012102 | 24-May-23 | Management | Reelect Yann Delabriere to Supervisory Board | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | STMicroelectronics NV | STMPA | 861012102 | 24-May-23 | Management | Reelect Ana de Pro Gonzalo to Supervisory Board | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | STMicroelectronics NV | STMPA | 861012102 | 24-May-23 | Management | Reelect Frederic Sanchez to Supervisory Board | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | STMicroelectronics NV | STMPA | 861012102 | 24-May-23 | Management | Reelect Maurizio Tamagnini to Supervisory Board | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | STMicroelectronics NV | STMPA | 861012102 | 24-May-23 | Management | Elect Helene Vletter-van Dort to Supervisory Board | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | STMicroelectronics NV | STMPA | 861012102 | 24-May-23 | Management | Elect Paolo Visca to Supervisory Board | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | STMicroelectronics NV | STMPA | 861012102 | 24-May-23 | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | STMicroelectronics NV | STMPA | 861012102 | 24-May-23 | Management | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | CRH Plc | CRH | 12626K203 | 08-Jun-23 | Management | Approve Scheme of Arrangement | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | CRH Plc | CRH | 12626K203 | 08-Jun-23 | Management | Approve Transfer of the Company's Primary Listing of Ordinary Shares to the New York Stock Exchange | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | CRH Plc | CRH | 12626K203 | 08-Jun-23 | Management | Approve Transfer of the Company's Category of Listing from a Premium Listing to a Standard Listing | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | CRH Plc | CRH | 12626K203 | 08-Jun-23 | Management | Adopt New Articles of Association | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | CRH Plc | CRH | 12626K203 | 08-Jun-23 | Management | Authorise Market Purchase and Overseas Market Purchase of Ordinary Shares | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | CRH Plc | CRH | 12626K203 | 08-Jun-23 | Management | Authorise Reissuance of Treasury Shares | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | CRH Plc | CRH | 12626K203 | 08-Jun-23 | Management | Amend Articles of Association Re: Article 4A | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tsakos Energy Navigation Limited | TNP | G9108L173 | 16-Jun-23 | Management | Elect Director Michael G. Jolliffe | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tsakos Energy Navigation Limited | TNP | G9108L173 | 16-Jun-23 | Management | Elect Director Karen Purnell | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tsakos Energy Navigation Limited | TNP | G9108L173 | 16-Jun-23 | Management | Elect Director Nicholas F. Tommasino | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tsakos Energy Navigation Limited | TNP | G9108L173 | 16-Jun-23 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tsakos Energy Navigation Limited | TNP | G9108L173 | 16-Jun-23 | Management | Approve Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors and Authorize Audit Committee to Fix Their Remuneration | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tsakos Energy Navigation Limited | TNP | G9108L173 | 16-Jun-23 | Management | Approve Remuneration of Directors | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ASE Technology Holding Co., Ltd. | 3711 | 00215W100 | 27-Jun-23 | Management | Approve Business Report and Financial Statements | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | ASE Technology Holding Co., Ltd. | 3711 | 00215W100 | 27-Jun-23 | Management | Approve Plan on Profit Distribution | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | H World Group Ltd. | 1179 | 44332N106 | 27-Jun-23 | Management | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | H World Group Ltd. | 1179 | 44332N106 | 27-Jun-23 | Management | Amend Articles of Association | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | H World Group Ltd. | 1179 | 44332N106 | 27-Jun-23 | Management | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Mitsubishi UFJ Financial Group, Inc. | 8306 | 606822104 | 29-Jun-23 | Management | Approve Allocation of Income, with a Final Dividend of JPY 16 | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Mitsubishi UFJ Financial Group, Inc. | 8306 | 606822104 | 29-Jun-23 | Management | Elect Director Fujii, Mariko | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Mitsubishi UFJ Financial Group, Inc. | 8306 | 606822104 | 29-Jun-23 | Management | Elect Director Honda, Keiko | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Mitsubishi UFJ Financial Group, Inc. | 8306 | 606822104 | 29-Jun-23 | Management | Elect Director Kato, Kaoru | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Mitsubishi UFJ Financial Group, Inc. | 8306 | 606822104 | 29-Jun-23 | Management | Elect Director Kuwabara, Satoko | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Mitsubishi UFJ Financial Group, Inc. | 8306 | 606822104 | 29-Jun-23 | Management | Elect Director Nomoto, Hirofumi | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Mitsubishi UFJ Financial Group, Inc. | 8306 | 606822104 | 29-Jun-23 | Management | Elect Director David A. Sneider | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Mitsubishi UFJ Financial Group, Inc. | 8306 | 606822104 | 29-Jun-23 | Management | Elect Director Tsuji, Koichi | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Mitsubishi UFJ Financial Group, Inc. | 8306 | 606822104 | 29-Jun-23 | Management | Elect Director Tarisa Watanagase | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Mitsubishi UFJ Financial Group, Inc. | 8306 | 606822104 | 29-Jun-23 | Management | Elect Director Miyanaga, Kenichi | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Mitsubishi UFJ Financial Group, Inc. | 8306 | 606822104 | 29-Jun-23 | Management | Elect Director Shinke, Ryoichi | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Mitsubishi UFJ Financial Group, Inc. | 8306 | 606822104 | 29-Jun-23 | Management | Elect Director Mike, Kanetsugu | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Mitsubishi UFJ Financial Group, Inc. | 8306 | 606822104 | 29-Jun-23 | Management | Elect Director Kamezawa, Hironori | For | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Mitsubishi UFJ Financial Group, Inc. | 8306 | 606822104 | 29-Jun-23 | Management | Elect Director Nagashima, Iwao | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Mitsubishi UFJ Financial Group, Inc. | 8306 | 606822104 | 29-Jun-23 | Management | Elect Director Hanzawa, Junichi | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Mitsubishi UFJ Financial Group, Inc. | 8306 | 606822104 | 29-Jun-23 | Management | Elect Director Kobayashi, Makoto | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Mitsubishi UFJ Financial Group, Inc. | 8306 | 606822104 | 29-Jun-23 | Shareholder | Amend Articles to Disclose Transition Plan to Align Lending and Investment Portfolios with Goals of Paris Agreement | Against | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Mitsubishi UFJ Financial Group, Inc. | 8306 | 606822104 | 29-Jun-23 | Shareholder | Amend Articles to Prohibit Transactions with Defamatory Companies | Against | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Mitsubishi UFJ Financial Group, Inc. | 8306 | 606822104 | 29-Jun-23 | Shareholder | Amend Articles to Carefully Carry Out Transactions with Male-Dominated Companies | Against | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Mitsubishi UFJ Financial Group, Inc. | 8306 | 606822104 | 29-Jun-23 | Shareholder | Amend Articles to Prohibit Deletion of IR Contents from Company Websites | Against | Against | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Tencent Music Entertainment Group | 1698 | 88034P109 | 30-Jun-23 | Management | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | Trip.com Group Limited | 9961 | 89677Q107 | 30-Jun-23 | Management | Amend Third Amended and Restated Memorandum of Association and Articles of Association and Approve Fourth Amended and Restated Memorandum of Association and Articles of Association | For | For | Yes |
==================== ADVISORSHARES DORSEY WRIGHT SMALL COMPANY ETF =================
(formerly AdvisorShares Dorsey Wright Micro-Cap ETF)
| Institutional Account Name | Company Name | Ticker | Provider Security ID | Meeting Date | Proponent | Proposal Text | Management Recommendation | Vote Instruction | Voted |
| AdvisorShares Dorsey Wright Micro-Cap ETF | DHI Group, Inc. | DHX | 23331S100 | 13-Jul-22 | Management | Approve Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CRA International, Inc. | CRAI | 12618T105 | 19-Jul-22 | Management | Elect Director Paul Maleh | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CRA International, Inc. | CRAI | 12618T105 | 19-Jul-22 | Management | Elect Director Thomas Avery | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CRA International, Inc. | CRAI | 12618T105 | 19-Jul-22 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CRA International, Inc. | CRAI | 12618T105 | 19-Jul-22 | Management | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vista Outdoor Inc. | VSTO | 928377100 | 26-Jul-22 | Management | Elect Director Michael Callahan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vista Outdoor Inc. | VSTO | 928377100 | 26-Jul-22 | Management | Elect Director Christopher T. Metz | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vista Outdoor Inc. | VSTO | 928377100 | 26-Jul-22 | Management | Elect Director Gerard Gibbons | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vista Outdoor Inc. | VSTO | 928377100 | 26-Jul-22 | Management | Elect Director Mark A. Gottfredson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vista Outdoor Inc. | VSTO | 928377100 | 26-Jul-22 | Management | Elect Director Bruce E. Grooms | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vista Outdoor Inc. | VSTO | 928377100 | 26-Jul-22 | Management | Elect Director Tig H. Krekel | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vista Outdoor Inc. | VSTO | 928377100 | 26-Jul-22 | Management | Elect Director Gary L. McArthur | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vista Outdoor Inc. | VSTO | 928377100 | 26-Jul-22 | Management | Elect Director Frances P. Philip | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vista Outdoor Inc. | VSTO | 928377100 | 26-Jul-22 | Management | Elect Director Michael D. Robinson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vista Outdoor Inc. | VSTO | 928377100 | 26-Jul-22 | Management | Elect Director Robert M. Tarola | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vista Outdoor Inc. | VSTO | 928377100 | 26-Jul-22 | Management | Elect Director Lynn M. Utter | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vista Outdoor Inc. | VSTO | 928377100 | 26-Jul-22 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vista Outdoor Inc. | VSTO | 928377100 | 26-Jul-22 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Danaos Corporation | DAC | Y1968P121 | 29-Jul-22 | Management | Elect Director William Repko | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Danaos Corporation | DAC | Y1968P121 | 29-Jul-22 | Management | Elect Director Richard Sadler | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Danaos Corporation | DAC | Y1968P121 | 29-Jul-22 | Management | Ratify Deloitte Certified Public Accountants, S.A as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hawkins, Inc. | HWKN | 420261109 | 04-Aug-22 | Management | Elect Director James A. Faulconbridge | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hawkins, Inc. | HWKN | 420261109 | 04-Aug-22 | Management | Elect Director Patrick H. Hawkins | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hawkins, Inc. | HWKN | 420261109 | 04-Aug-22 | Management | Elect Director Yi “Faith” Tang | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hawkins, Inc. | HWKN | 420261109 | 04-Aug-22 | Management | Elect Director Mary J. Schumacher | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hawkins, Inc. | HWKN | 420261109 | 04-Aug-22 | Management | Elect Director Daniel J. Stauber | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hawkins, Inc. | HWKN | 420261109 | 04-Aug-22 | Management | Elect Director James T. Thompson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hawkins, Inc. | HWKN | 420261109 | 04-Aug-22 | Management | Elect Director Jeffrey L. Wright | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hawkins, Inc. | HWKN | 420261109 | 04-Aug-22 | Management | Elect Director Jeffrey E. Spethmann | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hawkins, Inc. | HWKN | 420261109 | 04-Aug-22 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Seneca Foods Corporation | SENEA | 817070501 | 10-Aug-22 | Management | Elect Director Kathryn J. Boor | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Seneca Foods Corporation | SENEA | 817070501 | 10-Aug-22 | Management | Elect Director John P. Gaylord | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Seneca Foods Corporation | SENEA | 817070501 | 10-Aug-22 | Management | Elect Director Paul L. Palmby | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Seneca Foods Corporation | SENEA | 817070501 | 10-Aug-22 | Management | Elect Director Kraig H. Kayser | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Seneca Foods Corporation | SENEA | 817070501 | 10-Aug-22 | Management | Ratify Plante Moran, PC as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | PFSweb, Inc. | PFSW | 717098206 | 23-Aug-22 | Management | Elect Director David I. Beatson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | PFSweb, Inc. | PFSW | 717098206 | 23-Aug-22 | Management | Elect Director Robert Frankfurt | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | PFSweb, Inc. | PFSW | 717098206 | 23-Aug-22 | Management | Elect Director G. Mercedes De Luca | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | PFSweb, Inc. | PFSW | 717098206 | 23-Aug-22 | Management | Elect Director Monica Luechtefeld | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | PFSweb, Inc. | PFSW | 717098206 | 23-Aug-22 | Management | Elect Director Shinichi Nagakura | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | PFSweb, Inc. | PFSW | 717098206 | 23-Aug-22 | Management | Elect Director Benjamin Rosenzweig | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | PFSweb, Inc. | PFSW | 717098206 | 23-Aug-22 | Management | Elect Director Michael C. Willoughby | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | PFSweb, Inc. | PFSW | 717098206 | 23-Aug-22 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | PFSweb, Inc. | PFSW | 717098206 | 23-Aug-22 | Management | Amend Shareholder Rights Plan (Poison Pill) | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | PFSweb, Inc. | PFSW | 717098206 | 23-Aug-22 | Management | Ratify BDO USA, LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Epsilon Energy Ltd. | EPSN | 294375209 | 24-Aug-22 | Management | Fix Number of Directors at Eight | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Epsilon Energy Ltd. | EPSN | 294375209 | 24-Aug-22 | Management | Elect Director John Lovoi | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Epsilon Energy Ltd. | EPSN | 294375209 | 24-Aug-22 | Management | Elect Director Jason Stabell | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Epsilon Energy Ltd. | EPSN | 294375209 | 24-Aug-22 | Management | Elect Director Matthew Dougherty | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Epsilon Energy Ltd. | EPSN | 294375209 | 24-Aug-22 | Management | Elect Director Jacob Roorda | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Epsilon Energy Ltd. | EPSN | 294375209 | 24-Aug-22 | Management | Elect Director Tracy Stephens | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Epsilon Energy Ltd. | EPSN | 294375209 | 24-Aug-22 | Management | Elect Director Stephen Finlayson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Epsilon Energy Ltd. | EPSN | 294375209 | 24-Aug-22 | Management | Elect Director David Winn | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Epsilon Energy Ltd. | EPSN | 294375209 | 24-Aug-22 | Management | Elect Director Jason Stankowski | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Epsilon Energy Ltd. | EPSN | 294375209 | 24-Aug-22 | Management | Ratify BDO USA, LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Transcat, Inc. | TRNS | 893529107 | 07-Sep-22 | Management | Elect Director Charles P. Hadeed | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Transcat, Inc. | TRNS | 893529107 | 07-Sep-22 | Management | Elect Director Cynthia Langston | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Transcat, Inc. | TRNS | 893529107 | 07-Sep-22 | Management | Elect Director Paul D. Moore | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Transcat, Inc. | TRNS | 893529107 | 07-Sep-22 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Transcat, Inc. | TRNS | 893529107 | 07-Sep-22 | Management | Ratify Freed Maxick CPAs, P.C as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Capital Product Partners L.P. | CPLP | Y11082206 | 22-Sep-22 | Management | Elect Director Keith Forman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Capital Product Partners L.P. | CPLP | Y11082206 | 22-Sep-22 | Management | Elect Director Eleni Tsoukala | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Capital Product Partners L.P. | CPLP | Y11082206 | 22-Sep-22 | Management | Ratify Deloitte Certified Public Accountants S.A. as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Dorian LPG Ltd. | LPG | Y2106R110 | 27-Sep-22 | Management | Elect Director John C. Hadjipateras | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Dorian LPG Ltd. | LPG | Y2106R110 | 27-Sep-22 | Management | Elect Director Malcolm McAvity | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Dorian LPG Ltd. | LPG | Y2106R110 | 27-Sep-22 | Management | Ratify Deloitte Certified Public Accountants S.A. as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Dorian LPG Ltd. | LPG | Y2106R110 | 27-Sep-22 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Dorian LPG Ltd. | LPG | Y2106R110 | 27-Sep-22 | Management | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Altimmune, Inc. | ALT | 02155H200 | 29-Sep-22 | Management | Elect Director Mitchel Sayare | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Altimmune, Inc. | ALT | 02155H200 | 29-Sep-22 | Management | Elect Director Vipin K. Garg | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Altimmune, Inc. | ALT | 02155H200 | 29-Sep-22 | Management | Elect Director David J. Drutz | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Altimmune, Inc. | ALT | 02155H200 | 29-Sep-22 | Management | Elect Director John M. Gill | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Altimmune, Inc. | ALT | 02155H200 | 29-Sep-22 | Management | Elect Director Philip L. Hodges | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Altimmune, Inc. | ALT | 02155H200 | 29-Sep-22 | Management | Elect Director Diane Jorkasky | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Altimmune, Inc. | ALT | 02155H200 | 29-Sep-22 | Management | Elect Director Wayne Pisano | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Altimmune, Inc. | ALT | 02155H200 | 29-Sep-22 | Management | Elect Director Klaus O. Schafer | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Altimmune, Inc. | ALT | 02155H200 | 29-Sep-22 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Altimmune, Inc. | ALT | 02155H200 | 29-Sep-22 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Altimmune, Inc. | ALT | 02155H200 | 29-Sep-22 | Management | Adjourn Meeting | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Richardson Electronics, Ltd. | RELL | 763165107 | 04-Oct-22 | Management | Elect Director Edward J. Richardson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Richardson Electronics, Ltd. | RELL | 763165107 | 04-Oct-22 | Management | Elect Director Paul J. Plante | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Richardson Electronics, Ltd. | RELL | 763165107 | 04-Oct-22 | Management | Elect Director Jacques Belin | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Richardson Electronics, Ltd. | RELL | 763165107 | 04-Oct-22 | Management | Elect Director James Benham | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Richardson Electronics, Ltd. | RELL | 763165107 | 04-Oct-22 | Management | Elect Director Kenneth Halverson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Richardson Electronics, Ltd. | RELL | 763165107 | 04-Oct-22 | Management | Elect Director Robert Kluge | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Richardson Electronics, Ltd. | RELL | 763165107 | 04-Oct-22 | Management | Elect Director Wendy Diddell | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Richardson Electronics, Ltd. | RELL | 763165107 | 04-Oct-22 | Management | Ratify BDO USA, LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Richardson Electronics, Ltd. | RELL | 763165107 | 04-Oct-22 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Value Line, Inc. | VALU | 920437100 | 07-Oct-22 | Management | Elect Director Howard A. Brecher | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Value Line, Inc. | VALU | 920437100 | 07-Oct-22 | Management | Elect Director Stephen R. Anastasio | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Value Line, Inc. | VALU | 920437100 | 07-Oct-22 | Management | Elect Director Mary Bernstein | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Value Line, Inc. | VALU | 920437100 | 07-Oct-22 | Management | Elect Director Alfred R. Fiore | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Value Line, Inc. | VALU | 920437100 | 07-Oct-22 | Management | Elect Director Stephen P. Davis | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Value Line, Inc. | VALU | 920437100 | 07-Oct-22 | Management | Elect Director Glenn J. Muenzer | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Resources Connection, Inc. | RGP | 76122Q105 | 20-Oct-22 | Management | Elect Director Anthony C. Cherbak | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Resources Connection, Inc. | RGP | 76122Q105 | 20-Oct-22 | Management | Elect Director Neil F. Dimick | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Resources Connection, Inc. | RGP | 76122Q105 | 20-Oct-22 | Management | Elect Director Kate W. Duchene | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Resources Connection, Inc. | RGP | 76122Q105 | 20-Oct-22 | Management | Ratify RSM US LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Resources Connection, Inc. | RGP | 76122Q105 | 20-Oct-22 | Management | Amend Qualified Employee Stock Purchase Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Resources Connection, Inc. | RGP | 76122Q105 | 20-Oct-22 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | A-Mark Precious Metals, Inc. | AMRK | 00181T107 | 27-Oct-22 | Management | Elect Director Jeffrey D. Benjamin | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | A-Mark Precious Metals, Inc. | AMRK | 00181T107 | 27-Oct-22 | Management | Elect Director Ellis Landau | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | A-Mark Precious Metals, Inc. | AMRK | 00181T107 | 27-Oct-22 | Management | Elect Director Beverley Lepine | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | A-Mark Precious Metals, Inc. | AMRK | 00181T107 | 27-Oct-22 | Management | Elect Director Carol Meltzer | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | A-Mark Precious Metals, Inc. | AMRK | 00181T107 | 27-Oct-22 | Management | Elect Director John (Jay) U. Moorhead | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | A-Mark Precious Metals, Inc. | AMRK | 00181T107 | 27-Oct-22 | Management | Elect Director Jess M. Ravich | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | A-Mark Precious Metals, Inc. | AMRK | 00181T107 | 27-Oct-22 | Management | Elect Director Gregory N. Roberts | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | A-Mark Precious Metals, Inc. | AMRK | 00181T107 | 27-Oct-22 | Management | Elect Director Monique Sanchez | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | A-Mark Precious Metals, Inc. | AMRK | 00181T107 | 27-Oct-22 | Management | Elect Director Kendall Saville | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | A-Mark Precious Metals, Inc. | AMRK | 00181T107 | 27-Oct-22 | Management | Elect Director Michael R. Wittmeyer | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | A-Mark Precious Metals, Inc. | AMRK | 00181T107 | 27-Oct-22 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | A-Mark Precious Metals, Inc. | AMRK | 00181T107 | 27-Oct-22 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | A-Mark Precious Metals, Inc. | AMRK | 00181T107 | 27-Oct-22 | Management | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | KNOT Offshore Partners LP | KNOP | Y48125101 | 01-Nov-22 | Management | Elect Director Edward A. Waryas, Jr. | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | KNOT Offshore Partners LP | KNOP | Y48125101 | 01-Nov-22 | Management | Ratify Ernst & Young AS as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | KNOT Offshore Partners LP | KNOP | Y48125101 | 01-Nov-22 | Management | Please vote FOR if Units are Owned by a Resident of Norway for Purposes of the Tax Act on Income And Wealth, or vote AGAINST if Units are Not Held by a Resident of Norway for Purposes of the Tax Act on Income and Wealth | None | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Greene County Bancorp, Inc. | GCBC | 394357107 | 05-Nov-22 | Management | Elect Director Donald E. Gibson | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Greene County Bancorp, Inc. | GCBC | 394357107 | 05-Nov-22 | Management | Elect Director David H. Jenkins | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Greene County Bancorp, Inc. | GCBC | 394357107 | 05-Nov-22 | Management | Elect Director Tejraj S. Hada | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Greene County Bancorp, Inc. | GCBC | 394357107 | 05-Nov-22 | Management | Ratify Bonadio & Co, LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Greene County Bancorp, Inc. | GCBC | 394357107 | 05-Nov-22 | Management | Increase Authorized Common Stock | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Greene County Bancorp, Inc. | GCBC | 394357107 | 05-Nov-22 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ethan Allen Interiors Inc. | ETD | 297602104 | 09-Nov-22 | Management | Elect Director M. Farooq Kathwari | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ethan Allen Interiors Inc. | ETD | 297602104 | 09-Nov-22 | Management | Elect Director Maria Eugenia Casar | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ethan Allen Interiors Inc. | ETD | 297602104 | 09-Nov-22 | Management | Elect Director John Clark | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ethan Allen Interiors Inc. | ETD | 297602104 | 09-Nov-22 | Management | Elect Director John J. Dooner, Jr. | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ethan Allen Interiors Inc. | ETD | 297602104 | 09-Nov-22 | Management | Elect Director David M. Sable | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ethan Allen Interiors Inc. | ETD | 297602104 | 09-Nov-22 | Management | Elect Director Tara I. Stacom | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ethan Allen Interiors Inc. | ETD | 297602104 | 09-Nov-22 | Management | Elect Director Cynthia Ekberg Tsai | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ethan Allen Interiors Inc. | ETD | 297602104 | 09-Nov-22 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ethan Allen Interiors Inc. | ETD | 297602104 | 09-Nov-22 | Management | Ratify CohnReznick LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | KIMBALL ELECTRONICS, INC. | KE | 49428J109 | 11-Nov-22 | Management | Elect Director Michele A. M. Holcomb | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | KIMBALL ELECTRONICS, INC. | KE | 49428J109 | 11-Nov-22 | Management | Elect Director Holly A. Van Deursen | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | KIMBALL ELECTRONICS, INC. | KE | 49428J109 | 11-Nov-22 | Management | Elect Director Tom G. Vadaketh | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | KIMBALL ELECTRONICS, INC. | KE | 49428J109 | 11-Nov-22 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | KIMBALL ELECTRONICS, INC. | KE | 49428J109 | 11-Nov-22 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | HomeTrust Bancshares, Inc. | HTBI | 437872104 | 14-Nov-22 | Management | Elect Director Laura C. Kendall | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | HomeTrust Bancshares, Inc. | HTBI | 437872104 | 14-Nov-22 | Management | Elect Director Rebekah M. Lowe | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | HomeTrust Bancshares, Inc. | HTBI | 437872104 | 14-Nov-22 | Management | Elect Director Dana L. Stonestreet | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | HomeTrust Bancshares, Inc. | HTBI | 437872104 | 14-Nov-22 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | HomeTrust Bancshares, Inc. | HTBI | 437872104 | 14-Nov-22 | Management | Approve Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | HomeTrust Bancshares, Inc. | HTBI | 437872104 | 14-Nov-22 | Management | Ratify FORVIS, LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northeast Bank | NBN | 66405S100 | 15-Nov-22 | Management | Elect Director John C. Orestis | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northeast Bank | NBN | 66405S100 | 15-Nov-22 | Management | Elect Director David A. Tanner | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northeast Bank | NBN | 66405S100 | 15-Nov-22 | Management | Elect Director Judith E. Wallingford | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northeast Bank | NBN | 66405S100 | 15-Nov-22 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northeast Bank | NBN | 66405S100 | 15-Nov-22 | Management | Ratify RSM US LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ituran Location & Control Ltd. | ITRN | M6158M104 | 14-Dec-22 | Management | Reappoint Fahn Kanne & Co. as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ituran Location & Control Ltd. | ITRN | M6158M104 | 14-Dec-22 | Management | Reelect Eyal Sheratzky as Director | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ituran Location & Control Ltd. | ITRN | M6158M104 | 14-Dec-22 | Management | Reelect Efraim Sheratzky as Director | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ituran Location & Control Ltd. | ITRN | M6158M104 | 14-Dec-22 | Management | Reelect Tal Sheratzky-Jaffa as Director | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ituran Location & Control Ltd. | ITRN | M6158M104 | 14-Dec-22 | Management | Reelect Yoav Kahane as Director | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ituran Location & Control Ltd. | ITRN | M6158M104 | 14-Dec-22 | Management | Reelect Gidon Kotler as External Director | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ituran Location & Control Ltd. | ITRN | M6158M104 | 14-Dec-22 | Management | Approve Compensation Policy for the Directors and Officers of the Company | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ituran Location & Control Ltd. | ITRN | M6158M104 | 14-Dec-22 | Management | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | None | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Southern Missouri Bancorp, Inc. | SMBC | 843380106 | 22-Dec-22 | Management | Issue Shares in Connection with Acquisition | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Southern Missouri Bancorp, Inc. | SMBC | 843380106 | 22-Dec-22 | Management | Adjourn Meeting | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Franklin Covey Co. | FC | 353469109 | 20-Jan-23 | Management | Elect Director Anne H. Chow | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Franklin Covey Co. | FC | 353469109 | 20-Jan-23 | Management | Elect Director Craig Cuffie | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Franklin Covey Co. | FC | 353469109 | 20-Jan-23 | Management | Elect Director Donald J. McNamara | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Franklin Covey Co. | FC | 353469109 | 20-Jan-23 | Management | Elect Director Joel C. Peterson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Franklin Covey Co. | FC | 353469109 | 20-Jan-23 | Management | Elect Director Nancy Phillips | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Franklin Covey Co. | FC | 353469109 | 20-Jan-23 | Management | Elect Director Derek C.M. van Bever | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Franklin Covey Co. | FC | 353469109 | 20-Jan-23 | Management | Elect Director Robert A. Whitman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Franklin Covey Co. | FC | 353469109 | 20-Jan-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Franklin Covey Co. | FC | 353469109 | 20-Jan-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Digi International Inc. | DGII | 253798102 | 27-Jan-23 | Management | Elect Director Satbir Khanuja | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Digi International Inc. | DGII | 253798102 | 27-Jan-23 | Management | Elect Director Ronald E. Konezny | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Digi International Inc. | DGII | 253798102 | 27-Jan-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Digi International Inc. | DGII | 253798102 | 27-Jan-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Digi International Inc. | DGII | 253798102 | 27-Jan-23 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | North European Oil Royalty Trust | NRT | 659310106 | 15-Feb-23 | Management | Elect Director Robert P. Adelman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | North European Oil Royalty Trust | NRT | 659310106 | 15-Feb-23 | Management | Elect Director Ahron H. Haspel | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | North European Oil Royalty Trust | NRT | 659310106 | 15-Feb-23 | Management | Elect Director Lawrence A. Kobrin | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | North European Oil Royalty Trust | NRT | 659310106 | 15-Feb-23 | Management | Elect Director Nancy J. Prue | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | North European Oil Royalty Trust | NRT | 659310106 | 15-Feb-23 | Management | Elect Director Willard B. Taylor | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | North European Oil Royalty Trust | NRT | 659310106 | 15-Feb-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | North European Oil Royalty Trust | NRT | 659310106 | 15-Feb-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Haynes International, Inc. | HAYN | 420877201 | 22-Feb-23 | Management | Elect Director Donald C. Campion | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Haynes International, Inc. | HAYN | 420877201 | 22-Feb-23 | Management | Elect Director Robert H. Getz | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Haynes International, Inc. | HAYN | 420877201 | 22-Feb-23 | Management | Elect Director Dawne S. Hickton | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Haynes International, Inc. | HAYN | 420877201 | 22-Feb-23 | Management | Elect Director Michael L. Shor | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Haynes International, Inc. | HAYN | 420877201 | 22-Feb-23 | Management | Elect Director Larry O. Spencer | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Haynes International, Inc. | HAYN | 420877201 | 22-Feb-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Haynes International, Inc. | HAYN | 420877201 | 22-Feb-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Haynes International, Inc. | HAYN | 420877201 | 22-Feb-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Imara Inc. | IMRA | 45249V107 | 22-Feb-23 | Management | Issue Shares in Connection with Merger | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Imara Inc. | IMRA | 45249V107 | 22-Feb-23 | Management | Increase Authorized Common Stock | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Imara Inc. | IMRA | 45249V107 | 22-Feb-23 | Management | Approve Reverse Stock Split | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Imara Inc. | IMRA | 45249V107 | 22-Feb-23 | Management | Amend Omnibus Stock Plan | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Imara Inc. | IMRA | 45249V107 | 22-Feb-23 | Management | Amend Qualified Employee Stock Purchase Plan | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Imara Inc. | IMRA | 45249V107 | 22-Feb-23 | Management | Adjourn Meeting | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | IBEX Limited | IBEX | G4690M101 | 21-Mar-23 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | IBEX Limited | IBEX | G4690M101 | 21-Mar-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | IBEX Limited | IBEX | G4690M101 | 21-Mar-23 | Management | Authorize Board to Fix Remuneration of the Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | IBEX Limited | IBEX | G4690M101 | 21-Mar-23 | Management | Fix Number of Directors at Eight | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | IBEX Limited | IBEX | G4690M101 | 21-Mar-23 | Management | Authorize Board to Fill Vacancies | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | IBEX Limited | IBEX | G4690M101 | 21-Mar-23 | Management | Authorize Board to Appoint Alternate Directors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | IBEX Limited | IBEX | G4690M101 | 21-Mar-23 | Management | Elect Director Mohammed Khaishgi | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | IBEX Limited | IBEX | G4690M101 | 21-Mar-23 | Management | Elect Director Shuja Keen | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | IBEX Limited | IBEX | G4690M101 | 21-Mar-23 | Management | Elect Director John Leone | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | IBEX Limited | IBEX | G4690M101 | 21-Mar-23 | Management | Approve Remuneration of Directors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | IBEX Limited | IBEX | G4690M101 | 21-Mar-23 | Management | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Immersion Corporation | IMMR | 452521107 | 30-Mar-23 | Management | Elect Director Eric Singer | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Immersion Corporation | IMMR | 452521107 | 30-Mar-23 | Management | Elect Director William C. Martin | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Immersion Corporation | IMMR | 452521107 | 30-Mar-23 | Management | Elect Director Emily S. Hoffman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Immersion Corporation | IMMR | 452521107 | 30-Mar-23 | Management | Elect Director Elias Nader | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Immersion Corporation | IMMR | 452521107 | 30-Mar-23 | Management | Elect Director Frederick Wasch | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Immersion Corporation | IMMR | 452521107 | 30-Mar-23 | Management | Ratify Plante & Moran, PLLC as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Immersion Corporation | IMMR | 452521107 | 30-Mar-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Immersion Corporation | IMMR | 452521107 | 30-Mar-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Immersion Corporation | IMMR | 452521107 | 30-Mar-23 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Civista Bancshares, Inc. | CIVB | 178867107 | 18-Apr-23 | Management | Elect Director Darci Congrove | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Civista Bancshares, Inc. | CIVB | 178867107 | 18-Apr-23 | Management | Elect Director Mark Macioce | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Civista Bancshares, Inc. | CIVB | 178867107 | 18-Apr-23 | Management | Elect Director Julie A. Mattlin | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Civista Bancshares, Inc. | CIVB | 178867107 | 18-Apr-23 | Management | Elect Director James O. Miller | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Civista Bancshares, Inc. | CIVB | 178867107 | 18-Apr-23 | Management | Elect Director Dennis E. Murray, Jr. | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Civista Bancshares, Inc. | CIVB | 178867107 | 18-Apr-23 | Management | Elect Director Allen R. Nickles | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Civista Bancshares, Inc. | CIVB | 178867107 | 18-Apr-23 | Management | Elect Director Mary Patricia Oliver | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Civista Bancshares, Inc. | CIVB | 178867107 | 18-Apr-23 | Management | Elect Director Dennis G. Shaffer | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Civista Bancshares, Inc. | CIVB | 178867107 | 18-Apr-23 | Management | Elect Director Harry Singer | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Civista Bancshares, Inc. | CIVB | 178867107 | 18-Apr-23 | Management | Elect Director Lorina W. Wise | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Civista Bancshares, Inc. | CIVB | 178867107 | 18-Apr-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Civista Bancshares, Inc. | CIVB | 178867107 | 18-Apr-23 | Management | Ratify FORVIS, LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CNB Financial Corporation | CCNE | 126128107 | 18-Apr-23 | Management | Elect Director Peter F. Smith | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CNB Financial Corporation | CCNE | 126128107 | 18-Apr-23 | Management | Elect Director Jeffrey S. Powell | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CNB Financial Corporation | CCNE | 126128107 | 18-Apr-23 | Management | Elect Director Francis X. Straub, III | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CNB Financial Corporation | CCNE | 126128107 | 18-Apr-23 | Management | Elect Director Peter C. Varischetti | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CNB Financial Corporation | CCNE | 126128107 | 18-Apr-23 | Management | Elect Director Michael D. Peduzzi | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CNB Financial Corporation | CCNE | 126128107 | 18-Apr-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CNB Financial Corporation | CCNE | 126128107 | 18-Apr-23 | Management | Ratify FORVIS, LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CapStar Financial Holdings, Inc. | CSTR | 14070T102 | 19-Apr-23 | Management | Elect Director L. Earl Bentz | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CapStar Financial Holdings, Inc. | CSTR | 14070T102 | 19-Apr-23 | Management | Elect Director William T. (“Pete”) DeLay | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CapStar Financial Holdings, Inc. | CSTR | 14070T102 | 19-Apr-23 | Management | Elect Director Sam B. DeVane | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CapStar Financial Holdings, Inc. | CSTR | 14070T102 | 19-Apr-23 | Management | Elect Director Thomas R. Flynn | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CapStar Financial Holdings, Inc. | CSTR | 14070T102 | 19-Apr-23 | Management | Elect Director William H. (Harrison) Frist, Jr. | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CapStar Financial Holdings, Inc. | CSTR | 14070T102 | 19-Apr-23 | Management | Elect Director Louis A. Green, III | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CapStar Financial Holdings, Inc. | CSTR | 14070T102 | 19-Apr-23 | Management | Elect Director Valora S. Gurganious | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CapStar Financial Holdings, Inc. | CSTR | 14070T102 | 19-Apr-23 | Management | Elect Director Myra NanDora Jenne | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CapStar Financial Holdings, Inc. | CSTR | 14070T102 | 19-Apr-23 | Management | Elect Director Joelle J. Phillips | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CapStar Financial Holdings, Inc. | CSTR | 14070T102 | 19-Apr-23 | Management | Elect Director Timothy K. Schools | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CapStar Financial Holdings, Inc. | CSTR | 14070T102 | 19-Apr-23 | Management | Elect Director Stephen B. Smith | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CapStar Financial Holdings, Inc. | CSTR | 14070T102 | 19-Apr-23 | Management | Elect Director James S. Turner, Jr. | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CapStar Financial Holdings, Inc. | CSTR | 14070T102 | 19-Apr-23 | Management | Elect Director Toby S. Wilt | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CapStar Financial Holdings, Inc. | CSTR | 14070T102 | 19-Apr-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CapStar Financial Holdings, Inc. | CSTR | 14070T102 | 19-Apr-23 | Management | Ratify Elliott Davis, LLC as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donegal Group Inc. | DGICA | 257701201 | 20-Apr-23 | Management | Elect Director Kevin G. Burke | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donegal Group Inc. | DGICA | 257701201 | 20-Apr-23 | Management | Elect Director Jack L. Hess | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donegal Group Inc. | DGICA | 257701201 | 20-Apr-23 | Management | Elect Director David C. King | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donegal Group Inc. | DGICA | 257701201 | 20-Apr-23 | Management | Elect Director Annette B. Szady | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donegal Group Inc. | DGICA | 257701201 | 20-Apr-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donegal Group Inc. | DGICA | 257701201 | 20-Apr-23 | Management | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donegal Group Inc. | DGICA | 257701201 | 20-Apr-23 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MYR Group Inc. | MYRG | 55405W104 | 20-Apr-23 | Management | Elect Director Kenneth M. Hartwick | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MYR Group Inc. | MYRG | 55405W104 | 20-Apr-23 | Management | Elect Director Jennifer E. Lowry | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MYR Group Inc. | MYRG | 55405W104 | 20-Apr-23 | Management | Elect Director Richard S. Swartz | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MYR Group Inc. | MYRG | 55405W104 | 20-Apr-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MYR Group Inc. | MYRG | 55405W104 | 20-Apr-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MYR Group Inc. | MYRG | 55405W104 | 20-Apr-23 | Management | Declassify the Board of Directors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MYR Group Inc. | MYRG | 55405W104 | 20-Apr-23 | Management | Ratify Crowe LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Capital City Bank Group, Inc. | CCBG | 139674105 | 25-Apr-23 | Management | Elect Director Robert Antoine | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Capital City Bank Group, Inc. | CCBG | 139674105 | 25-Apr-23 | Management | Elect Director Thomas A. Barron | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Capital City Bank Group, Inc. | CCBG | 139674105 | 25-Apr-23 | Management | Elect Director William F. Butler | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Capital City Bank Group, Inc. | CCBG | 139674105 | 25-Apr-23 | Management | Elect Director Stanley W. Connally, Jr. | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Capital City Bank Group, Inc. | CCBG | 139674105 | 25-Apr-23 | Management | Elect Director Marshall M. Criser, III | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Capital City Bank Group, Inc. | CCBG | 139674105 | 25-Apr-23 | Management | Elect Director Kimberly Crowell | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Capital City Bank Group, Inc. | CCBG | 139674105 | 25-Apr-23 | Management | Elect Director Bonnie Davenport | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Capital City Bank Group, Inc. | CCBG | 139674105 | 25-Apr-23 | Management | Elect Director William Eric Grant | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Capital City Bank Group, Inc. | CCBG | 139674105 | 25-Apr-23 | Management | Elect Director Laura L. Johnson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Capital City Bank Group, Inc. | CCBG | 139674105 | 25-Apr-23 | Management | Elect Director John G. Sample, Jr. | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Capital City Bank Group, Inc. | CCBG | 139674105 | 25-Apr-23 | Management | Elect Director William G. Smith, Jr. | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Capital City Bank Group, Inc. | CCBG | 139674105 | 25-Apr-23 | Management | Elect Director Ashbel C. Williams | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Capital City Bank Group, Inc. | CCBG | 139674105 | 25-Apr-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Capital City Bank Group, Inc. | CCBG | 139674105 | 25-Apr-23 | Management | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Capital City Bank Group, Inc. | CCBG | 139674105 | 25-Apr-23 | Management | Ratify FORVIS, LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Equity Bancshares, Inc. | EQBK | 29460X109 | 25-Apr-23 | Management | Elect Director Leon H. Borck | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Equity Bancshares, Inc. | EQBK | 29460X109 | 25-Apr-23 | Management | Elect Director Gregory L. Gaeddert | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Equity Bancshares, Inc. | EQBK | 29460X109 | 25-Apr-23 | Management | Elect Director Benjamen M. Hutton | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Equity Bancshares, Inc. | EQBK | 29460X109 | 25-Apr-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Equity Bancshares, Inc. | EQBK | 29460X109 | 25-Apr-23 | Management | Ratify Crowe LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Independent Bank Corporation | IBCP | 453838609 | 25-Apr-23 | Management | Elect Director Terance L. Beia | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Independent Bank Corporation | IBCP | 453838609 | 25-Apr-23 | Management | Elect Director Stephen L. Gulis, Jr. | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Independent Bank Corporation | IBCP | 453838609 | 25-Apr-23 | Management | Elect Director William B. Kessel | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Independent Bank Corporation | IBCP | 453838609 | 25-Apr-23 | Management | Ratify Crowe LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Independent Bank Corporation | IBCP | 453838609 | 25-Apr-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Parke Bancorp, Inc. | PKBK | 700885106 | 25-Apr-23 | Management | Elect Director Vito S. Pantilione | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Parke Bancorp, Inc. | PKBK | 700885106 | 25-Apr-23 | Management | Elect Director Edward Infantolino | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Parke Bancorp, Inc. | PKBK | 700885106 | 25-Apr-23 | Management | Elect Director Elizabeth A. Milavsky | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Parke Bancorp, Inc. | PKBK | 700885106 | 25-Apr-23 | Management | Ratify S.R. Snodgrass, P.C as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Parke Bancorp, Inc. | PKBK | 700885106 | 25-Apr-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | BCB Bancorp, Inc. | BCBP | 055298103 | 27-Apr-23 | Management | Elect Director Robert Ballance | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | BCB Bancorp, Inc. | BCBP | 055298103 | 27-Apr-23 | Management | Elect Director Ryan Blake | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | BCB Bancorp, Inc. | BCBP | 055298103 | 27-Apr-23 | Management | Elect Director James G. Rizzo | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | BCB Bancorp, Inc. | BCBP | 055298103 | 27-Apr-23 | Management | Ratify Wolf & Company, P.C. as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | BCB Bancorp, Inc. | BCBP | 055298103 | 27-Apr-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | BCB Bancorp, Inc. | BCBP | 055298103 | 27-Apr-23 | Management | Approve Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hingham Institution for Savings | HIFS | 433323102 | 27-Apr-23 | Management | Elect Director Brian T. Kenner | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hingham Institution for Savings | HIFS | 433323102 | 27-Apr-23 | Management | Elect Director Stacey M. Page | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hingham Institution for Savings | HIFS | 433323102 | 27-Apr-23 | Management | Elect Director Geoffrey C. Wilkinson, Sr. | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hingham Institution for Savings | HIFS | 433323102 | 27-Apr-23 | Management | Elect Director Robert H. Gaughen, Jr. | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hingham Institution for Savings | HIFS | 433323102 | 27-Apr-23 | Management | Elect Director Patrick R. Gaughen | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hingham Institution for Savings | HIFS | 433323102 | 27-Apr-23 | Management | Elect Company Clerk Jacqueline M. Youngworth | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hingham Institution for Savings | HIFS | 433323102 | 27-Apr-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hingham Institution for Savings | HIFS | 433323102 | 27-Apr-23 | Management | Ratify Wolf & Company, P.C. as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Unity Bancorp, Inc. | UNTY | 913290102 | 27-Apr-23 | Management | Elect Director Wayne Courtright | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Unity Bancorp, Inc. | UNTY | 913290102 | 27-Apr-23 | Management | Elect Director David D. Dallas | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Unity Bancorp, Inc. | UNTY | 913290102 | 27-Apr-23 | Management | Elect Director Robert H. Dallas, II | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Unity Bancorp, Inc. | UNTY | 913290102 | 27-Apr-23 | Management | Elect Director Peter E. Maricondo | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Unity Bancorp, Inc. | UNTY | 913290102 | 27-Apr-23 | Management | Approve Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Bank | FRBA | 31931U102 | 28-Apr-23 | Management | Elect Director Patrick M. Ryan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Bank | FRBA | 31931U102 | 28-Apr-23 | Management | Elect Director Leslie E. Goodman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Bank | FRBA | 31931U102 | 28-Apr-23 | Management | Elect Director Patrick L. Ryan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Bank | FRBA | 31931U102 | 28-Apr-23 | Management | Elect Director Douglas C. Borden | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Bank | FRBA | 31931U102 | 28-Apr-23 | Management | Elect Director Scott R. Gamble | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Bank | FRBA | 31931U102 | 28-Apr-23 | Management | Elect Director Deborah Paige Hanson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Bank | FRBA | 31931U102 | 28-Apr-23 | Management | Elect Director Glenn M. Josephs | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Bank | FRBA | 31931U102 | 28-Apr-23 | Management | Elect Director Peter Pantages | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Bank | FRBA | 31931U102 | 28-Apr-23 | Management | Elect Director Michael E. Salz | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Bank | FRBA | 31931U102 | 28-Apr-23 | Management | Elect Director John E. Strydesky | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Bank | FRBA | 31931U102 | 28-Apr-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Bank | FRBA | 31931U102 | 28-Apr-23 | Management | Ratify BDO USA, LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Bank | FRBA | 31931U102 | 28-Apr-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Bank | FRBA | 31931U102 | 28-Apr-23 | Management | Approve Merger and Issuance of Shares in Connection with Merger | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Bank | FRBA | 31931U102 | 28-Apr-23 | Management | Approve Increase in Size of Board | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Bank | FRBA | 31931U102 | 28-Apr-23 | Management | Adjourn Meeting | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Business Financial Services, Inc. | FBIZ | 319390100 | 28-Apr-23 | Management | Elect Director Carla C. Chavarria | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Business Financial Services, Inc. | FBIZ | 319390100 | 28-Apr-23 | Management | Elect Director Ralph R. Kauten | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Business Financial Services, Inc. | FBIZ | 319390100 | 28-Apr-23 | Management | Elect Director Gerald L. (Jerry) Kilcoyne | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Business Financial Services, Inc. | FBIZ | 319390100 | 28-Apr-23 | Management | Elect Director Daniel P. Olszewski | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Business Financial Services, Inc. | FBIZ | 319390100 | 28-Apr-23 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Business Financial Services, Inc. | FBIZ | 319390100 | 28-Apr-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | First Business Financial Services, Inc. | FBIZ | 319390100 | 28-Apr-23 | Management | Ratify Crowe LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Midland States Bancorp, Inc. | MSBI | 597742105 | 01-May-23 | Management | Elect Director Jennifer L. DiMotta | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Midland States Bancorp, Inc. | MSBI | 597742105 | 01-May-23 | Management | Elect Director Jeffrey G. Ludwig | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Midland States Bancorp, Inc. | MSBI | 597742105 | 01-May-23 | Management | Elect Director Richard T. Ramos | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Midland States Bancorp, Inc. | MSBI | 597742105 | 01-May-23 | Management | Elect Director Jeffrey C. Smith | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Midland States Bancorp, Inc. | MSBI | 597742105 | 01-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Midland States Bancorp, Inc. | MSBI | 597742105 | 01-May-23 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Midland States Bancorp, Inc. | MSBI | 597742105 | 01-May-23 | Management | Amend Nonqualified Employee Stock Purchase Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Midland States Bancorp, Inc. | MSBI | 597742105 | 01-May-23 | Management | Ratify Crowe LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | The York Water Company | YORW | 987184108 | 01-May-23 | Management | Elect Director Joseph T. Hand | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | The York Water Company | YORW | 987184108 | 01-May-23 | Management | Elect Director Erin C. McGlaughlin | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | The York Water Company | YORW | 987184108 | 01-May-23 | Management | Elect Director Laura T. Wand | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | The York Water Company | YORW | 987184108 | 01-May-23 | Management | Elect Director Ernest J. Waters | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | The York Water Company | YORW | 987184108 | 01-May-23 | Management | Ratify Baker Tilly US, LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | The York Water Company | YORW | 987184108 | 01-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | The York Water Company | YORW | 987184108 | 01-May-23 | Management | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Peapack-Gladstone Financial Corporation | PGC | 704699107 | 02-May-23 | Management | Elect Director Carmen M. Bowser | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Peapack-Gladstone Financial Corporation | PGC | 704699107 | 02-May-23 | Management | Elect Director Susan A. Cole | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Peapack-Gladstone Financial Corporation | PGC | 704699107 | 02-May-23 | Management | Elect Director Anthony J. Consi, II | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Peapack-Gladstone Financial Corporation | PGC | 704699107 | 02-May-23 | Management | Elect Director Richard Daingerfield | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Peapack-Gladstone Financial Corporation | PGC | 704699107 | 02-May-23 | Management | Elect Director Edward A. Gramigna, Jr. | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Peapack-Gladstone Financial Corporation | PGC | 704699107 | 02-May-23 | Management | Elect Director Peter D. Horst | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Peapack-Gladstone Financial Corporation | PGC | 704699107 | 02-May-23 | Management | Elect Director Steven A. Kass | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Peapack-Gladstone Financial Corporation | PGC | 704699107 | 02-May-23 | Management | Elect Director Douglas L. Kennedy | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Peapack-Gladstone Financial Corporation | PGC | 704699107 | 02-May-23 | Management | Elect Director F. Duffield Meyercord | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Peapack-Gladstone Financial Corporation | PGC | 704699107 | 02-May-23 | Management | Elect Director Patrick J. Mullen | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Peapack-Gladstone Financial Corporation | PGC | 704699107 | 02-May-23 | Management | Elect Director Philip W. Smith, III | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Peapack-Gladstone Financial Corporation | PGC | 704699107 | 02-May-23 | Management | Elect Director Tony Spinelli | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Peapack-Gladstone Financial Corporation | PGC | 704699107 | 02-May-23 | Management | Elect Director Beth Welsh | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Peapack-Gladstone Financial Corporation | PGC | 704699107 | 02-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Peapack-Gladstone Financial Corporation | PGC | 704699107 | 02-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Peapack-Gladstone Financial Corporation | PGC | 704699107 | 02-May-23 | Management | Amend Omnibus Stock Plan | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Peapack-Gladstone Financial Corporation | PGC | 704699107 | 02-May-23 | Management | Ratify Crowe LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Allied Motion Technologies Inc. | AMOT | 019330109 | 03-May-23 | Management | Elect Director Robert B. Engel | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Allied Motion Technologies Inc. | AMOT | 019330109 | 03-May-23 | Management | Elect Director Richard D. Federico | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Allied Motion Technologies Inc. | AMOT | 019330109 | 03-May-23 | Management | Elect Director Steven C. Finch | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Allied Motion Technologies Inc. | AMOT | 019330109 | 03-May-23 | Management | Elect Director James J. Tanous | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Allied Motion Technologies Inc. | AMOT | 019330109 | 03-May-23 | Management | Elect Director Nicole R. Tzetzo | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Allied Motion Technologies Inc. | AMOT | 019330109 | 03-May-23 | Management | Elect Director Richard S. Warzala | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Allied Motion Technologies Inc. | AMOT | 019330109 | 03-May-23 | Management | Elect Director Michael R. Winter | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Allied Motion Technologies Inc. | AMOT | 019330109 | 03-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Allied Motion Technologies Inc. | AMOT | 019330109 | 03-May-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 03-May-23 | Management | Elect Director Joanna Baker de Neufville | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 03-May-23 | Management | Elect Director Kenneth S. Courtis | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 03-May-23 | Management | Elect Director C. Andrew Eidson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 03-May-23 | Management | Elect Director Albert E. Ferrara, Jr. | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 03-May-23 | Management | Elect Director Elizabeth A. Fessenden | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 03-May-23 | Management | Elect Director Michael Gorzynski | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 03-May-23 | Management | Elect Director Michael J. Quillen | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 03-May-23 | Management | Elect Director Daniel D. Smith | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 03-May-23 | Management | Elect Director David J. Stetson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 03-May-23 | Management | Eliminate Supermajority Vote Requirement | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 03-May-23 | Management | Ratify RSM US LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 03-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Sterling Infrastructure, Inc. | STRL | 859241101 | 03-May-23 | Management | Elect Director Roger A. Cregg | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Sterling Infrastructure, Inc. | STRL | 859241101 | 03-May-23 | Management | Elect Director Joseph A. Cutillo | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Sterling Infrastructure, Inc. | STRL | 859241101 | 03-May-23 | Management | Elect Director Julie A. Dill | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Sterling Infrastructure, Inc. | STRL | 859241101 | 03-May-23 | Management | Elect Director Dana C. O’Brien | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Sterling Infrastructure, Inc. | STRL | 859241101 | 03-May-23 | Management | Elect Director Charles R. Patton | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Sterling Infrastructure, Inc. | STRL | 859241101 | 03-May-23 | Management | Elect Director Thomas M. White | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Sterling Infrastructure, Inc. | STRL | 859241101 | 03-May-23 | Management | Elect Director Dwayne A. Wilson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Sterling Infrastructure, Inc. | STRL | 859241101 | 03-May-23 | Management | Increase Authorized Common Stock | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Sterling Infrastructure, Inc. | STRL | 859241101 | 03-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Sterling Infrastructure, Inc. | STRL | 859241101 | 03-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Sterling Infrastructure, Inc. | STRL | 859241101 | 03-May-23 | Management | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Veritiv Corporation | VRTV | 923454102 | 03-May-23 | Management | Elect Director Salvatore A. Abbate | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Veritiv Corporation | VRTV | 923454102 | 03-May-23 | Management | Elect Director Autumn R. Bayles | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Veritiv Corporation | VRTV | 923454102 | 03-May-23 | Management | Elect Director Shantella E. Cooper | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Veritiv Corporation | VRTV | 923454102 | 03-May-23 | Management | Elect Director David E. Flitman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Veritiv Corporation | VRTV | 923454102 | 03-May-23 | Management | Elect Director Tracy A. Leinbach | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Veritiv Corporation | VRTV | 923454102 | 03-May-23 | Management | Elect Director Stephen E. Macadam | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Veritiv Corporation | VRTV | 923454102 | 03-May-23 | Management | Elect Director Gregory B. Morrison | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Veritiv Corporation | VRTV | 923454102 | 03-May-23 | Management | Elect Director Michael P. Muldowney | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Veritiv Corporation | VRTV | 923454102 | 03-May-23 | Management | Elect Director Charles G. Ward, III | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Veritiv Corporation | VRTV | 923454102 | 03-May-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Veritiv Corporation | VRTV | 923454102 | 03-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Veritiv Corporation | VRTV | 923454102 | 03-May-23 | Management | Amend Articles of Incorporation To Provide for Exculpation of Officers | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | The Hackett Group, Inc. | HCKT | 404609109 | 04-May-23 | Management | Elect Director John R. Harris | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | The Hackett Group, Inc. | HCKT | 404609109 | 04-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | The Hackett Group, Inc. | HCKT | 404609109 | 04-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | The Hackett Group, Inc. | HCKT | 404609109 | 04-May-23 | Management | Ratify RSM US LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Lincoln Educational Services Corporation | LINC | 533535100 | 05-May-23 | Management | Elect Director John A. Bartholdson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Lincoln Educational Services Corporation | LINC | 533535100 | 05-May-23 | Management | Elect Director James J. Burke, Jr. | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Lincoln Educational Services Corporation | LINC | 533535100 | 05-May-23 | Management | Elect Director Kevin M. Carney | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Lincoln Educational Services Corporation | LINC | 533535100 | 05-May-23 | Management | Elect Director J. Barry Morrow | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Lincoln Educational Services Corporation | LINC | 533535100 | 05-May-23 | Management | Elect Director Michael A. Plater | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Lincoln Educational Services Corporation | LINC | 533535100 | 05-May-23 | Management | Elect Director Felecia J. Pryor | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Lincoln Educational Services Corporation | LINC | 533535100 | 05-May-23 | Management | Elect Director Carlton E. Rose | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Lincoln Educational Services Corporation | LINC | 533535100 | 05-May-23 | Management | Elect Director Scott M. Shaw | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Lincoln Educational Services Corporation | LINC | 533535100 | 05-May-23 | Management | Elect Director Sylvia J. Young | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Lincoln Educational Services Corporation | LINC | 533535100 | 05-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Lincoln Educational Services Corporation | LINC | 533535100 | 05-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Lincoln Educational Services Corporation | LINC | 533535100 | 05-May-23 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Lincoln Educational Services Corporation | LINC | 533535100 | 05-May-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Olympic Steel, Inc. | ZEUS | 68162K106 | 05-May-23 | Management | Elect Director Michael D. Siegal | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Olympic Steel, Inc. | ZEUS | 68162K106 | 05-May-23 | Management | Elect Director Arthur F. Anton | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Olympic Steel, Inc. | ZEUS | 68162K106 | 05-May-23 | Management | Elect Director Richard T. Marabito | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Olympic Steel, Inc. | ZEUS | 68162K106 | 05-May-23 | Management | Elect Director Michael G. Rippey | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Olympic Steel, Inc. | ZEUS | 68162K106 | 05-May-23 | Management | Elect Director Vanessa L. Whiting | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Olympic Steel, Inc. | ZEUS | 68162K106 | 05-May-23 | Management | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Olympic Steel, Inc. | ZEUS | 68162K106 | 05-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Olympic Steel, Inc. | ZEUS | 68162K106 | 05-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Haverty Furniture Companies, Inc. | HVT | 419596101 | 08-May-23 | Management | Elect Director Michael R. Cote | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Haverty Furniture Companies, Inc. | HVT | 419596101 | 08-May-23 | Management | Elect Director L. Allison Dukes | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Haverty Furniture Companies, Inc. | HVT | 419596101 | 08-May-23 | Management | Elect Director G. Thomas Hough | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Haverty Furniture Companies, Inc. | HVT | 419596101 | 08-May-23 | Management | Approve Non-Employee Director Restricted Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Haverty Furniture Companies, Inc. | HVT | 419596101 | 08-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Haverty Furniture Companies, Inc. | HVT | 419596101 | 08-May-23 | Management | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Inspired Entertainment, Inc. | INSE | 45782N108 | 09-May-23 | Management | Elect Director A. Lorne Weil | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Inspired Entertainment, Inc. | INSE | 45782N108 | 09-May-23 | Management | Elect Director Michael R. Chambrello | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Inspired Entertainment, Inc. | INSE | 45782N108 | 09-May-23 | Management | Elect Director Ira H. Raphaelson | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Inspired Entertainment, Inc. | INSE | 45782N108 | 09-May-23 | Management | Elect Director Desiree G. Rogers | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Inspired Entertainment, Inc. | INSE | 45782N108 | 09-May-23 | Management | Elect Director Steven M. Saferin | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Inspired Entertainment, Inc. | INSE | 45782N108 | 09-May-23 | Management | Elect Director Katja Tautscher | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Inspired Entertainment, Inc. | INSE | 45782N108 | 09-May-23 | Management | Elect Director John M. Vandemore | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Inspired Entertainment, Inc. | INSE | 45782N108 | 09-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Inspired Entertainment, Inc. | INSE | 45782N108 | 09-May-23 | Management | Approve Omnibus Stock Plan | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Inspired Entertainment, Inc. | INSE | 45782N108 | 09-May-23 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Oil States International, Inc. | OIS | 678026105 | 09-May-23 | Management | Elect Director Lawrence R. Dickerson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Oil States International, Inc. | OIS | 678026105 | 09-May-23 | Management | Elect Director Cindy B. Taylor | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Oil States International, Inc. | OIS | 678026105 | 09-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Oil States International, Inc. | OIS | 678026105 | 09-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Oil States International, Inc. | OIS | 678026105 | 09-May-23 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Oil States International, Inc. | OIS | 678026105 | 09-May-23 | Management | Amend Certificate of Incorporation to Provide for the Limitation of Liability of Certain Officers in Limited Circumstances | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Preformed Line Products Company | PLPC | 740444104 | 09-May-23 | Management | Elect Director Maegan A. R. Cross | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Preformed Line Products Company | PLPC | 740444104 | 09-May-23 | Management | Elect Director Matthew D. Frymier | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Preformed Line Products Company | PLPC | 740444104 | 09-May-23 | Management | Elect Director Richard R. Gascoigne | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Preformed Line Products Company | PLPC | 740444104 | 09-May-23 | Management | Elect Director Robert G. Ruhlman | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Preformed Line Products Company | PLPC | 740444104 | 09-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Preformed Line Products Company | PLPC | 740444104 | 09-May-23 | Management | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Preformed Line Products Company | PLPC | 740444104 | 09-May-23 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Diamond Offshore Drilling, Inc. | DO | 25271C201 | 10-May-23 | Management | Elect Director Patrice Douglas | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Diamond Offshore Drilling, Inc. | DO | 25271C201 | 10-May-23 | Management | Elect Director Neal P. Goldman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Diamond Offshore Drilling, Inc. | DO | 25271C201 | 10-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Diamond Offshore Drilling, Inc. | DO | 25271C201 | 10-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Diamond Offshore Drilling, Inc. | DO | 25271C201 | 10-May-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Diamond Offshore Drilling, Inc. | DO | 25271C201 | 10-May-23 | Management | Declassify the Board of Directors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Genie Energy Ltd. | GNE | 372284208 | 10-May-23 | Management | Elect Director Howard S. Jonas | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Genie Energy Ltd. | GNE | 372284208 | 10-May-23 | Management | Elect Director Joyce J. Mason | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Genie Energy Ltd. | GNE | 372284208 | 10-May-23 | Management | Elect Director W. Wesley Perry | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Genie Energy Ltd. | GNE | 372284208 | 10-May-23 | Management | Elect Director Alan B. Rosenthal | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Genie Energy Ltd. | GNE | 372284208 | 10-May-23 | Management | Elect Director Allan Sass | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Genie Energy Ltd. | GNE | 372284208 | 10-May-23 | Management | Amend Omnibus Stock Plan | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Xponential Fitness, Inc. | XPOF | 98422X101 | 10-May-23 | Management | Elect Director Chelsea A. Grayson | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Xponential Fitness, Inc. | XPOF | 98422X101 | 10-May-23 | Management | Elect Director Jair Clarke | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Xponential Fitness, Inc. | XPOF | 98422X101 | 10-May-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Bowman Consulting Group Ltd. | BWMN | 103002101 | 11-May-23 | Management | Elect Director Michael Bruen | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Bowman Consulting Group Ltd. | BWMN | 103002101 | 11-May-23 | Management | Elect Director Patricia Mulroy | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Bowman Consulting Group Ltd. | BWMN | 103002101 | 11-May-23 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Clearwater Paper Corporation | CLW | 18538R103 | 11-May-23 | Management | Elect Director Joe W. Laymon | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Clearwater Paper Corporation | CLW | 18538R103 | 11-May-23 | Management | Elect Director John P. O’Donnell | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Clearwater Paper Corporation | CLW | 18538R103 | 11-May-23 | Management | Elect Director Christine M. Vickers Tucker | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Clearwater Paper Corporation | CLW | 18538R103 | 11-May-23 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Clearwater Paper Corporation | CLW | 18538R103 | 11-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Clearwater Paper Corporation | CLW | 18538R103 | 11-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Clearwater Paper Corporation | CLW | 18538R103 | 11-May-23 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Computer Programs and Systems, Inc. | CPSI | 205306103 | 11-May-23 | Management | Elect Director Regina M. Benjamin | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Computer Programs and Systems, Inc. | CPSI | 205306103 | 11-May-23 | Management | Elect Director David A. Dye | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Computer Programs and Systems, Inc. | CPSI | 205306103 | 11-May-23 | Management | Elect Director Christopher T. Hjelm | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Computer Programs and Systems, Inc. | CPSI | 205306103 | 11-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Computer Programs and Systems, Inc. | CPSI | 205306103 | 11-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Computer Programs and Systems, Inc. | CPSI | 205306103 | 11-May-23 | Management | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Diamond Hill Investment Group, Inc. | DHIL | 25264R207 | 11-May-23 | Management | Elect Director Heather E. Brilliant | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Diamond Hill Investment Group, Inc. | DHIL | 25264R207 | 11-May-23 | Management | Elect Director Richard S. Cooley | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Diamond Hill Investment Group, Inc. | DHIL | 25264R207 | 11-May-23 | Management | Elect Director James F. Laird | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Diamond Hill Investment Group, Inc. | DHIL | 25264R207 | 11-May-23 | Management | Elect Director Paula R. Meyer | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Diamond Hill Investment Group, Inc. | DHIL | 25264R207 | 11-May-23 | Management | Elect Director Nicole R. St. Pierre | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Diamond Hill Investment Group, Inc. | DHIL | 25264R207 | 11-May-23 | Management | Elect Director L’Quentus Thomas | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Diamond Hill Investment Group, Inc. | DHIL | 25264R207 | 11-May-23 | Management | Elect Director Mark Zinkula | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Diamond Hill Investment Group, Inc. | DHIL | 25264R207 | 11-May-23 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Diamond Hill Investment Group, Inc. | DHIL | 25264R207 | 11-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Diamond Hill Investment Group, Inc. | DHIL | 25264R207 | 11-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | SunCoke Energy, Inc. | SXC | 86722A103 | 11-May-23 | Management | Elect Director Martha Z. Carnes | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | SunCoke Energy, Inc. | SXC | 86722A103 | 11-May-23 | Management | Elect Director Katherine T. Gates | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | SunCoke Energy, Inc. | SXC | 86722A103 | 11-May-23 | Management | Elect Director Andrei A. Mikhalevsky | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | SunCoke Energy, Inc. | SXC | 86722A103 | 11-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | SunCoke Energy, Inc. | SXC | 86722A103 | 11-May-23 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Crescent Capital BDC, Inc. | CCAP | 225655109 | 12-May-23 | Management | Elect Director Susan Y. Lee | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Crescent Capital BDC, Inc. | CCAP | 225655109 | 12-May-23 | Management | Elect Director Michael S. Segal | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Crescent Capital BDC, Inc. | CCAP | 225655109 | 12-May-23 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Forum Energy Technologies, Inc. | FET | 34984V209 | 12-May-23 | Management | Elect Director Evelyn M. Angelle | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Forum Energy Technologies, Inc. | FET | 34984V209 | 12-May-23 | Management | Elect Director John A. Carrig | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Forum Energy Technologies, Inc. | FET | 34984V209 | 12-May-23 | Management | Elect Director Neal A. Lux | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Forum Energy Technologies, Inc. | FET | 34984V209 | 12-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Forum Energy Technologies, Inc. | FET | 34984V209 | 12-May-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Whitestone REIT | WSR | 966084204 | 12-May-23 | Management | Elect Director Nandita V. Berry | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Whitestone REIT | WSR | 966084204 | 12-May-23 | Management | Elect Director Julia B. Buthman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Whitestone REIT | WSR | 966084204 | 12-May-23 | Management | Elect Director Amy S. Feng | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Whitestone REIT | WSR | 966084204 | 12-May-23 | Management | Elect Director David K. Holeman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Whitestone REIT | WSR | 966084204 | 12-May-23 | Management | Elect Director Jeffrey A. Jones | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Whitestone REIT | WSR | 966084204 | 12-May-23 | Management | Elect Director David F. Taylor | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Whitestone REIT | WSR | 966084204 | 12-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Whitestone REIT | WSR | 966084204 | 12-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Whitestone REIT | WSR | 966084204 | 12-May-23 | Management | Ratify Pannell Kerr Forster of Texas, P.C. as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Asure Software, Inc. | ASUR | 04649U102 | 15-May-23 | Management | Elect Director Benjamin Allen | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Asure Software, Inc. | ASUR | 04649U102 | 15-May-23 | Management | Elect Director W. Carl Drew | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Asure Software, Inc. | ASUR | 04649U102 | 15-May-23 | Management | Elect Director Daniel Gill | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Asure Software, Inc. | ASUR | 04649U102 | 15-May-23 | Management | Elect Director Patrick Goepel | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Asure Software, Inc. | ASUR | 04649U102 | 15-May-23 | Management | Elect Director Grace Lee | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Asure Software, Inc. | ASUR | 04649U102 | 15-May-23 | Management | Elect Director Bradford Oberwager | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Asure Software, Inc. | ASUR | 04649U102 | 15-May-23 | Management | Elect Director Bjorn Reynolds | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Asure Software, Inc. | ASUR | 04649U102 | 15-May-23 | Management | Ratify Marcum LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Asure Software, Inc. | ASUR | 04649U102 | 15-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cambridge Bancorp | CATC | 132152109 | 15-May-23 | Management | Elect Director Christine Fuchs | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cambridge Bancorp | CATC | 132152109 | 15-May-23 | Management | Elect Director Pamela A. Hamlin | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cambridge Bancorp | CATC | 132152109 | 15-May-23 | Management | Elect Director Daniel R. Morrison | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cambridge Bancorp | CATC | 132152109 | 15-May-23 | Management | Elect Director Leon A. Palandjian | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cambridge Bancorp | CATC | 132152109 | 15-May-23 | Management | Elect Director Laila S. Partridge | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cambridge Bancorp | CATC | 132152109 | 15-May-23 | Management | Elect Director Jane C. Walsh | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cambridge Bancorp | CATC | 132152109 | 15-May-23 | Management | Elect Director Andargachew S. Zelleke | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cambridge Bancorp | CATC | 132152109 | 15-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cambridge Bancorp | CATC | 132152109 | 15-May-23 | Management | Ratify Wolf & Company, P.C. LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | South Plains Financial, Inc. | SPFI | 83946P107 | 16-May-23 | Management | Elect Director Richard Danny Campbell | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | South Plains Financial, Inc. | SPFI | 83946P107 | 16-May-23 | Management | Elect Director LaDana R. Washburn | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | South Plains Financial, Inc. | SPFI | 83946P107 | 16-May-23 | Management | Approve Qualified Employee Stock Purchase Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | South Plains Financial, Inc. | SPFI | 83946P107 | 16-May-23 | Management | Ratify FORVIS, LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | South Plains Financial, Inc. | SPFI | 83946P107 | 16-May-23 | Management | Other Business | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Stoneridge, Inc. | SRI | 86183P102 | 16-May-23 | Management | Elect Director Ira C. Kaplan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Stoneridge, Inc. | SRI | 86183P102 | 16-May-23 | Management | Elect Director Kim Korth | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Stoneridge, Inc. | SRI | 86183P102 | 16-May-23 | Management | Elect Director William M. Lasky | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Stoneridge, Inc. | SRI | 86183P102 | 16-May-23 | Management | Elect Director George S. Mayes, Jr. | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Stoneridge, Inc. | SRI | 86183P102 | 16-May-23 | Management | Elect Director Carsten J. Reinhardt | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Stoneridge, Inc. | SRI | 86183P102 | 16-May-23 | Management | Elect Director Sheila Rutt | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Stoneridge, Inc. | SRI | 86183P102 | 16-May-23 | Management | Elect Director Paul J. Schlather | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Stoneridge, Inc. | SRI | 86183P102 | 16-May-23 | Management | Elect Director Frank S. Sklarsky | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Stoneridge, Inc. | SRI | 86183P102 | 16-May-23 | Management | Elect Director James Zizelman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Stoneridge, Inc. | SRI | 86183P102 | 16-May-23 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Stoneridge, Inc. | SRI | 86183P102 | 16-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Stoneridge, Inc. | SRI | 86183P102 | 16-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amplify Energy Corp. | AMPY | 03212B103 | 17-May-23 | Management | Elect Director Deborah G. Adams | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amplify Energy Corp. | AMPY | 03212B103 | 17-May-23 | Management | Elect Director James E. Craddock | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amplify Energy Corp. | AMPY | 03212B103 | 17-May-23 | Management | Elect Director Patrice Douglas | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amplify Energy Corp. | AMPY | 03212B103 | 17-May-23 | Management | Elect Director Christopher W. Hamm | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amplify Energy Corp. | AMPY | 03212B103 | 17-May-23 | Management | Elect Director Randal T. Klein | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amplify Energy Corp. | AMPY | 03212B103 | 17-May-23 | Management | Elect Director Todd R. Snyder | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amplify Energy Corp. | AMPY | 03212B103 | 17-May-23 | Management | Elect Director Martyn Willsher | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amplify Energy Corp. | AMPY | 03212B103 | 17-May-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amplify Energy Corp. | AMPY | 03212B103 | 17-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Central Valley Community Bancorp | CVCY | 155685100 | 17-May-23 | Management | Elect Director Daniel N. Cunningham | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Central Valley Community Bancorp | CVCY | 155685100 | 17-May-23 | Management | Elect Director Daniel J. Doyle | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Central Valley Community Bancorp | CVCY | 155685100 | 17-May-23 | Management | Elect Director F. T. “Tommy” Elliott, IV | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Central Valley Community Bancorp | CVCY | 155685100 | 17-May-23 | Management | Elect Director Robert J. Flautt | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Central Valley Community Bancorp | CVCY | 155685100 | 17-May-23 | Management | Elect Director Gary D. Gall | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Central Valley Community Bancorp | CVCY | 155685100 | 17-May-23 | Management | Elect Director James J. Kim | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Central Valley Community Bancorp | CVCY | 155685100 | 17-May-23 | Management | Elect Director Andriana D. Majarian | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Central Valley Community Bancorp | CVCY | 155685100 | 17-May-23 | Management | Elect Director Steven D. McDonald | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Central Valley Community Bancorp | CVCY | 155685100 | 17-May-23 | Management | Elect Director Louis McMurray | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Central Valley Community Bancorp | CVCY | 155685100 | 17-May-23 | Management | Elect Director Karen Musson | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Central Valley Community Bancorp | CVCY | 155685100 | 17-May-23 | Management | Elect Director Dorothea D. Silva | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Central Valley Community Bancorp | CVCY | 155685100 | 17-May-23 | Management | Elect Director William S. Smittcamp | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Central Valley Community Bancorp | CVCY | 155685100 | 17-May-23 | Management | Ratify Crowe LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Central Valley Community Bancorp | CVCY | 155685100 | 17-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Central Valley Community Bancorp | CVCY | 155685100 | 17-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Covenant Logistics Group, Inc. | CVLG | 22284P105 | 17-May-23 | Management | Elect Director David R. Parker | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Covenant Logistics Group, Inc. | CVLG | 22284P105 | 17-May-23 | Management | Elect Director Benjamin S. Carson, Sr. | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Covenant Logistics Group, Inc. | CVLG | 22284P105 | 17-May-23 | Management | Elect Director Joey B. Hogan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Covenant Logistics Group, Inc. | CVLG | 22284P105 | 17-May-23 | Management | Elect Director D. Michael Kramer | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Covenant Logistics Group, Inc. | CVLG | 22284P105 | 17-May-23 | Management | Elect Director Bradley A. Moline | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Covenant Logistics Group, Inc. | CVLG | 22284P105 | 17-May-23 | Management | Elect Director Rachel Parker-Hatchett | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Covenant Logistics Group, Inc. | CVLG | 22284P105 | 17-May-23 | Management | Elect Director Tracy L. Rosser | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Covenant Logistics Group, Inc. | CVLG | 22284P105 | 17-May-23 | Management | Elect Director Herbert J. Schmidt | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Covenant Logistics Group, Inc. | CVLG | 22284P105 | 17-May-23 | Management | Elect Director W. Miller Welborn | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Covenant Logistics Group, Inc. | CVLG | 22284P105 | 17-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Covenant Logistics Group, Inc. | CVLG | 22284P105 | 17-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Covenant Logistics Group, Inc. | CVLG | 22284P105 | 17-May-23 | Management | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Covenant Logistics Group, Inc. | CVLG | 22284P105 | 17-May-23 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 17-May-23 | Management | Elect Director Luis A. Aguilar | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 17-May-23 | Management | Elect Director Richard L. Crandall | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 17-May-23 | Management | Elect Director Charles D. Drucker | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 17-May-23 | Management | Elect Director Juliet S. Ellis | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 17-May-23 | Management | Elect Director Gary G. Greenfield | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 17-May-23 | Management | Elect Director Jeffrey Jacobowitz | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 17-May-23 | Management | Elect Director Daniel N. Leib | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 17-May-23 | Management | Elect Director Lois M. Martin | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 17-May-23 | Management | Elect Director Chandar Pattabhiram | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 17-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 17-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 17-May-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 17-May-23 | Management | Approve Qualified Employee Stock Purchase Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 17-May-23 | Management | Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Helix Energy Solutions Group, Inc. | HLX | 42330P107 | 17-May-23 | Management | Elect Director Paula Harris | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Helix Energy Solutions Group, Inc. | HLX | 42330P107 | 17-May-23 | Management | Elect Director Amy H. Nelson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Helix Energy Solutions Group, Inc. | HLX | 42330P107 | 17-May-23 | Management | Elect Director William L. Transier | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Helix Energy Solutions Group, Inc. | HLX | 42330P107 | 17-May-23 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Helix Energy Solutions Group, Inc. | HLX | 42330P107 | 17-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Helix Energy Solutions Group, Inc. | HLX | 42330P107 | 17-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Intevac, Inc. | IVAC | 461148108 | 17-May-23 | Management | Elect Director David S. Dury | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Intevac, Inc. | IVAC | 461148108 | 17-May-23 | Management | Elect Director Nigel D. Hunton | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Intevac, Inc. | IVAC | 461148108 | 17-May-23 | Management | Elect Director Kevin D. Barber | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Intevac, Inc. | IVAC | 461148108 | 17-May-23 | Management | Elect Director Dorothy D. Hayes | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Intevac, Inc. | IVAC | 461148108 | 17-May-23 | Management | Elect Director Michele F. Klein | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Intevac, Inc. | IVAC | 461148108 | 17-May-23 | Management | Amend Qualified Employee Stock Purchase Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Intevac, Inc. | IVAC | 461148108 | 17-May-23 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Intevac, Inc. | IVAC | 461148108 | 17-May-23 | Management | Ratify BPM LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Intevac, Inc. | IVAC | 461148108 | 17-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Intevac, Inc. | IVAC | 461148108 | 17-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Investors Title Company | ITIC | 461804106 | 17-May-23 | Management | Elect Director Tammy F. Coley | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Investors Title Company | ITIC | 461804106 | 17-May-23 | Management | Elect Director W. Morris Fine | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Investors Title Company | ITIC | 461804106 | 17-May-23 | Management | Elect Director Richard M. Hutson, II | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Investors Title Company | ITIC | 461804106 | 17-May-23 | Management | Elect Director James E. Scott | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Investors Title Company | ITIC | 461804106 | 17-May-23 | Management | Ratify FORVIS, LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Rayonier Advanced Materials Inc. | RYAM | 75508B104 | 17-May-23 | Management | Elect Director De Lyle W. Bloomquist | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Rayonier Advanced Materials Inc. | RYAM | 75508B104 | 17-May-23 | Management | Elect Director Charles R. Eggert | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Rayonier Advanced Materials Inc. | RYAM | 75508B104 | 17-May-23 | Management | Elect Director David C. Mariano | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Rayonier Advanced Materials Inc. | RYAM | 75508B104 | 17-May-23 | Management | Declassify the Board of Directors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Rayonier Advanced Materials Inc. | RYAM | 75508B104 | 17-May-23 | Management | Eliminate Supermajority Vote Requirement | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Rayonier Advanced Materials Inc. | RYAM | 75508B104 | 17-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Rayonier Advanced Materials Inc. | RYAM | 75508B104 | 17-May-23 | Management | Approve Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Rayonier Advanced Materials Inc. | RYAM | 75508B104 | 17-May-23 | Management | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Five Star Bancorp | FSBC | 33830T103 | 18-May-23 | Management | Elect Director Larry E. Allbaugh | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Five Star Bancorp | FSBC | 33830T103 | 18-May-23 | Management | Elect Director James E. Beckwith | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Five Star Bancorp | FSBC | 33830T103 | 18-May-23 | Management | Elect Director Shannon Deary-Bell | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Five Star Bancorp | FSBC | 33830T103 | 18-May-23 | Management | Elect Director Warren P. Kashiwagi | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Five Star Bancorp | FSBC | 33830T103 | 18-May-23 | Management | Elect Director Donna L. Lucas | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Five Star Bancorp | FSBC | 33830T103 | 18-May-23 | Management | Elect Director David F. Nickum | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Five Star Bancorp | FSBC | 33830T103 | 18-May-23 | Management | Elect Director Robert T. Perry-Smith | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Five Star Bancorp | FSBC | 33830T103 | 18-May-23 | Management | Elect Director Kevin F. Ramos | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Five Star Bancorp | FSBC | 33830T103 | 18-May-23 | Management | Elect Director Randall E. Reynoso | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Five Star Bancorp | FSBC | 33830T103 | 18-May-23 | Management | Elect Director Judson T. Riggs | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Five Star Bancorp | FSBC | 33830T103 | 18-May-23 | Management | Elect Director Leigh A. White | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Five Star Bancorp | FSBC | 33830T103 | 18-May-23 | Management | Ratify Moss Adams LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MetroCity Bankshares, Inc. | MCBS | 59165J105 | 18-May-23 | Management | Elect Director Frank Glover | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MetroCity Bankshares, Inc. | MCBS | 59165J105 | 18-May-23 | Management | Elect Director William J. Hungeling | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MetroCity Bankshares, Inc. | MCBS | 59165J105 | 18-May-23 | Management | Elect Director Francis Lai | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MetroCity Bankshares, Inc. | MCBS | 59165J105 | 18-May-23 | Management | Elect Director Nack Y. Paek | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MetroCity Bankshares, Inc. | MCBS | 59165J105 | 18-May-23 | Management | Ratify Crowe LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Potbelly Corporation | PBPB | 73754Y100 | 18-May-23 | Management | Elect Director Vann Avedisian | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Potbelly Corporation | PBPB | 73754Y100 | 18-May-23 | Management | Elect Director Joseph Boehm | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Potbelly Corporation | PBPB | 73754Y100 | 18-May-23 | Management | Elect Director Adrian Butler | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Potbelly Corporation | PBPB | 73754Y100 | 18-May-23 | Management | Elect Director David Head | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Potbelly Corporation | PBPB | 73754Y100 | 18-May-23 | Management | Elect Director David Near | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Potbelly Corporation | PBPB | 73754Y100 | 18-May-23 | Management | Elect Director Dave Pearson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Potbelly Corporation | PBPB | 73754Y100 | 18-May-23 | Management | Elect Director Todd Smith | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Potbelly Corporation | PBPB | 73754Y100 | 18-May-23 | Management | Elect Director Jill Sutton | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Potbelly Corporation | PBPB | 73754Y100 | 18-May-23 | Management | Elect Director Robert D. Wright | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Potbelly Corporation | PBPB | 73754Y100 | 18-May-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Potbelly Corporation | PBPB | 73754Y100 | 18-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Potbelly Corporation | PBPB | 73754Y100 | 18-May-23 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | TrustCo Bank Corp NY | TRST | 898349204 | 18-May-23 | Management | Elect Director Dennis A. DeGennaro | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | TrustCo Bank Corp NY | TRST | 898349204 | 18-May-23 | Management | Elect Director Brian C. Flynn | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | TrustCo Bank Corp NY | TRST | 898349204 | 18-May-23 | Management | Elect Director Lisa M. Lucarelli | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | TrustCo Bank Corp NY | TRST | 898349204 | 18-May-23 | Management | Elect Director Thomas O. Maggs | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | TrustCo Bank Corp NY | TRST | 898349204 | 18-May-23 | Management | Elect Director Anthony J. Marinello | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | TrustCo Bank Corp NY | TRST | 898349204 | 18-May-23 | Management | Elect Director Robert J. McCormick | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | TrustCo Bank Corp NY | TRST | 898349204 | 18-May-23 | Management | Elect Director Curtis N. Powell | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | TrustCo Bank Corp NY | TRST | 898349204 | 18-May-23 | Management | Elect Director Kimberly A. Russell | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | TrustCo Bank Corp NY | TRST | 898349204 | 18-May-23 | Management | Elect Director Frank B. Silverman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | TrustCo Bank Corp NY | TRST | 898349204 | 18-May-23 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | TrustCo Bank Corp NY | TRST | 898349204 | 18-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | TrustCo Bank Corp NY | TRST | 898349204 | 18-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | TrustCo Bank Corp NY | TRST | 898349204 | 18-May-23 | Management | Ratify Crowe LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Astronics Corporation | ATRO | 046433108 | 23-May-23 | Management | Elect Director Robert T. Brady | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Astronics Corporation | ATRO | 046433108 | 23-May-23 | Management | Elect Director Jeffry D. Frisby | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Astronics Corporation | ATRO | 046433108 | 23-May-23 | Management | Elect Director Peter J. Gundermann | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Astronics Corporation | ATRO | 046433108 | 23-May-23 | Management | Elect Director Warren C. Johnson | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Astronics Corporation | ATRO | 046433108 | 23-May-23 | Management | Elect Director Robert S. Keane | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Astronics Corporation | ATRO | 046433108 | 23-May-23 | Management | Elect Director Neil Y. Kim | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Astronics Corporation | ATRO | 046433108 | 23-May-23 | Management | Elect Director Mark Moran | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Astronics Corporation | ATRO | 046433108 | 23-May-23 | Management | Elect Director Linda O’Brien | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Astronics Corporation | ATRO | 046433108 | 23-May-23 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Astronics Corporation | ATRO | 046433108 | 23-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Astronics Corporation | ATRO | 046433108 | 23-May-23 | Management | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Astronics Corporation | ATRO | 046433108 | 23-May-23 | Management | Increase Authorized Common Stock | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Coastal Financial Corporation | CCB | 19046P209 | 23-May-23 | Management | Elect Director Rilla R. Delorier | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Coastal Financial Corporation | CCB | 19046P209 | 23-May-23 | Management | Elect Director Michael R. Patterson | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Coastal Financial Corporation | CCB | 19046P209 | 23-May-23 | Management | Elect Director Gregory S. Tisdel | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Coastal Financial Corporation | CCB | 19046P209 | 23-May-23 | Management | Ratify Moss Adams LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Old Second Bancorp, Inc. | OSBC | 680277100 | 23-May-23 | Management | Elect Director William Kane | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Old Second Bancorp, Inc. | OSBC | 680277100 | 23-May-23 | Management | Elect Director John Ladowicz | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Old Second Bancorp, Inc. | OSBC | 680277100 | 23-May-23 | Management | Elect Director Billy J. Lyons, Jr. | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Old Second Bancorp, Inc. | OSBC | 680277100 | 23-May-23 | Management | Elect Director Patti Temple Rocks | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Old Second Bancorp, Inc. | OSBC | 680277100 | 23-May-23 | Management | Elect Director John Williams, Jr. | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Old Second Bancorp, Inc. | OSBC | 680277100 | 23-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Old Second Bancorp, Inc. | OSBC | 680277100 | 23-May-23 | Management | Ratify Plante & Moran, PLLC as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 23-May-23 | Management | Elect Director Giannella Alvarez | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 23-May-23 | Management | Elect Director Mary L. Baglivo | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 23-May-23 | Management | Elect Director Carla R. Cooper | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 23-May-23 | Management | Elect Director Cheryl J. Henry | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 23-May-23 | Management | Elect Director Stephen M. King | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 23-May-23 | Management | Elect Director Michael P. O’Donnell | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 23-May-23 | Management | Elect Director Marie L. Perry | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 23-May-23 | Management | Elect Director Robin P. Selati | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 23-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 23-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ruth’s Hospitality Group, Inc. | RUTH | 783332109 | 23-May-23 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Shore Bancshares, Inc. | SHBI | 825107105 | 23-May-23 | Management | Elect Director David S. Jones | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Shore Bancshares, Inc. | SHBI | 825107105 | 23-May-23 | Management | Elect Director Clyde V. Kelly, III | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Shore Bancshares, Inc. | SHBI | 825107105 | 23-May-23 | Management | Elect Director David W. Moore | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Shore Bancshares, Inc. | SHBI | 825107105 | 23-May-23 | Management | Elect Director Dawn M. Willey | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Shore Bancshares, Inc. | SHBI | 825107105 | 23-May-23 | Management | Ratify Yount, Hyde & Barbour, P.C. as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Shore Bancshares, Inc. | SHBI | 825107105 | 23-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Shore Bancshares, Inc. | SHBI | 825107105 | 23-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amalgamated Financial Corp. | AMAL | 022671101 | 24-May-23 | Management | Elect Director Lynne P. Fox | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amalgamated Financial Corp. | AMAL | 022671101 | 24-May-23 | Management | Elect Director Priscilla Sims Brown | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amalgamated Financial Corp. | AMAL | 022671101 | 24-May-23 | Management | Elect Director Maryann Bruce | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amalgamated Financial Corp. | AMAL | 022671101 | 24-May-23 | Management | Elect Director Mark A. Finser | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amalgamated Financial Corp. | AMAL | 022671101 | 24-May-23 | Management | Elect Director Darrell Jackson | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amalgamated Financial Corp. | AMAL | 022671101 | 24-May-23 | Management | Elect Director Julie Kelly | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amalgamated Financial Corp. | AMAL | 022671101 | 24-May-23 | Management | Elect Director JoAnn Lilek | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amalgamated Financial Corp. | AMAL | 022671101 | 24-May-23 | Management | Elect Director John McDonagh | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amalgamated Financial Corp. | AMAL | 022671101 | 24-May-23 | Management | Elect Director Meredith Miller | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amalgamated Financial Corp. | AMAL | 022671101 | 24-May-23 | Management | Elect Director Robert G. Romasco | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amalgamated Financial Corp. | AMAL | 022671101 | 24-May-23 | Management | Elect Director Edgar Romney, Sr. | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amalgamated Financial Corp. | AMAL | 022671101 | 24-May-23 | Management | Ratify Crowe LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amalgamated Financial Corp. | AMAL | 022671101 | 24-May-23 | Management | Approve Restricted Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Amalgamated Financial Corp. | AMAL | 022671101 | 24-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Carter Bankshares, Inc. | CARE | 146103106 | 24-May-23 | Management | Elect Director Michael R. Bird | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Carter Bankshares, Inc. | CARE | 146103106 | 24-May-23 | Management | Elect Director Kevin S. Bloomfield | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Carter Bankshares, Inc. | CARE | 146103106 | 24-May-23 | Management | Elect Director Robert M. Bolton | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Carter Bankshares, Inc. | CARE | 146103106 | 24-May-23 | Management | Elect Director Gregory W. Feldmann | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Carter Bankshares, Inc. | CARE | 146103106 | 24-May-23 | Management | Elect Director James W. Haskins | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Carter Bankshares, Inc. | CARE | 146103106 | 24-May-23 | Management | Elect Director Phyllis Q. Karavatakis | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Carter Bankshares, Inc. | CARE | 146103106 | 24-May-23 | Management | Elect Director Jacob A. Lutz, III | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Carter Bankshares, Inc. | CARE | 146103106 | 24-May-23 | Management | Elect Director E. Warren Matthews | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Carter Bankshares, Inc. | CARE | 146103106 | 24-May-23 | Management | Elect Director Catharine L. Midkiff | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Carter Bankshares, Inc. | CARE | 146103106 | 24-May-23 | Management | Elect Director Curtis E. Stephens | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Carter Bankshares, Inc. | CARE | 146103106 | 24-May-23 | Management | Elect Director Litz H. Van Dyke | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Carter Bankshares, Inc. | CARE | 146103106 | 24-May-23 | Management | Elect Director Elizabeth L. Walsh | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Carter Bankshares, Inc. | CARE | 146103106 | 24-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Carter Bankshares, Inc. | CARE | 146103106 | 24-May-23 | Management | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Carter Bankshares, Inc. | CARE | 146103106 | 24-May-23 | Management | Ratify Crowe LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CPI Card Group Inc. | PMTS | 12634H200 | 24-May-23 | Management | Elect Director Thomas Furey | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CPI Card Group Inc. | PMTS | 12634H200 | 24-May-23 | Management | Elect Director Nicholas Peters | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CPI Card Group Inc. | PMTS | 12634H200 | 24-May-23 | Management | Elect Director H. Sanford Riley | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CPI Card Group Inc. | PMTS | 12634H200 | 24-May-23 | Management | Elect Director Scott Scheirman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CPI Card Group Inc. | PMTS | 12634H200 | 24-May-23 | Management | Elect Director Bradley Seaman | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CPI Card Group Inc. | PMTS | 12634H200 | 24-May-23 | Management | Elect Director Marc Sheinbaum | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CPI Card Group Inc. | PMTS | 12634H200 | 24-May-23 | Management | Elect Director Valerie Soranno Keating | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CPI Card Group Inc. | PMTS | 12634H200 | 24-May-23 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CPI Card Group Inc. | PMTS | 12634H200 | 24-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CPI Card Group Inc. | PMTS | 12634H200 | 24-May-23 | Management | Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Dyne Therapeutics, Inc. | DYN | 26818M108 | 24-May-23 | Management | Elect Director Joshua Brumm | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Dyne Therapeutics, Inc. | DYN | 26818M108 | 24-May-23 | Management | Elect Director David Lubner | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Dyne Therapeutics, Inc. | DYN | 26818M108 | 24-May-23 | Management | Elect Director Jason Rhodes | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Dyne Therapeutics, Inc. | DYN | 26818M108 | 24-May-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Garrett Motion, Inc. | GTX | 366505105 | 24-May-23 | Management | Elect Director Daniel Ninivaggi | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Garrett Motion, Inc. | GTX | 366505105 | 24-May-23 | Management | Elect Director Olivier Rabiller | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Garrett Motion, Inc. | GTX | 366505105 | 24-May-23 | Management | Elect Director Kevin Mahony | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Garrett Motion, Inc. | GTX | 366505105 | 24-May-23 | Management | Elect Director D’aun Norman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Garrett Motion, Inc. | GTX | 366505105 | 24-May-23 | Management | Elect Director John Petry | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Garrett Motion, Inc. | GTX | 366505105 | 24-May-23 | Management | Elect Director Tina Pierce | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Garrett Motion, Inc. | GTX | 366505105 | 24-May-23 | Management | Elect Director Robert Shanks | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Garrett Motion, Inc. | GTX | 366505105 | 24-May-23 | Management | Elect Director Julia Steyn | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Garrett Motion, Inc. | GTX | 366505105 | 24-May-23 | Management | Elect Director Steven Tesoriere | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Garrett Motion, Inc. | GTX | 366505105 | 24-May-23 | Management | Ratify Deloitte SA as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Garrett Motion, Inc. | GTX | 366505105 | 24-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hanmi Financial Corporation | HAFC | 410495204 | 24-May-23 | Management | Elect Director John J. Ahn | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hanmi Financial Corporation | HAFC | 410495204 | 24-May-23 | Management | Elect Director Christie K. Chu | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hanmi Financial Corporation | HAFC | 410495204 | 24-May-23 | Management | Elect Director Harry H. Chung | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hanmi Financial Corporation | HAFC | 410495204 | 24-May-23 | Management | Elect Director Bonita I. Lee | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hanmi Financial Corporation | HAFC | 410495204 | 24-May-23 | Management | Elect Director Gloria J. Lee | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hanmi Financial Corporation | HAFC | 410495204 | 24-May-23 | Management | Elect Director David L. Rosenblum | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hanmi Financial Corporation | HAFC | 410495204 | 24-May-23 | Management | Elect Director Thomas J. Williams | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hanmi Financial Corporation | HAFC | 410495204 | 24-May-23 | Management | Elect Director Michael M. Yang | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hanmi Financial Corporation | HAFC | 410495204 | 24-May-23 | Management | Elect Director Gideon Yu | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hanmi Financial Corporation | HAFC | 410495204 | 24-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hanmi Financial Corporation | HAFC | 410495204 | 24-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Hanmi Financial Corporation | HAFC | 410495204 | 24-May-23 | Management | Ratify Crowe LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vishay Precision Group, Inc. | VPG | 92835K103 | 24-May-23 | Management | Elect Director Janet M. Clarke | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vishay Precision Group, Inc. | VPG | 92835K103 | 24-May-23 | Management | Elect Director Wesley Cummins | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vishay Precision Group, Inc. | VPG | 92835K103 | 24-May-23 | Management | Elect Director Sejal Shah Gulati | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vishay Precision Group, Inc. | VPG | 92835K103 | 24-May-23 | Management | Elect Director Bruce Lerner | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vishay Precision Group, Inc. | VPG | 92835K103 | 24-May-23 | Management | Elect Director Saul V. Reibstein | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vishay Precision Group, Inc. | VPG | 92835K103 | 24-May-23 | Management | Elect Director Ziv Shoshani | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vishay Precision Group, Inc. | VPG | 92835K103 | 24-May-23 | Management | Elect Director Timothy V. Talbert | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vishay Precision Group, Inc. | VPG | 92835K103 | 24-May-23 | Management | Elect Director Marc Zandman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vishay Precision Group, Inc. | VPG | 92835K103 | 24-May-23 | Management | Ratify Brightman Almagor Zohar & Co. as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vishay Precision Group, Inc. | VPG | 92835K103 | 24-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vishay Precision Group, Inc. | VPG | 92835K103 | 24-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Vishay Precision Group, Inc. | VPG | 92835K103 | 24-May-23 | Management | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Caleres, Inc. | CAL | 129500104 | 25-May-23 | Management | Elect Director Lisa A. Flavin | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Caleres, Inc. | CAL | 129500104 | 25-May-23 | Management | Elect Director Brenda C. Freeman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Caleres, Inc. | CAL | 129500104 | 25-May-23 | Management | Elect Director Lori H. Greeley | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Caleres, Inc. | CAL | 129500104 | 25-May-23 | Management | Elect Director Mahendra R. Gupta | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Caleres, Inc. | CAL | 129500104 | 25-May-23 | Management | Elect Director Carla C. Hendra | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Caleres, Inc. | CAL | 129500104 | 25-May-23 | Management | Elect Director Ward M. Klein | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Caleres, Inc. | CAL | 129500104 | 25-May-23 | Management | Elect Director Steven W. Korn | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Caleres, Inc. | CAL | 129500104 | 25-May-23 | Management | Elect Director Wenda Harris Millard | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Caleres, Inc. | CAL | 129500104 | 25-May-23 | Management | Elect Director John W. Schmidt | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Caleres, Inc. | CAL | 129500104 | 25-May-23 | Management | Elect Director Diane M. Sullivan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Caleres, Inc. | CAL | 129500104 | 25-May-23 | Management | Elect Director Bruce K. Thorn | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Caleres, Inc. | CAL | 129500104 | 25-May-23 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Caleres, Inc. | CAL | 129500104 | 25-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Caleres, Inc. | CAL | 129500104 | 25-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Esquire Financial Holdings, Inc. | ESQ | 29667J101 | 25-May-23 | Management | Elect Director Joseph Melohn | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Esquire Financial Holdings, Inc. | ESQ | 29667J101 | 25-May-23 | Management | Elect Director Robert J. Mitzman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Esquire Financial Holdings, Inc. | ESQ | 29667J101 | 25-May-23 | Management | Elect Director Kevin C. Waterhouse | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Esquire Financial Holdings, Inc. | ESQ | 29667J101 | 25-May-23 | Management | Ratify Crowe LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Esquire Financial Holdings, Inc. | ESQ | 29667J101 | 25-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Esquire Financial Holdings, Inc. | ESQ | 29667J101 | 25-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | FS Bancorp, Inc. | FSBW | 30263Y104 | 25-May-23 | Management | Elect Director Michael J. Mansfield | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | FS Bancorp, Inc. | FSBW | 30263Y104 | 25-May-23 | Management | Elect Director Margaret R. Piesik | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | FS Bancorp, Inc. | FSBW | 30263Y104 | 25-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | FS Bancorp, Inc. | FSBW | 30263Y104 | 25-May-23 | Management | Ratify Moss Adams LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Golden Entertainment, Inc. | GDEN | 381013101 | 25-May-23 | Management | Elect Director Blake L. Sartini | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Golden Entertainment, Inc. | GDEN | 381013101 | 25-May-23 | Management | Elect Director Andy H. Chien | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Golden Entertainment, Inc. | GDEN | 381013101 | 25-May-23 | Management | Elect Director Ann D. Dozier | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Golden Entertainment, Inc. | GDEN | 381013101 | 25-May-23 | Management | Elect Director Mark A. Lipparelli | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Golden Entertainment, Inc. | GDEN | 381013101 | 25-May-23 | Management | Elect Director Anthony A. Marnell, III | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Golden Entertainment, Inc. | GDEN | 381013101 | 25-May-23 | Management | Elect Director Terrence L. Wright | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Golden Entertainment, Inc. | GDEN | 381013101 | 25-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Golden Entertainment, Inc. | GDEN | 381013101 | 25-May-23 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Grindrod Shipping Holdings Ltd. | GRIN | Y28895103 | 25-May-23 | Management | Adopt Financial Statements and Directors’ Statement and Auditors’ Reports | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Grindrod Shipping Holdings Ltd. | GRIN | Y28895103 | 25-May-23 | Management | Elect Paul Charles Over as Director | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Grindrod Shipping Holdings Ltd. | GRIN | Y28895103 | 25-May-23 | Management | Elect Rebecca I Brosnan as Director | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Grindrod Shipping Holdings Ltd. | GRIN | Y28895103 | 25-May-23 | Management | Elect Edward David Christopher Buttery as Director | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Grindrod Shipping Holdings Ltd. | GRIN | Y28895103 | 25-May-23 | Management | Elect Gordon William French as Director | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Grindrod Shipping Holdings Ltd. | GRIN | Y28895103 | 25-May-23 | Management | Elect Alan Ian Hatton as Director | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Grindrod Shipping Holdings Ltd. | GRIN | Y28895103 | 25-May-23 | Management | Elect Kurt Ernst Moritz Klemme as Director | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Grindrod Shipping Holdings Ltd. | GRIN | Y28895103 | 25-May-23 | Management | Elect Charles Goodson Maltby as Director | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Grindrod Shipping Holdings Ltd. | GRIN | Y28895103 | 25-May-23 | Management | Elect Cullen Michael Schaar as Director | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Grindrod Shipping Holdings Ltd. | GRIN | Y28895103 | 25-May-23 | Management | Approve Directors’ Remuneration | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Grindrod Shipping Holdings Ltd. | GRIN | Y28895103 | 25-May-23 | Management | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Grindrod Shipping Holdings Ltd. | GRIN | Y28895103 | 25-May-23 | Management | Approve Directors’ Compensation Program | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Grindrod Shipping Holdings Ltd. | GRIN | Y28895103 | 25-May-23 | Management | Authorize Share Repurchase Program | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Grindrod Shipping Holdings Ltd. | GRIN | Y28895103 | 25-May-23 | Management | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Mercantile Bank Corporation | MBWM | 587376104 | 25-May-23 | Management | Elect Director David M. Cassard | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Mercantile Bank Corporation | MBWM | 587376104 | 25-May-23 | Management | Elect Director Michael S. Davenport | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Mercantile Bank Corporation | MBWM | 587376104 | 25-May-23 | Management | Elect Director Michelle L. Eldridge | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Mercantile Bank Corporation | MBWM | 587376104 | 25-May-23 | Management | Elect Director Robert B. Kaminski, Jr. | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Mercantile Bank Corporation | MBWM | 587376104 | 25-May-23 | Management | Elect Director Michael H. Price | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Mercantile Bank Corporation | MBWM | 587376104 | 25-May-23 | Management | Elect Director David B. Ramaker | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Mercantile Bank Corporation | MBWM | 587376104 | 25-May-23 | Management | Approve Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Mercantile Bank Corporation | MBWM | 587376104 | 25-May-23 | Management | Ratify Plante & Moran, PLLC as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Mercantile Bank Corporation | MBWM | 587376104 | 25-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northeast Community Bancorp, Inc. | NECB | 664121100 | 25-May-23 | Management | Elect Director Jose M. Collazo | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northeast Community Bancorp, Inc. | NECB | 664121100 | 25-May-23 | Management | Elect Director John F. McKenzie | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northeast Community Bancorp, Inc. | NECB | 664121100 | 25-May-23 | Management | Elect Director Kevin P. O’Malley | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northeast Community Bancorp, Inc. | NECB | 664121100 | 25-May-23 | Management | Elect Director Linda M. Swan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northeast Community Bancorp, Inc. | NECB | 664121100 | 25-May-23 | Management | Ratify S.R. Snodgrass, P.C. as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-23 | Management | Elect Director Larry S. Cash | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-23 | Management | Elect Director Anthony J. Drabek | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-23 | Management | Elect Director Karl L. Hanneman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-23 | Management | Elect Director David W. Karp | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-23 | Management | Elect Director Joseph P. Marushack | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-23 | Management | Elect Director David J. McCambridge | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-23 | Management | Elect Director Krystal M. Nelson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-23 | Management | Elect Director Marilyn F. Romano | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-23 | Management | Elect Director Joseph M. Schierhorn | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-23 | Management | Elect Director Aaron M. Schutt | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-23 | Management | Elect Director John C. Swalling | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-23 | Management | Elect Director Linda C. Thomas | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-23 | Management | Elect Director David G. Wight | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-23 | Management | Approve Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northrim BanCorp, Inc. | NRIM | 666762109 | 25-May-23 | Management | Ratify Moss Adams LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MediWound Ltd. | MDWD | M68830112 | 31-May-23 | Management | Reelect Nachum (Homi) Shamir as Director | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MediWound Ltd. | MDWD | M68830112 | 31-May-23 | Management | Reelect Vickie R. Driver as Director | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MediWound Ltd. | MDWD | M68830112 | 31-May-23 | Management | Reelect David Fox as Director | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MediWound Ltd. | MDWD | M68830112 | 31-May-23 | Management | Reelect Assaf Segal as Director | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MediWound Ltd. | MDWD | M68830112 | 31-May-23 | Management | Reelect Stephen T. Wills as Director | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MediWound Ltd. | MDWD | M68830112 | 31-May-23 | Management | Reappoint Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MediWound Ltd. | MDWD | M68830112 | 31-May-23 | Management | Increase Authorized Share Capital | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MediWound Ltd. | MDWD | M68830112 | 31-May-23 | Management | Amend Equity Incentive Plan | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MediWound Ltd. | MDWD | M68830112 | 31-May-23 | Management | Approve Grants of Options to the Chairman and Directors | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MediWound Ltd. | MDWD | M68830112 | 31-May-23 | Management | Approve Extended Exercise Period of Options Granted to certain Directors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MediWound Ltd. | MDWD | M68830112 | 31-May-23 | Management | Approve 2022 Cash Bonus to Ofer Gonen, CEO | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MediWound Ltd. | MDWD | M68830112 | 31-May-23 | Management | Approve Grant of Options to Ofer Gonen, CEO | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | MediWound Ltd. | MDWD | M68830112 | 31-May-23 | Management | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager | None | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CymaBay Therapeutics, Inc. | CBAY | 23257D103 | 01-Jun-23 | Management | Elect Director Sujal Shah | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CymaBay Therapeutics, Inc. | CBAY | 23257D103 | 01-Jun-23 | Management | Elect Director Janet Dorling | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CymaBay Therapeutics, Inc. | CBAY | 23257D103 | 01-Jun-23 | Management | Elect Director Eric Lefebvre | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CymaBay Therapeutics, Inc. | CBAY | 23257D103 | 01-Jun-23 | Management | Elect Director Caroline Loewy | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CymaBay Therapeutics, Inc. | CBAY | 23257D103 | 01-Jun-23 | Management | Elect Director Kurt von Emster | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CymaBay Therapeutics, Inc. | CBAY | 23257D103 | 01-Jun-23 | Management | Elect Director Thomas G. Wiggans | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CymaBay Therapeutics, Inc. | CBAY | 23257D103 | 01-Jun-23 | Management | Elect Director Robert J. Wills | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CymaBay Therapeutics, Inc. | CBAY | 23257D103 | 01-Jun-23 | Management | Approve Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CymaBay Therapeutics, Inc. | CBAY | 23257D103 | 01-Jun-23 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CymaBay Therapeutics, Inc. | CBAY | 23257D103 | 01-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | J.Jill, Inc. | JILL | 46620W201 | 01-Jun-23 | Management | Elect Director Claire Spofford | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | J.Jill, Inc. | JILL | 46620W201 | 01-Jun-23 | Management | Elect Director Michael Rahamim | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | J.Jill, Inc. | JILL | 46620W201 | 01-Jun-23 | Management | Elect Director Andrew Rolfe | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | J.Jill, Inc. | JILL | 46620W201 | 01-Jun-23 | Management | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | J.Jill, Inc. | JILL | 46620W201 | 01-Jun-23 | Management | Amend Omnibus Stock Plan | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | J.Jill, Inc. | JILL | 46620W201 | 01-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | J.Jill, Inc. | JILL | 46620W201 | 01-Jun-23 | Management | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Steel Partners Holdings L.P. | SPLP | 85814R107 | 01-Jun-23 | Management | Elect Director John P. McNiff | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Steel Partners Holdings L.P. | SPLP | 85814R107 | 01-Jun-23 | Management | Elect Director Lon Rosen | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Steel Partners Holdings L.P. | SPLP | 85814R107 | 01-Jun-23 | Management | Elect Director Eric P. Karros | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Steel Partners Holdings L.P. | SPLP | 85814R107 | 01-Jun-23 | Management | Elect Director James Benenson, III | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Steel Partners Holdings L.P. | SPLP | 85814R107 | 01-Jun-23 | Management | Elect Director Rory Tahari | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Steel Partners Holdings L.P. | SPLP | 85814R107 | 01-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Steel Partners Holdings L.P. | SPLP | 85814R107 | 01-Jun-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Steel Partners Holdings L.P. | SPLP | 85814R107 | 01-Jun-23 | Management | Amend Agreement of Limited Partnership to Provide for the Cash-Out at Fair value of a Fractional Common Unit in Lieu of the Issuance of a Fractional Common Unit | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Textainer Group Holdings Limited | TGH | G8766E109 | 01-Jun-23 | Management | Elect Director David M. Nurek | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Textainer Group Holdings Limited | TGH | G8766E109 | 01-Jun-23 | Management | Elect Director Christopher Hollis | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Textainer Group Holdings Limited | TGH | G8766E109 | 01-Jun-23 | Management | Elect Director Grace Tang | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Textainer Group Holdings Limited | TGH | G8766E109 | 01-Jun-23 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Textainer Group Holdings Limited | TGH | G8766E109 | 01-Jun-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Textainer Group Holdings Limited | TGH | G8766E109 | 01-Jun-23 | Management | Amend Bylaws | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Astria Therapeutics, Inc. | ATXS | 04635X102 | 02-Jun-23 | Management | Elect Director Kenneth Bate | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Astria Therapeutics, Inc. | ATXS | 04635X102 | 02-Jun-23 | Management | Elect Director Joanne Beck | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Astria Therapeutics, Inc. | ATXS | 04635X102 | 02-Jun-23 | Management | Elect Director Hugh Cole | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Astria Therapeutics, Inc. | ATXS | 04635X102 | 02-Jun-23 | Management | Amend Omnibus Stock Plan | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Astria Therapeutics, Inc. | ATXS | 04635X102 | 02-Jun-23 | Management | Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Astria Therapeutics, Inc. | ATXS | 04635X102 | 02-Jun-23 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Astria Therapeutics, Inc. | ATXS | 04635X102 | 02-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | 89bio, Inc. | ETNB | 282559103 | 05-Jun-23 | Management | Elect Director Rohan Palekar | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | 89bio, Inc. | ETNB | 282559103 | 05-Jun-23 | Management | Elect Director Edward Morrow Atkinson, III | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | 89bio, Inc. | ETNB | 282559103 | 05-Jun-23 | Management | Elect Director Gregory Grunberg | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | 89bio, Inc. | ETNB | 282559103 | 05-Jun-23 | Management | Increase Authorized Common Stock | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | 89bio, Inc. | ETNB | 282559103 | 05-Jun-23 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Barrett Business Services, Inc. | BBSI | 068463108 | 05-Jun-23 | Management | Elect Director Thomas J. Carley | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Barrett Business Services, Inc. | BBSI | 068463108 | 05-Jun-23 | Management | Elect Director Joseph S. Clabby | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Barrett Business Services, Inc. | BBSI | 068463108 | 05-Jun-23 | Management | Elect Director Thomas B. Cusick | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Barrett Business Services, Inc. | BBSI | 068463108 | 05-Jun-23 | Management | Elect Director Gary E. Kramer | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Barrett Business Services, Inc. | BBSI | 068463108 | 05-Jun-23 | Management | Elect Director Anthony Meeker | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Barrett Business Services, Inc. | BBSI | 068463108 | 05-Jun-23 | Management | Elect Director Carla A. Moradi | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Barrett Business Services, Inc. | BBSI | 068463108 | 05-Jun-23 | Management | Elect Director Alexandra Morehouse | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Barrett Business Services, Inc. | BBSI | 068463108 | 05-Jun-23 | Management | Elect Director Vincent P. Price | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Barrett Business Services, Inc. | BBSI | 068463108 | 05-Jun-23 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Barrett Business Services, Inc. | BBSI | 068463108 | 05-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Barrett Business Services, Inc. | BBSI | 068463108 | 05-Jun-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Barrett Business Services, Inc. | BBSI | 068463108 | 05-Jun-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CECO Environmental Corp. | CECO | 125141101 | 05-Jun-23 | Management | Elect Director Jason DeZwirek | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CECO Environmental Corp. | CECO | 125141101 | 05-Jun-23 | Management | Elect Director Todd Gleason | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CECO Environmental Corp. | CECO | 125141101 | 05-Jun-23 | Management | Elect Director Robert E. Knowling, Jr. | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CECO Environmental Corp. | CECO | 125141101 | 05-Jun-23 | Management | Elect Director Claudio A. Mannarino | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CECO Environmental Corp. | CECO | 125141101 | 05-Jun-23 | Management | Elect Director Munish Nanda | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CECO Environmental Corp. | CECO | 125141101 | 05-Jun-23 | Management | Elect Director Valerie Gentile Sachs | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CECO Environmental Corp. | CECO | 125141101 | 05-Jun-23 | Management | Elect Director Richard F. Wallman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CECO Environmental Corp. | CECO | 125141101 | 05-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CECO Environmental Corp. | CECO | 125141101 | 05-Jun-23 | Management | Ratify BDO USA, LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Titan Machinery Inc. | TITN | 88830R101 | 05-Jun-23 | Management | Elect Director Tony Christianson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Titan Machinery Inc. | TITN | 88830R101 | 05-Jun-23 | Management | Elect Director Christine Hamilton | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Titan Machinery Inc. | TITN | 88830R101 | 05-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Titan Machinery Inc. | TITN | 88830R101 | 05-Jun-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Titan Machinery Inc. | TITN | 88830R101 | 05-Jun-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Byline Bancorp, Inc. | BY | 124411109 | 06-Jun-23 | Management | Elect Director Roberto R. Herencia | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Byline Bancorp, Inc. | BY | 124411109 | 06-Jun-23 | Management | Elect Director Phillip R. Cabrera | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Byline Bancorp, Inc. | BY | 124411109 | 06-Jun-23 | Management | Elect Director Antonio del Valle Perochena | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Byline Bancorp, Inc. | BY | 124411109 | 06-Jun-23 | Management | Elect Director Mary Jo S. Herseth | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Byline Bancorp, Inc. | BY | 124411109 | 06-Jun-23 | Management | Elect Director Margarita Hugues Velez | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Byline Bancorp, Inc. | BY | 124411109 | 06-Jun-23 | Management | Elect Director Steven P. Kent | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Byline Bancorp, Inc. | BY | 124411109 | 06-Jun-23 | Management | Elect Director William G. Kistner | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Byline Bancorp, Inc. | BY | 124411109 | 06-Jun-23 | Management | Elect Director Alberto J. Paracchini | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Byline Bancorp, Inc. | BY | 124411109 | 06-Jun-23 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Byline Bancorp, Inc. | BY | 124411109 | 06-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Byline Bancorp, Inc. | BY | 124411109 | 06-Jun-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Byline Bancorp, Inc. | BY | 124411109 | 06-Jun-23 | Management | Ratify Moss Adams LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Merrimack Pharmaceuticals, Inc. | MACK | 590328209 | 06-Jun-23 | Management | Elect Director Gary L. Crocker | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Merrimack Pharmaceuticals, Inc. | MACK | 590328209 | 06-Jun-23 | Management | Elect Director Eric D. Andersen | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Merrimack Pharmaceuticals, Inc. | MACK | 590328209 | 06-Jun-23 | Management | Elect Director Noah G. Levy | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Merrimack Pharmaceuticals, Inc. | MACK | 590328209 | 06-Jun-23 | Management | Elect Director Ulrik B. Nielsen | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Merrimack Pharmaceuticals, Inc. | MACK | 590328209 | 06-Jun-23 | Management | Elect Director Ana Radeljevic | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Merrimack Pharmaceuticals, Inc. | MACK | 590328209 | 06-Jun-23 | Management | Ratify Marcum LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Merrimack Pharmaceuticals, Inc. | MACK | 590328209 | 06-Jun-23 | Management | Amend NOL Rights Plan (NOL Pill) | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | scPharmaceuticals Inc. | SCPH | 810648105 | 06-Jun-23 | Management | Elect Director John H. Tucker | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | scPharmaceuticals Inc. | SCPH | 810648105 | 06-Jun-23 | Management | Elect Director Jack A. Khattar | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | scPharmaceuticals Inc. | SCPH | 810648105 | 06-Jun-23 | Management | Elect Director Klaus Veitinger | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | scPharmaceuticals Inc. | SCPH | 810648105 | 06-Jun-23 | Management | Ratify RSM US LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | scPharmaceuticals Inc. | SCPH | 810648105 | 06-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | scPharmaceuticals Inc. | SCPH | 810648105 | 06-Jun-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Silvercrest Asset Management Group Inc. | SAMG | 828359109 | 06-Jun-23 | Management | Elect Director Brian D. Dunn | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Silvercrest Asset Management Group Inc. | SAMG | 828359109 | 06-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Silvercrest Asset Management Group Inc. | SAMG | 828359109 | 06-Jun-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Teekay Corporation | TK | Y8564W103 | 06-Jun-23 | Management | Elect Director Rudolph Krediet | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Teekay Corporation | TK | Y8564W103 | 06-Jun-23 | Management | Elect Director Heidi Locke Simon | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Teekay Corporation | TK | Y8564W103 | 06-Jun-23 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Teekay Tankers Ltd. | TNK | Y8565N300 | 06-Jun-23 | Management | Elect Director Kenneth Hvid | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Teekay Tankers Ltd. | TNK | Y8565N300 | 06-Jun-23 | Management | Elect Director Sai W. Chu | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Teekay Tankers Ltd. | TNK | Y8565N300 | 06-Jun-23 | Management | Elect Director Richard T. du Moulin | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Teekay Tankers Ltd. | TNK | Y8565N300 | 06-Jun-23 | Management | Elect Director David Schellenberg | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Teekay Tankers Ltd. | TNK | Y8565N300 | 06-Jun-23 | Management | Elect Director Peter Antturi | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Teekay Tankers Ltd. | TNK | Y8565N300 | 06-Jun-23 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Tiptree Inc. | TIPT | 88822Q103 | 06-Jun-23 | Management | Elect Director Paul M. Friedman | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Tiptree Inc. | TIPT | 88822Q103 | 06-Jun-23 | Management | Elect Director Randy S. Maultsby | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Tiptree Inc. | TIPT | 88822Q103 | 06-Jun-23 | Management | Elect Director Bradley E. Smith | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Tiptree Inc. | TIPT | 88822Q103 | 06-Jun-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Tiptree Inc. | TIPT | 88822Q103 | 06-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Tiptree Inc. | TIPT | 88822Q103 | 06-Jun-23 | Management | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Voyager Therapeutics, Inc. | VYGR | 92915B106 | 06-Jun-23 | Management | Elect Director Steven Hyman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Voyager Therapeutics, Inc. | VYGR | 92915B106 | 06-Jun-23 | Management | Elect Director James A. Geraghty | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Voyager Therapeutics, Inc. | VYGR | 92915B106 | 06-Jun-23 | Management | Elect Director Alfred Sandrock | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Voyager Therapeutics, Inc. | VYGR | 92915B106 | 06-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Voyager Therapeutics, Inc. | VYGR | 92915B106 | 06-Jun-23 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | UFP Technologies, Inc. | UFPT | 902673102 | 07-Jun-23 | Management | Elect Director R. Jeffrey Bailly | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | UFP Technologies, Inc. | UFPT | 902673102 | 07-Jun-23 | Management | Elect Director Thomas Oberdorf | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | UFP Technologies, Inc. | UFPT | 902673102 | 07-Jun-23 | Management | Elect Director Marc Kozin | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | UFP Technologies, Inc. | UFPT | 902673102 | 07-Jun-23 | Management | Elect Director Daniel C. Croteau | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | UFP Technologies, Inc. | UFPT | 902673102 | 07-Jun-23 | Management | Elect Director Cynthia L. Feldmann | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | UFP Technologies, Inc. | UFPT | 902673102 | 07-Jun-23 | Management | Elect Director Joseph John Hassett | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | UFP Technologies, Inc. | UFPT | 902673102 | 07-Jun-23 | Management | Elect Director Symeria Hudson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | UFP Technologies, Inc. | UFPT | 902673102 | 07-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | UFP Technologies, Inc. | UFPT | 902673102 | 07-Jun-23 | Management | Amend Certificate of Incorporation to Provide for the Exculpation of Officers, and to Remove Series A Junior Participating Preferred Stock | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | UFP Technologies, Inc. | UFPT | 902673102 | 07-Jun-23 | Management | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Alta Equipment Group Inc. | ALTG | 02128L106 | 09-Jun-23 | Management | Elect Director Daniel Shribman | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Alta Equipment Group Inc. | ALTG | 02128L106 | 09-Jun-23 | Management | Elect Director Katherine E. White | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Alta Equipment Group Inc. | ALTG | 02128L106 | 09-Jun-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Alta Equipment Group Inc. | ALTG | 02128L106 | 09-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Heritage-Crystal Clean, Inc. | HCCI | 42726M106 | 13-Jun-23 | Management | Elect Director Bruce Bruckmann | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Heritage-Crystal Clean, Inc. | HCCI | 42726M106 | 13-Jun-23 | Management | Elect Director Robert W. Willmschen, Jr. | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Heritage-Crystal Clean, Inc. | HCCI | 42726M106 | 13-Jun-23 | Management | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Heritage-Crystal Clean, Inc. | HCCI | 42726M106 | 13-Jun-23 | Management | Increase Authorized Common Stock | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Heritage-Crystal Clean, Inc. | HCCI | 42726M106 | 13-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Heritage-Crystal Clean, Inc. | HCCI | 42726M106 | 13-Jun-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Heritage-Crystal Clean, Inc. | HCCI | 42726M106 | 13-Jun-23 | Management | Other Business | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ardmore Shipping Corporation | ASC | Y0207T100 | 14-Jun-23 | Management | Elect Director Mats Berglund | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ardmore Shipping Corporation | ASC | Y0207T100 | 14-Jun-23 | Management | Elect Director Kirsi Tikka | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | BRT Apartments Corp. | BRT | 055645303 | 14-Jun-23 | Management | Elect Director Carol Cicero | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | BRT Apartments Corp. | BRT | 055645303 | 14-Jun-23 | Management | Elect Director Fredric H. Gould | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | BRT Apartments Corp. | BRT | 055645303 | 14-Jun-23 | Management | Elect Director Gary Hurand | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | BRT Apartments Corp. | BRT | 055645303 | 14-Jun-23 | Management | Elect Director Elie Y. Weiss | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | BRT Apartments Corp. | BRT | 055645303 | 14-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | BRT Apartments Corp. | BRT | 055645303 | 14-Jun-23 | Management | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | BRT Apartments Corp. | BRT | 055645303 | 14-Jun-23 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Chicago Atlantic Real Estate Finance, Inc. | REFI | 167239102 | 15-Jun-23 | Management | Elect Director Andreas A. Bodmeier | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Chicago Atlantic Real Estate Finance, Inc. | REFI | 167239102 | 15-Jun-23 | Management | Elect Director John Mazarakis | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Chicago Atlantic Real Estate Finance, Inc. | REFI | 167239102 | 15-Jun-23 | Management | Elect Director Anthony Cappell | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Chicago Atlantic Real Estate Finance, Inc. | REFI | 167239102 | 15-Jun-23 | Management | Elect Director Peter Sack | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Chicago Atlantic Real Estate Finance, Inc. | REFI | 167239102 | 15-Jun-23 | Management | Elect Director Jason Papastavrou | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Chicago Atlantic Real Estate Finance, Inc. | REFI | 167239102 | 15-Jun-23 | Management | Elect Director Frederick C. Herbst | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Chicago Atlantic Real Estate Finance, Inc. | REFI | 167239102 | 15-Jun-23 | Management | Elect Director Donald E. Gulbrandsen | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Chicago Atlantic Real Estate Finance, Inc. | REFI | 167239102 | 15-Jun-23 | Management | Elect Director Brandon Konigsberg | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Chicago Atlantic Real Estate Finance, Inc. | REFI | 167239102 | 15-Jun-23 | Management | Elect Director Michael L. Steiner | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Chicago Atlantic Real Estate Finance, Inc. | REFI | 167239102 | 15-Jun-23 | Management | Ratify BDO USA, LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | HireQuest, Inc. | HQI | 433535101 | 15-Jun-23 | Management | Elect Director Richard F. Hermanns | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | HireQuest, Inc. | HQI | 433535101 | 15-Jun-23 | Management | Elect Director R. Rimmy Malhotra | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | HireQuest, Inc. | HQI | 433535101 | 15-Jun-23 | Management | Elect Director Lawrence F. Hagenbuch | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | HireQuest, Inc. | HQI | 433535101 | 15-Jun-23 | Management | Elect Director Kathleen Shanahan | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | HireQuest, Inc. | HQI | 433535101 | 15-Jun-23 | Management | Elect Director Edward Jackson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | HireQuest, Inc. | HQI | 433535101 | 15-Jun-23 | Management | Elect Director Jack A. Olmstead | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | HireQuest, Inc. | HQI | 433535101 | 15-Jun-23 | Management | Ratify FORVIS LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | HireQuest, Inc. | HQI | 433535101 | 15-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Liquidia Corporation | LQDA | 53635D202 | 15-Jun-23 | Management | Elect Director Katherine Rielly-Gauvin | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Liquidia Corporation | LQDA | 53635D202 | 15-Jun-23 | Management | Elect Director Raman Singh | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Liquidia Corporation | LQDA | 53635D202 | 15-Jun-23 | Management | Elect Director David Johnson | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Liquidia Corporation | LQDA | 53635D202 | 15-Jun-23 | Management | Increase Authorized Common Stock | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Liquidia Corporation | LQDA | 53635D202 | 15-Jun-23 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | REX American Resources Corporation | REX | 761624105 | 15-Jun-23 | Management | Elect Director Stuart A. Rose | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | REX American Resources Corporation | REX | 761624105 | 15-Jun-23 | Management | Elect Director Zafar A. Rizvi | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | REX American Resources Corporation | REX | 761624105 | 15-Jun-23 | Management | Elect Director Edward M. Kress | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | REX American Resources Corporation | REX | 761624105 | 15-Jun-23 | Management | Elect Director David S. Harris | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | REX American Resources Corporation | REX | 761624105 | 15-Jun-23 | Management | Elect Director Charles A. Elcan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | REX American Resources Corporation | REX | 761624105 | 15-Jun-23 | Management | Elect Director Mervyn L. Alphonso | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | REX American Resources Corporation | REX | 761624105 | 15-Jun-23 | Management | Elect Director Lee I. Fisher | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | REX American Resources Corporation | REX | 761624105 | 15-Jun-23 | Management | Elect Director Anne C. MacMillan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | REX American Resources Corporation | REX | 761624105 | 15-Jun-23 | Management | Elect Director Cheryl L. Bustos | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | REX American Resources Corporation | REX | 761624105 | 15-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | REX American Resources Corporation | REX | 761624105 | 15-Jun-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | DXP Enterprises, Inc. | DXPE | 233377407 | 16-Jun-23 | Management | Elect Director David R. Little | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | DXP Enterprises, Inc. | DXPE | 233377407 | 16-Jun-23 | Management | Elect Director Kent Yee | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | DXP Enterprises, Inc. | DXPE | 233377407 | 16-Jun-23 | Management | Elect Director Joseph R. Mannes | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | DXP Enterprises, Inc. | DXPE | 233377407 | 16-Jun-23 | Management | Elect Director Timothy P. Halter | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | DXP Enterprises, Inc. | DXPE | 233377407 | 16-Jun-23 | Management | Elect Director David Patton | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | DXP Enterprises, Inc. | DXPE | 233377407 | 16-Jun-23 | Management | Elect Director Karen Hoffman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | DXP Enterprises, Inc. | DXPE | 233377407 | 16-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | DXP Enterprises, Inc. | DXPE | 233377407 | 16-Jun-23 | Management | Amend Omnibus Stock Plan | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | DXP Enterprises, Inc. | DXPE | 233377407 | 16-Jun-23 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | DXP Enterprises, Inc. | DXPE | 233377407 | 16-Jun-23 | Management | Amend Articles of Incorporation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Tsakos Energy Navigation Limited | TNP | G9108L173 | 16-Jun-23 | Management | Elect Director Michael G. Jolliffe | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Tsakos Energy Navigation Limited | TNP | G9108L173 | 16-Jun-23 | Management | Elect Director Karen Purnell | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Tsakos Energy Navigation Limited | TNP | G9108L173 | 16-Jun-23 | Management | Elect Director Nicholas F. Tommasino | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Tsakos Energy Navigation Limited | TNP | G9108L173 | 16-Jun-23 | Management | Accept Financial Statements and Statutory Reports | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Tsakos Energy Navigation Limited | TNP | G9108L173 | 16-Jun-23 | Management | Approve Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors and Authorize Audit Committee to Fix Their Remuneration | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Tsakos Energy Navigation Limited | TNP | G9108L173 | 16-Jun-23 | Management | Approve Remuneration of Directors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Baycom Corp | BCML | 07272M107 | 20-Jun-23 | Management | Elect Director James S. Camp | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Baycom Corp | BCML | 07272M107 | 20-Jun-23 | Management | Elect Director Harpreet S. Chaudhary | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Baycom Corp | BCML | 07272M107 | 20-Jun-23 | Management | Elect Director Keary L. Colwell | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Baycom Corp | BCML | 07272M107 | 20-Jun-23 | Management | Elect Director Rocco Davis | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Baycom Corp | BCML | 07272M107 | 20-Jun-23 | Management | Elect Director George J. Guarini | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Baycom Corp | BCML | 07272M107 | 20-Jun-23 | Management | Elect Director Lloyd W. Kendall, Jr. | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Baycom Corp | BCML | 07272M107 | 20-Jun-23 | Management | Elect Director Janet L. King | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Baycom Corp | BCML | 07272M107 | 20-Jun-23 | Management | Elect Director Robert G. Laverne | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Baycom Corp | BCML | 07272M107 | 20-Jun-23 | Management | Elect Director Syvia L. Magid | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Baycom Corp | BCML | 07272M107 | 20-Jun-23 | Management | Ratify Moss Adams LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | John Marshall Bancorp, Inc. | JMSB | 47805L101 | 20-Jun-23 | Management | Elect Director Philip W. Allin | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | John Marshall Bancorp, Inc. | JMSB | 47805L101 | 20-Jun-23 | Management | Elect Director Christopher W. Bergstrom | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | John Marshall Bancorp, Inc. | JMSB | 47805L101 | 20-Jun-23 | Management | Elect Director Philip R. Chase | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | John Marshall Bancorp, Inc. | JMSB | 47805L101 | 20-Jun-23 | Management | Elect Director Michael T. Foster | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | John Marshall Bancorp, Inc. | JMSB | 47805L101 | 20-Jun-23 | Management | Elect Director Michael A. Garcia | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | John Marshall Bancorp, Inc. | JMSB | 47805L101 | 20-Jun-23 | Management | Elect Director Subhash K. Garg | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | John Marshall Bancorp, Inc. | JMSB | 47805L101 | 20-Jun-23 | Management | Elect Director Jonathan C. Kinney | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | John Marshall Bancorp, Inc. | JMSB | 47805L101 | 20-Jun-23 | Management | Elect Director O. Leland Mahan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | John Marshall Bancorp, Inc. | JMSB | 47805L101 | 20-Jun-23 | Management | Elect Director Lim P. Nguonly | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | John Marshall Bancorp, Inc. | JMSB | 47805L101 | 20-Jun-23 | Management | Ratify Yount, Hyde & Barbour, P.C. as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Oak Valley Bancorp | OVLY | 671807105 | 20-Jun-23 | Management | Elect Director Christopher M. Courtney | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Oak Valley Bancorp | OVLY | 671807105 | 20-Jun-23 | Management | Elect Director Lynn R. Dickerson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Oak Valley Bancorp | OVLY | 671807105 | 20-Jun-23 | Management | Elect Director Allison C. Lafferty | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Oak Valley Bancorp | OVLY | 671807105 | 20-Jun-23 | Management | Elect Director Terrance P. Withrow | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Oak Valley Bancorp | OVLY | 671807105 | 20-Jun-23 | Management | Ratify RSM US LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cadiz, Inc. | CDZI | 127537207 | 21-Jun-23 | Management | Elect Director Stephen E. Courter | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cadiz, Inc. | CDZI | 127537207 | 21-Jun-23 | Management | Elect Director Maria Dreyfus | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cadiz, Inc. | CDZI | 127537207 | 21-Jun-23 | Management | Elect Director Maria Echaveste | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cadiz, Inc. | CDZI | 127537207 | 21-Jun-23 | Management | Elect Director Winston Hickox | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cadiz, Inc. | CDZI | 127537207 | 21-Jun-23 | Management | Elect Director Susan Kennedy | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cadiz, Inc. | CDZI | 127537207 | 21-Jun-23 | Management | Elect Director Kenneth T. Lombard | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cadiz, Inc. | CDZI | 127537207 | 21-Jun-23 | Management | Elect Director Richard Polanco | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cadiz, Inc. | CDZI | 127537207 | 21-Jun-23 | Management | Elect Director Scott S. Slater | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cadiz, Inc. | CDZI | 127537207 | 21-Jun-23 | Management | Elect Director Carolyn Webb de Macias | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cadiz, Inc. | CDZI | 127537207 | 21-Jun-23 | Management | Increase Authorized Common Stock | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cadiz, Inc. | CDZI | 127537207 | 21-Jun-23 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cadiz, Inc. | CDZI | 127537207 | 21-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Cadiz, Inc. | CDZI | 127537207 | 21-Jun-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CTO Realty Growth, Inc. | CTO | 22948Q101 | 21-Jun-23 | Management | Elect Director John P. Albright | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CTO Realty Growth, Inc. | CTO | 22948Q101 | 21-Jun-23 | Management | Elect Director George R. Brokaw | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CTO Realty Growth, Inc. | CTO | 22948Q101 | 21-Jun-23 | Management | Elect Director Christopher J. Drew | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CTO Realty Growth, Inc. | CTO | 22948Q101 | 21-Jun-23 | Management | Elect Director Laura M. Franklin | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CTO Realty Growth, Inc. | CTO | 22948Q101 | 21-Jun-23 | Management | Elect Director R. Blakeslee Gable | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CTO Realty Growth, Inc. | CTO | 22948Q101 | 21-Jun-23 | Management | Elect Director Christopher W. Haga | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CTO Realty Growth, Inc. | CTO | 22948Q101 | 21-Jun-23 | Management | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CTO Realty Growth, Inc. | CTO | 22948Q101 | 21-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CTO Realty Growth, Inc. | CTO | 22948Q101 | 21-Jun-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | CTO Realty Growth, Inc. | CTO | 22948Q101 | 21-Jun-23 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Harrow Health, Inc. | HROW | 415858109 | 21-Jun-23 | Management | Elect Director Mark L. Baum | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Harrow Health, Inc. | HROW | 415858109 | 21-Jun-23 | Management | Elect Director Martin A. Makary | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Harrow Health, Inc. | HROW | 415858109 | 21-Jun-23 | Management | Elect Director Teresa F. Sparks | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Harrow Health, Inc. | HROW | 415858109 | 21-Jun-23 | Management | Elect Director Perry J. Sternberg | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Harrow Health, Inc. | HROW | 415858109 | 21-Jun-23 | Management | Elect Director R. Lawrence Van Horn | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Harrow Health, Inc. | HROW | 415858109 | 21-Jun-23 | Management | Ratify KMJ Corbin & Company LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Harrow Health, Inc. | HROW | 415858109 | 21-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | SoundThinking, Inc. | SSTI | 82536T107 | 21-Jun-23 | Management | Elect Director Ralph A. Clark | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | SoundThinking, Inc. | SSTI | 82536T107 | 21-Jun-23 | Management | Elect Director Marc Morial | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | SoundThinking, Inc. | SSTI | 82536T107 | 21-Jun-23 | Management | Elect Director Ruby Sharma | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | SoundThinking, Inc. | SSTI | 82536T107 | 21-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | SoundThinking, Inc. | SSTI | 82536T107 | 21-Jun-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | SoundThinking, Inc. | SSTI | 82536T107 | 21-Jun-23 | Management | Ratify Baker Tilly US, LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ambac Financial Group, Inc. | AMBC | 023139884 | 22-Jun-23 | Management | Elect Director Ian D. Haft | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ambac Financial Group, Inc. | AMBC | 023139884 | 22-Jun-23 | Management | Elect Director Lisa G. Iglesias | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ambac Financial Group, Inc. | AMBC | 023139884 | 22-Jun-23 | Management | Elect Director Joan Lamm-Tennant | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ambac Financial Group, Inc. | AMBC | 023139884 | 22-Jun-23 | Management | Elect Director Claude LeBlanc | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ambac Financial Group, Inc. | AMBC | 023139884 | 22-Jun-23 | Management | Elect Director Kristi A. Matus | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ambac Financial Group, Inc. | AMBC | 023139884 | 22-Jun-23 | Management | Elect Director Michael D. Price | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ambac Financial Group, Inc. | AMBC | 023139884 | 22-Jun-23 | Management | Elect Director Jeffrey S. Stein | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ambac Financial Group, Inc. | AMBC | 023139884 | 22-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Ambac Financial Group, Inc. | AMBC | 023139884 | 22-Jun-23 | Management | Ratify KPMG LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Limbach Holdings, Inc. | LMB | 53263P105 | 22-Jun-23 | Management | Elect Director Joshua S. Horowitz | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Limbach Holdings, Inc. | LMB | 53263P105 | 22-Jun-23 | Management | Elect Director Linda G. Alvarado | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Limbach Holdings, Inc. | LMB | 53263P105 | 22-Jun-23 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Limbach Holdings, Inc. | LMB | 53263P105 | 22-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Limbach Holdings, Inc. | LMB | 53263P105 | 22-Jun-23 | Management | Ratify Crowe LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Limbach Holdings, Inc. | LMB | 53263P105 | 22-Jun-23 | Management | Amend Certificate of Incorporation to Allow the Exculpation of Officers | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Movado Group, Inc. | MOV | 624580106 | 22-Jun-23 | Management | Elect Director Peter A. Bridgman | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Movado Group, Inc. | MOV | 624580106 | 22-Jun-23 | Management | Elect Director Alex Grinberg | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Movado Group, Inc. | MOV | 624580106 | 22-Jun-23 | Management | Elect Director Efraim Grinberg | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Movado Group, Inc. | MOV | 624580106 | 22-Jun-23 | Management | Elect Director Alan H. Howard | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Movado Group, Inc. | MOV | 624580106 | 22-Jun-23 | Management | Elect Director Richard Isserman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Movado Group, Inc. | MOV | 624580106 | 22-Jun-23 | Management | Elect Director Ann Kirschner | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Movado Group, Inc. | MOV | 624580106 | 22-Jun-23 | Management | Elect Director Maya Peterson | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Movado Group, Inc. | MOV | 624580106 | 22-Jun-23 | Management | Elect Director Stephen Sadove | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Movado Group, Inc. | MOV | 624580106 | 22-Jun-23 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Movado Group, Inc. | MOV | 624580106 | 22-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Movado Group, Inc. | MOV | 624580106 | 22-Jun-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Movado Group, Inc. | MOV | 624580106 | 22-Jun-23 | Management | Amend Omnibus Stock Plan | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northwest Pipe Company | NWPX | 667746101 | 22-Jun-23 | Management | Elect Director Irma Lockridge | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northwest Pipe Company | NWPX | 667746101 | 22-Jun-23 | Management | Elect Director Scott Montross | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northwest Pipe Company | NWPX | 667746101 | 22-Jun-23 | Management | Elect Director John Paschal | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northwest Pipe Company | NWPX | 667746101 | 22-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northwest Pipe Company | NWPX | 667746101 | 22-Jun-23 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Northwest Pipe Company | NWPX | 667746101 | 22-Jun-23 | Management | Ratify Moss Adams LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | OP Bancorp | OPBK | 67109R109 | 22-Jun-23 | Management | Elect Director Brian Choi | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | OP Bancorp | OPBK | 67109R109 | 22-Jun-23 | Management | Elect Director Ernest E. Dow | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | OP Bancorp | OPBK | 67109R109 | 22-Jun-23 | Management | Elect Director Soo Hun Jung | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | OP Bancorp | OPBK | 67109R109 | 22-Jun-23 | Management | Elect Director Hyung J. Kim | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | OP Bancorp | OPBK | 67109R109 | 22-Jun-23 | Management | Elect Director Min J. Kim | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | OP Bancorp | OPBK | 67109R109 | 22-Jun-23 | Management | Elect Director Sunny Kwon | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | OP Bancorp | OPBK | 67109R109 | 22-Jun-23 | Management | Elect Director Yong Sin Shin | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | OP Bancorp | OPBK | 67109R109 | 22-Jun-23 | Management | Ratify Crowe LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Enliven Therapeutics, Inc. | ELVN | 29337E102 | 23-Jun-23 | Management | Elect Director Richard Heyman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Enliven Therapeutics, Inc. | ELVN | 29337E102 | 23-Jun-23 | Management | Elect Director Samuel Kintz | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Enliven Therapeutics, Inc. | ELVN | 29337E102 | 23-Jun-23 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Eyenovia, Inc. | EYEN | 30234E104 | 27-Jun-23 | Management | Elect Director Tsontcho Ianchulev | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Eyenovia, Inc. | EYEN | 30234E104 | 27-Jun-23 | Management | Elect Director Rachel Jacobson | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Eyenovia, Inc. | EYEN | 30234E104 | 27-Jun-23 | Management | Elect Director Charles E. Mather, IV | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Eyenovia, Inc. | EYEN | 30234E104 | 27-Jun-23 | Management | Elect Director Ram Palanki | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Eyenovia, Inc. | EYEN | 30234E104 | 27-Jun-23 | Management | Elect Director Michael Rowe | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Eyenovia, Inc. | EYEN | 30234E104 | 27-Jun-23 | Management | Elect Director Ellen Strahlman | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Eyenovia, Inc. | EYEN | 30234E104 | 27-Jun-23 | Management | Amend Omnibus Stock Plan | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Eyenovia, Inc. | EYEN | 30234E104 | 27-Jun-23 | Management | Ratify Marcum LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | McEwen Mining Inc. | MUX | 58039P305 | 29-Jun-23 | Management | Elect Director Robert R. McEwen | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | McEwen Mining Inc. | MUX | 58039P305 | 29-Jun-23 | Management | Elect Director Allen V. Ambrose | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | McEwen Mining Inc. | MUX | 58039P305 | 29-Jun-23 | Management | Elect Director Ian Ball | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | McEwen Mining Inc. | MUX | 58039P305 | 29-Jun-23 | Management | Elect Director Richard W. Brissenden | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | McEwen Mining Inc. | MUX | 58039P305 | 29-Jun-23 | Management | Elect Director Robin E. Dunbar | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | McEwen Mining Inc. | MUX | 58039P305 | 29-Jun-23 | Management | Elect Director Merri J. Sanchez | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | McEwen Mining Inc. | MUX | 58039P305 | 29-Jun-23 | Management | Elect Director William M. Shaver | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | McEwen Mining Inc. | MUX | 58039P305 | 29-Jun-23 | Management | Increase Authorized Preferred Stock | For | Against | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | McEwen Mining Inc. | MUX | 58039P305 | 29-Jun-23 | Management | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Aldeyra Therapeutics, Inc. | ALDX | 01438T106 | 30-Jun-23 | Management | Elect Director Todd C. Brady | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Aldeyra Therapeutics, Inc. | ALDX | 01438T106 | 30-Jun-23 | Management | Elect Director Martin J. Joyce | For | Withhold | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Aldeyra Therapeutics, Inc. | ALDX | 01438T106 | 30-Jun-23 | Management | Ratify BDO USA, LLP as Auditors | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Aldeyra Therapeutics, Inc. | ALDX | 01438T106 | 30-Jun-23 | Management | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | Aldeyra Therapeutics, Inc. | ALDX | 01438T106 | 30-Jun-23 | Management | Approve Omnibus Stock Plan | For | For | Yes |
========================== ADVISORSHARES FOCUSED EQUITY ETF =========================
| Institutional Account Name | Company Name | Ticker | Primary CUSIP | Meeting Date | Proponent | Proposal Number | Proposal Text | Voted | Vote Instruction | Management Recommendation |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 09/23/2022 | Management | 1.1 | Elect Director Theodore H. Ashford, III | Yes | Withhold | For |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 09/23/2022 | Management | 1.2 | Elect Director A. Russell Chandler, III | Yes | For | For |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 09/23/2022 | Management | 1.3 | Elect Director William G. Miller | Yes | For | For |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 09/23/2022 | Management | 1.4 | Elect Director William G. Miller, II | Yes | For | For |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 09/23/2022 | Management | 1.5 | Elect Director Richard H. Roberts | Yes | For | For |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 09/23/2022 | Management | 1.6 | Elect Director Leigh Walton | Yes | For | For |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 09/23/2022 | Management | 1.7 | Elect Director Deborah L. Whitmire | Yes | For | For |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 09/23/2022 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Broadridge Financial Solutions, Inc. | BR | 11133T103 | 11/10/2022 | Management | 1a | Elect Director Leslie A. Brun | Yes | For | For |
| AdvisorShares Focused Equity ETF | Broadridge Financial Solutions, Inc. | BR | 11133T103 | 11/10/2022 | Management | 1b | Elect Director Pamela L. Carter | Yes | For | For |
| AdvisorShares Focused Equity ETF | Broadridge Financial Solutions, Inc. | BR | 11133T103 | 11/10/2022 | Management | 1c | Elect Director Richard J. Daly | Yes | For | For |
| AdvisorShares Focused Equity ETF | Broadridge Financial Solutions, Inc. | BR | 11133T103 | 11/10/2022 | Management | 1d | Elect Director Robert N. Duelks | Yes | For | For |
| AdvisorShares Focused Equity ETF | Broadridge Financial Solutions, Inc. | BR | 11133T103 | 11/10/2022 | Management | 1e | Elect Director Melvin L. Flowers | Yes | For | For |
| AdvisorShares Focused Equity ETF | Broadridge Financial Solutions, Inc. | BR | 11133T103 | 11/10/2022 | Management | 1f | Elect Director Timothy C. Gokey | Yes | For | For |
| AdvisorShares Focused Equity ETF | Broadridge Financial Solutions, Inc. | BR | 11133T103 | 11/10/2022 | Management | 1g | Elect Director Brett A. Keller | Yes | For | For |
| AdvisorShares Focused Equity ETF | Broadridge Financial Solutions, Inc. | BR | 11133T103 | 11/10/2022 | Management | 1h | Elect Director Maura A. Markus | Yes | For | For |
| AdvisorShares Focused Equity ETF | Broadridge Financial Solutions, Inc. | BR | 11133T103 | 11/10/2022 | Management | 1i | Elect Director Eileen K. Murray | Yes | For | For |
| AdvisorShares Focused Equity ETF | Broadridge Financial Solutions, Inc. | BR | 11133T103 | 11/10/2022 | Management | 1j | Elect Director Annette L. Nazareth | Yes | For | For |
| AdvisorShares Focused Equity ETF | Broadridge Financial Solutions, Inc. | BR | 11133T103 | 11/10/2022 | Management | 1k | Elect Director Thomas J. Perna | Yes | For | For |
| AdvisorShares Focused Equity ETF | Broadridge Financial Solutions, Inc. | BR | 11133T103 | 11/10/2022 | Management | 1l | Elect Director Amit K. Zavery | Yes | For | For |
| AdvisorShares Focused Equity ETF | Broadridge Financial Solutions, Inc. | BR | 11133T103 | 11/10/2022 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Broadridge Financial Solutions, Inc. | BR | 11133T103 | 11/10/2022 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | FactSet Research Systems Inc. | FDS | 303075105 | 12/15/2022 | Management | 1a | Elect Director James J. McGonigle | Yes | For | For |
| AdvisorShares Focused Equity ETF | FactSet Research Systems Inc. | FDS | 303075105 | 12/15/2022 | Management | 1b | Elect Director F. Philip Snow | Yes | For | For |
| AdvisorShares Focused Equity ETF | FactSet Research Systems Inc. | FDS | 303075105 | 12/15/2022 | Management | 1c | Elect Director Maria Teresa Tejada | Yes | For | For |
| AdvisorShares Focused Equity ETF | FactSet Research Systems Inc. | FDS | 303075105 | 12/15/2022 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | FactSet Research Systems Inc. | FDS | 303075105 | 12/15/2022 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | FactSet Research Systems Inc. | FDS | 303075105 | 12/15/2022 | Management | 4 | Declassify the Board of Directors | Yes | For | For |
| AdvisorShares Focused Equity ETF | FactSet Research Systems Inc. | FDS | 303075105 | 12/15/2022 | Management | 5 | Amend Certificate of Incorporation to Eliminate Certain Business Combination Restrictions | Yes | For | For |
| AdvisorShares Focused Equity ETF | FactSet Research Systems Inc. | FDS | 303075105 | 12/15/2022 | Management | 6 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Yes | For | For |
| AdvisorShares Focused Equity ETF | FactSet Research Systems Inc. | FDS | 303075105 | 12/15/2022 | Management | 7 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | Yes | For | For |
| AdvisorShares Focused Equity ETF | FactSet Research Systems Inc. | FDS | 303075105 | 12/15/2022 | Management | 8 | Amend Certificate of Incorporation to Remove Creditor Compromise Provision | Yes | For | For |
| AdvisorShares Focused Equity ETF | FactSet Research Systems Inc. | FDS | 303075105 | 12/15/2022 | Management | 9 | Amend Certificate of Incorporation to Clarify, Streamline and Modernize the Certificate of Incorporation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Fair Isaac Corporation | FICO | 303250104 | 03/01/2023 | Management | 1a | Elect Director Braden R. Kelly | Yes | For | For |
| AdvisorShares Focused Equity ETF | Fair Isaac Corporation | FICO | 303250104 | 03/01/2023 | Management | 1b | Elect Director Fabiola R. Arredondo | Yes | For | For |
| AdvisorShares Focused Equity ETF | Fair Isaac Corporation | FICO | 303250104 | 03/01/2023 | Management | 1c | Elect Director James D. Kirsner | Yes | For | For |
| AdvisorShares Focused Equity ETF | Fair Isaac Corporation | FICO | 303250104 | 03/01/2023 | Management | 1d | Elect Director William J. Lansing | Yes | For | For |
| AdvisorShares Focused Equity ETF | Fair Isaac Corporation | FICO | 303250104 | 03/01/2023 | Management | 1e | Elect Director Eva Manolis | Yes | For | For |
| AdvisorShares Focused Equity ETF | Fair Isaac Corporation | FICO | 303250104 | 03/01/2023 | Management | 1f | Elect Director Marc F. McMorris | Yes | For | For |
| AdvisorShares Focused Equity ETF | Fair Isaac Corporation | FICO | 303250104 | 03/01/2023 | Management | 1g | Elect Director Joanna Rees | Yes | For | For |
| AdvisorShares Focused Equity ETF | Fair Isaac Corporation | FICO | 303250104 | 03/01/2023 | Management | 1h | Elect Director David A. Rey | Yes | For | For |
| AdvisorShares Focused Equity ETF | Fair Isaac Corporation | FICO | 303250104 | 03/01/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Fair Isaac Corporation | FICO | 303250104 | 03/01/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Focused Equity ETF | Fair Isaac Corporation | FICO | 303250104 | 03/01/2023 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | AmerisourceBergen Corporation | ABC | 03073E105 | 03/09/2023 | Management | 1a | Elect Director Ornella Barra | Yes | For | For |
| AdvisorShares Focused Equity ETF | AmerisourceBergen Corporation | ABC | 03073E105 | 03/09/2023 | Management | 1b | Elect Director Steven H. Collis | Yes | For | For |
| AdvisorShares Focused Equity ETF | AmerisourceBergen Corporation | ABC | 03073E105 | 03/09/2023 | Management | 1c | Elect Director D. Mark Durcan | Yes | For | For |
| AdvisorShares Focused Equity ETF | AmerisourceBergen Corporation | ABC | 03073E105 | 03/09/2023 | Management | 1d | Elect Director Richard W. Gochnauer | Yes | For | For |
| AdvisorShares Focused Equity ETF | AmerisourceBergen Corporation | ABC | 03073E105 | 03/09/2023 | Management | 1e | Elect Director Lon R. Greenberg | Yes | For | For |
| AdvisorShares Focused Equity ETF | AmerisourceBergen Corporation | ABC | 03073E105 | 03/09/2023 | Management | 1f | Elect Director Kathleen W. Hyle | Yes | For | For |
| AdvisorShares Focused Equity ETF | AmerisourceBergen Corporation | ABC | 03073E105 | 03/09/2023 | Management | 1g | Elect Director Lorence H. Kim | Yes | For | For |
| AdvisorShares Focused Equity ETF | AmerisourceBergen Corporation | ABC | 03073E105 | 03/09/2023 | Management | 1h | Elect Director Henry W. McGee | Yes | For | For |
| AdvisorShares Focused Equity ETF | AmerisourceBergen Corporation | ABC | 03073E105 | 03/09/2023 | Management | 1i | Elect Director Redonda G. Miller | Yes | For | For |
| AdvisorShares Focused Equity ETF | AmerisourceBergen Corporation | ABC | 03073E105 | 03/09/2023 | Management | 1j | Elect Director Dennis M. Nally | Yes | For | For |
| AdvisorShares Focused Equity ETF | AmerisourceBergen Corporation | ABC | 03073E105 | 03/09/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | AmerisourceBergen Corporation | ABC | 03073E105 | 03/09/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | AmerisourceBergen Corporation | ABC | 03073E105 | 03/09/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Focused Equity ETF | AmerisourceBergen Corporation | ABC | 03073E105 | 03/09/2023 | Shareholder | 5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Yes | Against | Against |
| AdvisorShares Focused Equity ETF | HEICO Corporation | HEI | 422806109 | 03/17/2023 | Management | 1.1 | Elect Director Thomas M. Culligan | Yes | For | For |
| AdvisorShares Focused Equity ETF | HEICO Corporation | HEI | 422806109 | 03/17/2023 | Management | 1.2 | Elect Director Carol F. Fine | Yes | For | For |
| AdvisorShares Focused Equity ETF | HEICO Corporation | HEI | 422806109 | 03/17/2023 | Management | 1.3 | Elect Director Adolfo Henriques | Yes | For | For |
| AdvisorShares Focused Equity ETF | HEICO Corporation | HEI | 422806109 | 03/17/2023 | Management | 1.4 | Elect Director Mark H. Hildebrandt | Yes | Withhold | For |
| AdvisorShares Focused Equity ETF | HEICO Corporation | HEI | 422806109 | 03/17/2023 | Management | 1.5 | Elect Director Eric A. Mendelson | Yes | For | For |
| AdvisorShares Focused Equity ETF | HEICO Corporation | HEI | 422806109 | 03/17/2023 | Management | 1.6 | Elect Director Laurans A. Mendelson | Yes | For | For |
| AdvisorShares Focused Equity ETF | HEICO Corporation | HEI | 422806109 | 03/17/2023 | Management | 1.7 | Elect Director Victor H. Mendelson | Yes | For | For |
| AdvisorShares Focused Equity ETF | HEICO Corporation | HEI | 422806109 | 03/17/2023 | Management | 1.8 | Elect Director Julie Neitzel | Yes | For | For |
| AdvisorShares Focused Equity ETF | HEICO Corporation | HEI | 422806109 | 03/17/2023 | Management | 1.9 | Elect Director Alan Schriesheim | Yes | Withhold | For |
| AdvisorShares Focused Equity ETF | HEICO Corporation | HEI | 422806109 | 03/17/2023 | Management | 1.10 | Elect Director Frank J. Schwitter | Yes | For | For |
| AdvisorShares Focused Equity ETF | HEICO Corporation | HEI | 422806109 | 03/17/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | HEICO Corporation | HEI | 422806109 | 03/17/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Focused Equity ETF | HEICO Corporation | HEI | 422806109 | 03/17/2023 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | Moody’s Corporation | MCO | 615369105 | 04/18/2023 | Management | 1a | Elect Director Jorge A. Bermudez | Yes | For | For |
| AdvisorShares Focused Equity ETF | Moody’s Corporation | MCO | 615369105 | 04/18/2023 | Management | 1b | Elect Director Therese Esperdy | Yes | For | For |
| AdvisorShares Focused Equity ETF | Moody’s Corporation | MCO | 615369105 | 04/18/2023 | Management | 1c | Elect Director Robert Fauber | Yes | For | For |
| AdvisorShares Focused Equity ETF | Moody’s Corporation | MCO | 615369105 | 04/18/2023 | Management | 1d | Elect Director Vincent A. Forlenza | Yes | For | For |
| AdvisorShares Focused Equity ETF | Moody’s Corporation | MCO | 615369105 | 04/18/2023 | Management | 1e | Elect Director Kathryn M. Hill | Yes | For | For |
| AdvisorShares Focused Equity ETF | Moody’s Corporation | MCO | 615369105 | 04/18/2023 | Management | 1f | Elect Director Lloyd W. Howell, Jr. | Yes | For | For |
| AdvisorShares Focused Equity ETF | Moody’s Corporation | MCO | 615369105 | 04/18/2023 | Management | 1g | Elect Director Jose M. Minaya | Yes | For | For |
| AdvisorShares Focused Equity ETF | Moody’s Corporation | MCO | 615369105 | 04/18/2023 | Management | 1h | Elect Director Leslie F. Seidman | Yes | For | For |
| AdvisorShares Focused Equity ETF | Moody’s Corporation | MCO | 615369105 | 04/18/2023 | Management | 1i | Elect Director Zig Serafin | Yes | For | For |
| AdvisorShares Focused Equity ETF | Moody’s Corporation | MCO | 615369105 | 04/18/2023 | Management | 1j | Elect Director Bruce Van Saun | Yes | For | For |
| AdvisorShares Focused Equity ETF | Moody’s Corporation | MCO | 615369105 | 04/18/2023 | Management | 2 | Amend Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Focused Equity ETF | Moody’s Corporation | MCO | 615369105 | 04/18/2023 | Management | 3 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | Moody’s Corporation | MCO | 615369105 | 04/18/2023 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Moody’s Corporation | MCO | 615369105 | 04/18/2023 | Management | 5 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Focused Equity ETF | Carrier Global Corporation | CARR | 14448C104 | 04/20/2023 | Management | 1a | Elect Director Jean-Pierre Garnier | Yes | For | For |
| AdvisorShares Focused Equity ETF | Carrier Global Corporation | CARR | 14448C104 | 04/20/2023 | Management | 1b | Elect Director David L. Gitlin | Yes | For | For |
| AdvisorShares Focused Equity ETF | Carrier Global Corporation | CARR | 14448C104 | 04/20/2023 | Management | 1c | Elect Director John J. Greisch | Yes | For | For |
| AdvisorShares Focused Equity ETF | Carrier Global Corporation | CARR | 14448C104 | 04/20/2023 | Management | 1d | Elect Director Charles M. Holley, Jr. | Yes | For | For |
| AdvisorShares Focused Equity ETF | Carrier Global Corporation | CARR | 14448C104 | 04/20/2023 | Management | 1e | Elect Director Michael M. McNamara | Yes | For | For |
| AdvisorShares Focused Equity ETF | Carrier Global Corporation | CARR | 14448C104 | 04/20/2023 | Management | 1f | Elect Director Susan N. Story | Yes | For | For |
| AdvisorShares Focused Equity ETF | Carrier Global Corporation | CARR | 14448C104 | 04/20/2023 | Management | 1g | Elect Director Michael A. Todman | Yes | For | For |
| AdvisorShares Focused Equity ETF | Carrier Global Corporation | CARR | 14448C104 | 04/20/2023 | Management | 1h | Elect Director Virginia M. Wilson | Yes | For | For |
| AdvisorShares Focused Equity ETF | Carrier Global Corporation | CARR | 14448C104 | 04/20/2023 | Management | 1i | Elect Director Beth A. Wozniak | Yes | For | For |
| AdvisorShares Focused Equity ETF | Carrier Global Corporation | CARR | 14448C104 | 04/20/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Carrier Global Corporation | CARR | 14448C104 | 04/20/2023 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | Carrier Global Corporation | CARR | 14448C104 | 04/20/2023 | Shareholder | 4 | Require Independent Board Chairman | Yes | Against | Against |
| AdvisorShares Focused Equity ETF | Celanese Corporation | CE | 150870103 | 04/20/2023 | Management | 1a | Elect Director Jean S. Blackwell | Yes | For | For |
| AdvisorShares Focused Equity ETF | Celanese Corporation | CE | 150870103 | 04/20/2023 | Management | 1b | Elect Director William M. Brown | Yes | For | For |
| AdvisorShares Focused Equity ETF | Celanese Corporation | CE | 150870103 | 04/20/2023 | Management | 1c | Elect Director Edward G. Galante | Yes | For | For |
| AdvisorShares Focused Equity ETF | Celanese Corporation | CE | 150870103 | 04/20/2023 | Management | 1d | Elect Director Kathryn M. Hill | Yes | For | For |
| AdvisorShares Focused Equity ETF | Celanese Corporation | CE | 150870103 | 04/20/2023 | Management | 1e | Elect Director David F. Hoffmeister | Yes | For | For |
| AdvisorShares Focused Equity ETF | Celanese Corporation | CE | 150870103 | 04/20/2023 | Management | 1f | Elect Director Jay V. Ihlenfeld | Yes | For | For |
| AdvisorShares Focused Equity ETF | Celanese Corporation | CE | 150870103 | 04/20/2023 | Management | 1g | Elect Director Deborah J. Kissire | Yes | For | For |
| AdvisorShares Focused Equity ETF | Celanese Corporation | CE | 150870103 | 04/20/2023 | Management | 1h | Elect Director Michael Koenig | Yes | For | For |
| AdvisorShares Focused Equity ETF | Celanese Corporation | CE | 150870103 | 04/20/2023 | Management | 1i | Elect Director Kim K.W. Rucker | Yes | For | For |
| AdvisorShares Focused Equity ETF | Celanese Corporation | CE | 150870103 | 04/20/2023 | Management | 1j | Elect Director Lori J. Ryerkerk | Yes | For | For |
| AdvisorShares Focused Equity ETF | Celanese Corporation | CE | 150870103 | 04/20/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | Celanese Corporation | CE | 150870103 | 04/20/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Celanese Corporation | CE | 150870103 | 04/20/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Focused Equity ETF | Celanese Corporation | CE | 150870103 | 04/20/2023 | Management | 5 | Amend Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Focused Equity ETF | Stepan Company | SCL | 858586100 | 04/25/2023 | Management | 1.1 | Elect Director Joaquin Delgado | Yes | For | For |
| AdvisorShares Focused Equity ETF | Stepan Company | SCL | 858586100 | 04/25/2023 | Management | 1.2 | Elect Director F. Quinn Stepan, Jr. | Yes | For | For |
| AdvisorShares Focused Equity ETF | Stepan Company | SCL | 858586100 | 04/25/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Stepan Company | SCL | 858586100 | 04/25/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Focused Equity ETF | Stepan Company | SCL | 858586100 | 04/25/2023 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | Polaris Inc. | PII | 731068102 | 04/27/2023 | Management | 1a | Elect Director George W. Bilicic | Yes | For | For |
| AdvisorShares Focused Equity ETF | Polaris Inc. | PII | 731068102 | 04/27/2023 | Management | 1b | Elect Director Gary E. Hendrickson | Yes | For | For |
| AdvisorShares Focused Equity ETF | Polaris Inc. | PII | 731068102 | 04/27/2023 | Management | 1c | Elect Director Gwenne A. Henricks | Yes | For | For |
| AdvisorShares Focused Equity ETF | Polaris Inc. | PII | 731068102 | 04/27/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Polaris Inc. | PII | 731068102 | 04/27/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Focused Equity ETF | Polaris Inc. | PII | 731068102 | 04/27/2023 | Management | 4 | Change State of Incorporation from Minnesota to Delaware | Yes | For | For |
| AdvisorShares Focused Equity ETF | Polaris Inc. | PII | 731068102 | 04/27/2023 | Management | 5 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | Yes | Against | For |
| AdvisorShares Focused Equity ETF | Polaris Inc. | PII | 731068102 | 04/27/2023 | Management | 6 | Amend Certificate of Incorporation to Allow Exculpation of Officers | Yes | For | For |
| AdvisorShares Focused Equity ETF | Polaris Inc. | PII | 731068102 | 04/27/2023 | Management | 7 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | Abbott Laboratories | ABT | 002824100 | 04/28/2023 | Management | 1.1 | Elect Director Robert J. Alpern | Yes | For | For |
| AdvisorShares Focused Equity ETF | Abbott Laboratories | ABT | 002824100 | 04/28/2023 | Management | 1.2 | Elect Director Claire Babineaux-Fontenot | Yes | For | For |
| AdvisorShares Focused Equity ETF | Abbott Laboratories | ABT | 002824100 | 04/28/2023 | Management | 1.3 | Elect Director Sally E. Blount | Yes | For | For |
| AdvisorShares Focused Equity ETF | Abbott Laboratories | ABT | 002824100 | 04/28/2023 | Management | 1.4 | Elect Director Robert B. Ford | Yes | For | For |
| AdvisorShares Focused Equity ETF | Abbott Laboratories | ABT | 002824100 | 04/28/2023 | Management | 1.5 | Elect Director Paola Gonzalez | Yes | For | For |
| AdvisorShares Focused Equity ETF | Abbott Laboratories | ABT | 002824100 | 04/28/2023 | Management | 1.6 | Elect Director Michelle A. Kumbier | Yes | For | For |
| AdvisorShares Focused Equity ETF | Abbott Laboratories | ABT | 002824100 | 04/28/2023 | Management | 1.7 | Elect Director Darren W. McDew | Yes | For | For |
| AdvisorShares Focused Equity ETF | Abbott Laboratories | ABT | 002824100 | 04/28/2023 | Management | 1.8 | Elect Director Nancy McKinstry | Yes | For | For |
| AdvisorShares Focused Equity ETF | Abbott Laboratories | ABT | 002824100 | 04/28/2023 | Management | 1.9 | Elect Director Michael G. O’Grady | Yes | For | For |
| AdvisorShares Focused Equity ETF | Abbott Laboratories | ABT | 002824100 | 04/28/2023 | Management | 1.10 | Elect Director Michael F. Roman | Yes | For | For |
| AdvisorShares Focused Equity ETF | Abbott Laboratories | ABT | 002824100 | 04/28/2023 | Management | 1.11 | Elect Director Daniel J. Starks | Yes | For | For |
| AdvisorShares Focused Equity ETF | Abbott Laboratories | ABT | 002824100 | 04/28/2023 | Management | 1.12 | Elect Director John G. Stratton | Yes | For | For |
| AdvisorShares Focused Equity ETF | Abbott Laboratories | ABT | 002824100 | 04/28/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | Abbott Laboratories | ABT | 002824100 | 04/28/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Abbott Laboratories | ABT | 002824100 | 04/28/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Focused Equity ETF | Abbott Laboratories | ABT | 002824100 | 04/28/2023 | Shareholder | 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Yes | Against | Against |
| AdvisorShares Focused Equity ETF | Abbott Laboratories | ABT | 002824100 | 04/28/2023 | Shareholder | 6 | Require Independent Board Chair | Yes | Against | Against |
| AdvisorShares Focused Equity ETF | Abbott Laboratories | ABT | 002824100 | 04/28/2023 | Shareholder | 7 | Report on Lobbying Payments and Policy | Yes | Against | Against |
| AdvisorShares Focused Equity ETF | Abbott Laboratories | ABT | 002824100 | 04/28/2023 | Shareholder | 8 | Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics | Yes | Against | Against |
| AdvisorShares Focused Equity ETF | Aflac Incorporated | AFL | 001055102 | 05/01/2023 | Management | 1a | Elect Director Daniel P. Amos | Yes | For | For |
| AdvisorShares Focused Equity ETF | Aflac Incorporated | AFL | 001055102 | 05/01/2023 | Management | 1b | Elect Director W. Paul Bowers | Yes | For | For |
| AdvisorShares Focused Equity ETF | Aflac Incorporated | AFL | 001055102 | 05/01/2023 | Management | 1c | Elect Director Arthur R. Collins | Yes | For | For |
| AdvisorShares Focused Equity ETF | Aflac Incorporated | AFL | 001055102 | 05/01/2023 | Management | 1d | Elect Director Miwako Hosoda | Yes | For | For |
| AdvisorShares Focused Equity ETF | Aflac Incorporated | AFL | 001055102 | 05/01/2023 | Management | 1e | Elect Director Thomas J. Kenny | Yes | For | For |
| AdvisorShares Focused Equity ETF | Aflac Incorporated | AFL | 001055102 | 05/01/2023 | Management | 1f | Elect Director Georgette D. Kiser | Yes | For | For |
| AdvisorShares Focused Equity ETF | Aflac Incorporated | AFL | 001055102 | 05/01/2023 | Management | 1g | Elect Director Karole F. Lloyd | Yes | For | For |
| AdvisorShares Focused Equity ETF | Aflac Incorporated | AFL | 001055102 | 05/01/2023 | Management | 1h | Elect Director Nobuchika Mori | Yes | For | For |
| AdvisorShares Focused Equity ETF | Aflac Incorporated | AFL | 001055102 | 05/01/2023 | Management | 1i | Elect Director Joseph L. Moskowitz | Yes | For | For |
| AdvisorShares Focused Equity ETF | Aflac Incorporated | AFL | 001055102 | 05/01/2023 | Management | 1j | Elect Director Barbara K. Rimer | Yes | For | For |
| AdvisorShares Focused Equity ETF | Aflac Incorporated | AFL | 001055102 | 05/01/2023 | Management | 1k | Elect Director Katherine T. Rohrer | Yes | For | For |
| AdvisorShares Focused Equity ETF | Aflac Incorporated | AFL | 001055102 | 05/01/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Aflac Incorporated | AFL | 001055102 | 05/01/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Focused Equity ETF | Aflac Incorporated | AFL | 001055102 | 05/01/2023 | Management | 4 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | Trex Company, Inc. | TREX | 89531P105 | 05/04/2023 | Management | 1.1 | Elect Director Jay M. Gratz | Yes | For | For |
| AdvisorShares Focused Equity ETF | Trex Company, Inc. | TREX | 89531P105 | 05/04/2023 | Management | 1.2 | Elect Director Ronald W. Kaplan | Yes | For | For |
| AdvisorShares Focused Equity ETF | Trex Company, Inc. | TREX | 89531P105 | 05/04/2023 | Management | 1.3 | Elect Director Gerald Volas | Yes | For | For |
| AdvisorShares Focused Equity ETF | Trex Company, Inc. | TREX | 89531P105 | 05/04/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Trex Company, Inc. | TREX | 89531P105 | 05/04/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Focused Equity ETF | Trex Company, Inc. | TREX | 89531P105 | 05/04/2023 | Management | 4 | Approve Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Focused Equity ETF | Trex Company, Inc. | TREX | 89531P105 | 05/04/2023 | Management | 5 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | Danaher Corporation | DHR | 235851102 | 05/09/2023 | Management | 1a | Elect Director Rainer M. Blair | Yes | For | For |
| AdvisorShares Focused Equity ETF | Danaher Corporation | DHR | 235851102 | 05/09/2023 | Management | 1b | Elect Director Feroz Dewan | Yes | For | For |
| AdvisorShares Focused Equity ETF | Danaher Corporation | DHR | 235851102 | 05/09/2023 | Management | 1c | Elect Director Linda Filler | Yes | For | For |
| AdvisorShares Focused Equity ETF | Danaher Corporation | DHR | 235851102 | 05/09/2023 | Management | 1d | Elect Director Teri List | Yes | Against | For |
| AdvisorShares Focused Equity ETF | Danaher Corporation | DHR | 235851102 | 05/09/2023 | Management | 1e | Elect Director Walter G. Lohr, Jr. | Yes | For | For |
| AdvisorShares Focused Equity ETF | Danaher Corporation | DHR | 235851102 | 05/09/2023 | Management | 1f | Elect Director Jessica L. Mega | Yes | For | For |
| AdvisorShares Focused Equity ETF | Danaher Corporation | DHR | 235851102 | 05/09/2023 | Management | 1g | Elect Director Mitchell P. Rales | Yes | For | For |
| AdvisorShares Focused Equity ETF | Danaher Corporation | DHR | 235851102 | 05/09/2023 | Management | 1h | Elect Director Steven M. Rales | Yes | For | For |
| AdvisorShares Focused Equity ETF | Danaher Corporation | DHR | 235851102 | 05/09/2023 | Management | 1i | Elect Director Pardis C. Sabeti | Yes | For | For |
| AdvisorShares Focused Equity ETF | Danaher Corporation | DHR | 235851102 | 05/09/2023 | Management | 1j | Elect Director A. Shane Sanders | Yes | Against | For |
| AdvisorShares Focused Equity ETF | Danaher Corporation | DHR | 235851102 | 05/09/2023 | Management | 1k | Elect Director John T. Schwieters | Yes | Against | For |
| AdvisorShares Focused Equity ETF | Danaher Corporation | DHR | 235851102 | 05/09/2023 | Management | 1l | Elect Director Alan G. Spoon | Yes | For | For |
| AdvisorShares Focused Equity ETF | Danaher Corporation | DHR | 235851102 | 05/09/2023 | Management | 1m | Elect Director Raymond C. Stevens | Yes | Against | For |
| AdvisorShares Focused Equity ETF | Danaher Corporation | DHR | 235851102 | 05/09/2023 | Management | 1n | Elect Director Elias A. Zerhouni | Yes | For | For |
| AdvisorShares Focused Equity ETF | Danaher Corporation | DHR | 235851102 | 05/09/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | Danaher Corporation | DHR | 235851102 | 05/09/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Danaher Corporation | DHR | 235851102 | 05/09/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Focused Equity ETF | Danaher Corporation | DHR | 235851102 | 05/09/2023 | Shareholder | 5 | Require Independent Board Chair | Yes | For | Against |
| AdvisorShares Focused Equity ETF | Danaher Corporation | DHR | 235851102 | 05/09/2023 | Shareholder | 6 | Report on Effectiveness of Diversity, Equity, and Inclusion Efforts | Yes | Against | Against |
| AdvisorShares Focused Equity ETF | Stryker Corporation | SYK | 863667101 | 05/10/2023 | Management | 1a | Elect Director Mary K. Brainerd | Yes | For | For |
| AdvisorShares Focused Equity ETF | Stryker Corporation | SYK | 863667101 | 05/10/2023 | Management | 1b | Elect Director Giovanni Caforio | Yes | For | For |
| AdvisorShares Focused Equity ETF | Stryker Corporation | SYK | 863667101 | 05/10/2023 | Management | 1c | Elect Director Srikant M. Datar | Yes | For | For |
| AdvisorShares Focused Equity ETF | Stryker Corporation | SYK | 863667101 | 05/10/2023 | Management | 1d | Elect Director Allan C. Golston | Yes | For | For |
| AdvisorShares Focused Equity ETF | Stryker Corporation | SYK | 863667101 | 05/10/2023 | Management | 1e | Elect Director Kevin A. Lobo | Yes | For | For |
| AdvisorShares Focused Equity ETF | Stryker Corporation | SYK | 863667101 | 05/10/2023 | Management | 1f | Elect Director Sherilyn S. McCoy | Yes | For | For |
| AdvisorShares Focused Equity ETF | Stryker Corporation | SYK | 863667101 | 05/10/2023 | Management | 1g | Elect Director Andrew K. Silvernail | Yes | For | For |
| AdvisorShares Focused Equity ETF | Stryker Corporation | SYK | 863667101 | 05/10/2023 | Management | 1h | Elect Director Lisa M. Skeete Tatum | Yes | For | For |
| AdvisorShares Focused Equity ETF | Stryker Corporation | SYK | 863667101 | 05/10/2023 | Management | 1i | Elect Director Ronda E. Stryker | Yes | For | For |
| AdvisorShares Focused Equity ETF | Stryker Corporation | SYK | 863667101 | 05/10/2023 | Management | 1j | Elect Director Rajeev Suri | Yes | For | For |
| AdvisorShares Focused Equity ETF | Stryker Corporation | SYK | 863667101 | 05/10/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | Stryker Corporation | SYK | 863667101 | 05/10/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Stryker Corporation | SYK | 863667101 | 05/10/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Focused Equity ETF | Stryker Corporation | SYK | 863667101 | 05/10/2023 | Shareholder | 5 | Report on Political Contributions and Expenditures | Yes | For | Against |
| AdvisorShares Focused Equity ETF | Middleby Corporation | MIDD | 596278101 | 05/16/2023 | Management | 1a | Elect Director Sarah Palisi Chapin | Yes | For | For |
| AdvisorShares Focused Equity ETF | Middleby Corporation | MIDD | 596278101 | 05/16/2023 | Management | 1b | Elect Director Timothy J. FitzGerald | Yes | For | For |
| AdvisorShares Focused Equity ETF | Middleby Corporation | MIDD | 596278101 | 05/16/2023 | Management | 1c | Elect Director Cathy L. McCarthy | Yes | For | For |
| AdvisorShares Focused Equity ETF | Middleby Corporation | MIDD | 596278101 | 05/16/2023 | Management | 1d | Elect Director John R. Miller, III | Yes | For | For |
| AdvisorShares Focused Equity ETF | Middleby Corporation | MIDD | 596278101 | 05/16/2023 | Management | 1e | Elect Director Robert A. Nerbonne | Yes | For | For |
| AdvisorShares Focused Equity ETF | Middleby Corporation | MIDD | 596278101 | 05/16/2023 | Management | 1f | Elect Director Gordon O’Brien | Yes | For | For |
| AdvisorShares Focused Equity ETF | Middleby Corporation | MIDD | 596278101 | 05/16/2023 | Management | 1g | Elect Director Nassem Ziyad | Yes | For | For |
| AdvisorShares Focused Equity ETF | Middleby Corporation | MIDD | 596278101 | 05/16/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Middleby Corporation | MIDD | 596278101 | 05/16/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Focused Equity ETF | Middleby Corporation | MIDD | 596278101 | 05/16/2023 | Management | 4 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.1 | Elect Director Pamela M. Arway | Yes | For | For |
| AdvisorShares Focused Equity ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.2 | Elect Director Michele G. Buck | Yes | For | For |
| AdvisorShares Focused Equity ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.3 | Elect Director Victor L. Crawford | Yes | For | For |
| AdvisorShares Focused Equity ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.4 | Elect Director Robert M. Dutkowsky | Yes | Withhold | For |
| AdvisorShares Focused Equity ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.5 | Elect Director Mary Kay Haben | Yes | For | For |
| AdvisorShares Focused Equity ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.6 | Elect Director James C. Katzman | Yes | Withhold | For |
| AdvisorShares Focused Equity ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.7 | Elect Director M. Diane Koken | Yes | For | For |
| AdvisorShares Focused Equity ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.8 | Elect Director Huong Maria T. Kraus | Yes | For | For |
| AdvisorShares Focused Equity ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.9 | Elect Director Robert M. Malcolm | Yes | Withhold | For |
| AdvisorShares Focused Equity ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.10 | Elect Director Anthony J. Palmer | Yes | Withhold | For |
| AdvisorShares Focused Equity ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.11 | Elect Director Juan R. Perez | Yes | Withhold | For |
| AdvisorShares Focused Equity ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Focused Equity ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Shareholder | 5 | Report on Human Rights Impacts of Living Wage & Income Position Statement | Yes | Against | Against |
| AdvisorShares Focused Equity ETF | Fiserv, Inc. | FISV | 337738108 | 05/17/2023 | Management | 1.1 | Elect Director Frank J. Bisignano | Yes | For | For |
| AdvisorShares Focused Equity ETF | Fiserv, Inc. | FISV | 337738108 | 05/17/2023 | Management | 1.2 | Elect Director Henrique de Castro | Yes | For | For |
| AdvisorShares Focused Equity ETF | Fiserv, Inc. | FISV | 337738108 | 05/17/2023 | Management | 1.3 | Elect Director Harry F. DiSimone | Yes | For | For |
| AdvisorShares Focused Equity ETF | Fiserv, Inc. | FISV | 337738108 | 05/17/2023 | Management | 1.4 | Elect Director Dylan G. Haggart | Yes | For | For |
| AdvisorShares Focused Equity ETF | Fiserv, Inc. | FISV | 337738108 | 05/17/2023 | Management | 1.5 | Elect Director Wafaa Mamilli | Yes | For | For |
| AdvisorShares Focused Equity ETF | Fiserv, Inc. | FISV | 337738108 | 05/17/2023 | Management | 1.6 | Elect Director Heidi G. Miller | Yes | For | For |
| AdvisorShares Focused Equity ETF | Fiserv, Inc. | FISV | 337738108 | 05/17/2023 | Management | 1.7 | Elect Director Doyle R. Simons | Yes | For | For |
| AdvisorShares Focused Equity ETF | Fiserv, Inc. | FISV | 337738108 | 05/17/2023 | Management | 1.8 | Elect Director Kevin M. Warren | Yes | For | For |
| AdvisorShares Focused Equity ETF | Fiserv, Inc. | FISV | 337738108 | 05/17/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Fiserv, Inc. | FISV | 337738108 | 05/17/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Focused Equity ETF | Fiserv, Inc. | FISV | 337738108 | 05/17/2023 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | Fiserv, Inc. | FISV | 337738108 | 05/17/2023 | Shareholder | 5 | Require Independent Board Chairman | Yes | Against | Against |
| AdvisorShares Focused Equity ETF | Otis Worldwide Corporation | OTIS | 68902V107 | 05/18/2023 | Management | 1a | Elect Director Jeffrey H. Black | Yes | For | For |
| AdvisorShares Focused Equity ETF | Otis Worldwide Corporation | OTIS | 68902V107 | 05/18/2023 | Management | 1b | Elect Director Nelda J. Connors | Yes | For | For |
| AdvisorShares Focused Equity ETF | Otis Worldwide Corporation | OTIS | 68902V107 | 05/18/2023 | Management | 1c | Elect Director Kathy Hopinkah Hannan | Yes | For | For |
| AdvisorShares Focused Equity ETF | Otis Worldwide Corporation | OTIS | 68902V107 | 05/18/2023 | Management | 1d | Elect Director Shailesh G. Jejurikar | Yes | For | For |
| AdvisorShares Focused Equity ETF | Otis Worldwide Corporation | OTIS | 68902V107 | 05/18/2023 | Management | 1e | Elect Director Christopher J. Kearney | Yes | For | For |
| AdvisorShares Focused Equity ETF | Otis Worldwide Corporation | OTIS | 68902V107 | 05/18/2023 | Management | 1f | Elect Director Judith F. Marks | Yes | For | For |
| AdvisorShares Focused Equity ETF | Otis Worldwide Corporation | OTIS | 68902V107 | 05/18/2023 | Management | 1g | Elect Director Harold W. McGraw, III | Yes | For | For |
| AdvisorShares Focused Equity ETF | Otis Worldwide Corporation | OTIS | 68902V107 | 05/18/2023 | Management | 1h | Elect Director Margaret M. V. Preston | Yes | For | For |
| AdvisorShares Focused Equity ETF | Otis Worldwide Corporation | OTIS | 68902V107 | 05/18/2023 | Management | 1i | Elect Director Shelley Stewart, Jr. | Yes | For | For |
| AdvisorShares Focused Equity ETF | Otis Worldwide Corporation | OTIS | 68902V107 | 05/18/2023 | Management | 1j | Elect Director John H. Walker | Yes | For | For |
| AdvisorShares Focused Equity ETF | Otis Worldwide Corporation | OTIS | 68902V107 | 05/18/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Otis Worldwide Corporation | OTIS | 68902V107 | 05/18/2023 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | Otis Worldwide Corporation | OTIS | 68902V107 | 05/18/2023 | Shareholder | 4 | Require Independent Board Chair | Yes | Against | Against |
| AdvisorShares Focused Equity ETF | Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/19/2023 | Management | 1a | Elect Director Sharon Y. Bowen | Yes | For | For |
| AdvisorShares Focused Equity ETF | Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/19/2023 | Management | 1b | Elect Director Shantella E. Cooper | Yes | For | For |
| AdvisorShares Focused Equity ETF | Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/19/2023 | Management | 1c | Elect Director Duriya M. Farooqui | Yes | For | For |
| AdvisorShares Focused Equity ETF | Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/19/2023 | Management | 1d | Elect Director The Right Hon. the Lord Hague of Richmond | Yes | For | For |
| AdvisorShares Focused Equity ETF | Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/19/2023 | Management | 1e | Elect Director Mark F. Mulhern | Yes | For | For |
| AdvisorShares Focused Equity ETF | Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/19/2023 | Management | 1f | Elect Director Thomas E. Noonan | Yes | For | For |
| AdvisorShares Focused Equity ETF | Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/19/2023 | Management | 1g | Elect Director Caroline L. Silver | Yes | For | For |
| AdvisorShares Focused Equity ETF | Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/19/2023 | Management | 1h | Elect Director Jeffrey C. Sprecher | Yes | For | For |
| AdvisorShares Focused Equity ETF | Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/19/2023 | Management | 1i | Elect Director Judith A. Sprieser | Yes | For | For |
| AdvisorShares Focused Equity ETF | Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/19/2023 | Management | 1j | Elect Director Martha A. Tirinnanzi | Yes | For | For |
| AdvisorShares Focused Equity ETF | Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/19/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/19/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Focused Equity ETF | Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/19/2023 | Management | 4 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/19/2023 | Shareholder | 5 | Amend Right to Call Special Meeting | Yes | Against | Against |
| AdvisorShares Focused Equity ETF | Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/24/2023 | Management | 1a | Elect Director Marc N. Casper | Yes | For | For |
| AdvisorShares Focused Equity ETF | Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/24/2023 | Management | 1b | Elect Director Nelson J. Chai | Yes | For | For |
| AdvisorShares Focused Equity ETF | Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/24/2023 | Management | 1c | Elect Director Ruby R. Chandy | Yes | For | For |
| AdvisorShares Focused Equity ETF | Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/24/2023 | Management | 1d | Elect Director C. Martin Harris | Yes | For | For |
| AdvisorShares Focused Equity ETF | Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/24/2023 | Management | 1e | Elect Director Tyler Jacks | Yes | For | For |
| AdvisorShares Focused Equity ETF | Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/24/2023 | Management | 1f | Elect Director R. Alexandra Keith | Yes | For | For |
| AdvisorShares Focused Equity ETF | Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/24/2023 | Management | 1g | Elect Director James C. Mullen | Yes | For | For |
| AdvisorShares Focused Equity ETF | Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/24/2023 | Management | 1h | Elect Director Lars R. Sorensen | Yes | For | For |
| AdvisorShares Focused Equity ETF | Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/24/2023 | Management | 1i | Elect Director Debora L. Spar | Yes | For | For |
| AdvisorShares Focused Equity ETF | Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/24/2023 | Management | 1j | Elect Director Scott M. Sperling | Yes | For | For |
| AdvisorShares Focused Equity ETF | Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/24/2023 | Management | 1k | Elect Director Dion J. Weisler | Yes | For | For |
| AdvisorShares Focused Equity ETF | Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/24/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/24/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Focused Equity ETF | Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/24/2023 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/24/2023 | Management | 5 | Amend Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Focused Equity ETF | Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/24/2023 | Management | 6 | Approve Qualified Employee Stock Purchase Plan | Yes | For | For |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 05/26/2023 | Management | 1.1 | Elect Director Theodore H. Ashford, III | Yes | For | For |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 05/26/2023 | Management | 1.2 | Elect Director A. Russell Chandler, III | Yes | For | For |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 05/26/2023 | Management | 1.3 | Elect Director Peter Jackson | Yes | For | For |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 05/26/2023 | Management | 1.4 | Elect Director William G. Miller | Yes | For | For |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 05/26/2023 | Management | 1.5 | Elect Director William G. Miller, II | Yes | For | For |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 05/26/2023 | Management | 1.6 | Elect Director Javier Reyes | Yes | For | For |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 05/26/2023 | Management | 1.7 | Elect Director Richard H. Roberts | Yes | For | For |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 05/26/2023 | Management | 1.8 | Elect Director Jill Sutton | Yes | For | For |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 05/26/2023 | Management | 1.9 | Elect Director Susan Sweeney | Yes | For | For |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 05/26/2023 | Management | 1.10 | Elect Director Leigh Walton | Yes | For | For |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 05/26/2023 | Management | 2 | Approve Non-Employee Director Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 05/26/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 05/26/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Focused Equity ETF | Miller Industries, Inc. | MLR | 600551204 | 05/26/2023 | Management | 5 | Ratify Elliott Davis, LLC as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | Silgan Holdings, Inc. | SLGN | 827048109 | 05/30/2023 | Management | 1.1 | Elect Director Leigh J. Abramson | Yes | For | For |
| AdvisorShares Focused Equity ETF | Silgan Holdings, Inc. | SLGN | 827048109 | 05/30/2023 | Management | 1.2 | Elect Director Robert B. Lewis | Yes | For | For |
| AdvisorShares Focused Equity ETF | Silgan Holdings, Inc. | SLGN | 827048109 | 05/30/2023 | Management | 1.3 | Elect Director Niharika Ramdev | Yes | For | For |
| AdvisorShares Focused Equity ETF | Silgan Holdings, Inc. | SLGN | 827048109 | 05/30/2023 | Management | 2 | Amend Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Focused Equity ETF | Silgan Holdings, Inc. | SLGN | 827048109 | 05/30/2023 | Management | 3 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | Silgan Holdings, Inc. | SLGN | 827048109 | 05/30/2023 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Silgan Holdings, Inc. | SLGN | 827048109 | 05/30/2023 | Management | 5 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Focused Equity ETF | Science Applications International Corporation | SAIC | 808625107 | 06/07/2023 | Management | 1a | Elect Director Garth N. Graham | Yes | For | For |
| AdvisorShares Focused Equity ETF | Science Applications International Corporation | SAIC | 808625107 | 06/07/2023 | Management | 1b | Elect Director Carolyn B. Handlon | Yes | For | For |
| AdvisorShares Focused Equity ETF | Science Applications International Corporation | SAIC | 808625107 | 06/07/2023 | Management | 1c | Elect Director Yvette M. Kanouff | Yes | For | For |
| AdvisorShares Focused Equity ETF | Science Applications International Corporation | SAIC | 808625107 | 06/07/2023 | Management | 1d | Elect Director Nazzic S. Keene | Yes | For | For |
| AdvisorShares Focused Equity ETF | Science Applications International Corporation | SAIC | 808625107 | 06/07/2023 | Management | 1e | Elect Director Timothy J. Mayopoulos | Yes | For | For |
| AdvisorShares Focused Equity ETF | Science Applications International Corporation | SAIC | 808625107 | 06/07/2023 | Management | 1f | Elect Director Katharina G. McFarland | Yes | For | For |
| AdvisorShares Focused Equity ETF | Science Applications International Corporation | SAIC | 808625107 | 06/07/2023 | Management | 1g | Elect Director Milford W. McGuirt | Yes | For | For |
| AdvisorShares Focused Equity ETF | Science Applications International Corporation | SAIC | 808625107 | 06/07/2023 | Management | 1h | Elect Director Donna S. Morea | Yes | For | For |
| AdvisorShares Focused Equity ETF | Science Applications International Corporation | SAIC | 808625107 | 06/07/2023 | Management | 1i | Elect Director James C. Reagan | Yes | For | For |
| AdvisorShares Focused Equity ETF | Science Applications International Corporation | SAIC | 808625107 | 06/07/2023 | Management | 1j | Elect Director Steven R. Shane | Yes | For | For |
| AdvisorShares Focused Equity ETF | Science Applications International Corporation | SAIC | 808625107 | 06/07/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Focused Equity ETF | Science Applications International Corporation | SAIC | 808625107 | 06/07/2023 | Management | 3 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Focused Equity ETF | Science Applications International Corporation | SAIC | 808625107 | 06/07/2023 | Management | 4 | Approve Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Focused Equity ETF | Science Applications International Corporation | SAIC | 808625107 | 06/07/2023 | Management | 5 | Amend Qualified Employee Stock Purchase Plan | Yes | For | For |
=========================== ADVISORSHARES GERBER KAWASAKI ETF =======================
| Account Name | Company Name | Security ID | Ticker Symbol | Meeting Date | Director Label | Director Name | Proposed By | Proposal Label | Proposal Long Text | Management Recommendation | Recorded Vote | Compare Vote With/Against Management | |
| ADVISORSHARES GERBER KAWASAKI ETF | ZIM INTEGRATED SHIPPING SERVICES LTD. | M9T951109 | ZIM | 21-Jul-2022 | Management | 1a. | Re-election of Yair Seroussi to the Company’s Board of Directors. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZIM INTEGRATED SHIPPING SERVICES LTD. | M9T951109 | ZIM | 21-Jul-2022 | Management | 1b. | Re-election of Yair Caspi to the Company’s Board of Directors. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZIM INTEGRATED SHIPPING SERVICES LTD. | M9T951109 | ZIM | 21-Jul-2022 | Management | 1c. | Re-election of Nir Epstein to the Company’s Board of Directors. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZIM INTEGRATED SHIPPING SERVICES LTD. | M9T951109 | ZIM | 21-Jul-2022 | Management | 1d. | Re-election of Flemming R. Jacobs to the Company’s Board of Directors. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZIM INTEGRATED SHIPPING SERVICES LTD. | M9T951109 | ZIM | 21-Jul-2022 | Management | 1e. | Re-election of Dr. Karsten Karl- Georg Liebing to the Company’s Board of Directors. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZIM INTEGRATED SHIPPING SERVICES LTD. | M9T951109 | ZIM | 21-Jul-2022 | Management | 1f. | Re-election of Birger Johannes Meyer-Gloeckner to the Company’s Board of Directors. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZIM INTEGRATED SHIPPING SERVICES LTD. | M9T951109 | ZIM | 21-Jul-2022 | Management | 1g. | Re-election of Yoav Moshe Sebba to the Company’s Board of Directors. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZIM INTEGRATED SHIPPING SERVICES LTD. | M9T951109 | ZIM | 21-Jul-2022 | Management | 1h. | Re-election of William (Bill) Shaul to the Company’s Board of Directors. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZIM INTEGRATED SHIPPING SERVICES LTD. | M9T951109 | ZIM | 21-Jul-2022 | Management | 1i. | Re-election of Liat Tennenholtz to the Company’s Board of Directors. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZIM INTEGRATED SHIPPING SERVICES LTD. | M9T951109 | ZIM | 21-Jul-2022 | Management | 2. | Re-appointment of Somekh Chaikin, an affiliate of KPMG International Cooperative, as the independent auditors of the Company for the period ending at the close of the next annual general meeting. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZIM INTEGRATED SHIPPING SERVICES LTD. | M9T951109 | ZIM | 21-Jul-2022 | Management | 3. | Approval of an amendment to the Company’s articles of association pursuant to which the maximum number of directors shall be eleven (11) members instead of the current nine (9) members. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ARCIMOTO, INC. | 039587100 | FUV | 29-Jul-2022 | 1. | Mark D. Frohnmayer | Management | 1. | DIRECTOR | For | For | With Management | |
| ADVISORSHARES GERBER KAWASAKI ETF | ARCIMOTO, INC. | 039587100 | FUV | 29-Jul-2022 | 1. | Terry L. Becker | Management | 1. | DIRECTOR | For | For | With Management | |
| ADVISORSHARES GERBER KAWASAKI ETF | ARCIMOTO, INC. | 039587100 | FUV | 29-Jul-2022 | 1. | Nancy E. Calderon | Management | 1. | DIRECTOR | For | For | With Management | |
| ADVISORSHARES GERBER KAWASAKI ETF | ARCIMOTO, INC. | 039587100 | FUV | 29-Jul-2022 | 1. | Joshua S. Scherer | Management | 1. | DIRECTOR | For | For | With Management | |
| ADVISORSHARES GERBER KAWASAKI ETF | ARCIMOTO, INC. | 039587100 | FUV | 29-Jul-2022 | 1. | Jesse G. Eisler | Management | 1. | DIRECTOR | For | For | With Management | |
| ADVISORSHARES GERBER KAWASAKI ETF | ARCIMOTO, INC. | 039587100 | FUV | 29-Jul-2022 | Management | 2. | To approve the Company’s 2022 Omnibus Stock Incentive Plan. | For | For | With Management | |||
| RK2404400N | INSEEGO CORP. | 45782B104 | INSG | 03-Aug-2022 | Management | 1.1 | Election of Director to serve until the 2025 Annual Meeting: Stephanie Bowers | For | |||||
| RK2404400N | INSEEGO CORP. | 45782B104 | INSG | 03-Aug-2022 | Management | 2. | Ratify the appointment of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | For | |||||
| RK2404400N | INSEEGO CORP. | 45782B104 | INSG | 03-Aug-2022 | Management | 3. | Approve, in an advisory vote, the compensation paid to the Company’s named executive officers, as presented in the proxy statement. | For | |||||
| RK2404400N | INSEEGO CORP. | 45782B104 | INSG | 03-Aug-2022 | Management | 4. | Approve an amendment of the Company’s 2018 Omnibus Incentive Compensation Plan to increase the number of shares issuable under the plan by 8,000,000 shares. | For | |||||
| RK2404400N | INSEEGO CORP. | 45782B104 | INSG | 03-Aug-2022 | Management | 5. | Approve an amendment and restatement of the Company’s Employee Stock Purchase Plan to, among other things, increase the number of shares issuable under the plan by 1,250,000 shares. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 04-Aug-2022 | Management | 1.1 | Election of Director: Ira Ehrenpreis | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 04-Aug-2022 | Management | 1.2 | Election of Director: Kathleen Wilson-Thompson | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 04-Aug-2022 | Management | 2. | Tesla proposal for adoption of amendments to certificate of incorporation to reduce director terms to two years. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 04-Aug-2022 | Management | 3. | Tesla proposal for adoption of amendments to certificate of incorporation and bylaws to eliminate applicable supermajority voting requirements. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 04-Aug-2022 | Management | 4. | Tesla proposal for adoption of amendments to certificate of incorporation to increase the number of authorized shares of common stock by 4,000,000,000 shares. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 04-Aug-2022 | Management | 5. | Tesla proposal to ratify the appointment of independent registered public accounting firm. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 04-Aug-2022 | Shareholder | 6. | Stockholder proposal regarding proxy access. | Against | For | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 04-Aug-2022 | Shareholder | 7. | Stockholder proposal regarding annual reporting on anti- discrimination and harassment efforts. | Against | For | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 04-Aug-2022 | Shareholder | 8. | Stockholder proposal regarding annual reporting on Board diversity. | Against | For | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 04-Aug-2022 | Shareholder | 9. | Stockholder proposal regarding reporting on employee arbitration. | Against | Against | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 04-Aug-2022 | Shareholder | 10. | Stockholder proposal regarding reporting on lobbying. | Against | For | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 04-Aug-2022 | Shareholder | 11. | Stockholder proposal regarding adoption of a freedom of association and collective bargaining policy. | Against | Against | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 04-Aug-2022 | Shareholder | 12. | Stockholder proposal regarding additional reporting on child labor. | Against | Against | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 04-Aug-2022 | Shareholder | 13. | Stockholder proposal regarding additional reporting on water risk. | Against | Against | With Management | |||
| RK2404400N | QORVO, INC. | 74736K101 | QRVO | 09-Aug-2022 | 1. | Ralph G. Quinsey | Management | 1. | DIRECTOR | For | |||
| RK2404400N | QORVO, INC. | 74736K101 | QRVO | 09-Aug-2022 | 1. | Robert A. Bruggeworth | Management | 1. | DIRECTOR | For | |||
| RK2404400N | QORVO, INC. | 74736K101 | QRVO | 09-Aug-2022 | 1. | Judy Bruner | Management | 1. | DIRECTOR | For | |||
| RK2404400N | QORVO, INC. | 74736K101 | QRVO | 09-Aug-2022 | 1. | Jeffery R. Gardner | Management | 1. | DIRECTOR | For | |||
| RK2404400N | QORVO, INC. | 74736K101 | QRVO | 09-Aug-2022 | 1. | John R. Harding | Management | 1. | DIRECTOR | For | |||
| RK2404400N | QORVO, INC. | 74736K101 | QRVO | 09-Aug-2022 | 1. | David H. Y. Ho | Management | 1. | DIRECTOR | For | |||
| RK2404400N | QORVO, INC. | 74736K101 | QRVO | 09-Aug-2022 | 1. | Roderick D. Nelson | Management | 1. | DIRECTOR | For | |||
| RK2404400N | QORVO, INC. | 74736K101 | QRVO | 09-Aug-2022 | 1. | Dr. Walden C. Rhines | Management | 1. | DIRECTOR | For | |||
| RK2404400N | QORVO, INC. | 74736K101 | QRVO | 09-Aug-2022 | 1. | Susan L. Spradley | Management | 1. | DIRECTOR | For | |||
| RK2404400N | QORVO, INC. | 74736K101 | QRVO | 09-Aug-2022 | Management | 2. | To approve, on an advisory basis, the compensation of our Named Executive Officers (as defined in the proxy statement). | For | |||||
| RK2404400N | QORVO, INC. | 74736K101 | QRVO | 09-Aug-2022 | Management | 3. | To approve the Qorvo, Inc. 2022 Stock Incentive Plan. | For | |||||
| RK2404400N | QORVO, INC. | 74736K101 | QRVO | 09-Aug-2022 | Management | 4. | To ratify the appointment of Ernst & Young LLP as Qorvo’s independent registered public accounting firm for the fiscal year ending April 1, 2023. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ELECTRONIC ARTS INC. | 285512109 | EA | 11-Aug-2022 | Management | 1a. | Election of Director to hold office for a one-year term: Kofi A. Bruce | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ELECTRONIC ARTS INC. | 285512109 | EA | 11-Aug-2022 | Management | 1b. | Election of Director to hold office for a one-year term: Rachel A. Gonzalez | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ELECTRONIC ARTS INC. | 285512109 | EA | 11-Aug-2022 | Management | 1c. | Election of Director to hold office for a one-year term: Jeffrey T. Huber | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ELECTRONIC ARTS INC. | 285512109 | EA | 11-Aug-2022 | Management | 1d. | Election of Director to hold office for a one-year term: Talbott Roche | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ELECTRONIC ARTS INC. | 285512109 | EA | 11-Aug-2022 | Management | 1e. | Election of Director to hold office for a one-year term: Richard A. Simonson | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ELECTRONIC ARTS INC. | 285512109 | EA | 11-Aug-2022 | Management | 1f. | Election of Director to hold office for a one-year term: Luis A. Ubiñas | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ELECTRONIC ARTS INC. | 285512109 | EA | 11-Aug-2022 | Management | 1g. | Election of Director to hold office for a one-year term: Heidi J. Ueberroth | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ELECTRONIC ARTS INC. | 285512109 | EA | 11-Aug-2022 | Management | 1h. | Election of Director to hold office for a one-year term: Andrew Wilson | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ELECTRONIC ARTS INC. | 285512109 | EA | 11-Aug-2022 | Management | 2. | Advisory vote to approve named executive officer compensation. | For | Against | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ELECTRONIC ARTS INC. | 285512109 | EA | 11-Aug-2022 | Management | 3. | Ratification of the appointment of KPMG LLP as our independent public registered accounting firm for the fiscal year ending March 31, 2023. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ELECTRONIC ARTS INC. | 285512109 | EA | 11-Aug-2022 | Management | 4. | Approve the Company’s amended 2019 Equity Incentive Plan. | For | Against | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ELECTRONIC ARTS INC. | 285512109 | EA | 11-Aug-2022 | Management | 5. | Approve an amendment to the Company’s Certificate of Incorporation to reduce the threshold for stockholders to call special meetings from 25% to 15%. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ELECTRONIC ARTS INC. | 285512109 | EA | 11-Aug-2022 | Shareholder | 6. | To consider and vote upon a stockholder proposal, if properly presented at the Annual Meeting, on termination pay. | Against | Against | With Management | |||
| RK2404400N | PREMIER FUND SOLUTIONS | 71709W807 | CWCFX | 07-Sep-2022 | Management | 1.1 | Election of Trustee: Robert L. Boerner | For | |||||
| RK2404400N | PREMIER FUND SOLUTIONS | 71709W807 | CWCFX | 07-Sep-2022 | Management | 1.2 | Election of Trustee: Allen C. Brown | For | |||||
| RK2404400N | PREMIER FUND SOLUTIONS | 71709W807 | CWCFX | 07-Sep-2022 | Management | 1.3 | Election of Trustee: John W. Czechowicz | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | NIKE, INC. | 654106103 | NKE | 09-Sep-2022 | Management | 1a. | Election of Class B Director: Alan B. Graf, Jr. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NIKE, INC. | 654106103 | NKE | 09-Sep-2022 | Management | 1b. | Election of Class B Director: Peter B. Henry | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NIKE, INC. | 654106103 | NKE | 09-Sep-2022 | Management | 1c. | Election of Class B Director: Michelle A. Peluso | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NIKE, INC. | 654106103 | NKE | 09-Sep-2022 | Management | 2. | To approve executive compensation by an advisory vote. | For | Against | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NIKE, INC. | 654106103 | NKE | 09-Sep-2022 | Management | 3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NIKE, INC. | 654106103 | NKE | 09-Sep-2022 | Management | 4. | To approve the amendment of the NIKE, Inc. Employee Stock Purchase Plan to increase authorized shares. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NIKE, INC. | 654106103 | NKE | 09-Sep-2022 | Shareholder | 5. | To consider a shareholder proposal regarding a policy on China sourcing, if properly presented at the meeting. | Against | For | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TAKE-TWO INTERACTIVE SOFTWARE, INC. | 874054109 | TTWO | 16-Sep-2022 | Management | 1a. | Election of Director: Strauss Zelnick | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | TAKE-TWO INTERACTIVE SOFTWARE, INC. | 874054109 | TTWO | 16-Sep-2022 | Management | 1b. | Election of Director: Michael Dornemann | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | TAKE-TWO INTERACTIVE SOFTWARE, INC. | 874054109 | TTWO | 16-Sep-2022 | Management | 1c. | Election of Director: J. Moses | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | TAKE-TWO INTERACTIVE SOFTWARE, INC. | 874054109 | TTWO | 16-Sep-2022 | Management | 1d. | Election of Director: Michael Sheresky | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | TAKE-TWO INTERACTIVE SOFTWARE, INC. | 874054109 | TTWO | 16-Sep-2022 | Management | 1e. | Election of Director: LaVerne Srinivasan | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | TAKE-TWO INTERACTIVE SOFTWARE, INC. | 874054109 | TTWO | 16-Sep-2022 | Management | 1f. | Election of Director: Susan Tolson | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | TAKE-TWO INTERACTIVE SOFTWARE, INC. | 874054109 | TTWO | 16-Sep-2022 | Management | 1g. | Election of Director: Paul Viera | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | TAKE-TWO INTERACTIVE SOFTWARE, INC. | 874054109 | TTWO | 16-Sep-2022 | Management | 1h. | Election of Director: Roland Hernandez | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | TAKE-TWO INTERACTIVE SOFTWARE, INC. | 874054109 | TTWO | 16-Sep-2022 | Management | 1i. | Election of Director: William “Bing” Gordon | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | TAKE-TWO INTERACTIVE SOFTWARE, INC. | 874054109 | TTWO | 16-Sep-2022 | Management | 1j. | Election of Director: Ellen Siminoff | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | TAKE-TWO INTERACTIVE SOFTWARE, INC. | 874054109 | TTWO | 16-Sep-2022 | Management | 2. | Approval, on a non-binding advisory basis, of the compensation of the Company’s “named executive officers” as disclosed in the Proxy Statement. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | TAKE-TWO INTERACTIVE SOFTWARE, INC. | 874054109 | TTWO | 16-Sep-2022 | Management | 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2023. | For | |||||
| RK2404400N | HOULIHAN LOKEY, INC. | 441593100 | HLI | 21-Sep-2022 | Management | 1.1 | Election of Class I Director: Scott L. Beiser | For | |||||
| RK2404400N | HOULIHAN LOKEY, INC. | 441593100 | HLI | 21-Sep-2022 | Management | 1.2 | Election of Class I Director: Todd J. Carter | For | |||||
| RK2404400N | HOULIHAN LOKEY, INC. | 441593100 | HLI | 21-Sep-2022 | Management | 1.3 | Election of Class I Director: Jacqueline B. Kosecoff | For | |||||
| RK2404400N | HOULIHAN LOKEY, INC. | 441593100 | HLI | 21-Sep-2022 | Management | 1.4 | Election of Class I Director: Paul A. Zuber | For | |||||
| RK2404400N | HOULIHAN LOKEY, INC. | 441593100 | HLI | 21-Sep-2022 | Management | 2. | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the accompanying Proxy Statement. | For | |||||
| RK2404400N | HOULIHAN LOKEY, INC. | 441593100 | HLI | 21-Sep-2022 | Management | 3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2023. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | PROLOGIS, INC. | 74340W103 | PLD | 28-Sep-2022 | Management | 1. | To approve the “Prologis common stock issuance proposal” (as defined in the Proxy Statement), which involves the issuance of common stock of Prologis, Inc. in connection with the merger of Duke Realty Corporation with and into Compton Merger Sub LLC, pursuant to which each outstanding share of Duke Realty Corporation common stock | For | |||||
| will be converted into the right to receive 0.475 of a newly issued share of Prologis, Inc. common stock, on the terms and conditions set forth in the Agreement and Plan of Merger, dated as of June 11, 2022. | |||||||||||||
| ADVISORSHARES GERBER KAWASAKI ETF | PROLOGIS, INC. | 74340W103 | PLD | 28-Sep-2022 | Management | 2. | To approve one or more adjournments of the Prologis, Inc. special meeting to another date, time or place, if necessary or appropriate, to solicit additional proxies in favor of the Prologis common stock issuance proposal (the “Prologis adjournment proposal”). | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | PROLOGIS, INC. | 74340W103 | PLD | 28-Sep-2022 | Management | 1. | To approve the “Prologis common stock issuance proposal” (as defined in the Proxy Statement), which involves the issuance of common stock of Prologis, Inc. in connection with the merger of Duke Realty Corporation with and into Compton Merger Sub LLC, pursuant to which each outstanding share of Duke Realty Corporation common stock will be converted into the right to receive 0.475 of a newly issued share of Prologis, Inc. common stock, on the terms and conditions set forth in the Agreement and Plan of Merger, dated as of June 11, 2022. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | PROLOGIS, INC. | 74340W103 | PLD | 28-Sep-2022 | Management | 2. | To approve one or more adjournments of the Prologis, Inc. special meeting to another date, time or place, if necessary or appropriate, to solicit additional proxies in favor of the Prologis common stock issuance proposal (the “Prologis adjournment proposal”). | For | |||||
| RK2404400N | UNITY SOFTWARE INC. | 91332U101 | U | 07-Oct-2022 | Management | 1. | The issuance of shares of Unity Software Inc. (“Unity”) common stock in connection with the merger contemplated by the Agreement and Plan of Merger, dated July 13, 2022, by and among Unity, ironSource Ltd. and Ursa Aroma Merger Subsidiary Ltd., a direct wholly owned subsidiary of Unity (the “Unity issuance proposal”). | For | |||||
| RK2404400N | UNITY SOFTWARE INC. | 91332U101 | U | 07-Oct-2022 | Management | 2. | The adjournment of the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the Unity issuance proposal at the time of the special meeting. | For | |||||
| RK2404400N | MANNING & NAPIER FUND INC | 56382R688 | RAIIX | 18-Oct-2022 | 1. | Paul J. Battaglia | Management | 1. | DIRECTOR | For | |||
| RK2404400N | MANNING & NAPIER FUND INC | 56382R688 | RAIIX | 18-Oct-2022 | 1. | Stephen B. Ashley | Management | 1. | DIRECTOR | For | |||
| RK2404400N | MANNING & NAPIER FUND INC | 56382R688 | RAIIX | 18-Oct-2022 | 1. | Paul A. Brooke | Management | 1. | DIRECTOR | For | |||
| RK2404400N | MANNING & NAPIER FUND INC | 56382R688 | RAIIX | 18-Oct-2022 | 1. | John M. Glazer | Management | 1. | DIRECTOR | For | |||
| RK2404400N | MANNING & NAPIER FUND INC | 56382R688 | RAIIX | 18-Oct-2022 | 1. | Margaret McLaughlin | Management | 1. | DIRECTOR | For | |||
| RK2404400N | MANNING & NAPIER FUND INC | 56382R688 | RAIIX | 18-Oct-2022 | 1. | Russell O. Vernon | Management | 1. | DIRECTOR | For | |||
| RK2404400N | MANNING & NAPIER FUND INC | 56382R688 | RAIIX | 18-Oct-2022 | 1. | Chester N. Watson | Management | 1. | DIRECTOR | For | |||
| RK2404400N | MANNING & NAPIER FUND INC | 56382R688 | RAIIX | 18-Oct-2022 | Management | 2b. | To approve a new investment advisory agreement between the Fund, on behalf of the Rainier International Discovery Series, and Manning & Napier Advisors, LLC (“Manning & Napier”). | For | |||||
| RK2404400N | MANNING & NAPIER FUND INC | 56382R688 | RAIIX | 18-Oct-2022 | Management | 2c. | To approve a new investment sub- advisory agreement between Manning & Napier and Rainier Investment Management, LLC on behalf of the Rainier International Discovery Series. | For | |||||
| RK2404400N | KLA CORPORATION | 482480100 | KLAC | 02-Nov-2022 | Management | 1a. | Election of Director to serve for a one-year term: Robert Calderoni | For | |||||
| RK2404400N | KLA CORPORATION | 482480100 | KLAC | 02-Nov-2022 | Management | 1b. | Election of Director to serve for a one-year term: Jeneanne Hanley | For | |||||
| RK2404400N | KLA CORPORATION | 482480100 | KLAC | 02-Nov-2022 | Management | 1c. | Election of Director to serve for a one-year term: Emiko Higashi | For | |||||
| RK2404400N | KLA CORPORATION | 482480100 | KLAC | 02-Nov-2022 | Management | 1d. | Election of Director to serve for a one-year term: Kevin Kennedy | For | |||||
| RK2404400N | KLA CORPORATION | 482480100 | KLAC | 02-Nov-2022 | Management | 1e. | Election of Director to serve for a one-year term: Gary Moore | For | |||||
| RK2404400N | KLA CORPORATION | 482480100 | KLAC | 02-Nov-2022 | Management | 1f. | Election of Director to serve for a one-year term: Marie Myers | For | |||||
| RK2404400N | KLA CORPORATION | 482480100 | KLAC | 02-Nov-2022 | Management | 1g. | Election of Director to serve for a one-year term: Kiran Patel | For | |||||
| RK2404400N | KLA CORPORATION | 482480100 | KLAC | 02-Nov-2022 | Management | 1h. | Election of Director to serve for a one-year term: Victor Peng | For | |||||
| RK2404400N | KLA CORPORATION | 482480100 | KLAC | 02-Nov-2022 | Management | 1i. | Election of Director to serve for a one-year term: Robert Rango | For | |||||
| RK2404400N | KLA CORPORATION | 482480100 | KLAC | 02-Nov-2022 | Management | 1j. | Election of Director to serve for a one-year term: Richard Wallace | For | |||||
| RK2404400N | KLA CORPORATION | 482480100 | KLAC | 02-Nov-2022 | Management | 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2023. | For | |||||
| RK2404400N | KLA CORPORATION | 482480100 | KLAC | 02-Nov-2022 | Management | 3. | To approve on a non-binding, advisory basis our named executive officer compensation. | For | |||||
| RK2404400N | KLA CORPORATION | 482480100 | KLAC | 02-Nov-2022 | Shareholder | 4. | To consider a stockholder proposal requesting our Board to issue a report regarding net zero targets and climate transition planning, if properly presented at the meeting. | Against | |||||
| RK2404400N | AKOUSTIS TECHNOLOGIES, INC. | 00973N102 | AKTS | 10-Nov-2022 | 1. | Steven P. DenBaars | Management | 1. | DIRECTOR | For | |||
| RK2404400N | AKOUSTIS TECHNOLOGIES, INC. | 00973N102 | AKTS | 10-Nov-2022 | 1. | Arthur E. Geiss | Management | 1. | DIRECTOR | For | |||
| RK2404400N | AKOUSTIS TECHNOLOGIES, INC. | 00973N102 | AKTS | 10-Nov-2022 | 1. | J. Michael McGuire | Management | 1. | DIRECTOR | For | |||
| RK2404400N | AKOUSTIS TECHNOLOGIES, INC. | 00973N102 | AKTS | 10-Nov-2022 | 1. | Jeffrey K. McMahon | Management | 1. | DIRECTOR | For | |||
| RK2404400N | AKOUSTIS TECHNOLOGIES, INC. | 00973N102 | AKTS | 10-Nov-2022 | 1. | Jerry D. Neal | Management | 1. | DIRECTOR | For | |||
| RK2404400N | AKOUSTIS TECHNOLOGIES, INC. | 00973N102 | AKTS | 10-Nov-2022 | 1. | Suzanne B. Rudy | Management | 1. | DIRECTOR | For | |||
| RK2404400N | AKOUSTIS TECHNOLOGIES, INC. | 00973N102 | AKTS | 10-Nov-2022 | 1. | Jeffrey B. Shealy | Management | 1. | DIRECTOR | For | |||
| RK2404400N | AKOUSTIS TECHNOLOGIES, INC. | 00973N102 | AKTS | 10-Nov-2022 | Management | 2. | Proposal to approve, on a non- binding, advisory basis, the compensation paid to our named executive officers. | For | |||||
| RK2404400N | AKOUSTIS TECHNOLOGIES, INC. | 00973N102 | AKTS | 10-Nov-2022 | Management | 3. | Proposal to approve, as required by Nasdaq Marketplace Rule 5635(d), the potential issuance of shares of the Company’s common stock in respect of the Company’s 6.0% Convertible Senior Notes due 2027 (the “2027 Notes”) exceeding 19.99% of the number of shares of common stock outstanding at the time of the issuance of the 2027 Notes, including upon the conversion of the 2027 Notes, upon payment of interest thereon, and upon certain make-whole payments. | For | |||||
| RK2404400N | AKOUSTIS TECHNOLOGIES, INC. | 00973N102 | AKTS | 10-Nov-2022 | Management | 4. | Proposal to approve an amendment to the Company’s 2018 Stock Incentive Plan to increase the number of shares reserved for issuance thereunder from 6,000,000 to 12,000,000 shares. | For | |||||
| RK2404400N | AKOUSTIS TECHNOLOGIES, INC. | 00973N102 | AKTS | 10-Nov-2022 | Management | 5. | Proposal to approve an amendment to the Company’s Certificate of Incorporation increasing the number of authorized shares of common stock from 100,000,000 to 125,000,000 shares. | For | |||||
| RK2404400N | AKOUSTIS TECHNOLOGIES, INC. | 00973N102 | AKTS | 10-Nov-2022 | Management | 6. | Proposal to approve an amendment to the Company’s Certificate of Incorporation to update the exculpation provision to limit the liability of certain officers of the Company as permitted by recent amendments to Delaware law. | For | |||||
| RK2404400N | AKOUSTIS TECHNOLOGIES, INC. | 00973N102 | AKTS | 10-Nov-2022 | Management | 7. | Proposal to ratify the appointment of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2023. | For | |||||
| RK2404400N | CISCO SYSTEMS, INC. | 17275R102 | CSCO | 08-Dec-2022 | Management | 1a. | Election of Director: M. Michele Burns | For | |||||
| RK2404400N | CISCO SYSTEMS, INC. | 17275R102 | CSCO | 08-Dec-2022 | Management | 1b. | Election of Director: Wesley G. Bush | For | |||||
| RK2404400N | CISCO SYSTEMS, INC. | 17275R102 | CSCO | 08-Dec-2022 | Management | 1c. | Election of Director: Michael D. Capellas | For | |||||
| RK2404400N | CISCO SYSTEMS, INC. | 17275R102 | CSCO | 08-Dec-2022 | Management | 1d. | Election of Director: Mark Garrett | For | |||||
| RK2404400N | CISCO SYSTEMS, INC. | 17275R102 | CSCO | 08-Dec-2022 | Management | 1e. | Election of Director: John D. Harris II | For | |||||
| RK2404400N | CISCO SYSTEMS, INC. | 17275R102 | CSCO | 08-Dec-2022 | Management | 1f. | Election of Director: Dr. Kristina M. Johnson | For | |||||
| RK2404400N | CISCO SYSTEMS, INC. | 17275R102 | CSCO | 08-Dec-2022 | Management | 1g. | Election of Director: Roderick C. Mcgeary | For | |||||
| RK2404400N | CISCO SYSTEMS, INC. | 17275R102 | CSCO | 08-Dec-2022 | Management | 1h. | Election of Director: Sarah Rae Murphy | For | |||||
| RK2404400N | CISCO SYSTEMS, INC. | 17275R102 | CSCO | 08-Dec-2022 | Management | 1i. | Election of Director: Charles H. Robbins | For | |||||
| RK2404400N | CISCO SYSTEMS, INC. | 17275R102 | CSCO | 08-Dec-2022 | Management | 1j. | Election of Director: Brenton L. Saunders | For | |||||
| RK2404400N | CISCO SYSTEMS, INC. | 17275R102 | CSCO | 08-Dec-2022 | Management | 1k. | Election of Director: Dr. Lisa T. Su | For | |||||
| RK2404400N | CISCO SYSTEMS, INC. | 17275R102 | CSCO | 08-Dec-2022 | Management | 1l. | Election of Director: Marianna Tessel | For | |||||
| RK2404400N | CISCO SYSTEMS, INC. | 17275R102 | CSCO | 08-Dec-2022 | Management | 2. | Approval, on an advisory basis, of executive compensation. | For | |||||
| RK2404400N | CISCO SYSTEMS, INC. | 17275R102 | CSCO | 08-Dec-2022 | Management | 3. | Ratification of PricewaterhouseCoopers LLP as Cisco’s independent registered public accounting firm for fiscal 2023. | For | |||||
| RK2404400N | CISCO SYSTEMS, INC. | 17275R102 | CSCO | 08-Dec-2022 | Shareholder | 4. | Stockholder Proposal - Approval to have Cisco’s Board issue a tax transparency report in consideration of the Global Reporting Initiative’s Tax Standard. | Against | |||||
| RK2404400N | UBIQUITI INC. | 90353W103 | UI | 08-Dec-2022 | Management | 1a. | Election of a Class II Director: Ronald A. Sege | For | |||||
| RK2404400N | UBIQUITI INC. | 90353W103 | UI | 08-Dec-2022 | Management | 2. | Ratification of the appointment of KPMG LLP as Ubiquiti’s independent registered public accounting firm for the fiscal year ending June 30, 2023. | For | |||||
| RK2404400N | UBIQUITI INC. | 90353W103 | UI | 08-Dec-2022 | Management | 3. | The approval of Ubiquiti’s named executive officer compensation, on an advisory and non-binding basis. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | MICROSOFT CORPORATION | 594918104 | MSFT | 13-Dec-2022 | Management | 1a. | Election of Director: Reid G. Hoffman | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MICROSOFT CORPORATION | 594918104 | MSFT | 13-Dec-2022 | Management | 1b. | Election of Director: Hugh F. Johnston | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MICROSOFT CORPORATION | 594918104 | MSFT | 13-Dec-2022 | Management | 1c. | Election of Director: Teri L. List | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MICROSOFT CORPORATION | 594918104 | MSFT | 13-Dec-2022 | Management | 1d. | Election of Director: Satya Nadella | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MICROSOFT CORPORATION | 594918104 | MSFT | 13-Dec-2022 | Management | 1e. | Election of Director: Sandra E. Peterson | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MICROSOFT CORPORATION | 594918104 | MSFT | 13-Dec-2022 | Management | 1f. | Election of Director: Penny S. Pritzker | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MICROSOFT CORPORATION | 594918104 | MSFT | 13-Dec-2022 | Management | 1g. | Election of Director: Carlos A. Rodriguez | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MICROSOFT CORPORATION | 594918104 | MSFT | 13-Dec-2022 | Management | 1h. | Election of Director: Charles W. Scharf | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MICROSOFT CORPORATION | 594918104 | MSFT | 13-Dec-2022 | Management | 1i. | Election of Director: John W. Stanton | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MICROSOFT CORPORATION | 594918104 | MSFT | 13-Dec-2022 | Management | 1j. | Election of Director: John W. Thompson | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MICROSOFT CORPORATION | 594918104 | MSFT | 13-Dec-2022 | Management | 1k. | Election of Director: Emma N. Walmsley | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MICROSOFT CORPORATION | 594918104 | MSFT | 13-Dec-2022 | Management | 1l. | Election of Director: Padmasree Warrior | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MICROSOFT CORPORATION | 594918104 | MSFT | 13-Dec-2022 | Management | 2. | Advisory vote to approve named executive officer compensation | For | Against | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MICROSOFT CORPORATION | 594918104 | MSFT | 13-Dec-2022 | Management | 3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MICROSOFT CORPORATION | 594918104 | MSFT | 13-Dec-2022 | Shareholder | 4. | Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion | Against | For | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MICROSOFT CORPORATION | 594918104 | MSFT | 13-Dec-2022 | Shareholder | 5. | Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records | Against | Against | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MICROSOFT CORPORATION | 594918104 | MSFT | 13-Dec-2022 | Shareholder | 6. | Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change | Against | For | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MICROSOFT CORPORATION | 594918104 | MSFT | 13-Dec-2022 | Shareholder | 7. | Shareholder Proposal - Report on Government Use of Microsoft Technology | Against | Against | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MICROSOFT CORPORATION | 594918104 | MSFT | 13-Dec-2022 | Shareholder | 8. | Shareholder Proposal - Report on Development of Products for Military | Against | Against | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MICROSOFT CORPORATION | 594918104 | MSFT | 13-Dec-2022 | Shareholder | 9. | Shareholder Proposal - Report on Tax Transparency | Against | For | Against Management | |||
| RK2404400N | PALO ALTO NETWORKS, INC. | 697435105 | PANW | 13-Dec-2022 | Management | 1a. | Election of Class II Director: Dr. Helene D. Gayle | For | |||||
| RK2404400N | PALO ALTO NETWORKS, INC. | 697435105 | PANW | 13-Dec-2022 | Management | 1b. | Election of Class II Director: James J. Goetz | For | |||||
| RK2404400N | PALO ALTO NETWORKS, INC. | 697435105 | PANW | 13-Dec-2022 | Management | 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending July 31, 2023. | For | |||||
| RK2404400N | PALO ALTO NETWORKS, INC. | 697435105 | PANW | 13-Dec-2022 | Management | 3. | To approve, on an advisory basis, the compensation of our named executive officers. | For | |||||
| RK2404400N | PALO ALTO NETWORKS, INC. | 697435105 | PANW | 13-Dec-2022 | Management | 4. | To approve an amendment to the 2021 Palo Alto Networks, Inc. Equity Incentive Plan. | For | |||||
| RK2404400N | MICRON TECHNOLOGY, INC. | 595112103 | MU | 12-Jan-2023 | Management | 1a. | ELECTION OF DIRECTOR: Richard M. Beyer | For | |||||
| RK2404400N | MICRON TECHNOLOGY, INC. | 595112103 | MU | 12-Jan-2023 | Management | 1b. | ELECTION OF DIRECTOR: Lynn A. Dugle | For | |||||
| RK2404400N | MICRON TECHNOLOGY, INC. | 595112103 | MU | 12-Jan-2023 | Management | 1c. | ELECTION OF DIRECTOR: Steven J. Gomo | For | |||||
| RK2404400N | MICRON TECHNOLOGY, INC. | 595112103 | MU | 12-Jan-2023 | Management | 1d. | ELECTION OF DIRECTOR: Linnie M. Haynesworth | For | |||||
| RK2404400N | MICRON TECHNOLOGY, INC. | 595112103 | MU | 12-Jan-2023 | Management | 1e. | ELECTION OF DIRECTOR: Mary Pat McCarthy | For | |||||
| RK2404400N | MICRON TECHNOLOGY, INC. | 595112103 | MU | 12-Jan-2023 | Management | 1f. | ELECTION OF DIRECTOR: Sanjay Mehrotra | For | |||||
| RK2404400N | MICRON TECHNOLOGY, INC. | 595112103 | MU | 12-Jan-2023 | Management | 1g. | ELECTION OF DIRECTOR: Robert E. Switz | For | |||||
| RK2404400N | MICRON TECHNOLOGY, INC. | 595112103 | MU | 12-Jan-2023 | Management | 1h. | ELECTION OF DIRECTOR: MaryAnn Wright | For | |||||
| RK2404400N | MICRON TECHNOLOGY, INC. | 595112103 | MU | 12-Jan-2023 | Management | 2. | PROPOSAL BY THE COMPANY TO APPROVE A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | For | |||||
| RK2404400N | MICRON TECHNOLOGY, INC. | 595112103 | MU | 12-Jan-2023 | Management | 3. | PROPOSAL BY THE COMPANY TO APPROVE OUR AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN TO INCREASE THE SHARES RESERVED FOR ISSUANCE THERUNDER BY 50 MILLION AS DESCRIBED IN THE PROXY STATEMENT. | For | |||||
| RK2404400N | MICRON TECHNOLOGY, INC. | 595112103 | MU | 12-Jan-2023 | Management | 4. | PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST 31, 2023. | For | |||||
| RK2404400N | INTUIT INC. | 461202103 | INTU | 19-Jan-2023 | Management | 1a. | Election of Director: Eve Burton | For | |||||
| RK2404400N | INTUIT INC. | 461202103 | INTU | 19-Jan-2023 | Management | 1b. | Election of Director: Scott D. Cook | For | |||||
| RK2404400N | INTUIT INC. | 461202103 | INTU | 19-Jan-2023 | Management | 1c. | Election of Director: Richard L. Dalzell | For | |||||
| RK2404400N | INTUIT INC. | 461202103 | INTU | 19-Jan-2023 | Management | 1d. | Election of Director: Sasan K. Goodarzi | For | |||||
| RK2404400N | INTUIT INC. | 461202103 | INTU | 19-Jan-2023 | Management | 1e. | Election of Director: Deborah Liu | For | |||||
| RK2404400N | INTUIT INC. | 461202103 | INTU | 19-Jan-2023 | Management | 1f. | Election of Director: Tekedra Mawakana | For | |||||
| RK2404400N | INTUIT INC. | 461202103 | INTU | 19-Jan-2023 | Management | 1g. | Election of Director: Suzanne Nora Johnson | For | |||||
| RK2404400N | INTUIT INC. | 461202103 | INTU | 19-Jan-2023 | Management | 1h. | Election of Director: Thomas Szkutak | For | |||||
| RK2404400N | INTUIT INC. | 461202103 | INTU | 19-Jan-2023 | Management | 1i. | Election of Director: Raul Vazquez | For | |||||
| RK2404400N | INTUIT INC. | 461202103 | INTU | 19-Jan-2023 | Management | 2. | Advisory vote to approve Intuit’s executive compensation (say-on- pay) | For | |||||
| RK2404400N | INTUIT INC. | 461202103 | INTU | 19-Jan-2023 | Management | 3. | Ratification of the selection of Ernst & Young LLP as Intuit’s independent registered public accounting firm for the fiscal year ending July 31, 2023 | For | |||||
| RK2404400N | INTUIT INC. | 461202103 | INTU | 19-Jan-2023 | Management | 4. | Approval of the Amended and Restated Employee Stock Purchase Plan to increase the share reserve by an additional 2,000,000 shares | For | |||||
| RK2404400N | AMDOCS LIMITED | G02602103 | DOX | 27-Jan-2023 | Management | 1a. | ELECTION OF DIRECTOR: Robert A. Minicucci | For | |||||
| RK2404400N | AMDOCS LIMITED | G02602103 | DOX | 27-Jan-2023 | Management | 1b. | ELECTION OF DIRECTOR: Adrian Gardner | For | |||||
| RK2404400N | AMDOCS LIMITED | G02602103 | DOX | 27-Jan-2023 | Management | 1c. | ELECTION OF DIRECTOR: Rafael de la Vega | For | |||||
| RK2404400N | AMDOCS LIMITED | G02602103 | DOX | 27-Jan-2023 | Management | 1d. | ELECTION OF DIRECTOR: Eli Gelman | For | |||||
| RK2404400N | AMDOCS LIMITED | G02602103 | DOX | 27-Jan-2023 | Management | 1e. | ELECTION OF DIRECTOR: Richard T.C. LeFave | For | |||||
| RK2404400N | AMDOCS LIMITED | G02602103 | DOX | 27-Jan-2023 | Management | 1f. | ELECTION OF DIRECTOR: John A. MacDonald | For | |||||
| RK2404400N | AMDOCS LIMITED | G02602103 | DOX | 27-Jan-2023 | Management | 1g. | ELECTION OF DIRECTOR: Shuky Sheffer | For | |||||
| RK2404400N | AMDOCS LIMITED | G02602103 | DOX | 27-Jan-2023 | Management | 1h. | ELECTION OF DIRECTOR: Yvette Kanouff | For | |||||
| RK2404400N | AMDOCS LIMITED | G02602103 | DOX | 27-Jan-2023 | Management | 1i. | ELECTION OF DIRECTOR: Sarah ruth Davis | For | |||||
| RK2404400N | AMDOCS LIMITED | G02602103 | DOX | 27-Jan-2023 | Management | 1j. | ELECTION OF DIRECTOR: Amos Genish | For | |||||
| RK2404400N | AMDOCS LIMITED | G02602103 | DOX | 27-Jan-2023 | Management | 2. | To approve the Amdocs Limited 2023 Employee Share Purchase Plan (Proposal II). | For | |||||
| RK2404400N | AMDOCS LIMITED | G02602103 | DOX | 27-Jan-2023 | Management | 3. | To approve an increase in the dividend rate under our quarterly cash dividend program from $0.395 per share to $0.435 per share (Proposal III). | For | |||||
| RK2404400N | AMDOCS LIMITED | G02602103 | DOX | 27-Jan-2023 | Management | 4. | To approve our Consolidated Financial Statements for the fiscal year ended September 30, 2022 (Proposal IV). | For | |||||
| RK2404400N | AMDOCS LIMITED | G02602103 | DOX | 27-Jan-2023 | Management | 5. | To ratify and approve the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2023, and until the next annual general meeting, and authorize the Audit Committee of the Board of Directors to fix the remuneration of such independent registered public accounting firm in accordance with the nature and extent of its services (Proposal V). | For | |||||
| RK2404400N | ROCKWELL AUTOMATION, INC. | 773903109 | ROK | 07-Feb-2023 | A. | William P. Gipson | Management | A. | DIRECTOR | For | |||
| RK2404400N | ROCKWELL AUTOMATION, INC. | 773903109 | ROK | 07-Feb-2023 | A. | Pam Murphy | Management | A. | DIRECTOR | For | |||
| RK2404400N | ROCKWELL AUTOMATION, INC. | 773903109 | ROK | 07-Feb-2023 | A. | Donald R. Parfet | Management | A. | DIRECTOR | For | |||
| RK2404400N | ROCKWELL AUTOMATION, INC. | 773903109 | ROK | 07-Feb-2023 | A. | Robert W. Soderbery | Management | A. | DIRECTOR | For | |||
| RK2404400N | ROCKWELL AUTOMATION, INC. | 773903109 | ROK | 07-Feb-2023 | Management | B. | To approve, on an advisory basis, the compensation of the Corporation’s named executive officers. | For | |||||
| RK2404400N | ROCKWELL AUTOMATION, INC. | 773903109 | ROK | 07-Feb-2023 | Management | C. | To approve, on an advisory basis, the frequency of the shareowner vote on the compensation of the Corporation’s named executive officers. | 1 Year | |||||
| RK2404400N | ROCKWELL AUTOMATION, INC. | 773903109 | ROK | 07-Feb-2023 | Management | D. | To approve the selection of Deloitte & Touche LLP as the Corporation’s independent registered public accounting firm for fiscal 2023. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 09-Feb-2023 | Management | 1a | TRIAN RECOMMENDED NOMINEE: Nelson Peltz | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 09-Feb-2023 | Management | 1b | OPPOSED COMPANY NOMINEE: Michael B.G. Froman | ||||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 09-Feb-2023 | Management | 1c | ACCEPTABLE COMPANY NOMINEE: Mary T. Barra | ||||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 09-Feb-2023 | Management | 1d | ACCEPTABLE COMPANY NOMINEE: Safra A. Catz | ||||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 09-Feb-2023 | Management | 1e | ACCEPTABLE COMPANY NOMINEE: Amy L. Chang | ||||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 09-Feb-2023 | Management | 1f | ACCEPTABLE COMPANY NOMINEE: Francis A. deSouza | ||||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 09-Feb-2023 | Management | 1g | ACCEPTABLE COMPANY NOMINEE: Carolyn N. Everson | ||||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 09-Feb-2023 | Management | 1h | ACCEPTABLE COMPANY NOMINEE: Robert A. Iger | ||||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 09-Feb-2023 | Management | 1i | ACCEPTABLE COMPANY NOMINEE: Maria Elena Lagomasino | ||||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 09-Feb-2023 | Management | 1j | ACCEPTABLE COMPANY NOMINEE: Calvin R. McDonald | ||||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 09-Feb-2023 | Management | 1k | ACCEPTABLE COMPANY NOMINEE: Mark G. Parker | ||||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 09-Feb-2023 | Management | 1l | ACCEPTABLE COMPANY NOMINEE: Derica W. Rice | ||||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 09-Feb-2023 | Management | 2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2023. | None | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 09-Feb-2023 | Management | 3 | CONSIDERATION OF AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | None | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 09-Feb-2023 | Management | 4 | CONSIDERATION OF AN ADVISORY VOTE ON THE FREQUENCY OF VOTES ON EXECUTIVE COMPENSATION. | None | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 09-Feb-2023 | Shareholder | 5 | Shareholder Proposal requesting a business operations report. | None | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 09-Feb-2023 | Shareholder | 6 | Shareholder Proposal requesting charitable contributions disclosure. | None | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 09-Feb-2023 | Shareholder | 7 | Shareholder Proposal requesting a political expenditures report. | None | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 09-Feb-2023 | Management | 8 | Trian’s proposal to repeal certain bylaws. | For | |||||
| RK2404400N | PTC INC. | 69370C100 | PTC | 16-Feb-2023 | 1. | Mark Benjamin | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PTC INC. | 69370C100 | PTC | 16-Feb-2023 | 1. | Janice Chaffin | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PTC INC. | 69370C100 | PTC | 16-Feb-2023 | 1. | Amar Hanspal | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PTC INC. | 69370C100 | PTC | 16-Feb-2023 | 1. | James Heppelmann | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PTC INC. | 69370C100 | PTC | 16-Feb-2023 | 1. | Michal Katz | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PTC INC. | 69370C100 | PTC | 16-Feb-2023 | 1. | Paul Lacy | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PTC INC. | 69370C100 | PTC | 16-Feb-2023 | 1. | Corinna Lathan | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PTC INC. | 69370C100 | PTC | 16-Feb-2023 | 1. | Blake Moret | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PTC INC. | 69370C100 | PTC | 16-Feb-2023 | 1. | Robert Schechter | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PTC INC. | 69370C100 | PTC | 16-Feb-2023 | Management | 2. | Approve an increase of 6,000,000 shares available for issuance under the 2000 Equity Incentive Plan. | For | |||||
| RK2404400N | PTC INC. | 69370C100 | PTC | 16-Feb-2023 | Management | 3. | Approve an increase of 2,000,000 shares available under the 2016 Employee Stock Purchase Plan. | For | |||||
| RK2404400N | PTC INC. | 69370C100 | PTC | 16-Feb-2023 | Management | 4. | Advisory vote to approve the compensation of our named executive officers (say-on-pay). | For | |||||
| RK2404400N | PTC INC. | 69370C100 | PTC | 16-Feb-2023 | Management | 5. | Advisory vote on the frequency of the Say-on-Pay vote. | 1 Year | |||||
| RK2404400N | PTC INC. | 69370C100 | PTC | 16-Feb-2023 | Management | 6. | Advisory vote to confirm the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the current fiscal year. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | DEERE & COMPANY | 244199105 | DE | 22-Feb-2023 | Management | 1a. | Election of Director: Leanne G. Caret | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | DEERE & COMPANY | 244199105 | DE | 22-Feb-2023 | Management | 1b. | Election of Director: Tamra A. Erwin | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | DEERE & COMPANY | 244199105 | DE | 22-Feb-2023 | Management | 1c. | Election of Director: Alan C. Heuberger | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | DEERE & COMPANY | 244199105 | DE | 22-Feb-2023 | Management | 1d. | Election of Director: Charles O. Holliday, Jr. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | DEERE & COMPANY | 244199105 | DE | 22-Feb-2023 | Management | 1e. | Election of Director: Michael O. Johanns | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | DEERE & COMPANY | 244199105 | DE | 22-Feb-2023 | Management | 1f. | Election of Director: Clayton M. Jones | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | DEERE & COMPANY | 244199105 | DE | 22-Feb-2023 | Management | 1g. | Election of Director: John C. May | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | DEERE & COMPANY | 244199105 | DE | 22-Feb-2023 | Management | 1h. | Election of Director: Gregory R. Page | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | DEERE & COMPANY | 244199105 | DE | 22-Feb-2023 | Management | 1i. | Election of Director: Sherry M. Smith | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | DEERE & COMPANY | 244199105 | DE | 22-Feb-2023 | Management | 1j. | Election of Director: Dmitri L. Stockton | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | DEERE & COMPANY | 244199105 | DE | 22-Feb-2023 | Management | 1k. | Election of Director: Sheila G. Talton | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | DEERE & COMPANY | 244199105 | DE | 22-Feb-2023 | Management | 2. | Advisory vote to approve executive compensation(“say-on-pay”). | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | DEERE & COMPANY | 244199105 | DE | 22-Feb-2023 | Management | 3. | Advisory vote on the frequency of future say-on-pay votes. | 1 Year | 1 Year | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | DEERE & COMPANY | 244199105 | DE | 22-Feb-2023 | Management | 4. | Ratification of the appointment of Deloitte & Touche LLP as Deere’s independent registered public accounting firm for fiscal 2023. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | DEERE & COMPANY | 244199105 | DE | 22-Feb-2023 | Shareholder | 5. | Shareholder proposal regarding termination pay. | Against | For | Against Management | |||
| RK2404400N | CLEARFIELD, INC. | 18482P103 | CLFD | 23-Feb-2023 | Management | 1a. | Election of Director: Cheryl Beranek | For | |||||
| RK2404400N | CLEARFIELD, INC. | 18482P103 | CLFD | 23-Feb-2023 | Management | 1b. | Election of Director: Ronald G. Roth | For | |||||
| RK2404400N | CLEARFIELD, INC. | 18482P103 | CLFD | 23-Feb-2023 | Management | 1c. | Election of Director: Patrick Goepel | For | |||||
| RK2404400N | CLEARFIELD, INC. | 18482P103 | CLFD | 23-Feb-2023 | Management | 1d. | Election of Director: Roger Harding | For | |||||
| RK2404400N | CLEARFIELD, INC. | 18482P103 | CLFD | 23-Feb-2023 | Management | 1e. | Election of Director: Charles N. Hayssen | For | |||||
| RK2404400N | CLEARFIELD, INC. | 18482P103 | CLFD | 23-Feb-2023 | Management | 1f. | Election of Director: Donald R. Hayward | For | |||||
| RK2404400N | CLEARFIELD, INC. | 18482P103 | CLFD | 23-Feb-2023 | Management | 1g. | Election of Director: Walter L. Jones, Jr. | For | |||||
| RK2404400N | CLEARFIELD, INC. | 18482P103 | CLFD | 23-Feb-2023 | Management | 1h. | Election of Director: Carol A. Wirsbinski | For | |||||
| RK2404400N | CLEARFIELD, INC. | 18482P103 | CLFD | 23-Feb-2023 | Management | 2. | Approve, on a non-binding advisory basis, the compensation paid to named executive officers. | For | |||||
| RK2404400N | CLEARFIELD, INC. | 18482P103 | CLFD | 23-Feb-2023 | Management | 3. | Advisory vote on the frequency of future advisory votes to approve our named executive officer compensation. | 1 Year | |||||
| RK2404400N | CLEARFIELD, INC. | 18482P103 | CLFD | 23-Feb-2023 | Management | 4. | Approve the Clearfield, Inc. 2022 Stock Compensation Plan. | For | |||||
| RK2404400N | CLEARFIELD, INC. | 18482P103 | CLFD | 23-Feb-2023 | Management | 5. | Ratify the appointment of Baker Tilly US, LLP as the independent registered public accounting firm for Clearfield, Inc. for the fiscal year ending September 30, 2023. | For | |||||
| RK2404400N | QUALCOMM INCORPORATED | 747525103 | QCOM | 08-Mar-2023 | Management | 1a. | Election of Director to hold office until the next annual meeting of stockholders: Sylvia Acevedo | For | |||||
| RK2404400N | QUALCOMM INCORPORATED | 747525103 | QCOM | 08-Mar-2023 | Management | 1b. | Election of Director to hold office until the next annual meeting of stockholders: Cristiano R. Amon | For | |||||
| RK2404400N | QUALCOMM INCORPORATED | 747525103 | QCOM | 08-Mar-2023 | Management | 1c. | Election of Director to hold office until the next annual meeting of stockholders: Mark Fields | For | |||||
| RK2404400N | QUALCOMM INCORPORATED | 747525103 | QCOM | 08-Mar-2023 | Management | 1d. | Election of Director to hold office until the next annual meeting of stockholders: Jeffrey W. Henderson | For | |||||
| RK2404400N | QUALCOMM INCORPORATED | 747525103 | QCOM | 08-Mar-2023 | Management | 1e. | Election of Director to hold office until the next annual meeting of stockholders: Gregory N. Johnson | For | |||||
| RK2404400N | QUALCOMM INCORPORATED | 747525103 | QCOM | 08-Mar-2023 | Management | 1f. | Election of Director to hold office until the next annual meeting of stockholders: Ann M. Livermore | For | |||||
| RK2404400N | QUALCOMM INCORPORATED | 747525103 | QCOM | 08-Mar-2023 | Management | 1g. | Election of Director to hold office until the next annual meeting of stockholders: Mark D. McLaughlin | For | |||||
| RK2404400N | QUALCOMM INCORPORATED | 747525103 | QCOM | 08-Mar-2023 | Management | 1h. | Election of Director to hold office until the next annual meeting of stockholders: Jamie S. Miller | For | |||||
| RK2404400N | QUALCOMM INCORPORATED | 747525103 | QCOM | 08-Mar-2023 | Management | 1i. | Election of Director to hold office until the next annual meeting of stockholders: Irene B. Rosenfeld | For | |||||
| RK2404400N | QUALCOMM INCORPORATED | 747525103 | QCOM | 08-Mar-2023 | Management | 1j. | Election of Director to hold office until the next annual meeting of stockholders: Kornelis (Neil) Smit | For | |||||
| RK2404400N | QUALCOMM INCORPORATED | 747525103 | QCOM | 08-Mar-2023 | Management | 1k. | Election of Director to hold office until the next annual meeting of stockholders: Jean-Pascal Tricoire | For | |||||
| RK2404400N | QUALCOMM INCORPORATED | 747525103 | QCOM | 08-Mar-2023 | Management | 1l. | Election of Director to hold office until the next annual meeting of stockholders: Anthony J. Vinciquerra | For | |||||
| RK2404400N | QUALCOMM INCORPORATED | 747525103 | QCOM | 08-Mar-2023 | Management | 2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 24, 2023. | For | |||||
| RK2404400N | QUALCOMM INCORPORATED | 747525103 | QCOM | 08-Mar-2023 | Management | 3. | Approval of the QUALCOMM Incorporated 2023 Long-Term Incentive Plan. | For | |||||
| RK2404400N | QUALCOMM INCORPORATED | 747525103 | QCOM | 08-Mar-2023 | Management | 4. | Approval, on an advisory basis, of the compensation of our named executive officers. | For | |||||
| RK2404400N | F5, INC. | 315616102 | FFIV | 09-Mar-2023 | Management | 1a. | Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: Marianne N. Budnik | For | |||||
| RK2404400N | F5, INC. | 315616102 | FFIV | 09-Mar-2023 | Management | 1b. | Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: Elizabeth L. Buse | For | |||||
| RK2404400N | F5, INC. | 315616102 | FFIV | 09-Mar-2023 | Management | 1c. | Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: Michael L. Dreyer | For | |||||
| RK2404400N | F5, INC. | 315616102 | FFIV | 09-Mar-2023 | Management | 1d. | Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: Alan J. Higginson | For | |||||
| RK2404400N | F5, INC. | 315616102 | FFIV | 09-Mar-2023 | Management | 1e. | Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: Peter S. Klein | For | |||||
| RK2404400N | F5, INC. | 315616102 | FFIV | 09-Mar-2023 | Management | 1f. | Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: François Locoh- Donou | For | |||||
| RK2404400N | F5, INC. | 315616102 | FFIV | 09-Mar-2023 | Management | 1g. | Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: Nikhil Mehta | For | |||||
| RK2404400N | F5, INC. | 315616102 | FFIV | 09-Mar-2023 | Management | 1h. | Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: Michael F. Montoya | For | |||||
| RK2404400N | F5, INC. | 315616102 | FFIV | 09-Mar-2023 | Management | 1i. | Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: Marie E. Myers | For | |||||
| RK2404400N | F5, INC. | 315616102 | FFIV | 09-Mar-2023 | Management | 1j. | Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: James M. Phillips | For | |||||
| RK2404400N | F5, INC. | 315616102 | FFIV | 09-Mar-2023 | Management | 1k. | Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: Sripada Shivananda | For | |||||
| RK2404400N | F5, INC. | 315616102 | FFIV | 09-Mar-2023 | Management | 2. | Approve the F5, Inc. Incentive Plan. | For | |||||
| RK2404400N | F5, INC. | 315616102 | FFIV | 09-Mar-2023 | Management | 3. | Approve the F5, Inc. Employee Stock Purchase Plan. | For | |||||
| RK2404400N | F5, INC. | 315616102 | FFIV | 09-Mar-2023 | Management | 4. | Ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal year 2023. | For | |||||
| RK2404400N | F5, INC. | 315616102 | FFIV | 09-Mar-2023 | Management | 5. | Advisory vote to approve the compensation of our named executive officers. | For | |||||
| RK2404400N | F5, INC. | 315616102 | FFIV | 09-Mar-2023 | Management | 6. | Advisory vote on the frequency of the advisory vote on approval of compensation of our named executive officers. | 1 Year | |||||
| RK2404400N | APPLIED MATERIALS, INC. | 038222105 | AMAT | 09-Mar-2023 | Management | 1a. | Election of Director: Rani Borkar | For | |||||
| RK2404400N | APPLIED MATERIALS, INC. | 038222105 | AMAT | 09-Mar-2023 | Management | 1b. | Election of Director: Judy Bruner | For | |||||
| RK2404400N | APPLIED MATERIALS, INC. | 038222105 | AMAT | 09-Mar-2023 | Management | 1c. | Election of Director: Xun (Eric) Chen | For | |||||
| RK2404400N | APPLIED MATERIALS, INC. | 038222105 | AMAT | 09-Mar-2023 | Management | 1d. | Election of Director: Aart J. de Geus | For | |||||
| RK2404400N | APPLIED MATERIALS, INC. | 038222105 | AMAT | 09-Mar-2023 | Management | 1e. | Election of Director: Gary E. Dickerson | For | |||||
| RK2404400N | APPLIED MATERIALS, INC. | 038222105 | AMAT | 09-Mar-2023 | Management | 1f. | Election of Director: Thomas J. Iannotti | For | |||||
| RK2404400N | APPLIED MATERIALS, INC. | 038222105 | AMAT | 09-Mar-2023 | Management | 1g. | Election of Director: Alexander A. Karsner | For | |||||
| RK2404400N | APPLIED MATERIALS, INC. | 038222105 | AMAT | 09-Mar-2023 | Management | 1h. | Election of Director: Kevin P. March | For | |||||
| RK2404400N | APPLIED MATERIALS, INC. | 038222105 | AMAT | 09-Mar-2023 | Management | 1i. | Election of Director: Yvonne McGill | For | |||||
| RK2404400N | APPLIED MATERIALS, INC. | 038222105 | AMAT | 09-Mar-2023 | Management | 1j. | Election of Director: Scott A. McGregor | For | |||||
| RK2404400N | APPLIED MATERIALS, INC. | 038222105 | AMAT | 09-Mar-2023 | Management | 2. | Approval, on an advisory basis, of the compensation of Applied Materials’ named executive officers for fiscal year 2022. | For | |||||
| RK2404400N | APPLIED MATERIALS, INC. | 038222105 | AMAT | 09-Mar-2023 | Management | 3. | Approval, on an advisory basis, of the frequency of holding an advisory vote on executive compensation. | 1 Year | |||||
| RK2404400N | APPLIED MATERIALS, INC. | 038222105 | AMAT | 09-Mar-2023 | Management | 4. | Ratification of the appointment of KPMG LLP as Applied Materials’ independent registered public accounting firm for fiscal year 2023. | For | |||||
| RK2404400N | APPLIED MATERIALS, INC. | 038222105 | AMAT | 09-Mar-2023 | Shareholder | 5. | Shareholder proposal to amend the appropriate company governing documents to give the owners of a combined 10% of our outstanding common stock the power to call a special shareholder meeting. | Against | |||||
| RK2404400N | APPLIED MATERIALS, INC. | 038222105 | AMAT | 09-Mar-2023 | Shareholder | 6. | Shareholder proposal to improve the executive compensation program and policy to include the CEO pay ratio factor. | Against | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 1a | Election of Director: James Bell | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 1b | Election of Director: Tim Cook | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 1c | Election of Director: Al Gore | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 1d | Election of Director: Alex Gorsky | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 1e | Election of Director: Andrea Jung | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 1f | Election of Director: Art Levinson | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 1g | Election of Director: Monica Lozano | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 1h | Election of Director: Ron Sugar | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 1i | Election of Director: Sue Wagner | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 2. | Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for fiscal 2023 | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 3. | Advisory vote to approve executive compensation | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 4. | Advisory vote on the frequency of advisory votes on executive compensation | 1 Year | 1 Year | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Shareholder | 5. | A shareholder proposal entitled “Civil Rights and Non-Discrimination Audit Proposal” | Against | Against | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Shareholder | 6. | A shareholder proposal entitled “Communist China Audit” | Against | Against | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Shareholder | 7. | A shareholder proposal on Board policy for communication with shareholder proponents | Against | For | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Shareholder | 8. | A shareholder proposal entitled “Racial and Gender Pay Gaps” | Against | Against | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Shareholder | 9. | A shareholder proposal entitled “Shareholder Proxy Access Amendments” | Against | Against | With Management | |||
| RK2404400N | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 1a | Election of Director: James Bell | For | For | With Management | |||
| RK2404400N | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 1b | Election of Director: Tim Cook | For | For | With Management | |||
| RK2404400N | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 1c | Election of Director: Al Gore | For | For | With Management | |||
| RK2404400N | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 1d | Election of Director: Alex Gorsky | For | For | With Management | |||
| RK2404400N | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 1e | Election of Director: Andrea Jung | For | For | With Management | |||
| RK2404400N | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 1f | Election of Director: Art Levinson | For | For | With Management | |||
| RK2404400N | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 1g | Election of Director: Monica Lozano | For | For | With Management | |||
| RK2404400N | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 1h | Election of Director: Ron Sugar | For | For | With Management | |||
| RK2404400N | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 1i | Election of Director: Sue Wagner | For | For | With Management | |||
| RK2404400N | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 2. | Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for fiscal 2023 | For | For | With Management | |||
| RK2404400N | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 3. | Advisory vote to approve executive compensation | For | For | With Management | |||
| RK2404400N | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Management | 4. | Advisory vote on the frequency of advisory votes on executive compensation | 1 Year | 1 Year | With Management | |||
| RK2404400N | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Shareholder | 5. | A shareholder proposal entitled “Civil Rights and Non-Discrimination Audit Proposal” | Against | Against | With Management | |||
| RK2404400N | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Shareholder | 6. | A shareholder proposal entitled “Communist China Audit” | Against | Against | With Management | |||
| RK2404400N | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Shareholder | 7. | A shareholder proposal on Board policy for communication with shareholder proponents | Against | For | Against Management | |||
| RK2404400N | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Shareholder | 8. | A shareholder proposal entitled “Racial and Gender Pay Gaps” | Against | Against | With Management | |||
| RK2404400N | APPLE INC. | 037833100 | AAPL | 10-Mar-2023 | Shareholder | 9. | A shareholder proposal entitled “Shareholder Proxy Access Amendments” | Against | Against | With Management | |||
| RK2404400N | STARBUCKS CORPORATION | 855244109 | SBUX | 23-Mar-2023 | Management | 1a. | Election of Director: Richard E. Allison, Jr. | For | |||||
| RK2404400N | STARBUCKS CORPORATION | 855244109 | SBUX | 23-Mar-2023 | Management | 1b. | Election of Director: Andrew Campion | For | |||||
| RK2404400N | STARBUCKS CORPORATION | 855244109 | SBUX | 23-Mar-2023 | Management | 1c. | Election of Director: Beth Ford | For | |||||
| RK2404400N | STARBUCKS CORPORATION | 855244109 | SBUX | 23-Mar-2023 | Management | 1d. | Election of Director: Mellody Hobson | For | |||||
| RK2404400N | STARBUCKS CORPORATION | 855244109 | SBUX | 23-Mar-2023 | Management | 1e. | Election of Director: Jørgen Vig Knudstorp | For | |||||
| RK2404400N | STARBUCKS CORPORATION | 855244109 | SBUX | 23-Mar-2023 | Management | 1f. | Election of Director: Satya Nadella | For | |||||
| RK2404400N | STARBUCKS CORPORATION | 855244109 | SBUX | 23-Mar-2023 | Management | 1g. | Election of Director: Laxman Narasimhan | For | |||||
| RK2404400N | STARBUCKS CORPORATION | 855244109 | SBUX | 23-Mar-2023 | Management | 1h. | Election of Director: Howard Schultz | For | |||||
| RK2404400N | STARBUCKS CORPORATION | 855244109 | SBUX | 23-Mar-2023 | Management | 2. | Approval, on a nonbinding basis, of the compensation paid to our named executive officers | For | |||||
| RK2404400N | STARBUCKS CORPORATION | 855244109 | SBUX | 23-Mar-2023 | Management | 3. | Approval, on a nonbinding basis, of the frequency of future advisory votes on executive compensation | 1 Year | |||||
| RK2404400N | STARBUCKS CORPORATION | 855244109 | SBUX | 23-Mar-2023 | Management | 4. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2023 | For | |||||
| RK2404400N | STARBUCKS CORPORATION | 855244109 | SBUX | 23-Mar-2023 | Shareholder | 5. | Report on Plant-Based Milk Pricing | Against | |||||
| RK2404400N | STARBUCKS CORPORATION | 855244109 | SBUX | 23-Mar-2023 | Shareholder | 6. | CEO Succession Planning Policy Amendment | Against | |||||
| RK2404400N | STARBUCKS CORPORATION | 855244109 | SBUX | 23-Mar-2023 | Shareholder | 7. | Annual Reports on Company Operations in China | Against | |||||
| RK2404400N | STARBUCKS CORPORATION | 855244109 | SBUX | 23-Mar-2023 | Shareholder | 8. | Assessment of Worker Rights Commitments | Against | |||||
| RK2404400N | STARBUCKS CORPORATION | 855244109 | SBUX | 23-Mar-2023 | Shareholder | 9. | Creation of Board Committee on Corporate Sustainability | Against | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1a. | Election of Director: Mary T. Barra | For | Against | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1b. | Election of Director: Safra A. Catz | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1c. | Election of Director: Amy L. Chang | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1d. | Election of Director: Francis A. deSouza | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1e. | Election of Director: Carolyn N. Everson | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1f. | Election of Director: Michael B.G. Froman | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1g. | Election of Director: Robert A. Iger | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1h. | Election of Director: Maria Elena Lagomasino | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1i. | Election of Director: Calvin R. McDonald | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1j. | Election of Director: Mark G. Parker | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1k. | Election of Director: Derica W. Rice | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accountants for fiscal 2023. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 3. | Consideration of an advisory vote to approve executive compensation. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 4. | Consideration of an advisory vote on the frequency of advisory votes on executive compensation. | 1 Year | 1 Year | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Shareholder | 5. | Shareholder proposal, if properly presented at the meeting, requesting a report on operations related to China. | Against | Against | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Shareholder | 6. | Shareholder proposal, if properly presented at the meeting, requesting charitable contributions disclosure. | Against | Against | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Shareholder | 7. | Shareholder proposal, if properly presented at the meeting, requesting a political expenditures report. | Against | Against | With Management | |||
| RK2404400N | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1a. | Election of Director: Mary T. Barra | For | Against | Against Management | |||
| RK2404400N | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1b. | Election of Director: Safra A. Catz | For | For | With Management | |||
| RK2404400N | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1c. | Election of Director: Amy L. Chang | For | For | With Management | |||
| RK2404400N | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1d. | Election of Director: Francis A. deSouza | For | For | With Management | |||
| RK2404400N | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1e. | Election of Director: Carolyn N. Everson | For | For | With Management | |||
| RK2404400N | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1f. | Election of Director: Michael B.G. Froman | For | For | With Management | |||
| RK2404400N | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1g. | Election of Director: Robert A. Iger | For | For | With Management | |||
| RK2404400N | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1h. | Election of Director: Maria Elena Lagomasino | For | For | With Management | |||
| RK2404400N | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1i. | Election of Director: Calvin R. McDonald | For | For | With Management | |||
| RK2404400N | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1j. | Election of Director: Mark G. Parker | For | For | With Management | |||
| RK2404400N | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 1k. | Election of Director: Derica W. Rice | For | For | With Management | |||
| RK2404400N | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accountants for fiscal 2023. | For | For | With Management | |||
| RK2404400N | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 3. | Consideration of an advisory vote to approve executive compensation. | For | For | With Management | |||
| RK2404400N | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Management | 4. | Consideration of an advisory vote on the frequency of advisory votes on executive compensation. | 1 Year | 1 Year | With Management | |||
| RK2404400N | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Shareholder | 5. | Shareholder proposal, if properly presented at the meeting, requesting a report on operations related to China. | Against | Against | With Management | |||
| RK2404400N | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Shareholder | 6. | Shareholder proposal, if properly presented at the meeting, requesting charitable contributions disclosure. | Against | Against | With Management | |||
| RK2404400N | THE WALT DISNEY COMPANY | 254687106 | DIS | 03-Apr-2023 | Shareholder | 7. | Shareholder proposal, if properly presented at the meeting, requesting a political expenditures report. | Against | Against | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LENNAR CORPORATION | 526057104 | LEN | 12-Apr-2023 | Management | 1a. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Amy Banse | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LENNAR CORPORATION | 526057104 | LEN | 12-Apr-2023 | Management | 1b. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Rick Beckwitt | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LENNAR CORPORATION | 526057104 | LEN | 12-Apr-2023 | Management | 1c. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Tig Gilliam | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LENNAR CORPORATION | 526057104 | LEN | 12-Apr-2023 | Management | 1d. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Sherrill W. Hudson | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LENNAR CORPORATION | 526057104 | LEN | 12-Apr-2023 | Management | 1e. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Jonathan M. Jaffe | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LENNAR CORPORATION | 526057104 | LEN | 12-Apr-2023 | Management | 1f. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Sidney Lapidus | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LENNAR CORPORATION | 526057104 | LEN | 12-Apr-2023 | Management | 1g. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Teri P. McClure | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LENNAR CORPORATION | 526057104 | LEN | 12-Apr-2023 | Management | 1h. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Stuart Miller | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LENNAR CORPORATION | 526057104 | LEN | 12-Apr-2023 | Management | 1i. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Armando Olivera | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LENNAR CORPORATION | 526057104 | LEN | 12-Apr-2023 | Management | 1j. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Jeffrey Sonnenfeld | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LENNAR CORPORATION | 526057104 | LEN | 12-Apr-2023 | Management | 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LENNAR CORPORATION | 526057104 | LEN | 12-Apr-2023 | Management | 3. | Approval, on an advisory basis, of the frequency of the stockholder vote on the compensation of our named executive officers. | 1 Year | 1 Year | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LENNAR CORPORATION | 526057104 | LEN | 12-Apr-2023 | Management | 4. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2023. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LENNAR CORPORATION | 526057104 | LEN | 12-Apr-2023 | Shareholder | 5. | Vote on a stockholder proposal regarding the elimination of our dual-class common stock voting structure. | Against | Against | With Management | |||
| RK2404400N | SILICON LABORATORIES INC. | 826919102 | SLAB | 20-Apr-2023 | Management | 1.1 | Election of Class I Director to serve on the Board of Directors until our 2026 annual meeting of stockholders or until a successor is duly elected and qualified: Navdeep S. Sooch | For | |||||
| RK2404400N | SILICON LABORATORIES INC. | 826919102 | SLAB | 20-Apr-2023 | Management | 1.2 | Election of Class I Director to serve on the Board of Directors until our 2026 annual meeting of stockholders or until a successor is duly elected and qualified: Robert J. Conrad | For | |||||
| RK2404400N | SILICON LABORATORIES INC. | 826919102 | SLAB | 20-Apr-2023 | Management | 1.3 | Election of Class I Director to serve on the Board of Directors until our 2026 annual meeting of stockholders or until a successor is duly elected and qualified: Nina Richardson | For | |||||
| RK2404400N | SILICON LABORATORIES INC. | 826919102 | SLAB | 20-Apr-2023 | Management | 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 30, 2023. | For | |||||
| RK2404400N | SILICON LABORATORIES INC. | 826919102 | SLAB | 20-Apr-2023 | Management | 3. | To vote on an advisory (non- binding) resolution to approve executive compensation. | For | |||||
| RK2404400N | SILICON LABORATORIES INC. | 826919102 | SLAB | 20-Apr-2023 | Management | 4. | To vote on an advisory (non- binding) resolution regarding the frequency of holding future advisory votes regarding executive compensation. | 1 Year | |||||
| RK2404400N | ADOBE INC. | 00724F101 | ADBE | 20-Apr-2023 | Management | 1a. | Election of Director to serve for a one-year term: Amy Banse | For | |||||
| RK2404400N | ADOBE INC. | 00724F101 | ADBE | 20-Apr-2023 | Management | 1b. | Election of Director to serve for a one-year term: Brett Biggs | For | |||||
| RK2404400N | ADOBE INC. | 00724F101 | ADBE | 20-Apr-2023 | Management | 1c. | Election of Director to serve for a one-year term: Melanie Boulden | For | |||||
| RK2404400N | ADOBE INC. | 00724F101 | ADBE | 20-Apr-2023 | Management | 1d. | Election of Director to serve for a one-year term: Frank Calderoni | For | |||||
| RK2404400N | ADOBE INC. | 00724F101 | ADBE | 20-Apr-2023 | Management | 1e. | Election of Director to serve for a one-year term: Laura Desmond | For | |||||
| RK2404400N | ADOBE INC. | 00724F101 | ADBE | 20-Apr-2023 | Management | 1f. | Election of Director to serve for a one-year term: Shantanu Narayen | For | |||||
| RK2404400N | ADOBE INC. | 00724F101 | ADBE | 20-Apr-2023 | Management | 1g. | Election of Director to serve for a one-year term: Spencer Neumann | For | |||||
| RK2404400N | ADOBE INC. | 00724F101 | ADBE | 20-Apr-2023 | Management | 1h. | Election of Director to serve for a one-year term: Kathleen Oberg | For | |||||
| RK2404400N | ADOBE INC. | 00724F101 | ADBE | 20-Apr-2023 | Management | 1i. | Election of Director to serve for a one-year term: Dheeraj Pandey | For | |||||
| RK2404400N | ADOBE INC. | 00724F101 | ADBE | 20-Apr-2023 | Management | 1j. | Election of Director to serve for a one-year term: David Ricks | For | |||||
| RK2404400N | ADOBE INC. | 00724F101 | ADBE | 20-Apr-2023 | Management | 1k. | Election of Director to serve for a one-year term: Daniel Rosensweig | For | |||||
| RK2404400N | ADOBE INC. | 00724F101 | ADBE | 20-Apr-2023 | Management | 1l. | Election of Director to serve for a one-year term: John Warnock | For | |||||
| RK2404400N | ADOBE INC. | 00724F101 | ADBE | 20-Apr-2023 | Management | 2. | Approve the 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 12,000,000 shares. | For | |||||
| RK2404400N | ADOBE INC. | 00724F101 | ADBE | 20-Apr-2023 | Management | 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 1, 2023. | For | |||||
| RK2404400N | ADOBE INC. | 00724F101 | ADBE | 20-Apr-2023 | Management | 4. | Approve, on an advisory basis, the compensation of our named executive officers. | For | |||||
| RK2404400N | ADOBE INC. | 00724F101 | ADBE | 20-Apr-2023 | Management | 5. | Approve, on an advisory basis, the frequency of the advisory vote on executive compensation. | 1 Year | |||||
| RK2404400N | ADOBE INC. | 00724F101 | ADBE | 20-Apr-2023 | Shareholder | 6. | Stockholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records. | Against | |||||
| RK2404400N | VALMONT INDUSTRIES, INC. | 920253101 | VMI | 24-Apr-2023 | 1. | Mogens C. Bay | Management | 1. | DIRECTOR | For | |||
| RK2404400N | VALMONT INDUSTRIES, INC. | 920253101 | VMI | 24-Apr-2023 | 1. | Ritu Favre | Management | 1. | DIRECTOR | For | |||
| RK2404400N | VALMONT INDUSTRIES, INC. | 920253101 | VMI | 24-Apr-2023 | 1. | Richard A. Lanoha | Management | 1. | DIRECTOR | For | |||
| RK2404400N | VALMONT INDUSTRIES, INC. | 920253101 | VMI | 24-Apr-2023 | Management | 2. | Advisory approval of the company’s executive compensation. | For | |||||
| RK2404400N | VALMONT INDUSTRIES, INC. | 920253101 | VMI | 24-Apr-2023 | Management | 3. | Advisory vote on the frequency of the advisory vote on the company’s executive compensation. | 1 Year | |||||
| RK2404400N | VALMONT INDUSTRIES, INC. | 920253101 | VMI | 24-Apr-2023 | Management | 4. | Ratifying the appointment of Deloitte & Touche LLP as independent auditors for fiscal 2023. | For | |||||
| RK2404400N | HANESBRANDS INC. | 410345102 | HBI | 24-Apr-2023 | Management | 1a. | Election of Director: Cheryl K. Beebe | For | |||||
| RK2404400N | HANESBRANDS INC. | 410345102 | HBI | 24-Apr-2023 | Management | 1b. | Election of Director: Stephen B. Bratspies | For | |||||
| RK2404400N | HANESBRANDS INC. | 410345102 | HBI | 24-Apr-2023 | Management | 1c. | Election of Director: Geralyn R. Breig | For | |||||
| RK2404400N | HANESBRANDS INC. | 410345102 | HBI | 24-Apr-2023 | Management | 1d. | Election of Director: Mark A. Irvin | For | |||||
| RK2404400N | HANESBRANDS INC. | 410345102 | HBI | 24-Apr-2023 | Management | 1e. | Election of Director: James C. Johnson | For | |||||
| RK2404400N | HANESBRANDS INC. | 410345102 | HBI | 24-Apr-2023 | Management | 1f. | Election of Director: Franck J. Moison | For | |||||
| RK2404400N | HANESBRANDS INC. | 410345102 | HBI | 24-Apr-2023 | Management | 1g. | Election of Director: Robert F. Moran | For | |||||
| RK2404400N | HANESBRANDS INC. | 410345102 | HBI | 24-Apr-2023 | Management | 1h. | Election of Director: Ronald L. Nelson | For | |||||
| RK2404400N | HANESBRANDS INC. | 410345102 | HBI | 24-Apr-2023 | Management | 1i. | Election of Director: William S. Simon | For | |||||
| RK2404400N | HANESBRANDS INC. | 410345102 | HBI | 24-Apr-2023 | Management | 1j. | Election of Director: Ann E. Ziegler | For | |||||
| RK2404400N | HANESBRANDS INC. | 410345102 | HBI | 24-Apr-2023 | Management | 2. | To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands’ independent registered public accounting firm for Hanesbrands’ 2023 fiscal year | For | |||||
| RK2404400N | HANESBRANDS INC. | 410345102 | HBI | 24-Apr-2023 | Management | 3. | To approve, on an advisory basis, named executive officer compensation as described in the proxy statement for the Annual Meeting | For | |||||
| RK2404400N | HANESBRANDS INC. | 410345102 | HBI | 24-Apr-2023 | Management | 4. | To recommend, on an advisory basis, the frequency of future advisory votes to approve named executive officer compensation | 1 Year | |||||
| RK2404400N | HANESBRANDS INC. | 410345102 | HBI | 24-Apr-2023 | Management | 5. | To approve the amendment of the Hanesbrands Inc. 2020 Omnibus Incentive Plan as described in the proxy statement for the Annual Meeting | For | |||||
| RK2404400N | INTERNATIONAL BUSINESS MACHINES CORP. | 459200101 | IBM | 25-Apr-2023 | Management | 1a. | Election of Director for a Term of One Year: Thomas Buberl | For | |||||
| RK2404400N | INTERNATIONAL BUSINESS MACHINES CORP. | 459200101 | IBM | 25-Apr-2023 | Management | 1b. | Election of Director for a Term of One Year: David N. Farr | For | |||||
| RK2404400N | INTERNATIONAL BUSINESS MACHINES CORP. | 459200101 | IBM | 25-Apr-2023 | Management | 1c. | Election of Director for a Term of One Year: Alex Gorsky | For | |||||
| RK2404400N | INTERNATIONAL BUSINESS MACHINES CORP. | 459200101 | IBM | 25-Apr-2023 | Management | 1d. | Election of Director for a Term of One Year: Michelle J. Howard | For | |||||
| RK2404400N | INTERNATIONAL BUSINESS MACHINES CORP. | 459200101 | IBM | 25-Apr-2023 | Management | 1e. | Election of Director for a Term of One Year: Arvind Krishna | For | |||||
| RK2404400N | INTERNATIONAL BUSINESS MACHINES CORP. | 459200101 | IBM | 25-Apr-2023 | Management | 1f. | Election of Director for a Term of One Year: Andrew N. Liveris | For | |||||
| RK2404400N | INTERNATIONAL BUSINESS MACHINES CORP. | 459200101 | IBM | 25-Apr-2023 | Management | 1g. | Election of Director for a Term of One Year: F. William McNabb III | For | |||||
| RK2404400N | INTERNATIONAL BUSINESS MACHINES CORP. | 459200101 | IBM | 25-Apr-2023 | Management | 1h. | Election of Director for a Term of One Year: Martha E. Pollack | For | |||||
| RK2404400N | INTERNATIONAL BUSINESS MACHINES CORP. | 459200101 | IBM | 25-Apr-2023 | Management | 1i. | Election of Director for a Term of One Year: Joseph R. Swedish | For | |||||
| RK2404400N | INTERNATIONAL BUSINESS MACHINES CORP. | 459200101 | IBM | 25-Apr-2023 | Management | 1j. | Election of Director for a Term of One Year: Peter R. Voser | For | |||||
| RK2404400N | INTERNATIONAL BUSINESS MACHINES CORP. | 459200101 | IBM | 25-Apr-2023 | Management | 1k. | Election of Director for a Term of One Year: Frederick H. Waddell | For | |||||
| RK2404400N | INTERNATIONAL BUSINESS MACHINES CORP. | 459200101 | IBM | 25-Apr-2023 | Management | 1l. | Election of Director for a Term of One Year: Alfred W. Zollar | For | |||||
| RK2404400N | INTERNATIONAL BUSINESS MACHINES CORP. | 459200101 | IBM | 25-Apr-2023 | Management | 2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | For | |||||
| RK2404400N | INTERNATIONAL BUSINESS MACHINES CORP. | 459200101 | IBM | 25-Apr-2023 | Management | 3. | Advisory Vote on Executive Compensation. | For | |||||
| RK2404400N | INTERNATIONAL BUSINESS MACHINES CORP. | 459200101 | IBM | 25-Apr-2023 | Management | 4. | Advisory Vote Regarding the Frequency of the Advisory Vote on Executive Compensation. | 1 Year | |||||
| RK2404400N | INTERNATIONAL BUSINESS MACHINES CORP. | 459200101 | IBM | 25-Apr-2023 | Shareholder | 5. | Stockholder Proposal to Have an Independent Board Chairman. | Against | |||||
| RK2404400N | INTERNATIONAL BUSINESS MACHINES CORP. | 459200101 | IBM | 25-Apr-2023 | Shareholder | 6. | Stockholder Proposal Requesting a Public Report on Lobbying Activities. | Against | |||||
| RK2404400N | INTERNATIONAL BUSINESS MACHINES CORP. | 459200101 | IBM | 25-Apr-2023 | Shareholder | 7. | Stockholder Proposal Requesting a Public Report on Congruency in China Business Operations and ESG Activities. | Against | |||||
| RK2404400N | INTERNATIONAL BUSINESS MACHINES CORP. | 459200101 | IBM | 25-Apr-2023 | Shareholder | 8. | Stockholder Proposal Requesting a Public Report on Harassment and Discrimination Prevention Efforts. | Against | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Management | 1a. | Election of Director: Ellen M. Costello | For | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Management | 1b. | Election of Director: Grace E. Dailey | For | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Management | 1c. | Election of Director: Barbara J. Desoer | For | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Management | 1d. | Election of Director: John C. Dugan | For | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Management | 1e. | Election of Director: Jane N. Fraser | For | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Management | 1f. | Election of Director: Duncan P. Hennes | For | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Management | 1g. | Election of Director: Peter B. Henry | For | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Management | 1h. | Election of Director: S. Leslie Ireland | For | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Management | 1i. | Election of Director: Renée J. James | For | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Management | 1j. | Election of Director: Gary M. Reiner | For | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Management | 1k. | Election of Director: Diana L. Taylor | For | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Management | 1l. | Election of Director: James S. Turley | For | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Management | 1m. | Election of Director: Casper W. von Koskull | For | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Management | 2. | Proposal to ratify the selection of KPMG LLP as Citi’s independent registered public accountants for 2023. | For | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Management | 3. | Advisory vote to Approve our 2022 Executive Compensation. | For | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Management | 4. | Approval of additional shares for the Citigroup 2019 Stock Incentive Plan. | For | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Management | 5. | Advisory vote to Approve the Frequency of Future Advisory Votes on Executive Compensation. | 1 Year | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Shareholder | 6. | Stockholder proposal requesting that shareholders ratify the termination pay of any senior manager. | Against | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Shareholder | 7. | Stockholder proposal requesting an Independent Board Chairman. | Against | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Shareholder | 8. | Stockholder proposal requesting a report on the effectiveness of Citi’s policies and practices in respecting Indigenous Peoples’ rights in Citi’s existing and proposed financing. | Against | |||||
| RK2404400N | CITIGROUP INC. | 172967424 | C | 25-Apr-2023 | Shareholder | 9. | Stockholder proposal requesting that the Board adopt a policy to phase out new fossil fuel financing. | Against | |||||
| RK2404400N | APTIV PLC | G6095L109 | APTV | 26-Apr-2023 | Management | 1a. | Election of Director: Kevin P. Clark | For | |||||
| RK2404400N | APTIV PLC | G6095L109 | APTV | 26-Apr-2023 | Management | 1b. | Election of Director: Richard L. Clemmer | For | |||||
| RK2404400N | APTIV PLC | G6095L109 | APTV | 26-Apr-2023 | Management | 1c. | Election of Director: Nancy E. Cooper | For | |||||
| RK2404400N | APTIV PLC | G6095L109 | APTV | 26-Apr-2023 | Management | 1d. | Election of Director: Joseph L. Hooley | For | |||||
| RK2404400N | APTIV PLC | G6095L109 | APTV | 26-Apr-2023 | Management | 1e. | Election of Director: Merit E. Janow | For | |||||
| RK2404400N | APTIV PLC | G6095L109 | APTV | 26-Apr-2023 | Management | 1f. | Election of Director: Sean O. Mahoney | For | |||||
| RK2404400N | APTIV PLC | G6095L109 | APTV | 26-Apr-2023 | Management | 1g. | Election of Director: Paul M. Meister | For | |||||
| RK2404400N | APTIV PLC | G6095L109 | APTV | 26-Apr-2023 | Management | 1h. | Election of Director: Robert K. Ortberg | For | |||||
| RK2404400N | APTIV PLC | G6095L109 | APTV | 26-Apr-2023 | Management | 1i. | Election of Director: Colin J. Parris | For | |||||
| RK2404400N | APTIV PLC | G6095L109 | APTV | 26-Apr-2023 | Management | 1j. | Election of Director: Ana G. Pinczuk | For | |||||
| RK2404400N | APTIV PLC | G6095L109 | APTV | 26-Apr-2023 | Management | 2. | Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors. | For | |||||
| RK2404400N | APTIV PLC | G6095L109 | APTV | 26-Apr-2023 | Management | 3. | Say-on-Pay - To approve, by advisory vote, executive compensation. | For | |||||
| RK2404400N | PRINCIPAL FUNDS, INC. | 74253Q747 | PCBIX | 26-Apr-2023 | 1. | Leroy T. Barnes, Jr. | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PRINCIPAL FUNDS, INC. | 74253Q747 | PCBIX | 26-Apr-2023 | 1. | Craig Damos | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PRINCIPAL FUNDS, INC. | 74253Q747 | PCBIX | 26-Apr-2023 | 1. | Katharin S. Dyer | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PRINCIPAL FUNDS, INC. | 74253Q747 | PCBIX | 26-Apr-2023 | 1. | Frances P. Grieb | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PRINCIPAL FUNDS, INC. | 74253Q747 | PCBIX | 26-Apr-2023 | 1. | Fritz S. Hirsch | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PRINCIPAL FUNDS, INC. | 74253Q747 | PCBIX | 26-Apr-2023 | 1. | Victor L. Hymes | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PRINCIPAL FUNDS, INC. | 74253Q747 | PCBIX | 26-Apr-2023 | 1. | Padelford L. Lattimer | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PRINCIPAL FUNDS, INC. | 74253Q747 | PCBIX | 26-Apr-2023 | 1. | Karen McMillan | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PRINCIPAL FUNDS, INC. | 74253Q747 | PCBIX | 26-Apr-2023 | 1. | Elizabeth A. Nickels | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PRINCIPAL FUNDS, INC. | 74253Q747 | PCBIX | 26-Apr-2023 | 1. | Mary M. VanDeWeghe | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PRINCIPAL FUNDS, INC. | 74253Q747 | PCBIX | 26-Apr-2023 | 1. | Kamal Bhatia | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PRINCIPAL FUNDS, INC. | 74253Q747 | PCBIX | 26-Apr-2023 | 1. | Patrick G. Halter | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PRINCIPAL FUNDS, INC. | 74253Q747 | PCBIX | 26-Apr-2023 | 1. | Kenneth A. McCullum | Management | 1. | DIRECTOR | For | |||
| RK2404400N | PRINCIPAL FUNDS, INC. | 74253Q747 | PCBIX | 26-Apr-2023 | Management | 2. | To approve the ability of Principal Global Investors, LLC to enter into and/or materially amend agreements with all sub- advisors, regardless of the degree of affiliation, on behalf of the Fund without obtaining shareholder approval (Shareholders of all Funds except, Global Sustainable Listed Infrastructure Fund). | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | 833635105 | SQM | 26-Apr-2023 | Management | 1. | SQM’s Balance Sheet, Financial Statements, Annual Report, Account Inspectors Report, and External Auditors’ Report for the business year ended December 31, 2022. | None | For | ||||
| ADVISORSHARES GERBER KAWASAKI ETF | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | 833635105 | SQM | 26-Apr-2023 | Management | 2. | Designation of the External Auditing Company. | None | For | ||||
| ADVISORSHARES GERBER KAWASAKI ETF | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | 833635105 | SQM | 26-Apr-2023 | Management | 3. | Designation of the Rating Agencies. | None | For | ||||
| ADVISORSHARES GERBER KAWASAKI ETF | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | 833635105 | SQM | 26-Apr-2023 | Management | 4. | Designation of the Account Inspectors. | None | For | ||||
| ADVISORSHARES GERBER KAWASAKI ETF | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | 833635105 | SQM | 26-Apr-2023 | Management | 5. | Investment Policy. | None | For | ||||
| ADVISORSHARES GERBER KAWASAKI ETF | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | 833635105 | SQM | 26-Apr-2023 | Management | 6. | Finance Policy. | None | For | ||||
| ADVISORSHARES GERBER KAWASAKI ETF | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | 833635105 | SQM | 26-Apr-2023 | Management | 7. | Distribution of the final dividend. | None | For | ||||
| ADVISORSHARES GERBER KAWASAKI ETF | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | 833635105 | SQM | 26-Apr-2023 | Management | 8A. | Antonio Gil Nievas, nominated as a Board member (Please note that you can vote “FOR” for option “A”, or option “B” only. If you vote “FOR” for more than one option, the ballot on this resolution will not count.) | None | Against | ||||
| ADVISORSHARES GERBER KAWASAKI ETF | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | 833635105 | SQM | 26-Apr-2023 | Management | 8B. | Board Election (Please note that you can vote “FOR” for option “A”, or option “B” only. If you vote “FOR” for more than one option, the ballot on this resolution will not count.) | None | For | ||||
| ADVISORSHARES GERBER KAWASAKI ETF | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | 833635105 | SQM | 26-Apr-2023 | Management | 9. | Board of Directors and Board committees compensation structure. | None | For | ||||
| ADVISORSHARES GERBER KAWASAKI ETF | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | 833635105 | SQM | 26-Apr-2023 | Management | 10. | Designation of the newspaper for corporate publications; general corporate information matters and execution of shareholders’ meeting resolutions. | None | For | ||||
| ADVISORSHARES GERBER KAWASAKI ETF | ASML HOLDINGS N.V. | N07059210 | ASML | 26-Apr-2023 | Management | 3a | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2022 | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ASML HOLDINGS N.V. | N07059210 | ASML | 26-Apr-2023 | Management | 3b | Proposal to adopt the financial statements of the Company for the financial year 2022, as prepared in accordance with Dutch law | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ASML HOLDINGS N.V. | N07059210 | ASML | 26-Apr-2023 | Management | 3d | Proposal to adopt a dividend in respect of the financial year 2022 | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ASML HOLDINGS N.V. | N07059210 | ASML | 26-Apr-2023 | Management | 4a | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2022 | For | Abstain | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ASML HOLDINGS N.V. | N07059210 | ASML | 26-Apr-2023 | Management | 4b | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2022 | For | Against | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ASML HOLDINGS N.V. | N07059210 | ASML | 26-Apr-2023 | Management | 5 | Proposal to approve the number of shares for the Board of Management | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ASML HOLDINGS N.V. | N07059210 | ASML | 26-Apr-2023 | Management | 6a | Proposal to amend the Remuneration Policy for the Supervisory Board | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ASML HOLDINGS N.V. | N07059210 | ASML | 26-Apr-2023 | Management | 6b | Proposal to amend the remuneration of the members of the Supervisory Board | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ASML HOLDINGS N.V. | N07059210 | ASML | 26-Apr-2023 | Management | 8a | Proposal to appoint Mr. N.S. Andersen as a member of the Supervisory Board | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ASML HOLDINGS N.V. | N07059210 | ASML | 26-Apr-2023 | Management | 8b | Proposal to appoint Mr. J.P. de Kreij as a member of the Supervisory Board | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ASML HOLDINGS N.V. | N07059210 | ASML | 26-Apr-2023 | Management | 9 | Proposal to appoint PricewaterhouseCoopers Accountants N.V. as external auditor for the reporting year 2025, in light of the mandatory external auditor rotation | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ASML HOLDINGS N.V. | N07059210 | ASML | 26-Apr-2023 | Management | 10a | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes and up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ASML HOLDINGS N.V. | N07059210 | ASML | 26-Apr-2023 | Management | 10b | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with the authorizations referred to in item 10 a) | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ASML HOLDINGS N.V. | N07059210 | ASML | 26-Apr-2023 | Management | 11 | Proposal to authorize the Board of Management to repurchase ordinary shares up to 10% of the issued share capital | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ASML HOLDINGS N.V. | N07059210 | ASML | 26-Apr-2023 | Management | 12 | Proposal to cancel ordinary shares | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | VICI PROPERTIES INC. | 925652109 | VICI | 27-Apr-2023 | Management | 1a. | Election of Director: James R. Abrahamson | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | VICI PROPERTIES INC. | 925652109 | VICI | 27-Apr-2023 | Management | 1b. | Election of Director: Diana F. Cantor | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | VICI PROPERTIES INC. | 925652109 | VICI | 27-Apr-2023 | Management | 1c. | Election of Director: Monica H. Douglas | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | VICI PROPERTIES INC. | 925652109 | VICI | 27-Apr-2023 | Management | 1d. | Election of Director: Elizabeth I. Holland | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | VICI PROPERTIES INC. | 925652109 | VICI | 27-Apr-2023 | Management | 1e. | Election of Director: Craig Macnab | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | VICI PROPERTIES INC. | 925652109 | VICI | 27-Apr-2023 | Management | 1f. | Election of Director: Edward B. Pitoniak | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | VICI PROPERTIES INC. | 925652109 | VICI | 27-Apr-2023 | Management | 1g. | Election of Director: Michael D. Rumbolz | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | VICI PROPERTIES INC. | 925652109 | VICI | 27-Apr-2023 | Management | 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | VICI PROPERTIES INC. | 925652109 | VICI | 27-Apr-2023 | Management | 3. | To approve (on a non-binding, advisory basis) the compensation of our named executive officers. | For | For | With Management | |||
| RK2404400N | JOHNSON & JOHNSON | 478160104 | JNJ | 27-Apr-2023 | Management | 1a. | Election of Director: Darius Adamczyk | For | |||||
| RK2404400N | JOHNSON & JOHNSON | 478160104 | JNJ | 27-Apr-2023 | Management | 1b. | Election of Director: Mary C. Beckerle | For | |||||
| RK2404400N | JOHNSON & JOHNSON | 478160104 | JNJ | 27-Apr-2023 | Management | 1c. | Election of Director: D. Scott Davis | For | |||||
| RK2404400N | JOHNSON & JOHNSON | 478160104 | JNJ | 27-Apr-2023 | Management | 1d. | Election of Director: Jennifer A. Doudna | For | |||||
| RK2404400N | JOHNSON & JOHNSON | 478160104 | JNJ | 27-Apr-2023 | Management | 1e. | Election of Director: Joaquin Duato | For | |||||
| RK2404400N | JOHNSON & JOHNSON | 478160104 | JNJ | 27-Apr-2023 | Management | 1f. | Election of Director: Marillyn A. Hewson | For | |||||
| RK2404400N | JOHNSON & JOHNSON | 478160104 | JNJ | 27-Apr-2023 | Management | 1g. | Election of Director: Paula A. Johnson | For | |||||
| RK2404400N | JOHNSON & JOHNSON | 478160104 | JNJ | 27-Apr-2023 | Management | 1h. | Election of Director: Hubert Joly | For | |||||
| RK2404400N | JOHNSON & JOHNSON | 478160104 | JNJ | 27-Apr-2023 | Management | 1I. | Election of Director: Mark B. McClellan | For | |||||
| RK2404400N | JOHNSON & JOHNSON | 478160104 | JNJ | 27-Apr-2023 | Management | 1j. | Election of Director: Anne M. Mulcahy | For | |||||
| RK2404400N | JOHNSON & JOHNSON | 478160104 | JNJ | 27-Apr-2023 | Management | 1k. | Election of Director: Mark A. Weinberger | For | |||||
| RK2404400N | JOHNSON & JOHNSON | 478160104 | JNJ | 27-Apr-2023 | Management | 1l. | Election of Director: Nadja Y. West | For | |||||
| RK2404400N | JOHNSON & JOHNSON | 478160104 | JNJ | 27-Apr-2023 | Management | 2. | Advisory Vote to Approve Named Executive Officer Compensation | For | |||||
| RK2404400N | JOHNSON & JOHNSON | 478160104 | JNJ | 27-Apr-2023 | Management | 3. | Advisory Vote on the Frequency of Voting to Approve Named Executive Officer Compensation | 1 Year | |||||
| RK2404400N | JOHNSON & JOHNSON | 478160104 | JNJ | 27-Apr-2023 | Management | 4. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | For | |||||
| RK2404400N | JOHNSON & JOHNSON | 478160104 | JNJ | 27-Apr-2023 | Shareholder | 5. | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw) | None | |||||
| RK2404400N | JOHNSON & JOHNSON | 478160104 | JNJ | 27-Apr-2023 | Shareholder | 6. | Vaccine Pricing Report | Against | |||||
| RK2404400N | JOHNSON & JOHNSON | 478160104 | JNJ | 27-Apr-2023 | Shareholder | 7. | Executive Compensation Adjustment Policy | Against | |||||
| RK2404400N | JOHNSON & JOHNSON | 478160104 | JNJ | 27-Apr-2023 | Shareholder | 8. | Impact of Extended Patent Exclusivities on Product Access | Against | |||||
| RK2404400N | TEXAS INSTRUMENTS INCORPORATED | 882508104 | TXN | 27-Apr-2023 | Management | 1a. | Election of Director: Mark A. Blinn | For | |||||
| RK2404400N | TEXAS INSTRUMENTS INCORPORATED | 882508104 | TXN | 27-Apr-2023 | Management | 1b. | Election of Director: Todd M. Bluedorn | For | |||||
| RK2404400N | TEXAS INSTRUMENTS INCORPORATED | 882508104 | TXN | 27-Apr-2023 | Management | 1c. | Election of Director: Janet F. Clark | For | |||||
| RK2404400N | TEXAS INSTRUMENTS INCORPORATED | 882508104 | TXN | 27-Apr-2023 | Management | 1d. | Election of Director: Carrie S. Cox | For | |||||
| RK2404400N | TEXAS INSTRUMENTS INCORPORATED | 882508104 | TXN | 27-Apr-2023 | Management | 1e. | Election of Director: Martin S. Craighead | For | |||||
| RK2404400N | TEXAS INSTRUMENTS INCORPORATED | 882508104 | TXN | 27-Apr-2023 | Management | 1f. | Election of Director: Curtis C. Farmer | For | |||||
| RK2404400N | TEXAS INSTRUMENTS INCORPORATED | 882508104 | TXN | 27-Apr-2023 | Management | 1g. | Election of Director: Jean M. Hobby | For | |||||
| RK2404400N | TEXAS INSTRUMENTS INCORPORATED | 882508104 | TXN | 27-Apr-2023 | Management | 1h. | Election of Director: Haviv Ilan | For | |||||
| RK2404400N | TEXAS INSTRUMENTS INCORPORATED | 882508104 | TXN | 27-Apr-2023 | Management | 1i. | Election of Director: Ronald Kirk | For | |||||
| RK2404400N | TEXAS INSTRUMENTS INCORPORATED | 882508104 | TXN | 27-Apr-2023 | Management | 1j. | Election of Director: Pamela H. Patsley | For | |||||
| RK2404400N | TEXAS INSTRUMENTS INCORPORATED | 882508104 | TXN | 27-Apr-2023 | Management | 1k. | Election of Director: Robert E. Sanchez | For | |||||
| RK2404400N | TEXAS INSTRUMENTS INCORPORATED | 882508104 | TXN | 27-Apr-2023 | Management | 1l. | Election of Director: Richard K. Templeton | For | |||||
| RK2404400N | TEXAS INSTRUMENTS INCORPORATED | 882508104 | TXN | 27-Apr-2023 | Management | 2. | Board proposal to approve amendment and restatement of the TI Employees 2014 Stock Purchase Plan to extend the termination date. | For | |||||
| RK2404400N | TEXAS INSTRUMENTS INCORPORATED | 882508104 | TXN | 27-Apr-2023 | Management | 3. | Board proposal regarding advisory vote on the frequency of future advisory votes on executive compensation. | 1 Year | |||||
| RK2404400N | TEXAS INSTRUMENTS INCORPORATED | 882508104 | TXN | 27-Apr-2023 | Management | 4. | Board proposal regarding advisory approval of the Company’s executive compensation. | For | |||||
| RK2404400N | TEXAS INSTRUMENTS INCORPORATED | 882508104 | TXN | 27-Apr-2023 | Management | 5. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2023. | For | |||||
| RK2404400N | TEXAS INSTRUMENTS INCORPORATED | 882508104 | TXN | 27-Apr-2023 | Shareholder | 6. | Stockholder proposal to permit a combined 10% of stockholders to call a special meeting. | Against | |||||
| RK2404400N | TEXAS INSTRUMENTS INCORPORATED | 882508104 | TXN | 27-Apr-2023 | Shareholder | 7. | Stockholder proposal to report on due diligence efforts to trace end- user misuse of company products. | Against | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | RAYTHEON TECHNOLOGIES | 75513E101 | RTX | 02-May-2023 | Management | 1a. | Election of Director: Tracy A. Atkinson | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | RAYTHEON TECHNOLOGIES | 75513E101 | RTX | 02-May-2023 | Management | 1b. | Election of Director: Leanne G. Caret | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | RAYTHEON TECHNOLOGIES | 75513E101 | RTX | 02-May-2023 | Management | 1c. | Election of Director: Bernard A. Harris, Jr. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | RAYTHEON TECHNOLOGIES | 75513E101 | RTX | 02-May-2023 | Management | 1d. | Election of Director: Gregory J. Hayes | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | RAYTHEON TECHNOLOGIES | 75513E101 | RTX | 02-May-2023 | Management | 1e. | Election of Director: George R. Oliver | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | RAYTHEON TECHNOLOGIES | 75513E101 | RTX | 02-May-2023 | Management | 1f. | Election of Director: Robert K. (Kelly) Ortberg | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | RAYTHEON TECHNOLOGIES | 75513E101 | RTX | 02-May-2023 | Management | 1g. | Election of Director: Dinesh C. Paliwal | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | RAYTHEON TECHNOLOGIES | 75513E101 | RTX | 02-May-2023 | Management | 1h. | Election of Director: Ellen M. Pawlikowski | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | RAYTHEON TECHNOLOGIES | 75513E101 | RTX | 02-May-2023 | Management | 1i. | Election of Director: Denise L. Ramos | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | RAYTHEON TECHNOLOGIES | 75513E101 | RTX | 02-May-2023 | Management | 1j. | Election of Director: Fredric G. Reynolds | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | RAYTHEON TECHNOLOGIES | 75513E101 | RTX | 02-May-2023 | Management | 1k. | Election of Director: Brian C. Rogers | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | RAYTHEON TECHNOLOGIES | 75513E101 | RTX | 02-May-2023 | Management | 1l. | Election of Director: James A. Winnefeld, Jr. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | RAYTHEON TECHNOLOGIES | 75513E101 | RTX | 02-May-2023 | Management | 1m. | Election of Director: Robert O. Work | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | RAYTHEON TECHNOLOGIES | 75513E101 | RTX | 02-May-2023 | Management | 2. | Advisory Vote to Approve Executive Compensation | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | RAYTHEON TECHNOLOGIES | 75513E101 | RTX | 02-May-2023 | Management | 3. | Advisory Vote on the Frequency of Shareowner Votes on Named Executive Officer Compensation | 1 Year | 1 Year | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | RAYTHEON TECHNOLOGIES | 75513E101 | RTX | 02-May-2023 | Management | 4. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2023 | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | RAYTHEON TECHNOLOGIES | 75513E101 | RTX | 02-May-2023 | Management | 5. | Approve an Amendment to the Restated Certificate of Incorporation to Repeal Article Ninth | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | RAYTHEON TECHNOLOGIES | 75513E101 | RTX | 02-May-2023 | Management | 6. | Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages for Breach of Fiduciary Duty as an Officer | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | RAYTHEON TECHNOLOGIES | 75513E101 | RTX | 02-May-2023 | Shareholder | 7. | Shareowner Proposal Requesting the Board Adopt an Independent Board Chair Policy | Against | For | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | RAYTHEON TECHNOLOGIES | 75513E101 | RTX | 02-May-2023 | Shareholder | 8. | Shareowner Proposal Requesting a Report on Greenhouse Gas Reduction Plan | Against | For | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MGM RESORTS INTERNATIONAL | 552953101 | MGM | 02-May-2023 | Management | 1a. | Election of Director: Barry Diller | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MGM RESORTS INTERNATIONAL | 552953101 | MGM | 02-May-2023 | Management | 1b. | Election of Director: Alexis M. Herman | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MGM RESORTS INTERNATIONAL | 552953101 | MGM | 02-May-2023 | Management | 1c. | Election of Director: William J. Hornbuckle | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MGM RESORTS INTERNATIONAL | 552953101 | MGM | 02-May-2023 | Management | 1d. | Election of Director: Mary Chris Jammet | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MGM RESORTS INTERNATIONAL | 552953101 | MGM | 02-May-2023 | Management | 1e. | Election of Director: Joey Levin | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MGM RESORTS INTERNATIONAL | 552953101 | MGM | 02-May-2023 | Management | 1f. | Election of Director: Rose McKinney- James | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MGM RESORTS INTERNATIONAL | 552953101 | MGM | 02-May-2023 | Management | 1g. | Election of Director: Keith A. Meister | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MGM RESORTS INTERNATIONAL | 552953101 | MGM | 02-May-2023 | Management | 1h. | Election of Director: Paul Salem | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MGM RESORTS INTERNATIONAL | 552953101 | MGM | 02-May-2023 | Management | 1i. | Election of Director: Jan G. Swartz | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MGM RESORTS INTERNATIONAL | 552953101 | MGM | 02-May-2023 | Management | 1j. | Election of Director: Daniel J. Taylor | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MGM RESORTS INTERNATIONAL | 552953101 | MGM | 02-May-2023 | Management | 1k. | Election of Director: Ben Winston | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MGM RESORTS INTERNATIONAL | 552953101 | MGM | 02-May-2023 | Management | 2. | To ratify the selection of Deloitte & Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2023. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MGM RESORTS INTERNATIONAL | 552953101 | MGM | 02-May-2023 | Management | 3. | To approve, on an advisory basis, the compensation of our named executive officers. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MGM RESORTS INTERNATIONAL | 552953101 | MGM | 02-May-2023 | Management | 4. | To approve, on an advisory basis, the frequency with which the Company conducts advisory votes on executive compensation. | 1 Year | 1 Year | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | PROLOGIS, INC. | 74340W103 | PLD | 04-May-2023 | Management | 1a. | Election of Director: Hamid R. Moghadam | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | PROLOGIS, INC. | 74340W103 | PLD | 04-May-2023 | Management | 1b. | Election of Director: Cristina G. Bita | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | PROLOGIS, INC. | 74340W103 | PLD | 04-May-2023 | Management | 1c. | Election of Director: James B. Connor | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | PROLOGIS, INC. | 74340W103 | PLD | 04-May-2023 | Management | 1d. | Election of Director: George L. Fotiades | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | PROLOGIS, INC. | 74340W103 | PLD | 04-May-2023 | Management | 1e. | Election of Director: Lydia H. Kennard | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | PROLOGIS, INC. | 74340W103 | PLD | 04-May-2023 | Management | 1f. | Election of Director: Irving F. Lyons III | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | PROLOGIS, INC. | 74340W103 | PLD | 04-May-2023 | Management | 1g. | Election of Director: Avid Modjtabai | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | PROLOGIS, INC. | 74340W103 | PLD | 04-May-2023 | Management | 1h. | Election of Director: David P. O’Connor | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | PROLOGIS, INC. | 74340W103 | PLD | 04-May-2023 | Management | 1i. | Election of Director: Olivier Piani | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | PROLOGIS, INC. | 74340W103 | PLD | 04-May-2023 | Management | 1j. | Election of Director: Jeffrey L. Skelton | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | PROLOGIS, INC. | 74340W103 | PLD | 04-May-2023 | Management | 1k. | Election of Director: Carl B. Webb | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | PROLOGIS, INC. | 74340W103 | PLD | 04-May-2023 | Management | 2. | Advisory Vote to Approve the Company’s Executive Compensation for 2022. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | PROLOGIS, INC. | 74340W103 | PLD | 04-May-2023 | Management | 3. | Advisory Vote on the Frequency of Future Advisory Votes on the Company’s Executive Compensation. | 1 Year | 1 Year | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | PROLOGIS, INC. | 74340W103 | PLD | 04-May-2023 | Management | 4. | Ratification of the Appointment of KPMG LLP as the Company’s Independent Registered Public Accounting Firm for the Year 2023. | For | For | With Management | |||
| RK2404400N | NATIONAL INSTRUMENTS CORPORATION | 636518102 | NATI | 09-May-2023 | 1. | Michael E. McGrath | Management | 1. | DIRECTOR | For | |||
| RK2404400N | NATIONAL INSTRUMENTS CORPORATION | 636518102 | NATI | 09-May-2023 | 1. | Alexander M. Davern | Management | 1. | DIRECTOR | For | |||
| RK2404400N | NATIONAL INSTRUMENTS CORPORATION | 636518102 | NATI | 09-May-2023 | Management | 2. | To approve, on an advisory (non- binding) basis, National Instruments Corporation’s executive compensation program. | For | |||||
| RK2404400N | NATIONAL INSTRUMENTS CORPORATION | 636518102 | NATI | 09-May-2023 | Management | 3. | To approve, on an advisory (non- binding) basis, the frequency of stockholder votes on National Instruments Corporation’s executive compensation program. | 1 Year | |||||
| RK2404400N | NATIONAL INSTRUMENTS CORPORATION | 636518102 | NATI | 09-May-2023 | Management | 4. | To ratify the appointment of Ernst & Young LLP as National Instruments Corporation’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | |||||
| RK2404400N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 1a. | Election of Director with terms expiring at the next Annual Meeting: Alan S. Batey | For | |||||
| RK2404400N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 1b. | Election of Director with terms expiring at the next Annual Meeting: Kevin L. Beebe | For | |||||
| RK2404400N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 1c. | Election of Director with terms expiring at the next Annual Meeting: Liam K. Griffin | For | |||||
| RK2404400N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 1d. | Election of Director with terms expiring at the next Annual Meeting: Eric J. Guerin | For | |||||
| RK2404400N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 1e. | Election of Director with terms expiring at the next Annual Meeting: Christine King | For | |||||
| RK2404400N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 1f. | Election of Director with terms expiring at the next Annual Meeting: Suzanne E. McBride | For | |||||
| RK2404400N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 1g. | Election of Director with terms expiring at the next Annual Meeting: David P. McGlade | For | |||||
| RK2404400N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 1h. | Election of Director with terms expiring at the next Annual Meeting: Robert A. Schriesheim | For | |||||
| RK2404400N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 1i. | Election of Director with terms expiring at the next Annual Meeting: Maryann Turcke | For | |||||
| RK2404400N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 2. | To ratify the selection by the Company’s Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2023. | For | |||||
| RK2404400N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 3. | To approve, on an advisory basis, the compensation of the Company’s named executive officers, as described in the Company’s Proxy Statement. | For | |||||
| RK2404400N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 4. | To approve, on an advisory basis, the frequency of future advisory votes on the compensation of the Company’s named executive officers. | 1 Year | |||||
| RK2404400N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 5. | To approve an amendment to the Company’s Restated Certificate of Incorporation to reflect new Delaware law provisions regarding exculpation of officers. | For | |||||
| RK2404400N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Shareholder | 6. | To approve a stockholder proposal regarding simple majority vote. | None | |||||
| RK2911800N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 1a. | Election of Director with terms expiring at the next Annual Meeting: Alan S. Batey | For | |||||
| RK2911800N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 1b. | Election of Director with terms expiring at the next Annual Meeting: Kevin L. Beebe | For | |||||
| RK2911800N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 1c. | Election of Director with terms expiring at the next Annual Meeting: Liam K. Griffin | For | |||||
| RK2911800N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 1d. | Election of Director with terms expiring at the next Annual Meeting: Eric J. Guerin | For | |||||
| RK2911800N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 1e. | Election of Director with terms expiring at the next Annual Meeting: Christine King | For | |||||
| RK2911800N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 1f. | Election of Director with terms expiring at the next Annual Meeting: Suzanne E. McBride | For | |||||
| RK2911800N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 1g. | Election of Director with terms expiring at the next Annual Meeting: David P. McGlade | For | |||||
| RK2911800N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 1h. | Election of Director with terms expiring at the next Annual Meeting: Robert A. Schriesheim | For | |||||
| RK2911800N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 1i. | Election of Director with terms expiring at the next Annual Meeting: Maryann Turcke | For | |||||
| RK2911800N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 2. | To ratify the selection by the Company’s Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2023. | For | |||||
| RK2911800N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 3. | To approve, on an advisory basis, the compensation of the Company’s named executive officers, as described in the Company’s Proxy Statement. | For | |||||
| RK2911800N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 4. | To approve, on an advisory basis, the frequency of future advisory votes on the compensation of the Company’s named executive officers. | 1 Year | |||||
| RK2911800N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Management | 5. | To approve an amendment to the Company’s Restated Certificate of Incorporation to reflect new Delaware law provisions regarding exculpation of officers. | For | |||||
| RK2911800N | SKYWORKS SOLUTIONS, INC. | 83088M102 | SWKS | 10-May-2023 | Shareholder | 6. | To approve a stockholder proposal regarding simple majority vote. | None | |||||
| RK2404400N | MAXLINEAR, INC. | 57776J100 | MXL | 10-May-2023 | Management | 1.1 | Election of Class II Director to serve until the 2026 annual meeting: Albert J. Moyer | For | |||||
| RK2404400N | MAXLINEAR, INC. | 57776J100 | MXL | 10-May-2023 | Management | 1.2 | Election of Class II Director to serve until the 2026 annual meeting: Theodore L. Tewksbury, Ph.D. | For | |||||
| RK2404400N | MAXLINEAR, INC. | 57776J100 | MXL | 10-May-2023 | Management | 1.3 | Election of Class II Director to serve until the 2026 annual meeting: Carolyn D. Beaver | For | |||||
| RK2404400N | MAXLINEAR, INC. | 57776J100 | MXL | 10-May-2023 | Management | 2. | To approve, on an advisory basis, the compensation of our named executive officers for the year ended December 31, 2022, as set forth in the proxy statement. | For | |||||
| RK2404400N | MAXLINEAR, INC. | 57776J100 | MXL | 10-May-2023 | Management | 3. | To approve, on an advisory basis, the frequency of future stockholder votes on named executive officer compensation. | 1 Year | |||||
| RK2404400N | MAXLINEAR, INC. | 57776J100 | MXL | 10-May-2023 | Management | 4. | To ratify the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | |||||
| RK2404400N | MAXLINEAR, INC. | 57776J100 | MXL | 10-May-2023 | Management | 5. | To approve an amendment to our amended and restated certificate of incorporation to reflect Delaware law provisions regarding officer exculpation. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | LAS VEGAS SANDS CORP. | 517834107 | LVS | 11-May-2023 | 1. | Robert G. Goldstein | Management | 1. | DIRECTOR | For | For | With Management | |
| ADVISORSHARES GERBER KAWASAKI ETF | LAS VEGAS SANDS CORP. | 517834107 | LVS | 11-May-2023 | 1. | Patrick Dumont | Management | 1. | DIRECTOR | For | For | With Management | |
| ADVISORSHARES GERBER KAWASAKI ETF | LAS VEGAS SANDS CORP. | 517834107 | LVS | 11-May-2023 | 1. | Irwin Chafetz | Management | 1. | DIRECTOR | For | For | With Management | |
| ADVISORSHARES GERBER KAWASAKI ETF | LAS VEGAS SANDS CORP. | 517834107 | LVS | 11-May-2023 | 1. | Micheline Chau | Management | 1. | DIRECTOR | For | For | With Management | |
| ADVISORSHARES GERBER KAWASAKI ETF | LAS VEGAS SANDS CORP. | 517834107 | LVS | 11-May-2023 | 1. | Charles D. Forman | Management | 1. | DIRECTOR | For | For | With Management | |
| ADVISORSHARES GERBER KAWASAKI ETF | LAS VEGAS SANDS CORP. | 517834107 | LVS | 11-May-2023 | 1. | Nora M. Jordan | Management | 1. | DIRECTOR | For | For | With Management | |
| ADVISORSHARES GERBER KAWASAKI ETF | LAS VEGAS SANDS CORP. | 517834107 | LVS | 11-May-2023 | 1. | Lewis Kramer | Management | 1. | DIRECTOR | For | For | With Management | |
| ADVISORSHARES GERBER KAWASAKI ETF | LAS VEGAS SANDS CORP. | 517834107 | LVS | 11-May-2023 | 1. | David F. Levi | Management | 1. | DIRECTOR | For | For | With Management | |
| ADVISORSHARES GERBER KAWASAKI ETF | LAS VEGAS SANDS CORP. | 517834107 | LVS | 11-May-2023 | Management | 2. | Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LAS VEGAS SANDS CORP. | 517834107 | LVS | 11-May-2023 | Management | 3. | An advisory (non-binding) vote to approve the compensation of the named executive officers. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LAS VEGAS SANDS CORP. | 517834107 | LVS | 11-May-2023 | Management | 4. | An advisory (non-binding) vote on how frequently stockholders should vote to approve the compensation of the named executive officers. | 1 Year | 1 Year | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LAS VEGAS SANDS CORP. | 517834107 | LVS | 11-May-2023 | Shareholder | 5. | Shareholder proposal to require the Company to include in its proxy statement each director/nominee’s self identified gender and race/ethnicity, as well as certain skills and attributes, if properly presented at the meeting. | Against | Against | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LPL FINANCIAL HOLDINGS INC. | 50212V100 | LPLA | 11-May-2023 | Management | 1a. | Election of Director: Dan H. Arnold | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LPL FINANCIAL HOLDINGS INC. | 50212V100 | LPLA | 11-May-2023 | Management | 1b. | Election of Director: Edward C. Bernard | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LPL FINANCIAL HOLDINGS INC. | 50212V100 | LPLA | 11-May-2023 | Management | 1c. | Election of Director: H. Paulett Eberhart | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LPL FINANCIAL HOLDINGS INC. | 50212V100 | LPLA | 11-May-2023 | Management | 1d. | Election of Director: William F. Glavin Jr. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LPL FINANCIAL HOLDINGS INC. | 50212V100 | LPLA | 11-May-2023 | Management | 1e. | Election of Director: Albert J. Ko | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LPL FINANCIAL HOLDINGS INC. | 50212V100 | LPLA | 11-May-2023 | Management | 1f. | Election of Director: Allison H. Mnookin | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LPL FINANCIAL HOLDINGS INC. | 50212V100 | LPLA | 11-May-2023 | Management | 1g. | Election of Director: Anne M. Mulcahy | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LPL FINANCIAL HOLDINGS INC. | 50212V100 | LPLA | 11-May-2023 | Management | 1h. | Election of Director: James S. Putnam | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LPL FINANCIAL HOLDINGS INC. | 50212V100 | LPLA | 11-May-2023 | Management | 1i. | Election of Director: Richard P. Schifter | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LPL FINANCIAL HOLDINGS INC. | 50212V100 | LPLA | 11-May-2023 | Management | 1j. | Election of Director: Corey E. Thomas | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LPL FINANCIAL HOLDINGS INC. | 50212V100 | LPLA | 11-May-2023 | Management | 2. | Ratify the appointment of Deloitte & Touche LLP by the Audit and Risk Committee of the Board of Directors as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LPL FINANCIAL HOLDINGS INC. | 50212V100 | LPLA | 11-May-2023 | Management | 3. | Approve, in an advisory vote, the compensation paid to the Company’s named executive officers. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LPL FINANCIAL HOLDINGS INC. | 50212V100 | LPLA | 11-May-2023 | Management | 4. | Approve, in an advisory vote, the frequency of future advisory votes on the compensation paid to the Company’s named executive officers. | 1 Year | 1 Year | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | STEEL DYNAMICS, INC. | 858119100 | STLD | 11-May-2023 | 1. | Mark D. Millett | Management | 1. | DIRECTOR | For | |||
| ADVISORSHARES GERBER KAWASAKI ETF | STEEL DYNAMICS, INC. | 858119100 | STLD | 11-May-2023 | 1. | Sheree L. Bargabos | Management | 1. | DIRECTOR | For | |||
| ADVISORSHARES GERBER KAWASAKI ETF | STEEL DYNAMICS, INC. | 858119100 | STLD | 11-May-2023 | 1. | Kenneth W. Cornew | Management | 1. | DIRECTOR | For | |||
| ADVISORSHARES GERBER KAWASAKI ETF | STEEL DYNAMICS, INC. | 858119100 | STLD | 11-May-2023 | 1. | Traci M. Dolan | Management | 1. | DIRECTOR | For | |||
| ADVISORSHARES GERBER KAWASAKI ETF | STEEL DYNAMICS, INC. | 858119100 | STLD | 11-May-2023 | 1. | James C. Marcuccilli | Management | 1. | DIRECTOR | For | |||
| ADVISORSHARES GERBER KAWASAKI ETF | STEEL DYNAMICS, INC. | 858119100 | STLD | 11-May-2023 | 1. | Bradley S. Seaman | Management | 1. | DIRECTOR | For | |||
| ADVISORSHARES GERBER KAWASAKI ETF | STEEL DYNAMICS, INC. | 858119100 | STLD | 11-May-2023 | 1. | Gabriel L. Shaheen | Management | 1. | DIRECTOR | For | |||
| ADVISORSHARES GERBER KAWASAKI ETF | STEEL DYNAMICS, INC. | 858119100 | STLD | 11-May-2023 | 1. | Luis M. Sierra | Management | 1. | DIRECTOR | For | |||
| ADVISORSHARES GERBER KAWASAKI ETF | STEEL DYNAMICS, INC. | 858119100 | STLD | 11-May-2023 | 1. | Steven A. Sonnenberg | Management | 1. | DIRECTOR | For | |||
| ADVISORSHARES GERBER KAWASAKI ETF | STEEL DYNAMICS, INC. | 858119100 | STLD | 11-May-2023 | 1. | Richard P. Teets, Jr. | Management | 1. | DIRECTOR | For | |||
| ADVISORSHARES GERBER KAWASAKI ETF | STEEL DYNAMICS, INC. | 858119100 | STLD | 11-May-2023 | Management | 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS STEEL DYNAMICS, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | STEEL DYNAMICS, INC. | 858119100 | STLD | 11-May-2023 | Management | 3. | APPROVAL OF FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | 1 Year | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | STEEL DYNAMICS, INC. | 858119100 | STLD | 11-May-2023 | Management | 4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | STEEL DYNAMICS, INC. | 858119100 | STLD | 11-May-2023 | Management | 5. | APPROVAL OF THE STEEL DYNAMICS, INC. 2023 EQUITY INCENTIVE PLAN | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | STEEL DYNAMICS, INC. | 858119100 | STLD | 11-May-2023 | Management | 6. | APPROVAL OF AN AMENDMENT TO THE COMPANY’S AMENDED AND RESTATED ARTICLES OF INCORPORATION TO PROVIDE FOR ELECTION OF DIRECTORS BY MAJORITY VOTE | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | SUNPOWER CORPORATION | 867652406 | SPWR | 11-May-2023 | 1. | Peter Faricy | Management | 1. | DIRECTOR | For | |||
| ADVISORSHARES GERBER KAWASAKI ETF | SUNPOWER CORPORATION | 867652406 | SPWR | 11-May-2023 | 1. | Nathaniel Anschuetz | Management | 1. | DIRECTOR | For | |||
| ADVISORSHARES GERBER KAWASAKI ETF | SUNPOWER CORPORATION | 867652406 | SPWR | 11-May-2023 | 1. | Thomas McDaniel | Management | 1. | DIRECTOR | For | |||
| ADVISORSHARES GERBER KAWASAKI ETF | SUNPOWER CORPORATION | 867652406 | SPWR | 11-May-2023 | Management | 2. | The approval, in an advisory vote, of our named executive officer compensation. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | SUNPOWER CORPORATION | 867652406 | SPWR | 11-May-2023 | Management | 3. | The proposal to approve, in an advisory vote, whether a stockholder advisory vote on our named executive officer compensation should be held every (a) one year, (b) two years, or (c) three years. | 1 Year | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | SUNPOWER CORPORATION | 867652406 | SPWR | 11-May-2023 | Management | 4. | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2023. | For | |||||
| RK2404400N | VERIZON COMMUNICATIONS INC. | 92343V104 | VZ | 11-May-2023 | Management | 1A. | Election of Director: Shellye Archambeau | For | |||||
| RK2404400N | VERIZON COMMUNICATIONS INC. | 92343V104 | VZ | 11-May-2023 | Management | 1B. | Election of Director: Roxanne Austin | For | |||||
| RK2404400N | VERIZON COMMUNICATIONS INC. | 92343V104 | VZ | 11-May-2023 | Management | 1C. | Election of Director: Mark Bertolini | For | |||||
| RK2404400N | VERIZON COMMUNICATIONS INC. | 92343V104 | VZ | 11-May-2023 | Management | 1D. | Election of Director: Vittorio Colao | For | |||||
| RK2404400N | VERIZON COMMUNICATIONS INC. | 92343V104 | VZ | 11-May-2023 | Management | 1E. | Election of Director: Melanie Healey | For | |||||
| RK2404400N | VERIZON COMMUNICATIONS INC. | 92343V104 | VZ | 11-May-2023 | Management | 1F. | Election of Director: Laxman Narasimhan | For | |||||
| RK2404400N | VERIZON COMMUNICATIONS INC. | 92343V104 | VZ | 11-May-2023 | Management | 1G. | Election of Director: Clarence Otis, Jr. | For | |||||
| RK2404400N | VERIZON COMMUNICATIONS INC. | 92343V104 | VZ | 11-May-2023 | Management | 1H. | Election of Director: Daniel Schulman | For | |||||
| RK2404400N | VERIZON COMMUNICATIONS INC. | 92343V104 | VZ | 11-May-2023 | Management | 1I. | Election of Director: Rodney Slater | For | |||||
| RK2404400N | VERIZON COMMUNICATIONS INC. | 92343V104 | VZ | 11-May-2023 | Management | 1J. | Election of Director: Carol Tomé | For | |||||
| RK2404400N | VERIZON COMMUNICATIONS INC. | 92343V104 | VZ | 11-May-2023 | Management | 1K. | Election of Director: Hans Vestberg | For | |||||
| RK2404400N | VERIZON COMMUNICATIONS INC. | 92343V104 | VZ | 11-May-2023 | Management | 1L. | Election of Director: Gregory Weaver | For | |||||
| RK2404400N | VERIZON COMMUNICATIONS INC. | 92343V104 | VZ | 11-May-2023 | Management | 2. | Advisory vote to approve executive compensation | For | |||||
| RK2404400N | VERIZON COMMUNICATIONS INC. | 92343V104 | VZ | 11-May-2023 | Management | 3. | Advisory vote on the frequency of future advisory votes to approve executive compensation | 1 Year | |||||
| RK2404400N | VERIZON COMMUNICATIONS INC. | 92343V104 | VZ | 11-May-2023 | Management | 4. | Ratification of appointment of independent registered public accounting firm | For | |||||
| RK2404400N | VERIZON COMMUNICATIONS INC. | 92343V104 | VZ | 11-May-2023 | Shareholder | 5. | Government requests to remove content | Against | |||||
| RK2404400N | VERIZON COMMUNICATIONS INC. | 92343V104 | VZ | 11-May-2023 | Shareholder | 6. | Prohibit political contributions | Against | |||||
| RK2404400N | VERIZON COMMUNICATIONS INC. | 92343V104 | VZ | 11-May-2023 | Shareholder | 7. | Amend clawback policy | Against | |||||
| RK2404400N | VERIZON COMMUNICATIONS INC. | 92343V104 | VZ | 11-May-2023 | Shareholder | 8. | Shareholder ratification of annual equity awards | Against | |||||
| RK2404400N | VERIZON COMMUNICATIONS INC. | 92343V104 | VZ | 11-May-2023 | Shareholder | 9. | Independent chair | Against | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Management | 1a. | Election of Director: Linda B. Bammann | For | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Management | 1b. | Election of Director: Stephen B. Burke | For | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Management | 1c. | Election of Director: Todd A. Combs | For | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Management | 1d. | Election of Director: James S. Crown | For | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Management | 1e. | Election of Director: Alicia Boler Davis | For | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Management | 1f. | Election of Director: James Dimon | For | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Management | 1g. | Election of Director: Timothy P. Flynn | For | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Management | 1h. | Election of Director: Alex Gorsky | For | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Management | 1i. | Election of Director: Mellody Hobson | For | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Management | 1j. | Election of Director: Michael A. Neal | For | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Management | 1k. | Election of Director: Phebe N. Novakovic | For | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Management | 1l. | Election of Director: Virginia M. Rometty | For | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Management | 2. | Advisory resolution to approve executive compensation | For | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Management | 3. | Advisory vote on frequency of advisory resolution to approve executive compensation | 1 Year | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Management | 4. | Ratification of independent registered public accounting firm | For | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Shareholder | 5. | Independent board chairman | Against | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Shareholder | 6. | Fossil fuel phase out | Against | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Shareholder | 7. | Amending public responsibility committee charter to include mandate to oversee animal welfare impact and risk | Against | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Shareholder | 8. | Special shareholder meeting improvement | Against | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Shareholder | 9. | Report on climate transition planning | Against | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Shareholder | 10. | Report on ensuring respect for civil liberties | Against | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Shareholder | 11. | Report analyzing the congruence of the company’s political and electioneering expenditures | Against | |||||
| RK2404400N | JPMORGAN CHASE & CO. | 46625H100 | JPM | 16-May-2023 | Shareholder | 12. | Absolute GHG reduction goals | Against | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 16-May-2023 | Management | 1.1 | Election of Director: Elon Musk | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 16-May-2023 | Management | 1.2 | Election of Director: Robyn Denholm | For | Against | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 16-May-2023 | Management | 1.3 | Election of Director: JB Straubel | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 16-May-2023 | Management | 2. | Tesla proposal to approve executive compensation on a non- binding advisory basis. | For | Against | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 16-May-2023 | Management | 3. | Tesla proposal to approve the frequency of future votes on executive compensation on a non- binding advisory basis. | 3 Years | 1 Year | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 16-May-2023 | Management | 4. | Tesla proposal to ratify the appointment of independent registered public accounting firm. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TESLA, INC. | 88160R101 | TSLA | 16-May-2023 | Shareholder | 5. | Stockholder proposal regarding reporting on key-person risk. | Against | For | Against Management | |||
| RK2404400N | ULTRA CLEAN HOLDINGS, INC. | 90385V107 | UCTT | 17-May-2023 | Management | 1a. | Election of Director: Clarence L. Granger | For | |||||
| RK2404400N | ULTRA CLEAN HOLDINGS, INC. | 90385V107 | UCTT | 17-May-2023 | Management | 1b. | Election of Director: James P. Scholhamer | For | |||||
| RK2404400N | ULTRA CLEAN HOLDINGS, INC. | 90385V107 | UCTT | 17-May-2023 | Management | 1c. | Election of Director: David T. ibnAle | For | |||||
| RK2404400N | ULTRA CLEAN HOLDINGS, INC. | 90385V107 | UCTT | 17-May-2023 | Management | 1d. | Election of Director: Emily M. Liggett | For | |||||
| RK2404400N | ULTRA CLEAN HOLDINGS, INC. | 90385V107 | UCTT | 17-May-2023 | Management | 1e. | Election of Director: Thomas T. Edman | For | |||||
| RK2404400N | ULTRA CLEAN HOLDINGS, INC. | 90385V107 | UCTT | 17-May-2023 | Management | 1f. | Election of Director: Barbara V. Scherer | For | |||||
| RK2404400N | ULTRA CLEAN HOLDINGS, INC. | 90385V107 | UCTT | 17-May-2023 | Management | 1g. | Election of Director: Ernest E. Maddock | For | |||||
| RK2404400N | ULTRA CLEAN HOLDINGS, INC. | 90385V107 | UCTT | 17-May-2023 | Management | 1h. | Election of Director: Jacqueline A. Seto | For | |||||
| RK2404400N | ULTRA CLEAN HOLDINGS, INC. | 90385V107 | UCTT | 17-May-2023 | Management | 2. | Ratification of the appointment of Moss Adams LLP as the independent registered public accounting firm of Ultra Clean Holdings, Inc. for fiscal 2023. | For | |||||
| RK2404400N | ULTRA CLEAN HOLDINGS, INC. | 90385V107 | UCTT | 17-May-2023 | Management | 3. | Approval, by an advisory vote, of the compensation of Ultra Clean Holdings, Inc.’s named executive officers for fiscal 2022 as disclosed in our proxy statement for the 2023 Annual Meeting of Stockholders. | For | |||||
| RK2404400N | ULTRA CLEAN HOLDINGS, INC. | 90385V107 | UCTT | 17-May-2023 | Management | 5. | Approval of Ultra Clean Holdings, Inc.’s Amended and Restated Stock Incentive Plan as amended and restated to increase the number of shares of common stock issuable by an additional 2,000,000 shares. | For | |||||
| RK2404400N | ULTRA CLEAN HOLDINGS, INC. | 90385V107 | UCTT | 17-May-2023 | Management | 6. | Approval of Ultra Clean Holdings, Inc.’s Employee Stock Purchase Plan as amended and restated to increase the number of shares of common stock issuable by an additional 500,000 shares and extend the term of the Plan to October 21, 2044. | For | |||||
| RK2404400N | ULTRA CLEAN HOLDINGS, INC. | 90385V107 | UCTT | 17-May-2023 | Management | 4. | Approval, by an advisory vote, of the frequency of holding an advisory vote on executive compensation. | 1 Year | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ENPHASE ENERGY, INC. | 29355A107 | ENPH | 17-May-2023 | 1. | Jamie Haenggi | Management | 1. | DIRECTOR | For | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ENPHASE ENERGY, INC. | 29355A107 | ENPH | 17-May-2023 | 1. | Benjamin Kortlang | Management | 1. | DIRECTOR | For | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ENPHASE ENERGY, INC. | 29355A107 | ENPH | 17-May-2023 | 1. | Richard Mora | Management | 1. | DIRECTOR | For | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ENPHASE ENERGY, INC. | 29355A107 | ENPH | 17-May-2023 | Management | 2. | To approve, on advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ENPHASE ENERGY, INC. | 29355A107 | ENPH | 17-May-2023 | Management | 3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | |||||
| RK2404400N | VERISK ANALYTICS, INC. | 92345Y106 | VRSK | 17-May-2023 | Management | 1a. | Election of Director: Vincent K. Brooks | For | |||||
| RK2404400N | VERISK ANALYTICS, INC. | 92345Y106 | VRSK | 17-May-2023 | Management | 1b. | Election of Director: Jeffrey Dailey | For | |||||
| RK2404400N | VERISK ANALYTICS, INC. | 92345Y106 | VRSK | 17-May-2023 | Management | 1c. | Election of Director: Wendy Lane | For | |||||
| RK2404400N | VERISK ANALYTICS, INC. | 92345Y106 | VRSK | 17-May-2023 | Management | 1d. | Election of Director: Lee M. Shavel | For | |||||
| RK2404400N | VERISK ANALYTICS, INC. | 92345Y106 | VRSK | 17-May-2023 | Management | 1e. | Election of Director: Kimberly S. Stevenson | For | |||||
| RK2404400N | VERISK ANALYTICS, INC. | 92345Y106 | VRSK | 17-May-2023 | Management | 1f. | Election of Director: Olumide Soroye | For | |||||
| RK2404400N | VERISK ANALYTICS, INC. | 92345Y106 | VRSK | 17-May-2023 | Management | 2. | To approve executive compensation on an advisory, non-binding basis. | For | |||||
| RK2404400N | VERISK ANALYTICS, INC. | 92345Y106 | VRSK | 17-May-2023 | Management | 3. | To recommend the frequency of executive compensation votes on an advisory, non-binding basis. | 1 Year | |||||
| RK2404400N | VERISK ANALYTICS, INC. | 92345Y106 | VRSK | 17-May-2023 | Management | 4. | To ratify the appointment of Deloitte & Touche LLP as our independent auditor for the 2023 fiscal year. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | NORTHROP GRUMMAN CORPORATION | 666807102 | NOC | 17-May-2023 | Management | 1a. | Election of Director: Kathy J. Warden | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NORTHROP GRUMMAN CORPORATION | 666807102 | NOC | 17-May-2023 | Management | 1b. | Election of Director: David P. Abney | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NORTHROP GRUMMAN CORPORATION | 666807102 | NOC | 17-May-2023 | Management | 1c. | Election of Director: Marianne C. Brown | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NORTHROP GRUMMAN CORPORATION | 666807102 | NOC | 17-May-2023 | Management | 1d. | Election of Director: Ann M. Fudge | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NORTHROP GRUMMAN CORPORATION | 666807102 | NOC | 17-May-2023 | Management | 1e. | Election of Director: Madeleine A. Kleiner | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NORTHROP GRUMMAN CORPORATION | 666807102 | NOC | 17-May-2023 | Management | 1f. | Election of Director: Arvind Krishna | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NORTHROP GRUMMAN CORPORATION | 666807102 | NOC | 17-May-2023 | Management | 1g. | Election of Director: Graham N. Robinson | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NORTHROP GRUMMAN CORPORATION | 666807102 | NOC | 17-May-2023 | Management | 1h. | Election of Director: Kimberly A. Ross | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NORTHROP GRUMMAN CORPORATION | 666807102 | NOC | 17-May-2023 | Management | 1i. | Election of Director: Gary Roughead | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NORTHROP GRUMMAN CORPORATION | 666807102 | NOC | 17-May-2023 | Management | 1j. | Election of Director: Thomas M. Schoewe | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NORTHROP GRUMMAN CORPORATION | 666807102 | NOC | 17-May-2023 | Management | 1k. | Election of Director: James S. Turley | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NORTHROP GRUMMAN CORPORATION | 666807102 | NOC | 17-May-2023 | Management | 1l. | Election of Director: Mark A. Welsh III | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NORTHROP GRUMMAN CORPORATION | 666807102 | NOC | 17-May-2023 | Management | 1m. | Election of Director: Mary A. Winston | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NORTHROP GRUMMAN CORPORATION | 666807102 | NOC | 17-May-2023 | Management | 2. | Proposal to approve, on an advisory basis, the compensation of the Company’s Named Executive Officers. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NORTHROP GRUMMAN CORPORATION | 666807102 | NOC | 17-May-2023 | Management | 3. | Proposal to vote on the preferred frequency of future advisory votes on the compensation of the Company’s Named Executive Officers. | 1 Year | 1 Year | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NORTHROP GRUMMAN CORPORATION | 666807102 | NOC | 17-May-2023 | Management | 4. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company’s Independent Auditor for fiscal year ending December 31, 2023. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NORTHROP GRUMMAN CORPORATION | 666807102 | NOC | 17-May-2023 | Management | 5. | Proposal to amend the Company’s Amended and Restated Certificate of Incorporation to reduce the threshold to call a special meeting of shareholders. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NORTHROP GRUMMAN CORPORATION | 666807102 | NOC | 17-May-2023 | Shareholder | 6. | Shareholder proposal to annually conduct an evaluation and issue a report describing the alignment of the Company’s political activities with its human rights policy | Against | For | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NORTHROP GRUMMAN CORPORATION | 666807102 | NOC | 17-May-2023 | Shareholder | 7. | Shareholder proposal to provide for an independent Board chair. | Against | For | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | CROWN CASTLE INC. | 22822V101 | CCI | 17-May-2023 | Management | 1a. | Election of Director: P. Robert Bartolo | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | CROWN CASTLE INC. | 22822V101 | CCI | 17-May-2023 | Management | 1b. | Election of Director: Jay A. Brown | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | CROWN CASTLE INC. | 22822V101 | CCI | 17-May-2023 | Management | 1c. | Election of Director: Cindy Christy | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | CROWN CASTLE INC. | 22822V101 | CCI | 17-May-2023 | Management | 1d. | Election of Director: Ari Q. Fitzgerald | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | CROWN CASTLE INC. | 22822V101 | CCI | 17-May-2023 | Management | 1e. | Election of Director: Andrea J. Goldsmith | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | CROWN CASTLE INC. | 22822V101 | CCI | 17-May-2023 | Management | 1f. | Election of Director: Tammy K. Jones | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | CROWN CASTLE INC. | 22822V101 | CCI | 17-May-2023 | Management | 1g. | Election of Director: Anthony J. Melone | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | CROWN CASTLE INC. | 22822V101 | CCI | 17-May-2023 | Management | 1h. | Election of Director: W. Benjamin Moreland | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | CROWN CASTLE INC. | 22822V101 | CCI | 17-May-2023 | Management | 1i. | Election of Director: Kevin A. Stephens | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | CROWN CASTLE INC. | 22822V101 | CCI | 17-May-2023 | Management | 1j. | Election of Director: Matthew Thornton, III | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | CROWN CASTLE INC. | 22822V101 | CCI | 17-May-2023 | Management | 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accountants for fiscal year 2023. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | CROWN CASTLE INC. | 22822V101 | CCI | 17-May-2023 | Management | 3. | The non-binding, advisory vote to approve the compensation of the Company’s named executive officers. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | CROWN CASTLE INC. | 22822V101 | CCI | 17-May-2023 | Management | 4. | The amendment to the Company’s Restated Certificate of Incorporation, as amended, regarding officer exculpation. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZOETIS INC. | 98978V103 | ZTS | 18-May-2023 | Management | 1a. | Election of Director: Paul M. Bisaro | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZOETIS INC. | 98978V103 | ZTS | 18-May-2023 | Management | 1b. | Election of Director: Vanessa Broadhurst | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZOETIS INC. | 98978V103 | ZTS | 18-May-2023 | Management | 1c. | Election of Director: Frank A. D’Amelio | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZOETIS INC. | 98978V103 | ZTS | 18-May-2023 | Management | 1d. | Election of Director: Michael B. McCallister | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZOETIS INC. | 98978V103 | ZTS | 18-May-2023 | Management | 1e. | Election of Director: Gregory Norden | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZOETIS INC. | 98978V103 | ZTS | 18-May-2023 | Management | 1f. | Election of Director: Louise M. Parent | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZOETIS INC. | 98978V103 | ZTS | 18-May-2023 | Management | 1g. | Election of Director: Kristin C. Peck | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZOETIS INC. | 98978V103 | ZTS | 18-May-2023 | Management | 1h. | Election of Director: Robert W. Scully | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZOETIS INC. | 98978V103 | ZTS | 18-May-2023 | Management | 2. | Advisory vote to approve our executive compensation. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZOETIS INC. | 98978V103 | ZTS | 18-May-2023 | Management | 3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2023. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZOETIS INC. | 98978V103 | ZTS | 18-May-2023 | Management | 4. | Approval of an amendment to our Restated Certificate of Incorporation to create a right to call a special meeting. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ZOETIS INC. | 98978V103 | ZTS | 18-May-2023 | Shareholder | 5. | Shareholder proposal regarding ability to call a special meeting. | Against | |||||
| RK2404400N | STARWOOD PROPERTY TRUST, INC. | 85571B105 | STWD | 18-May-2023 | 1. | Richard D. Bronson | Management | 1. | DIRECTOR | For | |||
| RK2404400N | STARWOOD PROPERTY TRUST, INC. | 85571B105 | STWD | 18-May-2023 | 1. | Jeffrey G. Dishner | Management | 1. | DIRECTOR | For | |||
| RK2404400N | STARWOOD PROPERTY TRUST, INC. | 85571B105 | STWD | 18-May-2023 | 1. | Camille J. Douglas | Management | 1. | DIRECTOR | For | |||
| RK2404400N | STARWOOD PROPERTY TRUST, INC. | 85571B105 | STWD | 18-May-2023 | 1. | Deborah L. Harmon | Management | 1. | DIRECTOR | For | |||
| RK2404400N | STARWOOD PROPERTY TRUST, INC. | 85571B105 | STWD | 18-May-2023 | 1. | Solomon J. Kumin | Management | 1. | DIRECTOR | For | |||
| RK2404400N | STARWOOD PROPERTY TRUST, INC. | 85571B105 | STWD | 18-May-2023 | 1. | Fred Perpall | Management | 1. | DIRECTOR | For | |||
| RK2404400N | STARWOOD PROPERTY TRUST, INC. | 85571B105 | STWD | 18-May-2023 | 1. | Fred S. Ridley | Management | 1. | DIRECTOR | For | |||
| RK2404400N | STARWOOD PROPERTY TRUST, INC. | 85571B105 | STWD | 18-May-2023 | 1. | Barry S. Sternlicht | Management | 1. | DIRECTOR | For | |||
| RK2404400N | STARWOOD PROPERTY TRUST, INC. | 85571B105 | STWD | 18-May-2023 | 1. | Strauss Zelnick | Management | 1. | DIRECTOR | For | |||
| RK2404400N | STARWOOD PROPERTY TRUST, INC. | 85571B105 | STWD | 18-May-2023 | Management | 2. | The approval, on an advisory basis, of the Company’s executive compensation. | For | |||||
| RK2404400N | STARWOOD PROPERTY TRUST, INC. | 85571B105 | STWD | 18-May-2023 | Management | 3. | The approval, on an advisory basis, of the frequency of the advisory vote on the Company’s executive compensation. | 1 Year | |||||
| RK2404400N | STARWOOD PROPERTY TRUST, INC. | 85571B105 | STWD | 18-May-2023 | Management | 4. | The ratification of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the calendar year ending December 31, 2023. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ON SEMICONDUCTOR CORPORATION | 682189105 | ON | 18-May-2023 | Management | 1a. | Election of Director: Atsushi Abe | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ON SEMICONDUCTOR CORPORATION | 682189105 | ON | 18-May-2023 | Management | 1b. | Election of Director: Alan Campbell | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ON SEMICONDUCTOR CORPORATION | 682189105 | ON | 18-May-2023 | Management | 1c. | Election of Director: Susan K. Carter | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ON SEMICONDUCTOR CORPORATION | 682189105 | ON | 18-May-2023 | Management | 1d. | Election of Director: Thomas L. Deitrich | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ON SEMICONDUCTOR CORPORATION | 682189105 | ON | 18-May-2023 | Management | 1e. | Election of Director: Hassane El- Khoury | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ON SEMICONDUCTOR CORPORATION | 682189105 | ON | 18-May-2023 | Management | 1f. | Election of Director: Bruce E. Kiddoo | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ON SEMICONDUCTOR CORPORATION | 682189105 | ON | 18-May-2023 | Management | 1g. | Election of Director: Paul A. Mascarenas | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ON SEMICONDUCTOR CORPORATION | 682189105 | ON | 18-May-2023 | Management | 1h. | Election of Director: Gregory Waters | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ON SEMICONDUCTOR CORPORATION | 682189105 | ON | 18-May-2023 | Management | 1i. | Election of Director: Christine Y. Yan | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ON SEMICONDUCTOR CORPORATION | 682189105 | ON | 18-May-2023 | Management | 2. | Advisory vote to approve the compensation of our named executive officers (Say-on-Pay). | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ON SEMICONDUCTOR CORPORATION | 682189105 | ON | 18-May-2023 | Management | 3. | Advisory vote to approve the frequency of future Say-on-Pay votes. | 1 Year | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ON SEMICONDUCTOR CORPORATION | 682189105 | ON | 18-May-2023 | Management | 4. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered accounting firm for the year ending December 31, 2023. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | NEXTERA ENERGY, INC. | 65339F101 | NEE | 18-May-2023 | Management | 1a. | Election of Director: Nicole S. Arnaboldi | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | NEXTERA ENERGY, INC. | 65339F101 | NEE | 18-May-2023 | Management | 1b. | Election of Director: Sherry S. Barrat | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | NEXTERA ENERGY, INC. | 65339F101 | NEE | 18-May-2023 | Management | 1c. | Election of Director: James L. Camaren | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | NEXTERA ENERGY, INC. | 65339F101 | NEE | 18-May-2023 | Management | 1d. | Election of Director: Kenneth B. Dunn | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | NEXTERA ENERGY, INC. | 65339F101 | NEE | 18-May-2023 | Management | 1e. | Election of Director: Naren K. Gursahaney | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | NEXTERA ENERGY, INC. | 65339F101 | NEE | 18-May-2023 | Management | 1f. | Election of Director: Kirk S. Hachigian | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | NEXTERA ENERGY, INC. | 65339F101 | NEE | 18-May-2023 | Management | 1g. | Election of Director: John W. Ketchum | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | NEXTERA ENERGY, INC. | 65339F101 | NEE | 18-May-2023 | Management | 1h. | Election of Director: Amy B. Lane | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | NEXTERA ENERGY, INC. | 65339F101 | NEE | 18-May-2023 | Management | 1i. | Election of Director: David L. Porges | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | NEXTERA ENERGY, INC. | 65339F101 | NEE | 18-May-2023 | Management | 1j. | Election of Director: Deborah “Dev” Stahlkopf | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | NEXTERA ENERGY, INC. | 65339F101 | NEE | 18-May-2023 | Management | 1k. | Election of Director: John A. Stall | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | NEXTERA ENERGY, INC. | 65339F101 | NEE | 18-May-2023 | Management | 1l. | Election of Director: Darryl L. Wilson | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | NEXTERA ENERGY, INC. | 65339F101 | NEE | 18-May-2023 | Management | 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2023 | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | NEXTERA ENERGY, INC. | 65339F101 | NEE | 18-May-2023 | Management | 3. | Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | NEXTERA ENERGY, INC. | 65339F101 | NEE | 18-May-2023 | Management | 4. | Non-Binding advisory vote on whether NextEra Energy should hold a non-binding shareholder advisory vote to approve NextEra Energy’s compensation of its named executive officers every 1, 2 or 3 years | 1 Year | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | NEXTERA ENERGY, INC. | 65339F101 | NEE | 18-May-2023 | Shareholder | 5. | A proposal entitled “Board Skills Disclosure” requesting a chart of individual board skills | Against | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Management | 1a. | Election of Director: Gerard J. Arpey | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Management | 1b. | Election of Director: Ari Bousbib | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Management | 1c. | Election of Director: Jeffery H. Boyd | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Management | 1d. | Election of Director: Gregory D. Brenneman | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Management | 1e. | Election of Director: J. Frank Brown | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Management | 1f. | Election of Director: Albert P. Carey | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Management | 1g. | Election of Director: Edward P. Decker | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Management | 1h. | Election of Director: Linda R. Gooden | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Management | 1i. | Election of Director: Wayne M. Hewett | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Management | 1j. | Election of Director: Manuel Kadre | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Management | 1k. | Election of Director: Stephanie C. Linnartz | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Management | 1l. | Election of Director: Paula Santilli | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Management | 1m. | Election of Director: Caryn Seidman- Becker | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Management | 2. | Ratification of the Appointment of KPMG LLP | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Management | 3. | Advisory Vote to Approve Executive Compensation (“Say-on-Pay”) | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Management | 4. | Advisory Vote on the Frequency of Future Say-on-Pay Votes | 1 Year | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Shareholder | 5. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Against | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Shareholder | 6. | Shareholder Proposal Regarding Independent Board Chair | Against | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Shareholder | 7. | Shareholder Proposal Regarding Political Contributions Congruency Analysis | Against | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Shareholder | 8. | Shareholder Proposal Regarding Rescission of Racial Equity Audit Proposal Vote | Against | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THE HOME DEPOT, INC. | 437076102 | HD | 18-May-2023 | Shareholder | 9. | Shareholder Proposal Regarding Senior Management Commitment to Avoid Political Speech | Against | |||||
| RK2404400N | AT&T INC. | 00206R102 | T | 18-May-2023 | Management | 1a. | Election of Director: Scott T. Ford | For | |||||
| RK2404400N | AT&T INC. | 00206R102 | T | 18-May-2023 | Management | 1b. | Election of Director: Glenn H. Hutchins | For | |||||
| RK2404400N | AT&T INC. | 00206R102 | T | 18-May-2023 | Management | 1c. | Election of Director: William E. Kennard | For | |||||
| RK2404400N | AT&T INC. | 00206R102 | T | 18-May-2023 | Management | 1d. | Election of Director: Stephen J. Luczo | For | |||||
| RK2404400N | AT&T INC. | 00206R102 | T | 18-May-2023 | Management | 1e. | Election of Director: Michael B. McCallister | For | |||||
| RK2404400N | AT&T INC. | 00206R102 | T | 18-May-2023 | Management | 1f. | Election of Director: Beth E. Mooney | For | |||||
| RK2404400N | AT&T INC. | 00206R102 | T | 18-May-2023 | Management | 1g. | Election of Director: Matthew K. Rose | For | |||||
| RK2404400N | AT&T INC. | 00206R102 | T | 18-May-2023 | Management | 1h. | Election of Director: John T. Stankey | For | |||||
| RK2404400N | AT&T INC. | 00206R102 | T | 18-May-2023 | Management | 1i. | Election of Director: Cynthia B. Taylor | For | |||||
| RK2404400N | AT&T INC. | 00206R102 | T | 18-May-2023 | Management | 1j. | Election of Director: Luis A. Ubiñas | For | |||||
| RK2404400N | AT&T INC. | 00206R102 | T | 18-May-2023 | Management | 2. | Ratification of the appointment of independent auditors. | For | |||||
| RK2404400N | AT&T INC. | 00206R102 | T | 18-May-2023 | Management | 3. | Advisory approval of executive compensation. | For | |||||
| RK2404400N | AT&T INC. | 00206R102 | T | 18-May-2023 | Management | 4. | Advisory approval of frequency of vote on executive compensation. | 1 Year | |||||
| RK2404400N | AT&T INC. | 00206R102 | T | 18-May-2023 | Shareholder | 5. | Independent board chairman. | Against | |||||
| RK2404400N | AT&T INC. | 00206R102 | T | 18-May-2023 | Shareholder | 6. | Racial equity audit. | Against | |||||
| RK2404400N | CVS HEALTH CORPORATION | 126650100 | CVS | 18-May-2023 | Management | 1a. | Election of Director: Fernando Aguirre | For | |||||
| RK2404400N | CVS HEALTH CORPORATION | 126650100 | CVS | 18-May-2023 | Management | 1b. | Election of Director: Jeffrey R. Balser, M.D., Ph.D. | For | |||||
| RK2404400N | CVS HEALTH CORPORATION | 126650100 | CVS | 18-May-2023 | Management | 1c. | Election of Director: C. David Brown II | For | |||||
| RK2404400N | CVS HEALTH CORPORATION | 126650100 | CVS | 18-May-2023 | Management | 1d. | Election of Director: Alecia A. DeCoudreaux | For | |||||
| RK2404400N | CVS HEALTH CORPORATION | 126650100 | CVS | 18-May-2023 | Management | 1e. | Election of Director: Nancy-Ann M. DeParle | For | |||||
| RK2404400N | CVS HEALTH CORPORATION | 126650100 | CVS | 18-May-2023 | Management | 1f. | Election of Director: Roger N. Farah | For | |||||
| RK2404400N | CVS HEALTH CORPORATION | 126650100 | CVS | 18-May-2023 | Management | 1g. | Election of Director: Anne M. Finucane | For | |||||
| RK2404400N | CVS HEALTH CORPORATION | 126650100 | CVS | 18-May-2023 | Management | 1h. | Election of Director: Edward J. Ludwig | For | |||||
| RK2404400N | CVS HEALTH CORPORATION | 126650100 | CVS | 18-May-2023 | Management | 1i. | Election of Director: Karen S. Lynch | For | |||||
| RK2404400N | CVS HEALTH CORPORATION | 126650100 | CVS | 18-May-2023 | Management | 1j. | Election of Director: Jean-Pierre Millon | For | |||||
| RK2404400N | CVS HEALTH CORPORATION | 126650100 | CVS | 18-May-2023 | Management | 1k. | Election of Director: Mary L. Schapiro | For | |||||
| RK2404400N | CVS HEALTH CORPORATION | 126650100 | CVS | 18-May-2023 | Management | 2. | Ratification of the Appointment of Our Independent Registered Public Accounting Firm for 2023 | For | |||||
| RK2404400N | CVS HEALTH CORPORATION | 126650100 | CVS | 18-May-2023 | Management | 3. | Say on Pay, a Proposal to Approve, on an Advisory Basis, the Company’s Executive Compensation | For | |||||
| RK2404400N | CVS HEALTH CORPORATION | 126650100 | CVS | 18-May-2023 | Management | 4. | Proposal to Recommend, on an Advisory Basis, the Frequency of Advisory Votes on Executive Compensation Votes | 1 Year | |||||
| RK2404400N | CVS HEALTH CORPORATION | 126650100 | CVS | 18-May-2023 | Shareholder | 5. | Stockholder Proposal Requesting Paid Sick Leave for All Employees | Against | |||||
| RK2404400N | CVS HEALTH CORPORATION | 126650100 | CVS | 18-May-2023 | Shareholder | 6. | Stockholder Proposal for Reducing our Ownership Threshold to Request a Special Stockholder Meeting | Against | |||||
| RK2404400N | CVS HEALTH CORPORATION | 126650100 | CVS | 18-May-2023 | Shareholder | 7. | Stockholder Proposal Regarding “Fair Elections” and Requiring Stockholder Approval of Certain Types of By-law Amendments | Against | |||||
| RK2404400N | CVS HEALTH CORPORATION | 126650100 | CVS | 18-May-2023 | Shareholder | 8. | Stockholder Proposal Requesting a Report on a “Worker Rights Assessment” | Against | |||||
| RK2404400N | CVS HEALTH CORPORATION | 126650100 | CVS | 18-May-2023 | Shareholder | 9. | Stockholder Proposal to Prevent Company Directors from Simultaneously Sitting on the Boards of Directors of Any Other Company | Against | |||||
| RK2404400N | AMPHENOL CORPORATION | 032095101 | APH | 18-May-2023 | Management | 1.1 | Election of Director: Nancy A. Altobello | For | |||||
| RK2404400N | AMPHENOL CORPORATION | 032095101 | APH | 18-May-2023 | Management | 1.2 | Election of Director: David P. Falck | For | |||||
| RK2404400N | AMPHENOL CORPORATION | 032095101 | APH | 18-May-2023 | Management | 1.3 | Election of Director: Edward G. Jepsen | For | |||||
| RK2404400N | AMPHENOL CORPORATION | 032095101 | APH | 18-May-2023 | Management | 1.4 | Election of Director: Rita S. Lane | For | |||||
| RK2404400N | AMPHENOL CORPORATION | 032095101 | APH | 18-May-2023 | Management | 1.5 | Election of Director: Robert A. Livingston | For | |||||
| RK2404400N | AMPHENOL CORPORATION | 032095101 | APH | 18-May-2023 | Management | 1.6 | Election of Director: Martin H. Loeffler | For | |||||
| RK2404400N | AMPHENOL CORPORATION | 032095101 | APH | 18-May-2023 | Management | 1.7 | Election of Director: R. Adam Norwitt | For | |||||
| RK2404400N | AMPHENOL CORPORATION | 032095101 | APH | 18-May-2023 | Management | 1.8 | Election of Director: Prahlad Singh | For | |||||
| RK2404400N | AMPHENOL CORPORATION | 032095101 | APH | 18-May-2023 | Management | 1.9 | Election of Director: Anne Clarke Wolff | For | |||||
| RK2404400N | AMPHENOL CORPORATION | 032095101 | APH | 18-May-2023 | Management | 2. | Ratification of Deloitte & Touche LLP as Independent Public Accountants of the Company | For | |||||
| RK2404400N | AMPHENOL CORPORATION | 032095101 | APH | 18-May-2023 | Management | 3. | Advisory Vote to Approve Compensation of Named Executive Officers | For | |||||
| RK2404400N | AMPHENOL CORPORATION | 032095101 | APH | 18-May-2023 | Management | 4. | Advisory Vote on the Frequency of Future Advisory Votes to Approve Compensation of Named Executive Officers | 1 Year | |||||
| RK2404400N | AMPHENOL CORPORATION | 032095101 | APH | 18-May-2023 | Shareholder | 5. | Stockholder Proposal: Improve Political Spending Disclosure | Against | |||||
| RK2404400N | HONEYWELL INTERNATIONAL INC. | 438516106 | HON | 19-May-2023 | Management | 1A. | Election of Director: Darius Adamczyk | For | |||||
| RK2404400N | HONEYWELL INTERNATIONAL INC. | 438516106 | HON | 19-May-2023 | Management | 1B. | Election of Director: Duncan B. Angove | For | |||||
| RK2404400N | HONEYWELL INTERNATIONAL INC. | 438516106 | HON | 19-May-2023 | Management | 1C. | Election of Director: William S. Ayer | For | |||||
| RK2404400N | HONEYWELL INTERNATIONAL INC. | 438516106 | HON | 19-May-2023 | Management | 1D. | Election of Director: Kevin Burke | For | |||||
| RK2404400N | HONEYWELL INTERNATIONAL INC. | 438516106 | HON | 19-May-2023 | Management | 1E. | Election of Director: D. Scott Davis | For | |||||
| RK2404400N | HONEYWELL INTERNATIONAL INC. | 438516106 | HON | 19-May-2023 | Management | 1F. | Election of Director: Deborah Flint | For | |||||
| RK2404400N | HONEYWELL INTERNATIONAL INC. | 438516106 | HON | 19-May-2023 | Management | 1G. | Election of Director: Vimal Kapur | For | |||||
| RK2404400N | HONEYWELL INTERNATIONAL INC. | 438516106 | HON | 19-May-2023 | Management | 1H. | Election of Director: Rose Lee | For | |||||
| RK2404400N | HONEYWELL INTERNATIONAL INC. | 438516106 | HON | 19-May-2023 | Management | 1I. | Election of Director: Grace D. Lieblein | For | |||||
| RK2404400N | HONEYWELL INTERNATIONAL INC. | 438516106 | HON | 19-May-2023 | Management | 1J. | Election of Director: Robin L. Washington | For | |||||
| RK2404400N | HONEYWELL INTERNATIONAL INC. | 438516106 | HON | 19-May-2023 | Management | 1K. | Election of Director: Robin Watson | For | |||||
| RK2404400N | HONEYWELL INTERNATIONAL INC. | 438516106 | HON | 19-May-2023 | Management | 2. | Advisory Vote to Approve Frequency of Advisory Vote on Executive Compensation. | 1 Year | |||||
| RK2404400N | HONEYWELL INTERNATIONAL INC. | 438516106 | HON | 19-May-2023 | Management | 3. | Advisory Vote to Approve Executive Compensation. | For | |||||
| RK2404400N | HONEYWELL INTERNATIONAL INC. | 438516106 | HON | 19-May-2023 | Management | 4. | Approval of Independent Accountants. | For | |||||
| RK2404400N | HONEYWELL INTERNATIONAL INC. | 438516106 | HON | 19-May-2023 | Shareholder | 5. | Shareowner Proposal - Independent Board Chairman. | Against | |||||
| RK2404400N | HONEYWELL INTERNATIONAL INC. | 438516106 | HON | 19-May-2023 | Shareholder | 6. | Shareowner Proposal - Environmental and Health Impact Report. | Against | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Management | 1a. | Election of Director: Douglas M. Baker, Jr. | For | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Management | 1b. | Election of Director: Mary Ellen Coe | For | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Management | 1c. | Election of Director: Pamela J. Craig | For | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Management | 1d. | Election of Director: Robert M. Davis | For | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Management | 1e. | Election of Director: Thomas H. Glocer | For | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Management | 1f. | Election of Director: Risa J. Lavizzo- Mourey, M.D. | For | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Management | 1g. | Election of Director: Stephen L. Mayo, Ph.D. | For | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Management | 1h. | Election of Director: Paul B. Rothman, M.D. | For | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Management | 1i. | Election of Director: Patricia F. Russo | For | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Management | 1j. | Election of Director: Christine E. Seidman, M.D. | For | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Management | 1k. | Election of Director: Inge G. Thulin | For | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Management | 1l. | Election of Director: Kathy J. Warden | For | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Management | 1m. | Election of Director: Peter C. Wendell | For | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Management | 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | For | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Management | 3. | Non-binding advisory vote to approve the frequency of future votes to approve the compensation of our named executive officers. | 1 Year | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Management | 4. | Ratification of the appointment of the Company’s independent registered public accounting firm for 2023. | For | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Shareholder | 5. | Shareholder proposal regarding business operations in China. | Against | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Shareholder | 6. | Shareholder proposal regarding access to COVID-19 products. | Against | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Shareholder | 7. | Shareholder proposal regarding indirect political spending. | Against | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Shareholder | 8. | Shareholder proposal regarding patents and access. | Against | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Shareholder | 9. | Shareholder proposal regarding a congruency report of partnerships with globalist organizations. | Against | |||||
| RK2404400N | MERCK & CO., INC. | 58933Y105 | MRK | 23-May-2023 | Shareholder | 10. | Shareholder proposal regarding an independent board chairman. | Against | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | THERMO FISHER SCIENTIFIC INC. | 883556102 | TMO | 24-May-2023 | Management | 1a. | Election of Director: Marc N. Casper | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THERMO FISHER SCIENTIFIC INC. | 883556102 | TMO | 24-May-2023 | Management | 1b. | Election of Director: Nelson J. Chai | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THERMO FISHER SCIENTIFIC INC. | 883556102 | TMO | 24-May-2023 | Management | 1c. | Election of Director: Ruby R. Chandy | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THERMO FISHER SCIENTIFIC INC. | 883556102 | TMO | 24-May-2023 | Management | 1d. | Election of Director: C. Martin Harris | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THERMO FISHER SCIENTIFIC INC. | 883556102 | TMO | 24-May-2023 | Management | 1e. | Election of Director: Tyler Jacks | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THERMO FISHER SCIENTIFIC INC. | 883556102 | TMO | 24-May-2023 | Management | 1f. | Election of Director: R. Alexandra Keith | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THERMO FISHER SCIENTIFIC INC. | 883556102 | TMO | 24-May-2023 | Management | 1g. | Election of Director: James C. Mullen | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THERMO FISHER SCIENTIFIC INC. | 883556102 | TMO | 24-May-2023 | Management | 1h. | Election of Director: Lars R. Sørensen | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THERMO FISHER SCIENTIFIC INC. | 883556102 | TMO | 24-May-2023 | Management | 1i. | Election of Director: Debora L. Spar | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THERMO FISHER SCIENTIFIC INC. | 883556102 | TMO | 24-May-2023 | Management | 1j. | Election of Director: Scott M. Sperling | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THERMO FISHER SCIENTIFIC INC. | 883556102 | TMO | 24-May-2023 | Management | 1k. | Election of Director: Dion J. Weisler | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THERMO FISHER SCIENTIFIC INC. | 883556102 | TMO | 24-May-2023 | Management | 2. | An advisory vote to approve named executive officer compensation. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THERMO FISHER SCIENTIFIC INC. | 883556102 | TMO | 24-May-2023 | Management | 3. | An advisory vote on the frequency of future named executive officer advisory votes. | 1 Year | 1 Year | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THERMO FISHER SCIENTIFIC INC. | 883556102 | TMO | 24-May-2023 | Management | 4. | Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2023. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THERMO FISHER SCIENTIFIC INC. | 883556102 | TMO | 24-May-2023 | Management | 5. | Approval of the Company’s Amended and Restated 2013 Stock Incentive Plan. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | THERMO FISHER SCIENTIFIC INC. | 883556102 | TMO | 24-May-2023 | Management | 6. | Approval of the Company’s 2023 Global Employee Stock Purchase Plan. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ROBLOX CORPORATION | 771049103 | RBLX | 25-May-2023 | 1. | David Baszucki | Management | 1. | DIRECTOR | For | For | With Management | |
| ADVISORSHARES GERBER KAWASAKI ETF | ROBLOX CORPORATION | 771049103 | RBLX | 25-May-2023 | 1. | Greg Baszucki | Management | 1. | DIRECTOR | For | For | With Management | |
| ADVISORSHARES GERBER KAWASAKI ETF | ROBLOX CORPORATION | 771049103 | RBLX | 25-May-2023 | Management | 2. | Advisory Vote on the Compensation of our Named Executive Officers. | For | Against | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ROBLOX CORPORATION | 771049103 | RBLX | 25-May-2023 | Management | 3. | Ratification of Independent Registered Public Accounting Firm. | For | For | With Management | |||
| RK2404400N | ROBLOX CORPORATION | 771049103 | RBLX | 25-May-2023 | 1. | David Baszucki | Management | 1. | DIRECTOR | For | For | With Management | |
| RK2404400N | ROBLOX CORPORATION | 771049103 | RBLX | 25-May-2023 | 1. | Greg Baszucki | Management | 1. | DIRECTOR | For | For | With Management | |
| RK2404400N | ROBLOX CORPORATION | 771049103 | RBLX | 25-May-2023 | Management | 2. | Advisory Vote on the Compensation of our Named Executive Officers. | For | Against | Against Management | |||
| RK2404400N | ROBLOX CORPORATION | 771049103 | RBLX | 25-May-2023 | Management | 3. | Ratification of Independent Registered Public Accounting Firm. | For | For | With Management | |||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1A. | Illumina Nominee: Frances Arnold, Ph.D. | For | |||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1B. | Illumina Nominee: Francis A. deSouza | For | |||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1C. | Illumina Nominee: Caroline D. Dorsa | For | |||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1D. | Illumina Nominee: Robert S. Epstein, M.D. | For | |||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1E. | Illumina Nominee: Scott Gottlieb, M.D. | For | |||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1F. | Illumina Nominee: Gary S. Guthart, Ph.D. | For | |||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1G. | Illumina Nominee: Philip W. Schiller | For | |||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1H. | Illumina Nominee: Susan E. Siegel | For | |||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1I. | Illumina Nominee: John W. Thompson | For | |||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1J. | Icahn Group Nominee OPPOSED by the Company: Vincent J. Intrieri | ||||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1K. | Icahn Group Nominee OPPOSED by the Company: Jesse A. Lynn | ||||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1L. | Icahn Group Nominee OPPOSED by the Company: Andrew J. Teno | ||||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | |||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 3. | To approve, on an advisory basis, the compensation provided to our named executive officers as disclosed in the Proxy Statement. | For | |||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 4. | To approve, on an advisory basis, the frequency of holding an advisory vote to approve compensation provided to our “named executive officers”. | 1 Year | |||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 5. | To approve certain amendments to the Illumina, Inc. 2015 Stock and Incentive Plan | For | |||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1a. | ICAHN NOMINEE: Vincent J. Intrieri | For | For | With Management | |||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1b. | ICAHN NOMINEE: Jesse A. Lynn | For | For | With Management | |||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1c. | ICAHN NOMINEE: Andrew J. Teno | For | For | With Management | |||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1d. | ACCEPTABLE COMPANY NOMINEE: Frances Arnold | None | For | ||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1e. | ACCEPTABLE COMPANY NOMINEE: Caroline D. Dorsa | None | For | ||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1f. | ACCEPTABLE COMPANY NOMINEE: Scott Gottlieb | None | For | ||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1g. | ACCEPTABLE COMPANY NOMINEE: Gary S. Guthart | None | For | ||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1h. | ACCEPTABLE COMPANY NOMINEE: Philip W. Schiller | None | For | ||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1i. | ACCEPTABLE COMPANY NOMINEE: Susan E. Siegel | None | For | ||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1j. | OPPOSED COMPANY NOMINEE: Francis A. deSouza | Withhold | |||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1k. | OPPOSED COMPANY NOMINEE: Robert S. Epstein | Withhold | |||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 1l. | OPPOSED COMPANY NOMINEE: John W. Thompson | Withhold | |||||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS ILLUMINA’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2023. | For | For | With Management | |||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE “NAMED EXECUTIVE OFFICERS” AS DISCLOSED IN THE COMPANY’S PROXY STATEMENT. | Against | For | Against Management | |||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING AN ADVISORY VOTE TO APPROVE THE COMPENSATION PROVIDED TO THE COMPANY’S “NAMED EXECUTIVE OFFICERS”. | 1 Year | 1 Year | With Management | |||
| RK2404400N | ILLUMINA, INC. | 452327109 | ILMN | 25-May-2023 | Management | 5. | To approve certain amendments to the Illumina, Inc. 2015 Stock and Incentive Plan. | None | For | ||||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | 1. | Peggy Alford | Management | 1. | DIRECTOR | For | |||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | 1. | Marc L. Andreessen | Management | 1. | DIRECTOR | For | |||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | 1. | Andrew W. Houston | Management | 1. | DIRECTOR | For | |||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | 1. | Nancy Killefer | Management | 1. | DIRECTOR | For | |||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | 1. | Robert M. Kimmitt | Management | 1. | DIRECTOR | For | |||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | 1. | Sheryl K. Sandberg | Management | 1. | DIRECTOR | For | |||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | 1. | Tracey T. Travis | Management | 1. | DIRECTOR | For | |||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | 1. | Tony Xu | Management | 1. | DIRECTOR | For | |||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | 1. | Mark Zuckerberg | Management | 1. | DIRECTOR | For | |||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | Management | 2. | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | |||||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | Shareholder | 3. | A shareholder proposal regarding government takedown requests. | Against | |||||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | Shareholder | 4. | A shareholder proposal regarding dual class capital structure. | Against | |||||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | Shareholder | 5. | A shareholder proposal regarding human rights impact assessment of targeted advertising. | Against | |||||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | Shareholder | 6. | A shareholder proposal regarding report on lobbying disclosures. | Against | |||||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | Shareholder | 7. | A shareholder proposal regarding report on allegations of political entanglement and content management biases in India. | Against | |||||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | Shareholder | 8. | A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. | Against | |||||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | Shareholder | 9. | A shareholder proposal regarding report on reproductive rights and data privacy. | Against | |||||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | Shareholder | 10. | A shareholder proposal regarding report on enforcement of Community Standards and user content. | Against | |||||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | Shareholder | 11. | A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. | Against | |||||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | Shareholder | 12. | A shareholder proposal regarding report on pay calibration to externalized costs. | Against | |||||
| RK2404400N | META PLATFORMS, INC. | 30303M102 | META | 31-May-2023 | Shareholder | 13. | A shareholder proposal regarding performance review of the audit & risk oversight committee. | Against | |||||
| RK2404400N | SOLAREDGE TECHNOLOGIES, INC. | 83417M104 | SEDG | 01-Jun-2023 | Management | 1a. | Election of Director: Marcel Gani | For | For | With Management | |||
| RK2404400N | SOLAREDGE TECHNOLOGIES, INC. | 83417M104 | SEDG | 01-Jun-2023 | Management | 1b. | Election of Director: Tal Payne | For | For | With Management | |||
| RK2404400N | SOLAREDGE TECHNOLOGIES, INC. | 83417M104 | SEDG | 01-Jun-2023 | Management | 2. | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2023. | For | For | With Management | |||
| RK2404400N | SOLAREDGE TECHNOLOGIES, INC. | 83417M104 | SEDG | 01-Jun-2023 | Management | 3. | Approval of, on an advisory and non-binding basis, the compensation of our named executive officers (the “Say-on-Pay” vote). | For | Against | Against Management | |||
| RK2404400N | SOLAREDGE TECHNOLOGIES, INC. | 83417M104 | SEDG | 01-Jun-2023 | Management | 4. | Vote, on an advisory and non- binding basis, on the preferred frequency of future stockholder advisory votes to approve the compensation of our named executive officers (the “Say-on- Frequency” vote). | 1 Year | 1 Year | With Management | |||
| RK2404400N | SOLAREDGE TECHNOLOGIES, INC. | 83417M104 | SEDG | 01-Jun-2023 | Management | 5. | Approval of an amendment to the Company’s certificate of incorporation to declassify the Board and phase-in annual director elections. | For | Against | Against Management | |||
| RK2404400N | SOLAREDGE TECHNOLOGIES, INC. | 83417M104 | SEDG | 01-Jun-2023 | Management | 6. | Approval of an amendment to the Company’s certificate of incorporation to remove the supermajority voting requirements to amend certain provisions of the Company’s certificate of incorporation and bylaws. | For | For | With Management | |||
| RK2404400N | SOLAREDGE TECHNOLOGIES, INC. | 83417M104 | SEDG | 01-Jun-2023 | Management | 7. | Approval of an amendment to the Company’s certificate of incorporation to add a federal forum selection provision for causes of action under the Securities Act of 1933. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | SOLAREDGE TECHNOLOGIES, INC. | 83417M104 | SEDG | 01-Jun-2023 | Management | 1a. | Election of Director: Marcel Gani | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | SOLAREDGE TECHNOLOGIES, INC. | 83417M104 | SEDG | 01-Jun-2023 | Management | 1b. | Election of Director: Tal Payne | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | SOLAREDGE TECHNOLOGIES, INC. | 83417M104 | SEDG | 01-Jun-2023 | Management | 2. | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2023. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | SOLAREDGE TECHNOLOGIES, INC. | 83417M104 | SEDG | 01-Jun-2023 | Management | 3. | Approval of, on an advisory and non-binding basis, the compensation of our named executive officers (the “Say-on-Pay” vote). | For | Against | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | SOLAREDGE TECHNOLOGIES, INC. | 83417M104 | SEDG | 01-Jun-2023 | Management | 4. | Vote, on an advisory and non- binding basis, on the preferred frequency of future stockholder advisory votes to approve the compensation of our named executive officers (the “Say-on- Frequency” vote). | 1 Year | 1 Year | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | SOLAREDGE TECHNOLOGIES, INC. | 83417M104 | SEDG | 01-Jun-2023 | Management | 5. | Approval of an amendment to the Company’s certificate of incorporation to declassify the Board and phase-in annual director elections. | For | Against | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | SOLAREDGE TECHNOLOGIES, INC. | 83417M104 | SEDG | 01-Jun-2023 | Management | 6. | Approval of an amendment to the Company’s certificate of incorporation to remove the supermajority voting requirements to amend certain provisions of the Company’s certificate of incorporation and bylaws. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | SOLAREDGE TECHNOLOGIES, INC. | 83417M104 | SEDG | 01-Jun-2023 | Management | 7. | Approval of an amendment to the Company’s certificate of incorporation to add a federal forum selection provision for causes of action under the Securities Act of 1933. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NETFLIX, INC. | 64110L106 | NFLX | 01-Jun-2023 | Management | 1a. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Mathias Döpfner | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NETFLIX, INC. | 64110L106 | NFLX | 01-Jun-2023 | Management | 1b. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Reed Hastings | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NETFLIX, INC. | 64110L106 | NFLX | 01-Jun-2023 | Management | 1c. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Jay Hoag | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NETFLIX, INC. | 64110L106 | NFLX | 01-Jun-2023 | Management | 1d. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Ted Sarandos | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NETFLIX, INC. | 64110L106 | NFLX | 01-Jun-2023 | Management | 2. | Ratification of appointment of independent registered public accounting firm. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NETFLIX, INC. | 64110L106 | NFLX | 01-Jun-2023 | Management | 3. | Advisory approval of named executive officer compensation. | For | Against | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NETFLIX, INC. | 64110L106 | NFLX | 01-Jun-2023 | Management | 4. | Advisory vote on the frequency of future advisory votes on executive compensation. | 1 Year | 1 Year | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NETFLIX, INC. | 64110L106 | NFLX | 01-Jun-2023 | Shareholder | 5. | Stockholder proposal entitled, “Proposal 5 - Reform the Current Impossible Special Shareholder Meeting Requirements,” if properly presented at the meeting. | Against | For | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NETFLIX, INC. | 64110L106 | NFLX | 01-Jun-2023 | Shareholder | 6. | Stockholder proposal entitled, “Netflix-Exclusive Board of Directors,” if properly presented at the meeting. | Against | Against | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NETFLIX, INC. | 64110L106 | NFLX | 01-Jun-2023 | Shareholder | 7. | Stockholder proposal requesting a report on the Company’s 401(K) Plan, if properly presented at the meeting. | Against | Against | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NETFLIX, INC. | 64110L106 | NFLX | 01-Jun-2023 | Shareholder | 8. | Stockholder proposal entitled, “Policy on Freedom of Association,” if properly presented at the meeting. | Against | Against | With Management | |||
| RK2404400N | TRIMBLE INC. | 896239100 | TRMB | 01-Jun-2023 | 1. | James C. Dalton | Management | 1. | DIRECTOR | For | |||
| RK2404400N | TRIMBLE INC. | 896239100 | TRMB | 01-Jun-2023 | 1. | Borje Ekholm | Management | 1. | DIRECTOR | For | |||
| RK2404400N | TRIMBLE INC. | 896239100 | TRMB | 01-Jun-2023 | 1. | Ann Fandozzi | Management | 1. | DIRECTOR | For | |||
| RK2404400N | TRIMBLE INC. | 896239100 | TRMB | 01-Jun-2023 | 1. | Kaigham (Ken) Gabriel | Management | 1. | DIRECTOR | For | |||
| RK2404400N | TRIMBLE INC. | 896239100 | TRMB | 01-Jun-2023 | 1. | Meaghan Lloyd | Management | 1. | DIRECTOR | For | |||
| RK2404400N | TRIMBLE INC. | 896239100 | TRMB | 01-Jun-2023 | 1. | Sandra MacQuillan | Management | 1. | DIRECTOR | For | |||
| RK2404400N | TRIMBLE INC. | 896239100 | TRMB | 01-Jun-2023 | 1. | Robert G. Painter | Management | 1. | DIRECTOR | For | |||
| RK2404400N | TRIMBLE INC. | 896239100 | TRMB | 01-Jun-2023 | 1. | Mark S. Peek | Management | 1. | DIRECTOR | For | |||
| RK2404400N | TRIMBLE INC. | 896239100 | TRMB | 01-Jun-2023 | 1. | Thomas Sweet | Management | 1. | DIRECTOR | For | |||
| RK2404400N | TRIMBLE INC. | 896239100 | TRMB | 01-Jun-2023 | 1. | Johan Wibergh | Management | 1. | DIRECTOR | For | |||
| RK2404400N | TRIMBLE INC. | 896239100 | TRMB | 01-Jun-2023 | Management | 2. | Advisory vote to approve executive compensation | For | |||||
| RK2404400N | TRIMBLE INC. | 896239100 | TRMB | 01-Jun-2023 | Management | 3. | Advisory vote on the frequency of executive compensation votes | 1 Year | |||||
| RK2404400N | TRIMBLE INC. | 896239100 | TRMB | 01-Jun-2023 | Management | 4. | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for fiscal 2023 | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | TOPGOLF CALLAWAY BRANDS CORP. | 131193104 | MODG | 06-Jun-2023 | Management | 1a. | Election of Director: Oliver G. Brewer III | For | Against | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TOPGOLF CALLAWAY BRANDS CORP. | 131193104 | MODG | 06-Jun-2023 | Management | 1b. | Election of Director: Erik J Anderson | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TOPGOLF CALLAWAY BRANDS CORP. | 131193104 | MODG | 06-Jun-2023 | Management | 1c. | Election of Director: Laura J. Flanagan | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TOPGOLF CALLAWAY BRANDS CORP. | 131193104 | MODG | 06-Jun-2023 | Management | 1d. | Election of Director: Russell L. Fleischer | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TOPGOLF CALLAWAY BRANDS CORP. | 131193104 | MODG | 06-Jun-2023 | Management | 1e. | Election of Director: Bavan M. Holloway | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TOPGOLF CALLAWAY BRANDS CORP. | 131193104 | MODG | 06-Jun-2023 | Management | 1f. | Election of Director: John F. Lundgren | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TOPGOLF CALLAWAY BRANDS CORP. | 131193104 | MODG | 06-Jun-2023 | Management | 1g. | Election of Director: Scott M. Marimow | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TOPGOLF CALLAWAY BRANDS CORP. | 131193104 | MODG | 06-Jun-2023 | Management | 1h. | Election of Director: Adebayo O. Ogunlesi | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TOPGOLF CALLAWAY BRANDS CORP. | 131193104 | MODG | 06-Jun-2023 | Management | 1i. | Election of Director: Varsha R. Rao | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TOPGOLF CALLAWAY BRANDS CORP. | 131193104 | MODG | 06-Jun-2023 | Management | 1j. | Election of Director: Linda B. Segre | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TOPGOLF CALLAWAY BRANDS CORP. | 131193104 | MODG | 06-Jun-2023 | Management | 1k. | Election of Director: Anthony S. Thornley | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TOPGOLF CALLAWAY BRANDS CORP. | 131193104 | MODG | 06-Jun-2023 | Management | 1l. | Election of Director: C. Matthew Turney | For | Against | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TOPGOLF CALLAWAY BRANDS CORP. | 131193104 | MODG | 06-Jun-2023 | Management | 2. | To ratify, on an advisory basis, the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2023 | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TOPGOLF CALLAWAY BRANDS CORP. | 131193104 | MODG | 06-Jun-2023 | Management | 3. | To approve, on an advisory basis, the compensation of the Company’s named executive officers | For | Against | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | TOPGOLF CALLAWAY BRANDS CORP. | 131193104 | MODG | 06-Jun-2023 | Management | 4. | To approve, on an advisory basis, the frequency of future shareholder votes to approve the compensation of the Company’s named executive officers | 1 Year | 1 Year | With Management | |||
| RK2404400N | UNITY SOFTWARE INC. | 91332U101 | U | 07-Jun-2023 | 1. | Tomer Bar-Zeev | Management | 1. | DIRECTOR | For | |||
| RK2404400N | UNITY SOFTWARE INC. | 91332U101 | U | 07-Jun-2023 | 1. | Mary Schmidt Campbell | Management | 1. | DIRECTOR | For | |||
| RK2404400N | UNITY SOFTWARE INC. | 91332U101 | U | 07-Jun-2023 | 1. | Keisha Smith-Jeremie | Management | 1. | DIRECTOR | For | |||
| RK2404400N | UNITY SOFTWARE INC. | 91332U101 | U | 07-Jun-2023 | Management | 2. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023. | For | |||||
| RK2404400N | UNITY SOFTWARE INC. | 91332U101 | U | 07-Jun-2023 | Management | 3. | To approve, on an advisory basis, the compensation of the Company’s named executive officers, as disclosed in the proxy statement. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | LUMINAR TECHNOLOGIES,INC. | 550424105 | LAZR | 07-Jun-2023 | 1. | Austin Russell | Management | 1. | DIRECTOR | For | For | With Management | |
| ADVISORSHARES GERBER KAWASAKI ETF | LUMINAR TECHNOLOGIES,INC. | 550424105 | LAZR | 07-Jun-2023 | 1. | Mary Lou Jepsen, Ph.D. | Management | 1. | DIRECTOR | For | For | With Management | |
| ADVISORSHARES GERBER KAWASAKI ETF | LUMINAR TECHNOLOGIES,INC. | 550424105 | LAZR | 07-Jun-2023 | Management | 2. | Ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Luminar Technologies, Inc. for the fiscal year ending December 31, 2023. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LUMINAR TECHNOLOGIES,INC. | 550424105 | LAZR | 07-Jun-2023 | Management | 3. | Approve, on an advisory (non- binding) basis, the compensation of Luminar Technologies, Inc.’s named executive officers. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | LUMINAR TECHNOLOGIES,INC. | 550424105 | LAZR | 07-Jun-2023 | Management | 4. | Approve an amendment to Luminar Technologies, Inc.’s amended and restated certificate of incorporation to reflect Delaware law provisions allowing officer exculpation. | For | For | With Management | |||
| RK2404400N | DIGITAL REALTY TRUST, INC. | 253868103 | DLR | 08-Jun-2023 | Management | 1a. | Election of Director: Alexis Black Bjorlin | For | |||||
| RK2404400N | DIGITAL REALTY TRUST, INC. | 253868103 | DLR | 08-Jun-2023 | Management | 1b. | Election of Director: VeraLinn Jamieson | For | |||||
| RK2404400N | DIGITAL REALTY TRUST, INC. | 253868103 | DLR | 08-Jun-2023 | Management | 1c. | Election of Director: Kevin J. Kennedy | For | |||||
| RK2404400N | DIGITAL REALTY TRUST, INC. | 253868103 | DLR | 08-Jun-2023 | Management | 1d. | Election of Director: William G. LaPerch | For | |||||
| RK2404400N | DIGITAL REALTY TRUST, INC. | 253868103 | DLR | 08-Jun-2023 | Management | 1e. | Election of Director: Jean F.H.P. Mandeville | For | |||||
| RK2404400N | DIGITAL REALTY TRUST, INC. | 253868103 | DLR | 08-Jun-2023 | Management | 1f. | Election of Director: Afshin Mohebbi | For | |||||
| RK2404400N | DIGITAL REALTY TRUST, INC. | 253868103 | DLR | 08-Jun-2023 | Management | 1g. | Election of Director: Mark R. Patterson | For | |||||
| RK2404400N | DIGITAL REALTY TRUST, INC. | 253868103 | DLR | 08-Jun-2023 | Management | 1h. | Election of Director: Mary Hogan Preusse | For | |||||
| RK2404400N | DIGITAL REALTY TRUST, INC. | 253868103 | DLR | 08-Jun-2023 | Management | 1i. | Election of Director: Andrew P. Power | For | |||||
| RK2404400N | DIGITAL REALTY TRUST, INC. | 253868103 | DLR | 08-Jun-2023 | Management | 2. | To ratify the selection of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023. | For | |||||
| RK2404400N | DIGITAL REALTY TRUST, INC. | 253868103 | DLR | 08-Jun-2023 | Management | 3. | To approve, on a non-binding, advisory basis, the compensation of the Company’s named executive officers, as more fully described in the accompanying Proxy Statement (Say-on-Pay). | For | |||||
| RK2404400N | DIGITAL REALTY TRUST, INC. | 253868103 | DLR | 08-Jun-2023 | Management | 4. | To approve, on a non-binding, advisory basis, the frequency of holding future advisory votes on the compensation of our named executive officers (every one, two or three years). | 1 Year | |||||
| RK2404400N | DIGITAL REALTY TRUST, INC. | 253868103 | DLR | 08-Jun-2023 | Shareholder | 5. | A stockholder proposal regarding reporting on concealment clauses. | Against | |||||
| RK2404400N | DIGITAL REALTY TRUST, INC. | 253868103 | DLR | 08-Jun-2023 | Shareholder | 6. | A stockholder proposal regarding inclusion in the workplace. | Against | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | MP MATERIALS CORP. | 553368101 | MP | 13-Jun-2023 | Management | 1a. | Election of Director: Arnold W. Donald | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MP MATERIALS CORP. | 553368101 | MP | 13-Jun-2023 | Management | 1b. | Election of Director: Randall J. Weisenburger | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MP MATERIALS CORP. | 553368101 | MP | 13-Jun-2023 | Management | 2. | Advisory vote to approve compensation paid to the Company’s named executive officers. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | MP MATERIALS CORP. | 553368101 | MP | 13-Jun-2023 | Management | 3. | The ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | For | With Management | |||
| RK2404400N | ARISTA NETWORKS, INC. | 040413106 | ANET | 14-Jun-2023 | 1. | Lewis Chew | Management | 1. | DIRECTOR | For | |||
| RK2404400N | ARISTA NETWORKS, INC. | 040413106 | ANET | 14-Jun-2023 | 1. | Director Withdrawn | Management | 1. | DIRECTOR | For | |||
| RK2404400N | ARISTA NETWORKS, INC. | 040413106 | ANET | 14-Jun-2023 | 1. | Mark B. Templeton | Management | 1. | DIRECTOR | For | |||
| RK2404400N | ARISTA NETWORKS, INC. | 040413106 | ANET | 14-Jun-2023 | Management | 2. | Approval, on an advisory basis, of the compensation of the named executive officers. | For | |||||
| RK2404400N | ARISTA NETWORKS, INC. | 040413106 | ANET | 14-Jun-2023 | Management | 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. | For | |||||
| RK2404400N | FINANCIAL INVESTORS TRUST | 31761R195 | GPGCX | 14-Jun-2023 | Management | 1. | To approve an Agreement and Plan of Reorganization and Termination, a copy of which is attached as Appendix A to the Proxy Statement, under which all of the assets of the Existing Fund will be transferred to a correspondingly named new series of Grandeur Peak Global Trust. The transfer would be (a) an exchange of your shares of the Existing Fund for shares of the corresponding New Fund equivalent in value to the outstanding shares of the Existing Fund, and (b) the assumption by the New Fund of all of the liabilities of the relevant Existing Fund. | For | |||||
| RK2404400N | FINANCIAL INVESTORS TRUST | 31761R401 | GPEIX | 14-Jun-2023 | Management | 1. | To approve an Agreement and Plan of Reorganization and Termination, a copy of which is attached as Appendix A to the Proxy Statement, under which all of the assets of the Existing Fund will be transferred to a correspondingly named new series of Grandeur Peak Global Trust. The transfer would be (a) an exchange of your shares of the Existing Fund for shares of the corresponding New Fund equivalent in value to the outstanding shares of the Existing Fund, and (b) the assumption by the New Fund of all of the liabilities of the relevant Existing Fund. | For | |||||
| RK2404400N | VUZIX CORPORATION | 92921W300 | VUZI | 15-Jun-2023 | Management | 1a. | Election of Director to serve until the 2024 Annual Meeting: Paul Travers | For | |||||
| RK2404400N | VUZIX CORPORATION | 92921W300 | VUZI | 15-Jun-2023 | Management | 1b. | Election of Director to serve until the 2024 Annual Meeting: Grant Russell | For | |||||
| RK2404400N | VUZIX CORPORATION | 92921W300 | VUZI | 15-Jun-2023 | Management | 1c. | Election of Director to serve until the 2024 Annual Meeting: Edward Kay | For | |||||
| RK2404400N | VUZIX CORPORATION | 92921W300 | VUZI | 15-Jun-2023 | Management | 1d. | Election of Director to serve until the 2024 Annual Meeting: Timothy Harned | For | |||||
| RK2404400N | VUZIX CORPORATION | 92921W300 | VUZI | 15-Jun-2023 | Management | 1e. | Election of Director to serve until the 2024 Annual Meeting: Emily Nagle Green | For | |||||
| RK2404400N | VUZIX CORPORATION | 92921W300 | VUZI | 15-Jun-2023 | Management | 1f. | Election of Director to serve until the 2024 Annual Meeting: Raj Rajgopal | For | |||||
| RK2404400N | VUZIX CORPORATION | 92921W300 | VUZI | 15-Jun-2023 | Management | 1g. | Election of Director to serve until the 2024 Annual Meeting: Azita Arvani | For | |||||
| RK2404400N | VUZIX CORPORATION | 92921W300 | VUZI | 15-Jun-2023 | Management | 2. | To ratify the appointment of Freed Maxick, CPAs, P.C. as the Company’s independent registered public accounting firm for the year ending December 31, 2023. | For | |||||
| RK2404400N | VUZIX CORPORATION | 92921W300 | VUZI | 15-Jun-2023 | Management | 3. | To approve, by non-binding vote, the compensation disclosed in the Proxy Statement of the Company’s executive officers, who are named in the Proxy Statement Summary Compensation Table. | For | |||||
| RK2404400N | VUZIX CORPORATION | 92921W300 | VUZI | 15-Jun-2023 | Management | 4. | To approve the Vuzix Corporation 2023 Equity Incentive Plan. | For | |||||
| RK2404400N | MARVELL TECHNOLOGY, INC. | 573874104 | MRVL | 16-Jun-2023 | Management | 1a. | Election of Director: Sara Andrews | For | |||||
| RK2404400N | MARVELL TECHNOLOGY, INC. | 573874104 | MRVL | 16-Jun-2023 | Management | 1b. | Election of Director: W. Tudor Brown | For | |||||
| RK2404400N | MARVELL TECHNOLOGY, INC. | 573874104 | MRVL | 16-Jun-2023 | Management | 1c. | Election of Director: Brad W. Buss | For | |||||
| RK2404400N | MARVELL TECHNOLOGY, INC. | 573874104 | MRVL | 16-Jun-2023 | Management | 1d. | Election of Director: Rebecca W. House | For | |||||
| RK2404400N | MARVELL TECHNOLOGY, INC. | 573874104 | MRVL | 16-Jun-2023 | Management | 1e. | Election of Director: Marachel L. Knight | For | |||||
| RK2404400N | MARVELL TECHNOLOGY, INC. | 573874104 | MRVL | 16-Jun-2023 | Management | 1f. | Election of Director: Matthew J. Murphy | For | |||||
| RK2404400N | MARVELL TECHNOLOGY, INC. | 573874104 | MRVL | 16-Jun-2023 | Management | 1g. | Election of Director: Michael G. Strachan | For | |||||
| RK2404400N | MARVELL TECHNOLOGY, INC. | 573874104 | MRVL | 16-Jun-2023 | Management | 1h. | Election of Director: Robert E. Switz | For | |||||
| RK2404400N | MARVELL TECHNOLOGY, INC. | 573874104 | MRVL | 16-Jun-2023 | Management | 1i. | Election of Director: Ford Tamer | For | |||||
| RK2404400N | MARVELL TECHNOLOGY, INC. | 573874104 | MRVL | 16-Jun-2023 | Management | 2. | An advisory (non-binding) vote to approve compensation of our named executive officers. | For | |||||
| RK2404400N | MARVELL TECHNOLOGY, INC. | 573874104 | MRVL | 16-Jun-2023 | Management | 3. | To conduct an advisory (non- binding) vote on the frequency of holding an advisory shareholder vote on executive compensation. | 1 Year | |||||
| RK2404400N | MARVELL TECHNOLOGY, INC. | 573874104 | MRVL | 16-Jun-2023 | Management | 4. | To ratify the appointment of Deloitte and Touche LLP as our independent registered public accounting firm for the fiscal year ending February 3, 2024. | For | |||||
| RK2404400N | FORTINET, INC. | 34959E109 | FTNT | 16-Jun-2023 | Management | 1.1 | Election of Director to serve for a term of one year: Ken Xie | For | |||||
| RK2404400N | FORTINET, INC. | 34959E109 | FTNT | 16-Jun-2023 | Management | 1.2 | Election of Director to serve for a term of one year: Michael Xie | For | |||||
| RK2404400N | FORTINET, INC. | 34959E109 | FTNT | 16-Jun-2023 | Management | 1.3 | Election of Director to serve for a term of one year: Kenneth A. Goldman | For | |||||
| RK2404400N | FORTINET, INC. | 34959E109 | FTNT | 16-Jun-2023 | Management | 1.4 | Election of Director to serve for a term of one year: Ming Hsieh | For | |||||
| RK2404400N | FORTINET, INC. | 34959E109 | FTNT | 16-Jun-2023 | Management | 1.5 | Election of Director to serve for a term of one year: Jean Hu | For | |||||
| RK2404400N | FORTINET, INC. | 34959E109 | FTNT | 16-Jun-2023 | Management | 1.6 | Election of Director to serve for a term of one year: William Neukom | For | |||||
| RK2404400N | FORTINET, INC. | 34959E109 | FTNT | 16-Jun-2023 | Management | 1.7 | Election of Director to serve for a term of one year: Judith Sim | For | |||||
| RK2404400N | FORTINET, INC. | 34959E109 | FTNT | 16-Jun-2023 | Management | 1.8 | Election of Director to serve for a term of one year: Admiral James Stavridis (Ret) | For | |||||
| RK2404400N | FORTINET, INC. | 34959E109 | FTNT | 16-Jun-2023 | Management | 2. | Ratify the appointment of Deloitte & Touche LLP as Fortinet’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | |||||
| RK2404400N | FORTINET, INC. | 34959E109 | FTNT | 16-Jun-2023 | Management | 3. | Advisory vote to approve named executive officer compensation, as disclosed in the Proxy Statement. | For | |||||
| RK2404400N | FORTINET, INC. | 34959E109 | FTNT | 16-Jun-2023 | Management | 4. | Advisory vote on the frequency of future advisory votes to approve named executive officer compensation | 1 Year | |||||
| RK2404400N | FORTINET, INC. | 34959E109 | FTNT | 16-Jun-2023 | Management | 5 | Adopt an amendment to Fortinet’s amended and restated certificate of incorporation to remove the supermajority voting requirement and make certain other changes. | For | |||||
| RK2404400N | FORTINET, INC. | 34959E109 | FTNT | 16-Jun-2023 | Management | 6. | Adopt an amendment to Fortinet’s amended and restated certificate of incorporation to permit the exculpation of officers by Fortinet from personal liability for certain breaches of the duty of care. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | ACTIVISION BLIZZARD, INC. | 00507V109 | ATVI | 21-Jun-2023 | Management | 1a. | Election of Director: Reveta Bowers | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ACTIVISION BLIZZARD, INC. | 00507V109 | ATVI | 21-Jun-2023 | Management | 1b. | Election of Director: Kerry Carr | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ACTIVISION BLIZZARD, INC. | 00507V109 | ATVI | 21-Jun-2023 | Management | 1c. | Election of Director: Robert Corti | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ACTIVISION BLIZZARD, INC. | 00507V109 | ATVI | 21-Jun-2023 | Management | 1d. | Election of Director: Brian Kelly | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ACTIVISION BLIZZARD, INC. | 00507V109 | ATVI | 21-Jun-2023 | Management | 1e. | Election of Director: Robert Kotick | For | Against | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ACTIVISION BLIZZARD, INC. | 00507V109 | ATVI | 21-Jun-2023 | Management | 1f. | Election of Director: Barry Meyer | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ACTIVISION BLIZZARD, INC. | 00507V109 | ATVI | 21-Jun-2023 | Management | 1g. | Election of Director: Robert Morgado | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ACTIVISION BLIZZARD, INC. | 00507V109 | ATVI | 21-Jun-2023 | Management | 1h. | Election of Director: Peter Nolan | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ACTIVISION BLIZZARD, INC. | 00507V109 | ATVI | 21-Jun-2023 | Management | 1i. | Election of Director: Dawn Ostroff | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ACTIVISION BLIZZARD, INC. | 00507V109 | ATVI | 21-Jun-2023 | Management | 2. | Advisory vote to approve our executive compensation. | For | Against | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ACTIVISION BLIZZARD, INC. | 00507V109 | ATVI | 21-Jun-2023 | Management | 3. | Advisory vote on frequency of future advisory votes to approve our executive compensation. | 1 Year | 1 Year | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ACTIVISION BLIZZARD, INC. | 00507V109 | ATVI | 21-Jun-2023 | Management | 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ACTIVISION BLIZZARD, INC. | 00507V109 | ATVI | 21-Jun-2023 | Shareholder | 5. | Shareholder proposal regarding shareholder ratification of termination pay. | Against | For | Against Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ACTIVISION BLIZZARD, INC. | 00507V109 | ATVI | 21-Jun-2023 | Shareholder | 6. | Shareholder proposal regarding adoption of a freedom of association and collective bargaining policy. | Against | Against | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | ACTIVISION BLIZZARD, INC. | 00507V109 | ATVI | 21-Jun-2023 | Shareholder | 7. | Withdrawn by proponent | Against | For | Against Management | |||
| RK2404400N | AMBARELLA, INC. | G037AX101 | AMBA | 21-Jun-2023 | Management | 1.1 | Election of Director: Leslie Kohn | For | |||||
| RK2404400N | AMBARELLA, INC. | G037AX101 | AMBA | 21-Jun-2023 | Management | 1.2 | Election of Director: D. Jeffrey Richardson | For | |||||
| RK2404400N | AMBARELLA, INC. | G037AX101 | AMBA | 21-Jun-2023 | Management | 1.3 | Election of Director: Elizabeth M. Schwarting | For | |||||
| RK2404400N | AMBARELLA, INC. | G037AX101 | AMBA | 21-Jun-2023 | Management | 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2024. | For | |||||
| RK2404400N | AMBARELLA, INC. | G037AX101 | AMBA | 21-Jun-2023 | Management | 3. | To approve on a non-binding, advisory basis, the compensation of our named executive officers. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1a. | Election of Director: Robert K. Burgess | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1b. | Election of Director: Tench Coxe | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1c. | Election of Director: John O. Dabiri | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1d. | Election of Director: Persis S. Drell | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1e. | Election of Director: Jen-Hsun Huang | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1f. | Election of Director: Dawn Hudson | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1g. | Election of Director: Harvey C. Jones | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1h. | Election of Director: Michael G. McCaffery | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1i. | Election of Director: Stephen C. Neal | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1j. | Election of Director: Mark L. Perry | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1k. | Election of Director: A. Brooke Seawell | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1l. | Election of Director: Aarti Shah | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1m. | Election of Director: Mark A. Stevens | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 2. | Advisory approval of our executive compensation. | For | For | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 3. | Advisory approval of the frequency of holding an advisory vote on our executive compensation. | 1 Year | 1 Year | With Management | |||
| ADVISORSHARES GERBER KAWASAKI ETF | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 4. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2024. | For | For | With Management | |||
| RK2404400N | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1a. | Election of Director: Robert K. Burgess | For | For | With Management | |||
| RK2404400N | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1b. | Election of Director: Tench Coxe | For | For | With Management | |||
| RK2404400N | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1c. | Election of Director: John O. Dabiri | For | For | With Management | |||
| RK2404400N | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1d. | Election of Director: Persis S. Drell | For | For | With Management | |||
| RK2404400N | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1e. | Election of Director: Jen-Hsun Huang | For | For | With Management | |||
| RK2404400N | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1f. | Election of Director: Dawn Hudson | For | For | With Management | |||
| RK2404400N | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1g. | Election of Director: Harvey C. Jones | For | For | With Management | |||
| RK2404400N | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1h. | Election of Director: Michael G. McCaffery | For | For | With Management | |||
| RK2404400N | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1i. | Election of Director: Stephen C. Neal | For | For | With Management | |||
| RK2404400N | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1j. | Election of Director: Mark L. Perry | For | For | With Management | |||
| RK2404400N | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1k. | Election of Director: A. Brooke Seawell | For | For | With Management | |||
| RK2404400N | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1l. | Election of Director: Aarti Shah | For | For | With Management | |||
| RK2404400N | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 1m. | Election of Director: Mark A. Stevens | For | For | With Management | |||
| RK2404400N | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 2. | Advisory approval of our executive compensation. | For | For | With Management | |||
| RK2404400N | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 3. | Advisory approval of the frequency of holding an advisory vote on our executive compensation. | 1 Year | 1 Year | With Management | |||
| RK2404400N | NVIDIA CORPORATION | 67066G104 | NVDA | 22-Jun-2023 | Management | 4. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2024. | For | For | With Management | |||
| RK2404400N | UNITED THERAPEUTICS CORPORATION | 91307C102 | UTHR | 26-Jun-2023 | Management | 1a. | Election of Director: Christopher Causey | For | |||||
| RK2404400N | UNITED THERAPEUTICS CORPORATION | 91307C102 | UTHR | 26-Jun-2023 | Management | 1b. | Election of Director: Raymond Dwek | For | |||||
| RK2404400N | UNITED THERAPEUTICS CORPORATION | 91307C102 | UTHR | 26-Jun-2023 | Management | 1c. | Election of Director: Richard Giltner | For | |||||
| RK2404400N | UNITED THERAPEUTICS CORPORATION | 91307C102 | UTHR | 26-Jun-2023 | Management | 1d. | Election of Director: Katherine Klein | For | |||||
| RK2404400N | UNITED THERAPEUTICS CORPORATION | 91307C102 | UTHR | 26-Jun-2023 | Management | 1e. | Election of Director: Ray Kurzweil | For | |||||
| RK2404400N | UNITED THERAPEUTICS CORPORATION | 91307C102 | UTHR | 26-Jun-2023 | Management | 1f. | Election of Director: Linda Maxwell | For | |||||
| RK2404400N | UNITED THERAPEUTICS CORPORATION | 91307C102 | UTHR | 26-Jun-2023 | Management | 1g. | Election of Director: Nilda Mesa | For | |||||
| RK2404400N | UNITED THERAPEUTICS CORPORATION | 91307C102 | UTHR | 26-Jun-2023 | Management | 1h. | Election of Director: Judy Olian | For | |||||
| RK2404400N | UNITED THERAPEUTICS CORPORATION | 91307C102 | UTHR | 26-Jun-2023 | Management | 1i. | Election of Director: Christopher Patusky | For | |||||
| RK2404400N | UNITED THERAPEUTICS CORPORATION | 91307C102 | UTHR | 26-Jun-2023 | Management | 1j. | Election of Director: Martine Rothblatt | For | |||||
| RK2404400N | UNITED THERAPEUTICS CORPORATION | 91307C102 | UTHR | 26-Jun-2023 | Management | 1k. | Election of Director: Louis Sullivan | For | |||||
| RK2404400N | UNITED THERAPEUTICS CORPORATION | 91307C102 | UTHR | 26-Jun-2023 | Management | 1l. | Election of Director: Tommy Thompson | For | |||||
| RK2404400N | UNITED THERAPEUTICS CORPORATION | 91307C102 | UTHR | 26-Jun-2023 | Management | 2. | Advisory resolution to approve executive compensation. | For | |||||
| RK2404400N | UNITED THERAPEUTICS CORPORATION | 91307C102 | UTHR | 26-Jun-2023 | Management | 3. | Advisory vote on the frequency of future advisory votes on executive compensation. | 1 Year | |||||
| RK2404400N | UNITED THERAPEUTICS CORPORATION | 91307C102 | UTHR | 26-Jun-2023 | Management | 4. | Approval of the amendment and restatement of the United Therapeutics Corporation Amended and Restated 2015 Stock Incentive Plan. | For | |||||
| RK2404400N | UNITED THERAPEUTICS CORPORATION | 91307C102 | UTHR | 26-Jun-2023 | Management | 5. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | POLESTAR AUTOMOTIVE HOLDING UK PLC | 731105201 | PSNY | 28-Jun-2023 | Management | O1 | Report and accounts - To receive the Company’s annual report and audited financial statements for the period ended 31 December 2022. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | POLESTAR AUTOMOTIVE HOLDING UK PLC | 731105201 | PSNY | 28-Jun-2023 | Management | O2 | Directors’ remuneration report - To receive and approve the Directors’ Remuneration Report for the period ended 31 December 2022. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | POLESTAR AUTOMOTIVE HOLDING UK PLC | 731105201 | PSNY | 28-Jun-2023 | Management | O3 | Remuneration policy - To receive and approve the Remuneration Policy. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | POLESTAR AUTOMOTIVE HOLDING UK PLC | 731105201 | PSNY | 28-Jun-2023 | Management | O4 | Election of director - To elect Mr Thomas Ingenlath as a Director. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | POLESTAR AUTOMOTIVE HOLDING UK PLC | 731105201 | PSNY | 28-Jun-2023 | Management | O5 | Election of director - To elect Mr Donghui (Daniel) Li as a Director. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | POLESTAR AUTOMOTIVE HOLDING UK PLC | 731105201 | PSNY | 28-Jun-2023 | Management | O6 | Election of director - To elect Mr David Richter as a Director. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | POLESTAR AUTOMOTIVE HOLDING UK PLC | 731105201 | PSNY | 28-Jun-2023 | Management | O7 | Reappointment of auditor - To appoint Deloitte LLP and Deloitte AB (together, the Auditor) as auditor of the Company to hold office from the conclusion of this meeting until the conclusion of the next annual general meeting of the Company at which the Company’s financial statements are laid before the shareholders. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | POLESTAR AUTOMOTIVE HOLDING UK PLC | 731105201 | PSNY | 28-Jun-2023 | Management | O8 | Remuneration of auditor - To authorise the Audit Committee to determine the remuneration of the Auditor. | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | POLESTAR AUTOMOTIVE HOLDING UK PLC | 731105201 | PSNY | 28-Jun-2023 | Management | S9 | Purchase of own shares - That, the Company is hereby generally and unconditionally authorised to make market purchases (within the meaning of section 693(4) of the Companies Act 2006) of Ordinary Class A Shares of 0.01 cents each in the capital of the Company provided that: (i) the maximum number of Ordinary Class A shares hereby authorised to be purchased is 70,156,338; (ii) the minimum price (exclusive of expenses) which may be paid for each Ordinary Class A share is 0.01 cents per share; …(due to space limits, see proxy material for full proposal). | For | |||||
| ADVISORSHARES GERBER KAWASAKI ETF | POLESTAR AUTOMOTIVE HOLDING UK PLC | 731105201 | PSNY | 28-Jun-2023 | Management | S10 | Notice of general meetings - To authorise the calling of general meetings of the Company (not being an annual general meeting) by notice of at least 14 clear days. | For | |||||
| RK2404400N | NATIONAL INSTRUMENTS CORPORATION | 636518102 | NATI | 29-Jun-2023 | Management | 1. | To adopt the Agreement and Plan of Merger, dated as of April 12, 2023, by and among National Instruments Corporation, Emerson Electric Co., and Emersub CXIV (as it may be amended from time to time, the “Merger Agreement”). | For | |||||
| RK2404400N | NATIONAL INSTRUMENTS CORPORATION | 636518102 | NATI | 29-Jun-2023 | Management | 2. | To approve, on an advisory (nonbinding) basis, the compensation that may be paid or become payable to National Instruments Corporation’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | For | |||||
| RK2404400N | NATIONAL INSTRUMENTS CORPORATION | 636518102 | NATI | 29-Jun-2023 | Management | 3. | To approve any adjournment of the special meeting of stockholders of National Instruments Corporation (the “Special Meeting”), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | For | |||||
================================ ADVISORSHARES HOTEL ETF =============================
| Institutional Account Name | Company Name | Ticker | Primary CUSIP | Meeting Date | Proponent | Proposal Number | Proposal Text | Voted | Vote Instruction | Management Recommendation |
| AdvisorShares Hotel ETF | VICI Properties Inc. | VICI | 925652109 | 04/27/2023 | Management | 1a | Elect Director James R. Abrahamson | Yes | For | For |
| AdvisorShares Hotel ETF | VICI Properties Inc. | VICI | 925652109 | 04/27/2023 | Management | 1b | Elect Director Diana F. Cantor | Yes | For | For |
| AdvisorShares Hotel ETF | VICI Properties Inc. | VICI | 925652109 | 04/27/2023 | Management | 1c | Elect Director Monica H. Douglas | Yes | For | For |
| AdvisorShares Hotel ETF | VICI Properties Inc. | VICI | 925652109 | 04/27/2023 | Management | 1d | Elect Director Elizabeth I. Holland | Yes | For | For |
| AdvisorShares Hotel ETF | VICI Properties Inc. | VICI | 925652109 | 04/27/2023 | Management | 1e | Elect Director Craig Macnab | Yes | For | For |
| AdvisorShares Hotel ETF | VICI Properties Inc. | VICI | 925652109 | 04/27/2023 | Management | 1f | Elect Director Edward B. Pitoniak | Yes | For | For |
| AdvisorShares Hotel ETF | VICI Properties Inc. | VICI | 925652109 | 04/27/2023 | Management | 1g | Elect Director Michael D. Rumbolz | Yes | For | For |
| AdvisorShares Hotel ETF | VICI Properties Inc. | VICI | 925652109 | 04/27/2023 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | VICI Properties Inc. | VICI | 925652109 | 04/27/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Grand Vacations Inc. | HGV | 43283X105 | 05/03/2023 | Management | 1.1 | Elect Director Mark D. Wang | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Grand Vacations Inc. | HGV | 43283X105 | 05/03/2023 | Management | 1.2 | Elect Director Leonard A. Potter | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Grand Vacations Inc. | HGV | 43283X105 | 05/03/2023 | Management | 1.3 | Elect Director Brenda J. Bacon | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Grand Vacations Inc. | HGV | 43283X105 | 05/03/2023 | Management | 1.4 | Elect Director David W. Johnson | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Grand Vacations Inc. | HGV | 43283X105 | 05/03/2023 | Management | 1.5 | Elect Director Mark H. Lazarus | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Grand Vacations Inc. | HGV | 43283X105 | 05/03/2023 | Management | 1.6 | Elect Director Pamela H. Patsley | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Grand Vacations Inc. | HGV | 43283X105 | 05/03/2023 | Management | 1.7 | Elect Director David Sambur | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Grand Vacations Inc. | HGV | 43283X105 | 05/03/2023 | Management | 1.8 | Elect Director Alex van Hoek | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Grand Vacations Inc. | HGV | 43283X105 | 05/03/2023 | Management | 1.9 | Elect Director Paul W. Whetsell | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Grand Vacations Inc. | HGV | 43283X105 | 05/03/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Grand Vacations Inc. | HGV | 43283X105 | 05/03/2023 | Management | 3 | Approve Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Grand Vacations Inc. | HGV | 43283X105 | 05/03/2023 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Grand Vacations Inc. | HGV | 43283X105 | 05/03/2023 | Management | 5 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Hotel ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.1 | Elect Director John R. Bailey | Yes | For | For |
| AdvisorShares Hotel ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.2 | Elect Director William R. Boyd | Yes | For | For |
| AdvisorShares Hotel ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.3 | Elect Director Marianne Boyd Johnson | Yes | For | For |
| AdvisorShares Hotel ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.4 | Elect Director Keith E. Smith | Yes | For | For |
| AdvisorShares Hotel ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.5 | Elect Director Christine J. Spadafor | Yes | For | For |
| AdvisorShares Hotel ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.6 | Elect Director A. Randall Thoman | Yes | For | For |
| AdvisorShares Hotel ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.7 | Elect Director Peter M. Thomas | Yes | For | For |
| AdvisorShares Hotel ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.8 | Elect Director Paul W. Whetsell | Yes | For | For |
| AdvisorShares Hotel ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Hotel ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | Three Years |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 1 | Accept Financial Statements and Statutory Reports | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 2 | Approve Remuneration Policy | Yes | Against | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 3 | Approve Remuneration Report | Yes | Against | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 4 | Approve Final Dividend | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 5a | Elect Michael Glover as Director | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 5b | Elect Byron Grote as Director | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 5c | Elect Deanna Oppenheimer as Director | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 5d | Re-elect Graham Allan as Director | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 5e | Re-elect Keith Barr as Director | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 5f | Re-elect Daniela Barone Soares as Director | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 5g | Re-elect Arthur de Haast as Director | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 5h | Re-elect Duriya Farooqui as Director | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 5i | Re-elect Jo Harlow as Director | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 5j | Re-elect Elie Maalouf as Director | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 5k | Re-elect Sharon Rothstein as Director | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 6 | Reappoint PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 7 | Authorise the Audit Committee to Fix Remuneration of Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 8 | Authorise UK Political Donations and Expenditure | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 9 | Approve Deferred Award Plan | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 10 | Authorise Issue of Equity | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 11 | Authorise Issue of Equity without Pre-emptive Rights | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 12 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 13 | Authorise Market Purchase of Ordinary Shares | Yes | For | For |
| AdvisorShares Hotel ETF | InterContinental Hotels Group Plc | IHG | G4804L163 | 05/05/2023 | Management | 14 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Yes | For | For |
| AdvisorShares Hotel ETF | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 05/09/2023 | Management | 1a | Elect Director Stephen P. Holmes | Yes | For | For |
| AdvisorShares Hotel ETF | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 05/09/2023 | Management | 1b | Elect Director Geoffrey A. Ballotti | Yes | For | For |
| AdvisorShares Hotel ETF | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 05/09/2023 | Management | 1c | Elect Director Myra J. Biblowit | Yes | For | For |
| AdvisorShares Hotel ETF | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 05/09/2023 | Management | 1d | Elect Director James E. Buckman | Yes | For | For |
| AdvisorShares Hotel ETF | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 05/09/2023 | Management | 1e | Elect Director Bruce B. Churchill | Yes | For | For |
| AdvisorShares Hotel ETF | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 05/09/2023 | Management | 1f | Elect Director Mukul V. Deoras | Yes | For | For |
| AdvisorShares Hotel ETF | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 05/09/2023 | Management | 1g | Elect Director Ronald L. Nelson | Yes | For | For |
| AdvisorShares Hotel ETF | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 05/09/2023 | Management | 1h | Elect Director Pauline D.E. Richards | Yes | For | For |
| AdvisorShares Hotel ETF | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 05/09/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Hotel ETF | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 05/09/2023 | Management | 3 | Amend Certificate of Incorporation To Provide for Exculpation of Certain Officers | Yes | For | For |
| AdvisorShares Hotel ETF | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 05/09/2023 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | Playa Hotels & Resorts N.V. | PLYA | N70544106 | 05/11/2023 | Management | 1a | Elect Director Bruce D. Wardinski | Yes | For | For |
| AdvisorShares Hotel ETF | Playa Hotels & Resorts N.V. | PLYA | N70544106 | 05/11/2023 | Management | 1b | Elect Director Jeanmarie Cooney | Yes | For | For |
| AdvisorShares Hotel ETF | Playa Hotels & Resorts N.V. | PLYA | N70544106 | 05/11/2023 | Management | 1c | Elect Director Hal Stanley Jones | Yes | For | For |
| AdvisorShares Hotel ETF | Playa Hotels & Resorts N.V. | PLYA | N70544106 | 05/11/2023 | Management | 1d | Elect Director Mahmood Khimji | Yes | For | For |
| AdvisorShares Hotel ETF | Playa Hotels & Resorts N.V. | PLYA | N70544106 | 05/11/2023 | Management | 1e | Elect Director Elizabeth Lieberman | Yes | For | For |
| AdvisorShares Hotel ETF | Playa Hotels & Resorts N.V. | PLYA | N70544106 | 05/11/2023 | Management | 1f | Elect Director Maria Miller | Yes | For | For |
| AdvisorShares Hotel ETF | Playa Hotels & Resorts N.V. | PLYA | N70544106 | 05/11/2023 | Management | 1g | Elect Director Leticia Navarro | Yes | For | For |
| AdvisorShares Hotel ETF | Playa Hotels & Resorts N.V. | PLYA | N70544106 | 05/11/2023 | Management | 1h | Elect Director Karl Peterson | Yes | For | For |
| AdvisorShares Hotel ETF | Playa Hotels & Resorts N.V. | PLYA | N70544106 | 05/11/2023 | Management | 2 | Adopt Financial Statements and Statutory Reports | Yes | For | For |
| AdvisorShares Hotel ETF | Playa Hotels & Resorts N.V. | PLYA | N70544106 | 05/11/2023 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | Playa Hotels & Resorts N.V. | PLYA | N70544106 | 05/11/2023 | Management | 4 | Ratify Deloitte Accountants B.V. as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | Playa Hotels & Resorts N.V. | PLYA | N70544106 | 05/11/2023 | Management | 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Hotel ETF | Playa Hotels & Resorts N.V. | PLYA | N70544106 | 05/11/2023 | Management | 6 | Approve Discharge of Directors | Yes | For | For |
| AdvisorShares Hotel ETF | Playa Hotels & Resorts N.V. | PLYA | N70544106 | 05/11/2023 | Management | 7 | Authorization of the Board to Acquire Shares and Depositary Receipts for Shares in the Capital of the Company | Yes | For | For |
| AdvisorShares Hotel ETF | Playa Hotels & Resorts N.V. | PLYA | N70544106 | 05/11/2023 | Management | 8 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | Yes | For | For |
| AdvisorShares Hotel ETF | Playa Hotels & Resorts N.V. | PLYA | N70544106 | 05/11/2023 | Management | 9 | Amend Omnibus Stock Plan | Yes | Against | For |
| AdvisorShares Hotel ETF | Marriott International, Inc. | MAR | 571903202 | 05/12/2023 | Management | 1a | Elect Director Anthony G. Capuano | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott International, Inc. | MAR | 571903202 | 05/12/2023 | Management | 1b | Elect Director Isabella D. Goren | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott International, Inc. | MAR | 571903202 | 05/12/2023 | Management | 1c | Elect Director Deborah Marriott Harrison | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott International, Inc. | MAR | 571903202 | 05/12/2023 | Management | 1d | Elect Director Frederick A. Henderson | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott International, Inc. | MAR | 571903202 | 05/12/2023 | Management | 1e | Elect Director Eric Hippeau | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott International, Inc. | MAR | 571903202 | 05/12/2023 | Management | 1f | Elect Director Lauren R. Hobart | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott International, Inc. | MAR | 571903202 | 05/12/2023 | Management | 1g | Elect Director Debra L. Lee | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott International, Inc. | MAR | 571903202 | 05/12/2023 | Management | 1h | Elect Director Aylwin B. Lewis | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott International, Inc. | MAR | 571903202 | 05/12/2023 | Management | 1i | Elect Director David S. Marriott | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott International, Inc. | MAR | 571903202 | 05/12/2023 | Management | 1j | Elect Director Margaret M. McCarthy | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott International, Inc. | MAR | 571903202 | 05/12/2023 | Management | 1k | Elect Director Grant F. Reid | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott International, Inc. | MAR | 571903202 | 05/12/2023 | Management | 1l | Elect Director Horacio D. Rozanski | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott International, Inc. | MAR | 571903202 | 05/12/2023 | Management | 1m | Elect Director Susan C. Schwab | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott International, Inc. | MAR | 571903202 | 05/12/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott International, Inc. | MAR | 571903202 | 05/12/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott International, Inc. | MAR | 571903202 | 05/12/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Hotel ETF | Marriott International, Inc. | MAR | 571903202 | 05/12/2023 | Management | 5 | Approve Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott International, Inc. | MAR | 571903202 | 05/12/2023 | Shareholder | 6 | Publish a Congruency Report of Partnerships with Globalist Organizations | Yes | Against | Against |
| AdvisorShares Hotel ETF | Marriott International, Inc. | MAR | 571903202 | 05/12/2023 | Shareholder | 7 | Report on Gender/Racial Pay Gap | Yes | For | Against |
| AdvisorShares Hotel ETF | Marriott Vacations Worldwide Corporation | VAC | 57164Y107 | 05/12/2023 | Management | 1.1 | Elect Director Charles Elliott “C.E.” Andrews | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott Vacations Worldwide Corporation | VAC | 57164Y107 | 05/12/2023 | Management | 1.2 | Elect Director William W. McCarten | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott Vacations Worldwide Corporation | VAC | 57164Y107 | 05/12/2023 | Management | 1.3 | Elect Director William J. Shaw | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott Vacations Worldwide Corporation | VAC | 57164Y107 | 05/12/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditor | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott Vacations Worldwide Corporation | VAC | 57164Y107 | 05/12/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Hotel ETF | Marriott Vacations Worldwide Corporation | VAC | 57164Y107 | 05/12/2023 | Management | 4 | Declassify the Board of Directors | Yes | For | For |
| AdvisorShares Hotel ETF | Hyatt Hotels Corporation | H | 448579102 | 05/17/2023 | Management | 1.1 | Elect Director Paul D. Ballew | Yes | For | For |
| AdvisorShares Hotel ETF | Hyatt Hotels Corporation | H | 448579102 | 05/17/2023 | Management | 1.2 | Elect Director Mark S. Hoplamazian | Yes | For | For |
| AdvisorShares Hotel ETF | Hyatt Hotels Corporation | H | 448579102 | 05/17/2023 | Management | 1.3 | Elect Director Cary D. McMillan | Yes | Withhold | For |
| AdvisorShares Hotel ETF | Hyatt Hotels Corporation | H | 448579102 | 05/17/2023 | Management | 1.4 | Elect Director Michael A. Rocca | Yes | For | For |
| AdvisorShares Hotel ETF | Hyatt Hotels Corporation | H | 448579102 | 05/17/2023 | Management | 1.5 | Elect Director Thomas J. Pritzker | Yes | Withhold | For |
| AdvisorShares Hotel ETF | Hyatt Hotels Corporation | H | 448579102 | 05/17/2023 | Management | 1.6 | Elect Director Heidi O’Neill | Yes | For | For |
| AdvisorShares Hotel ETF | Hyatt Hotels Corporation | H | 448579102 | 05/17/2023 | Management | 1.7 | Elect Director Richard C. Tuttle | Yes | Withhold | For |
| AdvisorShares Hotel ETF | Hyatt Hotels Corporation | H | 448579102 | 05/17/2023 | Management | 1.8 | Elect Director James H. Wooten, Jr. | Yes | For | For |
| AdvisorShares Hotel ETF | Hyatt Hotels Corporation | H | 448579102 | 05/17/2023 | Management | 1.9 | Elect Director Susan D. Kronick | Yes | For | For |
| AdvisorShares Hotel ETF | Hyatt Hotels Corporation | H | 448579102 | 05/17/2023 | Management | 1.10 | Elect Director Dion Camp Sanders | Yes | For | For |
| AdvisorShares Hotel ETF | Hyatt Hotels Corporation | H | 448579102 | 05/17/2023 | Management | 1.11 | Elect Director Jason Pritzker | Yes | Withhold | For |
| AdvisorShares Hotel ETF | Hyatt Hotels Corporation | H | 448579102 | 05/17/2023 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | Hyatt Hotels Corporation | H | 448579102 | 05/17/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Hotel ETF | Hyatt Hotels Corporation | H | 448579102 | 05/17/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Hotel ETF | Hyatt Hotels Corporation | H | 448579102 | 05/17/2023 | Management | 5 | Amend Omnibus and Qualified Employee Stock Purchase Plan | Yes | For | For |
| AdvisorShares Hotel ETF | Apple Hospitality REIT, Inc. | APLE | 03784Y200 | 05/18/2023 | Management | 1.1 | Elect Director Glenn W. Bunting | Yes | For | For |
| AdvisorShares Hotel ETF | Apple Hospitality REIT, Inc. | APLE | 03784Y200 | 05/18/2023 | Management | 1.2 | Elect Director Jon A. Fosheim | Yes | For | For |
| AdvisorShares Hotel ETF | Apple Hospitality REIT, Inc. | APLE | 03784Y200 | 05/18/2023 | Management | 1.3 | Elect Director Kristian M. Gathright | Yes | For | For |
| AdvisorShares Hotel ETF | Apple Hospitality REIT, Inc. | APLE | 03784Y200 | 05/18/2023 | Management | 1.4 | Elect Director Carolyn B. Handlon | Yes | For | For |
| AdvisorShares Hotel ETF | Apple Hospitality REIT, Inc. | APLE | 03784Y200 | 05/18/2023 | Management | 1.5 | Elect Director Glade M. Knight | Yes | For | For |
| AdvisorShares Hotel ETF | Apple Hospitality REIT, Inc. | APLE | 03784Y200 | 05/18/2023 | Management | 1.6 | Elect Director Justin G. Knight | Yes | For | For |
| AdvisorShares Hotel ETF | Apple Hospitality REIT, Inc. | APLE | 03784Y200 | 05/18/2023 | Management | 1.7 | Elect Director Blythe J. McGarvie | Yes | For | For |
| AdvisorShares Hotel ETF | Apple Hospitality REIT, Inc. | APLE | 03784Y200 | 05/18/2023 | Management | 1.8 | Elect Director L. Hugh Redd | Yes | For | For |
| AdvisorShares Hotel ETF | Apple Hospitality REIT, Inc. | APLE | 03784Y200 | 05/18/2023 | Management | 1.9 | Elect Director Howard E. Woolley | Yes | For | For |
| AdvisorShares Hotel ETF | Apple Hospitality REIT, Inc. | APLE | 03784Y200 | 05/18/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | Apple Hospitality REIT, Inc. | APLE | 03784Y200 | 05/18/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Hotel ETF | Apple Hospitality REIT, Inc. | APLE | 03784Y200 | 05/18/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Hotel ETF | Chatham Lodging Trust | CLDT | 16208T102 | 05/18/2023 | Management | 1.1 | Elect Director Edwin B. Brewer | Yes | For | For |
| AdvisorShares Hotel ETF | Chatham Lodging Trust | CLDT | 16208T102 | 05/18/2023 | Management | 1.2 | Elect Director Jeffrey H. Fisher | Yes | For | For |
| AdvisorShares Hotel ETF | Chatham Lodging Trust | CLDT | 16208T102 | 05/18/2023 | Management | 1.3 | Elect Director David Grissen | Yes | For | For |
| AdvisorShares Hotel ETF | Chatham Lodging Trust | CLDT | 16208T102 | 05/18/2023 | Management | 1.4 | Elect Director Mary Beth Higgins | Yes | For | For |
| AdvisorShares Hotel ETF | Chatham Lodging Trust | CLDT | 16208T102 | 05/18/2023 | Management | 1.5 | Elect Director Robert Perlmutter | Yes | For | For |
| AdvisorShares Hotel ETF | Chatham Lodging Trust | CLDT | 16208T102 | 05/18/2023 | Management | 1.6 | Elect Director Rolf E. Ruhfus | Yes | For | For |
| AdvisorShares Hotel ETF | Chatham Lodging Trust | CLDT | 16208T102 | 05/18/2023 | Management | 1.7 | Elect Director Ethel Isaacs Williams | Yes | For | For |
| AdvisorShares Hotel ETF | Chatham Lodging Trust | CLDT | 16208T102 | 05/18/2023 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | Chatham Lodging Trust | CLDT | 16208T102 | 05/18/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Hotel ETF | Chatham Lodging Trust | CLDT | 16208T102 | 05/18/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Hotel ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.1 | Elect Director Brian B. Bainum | Yes | For | For |
| AdvisorShares Hotel ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.2 | Elect Director Stewart W. Bainum, Jr. | Yes | For | For |
| AdvisorShares Hotel ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.3 | Elect Director William L. Jews | Yes | For | For |
| AdvisorShares Hotel ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.4 | Elect Director Monte J.M. Koch | Yes | For | For |
| AdvisorShares Hotel ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.5 | Elect Director Liza K. Landsman | Yes | For | For |
| AdvisorShares Hotel ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.6 | Elect Director Patrick S. Pacious | Yes | For | For |
| AdvisorShares Hotel ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.7 | Elect Director Ervin R. Shames | Yes | For | For |
| AdvisorShares Hotel ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.8 | Elect Director Gordon A. Smith | Yes | For | For |
| AdvisorShares Hotel ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.9 | Elect Director Maureen D. Sullivan | Yes | For | For |
| AdvisorShares Hotel ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.10 | Elect Director John P. Tague | Yes | For | For |
| AdvisorShares Hotel ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.11 | Elect Director Donna F. Vieira | Yes | For | For |
| AdvisorShares Hotel ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 2 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Hotel ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | Against | For |
| AdvisorShares Hotel ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 4 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 05/18/2023 | Management | 1a | Elect Director Christopher J. Nassetta | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 05/18/2023 | Management | 1b | Elect Director Jonathan D. Gray | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 05/18/2023 | Management | 1c | Elect Director Charlene T. Begley | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 05/18/2023 | Management | 1d | Elect Director Chris Carr | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 05/18/2023 | Management | 1e | Elect Director Melanie L. Healey | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 05/18/2023 | Management | 1f | Elect Director Raymond E. Mabus, Jr. | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 05/18/2023 | Management | 1g | Elect Director Judith A. McHale | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 05/18/2023 | Management | 1h | Elect Director Elizabeth A. Smith | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 05/18/2023 | Management | 1i | Elect Director Douglas M. Steenland | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 05/18/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 05/18/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Hotel ETF | Host Hotels & Resorts, Inc. | HST | 44107P104 | 05/18/2023 | Management | 1.1 | Elect Director Mary L. Baglivo | Yes | For | For |
| AdvisorShares Hotel ETF | Host Hotels & Resorts, Inc. | HST | 44107P104 | 05/18/2023 | Management | 1.2 | Elect Director Herman E. Bulls | Yes | For | For |
| AdvisorShares Hotel ETF | Host Hotels & Resorts, Inc. | HST | 44107P104 | 05/18/2023 | Management | 1.3 | Elect Director Diana M. Laing | Yes | For | For |
| AdvisorShares Hotel ETF | Host Hotels & Resorts, Inc. | HST | 44107P104 | 05/18/2023 | Management | 1.4 | Elect Director Richard E. Marriott | Yes | For | For |
| AdvisorShares Hotel ETF | Host Hotels & Resorts, Inc. | HST | 44107P104 | 05/18/2023 | Management | 1.5 | Elect Director Mary Hogan Preusse | Yes | For | For |
| AdvisorShares Hotel ETF | Host Hotels & Resorts, Inc. | HST | 44107P104 | 05/18/2023 | Management | 1.6 | Elect Director Walter C. Rakowich | Yes | For | For |
| AdvisorShares Hotel ETF | Host Hotels & Resorts, Inc. | HST | 44107P104 | 05/18/2023 | Management | 1.7 | Elect Director James F. Risoleo | Yes | For | For |
| AdvisorShares Hotel ETF | Host Hotels & Resorts, Inc. | HST | 44107P104 | 05/18/2023 | Management | 1.8 | Elect Director Gordon H. Smith | Yes | For | For |
| AdvisorShares Hotel ETF | Host Hotels & Resorts, Inc. | HST | 44107P104 | 05/18/2023 | Management | 1.9 | Elect Director A. William Stein | Yes | For | For |
| AdvisorShares Hotel ETF | Host Hotels & Resorts, Inc. | HST | 44107P104 | 05/18/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | Host Hotels & Resorts, Inc. | HST | 44107P104 | 05/18/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Hotel ETF | Host Hotels & Resorts, Inc. | HST | 44107P104 | 05/18/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Hotel ETF | Target Hospitality Corp. | TH | 87615L107 | 05/18/2023 | Management | 1.1 | Elect Director Martin L. Jimmerson | Yes | For | For |
| AdvisorShares Hotel ETF | Target Hospitality Corp. | TH | 87615L107 | 05/18/2023 | Management | 1.2 | Elect Director Pamela H. Patenaude | Yes | Withhold | For |
| AdvisorShares Hotel ETF | Target Hospitality Corp. | TH | 87615L107 | 05/18/2023 | Management | 1.3 | Elect Director Jeff Sagansky | Yes | For | For |
| AdvisorShares Hotel ETF | Target Hospitality Corp. | TH | 87615L107 | 05/18/2023 | Management | 1.4 | Elect Director James B. Archer | Yes | For | For |
| AdvisorShares Hotel ETF | Target Hospitality Corp. | TH | 87615L107 | 05/18/2023 | Management | 1.5 | Elect Director Joy Berry | Yes | For | For |
| AdvisorShares Hotel ETF | Target Hospitality Corp. | TH | 87615L107 | 05/18/2023 | Management | 1.6 | Elect Director Barbara J. Faulkenberry | Yes | For | For |
| AdvisorShares Hotel ETF | Target Hospitality Corp. | TH | 87615L107 | 05/18/2023 | Management | 1.7 | Elect Director Linda Medler | Yes | For | For |
| AdvisorShares Hotel ETF | Target Hospitality Corp. | TH | 87615L107 | 05/18/2023 | Management | 1.8 | Elect Director Stephen Robertson | Yes | For | For |
| AdvisorShares Hotel ETF | Target Hospitality Corp. | TH | 87615L107 | 05/18/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | Monarch Casino & Resort, Inc. | MCRI | 609027107 | 05/22/2023 | Management | 1a | Elect Director Bob Farahi | Yes | Against | For |
| AdvisorShares Hotel ETF | Monarch Casino & Resort, Inc. | MCRI | 609027107 | 05/22/2023 | Management | 1b | Elect Director Yvette E. Landau | Yes | For | For |
| AdvisorShares Hotel ETF | Monarch Casino & Resort, Inc. | MCRI | 609027107 | 05/22/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Hotel ETF | Monarch Casino & Resort, Inc. | MCRI | 609027107 | 05/22/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | Three Years |
| AdvisorShares Hotel ETF | Expedia Group, Inc. | EXPE | 30212P303 | 05/31/2023 | Management | 1a | Elect Director Samuel Altman | Yes | For | For |
| AdvisorShares Hotel ETF | Expedia Group, Inc. | EXPE | 30212P303 | 05/31/2023 | Management | 1b | Elect Director Beverly Anderson | Yes | Withhold | For |
| AdvisorShares Hotel ETF | Expedia Group, Inc. | EXPE | 30212P303 | 05/31/2023 | Management | 1c | Elect Director M. Moina Banerjee | Yes | For | For |
| AdvisorShares Hotel ETF | Expedia Group, Inc. | EXPE | 30212P303 | 05/31/2023 | Management | 1d | Elect Director Chelsea Clinton | Yes | Withhold | For |
| AdvisorShares Hotel ETF | Expedia Group, Inc. | EXPE | 30212P303 | 05/31/2023 | Management | 1e | Elect Director Barry Diller | Yes | Withhold | For |
| AdvisorShares Hotel ETF | Expedia Group, Inc. | EXPE | 30212P303 | 05/31/2023 | Management | 1f | Elect Director Henrique Dubugras | Yes | For | For |
| AdvisorShares Hotel ETF | Expedia Group, Inc. | EXPE | 30212P303 | 05/31/2023 | Management | 1g | Elect Director Craig Jacobson | Yes | Withhold | For |
| AdvisorShares Hotel ETF | Expedia Group, Inc. | EXPE | 30212P303 | 05/31/2023 | Management | 1h | Elect Director Peter Kern | Yes | For | For |
| AdvisorShares Hotel ETF | Expedia Group, Inc. | EXPE | 30212P303 | 05/31/2023 | Management | 1i | Elect Director Dara Khosrowshahi | Yes | Withhold | For |
| AdvisorShares Hotel ETF | Expedia Group, Inc. | EXPE | 30212P303 | 05/31/2023 | Management | 1j | Elect Director Patricia Menendez Cambo | Yes | For | For |
| AdvisorShares Hotel ETF | Expedia Group, Inc. | EXPE | 30212P303 | 05/31/2023 | Management | 1k | Elect Director Alex von Furstenberg | Yes | For | For |
| AdvisorShares Hotel ETF | Expedia Group, Inc. | EXPE | 30212P303 | 05/31/2023 | Management | 1l | Elect Director Julie Whalen | Yes | For | For |
| AdvisorShares Hotel ETF | Expedia Group, Inc. | EXPE | 30212P303 | 05/31/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | Against | For |
| AdvisorShares Hotel ETF | Expedia Group, Inc. | EXPE | 30212P303 | 05/31/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Hotel ETF | Expedia Group, Inc. | EXPE | 30212P303 | 05/31/2023 | Management | 4 | Amend Omnibus Stock Plan | Yes | Against | For |
| AdvisorShares Hotel ETF | Expedia Group, Inc. | EXPE | 30212P303 | 05/31/2023 | Management | 5 | Amend Qualified Employee Stock Purchase Plan | Yes | For | For |
| AdvisorShares Hotel ETF | Expedia Group, Inc. | EXPE | 30212P303 | 05/31/2023 | Management | 6 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | Airbnb, Inc. | ABNB | 009066101 | 06/01/2023 | Management | 1.1 | Elect Director Nathan Blecharczyk | Yes | Withhold | For |
| AdvisorShares Hotel ETF | Airbnb, Inc. | ABNB | 009066101 | 06/01/2023 | Management | 1.2 | Elect Director Alfred Lin | Yes | Withhold | For |
| AdvisorShares Hotel ETF | Airbnb, Inc. | ABNB | 009066101 | 06/01/2023 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | Airbnb, Inc. | ABNB | 009066101 | 06/01/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Hotel ETF | Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2023 | Management | 1.1 | Elect Director Glenn D. Fogel | Yes | For | For |
| AdvisorShares Hotel ETF | Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2023 | Management | 1.2 | Elect Director Mirian M. Graddick-Weir | Yes | For | For |
| AdvisorShares Hotel ETF | Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2023 | Management | 1.3 | Elect Director Wei Hopeman | Yes | For | For |
| AdvisorShares Hotel ETF | Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2023 | Management | 1.4 | Elect Director Robert J. Mylod, Jr. | Yes | For | For |
| AdvisorShares Hotel ETF | Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2023 | Management | 1.5 | Elect Director Charles H. Noski | Yes | For | For |
| AdvisorShares Hotel ETF | Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2023 | Management | 1.6 | Elect Director Larry Quinlan | Yes | For | For |
| AdvisorShares Hotel ETF | Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2023 | Management | 1.7 | Elect Director Nicholas J. Read | Yes | For | For |
| AdvisorShares Hotel ETF | Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2023 | Management | 1.8 | Elect Director Thomas E. Rothman | Yes | For | For |
| AdvisorShares Hotel ETF | Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2023 | Management | 1.9 | Elect Director Sumit Singh | Yes | For | For |
| AdvisorShares Hotel ETF | Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2023 | Management | 1.10 | Elect Director Lynn Vojvodich Radakovich | Yes | For | For |
| AdvisorShares Hotel ETF | Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2023 | Management | 1.11 | Elect Director Vanessa A. Wittman | Yes | For | For |
| AdvisorShares Hotel ETF | Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Hotel ETF | Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2023 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Hotel ETF | Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2023 | Shareholder | 5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Yes | Against | Against |
| AdvisorShares Hotel ETF | Red Rock Resorts, Inc. | RRR | 75700L108 | 06/08/2023 | Management | 1.1 | Elect Director Frank J. Fertitta, III | Yes | Withhold | For |
| AdvisorShares Hotel ETF | Red Rock Resorts, Inc. | RRR | 75700L108 | 06/08/2023 | Management | 1.2 | Elect Director Lorenzo J. Fertitta | Yes | Withhold | For |
| AdvisorShares Hotel ETF | Red Rock Resorts, Inc. | RRR | 75700L108 | 06/08/2023 | Management | 1.3 | Elect Director Robert A. Cashell, Jr. | Yes | Withhold | For |
| AdvisorShares Hotel ETF | Red Rock Resorts, Inc. | RRR | 75700L108 | 06/08/2023 | Management | 1.4 | Elect Director Robert E. Lewis | Yes | Withhold | For |
| AdvisorShares Hotel ETF | Red Rock Resorts, Inc. | RRR | 75700L108 | 06/08/2023 | Management | 1.5 | Elect Director James E. Nave | Yes | Withhold | For |
| AdvisorShares Hotel ETF | Red Rock Resorts, Inc. | RRR | 75700L108 | 06/08/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | Against | For |
| AdvisorShares Hotel ETF | Red Rock Resorts, Inc. | RRR | 75700L108 | 06/08/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Hotel ETF | Red Rock Resorts, Inc. | RRR | 75700L108 | 06/08/2023 | Management | 4 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | Red Rock Resorts, Inc. | RRR | 75700L108 | 06/08/2023 | Management | 5 | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | Yes | Against | For |
| AdvisorShares Hotel ETF | Red Rock Resorts, Inc. | RRR | 75700L108 | 06/08/2023 | Shareholder | 6 | Report on Board Diversity | Yes | For | Against |
| AdvisorShares Hotel ETF | Service Properties Trust | SVC | 81761L102 | 06/12/2023 | Management | 1.1 | Elect Director Laurie B. Burns | Yes | For | For |
| AdvisorShares Hotel ETF | Service Properties Trust | SVC | 81761L102 | 06/12/2023 | Management | 1.2 | Elect Director Robert E. Cramer | Yes | Against | For |
| AdvisorShares Hotel ETF | Service Properties Trust | SVC | 81761L102 | 06/12/2023 | Management | 1.3 | Elect Director Donna D. Fraiche | Yes | Against | For |
| AdvisorShares Hotel ETF | Service Properties Trust | SVC | 81761L102 | 06/12/2023 | Management | 1.4 | Elect Director John L. Harrington | Yes | For | For |
| AdvisorShares Hotel ETF | Service Properties Trust | SVC | 81761L102 | 06/12/2023 | Management | 1.5 | Elect Director William A. Lamkin | Yes | For | For |
| AdvisorShares Hotel ETF | Service Properties Trust | SVC | 81761L102 | 06/12/2023 | Management | 1.6 | Elect Director John G. Murray | Yes | For | For |
| AdvisorShares Hotel ETF | Service Properties Trust | SVC | 81761L102 | 06/12/2023 | Management | 1.7 | Elect Director Adam D. Portnoy | Yes | Against | For |
| AdvisorShares Hotel ETF | Service Properties Trust | SVC | 81761L102 | 06/12/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Hotel ETF | Service Properties Trust | SVC | 81761L102 | 06/12/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Hotel ETF | Service Properties Trust | SVC | 81761L102 | 06/12/2023 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 1.1 | Elect Director Peter M. Carlino | Yes | For | For |
| AdvisorShares Hotel ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 1.2 | Elect Director JoAnne A. Epps | Yes | For | For |
| AdvisorShares Hotel ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 1.3 | Elect Director Carol ‘Lili’ Lynton | Yes | For | For |
| AdvisorShares Hotel ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 1.4 | Elect Director Joseph W. Marshall, III | Yes | For | For |
| AdvisorShares Hotel ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 1.5 | Elect Director James B. Perry | Yes | For | For |
| AdvisorShares Hotel ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 1.6 | Elect Director Barry F. Schwartz | Yes | For | For |
| AdvisorShares Hotel ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 1.7 | Elect Director Earl C. Shanks | Yes | For | For |
| AdvisorShares Hotel ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 1.8 | Elect Director E. Scott Urdang | Yes | For | For |
| AdvisorShares Hotel ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Hotel ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Hotel ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
======================== ADVISORSHARES INSIDER ADVANTAGE ETF ========================
| Institutional Account Name | Company Name | Ticker | Primary CUSIP | Meeting Date | Proponent | Proposal Number | Proposal Text | Voted | Vote Instruction | Management Recommendation |
| AdvisorShares Insider Advantage ETF | Tapestry, Inc. | TPR | 876030107 | 11/15/2022 | Management | 1a | Elect Director John P. Bilbrey | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Tapestry, Inc. | TPR | 876030107 | 11/15/2022 | Management | 1b | Elect Director Darrell Cavens | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Tapestry, Inc. | TPR | 876030107 | 11/15/2022 | Management | 1c | Elect Director Joanne Crevoiserat | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Tapestry, Inc. | TPR | 876030107 | 11/15/2022 | Management | 1d | Elect Director David Denton | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Tapestry, Inc. | TPR | 876030107 | 11/15/2022 | Management | 1e | Elect Director Johanna (Hanneke) Faber | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Tapestry, Inc. | TPR | 876030107 | 11/15/2022 | Management | 1f | Elect Director Anne Gates | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Tapestry, Inc. | TPR | 876030107 | 11/15/2022 | Management | 1g | Elect Director Thomas Greco | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Tapestry, Inc. | TPR | 876030107 | 11/15/2022 | Management | 1h | Elect Director Pamela Lifford | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Tapestry, Inc. | TPR | 876030107 | 11/15/2022 | Management | 1i | Elect Director Annabelle Yu Long | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Tapestry, Inc. | TPR | 876030107 | 11/15/2022 | Management | 1j | Elect Director Ivan Menezes | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Tapestry, Inc. | TPR | 876030107 | 11/15/2022 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Tapestry, Inc. | TPR | 876030107 | 11/15/2022 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Ubiquiti Inc. | UI | 90353W103 | 12/08/2022 | Management | 1a | Elect Director Ronald A. Sege | Yes | Withhold | For |
| AdvisorShares Insider Advantage ETF | Ubiquiti Inc. | UI | 90353W103 | 12/08/2022 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Ubiquiti Inc. | UI | 90353W103 | 12/08/2022 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Micron Technology, Inc. | MU | 595112103 | 01/12/2023 | Management | 1a | Elect Director Richard M. Beyer | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Micron Technology, Inc. | MU | 595112103 | 01/12/2023 | Management | 1b | Elect Director Lynn A. Dugle | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Micron Technology, Inc. | MU | 595112103 | 01/12/2023 | Management | 1c | Elect Director Steven J. Gomo | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Micron Technology, Inc. | MU | 595112103 | 01/12/2023 | Management | 1d | Elect Director Linnie M. Haynesworth | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Micron Technology, Inc. | MU | 595112103 | 01/12/2023 | Management | 1e | Elect Director Mary Pat McCarthy | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Micron Technology, Inc. | MU | 595112103 | 01/12/2023 | Management | 1f | Elect Director Sanjay Mehrotra | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Micron Technology, Inc. | MU | 595112103 | 01/12/2023 | Management | 1g | Elect Director Robert E. Switz | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Micron Technology, Inc. | MU | 595112103 | 01/12/2023 | Management | 1h | Elect Director MaryAnn Wright | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Micron Technology, Inc. | MU | 595112103 | 01/12/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Micron Technology, Inc. | MU | 595112103 | 01/12/2023 | Management | 3 | Amend Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Micron Technology, Inc. | MU | 595112103 | 01/12/2023 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Acuity Brands, Inc. | AYI | 00508Y102 | 01/25/2023 | Management | 1a | Elect Director Neil M. Ashe | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Acuity Brands, Inc. | AYI | 00508Y102 | 01/25/2023 | Management | 1b | Elect Director Marcia J. Avedon | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Acuity Brands, Inc. | AYI | 00508Y102 | 01/25/2023 | Management | 1c | Elect Director W. Patrick Battle | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Acuity Brands, Inc. | AYI | 00508Y102 | 01/25/2023 | Management | 1d | Elect Director Michael J. Bender | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Acuity Brands, Inc. | AYI | 00508Y102 | 01/25/2023 | Management | 1e | Elect Director G. Douglas Dillard, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Acuity Brands, Inc. | AYI | 00508Y102 | 01/25/2023 | Management | 1f | Elect Director James H. Hance, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Acuity Brands, Inc. | AYI | 00508Y102 | 01/25/2023 | Management | 1g | Elect Director Maya Leibman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Acuity Brands, Inc. | AYI | 00508Y102 | 01/25/2023 | Management | 1h | Elect Director Laura G. O’Shaughnessy | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Acuity Brands, Inc. | AYI | 00508Y102 | 01/25/2023 | Management | 1i | Elect Director Mark J. Sachleben | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Acuity Brands, Inc. | AYI | 00508Y102 | 01/25/2023 | Management | 1j | Elect Director Mary A. Winston | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Acuity Brands, Inc. | AYI | 00508Y102 | 01/25/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Acuity Brands, Inc. | AYI | 00508Y102 | 01/25/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Accenture Plc | ACN | G1151C101 | 02/01/2023 | Management | 1a | Elect Director Jaime Ardila | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Accenture Plc | ACN | G1151C101 | 02/01/2023 | Management | 1b | Elect Director Nancy McKinstry | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Accenture Plc | ACN | G1151C101 | 02/01/2023 | Management | 1c | Elect Director Beth E. Mooney | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Accenture Plc | ACN | G1151C101 | 02/01/2023 | Management | 1d | Elect Director Gilles C. Pelisson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Accenture Plc | ACN | G1151C101 | 02/01/2023 | Management | 1e | Elect Director Paula A. Price | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Accenture Plc | ACN | G1151C101 | 02/01/2023 | Management | 1f | Elect Director Venkata (Murthy) Renduchintala | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Accenture Plc | ACN | G1151C101 | 02/01/2023 | Management | 1g | Elect Director Arun Sarin | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Accenture Plc | ACN | G1151C101 | 02/01/2023 | Management | 1h | Elect Director Julie Sweet | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Accenture Plc | ACN | G1151C101 | 02/01/2023 | Management | 1i | Elect Director Tracey T. Travis | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Accenture Plc | ACN | G1151C101 | 02/01/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Accenture Plc | ACN | G1151C101 | 02/01/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Accenture Plc | ACN | G1151C101 | 02/01/2023 | Management | 4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Accenture Plc | ACN | G1151C101 | 02/01/2023 | Management | 5 | Renew the Board’s Authority to Issue Shares Under Irish Law | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Accenture Plc | ACN | G1151C101 | 02/01/2023 | Management | 6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Accenture Plc | ACN | G1151C101 | 02/01/2023 | Management | 7 | Determine Price Range for Reissuance of Treasury Shares | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Dolby Laboratories, Inc. | DLB | 25659T107 | 02/07/2023 | Management | 1.1 | Elect Director Kevin Yeaman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Dolby Laboratories, Inc. | DLB | 25659T107 | 02/07/2023 | Management | 1.2 | Elect Director Peter Gotcher | Yes | Withhold | For |
| AdvisorShares Insider Advantage ETF | Dolby Laboratories, Inc. | DLB | 25659T107 | 02/07/2023 | Management | 1.3 | Elect Director Micheline Chau | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Dolby Laboratories, Inc. | DLB | 25659T107 | 02/07/2023 | Management | 1.4 | Elect Director David Dolby | Yes | Withhold | For |
| AdvisorShares Insider Advantage ETF | Dolby Laboratories, Inc. | DLB | 25659T107 | 02/07/2023 | Management | 1.5 | Elect Director Tony Prophet | Yes | Withhold | For |
| AdvisorShares Insider Advantage ETF | Dolby Laboratories, Inc. | DLB | 25659T107 | 02/07/2023 | Management | 1.6 | Elect Director Emily Rollins | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Dolby Laboratories, Inc. | DLB | 25659T107 | 02/07/2023 | Management | 1.7 | Elect Director Simon Segars | Yes | Withhold | For |
| AdvisorShares Insider Advantage ETF | Dolby Laboratories, Inc. | DLB | 25659T107 | 02/07/2023 | Management | 1.8 | Elect Director Anjali Sud | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Dolby Laboratories, Inc. | DLB | 25659T107 | 02/07/2023 | Management | 1.9 | Elect Director Avadis Tevanian, Jr. | Yes | Withhold | For |
| AdvisorShares Insider Advantage ETF | Dolby Laboratories, Inc. | DLB | 25659T107 | 02/07/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Dolby Laboratories, Inc. | DLB | 25659T107 | 02/07/2023 | Management | 3 | Amend Omnibus Stock Plan | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | Dolby Laboratories, Inc. | DLB | 25659T107 | 02/07/2023 | Management | 4 | Amend Qualified Employee Stock Purchase Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Dolby Laboratories, Inc. | DLB | 25659T107 | 02/07/2023 | Management | 5 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | KULICKE AND SOFFA INDUSTRIES, INC. | KLIC | 501242101 | 03/02/2023 | Management | 1.1 | Elect Director Fusen E. Chen | Yes | For | For |
| AdvisorShares Insider Advantage ETF | KULICKE AND SOFFA INDUSTRIES, INC. | KLIC | 501242101 | 03/02/2023 | Management | 1.2 | Elect Director Gregory F. Milzcik | Yes | For | For |
| AdvisorShares Insider Advantage ETF | KULICKE AND SOFFA INDUSTRIES, INC. | KLIC | 501242101 | 03/02/2023 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | KULICKE AND SOFFA INDUSTRIES, INC. | KLIC | 501242101 | 03/02/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | KULICKE AND SOFFA INDUSTRIES, INC. | KLIC | 501242101 | 03/02/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Applied Materials, Inc. | AMAT | 038222105 | 03/09/2023 | Management | 1a | Elect Director Rani Borkar | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Applied Materials, Inc. | AMAT | 038222105 | 03/09/2023 | Management | 1b | Elect Director Judy Bruner | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Applied Materials, Inc. | AMAT | 038222105 | 03/09/2023 | Management | 1c | Elect Director Xun (Eric) Chen | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Applied Materials, Inc. | AMAT | 038222105 | 03/09/2023 | Management | 1d | Elect Director Aart J. de Geus | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Applied Materials, Inc. | AMAT | 038222105 | 03/09/2023 | Management | 1e | Elect Director Gary E. Dickerson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Applied Materials, Inc. | AMAT | 038222105 | 03/09/2023 | Management | 1f | Elect Director Thomas J. Iannotti | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Applied Materials, Inc. | AMAT | 038222105 | 03/09/2023 | Management | 1g | Elect Director Alexander A. Karsner | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Applied Materials, Inc. | AMAT | 038222105 | 03/09/2023 | Management | 1h | Elect Director Kevin P. March | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Applied Materials, Inc. | AMAT | 038222105 | 03/09/2023 | Management | 1i | Elect Director Yvonne McGill | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Applied Materials, Inc. | AMAT | 038222105 | 03/09/2023 | Management | 1j | Elect Director Scott A. McGregor | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Applied Materials, Inc. | AMAT | 038222105 | 03/09/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Applied Materials, Inc. | AMAT | 038222105 | 03/09/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Applied Materials, Inc. | AMAT | 038222105 | 03/09/2023 | Management | 4 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Applied Materials, Inc. | AMAT | 038222105 | 03/09/2023 | Shareholder | 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Yes | For | Against |
| AdvisorShares Insider Advantage ETF | Applied Materials, Inc. | AMAT | 038222105 | 03/09/2023 | Shareholder | 6 | Improve Executive Compensation Program and Policy | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Jefferies Financial Group Inc. | JEF | 47233W109 | 03/29/2023 | Management | 1a | Elect Director Linda L. Adamany | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Jefferies Financial Group Inc. | JEF | 47233W109 | 03/29/2023 | Management | 1b | Elect Director Barry J. Alperin | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Jefferies Financial Group Inc. | JEF | 47233W109 | 03/29/2023 | Management | 1c | Elect Director Robert D. Beyer | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Jefferies Financial Group Inc. | JEF | 47233W109 | 03/29/2023 | Management | 1d | Elect Director Matrice Ellis Kirk | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Jefferies Financial Group Inc. | JEF | 47233W109 | 03/29/2023 | Management | 1e | Elect Director Brian P. Friedman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Jefferies Financial Group Inc. | JEF | 47233W109 | 03/29/2023 | Management | 1f | Elect Director MaryAnne Gilmartin | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Jefferies Financial Group Inc. | JEF | 47233W109 | 03/29/2023 | Management | 1g | Elect Director Richard B. Handler | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Jefferies Financial Group Inc. | JEF | 47233W109 | 03/29/2023 | Management | 1h | Elect Director Thomas W. Jones | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Jefferies Financial Group Inc. | JEF | 47233W109 | 03/29/2023 | Management | 1i | Elect Director Jacob M. Katz | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Jefferies Financial Group Inc. | JEF | 47233W109 | 03/29/2023 | Management | 1j | Elect Director Michael T. O’Kane | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Jefferies Financial Group Inc. | JEF | 47233W109 | 03/29/2023 | Management | 1k | Elect Director Joseph S. Steinberg | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Jefferies Financial Group Inc. | JEF | 47233W109 | 03/29/2023 | Management | 1l | Elect Director Melissa V. Weiler | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Jefferies Financial Group Inc. | JEF | 47233W109 | 03/29/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | Jefferies Financial Group Inc. | JEF | 47233W109 | 03/29/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Jefferies Financial Group Inc. | JEF | 47233W109 | 03/29/2023 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HCA Healthcare, Inc. | HCA | 40412C101 | 04/19/2023 | Management | 1a | Elect Director Thomas F. Frist, III | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HCA Healthcare, Inc. | HCA | 40412C101 | 04/19/2023 | Management | 1b | Elect Director Samuel N. Hazen | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HCA Healthcare, Inc. | HCA | 40412C101 | 04/19/2023 | Management | 1c | Elect Director Meg G. Crofton | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HCA Healthcare, Inc. | HCA | 40412C101 | 04/19/2023 | Management | 1d | Elect Director Robert J. Dennis | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HCA Healthcare, Inc. | HCA | 40412C101 | 04/19/2023 | Management | 1e | Elect Director Nancy-Ann DeParle | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HCA Healthcare, Inc. | HCA | 40412C101 | 04/19/2023 | Management | 1f | Elect Director William R. Frist | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HCA Healthcare, Inc. | HCA | 40412C101 | 04/19/2023 | Management | 1g | Elect Director Hugh F. Johnston | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HCA Healthcare, Inc. | HCA | 40412C101 | 04/19/2023 | Management | 1h | Elect Director Michael W. Michelson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HCA Healthcare, Inc. | HCA | 40412C101 | 04/19/2023 | Management | 1i | Elect Director Wayne J. Riley | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HCA Healthcare, Inc. | HCA | 40412C101 | 04/19/2023 | Management | 1j | Elect Director Andrea B. Smith | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HCA Healthcare, Inc. | HCA | 40412C101 | 04/19/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HCA Healthcare, Inc. | HCA | 40412C101 | 04/19/2023 | Management | 3 | Approve Nonqualified Employee Stock Purchase Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HCA Healthcare, Inc. | HCA | 40412C101 | 04/19/2023 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HCA Healthcare, Inc. | HCA | 40412C101 | 04/19/2023 | Shareholder | 5 | Report on Political Contributions and Expenditures | Yes | For | Against |
| AdvisorShares Insider Advantage ETF | HCA Healthcare, Inc. | HCA | 40412C101 | 04/19/2023 | Shareholder | 6 | Amend Charter of Patient Safety and Quality of Care Committee | Yes | For | Against |
| AdvisorShares Insider Advantage ETF | KB Home | KBH | 48666K109 | 04/20/2023 | Management | 1.1 | Elect Director Jose M. Barra | Yes | For | For |
| AdvisorShares Insider Advantage ETF | KB Home | KBH | 48666K109 | 04/20/2023 | Management | 1.2 | Elect Director Arthur R. Collins | Yes | For | For |
| AdvisorShares Insider Advantage ETF | KB Home | KBH | 48666K109 | 04/20/2023 | Management | 1.3 | Elect Director Dorene C. Dominguez | Yes | For | For |
| AdvisorShares Insider Advantage ETF | KB Home | KBH | 48666K109 | 04/20/2023 | Management | 1.4 | Elect Director Kevin P. Eltife | Yes | For | For |
| AdvisorShares Insider Advantage ETF | KB Home | KBH | 48666K109 | 04/20/2023 | Management | 1.5 | Elect Director Stuart A. Gabriel | Yes | For | For |
| AdvisorShares Insider Advantage ETF | KB Home | KBH | 48666K109 | 04/20/2023 | Management | 1.6 | Elect Director Thomas W. Gilligan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | KB Home | KBH | 48666K109 | 04/20/2023 | Management | 1.7 | Elect Director Jodeen A. Kozlak | Yes | For | For |
| AdvisorShares Insider Advantage ETF | KB Home | KBH | 48666K109 | 04/20/2023 | Management | 1.8 | Elect Director Melissa Lora | Yes | For | For |
| AdvisorShares Insider Advantage ETF | KB Home | KBH | 48666K109 | 04/20/2023 | Management | 1.9 | Elect Director Jeffrey T. Mezger | Yes | For | For |
| AdvisorShares Insider Advantage ETF | KB Home | KBH | 48666K109 | 04/20/2023 | Management | 1.10 | Elect Director Brian R. Niccol | Yes | For | For |
| AdvisorShares Insider Advantage ETF | KB Home | KBH | 48666K109 | 04/20/2023 | Management | 1.11 | Elect Director James C. “Rad” Weaver | Yes | For | For |
| AdvisorShares Insider Advantage ETF | KB Home | KBH | 48666K109 | 04/20/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | KB Home | KBH | 48666K109 | 04/20/2023 | Management | 3 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | KB Home | KBH | 48666K109 | 04/20/2023 | Management | 4 | Amend Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | KB Home | KBH | 48666K109 | 04/20/2023 | Management | 5 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Kforce Inc. | KFRC | 493732101 | 04/20/2023 | Management | 1.1 | Elect Director Derrick D. Brooks | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Kforce Inc. | KFRC | 493732101 | 04/20/2023 | Management | 1.2 | Elect Director Ann E. Dunwoody | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Kforce Inc. | KFRC | 493732101 | 04/20/2023 | Management | 1.3 | Elect Director N. John Simmons | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Kforce Inc. | KFRC | 493732101 | 04/20/2023 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Kforce Inc. | KFRC | 493732101 | 04/20/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Kforce Inc. | KFRC | 493732101 | 04/20/2023 | Management | 4 | Approve Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Kforce Inc. | KFRC | 493732101 | 04/20/2023 | Management | 5 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Owens Corning | OC | 690742101 | 04/20/2023 | Management | 1a | Elect Director Brian D. Chambers | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Owens Corning | OC | 690742101 | 04/20/2023 | Management | 1b | Elect Director Eduardo E. Cordeiro | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Owens Corning | OC | 690742101 | 04/20/2023 | Management | 1c | Elect Director Adrienne D. Elsner | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Owens Corning | OC | 690742101 | 04/20/2023 | Management | 1d | Elect Director Alfred E. Festa | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Owens Corning | OC | 690742101 | 04/20/2023 | Management | 1e | Elect Director Edward F. Lonergan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Owens Corning | OC | 690742101 | 04/20/2023 | Management | 1f | Elect Director Maryann T. Mannen | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Owens Corning | OC | 690742101 | 04/20/2023 | Management | 1g | Elect Director Paul E. Martin | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Owens Corning | OC | 690742101 | 04/20/2023 | Management | 1h | Elect Director W. Howard Morris | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Owens Corning | OC | 690742101 | 04/20/2023 | Management | 1i | Elect Director Suzanne P. Nimocks | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Owens Corning | OC | 690742101 | 04/20/2023 | Management | 1j | Elect Director John D. Williams | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Owens Corning | OC | 690742101 | 04/20/2023 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Owens Corning | OC | 690742101 | 04/20/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Owens Corning | OC | 690742101 | 04/20/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Owens Corning | OC | 690742101 | 04/20/2023 | Management | 5 | Approve Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Owens Corning | OC | 690742101 | 04/20/2023 | Management | 6 | Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Owens Corning | OC | 690742101 | 04/20/2023 | Management | 7 | Amend Bylaws to Add Federal Forum Selection Provision | Yes | For | For |
| AdvisorShares Insider Advantage ETF | United States Steel Corporation | X | 912909108 | 04/25/2023 | Management | 1a | Elect Director Tracy A. Atkinson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | United States Steel Corporation | X | 912909108 | 04/25/2023 | Management | 1b | Elect Director Andrea J. Ayers | Yes | For | For |
| AdvisorShares Insider Advantage ETF | United States Steel Corporation | X | 912909108 | 04/25/2023 | Management | 1c | Elect Director David B. Burritt | Yes | For | For |
| AdvisorShares Insider Advantage ETF | United States Steel Corporation | X | 912909108 | 04/25/2023 | Management | 1d | Elect Director Alicia J. Davis | Yes | For | For |
| AdvisorShares Insider Advantage ETF | United States Steel Corporation | X | 912909108 | 04/25/2023 | Management | 1e | Elect Director Terry L. Dunlap | Yes | For | For |
| AdvisorShares Insider Advantage ETF | United States Steel Corporation | X | 912909108 | 04/25/2023 | Management | 1f | Elect Director John J. Engel | Yes | For | For |
| AdvisorShares Insider Advantage ETF | United States Steel Corporation | X | 912909108 | 04/25/2023 | Management | 1g | Elect Director John V. Faraci | Yes | For | For |
| AdvisorShares Insider Advantage ETF | United States Steel Corporation | X | 912909108 | 04/25/2023 | Management | 1h | Elect Director Murry S. Gerber | Yes | For | For |
| AdvisorShares Insider Advantage ETF | United States Steel Corporation | X | 912909108 | 04/25/2023 | Management | 1i | Elect Director Jeh C. Johnson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | United States Steel Corporation | X | 912909108 | 04/25/2023 | Management | 1j | Elect Director Paul A. Mascarenas | Yes | For | For |
| AdvisorShares Insider Advantage ETF | United States Steel Corporation | X | 912909108 | 04/25/2023 | Management | 1k | Elect Director Michael H. McGarry | Yes | For | For |
| AdvisorShares Insider Advantage ETF | United States Steel Corporation | X | 912909108 | 04/25/2023 | Management | 1l | Elect Director David S. Sutherland | Yes | For | For |
| AdvisorShares Insider Advantage ETF | United States Steel Corporation | X | 912909108 | 04/25/2023 | Management | 1m | Elect Director Patricia A. Tracey | Yes | For | For |
| AdvisorShares Insider Advantage ETF | United States Steel Corporation | X | 912909108 | 04/25/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | United States Steel Corporation | X | 912909108 | 04/25/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | United States Steel Corporation | X | 912909108 | 04/25/2023 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Marathon Petroleum Corporation | MPC | 56585A102 | 04/26/2023 | Management | 1.1 | Elect Director J. Michael Stice | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Marathon Petroleum Corporation | MPC | 56585A102 | 04/26/2023 | Management | 1.2 | Elect Director John P. Surma | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Marathon Petroleum Corporation | MPC | 56585A102 | 04/26/2023 | Management | 1.3 | Elect Director Susan Tomasky | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Marathon Petroleum Corporation | MPC | 56585A102 | 04/26/2023 | Management | 1.4 | Elect Director Toni Townes-Whitley | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Marathon Petroleum Corporation | MPC | 56585A102 | 04/26/2023 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Marathon Petroleum Corporation | MPC | 56585A102 | 04/26/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Marathon Petroleum Corporation | MPC | 56585A102 | 04/26/2023 | Management | 4 | Declassify the Board of Directors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Marathon Petroleum Corporation | MPC | 56585A102 | 04/26/2023 | Management | 5 | Eliminate Supermajority Vote Requirement | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Marathon Petroleum Corporation | MPC | 56585A102 | 04/26/2023 | Management | 6 | Approve Increase in Size of Board | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Marathon Petroleum Corporation | MPC | 56585A102 | 04/26/2023 | Shareholder | 7 | Adopt Simple Majority Vote | Yes | For | Against |
| AdvisorShares Insider Advantage ETF | Marathon Petroleum Corporation | MPC | 56585A102 | 04/26/2023 | Shareholder | 8 | Amend Compensation Clawback Policy | Yes | For | Against |
| AdvisorShares Insider Advantage ETF | Marathon Petroleum Corporation | MPC | 56585A102 | 04/26/2023 | Shareholder | 9 | Report on Just Transition | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Marathon Petroleum Corporation | MPC | 56585A102 | 04/26/2023 | Shareholder | 10 | Report on Asset Retirement Obligation | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Simpson Manufacturing Co., Inc. | SSD | 829073105 | 04/26/2023 | Management | 1a | Elect Director James S. Andrasick | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Simpson Manufacturing Co., Inc. | SSD | 829073105 | 04/26/2023 | Management | 1b | Elect Director Jennifer A. Chatman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Simpson Manufacturing Co., Inc. | SSD | 829073105 | 04/26/2023 | Management | 1c | Elect Director Gary M. Cusumano | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Simpson Manufacturing Co., Inc. | SSD | 829073105 | 04/26/2023 | Management | 1d | Elect Director Philip E. Donaldson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Simpson Manufacturing Co., Inc. | SSD | 829073105 | 04/26/2023 | Management | 1e | Elect Director Celeste Volz Ford | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Simpson Manufacturing Co., Inc. | SSD | 829073105 | 04/26/2023 | Management | 1f | Elect Director Kenneth D. Knight | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Simpson Manufacturing Co., Inc. | SSD | 829073105 | 04/26/2023 | Management | 1g | Elect Director Robin G. MacGillivray | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Simpson Manufacturing Co., Inc. | SSD | 829073105 | 04/26/2023 | Management | 1h | Elect Director Michael Olosky | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Simpson Manufacturing Co., Inc. | SSD | 829073105 | 04/26/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Simpson Manufacturing Co., Inc. | SSD | 829073105 | 04/26/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Simpson Manufacturing Co., Inc. | SSD | 829073105 | 04/26/2023 | Management | 4 | Ratify Grant Thornton LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Chemours Company | CC | 163851108 | 04/26/2023 | Management | 1a | Elect Director Curtis V. Anastasio | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Chemours Company | CC | 163851108 | 04/26/2023 | Management | 1b | Elect Director Mary B. Cranston | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Chemours Company | CC | 163851108 | 04/26/2023 | Management | 1c | Elect Director Curtis J. Crawford | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Chemours Company | CC | 163851108 | 04/26/2023 | Management | 1d | Elect Director Dawn L. Farrell | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Chemours Company | CC | 163851108 | 04/26/2023 | Management | 1e | Elect Director Erin N. Kane | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Chemours Company | CC | 163851108 | 04/26/2023 | Management | 1f | Elect Director Sean D. Keohane | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Chemours Company | CC | 163851108 | 04/26/2023 | Management | 1g | Elect Director Mark E. Newman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Chemours Company | CC | 163851108 | 04/26/2023 | Management | 1h | Elect Director Guillaume Pepy | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Chemours Company | CC | 163851108 | 04/26/2023 | Management | 1i | Elect Director Sandra Phillips Rogers | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Chemours Company | CC | 163851108 | 04/26/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Chemours Company | CC | 163851108 | 04/26/2023 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Matson, Inc. | MATX | 57686G105 | 04/27/2023 | Management | 1.1 | Elect Director Meredith J. Ching | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Matson, Inc. | MATX | 57686G105 | 04/27/2023 | Management | 1.2 | Elect Director Matthew J. Cox | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Matson, Inc. | MATX | 57686G105 | 04/27/2023 | Management | 1.3 | Elect Director Thomas B. Fargo | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Matson, Inc. | MATX | 57686G105 | 04/27/2023 | Management | 1.4 | Elect Director Mark H. Fukunaga | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Matson, Inc. | MATX | 57686G105 | 04/27/2023 | Management | 1.5 | Elect Director Stanley M. Kuriyama | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Matson, Inc. | MATX | 57686G105 | 04/27/2023 | Management | 1.6 | Elect Director Constance H. Lau | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Matson, Inc. | MATX | 57686G105 | 04/27/2023 | Management | 1.7 | Elect Director Jenai S. Wall | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Matson, Inc. | MATX | 57686G105 | 04/27/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Matson, Inc. | MATX | 57686G105 | 04/27/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Matson, Inc. | MATX | 57686G105 | 04/27/2023 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | MGIC Investment Corporation | MTG | 552848103 | 04/27/2023 | Management | 1.1 | Elect Director Analisa M. Allen | Yes | For | For |
| AdvisorShares Insider Advantage ETF | MGIC Investment Corporation | MTG | 552848103 | 04/27/2023 | Management | 1.2 | Elect Director Daniel A. Arrigoni | Yes | For | For |
| AdvisorShares Insider Advantage ETF | MGIC Investment Corporation | MTG | 552848103 | 04/27/2023 | Management | 1.3 | Elect Director C. Edward Chaplin | Yes | For | For |
| AdvisorShares Insider Advantage ETF | MGIC Investment Corporation | MTG | 552848103 | 04/27/2023 | Management | 1.4 | Elect Director Curt S. Culver | Yes | For | For |
| AdvisorShares Insider Advantage ETF | MGIC Investment Corporation | MTG | 552848103 | 04/27/2023 | Management | 1.5 | Elect Director Jay C. Hartzell | Yes | For | For |
| AdvisorShares Insider Advantage ETF | MGIC Investment Corporation | MTG | 552848103 | 04/27/2023 | Management | 1.6 | Elect Director Timothy A. Holt | Yes | For | For |
| AdvisorShares Insider Advantage ETF | MGIC Investment Corporation | MTG | 552848103 | 04/27/2023 | Management | 1.7 | Elect Director Jodeen A. Kozlak | Yes | For | For |
| AdvisorShares Insider Advantage ETF | MGIC Investment Corporation | MTG | 552848103 | 04/27/2023 | Management | 1.8 | Elect Director Michael E. Lehman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | MGIC Investment Corporation | MTG | 552848103 | 04/27/2023 | Management | 1.9 | Elect Director Teresita M. Lowman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | MGIC Investment Corporation | MTG | 552848103 | 04/27/2023 | Management | 1.10 | Elect Director Timothy J. Mattke | Yes | For | For |
| AdvisorShares Insider Advantage ETF | MGIC Investment Corporation | MTG | 552848103 | 04/27/2023 | Management | 1.11 | Elect Director Sheryl L. Sculley | Yes | For | For |
| AdvisorShares Insider Advantage ETF | MGIC Investment Corporation | MTG | 552848103 | 04/27/2023 | Management | 1.12 | Elect Director Mark M. Zandi | Yes | For | For |
| AdvisorShares Insider Advantage ETF | MGIC Investment Corporation | MTG | 552848103 | 04/27/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | MGIC Investment Corporation | MTG | 552848103 | 04/27/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | MGIC Investment Corporation | MTG | 552848103 | 04/27/2023 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Triton International Limited | TRTN | G9078F107 | 04/27/2023 | Management | 1a | Elect Director Brian M. Sondey | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Triton International Limited | TRTN | G9078F107 | 04/27/2023 | Management | 1b | Elect Director Robert W. Alspaugh | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Triton International Limited | TRTN | G9078F107 | 04/27/2023 | Management | 1c | Elect Director Malcolm P. Baker | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Triton International Limited | TRTN | G9078F107 | 04/27/2023 | Management | 1d | Elect Director Annabelle Bexiga | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Triton International Limited | TRTN | G9078F107 | 04/27/2023 | Management | 1e | Elect Director Claude Germain | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Triton International Limited | TRTN | G9078F107 | 04/27/2023 | Management | 1f | Elect Director Kenneth J. Hanau | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Triton International Limited | TRTN | G9078F107 | 04/27/2023 | Management | 1g | Elect Director John S. Hextall | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Triton International Limited | TRTN | G9078F107 | 04/27/2023 | Management | 1h | Elect Director Terri A. Pizzuto | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Triton International Limited | TRTN | G9078F107 | 04/27/2023 | Management | 1i | Elect Director Niharika Ramdev | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Triton International Limited | TRTN | G9078F107 | 04/27/2023 | Management | 1j | Elect Director Robert L. Rosner | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Triton International Limited | TRTN | G9078F107 | 04/27/2023 | Management | 1k | Elect Director Simon R. Vernon | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Triton International Limited | TRTN | G9078F107 | 04/27/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Triton International Limited | TRTN | G9078F107 | 04/27/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Triton International Limited | TRTN | G9078F107 | 04/27/2023 | Management | 4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Insider Advantage ETF | California Resources Corporation | CRC | 13057Q305 | 04/28/2023 | Management | 1.1 | Elect Director Andrew B. Bremner | Yes | For | For |
| AdvisorShares Insider Advantage ETF | California Resources Corporation | CRC | 13057Q305 | 04/28/2023 | Management | 1.2 | Elect Director Tiffany (TJ) Thom Cepak | Yes | For | For |
| AdvisorShares Insider Advantage ETF | California Resources Corporation | CRC | 13057Q305 | 04/28/2023 | Management | 1.3 | Elect Director James N. Chapman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | California Resources Corporation | CRC | 13057Q305 | 04/28/2023 | Management | 1.4 | Elect Director Francisco J. Leon | Yes | For | For |
| AdvisorShares Insider Advantage ETF | California Resources Corporation | CRC | 13057Q305 | 04/28/2023 | Management | 1.5 | Elect Director Mark A. (Mac) McFarland | Yes | For | For |
| AdvisorShares Insider Advantage ETF | California Resources Corporation | CRC | 13057Q305 | 04/28/2023 | Management | 1.6 | Elect Director Nicole Neeman Brady | Yes | For | For |
| AdvisorShares Insider Advantage ETF | California Resources Corporation | CRC | 13057Q305 | 04/28/2023 | Management | 1.7 | Elect Director Julio M. Quintana | Yes | For | For |
| AdvisorShares Insider Advantage ETF | California Resources Corporation | CRC | 13057Q305 | 04/28/2023 | Management | 1.8 | Elect Director William B. Roby | Yes | For | For |
| AdvisorShares Insider Advantage ETF | California Resources Corporation | CRC | 13057Q305 | 04/28/2023 | Management | 1.9 | Elect Director Alejandra (Ale) Veltmann | Yes | For | For |
| AdvisorShares Insider Advantage ETF | California Resources Corporation | CRC | 13057Q305 | 04/28/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | California Resources Corporation | CRC | 13057Q305 | 04/28/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | California Resources Corporation | CRC | 13057Q305 | 04/28/2023 | Management | 4 | Amend Certificate of Incorporation to Allow Exculpation of Officers | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Louisiana-Pacific Corporation | LPX | 546347105 | 04/28/2023 | Management | 1a | Elect Director Jose A. Bayardo | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Louisiana-Pacific Corporation | LPX | 546347105 | 04/28/2023 | Management | 1b | Elect Director Stephen E. Macadam | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Louisiana-Pacific Corporation | LPX | 546347105 | 04/28/2023 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Louisiana-Pacific Corporation | LPX | 546347105 | 04/28/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Louisiana-Pacific Corporation | LPX | 546347105 | 04/28/2023 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 1.1 | Elect Director Alan S. Armstrong | Yes | For | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 1.2 | Elect Director Steven Bangert | Yes | Withhold | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 1.3 | Elect Director Chester E. Cadieux, III | Yes | Withhold | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 1.4 | Elect Director John W. Coffey | Yes | Withhold | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 1.5 | Elect Director Joseph W. Craft, III | Yes | For | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 1.6 | Elect Director David F. Griffin | Yes | For | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 1.7 | Elect Director V. Burns Hargis | Yes | For | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 1.8 | Elect Director Douglas D. Hawthorne | Yes | Withhold | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 1.9 | Elect Director Kimberley D. Henry | Yes | For | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 1.10 | Elect Director E. Carey Joullian, IV | Yes | Withhold | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 1.11 | Elect Director George B. Kaiser | Yes | Withhold | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 1.12 | Elect Director Stacy C. Kymes | Yes | Withhold | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 1.13 | Elect Director Stanley A. Lybarger | Yes | Withhold | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 1.14 | Elect Director Steven J. Malcolm | Yes | For | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 1.15 | Elect Director E.C. Richards | Yes | For | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 1.16 | Elect Director Claudia San Pedro | Yes | For | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 1.17 | Elect Director Peggy I. Simmons | Yes | Withhold | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 1.18 | Elect Director Michael C. Turpen | Yes | For | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 1.19 | Elect Director Rose M. Washington | Yes | For | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | BOK Financial Corp | BOKF | 05561Q201 | 05/02/2023 | Management | 5 | Amend Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Encore Wire Corporation | WIRE | 292562105 | 05/02/2023 | Management | 1.1 | Elect Director Daniel L. Jones | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Encore Wire Corporation | WIRE | 292562105 | 05/02/2023 | Management | 1.2 | Elect Director Gina A. Norris | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Encore Wire Corporation | WIRE | 292562105 | 05/02/2023 | Management | 1.3 | Elect Director William R. Thomas | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Encore Wire Corporation | WIRE | 292562105 | 05/02/2023 | Management | 1.4 | Elect Director W. Kelvin Walker | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Encore Wire Corporation | WIRE | 292562105 | 05/02/2023 | Management | 1.5 | Elect Director Scott D. Weaver | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Encore Wire Corporation | WIRE | 292562105 | 05/02/2023 | Management | 1.6 | Elect Director John H. Wilson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Encore Wire Corporation | WIRE | 292562105 | 05/02/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Encore Wire Corporation | WIRE | 292562105 | 05/02/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Encore Wire Corporation | WIRE | 292562105 | 05/02/2023 | Management | 4 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Expeditors International of Washington, Inc. | EXPD | 302130109 | 05/02/2023 | Management | 1.1 | Elect Director Glenn M. Alger | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Expeditors International of Washington, Inc. | EXPD | 302130109 | 05/02/2023 | Management | 1.2 | Elect Director Robert P. Carlile | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Expeditors International of Washington, Inc. | EXPD | 302130109 | 05/02/2023 | Management | 1.3 | Elect Director James M. DuBois | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Expeditors International of Washington, Inc. | EXPD | 302130109 | 05/02/2023 | Management | 1.4 | Elect Director Mark A. Emmert | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Expeditors International of Washington, Inc. | EXPD | 302130109 | 05/02/2023 | Management | 1.5 | Elect Director Diane H. Gulyas | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Expeditors International of Washington, Inc. | EXPD | 302130109 | 05/02/2023 | Management | 1.6 | Elect Director Jeffrey S. Musser | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Expeditors International of Washington, Inc. | EXPD | 302130109 | 05/02/2023 | Management | 1.7 | Elect Director Brandon S. Pedersen | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Expeditors International of Washington, Inc. | EXPD | 302130109 | 05/02/2023 | Management | 1.8 | Elect Director Liane J. Pelletier | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Expeditors International of Washington, Inc. | EXPD | 302130109 | 05/02/2023 | Management | 1.9 | Elect Director Olivia D. Polius | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Expeditors International of Washington, Inc. | EXPD | 302130109 | 05/02/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Expeditors International of Washington, Inc. | EXPD | 302130109 | 05/02/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Expeditors International of Washington, Inc. | EXPD | 302130109 | 05/02/2023 | Management | 4 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Expeditors International of Washington, Inc. | EXPD | 302130109 | 05/02/2023 | Shareholder | 5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Yes | For | Against |
| AdvisorShares Insider Advantage ETF | Expeditors International of Washington, Inc. | EXPD | 302130109 | 05/02/2023 | Shareholder | 6 | Report on Effectiveness of Diversity Equity and Inclusion Efforts and Metrics | Yes | For | Against |
| AdvisorShares Insider Advantage ETF | Allison Transmission Holdings, Inc. | ALSN | 01973R101 | 05/03/2023 | Management | 1a | Elect Director Judy L. Altmaier | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Allison Transmission Holdings, Inc. | ALSN | 01973R101 | 05/03/2023 | Management | 1b | Elect Director D. Scott Barbour | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Allison Transmission Holdings, Inc. | ALSN | 01973R101 | 05/03/2023 | Management | 1c | Elect Director Philip J. Christman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Allison Transmission Holdings, Inc. | ALSN | 01973R101 | 05/03/2023 | Management | 1d | Elect Director David C. Everitt | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Allison Transmission Holdings, Inc. | ALSN | 01973R101 | 05/03/2023 | Management | 1e | Elect Director David S. Graziosi | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Allison Transmission Holdings, Inc. | ALSN | 01973R101 | 05/03/2023 | Management | 1f | Elect Director Carolann I. Haznedar | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Allison Transmission Holdings, Inc. | ALSN | 01973R101 | 05/03/2023 | Management | 1g | Elect Director Richard P. Lavin | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Allison Transmission Holdings, Inc. | ALSN | 01973R101 | 05/03/2023 | Management | 1h | Elect Director Sasha Ostojic | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Allison Transmission Holdings, Inc. | ALSN | 01973R101 | 05/03/2023 | Management | 1i | Elect Director Gustave F. Perna | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Allison Transmission Holdings, Inc. | ALSN | 01973R101 | 05/03/2023 | Management | 1j | Elect Director Krishna Shivram | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Allison Transmission Holdings, Inc. | ALSN | 01973R101 | 05/03/2023 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Allison Transmission Holdings, Inc. | ALSN | 01973R101 | 05/03/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 05/03/2023 | Management | 1a | Elect Director Joanna Baker de Neufville | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 05/03/2023 | Management | 1b | Elect Director Kenneth S. Courtis | Yes | Withhold | For |
| AdvisorShares Insider Advantage ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 05/03/2023 | Management | 1c | Elect Director C. Andrew Eidson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 05/03/2023 | Management | 1d | Elect Director Albert E. Ferrara, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 05/03/2023 | Management | 1e | Elect Director Elizabeth A. Fessenden | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 05/03/2023 | Management | 1f | Elect Director Michael Gorzynski | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 05/03/2023 | Management | 1g | Elect Director Michael J. Quillen | Yes | Withhold | For |
| AdvisorShares Insider Advantage ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 05/03/2023 | Management | 1h | Elect Director Daniel D. Smith | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 05/03/2023 | Management | 1i | Elect Director David J. Stetson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 05/03/2023 | Management | 2 | Eliminate Supermajority Vote Requirement | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 05/03/2023 | Management | 3 | Ratify RSM US LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Alpha Metallurgical Resources, Inc. | AMR | 020764106 | 05/03/2023 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 1a | Elect Director Francisco L. Borges | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 1b | Elect Director G. Lawrence Buhl | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 1c | Elect Director Dominic J. Frederico | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 1d | Elect Director Bonnie L. Howard | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 1e | Elect Director Thomas W. Jones | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 1f | Elect Director Patrick W. Kenny | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 1g | Elect Director Alan J. Kreczko | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 1h | Elect Director Simon W. Leathes | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 1i | Elect Director Yukiko Omura | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 1j | Elect Director Lorin P.T. Radtke | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 1k | Elect Director Courtney C. Shea | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 4 | Amend Qualified Employee Stock Purchase Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 5 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 6aa | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 6ab | Elect Gary Burnet as Director of Assured Guaranty Re Ltd. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 6ac | Elect Ling Chow as Director of Assured Guaranty Re Ltd. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 6ad | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 6ae | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 6af | Elect Darrin Futter as Director of Assured Guaranty Re Ltd. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 6ag | Elect Jorge A. Gana as Director of Assured Guaranty Re Ltd. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 6ah | Elect Holly L. Horn as Director of Assured Guaranty Re Ltd. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 6ai | Elect Walter A. Scott as Director of Assured Guaranty Re Ltd. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Assured Guaranty Ltd. | AGO | G0585R106 | 05/03/2023 | Management | 6B | Ratify PricewaterhouseCoopers LLP as Auditor of Assured Guaranty Re Ltd. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CF Industries Holdings, Inc. | CF | 125269100 | 05/03/2023 | Management | 1a | Elect Director Javed Ahmed | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CF Industries Holdings, Inc. | CF | 125269100 | 05/03/2023 | Management | 1b | Elect Director Robert C. Arzbaecher | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CF Industries Holdings, Inc. | CF | 125269100 | 05/03/2023 | Management | 1c | Elect Director Deborah L. DeHaas | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CF Industries Holdings, Inc. | CF | 125269100 | 05/03/2023 | Management | 1d | Elect Director John W. Eaves | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CF Industries Holdings, Inc. | CF | 125269100 | 05/03/2023 | Management | 1e | Elect Director Stephen J. Hagge | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CF Industries Holdings, Inc. | CF | 125269100 | 05/03/2023 | Management | 1f | Elect Director Jesus Madrazo Yris | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CF Industries Holdings, Inc. | CF | 125269100 | 05/03/2023 | Management | 1g | Elect Director Anne P. Noonan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CF Industries Holdings, Inc. | CF | 125269100 | 05/03/2023 | Management | 1h | Elect Director Michael J. Toelle | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CF Industries Holdings, Inc. | CF | 125269100 | 05/03/2023 | Management | 1i | Elect Director Theresa E. Wagler | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CF Industries Holdings, Inc. | CF | 125269100 | 05/03/2023 | Management | 1j | Elect Director Celso L. White | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CF Industries Holdings, Inc. | CF | 125269100 | 05/03/2023 | Management | 1k | Elect Director W. Anthony Will | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CF Industries Holdings, Inc. | CF | 125269100 | 05/03/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CF Industries Holdings, Inc. | CF | 125269100 | 05/03/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | CF Industries Holdings, Inc. | CF | 125269100 | 05/03/2023 | Management | 4 | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CF Industries Holdings, Inc. | CF | 125269100 | 05/03/2023 | Management | 5 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CF Industries Holdings, Inc. | CF | 125269100 | 05/03/2023 | Shareholder | 6 | Require Independent Board Chair | Yes | For | Against |
| AdvisorShares Insider Advantage ETF | Delek US Holdings, Inc. | DK | 24665A103 | 05/03/2023 | Management | 1a | Elect Director Ezra Uzi Yemin | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Delek US Holdings, Inc. | DK | 24665A103 | 05/03/2023 | Management | 1b | Elect Director Avigal Soreq | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Delek US Holdings, Inc. | DK | 24665A103 | 05/03/2023 | Management | 1c | Elect Director William J. Finnerty | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Delek US Holdings, Inc. | DK | 24665A103 | 05/03/2023 | Management | 1d | Elect Director Richard J. Marcogliese | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Delek US Holdings, Inc. | DK | 24665A103 | 05/03/2023 | Management | 1e | Elect Director Leonardo Moreno | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Delek US Holdings, Inc. | DK | 24665A103 | 05/03/2023 | Management | 1f | Elect Director Gary M. Sullivan, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Delek US Holdings, Inc. | DK | 24665A103 | 05/03/2023 | Management | 1g | Elect Director Vicky Sutil | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Delek US Holdings, Inc. | DK | 24665A103 | 05/03/2023 | Management | 1h | Elect Director Laurie Z. Tolson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Delek US Holdings, Inc. | DK | 24665A103 | 05/03/2023 | Management | 1i | Elect Director Shlomo Zohar | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Delek US Holdings, Inc. | DK | 24665A103 | 05/03/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Delek US Holdings, Inc. | DK | 24665A103 | 05/03/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Delek US Holdings, Inc. | DK | 24665A103 | 05/03/2023 | Management | 4 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Delek US Holdings, Inc. | DK | 24665A103 | 05/03/2023 | Management | 5 | Amend Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Ovintiv Inc. | OVV | 69047Q102 | 05/03/2023 | Management | 1a | Elect Director Peter A.Dea | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Ovintiv Inc. | OVV | 69047Q102 | 05/03/2023 | Management | 1b | Elect Director Meg A. Gentle | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Ovintiv Inc. | OVV | 69047Q102 | 05/03/2023 | Management | 1c | Elect Director Ralph Izzo | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Ovintiv Inc. | OVV | 69047Q102 | 05/03/2023 | Management | 1d | Elect Director Howard J. Mayson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Ovintiv Inc. | OVV | 69047Q102 | 05/03/2023 | Management | 1e | Elect Director Brendan M. McCracken | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Ovintiv Inc. | OVV | 69047Q102 | 05/03/2023 | Management | 1f | Elect Director Lee A. McIntire | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Ovintiv Inc. | OVV | 69047Q102 | 05/03/2023 | Management | 1g | Elect Director Katherine L. Minyard | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Ovintiv Inc. | OVV | 69047Q102 | 05/03/2023 | Management | 1h | Elect Director Steven W. Nance | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Ovintiv Inc. | OVV | 69047Q102 | 05/03/2023 | Management | 1i | Elect Director Suzanne P. Nimocks | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Ovintiv Inc. | OVV | 69047Q102 | 05/03/2023 | Management | 1j | Elect Director George L. Pita | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Ovintiv Inc. | OVV | 69047Q102 | 05/03/2023 | Management | 1k | Elect Director Thomas G. Ricks | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Ovintiv Inc. | OVV | 69047Q102 | 05/03/2023 | Management | 1l | Elect Director Brian G. Shaw | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Ovintiv Inc. | OVV | 69047Q102 | 05/03/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Ovintiv Inc. | OVV | 69047Q102 | 05/03/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Ovintiv Inc. | OVV | 69047Q102 | 05/03/2023 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Pool Corporation | POOL | 73278L105 | 05/03/2023 | Management | 1a | Elect Director Peter D. Arvan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Pool Corporation | POOL | 73278L105 | 05/03/2023 | Management | 1b | Elect Director Martha “Marty” S. Gervasi | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Pool Corporation | POOL | 73278L105 | 05/03/2023 | Management | 1c | Elect Director James “Jim” D. Hope | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Pool Corporation | POOL | 73278L105 | 05/03/2023 | Management | 1d | Elect Director Debra S. Oler | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Pool Corporation | POOL | 73278L105 | 05/03/2023 | Management | 1e | Elect Director Manuel J. Perez de la Mesa | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Pool Corporation | POOL | 73278L105 | 05/03/2023 | Management | 1f | Elect Director Carlos A. Sabater | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Pool Corporation | POOL | 73278L105 | 05/03/2023 | Management | 1g | Elect Director Robert C. Sledd | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Pool Corporation | POOL | 73278L105 | 05/03/2023 | Management | 1h | Elect Director John E. Stokely | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Pool Corporation | POOL | 73278L105 | 05/03/2023 | Management | 1i | Elect Director David G. Whalen | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Pool Corporation | POOL | 73278L105 | 05/03/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Pool Corporation | POOL | 73278L105 | 05/03/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Pool Corporation | POOL | 73278L105 | 05/03/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Veritiv Corporation | VRTV | 923454102 | 05/03/2023 | Management | 1.1 | Elect Director Salvatore A. Abbate | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Veritiv Corporation | VRTV | 923454102 | 05/03/2023 | Management | 1.2 | Elect Director Autumn R. Bayles | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Veritiv Corporation | VRTV | 923454102 | 05/03/2023 | Management | 1.3 | Elect Director Shantella E. Cooper | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Veritiv Corporation | VRTV | 923454102 | 05/03/2023 | Management | 1.4 | Elect Director David E. Flitman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Veritiv Corporation | VRTV | 923454102 | 05/03/2023 | Management | 1.5 | Elect Director Tracy A. Leinbach | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Veritiv Corporation | VRTV | 923454102 | 05/03/2023 | Management | 1.6 | Elect Director Stephen E. Macadam | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Veritiv Corporation | VRTV | 923454102 | 05/03/2023 | Management | 1.7 | Elect Director Gregory B. Morrison | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Veritiv Corporation | VRTV | 923454102 | 05/03/2023 | Management | 1.8 | Elect Director Michael P. Muldowney | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Veritiv Corporation | VRTV | 923454102 | 05/03/2023 | Management | 1.9 | Elect Director Charles G. Ward, III | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Veritiv Corporation | VRTV | 923454102 | 05/03/2023 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Veritiv Corporation | VRTV | 923454102 | 05/03/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Veritiv Corporation | VRTV | 923454102 | 05/03/2023 | Management | 4 | Amend Articles of Incorporation To Provide for Exculpation of Officers | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Archer-Daniels-Midland Company | ADM | 039483102 | 05/04/2023 | Management | 1a | Elect Director Michael S. Burke | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Archer-Daniels-Midland Company | ADM | 039483102 | 05/04/2023 | Management | 1b | Elect Director Theodore Colbert | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Archer-Daniels-Midland Company | ADM | 039483102 | 05/04/2023 | Management | 1c | Elect Director James C. Collins, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Archer-Daniels-Midland Company | ADM | 039483102 | 05/04/2023 | Management | 1d | Elect Director Terrell K. Crews | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Archer-Daniels-Midland Company | ADM | 039483102 | 05/04/2023 | Management | 1e | Elect Director Ellen de Brabander | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Archer-Daniels-Midland Company | ADM | 039483102 | 05/04/2023 | Management | 1f | Elect Director Suzan F. Harrison | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Archer-Daniels-Midland Company | ADM | 039483102 | 05/04/2023 | Management | 1g | Elect Director Juan R. Luciano | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Archer-Daniels-Midland Company | ADM | 039483102 | 05/04/2023 | Management | 1h | Elect Director Patrick J. Moore | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Archer-Daniels-Midland Company | ADM | 039483102 | 05/04/2023 | Management | 1i | Elect Director Debra A. Sandler | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Archer-Daniels-Midland Company | ADM | 039483102 | 05/04/2023 | Management | 1j | Elect Director Lei Z. Schlitz | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Archer-Daniels-Midland Company | ADM | 039483102 | 05/04/2023 | Management | 1k | Elect Director Kelvin R. Westbrook | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Archer-Daniels-Midland Company | ADM | 039483102 | 05/04/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Archer-Daniels-Midland Company | ADM | 039483102 | 05/04/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Archer-Daniels-Midland Company | ADM | 039483102 | 05/04/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Archer-Daniels-Midland Company | ADM | 039483102 | 05/04/2023 | Shareholder | 5 | Require Independent Board Chair | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.1 | Elect Director John R. Bailey | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.2 | Elect Director William R. Boyd | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.3 | Elect Director Marianne Boyd Johnson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.4 | Elect Director Keith E. Smith | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.5 | Elect Director Christine J. Spadafor | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.6 | Elect Director A. Randall Thoman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.7 | Elect Director Peter M. Thomas | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.8 | Elect Director Paul W. Whetsell | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | Three Years |
| AdvisorShares Insider Advantage ETF | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 05/04/2023 | Management | 1a | Elect Director Scott P. Anderson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 05/04/2023 | Management | 1b | Elect Director James J. Barber, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 05/04/2023 | Management | 1c | Elect Director Kermit R. Crawford | Yes | For | For |
| AdvisorShares Insider Advantage ETF | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 05/04/2023 | Management | 1d | Elect Director Timothy C. Gokey | Yes | For | For |
| AdvisorShares Insider Advantage ETF | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 05/04/2023 | Management | 1e | Elect Director Mark A. Goodburn | Yes | For | For |
| AdvisorShares Insider Advantage ETF | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 05/04/2023 | Management | 1f | Elect Director Mary J. Steele Guilfoile | Yes | For | For |
| AdvisorShares Insider Advantage ETF | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 05/04/2023 | Management | 1g | Elect Director Jodee A. Kozlak | Yes | For | For |
| AdvisorShares Insider Advantage ETF | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 05/04/2023 | Management | 1h | Elect Director Henry J. Maier | Yes | For | For |
| AdvisorShares Insider Advantage ETF | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 05/04/2023 | Management | 1i | Elect Director James B. Stake | Yes | For | For |
| AdvisorShares Insider Advantage ETF | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 05/04/2023 | Management | 1j | Elect Director Paula C. Tolliver | Yes | For | For |
| AdvisorShares Insider Advantage ETF | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 05/04/2023 | Management | 1k | Elect Director Henry W. ‘Jay’ Winship | Yes | For | For |
| AdvisorShares Insider Advantage ETF | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 05/04/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 05/04/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 05/04/2023 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Coterra Energy Inc. | CTRA | 127097103 | 05/04/2023 | Management | 1.1 | Elect Director Thomas E. Jorden | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Coterra Energy Inc. | CTRA | 127097103 | 05/04/2023 | Management | 1.2 | Elect Director Robert S. Boswell | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Coterra Energy Inc. | CTRA | 127097103 | 05/04/2023 | Management | 1.3 | Elect Director Dorothy M. Ables | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Coterra Energy Inc. | CTRA | 127097103 | 05/04/2023 | Management | 1.4 | Elect Director Amanda M. Brock | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Coterra Energy Inc. | CTRA | 127097103 | 05/04/2023 | Management | 1.5 | Elect Director Dan O. Dinges | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Coterra Energy Inc. | CTRA | 127097103 | 05/04/2023 | Management | 1.6 | Elect Director Paul N. Eckley | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Coterra Energy Inc. | CTRA | 127097103 | 05/04/2023 | Management | 1.7 | Elect Director Hans Helmerich | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Coterra Energy Inc. | CTRA | 127097103 | 05/04/2023 | Management | 1.8 | Elect Director Lisa A. Stewart | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Coterra Energy Inc. | CTRA | 127097103 | 05/04/2023 | Management | 1.9 | Elect Director Frances M. Vallejo | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Coterra Energy Inc. | CTRA | 127097103 | 05/04/2023 | Management | 1.10 | Elect Director Marcus A. Watts | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Coterra Energy Inc. | CTRA | 127097103 | 05/04/2023 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Coterra Energy Inc. | CTRA | 127097103 | 05/04/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Coterra Energy Inc. | CTRA | 127097103 | 05/04/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Coterra Energy Inc. | CTRA | 127097103 | 05/04/2023 | Management | 5 | Approve Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Coterra Energy Inc. | CTRA | 127097103 | 05/04/2023 | Shareholder | 6 | Report on Reliability of Methane Emission Disclosures | Yes | For | Against |
| AdvisorShares Insider Advantage ETF | Coterra Energy Inc. | CTRA | 127097103 | 05/04/2023 | Shareholder | 7 | Report on Climate Lobbying | Yes | For | Against |
| AdvisorShares Insider Advantage ETF | Murphy USA Inc. | MUSA | 626755102 | 05/04/2023 | Management | 1a | Elect Director Claiborne P. Deming | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Murphy USA Inc. | MUSA | 626755102 | 05/04/2023 | Management | 1b | Elect Director Jeanne L. Phillips | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Murphy USA Inc. | MUSA | 626755102 | 05/04/2023 | Management | 1c | Elect Director Jack T. Taylor | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Murphy USA Inc. | MUSA | 626755102 | 05/04/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Murphy USA Inc. | MUSA | 626755102 | 05/04/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Murphy USA Inc. | MUSA | 626755102 | 05/04/2023 | Management | 4 | Approve Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | National Health Investors, Inc. | NHI | 63633D104 | 05/05/2023 | Management | 1a | Elect Director W. Andrew Adams | Yes | For | For |
| AdvisorShares Insider Advantage ETF | National Health Investors, Inc. | NHI | 63633D104 | 05/05/2023 | Management | 1b | Elect Director Tracy M.J. Colden | Yes | For | For |
| AdvisorShares Insider Advantage ETF | National Health Investors, Inc. | NHI | 63633D104 | 05/05/2023 | Management | 1c | Elect Director Robert A. McCabe, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | National Health Investors, Inc. | NHI | 63633D104 | 05/05/2023 | Management | 2 | Amend Omnibus Stock Plan | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | National Health Investors, Inc. | NHI | 63633D104 | 05/05/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | National Health Investors, Inc. | NHI | 63633D104 | 05/05/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | National Health Investors, Inc. | NHI | 63633D104 | 05/05/2023 | Management | 5 | Ratify BDO USA, LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Occidental Petroleum Corporation | OXY | 674599105 | 05/05/2023 | Management | 1a | Elect Director Vicky A. Bailey | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Occidental Petroleum Corporation | OXY | 674599105 | 05/05/2023 | Management | 1b | Elect Director Andrew Gould | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Occidental Petroleum Corporation | OXY | 674599105 | 05/05/2023 | Management | 1c | Elect Director Carlos M. Gutierrez | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Occidental Petroleum Corporation | OXY | 674599105 | 05/05/2023 | Management | 1d | Elect Director Vicki Hollub | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Occidental Petroleum Corporation | OXY | 674599105 | 05/05/2023 | Management | 1e | Elect Director William R. Klesse | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Occidental Petroleum Corporation | OXY | 674599105 | 05/05/2023 | Management | 1f | Elect Director Jack B. Moore | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Occidental Petroleum Corporation | OXY | 674599105 | 05/05/2023 | Management | 1g | Elect Director Claire O’Neill | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Occidental Petroleum Corporation | OXY | 674599105 | 05/05/2023 | Management | 1h | Elect Director Avedick B. Poladian | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Occidental Petroleum Corporation | OXY | 674599105 | 05/05/2023 | Management | 1i | Elect Director Ken Robinson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Occidental Petroleum Corporation | OXY | 674599105 | 05/05/2023 | Management | 1j | Elect Director Robert M. Shearer | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Occidental Petroleum Corporation | OXY | 674599105 | 05/05/2023 | Management | 2 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Occidental Petroleum Corporation | OXY | 674599105 | 05/05/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Occidental Petroleum Corporation | OXY | 674599105 | 05/05/2023 | Management | 4 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Occidental Petroleum Corporation | OXY | 674599105 | 05/05/2023 | Shareholder | 5 | Require Independent Board Chair | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | The Andersons, Inc. | ANDE | 034164103 | 05/05/2023 | Management | 1.1 | Elect Director Patrick E. Bowe | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Andersons, Inc. | ANDE | 034164103 | 05/05/2023 | Management | 1.2 | Elect Director Michael J. Anderson, Sr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Andersons, Inc. | ANDE | 034164103 | 05/05/2023 | Management | 1.3 | Elect Director Gerard M. Anderson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Andersons, Inc. | ANDE | 034164103 | 05/05/2023 | Management | 1.4 | Elect Director Steven K. Campbell | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Andersons, Inc. | ANDE | 034164103 | 05/05/2023 | Management | 1.5 | Elect Director Gary A. Douglas | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Andersons, Inc. | ANDE | 034164103 | 05/05/2023 | Management | 1.6 | Elect Director Pamela S. Hershberger | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Andersons, Inc. | ANDE | 034164103 | 05/05/2023 | Management | 1.7 | Elect Director Catherine M. Kilbane | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Andersons, Inc. | ANDE | 034164103 | 05/05/2023 | Management | 1.8 | Elect Director Robert J. King, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Andersons, Inc. | ANDE | 034164103 | 05/05/2023 | Management | 1.9 | Elect Director Ross W. Manire | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Andersons, Inc. | ANDE | 034164103 | 05/05/2023 | Management | 1.10 | Elect Director John T. Stout, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Andersons, Inc. | ANDE | 034164103 | 05/05/2023 | Management | 2 | Amend Qualified Employee Stock Purchase Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Andersons, Inc. | ANDE | 034164103 | 05/05/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Andersons, Inc. | ANDE | 034164103 | 05/05/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | The Andersons, Inc. | ANDE | 034164103 | 05/05/2023 | Management | 5 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Forward Air Corporation | FWRD | 349853101 | 05/09/2023 | Management | 1.1 | Elect Director Ronald W. Allen | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Forward Air Corporation | FWRD | 349853101 | 05/09/2023 | Management | 1.2 | Elect Director Ana B. Amicarella | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Forward Air Corporation | FWRD | 349853101 | 05/09/2023 | Management | 1.3 | Elect Director Valerie A. Bonebrake | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Forward Air Corporation | FWRD | 349853101 | 05/09/2023 | Management | 1.4 | Elect Director C. Robert Campbell | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Forward Air Corporation | FWRD | 349853101 | 05/09/2023 | Management | 1.5 | Elect Director R. Craig Carlock | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Forward Air Corporation | FWRD | 349853101 | 05/09/2023 | Management | 1.6 | Elect Director G. Michael Lynch | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Forward Air Corporation | FWRD | 349853101 | 05/09/2023 | Management | 1.7 | Elect Director George S. Mayes, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Forward Air Corporation | FWRD | 349853101 | 05/09/2023 | Management | 1.8 | Elect Director Chitra Nayak | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Forward Air Corporation | FWRD | 349853101 | 05/09/2023 | Management | 1.9 | Elect Director Scott M. Niswonger | Yes | Withhold | For |
| AdvisorShares Insider Advantage ETF | Forward Air Corporation | FWRD | 349853101 | 05/09/2023 | Management | 1.10 | Elect Director Javier Polit | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Forward Air Corporation | FWRD | 349853101 | 05/09/2023 | Management | 1.11 | Elect Director Thomas Schmitt | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Forward Air Corporation | FWRD | 349853101 | 05/09/2023 | Management | 1.12 | Elect Director Laurie A. Tucker | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Forward Air Corporation | FWRD | 349853101 | 05/09/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Forward Air Corporation | FWRD | 349853101 | 05/09/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Forward Air Corporation | FWRD | 349853101 | 05/09/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Valero Energy Corporation | VLO | 91913Y100 | 05/09/2023 | Management | 1a | Elect Director Fred M. Diaz | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Valero Energy Corporation | VLO | 91913Y100 | 05/09/2023 | Management | 1b | Elect Director H. Paulett Eberhart | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Valero Energy Corporation | VLO | 91913Y100 | 05/09/2023 | Management | 1c | Elect Director Marie A. Ffolkes | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Valero Energy Corporation | VLO | 91913Y100 | 05/09/2023 | Management | 1d | Elect Director Joseph W. Gorder | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Valero Energy Corporation | VLO | 91913Y100 | 05/09/2023 | Management | 1e | Elect Director Kimberly S. Greene | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Valero Energy Corporation | VLO | 91913Y100 | 05/09/2023 | Management | 1f | Elect Director Deborah P. Majoras | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Valero Energy Corporation | VLO | 91913Y100 | 05/09/2023 | Management | 1g | Elect Director Eric D. Mullins | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Valero Energy Corporation | VLO | 91913Y100 | 05/09/2023 | Management | 1h | Elect Director Donald L. Nickles | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Valero Energy Corporation | VLO | 91913Y100 | 05/09/2023 | Management | 1i | Elect Director Robert A. Profusek | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Valero Energy Corporation | VLO | 91913Y100 | 05/09/2023 | Management | 1j | Elect Director Randall J. Weisenburger | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Valero Energy Corporation | VLO | 91913Y100 | 05/09/2023 | Management | 1k | Elect Director Rayford Wilkins, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Valero Energy Corporation | VLO | 91913Y100 | 05/09/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Valero Energy Corporation | VLO | 91913Y100 | 05/09/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Valero Energy Corporation | VLO | 91913Y100 | 05/09/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Valero Energy Corporation | VLO | 91913Y100 | 05/09/2023 | Shareholder | 5 | Report on Climate Transition Plan and GHG Emissions Reduction Targets | Yes | For | Against |
| AdvisorShares Insider Advantage ETF | Valero Energy Corporation | VLO | 91913Y100 | 05/09/2023 | Shareholder | 6 | Oversee and Report a Racial Equity Audit | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Landstar System, Inc. | LSTR | 515098101 | 05/10/2023 | Management | 1a | Elect Director David G. Bannister | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Landstar System, Inc. | LSTR | 515098101 | 05/10/2023 | Management | 1b | Elect Director James L. Liang | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Landstar System, Inc. | LSTR | 515098101 | 05/10/2023 | Management | 1c | Elect Director George P. Scanlon | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Landstar System, Inc. | LSTR | 515098101 | 05/10/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Landstar System, Inc. | LSTR | 515098101 | 05/10/2023 | Management | 3 | Declassify the Board of Directors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Landstar System, Inc. | LSTR | 515098101 | 05/10/2023 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Landstar System, Inc. | LSTR | 515098101 | 05/10/2023 | Management | 5 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Phillips 66 | PSX | 718546104 | 05/10/2023 | Management | 1a | Elect Director Gregory J. Hayes | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Phillips 66 | PSX | 718546104 | 05/10/2023 | Management | 1b | Elect Director Charles M. Holley | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Phillips 66 | PSX | 718546104 | 05/10/2023 | Management | 1c | Elect Director Denise R. Singleton | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Phillips 66 | PSX | 718546104 | 05/10/2023 | Management | 1d | Elect Director Glenn F. Tilton | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Phillips 66 | PSX | 718546104 | 05/10/2023 | Management | 1e | Elect Director Marna C. Whittington | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Phillips 66 | PSX | 718546104 | 05/10/2023 | Management | 2 | Declassify the Board of Directors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Phillips 66 | PSX | 718546104 | 05/10/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Phillips 66 | PSX | 718546104 | 05/10/2023 | Management | 4 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Phillips 66 | PSX | 718546104 | 05/10/2023 | Shareholder | 5 | Publish Audited Report on Impacts of a Significant Reduction in Virgin Plastic Demand | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Range Resources Corporation | RRC | 75281A109 | 05/10/2023 | Management | 1a | Elect Director Brenda A. Cline | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Range Resources Corporation | RRC | 75281A109 | 05/10/2023 | Management | 1b | Elect Director Margaret K. Dorman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Range Resources Corporation | RRC | 75281A109 | 05/10/2023 | Management | 1c | Elect Director James M. Funk | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Range Resources Corporation | RRC | 75281A109 | 05/10/2023 | Management | 1d | Elect Director Steve D. Gray | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Range Resources Corporation | RRC | 75281A109 | 05/10/2023 | Management | 1e | Elect Director Greg G. Maxwell | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Range Resources Corporation | RRC | 75281A109 | 05/10/2023 | Management | 1f | Elect Director Reginal W. Spiller | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Range Resources Corporation | RRC | 75281A109 | 05/10/2023 | Management | 1g | Elect Director Dennis L. Degner | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Range Resources Corporation | RRC | 75281A109 | 05/10/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Range Resources Corporation | RRC | 75281A109 | 05/10/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Range Resources Corporation | RRC | 75281A109 | 05/10/2023 | Management | 4 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CTS Corporation | CTS | 126501105 | 05/11/2023 | Management | 1a | Elect Director Donna M. Costello | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CTS Corporation | CTS | 126501105 | 05/11/2023 | Management | 1b | Elect Director William S. Johnson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CTS Corporation | CTS | 126501105 | 05/11/2023 | Management | 1c | Elect Director Kieran M. O’Sullivan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CTS Corporation | CTS | 126501105 | 05/11/2023 | Management | 1d | Elect Director Robert A. Profusek | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CTS Corporation | CTS | 126501105 | 05/11/2023 | Management | 1e | Elect Director Randy L. Stone | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CTS Corporation | CTS | 126501105 | 05/11/2023 | Management | 1f | Elect Director Alfonso G. Zulueta | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CTS Corporation | CTS | 126501105 | 05/11/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CTS Corporation | CTS | 126501105 | 05/11/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | CTS Corporation | CTS | 126501105 | 05/11/2023 | Management | 4 | Ratify Grant Thornton LLP as Auditor | Yes | For | For |
| AdvisorShares Insider Advantage ETF | CTS Corporation | CTS | 126501105 | 05/11/2023 | Shareholder | 5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Yes | For | Against |
| AdvisorShares Insider Advantage ETF | Nucor Corporation | NUE | 670346105 | 05/11/2023 | Management | 1.1 | Elect Director Norma B. Clayton | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Nucor Corporation | NUE | 670346105 | 05/11/2023 | Management | 1.2 | Elect Director Patrick J. Dempsey | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Nucor Corporation | NUE | 670346105 | 05/11/2023 | Management | 1.3 | Elect Director Christopher J. Kearney | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Nucor Corporation | NUE | 670346105 | 05/11/2023 | Management | 1.4 | Elect Director Laurette T. Koellner | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Nucor Corporation | NUE | 670346105 | 05/11/2023 | Management | 1.5 | Elect Director Michael W. Lamach | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Nucor Corporation | NUE | 670346105 | 05/11/2023 | Management | 1.6 | Elect Director Joseph D. Rupp | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Nucor Corporation | NUE | 670346105 | 05/11/2023 | Management | 1.7 | Elect Director Leon J. Topalian | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Nucor Corporation | NUE | 670346105 | 05/11/2023 | Management | 1.8 | Elect Director Nadja Y. West | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Nucor Corporation | NUE | 670346105 | 05/11/2023 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Nucor Corporation | NUE | 670346105 | 05/11/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Nucor Corporation | NUE | 670346105 | 05/11/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Penske Automotive Group, Inc. | PAG | 70959W103 | 05/11/2023 | Management | 1a | Elect Director John Barr | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | Penske Automotive Group, Inc. | PAG | 70959W103 | 05/11/2023 | Management | 1b | Elect Director Lisa Davis | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Penske Automotive Group, Inc. | PAG | 70959W103 | 05/11/2023 | Management | 1c | Elect Director Wolfgang Durheimer | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Penske Automotive Group, Inc. | PAG | 70959W103 | 05/11/2023 | Management | 1d | Elect Director Michael Eisenson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Penske Automotive Group, Inc. | PAG | 70959W103 | 05/11/2023 | Management | 1e | Elect Director Robert Kurnick, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Penske Automotive Group, Inc. | PAG | 70959W103 | 05/11/2023 | Management | 1f | Elect Director Kimberly McWaters | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | Penske Automotive Group, Inc. | PAG | 70959W103 | 05/11/2023 | Management | 1g | Elect Director Kota Odagiri | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Penske Automotive Group, Inc. | PAG | 70959W103 | 05/11/2023 | Management | 1h | Elect Director Greg Penske | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Penske Automotive Group, Inc. | PAG | 70959W103 | 05/11/2023 | Management | 1i | Elect Director Roger Penske | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Penske Automotive Group, Inc. | PAG | 70959W103 | 05/11/2023 | Management | 1j | Elect Director Sandra Pierce | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Penske Automotive Group, Inc. | PAG | 70959W103 | 05/11/2023 | Management | 1k | Elect Director Greg Smith | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | Penske Automotive Group, Inc. | PAG | 70959W103 | 05/11/2023 | Management | 1l | Elect Director Ronald Steinhart | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | Penske Automotive Group, Inc. | PAG | 70959W103 | 05/11/2023 | Management | 1m | Elect Director H. Brian Thompson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Penske Automotive Group, Inc. | PAG | 70959W103 | 05/11/2023 | Management | 2 | Amend Certificate of Incorporation to Allow Exculpation of Officers | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | Penske Automotive Group, Inc. | PAG | 70959W103 | 05/11/2023 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Penske Automotive Group, Inc. | PAG | 70959W103 | 05/11/2023 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Penske Automotive Group, Inc. | PAG | 70959W103 | 05/11/2023 | Management | 5 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Steel Dynamics, Inc. | STLD | 858119100 | 05/11/2023 | Management | 1.1 | Elect Director Mark D. Millett | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steel Dynamics, Inc. | STLD | 858119100 | 05/11/2023 | Management | 1.2 | Elect Director Sheree L. Bargabos | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steel Dynamics, Inc. | STLD | 858119100 | 05/11/2023 | Management | 1.3 | Elect Director Kenneth W. Cornew | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steel Dynamics, Inc. | STLD | 858119100 | 05/11/2023 | Management | 1.4 | Elect Director Traci M. Dolan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steel Dynamics, Inc. | STLD | 858119100 | 05/11/2023 | Management | 1.5 | Elect Director James C. Marcuccilli | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steel Dynamics, Inc. | STLD | 858119100 | 05/11/2023 | Management | 1.6 | Elect Director Bradley S. Seaman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steel Dynamics, Inc. | STLD | 858119100 | 05/11/2023 | Management | 1.7 | Elect Director Gabriel L. Shaheen | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steel Dynamics, Inc. | STLD | 858119100 | 05/11/2023 | Management | 1.8 | Elect Director Luis M. Sierra | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steel Dynamics, Inc. | STLD | 858119100 | 05/11/2023 | Management | 1.9 | Elect Director Steven A. Sonnenberg | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steel Dynamics, Inc. | STLD | 858119100 | 05/11/2023 | Management | 1.10 | Elect Director Richard P. Teets, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steel Dynamics, Inc. | STLD | 858119100 | 05/11/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steel Dynamics, Inc. | STLD | 858119100 | 05/11/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Steel Dynamics, Inc. | STLD | 858119100 | 05/11/2023 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steel Dynamics, Inc. | STLD | 858119100 | 05/11/2023 | Management | 5 | Approve Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steel Dynamics, Inc. | STLD | 858119100 | 05/11/2023 | Management | 6 | Adopt Majority Voting for Uncontested Election of Directors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Arch Coal Inc. | ARCH | 03940R107 | 05/12/2023 | Management | 1.1 | Elect Director James N. Chapman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Arch Coal Inc. | ARCH | 03940R107 | 05/12/2023 | Management | 1.2 | Elect Director John W. Eaves | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Arch Coal Inc. | ARCH | 03940R107 | 05/12/2023 | Management | 1.3 | Elect Director Holly Keller Koeppel | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Arch Coal Inc. | ARCH | 03940R107 | 05/12/2023 | Management | 1.4 | Elect Director Patrick A. Kriegshauser | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Arch Coal Inc. | ARCH | 03940R107 | 05/12/2023 | Management | 1.5 | Elect Director Paul A. Lang | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Arch Coal Inc. | ARCH | 03940R107 | 05/12/2023 | Management | 1.6 | Elect Director Richard A. Navarre | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Arch Coal Inc. | ARCH | 03940R107 | 05/12/2023 | Management | 1.7 | Elect Director Molly P. Zhang (aka Peifang Zhang) | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Arch Coal Inc. | ARCH | 03940R107 | 05/12/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Arch Coal Inc. | ARCH | 03940R107 | 05/12/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Arch Coal Inc. | ARCH | 03940R107 | 05/12/2023 | Management | 4 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Sonic Automotive, Inc. | SAH | 83545G102 | 05/15/2023 | Management | 1a | Elect Director David Bruton Smith | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | Sonic Automotive, Inc. | SAH | 83545G102 | 05/15/2023 | Management | 1b | Elect Director Jeff Dyke | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | Sonic Automotive, Inc. | SAH | 83545G102 | 05/15/2023 | Management | 1c | Elect Director William I. Belk | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | Sonic Automotive, Inc. | SAH | 83545G102 | 05/15/2023 | Management | 1d | Elect Director William R. Brooks | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | Sonic Automotive, Inc. | SAH | 83545G102 | 05/15/2023 | Management | 1e | Elect Director John W. Harris, III | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | Sonic Automotive, Inc. | SAH | 83545G102 | 05/15/2023 | Management | 1f | Elect Director Michael Hodge | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | Sonic Automotive, Inc. | SAH | 83545G102 | 05/15/2023 | Management | 1g | Elect Director Keri A. Kaiser | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | Sonic Automotive, Inc. | SAH | 83545G102 | 05/15/2023 | Management | 1h | Elect Director B. Scott Smith | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | Sonic Automotive, Inc. | SAH | 83545G102 | 05/15/2023 | Management | 1i | Elect Director Marcus G. Smith | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | Sonic Automotive, Inc. | SAH | 83545G102 | 05/15/2023 | Management | 1j | Elect Director R. Eugene Taylor | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | Sonic Automotive, Inc. | SAH | 83545G102 | 05/15/2023 | Management | 2 | Ratify Grant Thornton LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Sonic Automotive, Inc. | SAH | 83545G102 | 05/15/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Sonic Automotive, Inc. | SAH | 83545G102 | 05/15/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Sonic Automotive, Inc. | SAH | 83545G102 | 05/15/2023 | Management | 5 | Amend Non-Employee Director Restricted Stock Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Sonic Automotive, Inc. | SAH | 83545G102 | 05/15/2023 | Management | 6 | Amend Certificate of Incorporation to Limit the Personal Liability of Certain Senior Officers | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | Sylvamo Corporation | SLVM | 871332102 | 05/15/2023 | Management | 1.1 | Elect Director Jean-Michel Ribieras | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Sylvamo Corporation | SLVM | 871332102 | 05/15/2023 | Management | 1.2 | Elect Director Stan Askren | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Sylvamo Corporation | SLVM | 871332102 | 05/15/2023 | Management | 1.3 | Elect Director Christine S. Breves | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Sylvamo Corporation | SLVM | 871332102 | 05/15/2023 | Management | 1.4 | Elect Director Jeanmarie Desmond | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Sylvamo Corporation | SLVM | 871332102 | 05/15/2023 | Management | 1.5 | Elect Director Liz Gottung | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Sylvamo Corporation | SLVM | 871332102 | 05/15/2023 | Management | 1.6 | Elect Director Joia M. Johnson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Sylvamo Corporation | SLVM | 871332102 | 05/15/2023 | Management | 1.7 | Elect Director Karl L. Meyers | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Sylvamo Corporation | SLVM | 871332102 | 05/15/2023 | Management | 1.8 | Elect Director David Petratis | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Sylvamo Corporation | SLVM | 871332102 | 05/15/2023 | Management | 1.9 | Elect Director J. Paul Rollinson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Sylvamo Corporation | SLVM | 871332102 | 05/15/2023 | Management | 1.10 | Elect Director Mark W. Wilde | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Sylvamo Corporation | SLVM | 871332102 | 05/15/2023 | Management | 1.11 | Elect Director James P. Zallie | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Sylvamo Corporation | SLVM | 871332102 | 05/15/2023 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Sylvamo Corporation | SLVM | 871332102 | 05/15/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Management | 1a | Elect Director Dennis V. Arriola | Yes | For | For |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Management | 1b | Elect Director Jody Freeman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Management | 1c | Elect Director Gay Huey Evans | Yes | For | For |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Management | 1d | Elect Director Jeffrey A. Joerres | Yes | For | For |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Management | 1e | Elect Director Ryan M. Lance | Yes | For | For |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Management | 1f | Elect Director Timothy A. Leach | Yes | For | For |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Management | 1g | Elect Director William H. McRaven | Yes | For | For |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Management | 1h | Elect Director Sharmila Mulligan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Management | 1i | Elect Director Eric D. Mullins | Yes | For | For |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Management | 1j | Elect Director Arjun N. Murti | Yes | For | For |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Management | 1k | Elect Director Robert A. Niblock | Yes | For | For |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Management | 1l | Elect Director David T. Seaton | Yes | For | For |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Management | 1m | Elect Director R.A. Walker | Yes | For | For |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | None |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Management | 5 | Provide Right to Call Special Meeting | Yes | For | For |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Management | 6 | Approve Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Shareholder | 7 | Require Independent Board Chair | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Shareholder | 8 | Adopt Share Retention Policy For Senior Executives | Yes | For | Against |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Shareholder | 9 | Report on Tax Transparency | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | ConocoPhillips | COP | 20825C104 | 05/16/2023 | Shareholder | 10 | Report on Lobbying Payments and Policy | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Group 1 Automotive, Inc. | GPI | 398905109 | 05/17/2023 | Management | 1.1 | Elect Director Carin M. Barth | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Group 1 Automotive, Inc. | GPI | 398905109 | 05/17/2023 | Management | 1.2 | Elect Director Daryl A. Kenningham | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Group 1 Automotive, Inc. | GPI | 398905109 | 05/17/2023 | Management | 1.3 | Elect Director Steven C. Mizell | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Group 1 Automotive, Inc. | GPI | 398905109 | 05/17/2023 | Management | 1.4 | Elect Director Lincoln Pereira Filho | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Group 1 Automotive, Inc. | GPI | 398905109 | 05/17/2023 | Management | 1.5 | Elect Director Stephen D. Quinn | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Group 1 Automotive, Inc. | GPI | 398905109 | 05/17/2023 | Management | 1.6 | Elect Director Steven P. Stanbrook | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Group 1 Automotive, Inc. | GPI | 398905109 | 05/17/2023 | Management | 1.7 | Elect Director Charles L. Szews | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Group 1 Automotive, Inc. | GPI | 398905109 | 05/17/2023 | Management | 1.8 | Elect Director Anne Taylor | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Group 1 Automotive, Inc. | GPI | 398905109 | 05/17/2023 | Management | 1.9 | Elect Director MaryAnn Wright | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Group 1 Automotive, Inc. | GPI | 398905109 | 05/17/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Group 1 Automotive, Inc. | GPI | 398905109 | 05/17/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Group 1 Automotive, Inc. | GPI | 398905109 | 05/17/2023 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Group 1 Automotive, Inc. | GPI | 398905109 | 05/17/2023 | Management | 5 | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Group 1 Automotive, Inc. | GPI | 398905109 | 05/17/2023 | Management | 6 | Provide Directors May Be Removed With or Without Cause | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Halliburton Company | HAL | 406216101 | 05/17/2023 | Management | 1a | Elect Director Abdulaziz F. Al Khayyal | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Halliburton Company | HAL | 406216101 | 05/17/2023 | Management | 1b | Elect Director William E. Albrecht | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Halliburton Company | HAL | 406216101 | 05/17/2023 | Management | 1c | Elect Director M. Katherine Banks | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Halliburton Company | HAL | 406216101 | 05/17/2023 | Management | 1d | Elect Director Alan M. Bennett | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Halliburton Company | HAL | 406216101 | 05/17/2023 | Management | 1e | Elect Director Milton Carroll | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Halliburton Company | HAL | 406216101 | 05/17/2023 | Management | 1f | Elect Director Earl M. Cummings | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Halliburton Company | HAL | 406216101 | 05/17/2023 | Management | 1g | Elect Director Murry S. Gerber | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Halliburton Company | HAL | 406216101 | 05/17/2023 | Management | 1h | Elect Director Robert A. Malone | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Halliburton Company | HAL | 406216101 | 05/17/2023 | Management | 1i | Elect Director Jeffrey A. Miller | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Halliburton Company | HAL | 406216101 | 05/17/2023 | Management | 1j | Elect Director Bhavesh V. (Bob) Patel | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Halliburton Company | HAL | 406216101 | 05/17/2023 | Management | 1k | Elect Director Maurice S. Smith | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Halliburton Company | HAL | 406216101 | 05/17/2023 | Management | 1l | Elect Director Janet L. Weiss | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Halliburton Company | HAL | 406216101 | 05/17/2023 | Management | 1m | Elect Director Tobi M. Edwards Young | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Halliburton Company | HAL | 406216101 | 05/17/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Halliburton Company | HAL | 406216101 | 05/17/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Halliburton Company | HAL | 406216101 | 05/17/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Halliburton Company | HAL | 406216101 | 05/17/2023 | Management | 5 | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Halliburton Company | HAL | 406216101 | 05/17/2023 | Management | 6 | Amend Certificate of Incorporation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Quest Diagnostics Incorporated | DGX | 74834L100 | 05/17/2023 | Management | 1.1 | Elect Director James E. Davis | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Quest Diagnostics Incorporated | DGX | 74834L100 | 05/17/2023 | Management | 1.2 | Elect Director Luis A. Diaz, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Quest Diagnostics Incorporated | DGX | 74834L100 | 05/17/2023 | Management | 1.3 | Elect Director Tracey C. Doi | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Quest Diagnostics Incorporated | DGX | 74834L100 | 05/17/2023 | Management | 1.4 | Elect Director Vicky B. Gregg | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Quest Diagnostics Incorporated | DGX | 74834L100 | 05/17/2023 | Management | 1.5 | Elect Director Wright L. Lassiter, III | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Quest Diagnostics Incorporated | DGX | 74834L100 | 05/17/2023 | Management | 1.6 | Elect Director Timothy L. Main | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Quest Diagnostics Incorporated | DGX | 74834L100 | 05/17/2023 | Management | 1.7 | Elect Director Denise M. Morrison | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Quest Diagnostics Incorporated | DGX | 74834L100 | 05/17/2023 | Management | 1.8 | Elect Director Gary M. Pfeiffer | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Quest Diagnostics Incorporated | DGX | 74834L100 | 05/17/2023 | Management | 1.9 | Elect Director Timothy M. Ring | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Quest Diagnostics Incorporated | DGX | 74834L100 | 05/17/2023 | Management | 1.10 | Elect Director Gail R. Wilensky | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Quest Diagnostics Incorporated | DGX | 74834L100 | 05/17/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Quest Diagnostics Incorporated | DGX | 74834L100 | 05/17/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Quest Diagnostics Incorporated | DGX | 74834L100 | 05/17/2023 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Quest Diagnostics Incorporated | DGX | 74834L100 | 05/17/2023 | Management | 5 | Amend Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Quest Diagnostics Incorporated | DGX | 74834L100 | 05/17/2023 | Shareholder | 6 | Adopt GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal | Yes | For | Against |
| AdvisorShares Insider Advantage ETF | Reliance Steel & Aluminum Co. | RS | 759509102 | 05/17/2023 | Management | 1a | Elect Director Lisa L. Baldwin | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Reliance Steel & Aluminum Co. | RS | 759509102 | 05/17/2023 | Management | 1b | Elect Director Karen W. Colonias | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Reliance Steel & Aluminum Co. | RS | 759509102 | 05/17/2023 | Management | 1c | Elect Director Frank J. Dellaquila | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Reliance Steel & Aluminum Co. | RS | 759509102 | 05/17/2023 | Management | 1d | Elect Director James D. Hoffman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Reliance Steel & Aluminum Co. | RS | 759509102 | 05/17/2023 | Management | 1e | Elect Director Mark V. Kaminski | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Reliance Steel & Aluminum Co. | RS | 759509102 | 05/17/2023 | Management | 1f | Elect Director Karla R. Lewis | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Reliance Steel & Aluminum Co. | RS | 759509102 | 05/17/2023 | Management | 1g | Elect Director Robert A. McEvoy | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Reliance Steel & Aluminum Co. | RS | 759509102 | 05/17/2023 | Management | 1h | Elect Director David W. Seeger | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Reliance Steel & Aluminum Co. | RS | 759509102 | 05/17/2023 | Management | 1i | Elect Director Douglas W. Stotlar | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Reliance Steel & Aluminum Co. | RS | 759509102 | 05/17/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Reliance Steel & Aluminum Co. | RS | 759509102 | 05/17/2023 | Management | 3 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Reliance Steel & Aluminum Co. | RS | 759509102 | 05/17/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Reliance Steel & Aluminum Co. | RS | 759509102 | 05/17/2023 | Shareholder | 5 | Require Independent Board Chairman | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Robert Half International Inc. | RHI | 770323103 | 05/17/2023 | Management | 1a | Elect Director Julia L. Coronado | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Robert Half International Inc. | RHI | 770323103 | 05/17/2023 | Management | 1b | Elect Director Dirk A. Kempthorne | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Robert Half International Inc. | RHI | 770323103 | 05/17/2023 | Management | 1c | Elect Director Harold M. Messmer, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Robert Half International Inc. | RHI | 770323103 | 05/17/2023 | Management | 1d | Elect Director Marc H. Morial | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Robert Half International Inc. | RHI | 770323103 | 05/17/2023 | Management | 1e | Elect Director Robert J. Pace | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Robert Half International Inc. | RHI | 770323103 | 05/17/2023 | Management | 1f | Elect Director Frederick A. Richman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Robert Half International Inc. | RHI | 770323103 | 05/17/2023 | Management | 1g | Elect Director M. Keith Waddell | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Robert Half International Inc. | RHI | 770323103 | 05/17/2023 | Management | 1h | Elect Director Marnie H. Wilking | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Robert Half International Inc. | RHI | 770323103 | 05/17/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Robert Half International Inc. | RHI | 770323103 | 05/17/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Robert Half International Inc. | RHI | 770323103 | 05/17/2023 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 05/17/2023 | Management | 1a | Elect Director Normand A. Boulanger | Yes | For | For |
| AdvisorShares Insider Advantage ETF | SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 05/17/2023 | Management | 1b | Elect Director David A. Varsano | Yes | For | For |
| AdvisorShares Insider Advantage ETF | SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 05/17/2023 | Management | 1c | Elect Director Michael J. Zamkow | Yes | For | For |
| AdvisorShares Insider Advantage ETF | SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 05/17/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 05/17/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 05/17/2023 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 05/17/2023 | Management | 5 | Approve Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | State Street Corporation | STT | 857477103 | 05/17/2023 | Management | 1a | Elect Director Patrick de Saint-Aignan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | State Street Corporation | STT | 857477103 | 05/17/2023 | Management | 1b | Elect Director Marie A. Chandoha | Yes | For | For |
| AdvisorShares Insider Advantage ETF | State Street Corporation | STT | 857477103 | 05/17/2023 | Management | 1c | Elect Director DonnaLee DeMaio | Yes | For | For |
| AdvisorShares Insider Advantage ETF | State Street Corporation | STT | 857477103 | 05/17/2023 | Management | 1d | Elect Director Amelia C. Fawcett | Yes | For | For |
| AdvisorShares Insider Advantage ETF | State Street Corporation | STT | 857477103 | 05/17/2023 | Management | 1e | Elect Director William C. Freda | Yes | For | For |
| AdvisorShares Insider Advantage ETF | State Street Corporation | STT | 857477103 | 05/17/2023 | Management | 1f | Elect Director Sara Mathew | Yes | For | For |
| AdvisorShares Insider Advantage ETF | State Street Corporation | STT | 857477103 | 05/17/2023 | Management | 1g | Elect Director William L. Meaney | Yes | For | For |
| AdvisorShares Insider Advantage ETF | State Street Corporation | STT | 857477103 | 05/17/2023 | Management | 1h | Elect Director Ronald P. O’Hanley | Yes | For | For |
| AdvisorShares Insider Advantage ETF | State Street Corporation | STT | 857477103 | 05/17/2023 | Management | 1i | Elect Director Sean O’Sullivan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | State Street Corporation | STT | 857477103 | 05/17/2023 | Management | 1j | Elect Director Julio A. Portalatin | Yes | For | For |
| AdvisorShares Insider Advantage ETF | State Street Corporation | STT | 857477103 | 05/17/2023 | Management | 1k | Elect Director John B. Rhea | Yes | For | For |
| AdvisorShares Insider Advantage ETF | State Street Corporation | STT | 857477103 | 05/17/2023 | Management | 1l | Elect Director Gregory L. Summe | Yes | For | For |
| AdvisorShares Insider Advantage ETF | State Street Corporation | STT | 857477103 | 05/17/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | State Street Corporation | STT | 857477103 | 05/17/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | State Street Corporation | STT | 857477103 | 05/17/2023 | Management | 4 | Amend Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | State Street Corporation | STT | 857477103 | 05/17/2023 | Management | 5 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | State Street Corporation | STT | 857477103 | 05/17/2023 | Shareholder | 6 | Report on Asset Management Policies and Diversified Investors | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.1 | Elect Director Brian B. Bainum | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.2 | Elect Director Stewart W. Bainum, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.3 | Elect Director William L. Jews | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.4 | Elect Director Monte J.M. Koch | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.5 | Elect Director Liza K. Landsman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.6 | Elect Director Patrick S. Pacious | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.7 | Elect Director Ervin R. Shames | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.8 | Elect Director Gordon A. Smith | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.9 | Elect Director Maureen D. Sullivan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.10 | Elect Director John P. Tague | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 1.11 | Elect Director Donna F. Vieira | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 2 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | Choice Hotels International, Inc. | CHH | 169905106 | 05/18/2023 | Management | 4 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Synchrony Financial | SYF | 87165B103 | 05/18/2023 | Management | 1a | Elect Director Brian D. Doubles | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Synchrony Financial | SYF | 87165B103 | 05/18/2023 | Management | 1b | Elect Director Fernando Aguirre | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Synchrony Financial | SYF | 87165B103 | 05/18/2023 | Management | 1c | Elect Director Paget L. Alves | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Synchrony Financial | SYF | 87165B103 | 05/18/2023 | Management | 1d | Elect Director Kamila Chytil | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Synchrony Financial | SYF | 87165B103 | 05/18/2023 | Management | 1e | Elect Director Arthur W. Coviello, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Synchrony Financial | SYF | 87165B103 | 05/18/2023 | Management | 1f | Elect Director Roy A. Guthrie | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Synchrony Financial | SYF | 87165B103 | 05/18/2023 | Management | 1g | Elect Director Jeffrey G. Naylor | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Synchrony Financial | SYF | 87165B103 | 05/18/2023 | Management | 1h | Elect Director P.W. “Bill” Parker | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Synchrony Financial | SYF | 87165B103 | 05/18/2023 | Management | 1i | Elect Director Laurel J. Richie | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Synchrony Financial | SYF | 87165B103 | 05/18/2023 | Management | 1j | Elect Director Ellen M. Zane | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Synchrony Financial | SYF | 87165B103 | 05/18/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Synchrony Financial | SYF | 87165B103 | 05/18/2023 | Management | 3 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | APA Corporation | APA | 03743Q108 | 05/23/2023 | Management | 1 | Elect Director Annell R. Bay | Yes | For | For |
| AdvisorShares Insider Advantage ETF | APA Corporation | APA | 03743Q108 | 05/23/2023 | Management | 2 | Elect Director John J. Christmann, IV | Yes | For | For |
| AdvisorShares Insider Advantage ETF | APA Corporation | APA | 03743Q108 | 05/23/2023 | Management | 3 | Elect Director Juliet S. Ellis | Yes | For | For |
| AdvisorShares Insider Advantage ETF | APA Corporation | APA | 03743Q108 | 05/23/2023 | Management | 4 | Elect Director Charles W. Hooper | Yes | For | For |
| AdvisorShares Insider Advantage ETF | APA Corporation | APA | 03743Q108 | 05/23/2023 | Management | 5 | Elect Director Chansoo Joung | Yes | For | For |
| AdvisorShares Insider Advantage ETF | APA Corporation | APA | 03743Q108 | 05/23/2023 | Management | 6 | Elect Director H. Lamar McKay | Yes | For | For |
| AdvisorShares Insider Advantage ETF | APA Corporation | APA | 03743Q108 | 05/23/2023 | Management | 7 | Elect Director Amy H. Nelson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | APA Corporation | APA | 03743Q108 | 05/23/2023 | Management | 8 | Elect Director Daniel W. Rabun | Yes | For | For |
| AdvisorShares Insider Advantage ETF | APA Corporation | APA | 03743Q108 | 05/23/2023 | Management | 9 | Elect Director Peter A. Ragauss | Yes | For | For |
| AdvisorShares Insider Advantage ETF | APA Corporation | APA | 03743Q108 | 05/23/2023 | Management | 10 | Elect Director David L. Stover | Yes | For | For |
| AdvisorShares Insider Advantage ETF | APA Corporation | APA | 03743Q108 | 05/23/2023 | Management | 11 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | APA Corporation | APA | 03743Q108 | 05/23/2023 | Management | 12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | APA Corporation | APA | 03743Q108 | 05/23/2023 | Management | 13 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | APA Corporation | APA | 03743Q108 | 05/23/2023 | Management | 14 | Amend Certificate of Incorporation to Provide for Exculpation of Certain Officers | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HF Sinclair Corporation | DINO | 403949100 | 05/24/2023 | Management | 1a | Elect Director Anne-Marie N. Ainsworth | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HF Sinclair Corporation | DINO | 403949100 | 05/24/2023 | Management | 1b | Elect Director Anna C. Catalano | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HF Sinclair Corporation | DINO | 403949100 | 05/24/2023 | Management | 1c | Elect Director Leldon E. Echols | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HF Sinclair Corporation | DINO | 403949100 | 05/24/2023 | Management | 1d | Elect Director Manuel J. Fernandez | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HF Sinclair Corporation | DINO | 403949100 | 05/24/2023 | Management | 1e | Elect Director Timothy Go | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HF Sinclair Corporation | DINO | 403949100 | 05/24/2023 | Management | 1f | Elect Director Rhoman J. Hardy | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HF Sinclair Corporation | DINO | 403949100 | 05/24/2023 | Management | 1g | Elect Director R. Craig Knocke | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HF Sinclair Corporation | DINO | 403949100 | 05/24/2023 | Management | 1h | Elect Director Robert J. Kostelnik | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HF Sinclair Corporation | DINO | 403949100 | 05/24/2023 | Management | 1i | Elect Director James H. Lee | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HF Sinclair Corporation | DINO | 403949100 | 05/24/2023 | Management | 1j | Elect Director Ross B. Matthews | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HF Sinclair Corporation | DINO | 403949100 | 05/24/2023 | Management | 1k | Elect Director Franklin Myers | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HF Sinclair Corporation | DINO | 403949100 | 05/24/2023 | Management | 1l | Elect Director Norman J. Szydlowski | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HF Sinclair Corporation | DINO | 403949100 | 05/24/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HF Sinclair Corporation | DINO | 403949100 | 05/24/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | HF Sinclair Corporation | DINO | 403949100 | 05/24/2023 | Management | 4 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | HF Sinclair Corporation | DINO | 403949100 | 05/24/2023 | Shareholder | 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Yes | For | Against |
| AdvisorShares Insider Advantage ETF | Marathon Oil Corporation | MRO | 565849106 | 05/24/2023 | Management | 1a | Elect Director Chadwick C. Deaton | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Marathon Oil Corporation | MRO | 565849106 | 05/24/2023 | Management | 1b | Elect Director Marcela E. Donadio | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Marathon Oil Corporation | MRO | 565849106 | 05/24/2023 | Management | 1c | Elect Director M. Elise Hyland | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Marathon Oil Corporation | MRO | 565849106 | 05/24/2023 | Management | 1d | Elect Director Holli C. Ladhani | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Marathon Oil Corporation | MRO | 565849106 | 05/24/2023 | Management | 1e | Elect Director Mark A. McCollum | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Marathon Oil Corporation | MRO | 565849106 | 05/24/2023 | Management | 1f | Elect Director Brent J. Smolik | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Marathon Oil Corporation | MRO | 565849106 | 05/24/2023 | Management | 1g | Elect Director Lee M. Tillman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Marathon Oil Corporation | MRO | 565849106 | 05/24/2023 | Management | 1h | Elect Director Shawn D. Williams | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Marathon Oil Corporation | MRO | 565849106 | 05/24/2023 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Marathon Oil Corporation | MRO | 565849106 | 05/24/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Marathon Oil Corporation | MRO | 565849106 | 05/24/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | PDC Energy, Inc. | PDCE | 69327R101 | 05/24/2023 | Management | 1.1 | Elect Director Barton R. Brookman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | PDC Energy, Inc. | PDCE | 69327R101 | 05/24/2023 | Management | 1.2 | Elect Director Pamela R. Butcher | Yes | For | For |
| AdvisorShares Insider Advantage ETF | PDC Energy, Inc. | PDCE | 69327R101 | 05/24/2023 | Management | 1.3 | Elect Director Mark E. Ellis | Yes | For | For |
| AdvisorShares Insider Advantage ETF | PDC Energy, Inc. | PDCE | 69327R101 | 05/24/2023 | Management | 1.4 | Elect Director Paul J. Korus | Yes | For | For |
| AdvisorShares Insider Advantage ETF | PDC Energy, Inc. | PDCE | 69327R101 | 05/24/2023 | Management | 1.5 | Elect Director Lynn A. Peterson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | PDC Energy, Inc. | PDCE | 69327R101 | 05/24/2023 | Management | 1.6 | Elect Director Carlos A. Sabater | Yes | For | For |
| AdvisorShares Insider Advantage ETF | PDC Energy, Inc. | PDCE | 69327R101 | 05/24/2023 | Management | 1.7 | Elect Director Diana L. Sands | Yes | For | For |
| AdvisorShares Insider Advantage ETF | PDC Energy, Inc. | PDCE | 69327R101 | 05/24/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | PDC Energy, Inc. | PDCE | 69327R101 | 05/24/2023 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | PDC Energy, Inc. | PDCE | 69327R101 | 05/24/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | PJT Partners Inc. | PJT | 69343T107 | 05/24/2023 | Management | 1a | Elect Director Thomas M. Ryan | Yes | Withhold | For |
| AdvisorShares Insider Advantage ETF | PJT Partners Inc. | PJT | 69343T107 | 05/24/2023 | Management | 1b | Elect Director K. Don Cornwell | Yes | For | For |
| AdvisorShares Insider Advantage ETF | PJT Partners Inc. | PJT | 69343T107 | 05/24/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | PJT Partners Inc. | PJT | 69343T107 | 05/24/2023 | Management | 3 | Amend Omnibus Stock Plan | Yes | Against | For |
| AdvisorShares Insider Advantage ETF | PJT Partners Inc. | PJT | 69343T107 | 05/24/2023 | Management | 4 | Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | PJT Partners Inc. | PJT | 69343T107 | 05/24/2023 | Management | 5 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steven Madden, Ltd. | SHOO | 556269108 | 05/24/2023 | Management | 1.1 | Elect Director Edward R. Rosenfeld | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steven Madden, Ltd. | SHOO | 556269108 | 05/24/2023 | Management | 1.2 | Elect Director Peter A. Davis | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steven Madden, Ltd. | SHOO | 556269108 | 05/24/2023 | Management | 1.3 | Elect Director Al Ferrara | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steven Madden, Ltd. | SHOO | 556269108 | 05/24/2023 | Management | 1.4 | Elect Director Mitchell S. Klipper | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steven Madden, Ltd. | SHOO | 556269108 | 05/24/2023 | Management | 1.5 | Elect Director Maria Teresa Kumar | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steven Madden, Ltd. | SHOO | 556269108 | 05/24/2023 | Management | 1.6 | Elect Director Rose Peabody Lynch | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steven Madden, Ltd. | SHOO | 556269108 | 05/24/2023 | Management | 1.7 | Elect Director Peter Migliorini | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steven Madden, Ltd. | SHOO | 556269108 | 05/24/2023 | Management | 1.8 | Elect Director Arian Simone Reed | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steven Madden, Ltd. | SHOO | 556269108 | 05/24/2023 | Management | 1.9 | Elect Director Ravi Sachdev | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steven Madden, Ltd. | SHOO | 556269108 | 05/24/2023 | Management | 1.10 | Elect Director Robert Smith | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steven Madden, Ltd. | SHOO | 556269108 | 05/24/2023 | Management | 1.11 | Elect Director Amelia Newton Varela | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steven Madden, Ltd. | SHOO | 556269108 | 05/24/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steven Madden, Ltd. | SHOO | 556269108 | 05/24/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Steven Madden, Ltd. | SHOO | 556269108 | 05/24/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Affiliated Managers Group, Inc. | AMG | 008252108 | 05/25/2023 | Management | 1a | Elect Director Karen L. Alvingham | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Affiliated Managers Group, Inc. | AMG | 008252108 | 05/25/2023 | Management | 1b | Elect Director Tracy A. Atkinson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Affiliated Managers Group, Inc. | AMG | 008252108 | 05/25/2023 | Management | 1c | Elect Director Dwight D. Churchill | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Affiliated Managers Group, Inc. | AMG | 008252108 | 05/25/2023 | Management | 1d | Elect Director Jay C. Horgen | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Affiliated Managers Group, Inc. | AMG | 008252108 | 05/25/2023 | Management | 1e | Elect Director Reuben Jeffery, III | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Affiliated Managers Group, Inc. | AMG | 008252108 | 05/25/2023 | Management | 1f | Elect Director Felix V. Matos Rodriguez | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Affiliated Managers Group, Inc. | AMG | 008252108 | 05/25/2023 | Management | 1g | Elect Director Tracy P. Palandjian | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Affiliated Managers Group, Inc. | AMG | 008252108 | 05/25/2023 | Management | 1h | Elect Director David C. Ryan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Affiliated Managers Group, Inc. | AMG | 008252108 | 05/25/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Affiliated Managers Group, Inc. | AMG | 008252108 | 05/25/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Affiliated Managers Group, Inc. | AMG | 008252108 | 05/25/2023 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Flowers Foods, Inc. | FLO | 343498101 | 05/25/2023 | Management | 1a | Elect Director George E. Deese | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Flowers Foods, Inc. | FLO | 343498101 | 05/25/2023 | Management | 1b | Elect Director Edward J. Casey, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Flowers Foods, Inc. | FLO | 343498101 | 05/25/2023 | Management | 1c | Elect Director Thomas C. Chubb, III | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Flowers Foods, Inc. | FLO | 343498101 | 05/25/2023 | Management | 1d | Elect Director Rhonda Gass | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Flowers Foods, Inc. | FLO | 343498101 | 05/25/2023 | Management | 1e | Elect Director Margaret G. Lewis | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Flowers Foods, Inc. | FLO | 343498101 | 05/25/2023 | Management | 1f | Elect Director W. Jameson McFadden | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Flowers Foods, Inc. | FLO | 343498101 | 05/25/2023 | Management | 1g | Elect Director A. Ryals McMullian | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Flowers Foods, Inc. | FLO | 343498101 | 05/25/2023 | Management | 1h | Elect Director James T. Spear | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Flowers Foods, Inc. | FLO | 343498101 | 05/25/2023 | Management | 1i | Elect Director Melvin T. Stith | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Flowers Foods, Inc. | FLO | 343498101 | 05/25/2023 | Management | 1j | Elect Director Terry S. Thomas | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Flowers Foods, Inc. | FLO | 343498101 | 05/25/2023 | Management | 1k | Elect Director C. Martin Wood, III | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Flowers Foods, Inc. | FLO | 343498101 | 05/25/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Flowers Foods, Inc. | FLO | 343498101 | 05/25/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Flowers Foods, Inc. | FLO | 343498101 | 05/25/2023 | Management | 4 | Amend Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Flowers Foods, Inc. | FLO | 343498101 | 05/25/2023 | Management | 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Old Republic International Corporation | ORI | 680223104 | 05/25/2023 | Management | 1.1 | Elect Director Barbara A. Adachi | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Old Republic International Corporation | ORI | 680223104 | 05/25/2023 | Management | 1.2 | Elect Director Charles J. Kovaleski | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Old Republic International Corporation | ORI | 680223104 | 05/25/2023 | Management | 1.3 | Elect Director Craig R. Smiddy | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Old Republic International Corporation | ORI | 680223104 | 05/25/2023 | Management | 1.4 | Elect Director Fredricka Taubitz | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Old Republic International Corporation | ORI | 680223104 | 05/25/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Old Republic International Corporation | ORI | 680223104 | 05/25/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Old Republic International Corporation | ORI | 680223104 | 05/25/2023 | Management | 4 | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Old Republic International Corporation | ORI | 680223104 | 05/25/2023 | Management | 5 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Patrick Industries, Inc. | PATK | 703343103 | 05/25/2023 | Management | 1.1 | Elect Director Joseph M. Cerulli | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Patrick Industries, Inc. | PATK | 703343103 | 05/25/2023 | Management | 1.2 | Elect Director Todd M. Cleveland | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Patrick Industries, Inc. | PATK | 703343103 | 05/25/2023 | Management | 1.3 | Elect Director John A. Forbes | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Patrick Industries, Inc. | PATK | 703343103 | 05/25/2023 | Management | 1.4 | Elect Director Michael A. Kitson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Patrick Industries, Inc. | PATK | 703343103 | 05/25/2023 | Management | 1.5 | Elect Director Pamela R. Klyn | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Patrick Industries, Inc. | PATK | 703343103 | 05/25/2023 | Management | 1.6 | Elect Director Derrick B. Mayes | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Patrick Industries, Inc. | PATK | 703343103 | 05/25/2023 | Management | 1.7 | Elect Director Andy L. Nemeth | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Patrick Industries, Inc. | PATK | 703343103 | 05/25/2023 | Management | 1.8 | Elect Director Denis G. Suggs | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Patrick Industries, Inc. | PATK | 703343103 | 05/25/2023 | Management | 1.9 | Elect Director M. Scott Welch | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Patrick Industries, Inc. | PATK | 703343103 | 05/25/2023 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Patrick Industries, Inc. | PATK | 703343103 | 05/25/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Mosaic Company | MOS | 61945C103 | 05/25/2023 | Management | 1a | Elect Director Cheryl K. Beebe | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Mosaic Company | MOS | 61945C103 | 05/25/2023 | Management | 1b | Elect Director Gregory L. Ebel | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Mosaic Company | MOS | 61945C103 | 05/25/2023 | Management | 1c | Elect Director Timothy S. Gitzel | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Mosaic Company | MOS | 61945C103 | 05/25/2023 | Management | 1d | Elect Director Denise C. Johnson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Mosaic Company | MOS | 61945C103 | 05/25/2023 | Management | 1e | Elect Director Emery N. Koenig | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Mosaic Company | MOS | 61945C103 | 05/25/2023 | Management | 1f | Elect Director James (Joc) C. O’Rourke | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Mosaic Company | MOS | 61945C103 | 05/25/2023 | Management | 1g | Elect Director David T. Seaton | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Mosaic Company | MOS | 61945C103 | 05/25/2023 | Management | 1h | Elect Director Steven M. Seibert | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Mosaic Company | MOS | 61945C103 | 05/25/2023 | Management | 1i | Elect Director Joao Roberto Goncalves Teixeira | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Mosaic Company | MOS | 61945C103 | 05/25/2023 | Management | 1j | Elect Director Gretchen H. Watkins | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Mosaic Company | MOS | 61945C103 | 05/25/2023 | Management | 1k | Elect Director Kelvin R. Westbrook | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Mosaic Company | MOS | 61945C103 | 05/25/2023 | Management | 2 | Approve Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Mosaic Company | MOS | 61945C103 | 05/25/2023 | Management | 3 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Mosaic Company | MOS | 61945C103 | 05/25/2023 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | The Mosaic Company | MOS | 61945C103 | 05/25/2023 | Management | 5 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | The Mosaic Company | MOS | 61945C103 | 05/25/2023 | Shareholder | 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Yes | For | Against |
| AdvisorShares Insider Advantage ETF | The Mosaic Company | MOS | 61945C103 | 05/25/2023 | Shareholder | 7 | Report on Efforts to Reduce GHG Emissions in Alignment with Paris Agreement Goal | Yes | For | Against |
| AdvisorShares Insider Advantage ETF | Lowe’s Companies, Inc. | LOW | 548661107 | 05/26/2023 | Management | 1.1 | Elect Director Raul Alvarez | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Lowe’s Companies, Inc. | LOW | 548661107 | 05/26/2023 | Management | 1.2 | Elect Director David H. Batchelder | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Lowe’s Companies, Inc. | LOW | 548661107 | 05/26/2023 | Management | 1.3 | Elect Director Scott H. Baxter | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Lowe’s Companies, Inc. | LOW | 548661107 | 05/26/2023 | Management | 1.4 | Elect Director Sandra B. Cochran | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Lowe’s Companies, Inc. | LOW | 548661107 | 05/26/2023 | Management | 1.5 | Elect Director Laurie Z. Douglas | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Lowe’s Companies, Inc. | LOW | 548661107 | 05/26/2023 | Management | 1.6 | Elect Director Richard W. Dreiling | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Lowe’s Companies, Inc. | LOW | 548661107 | 05/26/2023 | Management | 1.7 | Elect Director Marvin R. Ellison | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Lowe’s Companies, Inc. | LOW | 548661107 | 05/26/2023 | Management | 1.8 | Elect Director Daniel J. Heinrich | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Lowe’s Companies, Inc. | LOW | 548661107 | 05/26/2023 | Management | 1.9 | Elect Director Brian C. Rogers | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Lowe’s Companies, Inc. | LOW | 548661107 | 05/26/2023 | Management | 1.10 | Elect Director Bertram L. Scott | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Lowe’s Companies, Inc. | LOW | 548661107 | 05/26/2023 | Management | 1.11 | Elect Director Colleen Taylor | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Lowe’s Companies, Inc. | LOW | 548661107 | 05/26/2023 | Management | 1.12 | Elect Director Mary Beth West | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Lowe’s Companies, Inc. | LOW | 548661107 | 05/26/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Lowe’s Companies, Inc. | LOW | 548661107 | 05/26/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Lowe’s Companies, Inc. | LOW | 548661107 | 05/26/2023 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Lowe’s Companies, Inc. | LOW | 548661107 | 05/26/2023 | Shareholder | 5 | Require Independent Board Chair | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Scorpio Tankers Inc. | STNG | Y7542C130 | 05/30/2023 | Management | 1.1 | Elect Director Emanuele A. Lauro | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Scorpio Tankers Inc. | STNG | Y7542C130 | 05/30/2023 | Management | 1.2 | Elect Director Merrick Rayner | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Scorpio Tankers Inc. | STNG | Y7542C130 | 05/30/2023 | Management | 2 | Ratify PricewaterhouseCoopers as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Management | 1a | Elect Director Wanda M. Austin | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Management | 1b | Elect Director John B. Frank | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Management | 1c | Elect Director Alice P. Gast | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Management | 1d | Elect Director Enrique Hernandez, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Management | 1e | Elect Director Marillyn A. Hewson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Management | 1f | Elect Director Jon M. Huntsman, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Management | 1g | Elect Director Charles W. Moorman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Management | 1h | Elect Director Dambisa F. Moyo | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Management | 1i | Elect Director Debra Reed-Klages | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Management | 1j | Elect Director D. James Umpleby, III | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Management | 1k | Elect Director Cynthia J. Warner | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Management | 1l | Elect Director Michael K. (Mike) Wirth | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Shareholder | 5 | Rescind Scope 3 GHG Reduction Proposal | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Shareholder | 6 | Adopt Medium-Term Scope 3 GHG Reduction Target | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Shareholder | 7 | Recalculate GHG Emissions Baseline to Exclude Emissions from Material Divestitures | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Shareholder | 8 | Establish Board Committee on Decarbonization Risk | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Shareholder | 9 | Report on Social Impact From Plant Closure or Energy Transition | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Shareholder | 10 | Oversee and Report a Racial Equity Audit | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Shareholder | 11 | Publish a Tax Transparency Report | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Chevron Corporation | CVX | 166764100 | 05/31/2023 | Shareholder | 12 | Require Independent Board Chair | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Management | 1.1 | Elect Director Michael J. Angelakis | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Management | 1.2 | Elect Director Susan K. Avery | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Management | 1.3 | Elect Director Angela F. Braly | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Management | 1.4 | Elect Director Gregory J. Goff | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Management | 1.5 | Elect Director John D. Harris, II | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Management | 1.6 | Elect Director Kaisa H. Hietala | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Management | 1.7 | Elect Director Joseph L. Hooley | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Management | 1.8 | Elect Director Steven A. Kandarian | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Management | 1.9 | Elect Director Alexander A. Karsner | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Management | 1.10 | Elect Director Lawrence W. Kellner | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Management | 1.11 | Elect Director Jeffrey W. Ubben | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Management | 1.12 | Elect Director Darren W. Woods | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Shareholder | 5 | Establish Board Committee on Decarbonization Risk | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Shareholder | 6 | Reduce Executive Stock Holding Period | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Shareholder | 7 | Report on Carbon Capture and Storage | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Shareholder | 8 | Report on Methane Emission Disclosure Reliability | Yes | For | Against |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Shareholder | 9 | Adopt Medium-Term Scope 3 GHG Reduction Target | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Shareholder | 10 | Issue a Report on Worst-Case Impacts of Oil Spills from Operations Offshore of Guyana | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Shareholder | 11 | Recalculate GHG Emissions Baseline to Exclude Emissions from Material Divestitures | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Shareholder | 12 | Report on Asset Retirement Obligations Under IEA NZE Scenario | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Shareholder | 13 | Commission Audited Report on Reduced Plastics Demand | Yes | For | Against |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Shareholder | 14 | Report on Potential Costs of Environmental Litigation | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Shareholder | 15 | Publish a Tax Transparency Report | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Shareholder | 16 | Report on Social Impact From Plant Closure or Energy Transition | Yes | Against | Against |
| AdvisorShares Insider Advantage ETF | Exxon Mobil Corporation | XOM | 30231G102 | 05/31/2023 | Shareholder | 17 | Report on Benefits and Risks of Commitment to Not Develop Projects in the Arctic *Withdrawn Resolution* | Yes | ||
| AdvisorShares Insider Advantage ETF | Textainer Group Holdings Limited | TGH | G8766E109 | 06/01/2023 | Management | 1.1 | Elect Director David M. Nurek | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Textainer Group Holdings Limited | TGH | G8766E109 | 06/01/2023 | Management | 1.2 | Elect Director Christopher Hollis | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Textainer Group Holdings Limited | TGH | G8766E109 | 06/01/2023 | Management | 1.3 | Elect Director Grace Tang | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Textainer Group Holdings Limited | TGH | G8766E109 | 06/01/2023 | Management | 2 | Accept Financial Statements and Statutory Reports | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Textainer Group Holdings Limited | TGH | G8766E109 | 06/01/2023 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Textainer Group Holdings Limited | TGH | G8766E109 | 06/01/2023 | Management | 4 | Amend Bylaws | Yes | For | For |
| AdvisorShares Insider Advantage ETF | International Seaways, Inc. | INSW | Y41053102 | 06/06/2023 | Management | 1.1 | Elect Director Douglas D. Wheat | Yes | For | For |
| AdvisorShares Insider Advantage ETF | International Seaways, Inc. | INSW | Y41053102 | 06/06/2023 | Management | 1.2 | Elect Director Timothy J. Bernlohr | Yes | For | For |
| AdvisorShares Insider Advantage ETF | International Seaways, Inc. | INSW | Y41053102 | 06/06/2023 | Management | 1.3 | Elect Director Ian T. Blackley | Yes | For | For |
| AdvisorShares Insider Advantage ETF | International Seaways, Inc. | INSW | Y41053102 | 06/06/2023 | Management | 1.4 | Elect Director Alexandra K. Blankenship | Yes | For | For |
| AdvisorShares Insider Advantage ETF | International Seaways, Inc. | INSW | Y41053102 | 06/06/2023 | Management | 1.5 | Elect Director Randee E. Day | Yes | For | For |
| AdvisorShares Insider Advantage ETF | International Seaways, Inc. | INSW | Y41053102 | 06/06/2023 | Management | 1.6 | Elect Director David I. Greenberg | Yes | For | For |
| AdvisorShares Insider Advantage ETF | International Seaways, Inc. | INSW | Y41053102 | 06/06/2023 | Management | 1.7 | Elect Director Joseph I. Kronsberg | Yes | For | For |
| AdvisorShares Insider Advantage ETF | International Seaways, Inc. | INSW | Y41053102 | 06/06/2023 | Management | 1.8 | Elect Director Nadim Z. Qureshi | Yes | For | For |
| AdvisorShares Insider Advantage ETF | International Seaways, Inc. | INSW | Y41053102 | 06/06/2023 | Management | 1.9 | Elect Director Craig H. Stevenson, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | International Seaways, Inc. | INSW | Y41053102 | 06/06/2023 | Management | 1.10 | Elect Director Lois K. Zabrocky | Yes | For | For |
| AdvisorShares Insider Advantage ETF | International Seaways, Inc. | INSW | Y41053102 | 06/06/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | International Seaways, Inc. | INSW | Y41053102 | 06/06/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | International Seaways, Inc. | INSW | Y41053102 | 06/06/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | International Seaways, Inc. | INSW | Y41053102 | 06/06/2023 | Management | 5 | Ratify Shareholder Rights Plan (Poison Pill) | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Upbound Group, Inc. | UPBD | 76009N100 | 06/06/2023 | Management | 1a | Elect Director Jeffrey Brown | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Upbound Group, Inc. | UPBD | 76009N100 | 06/06/2023 | Management | 1b | Elect Director Mitchell Fadel | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Upbound Group, Inc. | UPBD | 76009N100 | 06/06/2023 | Management | 1c | Elect Director Christopher Hetrick | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Upbound Group, Inc. | UPBD | 76009N100 | 06/06/2023 | Management | 1d | Elect Director Harold Lewis | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Upbound Group, Inc. | UPBD | 76009N100 | 06/06/2023 | Management | 1e | Elect Director Glenn Marino | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Upbound Group, Inc. | UPBD | 76009N100 | 06/06/2023 | Management | 1f | Elect Director Carol McFate | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Upbound Group, Inc. | UPBD | 76009N100 | 06/06/2023 | Management | 1g | Elect Director Jen You | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Upbound Group, Inc. | UPBD | 76009N100 | 06/06/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Upbound Group, Inc. | UPBD | 76009N100 | 06/06/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Upbound Group, Inc. | UPBD | 76009N100 | 06/06/2023 | Management | 4 | Amend Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Medifast, Inc. | MED | 58470H101 | 06/14/2023 | Management | 1.1 | Elect Director Jeffrey J. Brown | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Medifast, Inc. | MED | 58470H101 | 06/14/2023 | Management | 1.2 | Elect Director Daniel R. Chard | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Medifast, Inc. | MED | 58470H101 | 06/14/2023 | Management | 1.3 | Elect Director Elizabeth A. Geary | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Medifast, Inc. | MED | 58470H101 | 06/14/2023 | Management | 1.4 | Elect Director Michael A. Hoer | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Medifast, Inc. | MED | 58470H101 | 06/14/2023 | Management | 1.5 | Elect Director Scott Schlackman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Medifast, Inc. | MED | 58470H101 | 06/14/2023 | Management | 1.6 | Elect Director Andrea B. Thomas | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Medifast, Inc. | MED | 58470H101 | 06/14/2023 | Management | 1.7 | Elect Director Ming Xian | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Medifast, Inc. | MED | 58470H101 | 06/14/2023 | Management | 2 | Ratify RSM US LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Medifast, Inc. | MED | 58470H101 | 06/14/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Medifast, Inc. | MED | 58470H101 | 06/14/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | AdvanSix Inc. | ASIX | 00773T101 | 06/15/2023 | Management | 1a | Elect Director Erin N. Kane | Yes | For | For |
| AdvisorShares Insider Advantage ETF | AdvanSix Inc. | ASIX | 00773T101 | 06/15/2023 | Management | 1b | Elect Director Farha Aslam | Yes | For | For |
| AdvisorShares Insider Advantage ETF | AdvanSix Inc. | ASIX | 00773T101 | 06/15/2023 | Management | 1c | Elect Director Darrell K. Hughes | Yes | For | For |
| AdvisorShares Insider Advantage ETF | AdvanSix Inc. | ASIX | 00773T101 | 06/15/2023 | Management | 1d | Elect Director Todd D. Karran | Yes | For | For |
| AdvisorShares Insider Advantage ETF | AdvanSix Inc. | ASIX | 00773T101 | 06/15/2023 | Management | 1e | Elect Director Gena C. Lovett | Yes | For | For |
| AdvisorShares Insider Advantage ETF | AdvanSix Inc. | ASIX | 00773T101 | 06/15/2023 | Management | 1f | Elect Director Daniel F. Sansone | Yes | For | For |
| AdvisorShares Insider Advantage ETF | AdvanSix Inc. | ASIX | 00773T101 | 06/15/2023 | Management | 1g | Elect Director Sharon S. Spurlin | Yes | For | For |
| AdvisorShares Insider Advantage ETF | AdvanSix Inc. | ASIX | 00773T101 | 06/15/2023 | Management | 1h | Elect Director Patrick S. Williams | Yes | For | For |
| AdvisorShares Insider Advantage ETF | AdvanSix Inc. | ASIX | 00773T101 | 06/15/2023 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | AdvanSix Inc. | ASIX | 00773T101 | 06/15/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | AdvanSix Inc. | ASIX | 00773T101 | 06/15/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Insider Advantage ETF | Evercore Inc. | EVR | 29977A105 | 06/15/2023 | Management | 1a | Elect Director Roger C. Altman | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Evercore Inc. | EVR | 29977A105 | 06/15/2023 | Management | 1b | Elect Director Richard I. Beattie | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Evercore Inc. | EVR | 29977A105 | 06/15/2023 | Management | 1c | Elect Director Pamela G. Carlton | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Evercore Inc. | EVR | 29977A105 | 06/15/2023 | Management | 1d | Elect Director Ellen V. Futter | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Evercore Inc. | EVR | 29977A105 | 06/15/2023 | Management | 1e | Elect Director Gail B. Harris | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Evercore Inc. | EVR | 29977A105 | 06/15/2023 | Management | 1f | Elect Director Robert B. Millard | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Evercore Inc. | EVR | 29977A105 | 06/15/2023 | Management | 1g | Elect Director Willard J. Overlock, Jr. | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Evercore Inc. | EVR | 29977A105 | 06/15/2023 | Management | 1h | Elect Director Simon M. Robertson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Evercore Inc. | EVR | 29977A105 | 06/15/2023 | Management | 1i | Elect Director John S. Weinberg | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Evercore Inc. | EVR | 29977A105 | 06/15/2023 | Management | 1j | Elect Director William J. Wheeler | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Evercore Inc. | EVR | 29977A105 | 06/15/2023 | Management | 1k | Elect Director Sarah K. Williamson | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Evercore Inc. | EVR | 29977A105 | 06/15/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Evercore Inc. | EVR | 29977A105 | 06/15/2023 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Nexstar Media Group, Inc. | NXST | 65336K103 | 06/15/2023 | Management | 1 | Declassify the Board of Directors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Nexstar Media Group, Inc. | NXST | 65336K103 | 06/15/2023 | Management | 2 | Amend Charter to Add Federal Forum Selection Provision | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Nexstar Media Group, Inc. | NXST | 65336K103 | 06/15/2023 | Management | 3 | Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Nexstar Media Group, Inc. | NXST | 65336K103 | 06/15/2023 | Management | 4 | Amend Charter | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Nexstar Media Group, Inc. | NXST | 65336K103 | 06/15/2023 | Management | 5.1 | Elect Director John R. Muse | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Nexstar Media Group, Inc. | NXST | 65336K103 | 06/15/2023 | Management | 5.2 | Elect Director I. Martin Pompadur | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Nexstar Media Group, Inc. | NXST | 65336K103 | 06/15/2023 | Management | 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Nexstar Media Group, Inc. | NXST | 65336K103 | 06/15/2023 | Management | 7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Insider Advantage ETF | Nexstar Media Group, Inc. | NXST | 65336K103 | 06/15/2023 | Management | 8 | Advisory Vote on Say on Pay Frequency | Yes | One Year | Two Years |
| AdvisorShares Insider Advantage ETF | Nexstar Media Group, Inc. | NXST | 65336K103 | 06/15/2023 | Shareholder | 9 | Require Independent Board Chair | Yes | For | Against |
===================== ADVISORSHARES LET BOB AI POWERED MOMENTUM ETF ===============
| Institutional Account Name | Company Name | Ticker | Primary CUSIP | Meeting Date | Proponent | Proposal Number | Proposal Text | Voted | Vote Instruction | Management Recommendation |
| AdvisorShares Let Bob AI Powered Momentum ETF | Linde Plc | LIN | G5494J103 | 07/25/2022 | Management | 1a | Elect Director Stephen F. Angel | Yes | For | For |
| AdvisorShares Let Bob AI Powered Momentum ETF | Linde Plc | LIN | G5494J103 | 07/25/2022 | Management | 1b | Elect Director Sanjiv Lamba | Yes | For | For |
| AdvisorShares Let Bob AI Powered Momentum ETF | Linde Plc | LIN | G5494J103 | 07/25/2022 | Management | 1c | Elect Director Ann-Kristin Achleitner | Yes | For | For |
| AdvisorShares Let Bob AI Powered Momentum ETF | Linde Plc | LIN | G5494J103 | 07/25/2022 | Management | 1d | Elect Director Thomas Enders | Yes | For | For |
| AdvisorShares Let Bob AI Powered Momentum ETF | Linde Plc | LIN | G5494J103 | 07/25/2022 | Management | 1e | Elect Director Edward G. Galante | Yes | For | For |
| AdvisorShares Let Bob AI Powered Momentum ETF | Linde Plc | LIN | G5494J103 | 07/25/2022 | Management | 1f | Elect Director Joe Kaeser | Yes | For | For |
| AdvisorShares Let Bob AI Powered Momentum ETF | Linde Plc | LIN | G5494J103 | 07/25/2022 | Management | 1g | Elect Director Victoria E. Ossadnik | Yes | For | For |
| AdvisorShares Let Bob AI Powered Momentum ETF | Linde Plc | LIN | G5494J103 | 07/25/2022 | Management | 1h | Elect Director Martin H. Richenhagen | Yes | For | For |
| AdvisorShares Let Bob AI Powered Momentum ETF | Linde Plc | LIN | G5494J103 | 07/25/2022 | Management | 1i | Elect Director Alberto Weisser | Yes | For | For |
| AdvisorShares Let Bob AI Powered Momentum ETF | Linde Plc | LIN | G5494J103 | 07/25/2022 | Management | 1j | Elect Director Robert L. Wood | Yes | For | For |
| AdvisorShares Let Bob AI Powered Momentum ETF | Linde Plc | LIN | G5494J103 | 07/25/2022 | Management | 2a | Ratify PricewaterhouseCoopers as Auditors | Yes | For | For |
| AdvisorShares Let Bob AI Powered Momentum ETF | Linde Plc | LIN | G5494J103 | 07/25/2022 | Management | 2b | Authorise Board to Fix Remuneration of Auditors | Yes | For | For |
| AdvisorShares Let Bob AI Powered Momentum ETF | Linde Plc | LIN | G5494J103 | 07/25/2022 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Let Bob AI Powered Momentum ETF | Linde Plc | LIN | G5494J103 | 07/25/2022 | Management | 4 | Approve Remuneration Report | Yes | For | For |
| AdvisorShares Let Bob AI Powered Momentum ETF | Linde Plc | LIN | G5494J103 | 07/25/2022 | Management | 5 | Determine Price Range for Reissuance of Treasury Shares | Yes | For | For |
| AdvisorShares Let Bob AI Powered Momentum ETF | Linde Plc | LIN | G5494J103 | 07/25/2022 | Shareholder | 6 | Adopt Simple Majority Vote | Yes | For | Against |
| AdvisorShares Let Bob AI Powered Momentum ETF | Biohaven Pharmaceutical Holding Company Ltd. | BHVN | G11196105 | 09/29/2022 | Management | 1 | Approve Merger Agreement | Yes | For | For |
| AdvisorShares Let Bob AI Powered Momentum ETF | Biohaven Pharmaceutical Holding Company Ltd. | BHVN | G11196105 | 09/29/2022 | Management | 2 | Advisory Vote on Golden Parachutes | Yes | For | For |
| AdvisorShares Let Bob AI Powered Momentum ETF | Biohaven Pharmaceutical Holding Company Ltd. | BHVN | G11196105 | 09/29/2022 | Management | 3 | Adjourn Meeting | Yes | For | For |
================== ADVISORSHARES POSEIDON DYNAMIC CANNABIS ETF ======================
REGISTRANT NAME: Poseidon Investment Management, LLC
INVESTMENT COMPANY ACT FILE NUMBER: 801-122377
REPORTING PERIOD: 07/01/22 - 06/30/23
REGISTRANT ADDRESS: 330 Fell Street, Suite 200 San Francisco, CA 94102
NAME OF SERIES (FUND): All
| Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # or ISIN# | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management | Poseidon Fund |
| Village Farms International, Inc. | VFF | 92707Y108 | 6/23/2023 | 1. Election of Directors, 2. Compensation, 3. Audit | Issuer | YES | For | For | PSDN |
| InterCure LTD. | INCR | IL0011063760 | 9/15/2022 | 1. Number of Directors | Issuer | YES | For | For | PSDN |
| InterCure LTD. | INCR | IL0011063761 | 9/15/2022 | 1. Number of Directors | Issuer | YES | For | For | PSDN |
| InterCure LTD. | INCR | IL0011063762 | 9/15/2022 | 1. Number of Directors | Issuer | YES | For | For | PSDN |
| InterCure LTD. | INCR | IL0011063763 | 9/15/2022 | 1. Number of Directors | Issuer | YES | For | For | PSDN |
| InterCure LTD. | INCR | IL0011063764 | 9/15/2022 | 2. Approve Option Plan | Issuer | YES | For | For | PSDN |
| InterCure LTD. | INCR | IL0011063765 | 9/15/2022 | 3. Options extension for Chairman | Issuer | YES | For | For | PSDN |
| InterCure LTD. | INCR | IL0011063766 | 9/15/2022 | 4. August Option Grant Resolution | Issuer | YES | For | For | PSDN |
| InterCure LTD. | INCR | IL0011063767 | 9/15/2022 | 5. CEO Option Grant Resolution | Issuer | YES | For | For | PSDN |
| InterCure LTD. | INCR | IL0011063768 | 9/15/2022 | 6. CEO Compnesation Resolution | Issuer | YES | For | For | PSDN |
| CEA Industries Inc. | CEAD | 86887P200 | 8/29/2022 | 1. Director Nominees | Issuer | YES | For | For | DCG LP |
| CEA Industries Inc. | CEAD | 86887P200 | 8/29/2022 | 2. Appoint Sadler, Gibb & Associates as auditor | Issuer | YES | For | For | DCG LP |
| CEA Industries Inc. | CEAD | 86887P200 | 8/29/2022 | 3. Approve Adjournment, permit solicitation of additional proxies | Issuer | YES | For | For | DCG LP |
| Sundial Growers Inc. | SNDL | 86730L109 | 7/12/2022 | 1. Number of Directors | Issuer | YES | For | For | PSDN |
| Sundial Growers Inc. | SNDL | 86730L109 | 7/12/2022 | 2. Director Nominees | Issuer | YES | For | For | PSDN |
| Sundial Growers Inc. | SNDL | 86730L109 | 7/12/2022 | 3. Appoint Marcum LLP as auditor | Issuer | YES | For | For | PSDN |
| Sundial Growers Inc. | SNDL | 86730L109 | 7/12/2022 | 4. Special resolution to amend the articles - name change to “SNDL Inc.” | Issuer | YES | For | For | PSDN |
| Sundial Growers Inc. | SNDL | 86730L109 | 7/12/2022 | 5. Special resolution to amend the articles - share consolidation | Issuer | YES | For | For | PSDN |
| Sundial Growers Inc. | SNDL | 86730L109 | 7/12/2022 | 6. Special resolution approving plan of arrangement involving Alcanna Inc. | Issuer | YES | For | For | PSDN |
============================== ADVISORSHARES PSYCHEDELICS ETF ========================
| Institutional Account Name | Company Name | Ticker | Primary CUSIP | Meeting Date | Proponent | Proposal Number | Proposal Text | Voted | Vote Instruction | Management Recommendation |
| AdvisorShares Psychedelics ETF | Enveric Biosciences, Inc. | ENVB | 29405E109 | 07/14/2022 | Management | 1 | Approve Reverse Stock Split | Yes | For | For |
| AdvisorShares Psychedelics ETF | Enveric Biosciences, Inc. | ENVB | 29405E109 | 07/14/2022 | Management | 2 | Amend Omnibus Stock Plan | Yes | Against | For |
| AdvisorShares Psychedelics ETF | Enveric Biosciences, Inc. | ENVB | 29405E109 | 07/14/2022 | Management | 3 | Adjourn Meeting | Yes | For | For |
| AdvisorShares Psychedelics ETF | Enveric Biosciences, Inc. | ENVB | 29405E109 | 07/14/2022 | Management | Q | Your Series C Preferred Stock Will Be Voted The Same Way As Instructed Your Common Stock on Items 1 & 3. If You Wish To Vote Your Series C Shares in a Different Manner, Indicate Yes & Provide Instructions on Items 1a and 3a. Mark For = Yes, Against = No | Yes | Against | None |
| AdvisorShares Psychedelics ETF | Enveric Biosciences, Inc. | ENVB | 29405E109 | 07/14/2022 | Management | 1a | To Vote My Series C Preferred Stock Differently on Proposal 1 | Yes | For | None |
| AdvisorShares Psychedelics ETF | Enveric Biosciences, Inc. | ENVB | 29405E109 | 07/14/2022 | Management | 3a | To Vote My Series C Preferred Stock Differently on Proposal 3 | Yes | For | None |
| AdvisorShares Psychedelics ETF | Small Pharma Inc. | DMT | 831664107 | 07/19/2022 | Management | 1a | Elect Director Lyne Fortin | Yes | For | For |
| AdvisorShares Psychedelics ETF | Small Pharma Inc. | DMT | 831664107 | 07/19/2022 | Management | 1b | Elect Director Marie Layzell | Yes | For | For |
| AdvisorShares Psychedelics ETF | Small Pharma Inc. | DMT | 831664107 | 07/19/2022 | Management | 1c | Elect Director Paul Maier | Yes | For | For |
| AdvisorShares Psychedelics ETF | Small Pharma Inc. | DMT | 831664107 | 07/19/2022 | Management | 1d | Elect Director Peter Rands | Yes | For | For |
| AdvisorShares Psychedelics ETF | Small Pharma Inc. | DMT | 831664107 | 07/19/2022 | Management | 1e | Elect Director George Tziras | Yes | For | For |
| AdvisorShares Psychedelics ETF | Small Pharma Inc. | DMT | 831664107 | 07/19/2022 | Management | 1f | Elect Director Michael Wolfe | Yes | For | For |
| AdvisorShares Psychedelics ETF | Small Pharma Inc. | DMT | 831664107 | 07/19/2022 | Management | 2 | Approve MNP LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Psychedelics ETF | Small Pharma Inc. | DMT | 831664107 | 07/19/2022 | Management | 3 | Re-approve Stock Option Plan | Yes | For | For |
| AdvisorShares Psychedelics ETF | Small Pharma Inc. | DMT | 831664107 | 07/19/2022 | Management | 4 | Approve Share Consolidation | Yes | For | For |
| AdvisorShares Psychedelics ETF | Small Pharma Inc. | DMT | 831664107 | 07/19/2022 | Management | 1a | Elect Director Lyne Fortin | Yes | For | For |
| AdvisorShares Psychedelics ETF | Small Pharma Inc. | DMT | 831664107 | 07/19/2022 | Management | 1b | Elect Director Marie Layzell | Yes | For | For |
| AdvisorShares Psychedelics ETF | Small Pharma Inc. | DMT | 831664107 | 07/19/2022 | Management | 1c | Elect Director Paul Maier | Yes | For | For |
| AdvisorShares Psychedelics ETF | Small Pharma Inc. | DMT | 831664107 | 07/19/2022 | Management | 1d | Elect Director Peter Rands | Yes | For | For |
| AdvisorShares Psychedelics ETF | Small Pharma Inc. | DMT | 831664107 | 07/19/2022 | Management | 1e | Elect Director George Tziras | Yes | For | For |
| AdvisorShares Psychedelics ETF | Small Pharma Inc. | DMT | 831664107 | 07/19/2022 | Management | 1f | Elect Director Michael Wolfe | Yes | For | For |
| AdvisorShares Psychedelics ETF | Small Pharma Inc. | DMT | 831664107 | 07/19/2022 | Management | 2 | Approve MNP LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Psychedelics ETF | Small Pharma Inc. | DMT | 831664107 | 07/19/2022 | Management | 3 | Re-approve Stock Option Plan | Yes | For | For |
| AdvisorShares Psychedelics ETF | Small Pharma Inc. | DMT | 831664107 | 07/19/2022 | Management | 4 | Approve Share Consolidation | Yes | For | For |
| AdvisorShares Psychedelics ETF | PsyBio Therapeutics Corp. | PSYB | 693697104 | 08/11/2022 | Management | 1a | Elect Director Evan M. Levine | Yes | For | For |
| AdvisorShares Psychedelics ETF | PsyBio Therapeutics Corp. | PSYB | 693697104 | 08/11/2022 | Management | 1b | Elect Director Noah Davis | Yes | For | For |
| AdvisorShares Psychedelics ETF | PsyBio Therapeutics Corp. | PSYB | 693697104 | 08/11/2022 | Management | 1c | Elect Director Ross Carmel | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | PsyBio Therapeutics Corp. | PSYB | 693697104 | 08/11/2022 | Management | 1d | Elect Director Nitin Kaushal | Yes | For | For |
| AdvisorShares Psychedelics ETF | PsyBio Therapeutics Corp. | PSYB | 693697104 | 08/11/2022 | Management | 1e | Elect Director Bob Oliver | Yes | For | For |
| AdvisorShares Psychedelics ETF | PsyBio Therapeutics Corp. | PSYB | 693697104 | 08/11/2022 | Management | 2 | Approve MNP LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Psychedelics ETF | PsyBio Therapeutics Corp. | PSYB | 693697104 | 08/11/2022 | Management | 3 | Approve Share Consolidation | Yes | For | For |
| AdvisorShares Psychedelics ETF | PsyBio Therapeutics Corp. | PSYB | 693697104 | 08/11/2022 | Management | 4 | Amend Quorum Requirements | Yes | For | For |
| AdvisorShares Psychedelics ETF | PsyBio Therapeutics Corp. | PSYB | 693697104 | 08/11/2022 | Management | 5 | Amend Share Provisions Re: Conversion of Multiple Voting Shares to Subordinate Voting Shares | Yes | For | For |
| AdvisorShares Psychedelics ETF | PsyBio Therapeutics Corp. | PSYB | 693697104 | 08/11/2022 | Management | 6 | Approve Articles Amendment Re: Authorized Share Structure | Yes | For | For |
| AdvisorShares Psychedelics ETF | PsyBio Therapeutics Corp. | PSYB | 693697104 | 08/11/2022 | Management | 7 | Re-approve Stock Option Plan | Yes | For | For |
| AdvisorShares Psychedelics ETF | Cybin Inc. | CYBN | 23256X100 | 08/15/2022 | Management | 1 | Approve Zeifmans LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Psychedelics ETF | Cybin Inc. | CYBN | 23256X100 | 08/15/2022 | Management | 2a | Elect Director Theresa Firestone | Yes | For | For |
| AdvisorShares Psychedelics ETF | Cybin Inc. | CYBN | 23256X100 | 08/15/2022 | Management | 2b | Elect Director Grant Froese | Yes | For | For |
| AdvisorShares Psychedelics ETF | Cybin Inc. | CYBN | 23256X100 | 08/15/2022 | Management | 2c | Elect Director Paul Glavine | Yes | For | For |
| AdvisorShares Psychedelics ETF | Cybin Inc. | CYBN | 23256X100 | 08/15/2022 | Management | 2d | Elect Director Eric Hoskins | Yes | For | For |
| AdvisorShares Psychedelics ETF | Cybin Inc. | CYBN | 23256X100 | 08/15/2022 | Management | 2e | Elect Director Mark Lawson | Yes | For | For |
| AdvisorShares Psychedelics ETF | Cybin Inc. | CYBN | 23256X100 | 08/15/2022 | Management | 2f | Elect Director Eric So | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Cybin Inc. | CYBN | 23256X100 | 08/15/2022 | Management | 1 | Approve Zeifmans LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Psychedelics ETF | Cybin Inc. | CYBN | 23256X100 | 08/15/2022 | Management | 2a | Elect Director Theresa Firestone | Yes | For | For |
| AdvisorShares Psychedelics ETF | Cybin Inc. | CYBN | 23256X100 | 08/15/2022 | Management | 2b | Elect Director Grant Froese | Yes | For | For |
| AdvisorShares Psychedelics ETF | Cybin Inc. | CYBN | 23256X100 | 08/15/2022 | Management | 2c | Elect Director Paul Glavine | Yes | For | For |
| AdvisorShares Psychedelics ETF | Cybin Inc. | CYBN | 23256X100 | 08/15/2022 | Management | 2d | Elect Director Eric Hoskins | Yes | For | For |
| AdvisorShares Psychedelics ETF | Cybin Inc. | CYBN | 23256X100 | 08/15/2022 | Management | 2e | Elect Director Mark Lawson | Yes | For | For |
| AdvisorShares Psychedelics ETF | Cybin Inc. | CYBN | 23256X100 | 08/15/2022 | Management | 2f | Elect Director Eric So | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | GH Research Plc | GHRS | G3855L106 | 09/22/2022 | Management | 1.1 | Elect Florian Schonharting as Director | Yes | Against | For |
| AdvisorShares Psychedelics ETF | GH Research Plc | GHRS | G3855L106 | 09/22/2022 | Management | 1.2 | Elect Michael Forer as Director | Yes | For | For |
| AdvisorShares Psychedelics ETF | GH Research Plc | GHRS | G3855L106 | 09/22/2022 | Management | 1.3 | Elect Dermot Hanley as Director | Yes | For | For |
| AdvisorShares Psychedelics ETF | GH Research Plc | GHRS | G3855L106 | 09/22/2022 | Management | 1.4 | Elect Duncan Moore as Director | Yes | For | For |
| AdvisorShares Psychedelics ETF | GH Research Plc | GHRS | G3855L106 | 09/22/2022 | Management | 2 | Accept Financial Statements and Statutory Reports and Review the Company’s Affairs | Yes | For | For |
| AdvisorShares Psychedelics ETF | GH Research Plc | GHRS | G3855L106 | 09/22/2022 | Management | 3 | Ratify PricewaterhouseCoopers Ireland as Auditors and Authorise Their Remuneration | Yes | For | For |
| AdvisorShares Psychedelics ETF | Reunion Neuroscience Inc. | REUN | 76134G103 | 09/29/2022 | Management | 1.1 | Elect Director Joseph del Moral | Yes | Against | For |
| AdvisorShares Psychedelics ETF | Reunion Neuroscience Inc. | REUN | 76134G103 | 09/29/2022 | Management | 1.2 | Elect Director Ronan Levy | Yes | Against | For |
| AdvisorShares Psychedelics ETF | Reunion Neuroscience Inc. | REUN | 76134G103 | 09/29/2022 | Management | 1.3 | Elect Director Hannan Fleiman | Yes | Against | For |
| AdvisorShares Psychedelics ETF | Reunion Neuroscience Inc. | REUN | 76134G103 | 09/29/2022 | Management | 1.4 | Elect Director Dieter Weinand | Yes | For | For |
| AdvisorShares Psychedelics ETF | Reunion Neuroscience Inc. | REUN | 76134G103 | 09/29/2022 | Management | 1.5 | Elect Director Helen M. Boudreau | Yes | For | For |
| AdvisorShares Psychedelics ETF | Reunion Neuroscience Inc. | REUN | 76134G103 | 09/29/2022 | Management | 1.6 | Elect Director Ellen Lubman | Yes | For | For |
| AdvisorShares Psychedelics ETF | Reunion Neuroscience Inc. | REUN | 76134G103 | 09/29/2022 | Management | 1.7 | Elect Director Barry Fishman | Yes | For | For |
| AdvisorShares Psychedelics ETF | Reunion Neuroscience Inc. | REUN | 76134G103 | 09/29/2022 | Management | 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Psychedelics ETF | Reunion Neuroscience Inc. | REUN | 76134G103 | 09/29/2022 | Management | 3 | Amend Equity Compensation Plan | Yes | Against | For |
| AdvisorShares Psychedelics ETF | Reunion Neuroscience Inc. | REUN | 76134G103 | 09/29/2022 | Management | 1.1 | Elect Director Joseph del Moral | Yes | Against | For |
| AdvisorShares Psychedelics ETF | Reunion Neuroscience Inc. | REUN | 76134G103 | 09/29/2022 | Management | 1.2 | Elect Director Ronan Levy | Yes | Against | For |
| AdvisorShares Psychedelics ETF | Reunion Neuroscience Inc. | REUN | 76134G103 | 09/29/2022 | Management | 1.3 | Elect Director Hannan Fleiman | Yes | Against | For |
| AdvisorShares Psychedelics ETF | Reunion Neuroscience Inc. | REUN | 76134G103 | 09/29/2022 | Management | 1.4 | Elect Director Dieter Weinand | Yes | For | For |
| AdvisorShares Psychedelics ETF | Reunion Neuroscience Inc. | REUN | 76134G103 | 09/29/2022 | Management | 1.5 | Elect Director Helen M. Boudreau | Yes | For | For |
| AdvisorShares Psychedelics ETF | Reunion Neuroscience Inc. | REUN | 76134G103 | 09/29/2022 | Management | 1.6 | Elect Director Ellen Lubman | Yes | For | For |
| AdvisorShares Psychedelics ETF | Reunion Neuroscience Inc. | REUN | 76134G103 | 09/29/2022 | Management | 1.7 | Elect Director Barry Fishman | Yes | For | For |
| AdvisorShares Psychedelics ETF | Reunion Neuroscience Inc. | REUN | 76134G103 | 09/29/2022 | Management | 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Psychedelics ETF | Reunion Neuroscience Inc. | REUN | 76134G103 | 09/29/2022 | Management | 3 | Amend Equity Compensation Plan | Yes | Against | For |
| AdvisorShares Psychedelics ETF | ATAI Life Sciences NV | ATAI | N0731H103 | 10/13/2022 | Management | 1 | Adopt Financial Statements and Statutory Reports | Yes | For | For |
| AdvisorShares Psychedelics ETF | ATAI Life Sciences NV | ATAI | N0731H103 | 10/13/2022 | Management | 2 | Approve Discharge of Management and Supervisory Boards | Yes | For | For |
| AdvisorShares Psychedelics ETF | ATAI Life Sciences NV | ATAI | N0731H103 | 10/13/2022 | Management | 3 | Elect Stephen Bardin to Management Board | Yes | For | For |
| AdvisorShares Psychedelics ETF | Enveric Biosciences, Inc. | ENVB | 29405E208 | 10/28/2022 | Management | 1.1 | Elect Director George Kegler | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Enveric Biosciences, Inc. | ENVB | 29405E208 | 10/28/2022 | Management | 1.2 | Elect Director Douglas Lind | Yes | For | For |
| AdvisorShares Psychedelics ETF | Enveric Biosciences, Inc. | ENVB | 29405E208 | 10/28/2022 | Management | 1.3 | Elect Director Bevin O’Neil | Yes | For | For |
| AdvisorShares Psychedelics ETF | Enveric Biosciences, Inc. | ENVB | 29405E208 | 10/28/2022 | Management | 1.4 | Elect Director Frank Pasqualone | Yes | For | For |
| AdvisorShares Psychedelics ETF | Enveric Biosciences, Inc. | ENVB | 29405E208 | 10/28/2022 | Management | 1.5 | Elect Director Marcus Schabacker | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Enveric Biosciences, Inc. | ENVB | 29405E208 | 10/28/2022 | Management | 1.6 | Elect Director Joseph Tucker | Yes | For | For |
| AdvisorShares Psychedelics ETF | Enveric Biosciences, Inc. | ENVB | 29405E208 | 10/28/2022 | Management | 1.7 | Elect Director Michael D. Webb | Yes | For | For |
| AdvisorShares Psychedelics ETF | Enveric Biosciences, Inc. | ENVB | 29405E208 | 10/28/2022 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Psychedelics ETF | Enveric Biosciences, Inc. | ENVB | 29405E208 | 10/28/2022 | Management | 3 | Ratify Marcum LLP as Auditors | Yes | For | For |
| AdvisorShares Psychedelics ETF | Numinus Wellness Inc. | NUMI | 67054W103 | 02/15/2023 | Management | 1 | Fix Number of Directors at Five | Yes | For | For |
| AdvisorShares Psychedelics ETF | Numinus Wellness Inc. | NUMI | 67054W103 | 02/15/2023 | Management | 2a | Elect Director Payton Nyquvest | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Numinus Wellness Inc. | NUMI | 67054W103 | 02/15/2023 | Management | 2b | Elect Director Michael Tan | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Numinus Wellness Inc. | NUMI | 67054W103 | 02/15/2023 | Management | 2c | Elect Director Larry Timlick | Yes | For | For |
| AdvisorShares Psychedelics ETF | Numinus Wellness Inc. | NUMI | 67054W103 | 02/15/2023 | Management | 2d | Elect Director Allen Morishita | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Numinus Wellness Inc. | NUMI | 67054W103 | 02/15/2023 | Management | 2e | Elect Director Edwin Garner | Yes | For | For |
| AdvisorShares Psychedelics ETF | Numinus Wellness Inc. | NUMI | 67054W103 | 02/15/2023 | Management | 2 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Psychedelics ETF | Numinus Wellness Inc. | NUMI | 67054W103 | 02/15/2023 | Management | 3 | Amend Omnibus Equity Incentive Plan | Yes | Against | For |
| AdvisorShares Psychedelics ETF | Numinus Wellness Inc. | NUMI | 67054W103 | 02/15/2023 | Management | 1 | Fix Number of Directors at Five | Yes | For | For |
| AdvisorShares Psychedelics ETF | Numinus Wellness Inc. | NUMI | 67054W103 | 02/15/2023 | Management | 2a | Elect Director Payton Nyquvest | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Numinus Wellness Inc. | NUMI | 67054W103 | 02/15/2023 | Management | 2b | Elect Director Michael Tan | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Numinus Wellness Inc. | NUMI | 67054W103 | 02/15/2023 | Management | 2c | Elect Director Larry Timlick | Yes | For | For |
| AdvisorShares Psychedelics ETF | Numinus Wellness Inc. | NUMI | 67054W103 | 02/15/2023 | Management | 2d | Elect Director Allen Morishita | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Numinus Wellness Inc. | NUMI | 67054W103 | 02/15/2023 | Management | 2e | Elect Director Edwin Garner | Yes | For | For |
| AdvisorShares Psychedelics ETF | Numinus Wellness Inc. | NUMI | 67054W103 | 02/15/2023 | Management | 2 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Psychedelics ETF | Numinus Wellness Inc. | NUMI | 67054W103 | 02/15/2023 | Management | 3 | Amend Omnibus Equity Incentive Plan | Yes | Against | For |
| AdvisorShares Psychedelics ETF | Bright Minds Biosciences Inc. | DRUG | 10919W108 | 03/24/2023 | Management | 1.1 | Elect Director Ian McDonald | Yes | For | For |
| AdvisorShares Psychedelics ETF | Bright Minds Biosciences Inc. | DRUG | 10919W108 | 03/24/2023 | Management | 1.2 | Elect Director Nils Bottler | Yes | For | For |
| AdvisorShares Psychedelics ETF | Bright Minds Biosciences Inc. | DRUG | 10919W108 | 03/24/2023 | Management | 1.3 | Elect Director Jeremy Fryzuk | Yes | For | For |
| AdvisorShares Psychedelics ETF | Bright Minds Biosciences Inc. | DRUG | 10919W108 | 03/24/2023 | Management | 1.4 | Elect Director Jan Pedersen | Yes | For | For |
| AdvisorShares Psychedelics ETF | Bright Minds Biosciences Inc. | DRUG | 10919W108 | 03/24/2023 | Management | 1.5 | Elect Director David Weiner | Yes | For | For |
| AdvisorShares Psychedelics ETF | Bright Minds Biosciences Inc. | DRUG | 10919W108 | 03/24/2023 | Management | 2 | Approve De Visser Gray LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Psychedelics ETF | Bright Minds Biosciences Inc. | DRUG | 10919W108 | 03/24/2023 | Management | 3 | Re-approve Stock Option Plan | Yes | Against | For |
| AdvisorShares Psychedelics ETF | Bright Minds Biosciences Inc. | DRUG | 10919W108 | 03/24/2023 | Management | 4 | Re-approve Restricted Share Unit Plan | Yes | Against | For |
| AdvisorShares Psychedelics ETF | ATAI Life Sciences NV | ATAI | N0731H103 | 05/16/2023 | Management | 1 | Adopt Financial Statements and Statutory Reports | Yes | For | For |
| AdvisorShares Psychedelics ETF | ATAI Life Sciences NV | ATAI | N0731H103 | 05/16/2023 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Psychedelics ETF | ATAI Life Sciences NV | ATAI | N0731H103 | 05/16/2023 | Management | 3 | Approve Discharge of Management and Supervisory Boards | Yes | For | For |
| AdvisorShares Psychedelics ETF | ATAI Life Sciences NV | ATAI | N0731H103 | 05/16/2023 | Management | 4 | Reelect Sabrina Martucci Johnson to Supervisory Board | Yes | For | For |
| AdvisorShares Psychedelics ETF | ATAI Life Sciences NV | ATAI | N0731H103 | 05/16/2023 | Management | 5 | Reelect Amir Kalali to Supervisory Board | Yes | For | For |
| AdvisorShares Psychedelics ETF | ATAI Life Sciences NV | ATAI | N0731H103 | 05/16/2023 | Management | 6 | Reelect Andrea Heslin Smiley to Supervisory Board | Yes | For | For |
| AdvisorShares Psychedelics ETF | ATAI Life Sciences NV | ATAI | N0731H103 | 05/16/2023 | Management | 7 | Grant Board Authority to Issue Shares | Yes | Against | For |
| AdvisorShares Psychedelics ETF | ATAI Life Sciences NV | ATAI | N0731H103 | 05/16/2023 | Management | 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Yes | Against | For |
| AdvisorShares Psychedelics ETF | ATAI Life Sciences NV | ATAI | N0731H103 | 05/16/2023 | Management | 9 | Authorize Repurchase of Shares | Yes | Against | For |
| AdvisorShares Psychedelics ETF | Seelos Therapeutics, Inc. | SEEL | 81577F109 | 05/18/2023 | Management | 1a | Elect Director Margaret Dalesandro | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Seelos Therapeutics, Inc. | SEEL | 81577F109 | 05/18/2023 | Management | 1b | Elect Director Richard W. Pascoe | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Seelos Therapeutics, Inc. | SEEL | 81577F109 | 05/18/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Psychedelics ETF | Seelos Therapeutics, Inc. | SEEL | 81577F109 | 05/18/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | Against | For |
| AdvisorShares Psychedelics ETF | Seelos Therapeutics, Inc. | SEEL | 81577F109 | 05/18/2023 | Management | 4 | Increase Authorized Common Stock | Yes | For | For |
| AdvisorShares Psychedelics ETF | Relmada Therapeutics, Inc. | RLMD | 75955J402 | 05/25/2023 | Management | 1.1 | Elect Director Charles J. Casamento | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Relmada Therapeutics, Inc. | RLMD | 75955J402 | 05/25/2023 | Management | 1.2 | Elect Director Sergio Traversa | Yes | For | For |
| AdvisorShares Psychedelics ETF | Relmada Therapeutics, Inc. | RLMD | 75955J402 | 05/25/2023 | Management | 2 | Ratify Marcum LLP as Auditors | Yes | For | For |
| AdvisorShares Psychedelics ETF | Relmada Therapeutics, Inc. | RLMD | 75955J402 | 05/25/2023 | Management | 3 | Amend Omnibus Stock Plan | Yes | Against | For |
| AdvisorShares Psychedelics ETF | Compass Pathways Plc | CMPS | 20451W101 | 06/02/2023 | Management | 1 | Elect Director George Goldsmith | Yes | For | For |
| AdvisorShares Psychedelics ETF | Compass Pathways Plc | CMPS | 20451W101 | 06/02/2023 | Management | 2 | Elect Director Annalisa Jenkins | Yes | For | For |
| AdvisorShares Psychedelics ETF | Compass Pathways Plc | CMPS | 20451W101 | 06/02/2023 | Management | 3 | Elect Director Linda McGoldrick | Yes | Against | For |
| AdvisorShares Psychedelics ETF | Compass Pathways Plc | CMPS | 20451W101 | 06/02/2023 | Management | 4 | Elect Director Kabir Nath | Yes | For | For |
| AdvisorShares Psychedelics ETF | Compass Pathways Plc | CMPS | 20451W101 | 06/02/2023 | Management | 5 | Reappoint PricewaterhouseCoopers LLP as UK Statutory Auditors | Yes | For | For |
| AdvisorShares Psychedelics ETF | Compass Pathways Plc | CMPS | 20451W101 | 06/02/2023 | Management | 6 | Reappoint PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Psychedelics ETF | Compass Pathways Plc | CMPS | 20451W101 | 06/02/2023 | Management | 7 | Authorize the Audit and Risk Committee to Fix Remuneration of Auditors | Yes | For | For |
| AdvisorShares Psychedelics ETF | Compass Pathways Plc | CMPS | 20451W101 | 06/02/2023 | Management | 8 | Accept Financial Statements and Statutory Reports | Yes | For | For |
| AdvisorShares Psychedelics ETF | Compass Pathways Plc | CMPS | 20451W101 | 06/02/2023 | Management | 9 | Approve Remuneration Report | Yes | For | For |
| AdvisorShares Psychedelics ETF | Compass Pathways Plc | CMPS | 20451W101 | 06/02/2023 | Management | 10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Psychedelics ETF | Sage Therapeutics, Inc. | SAGE | 78667J108 | 06/15/2023 | Management | 1.1 | Elect Director Michael F. Cola | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Sage Therapeutics, Inc. | SAGE | 78667J108 | 06/15/2023 | Management | 1.2 | Elect Director Barry E. Greene | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Sage Therapeutics, Inc. | SAGE | 78667J108 | 06/15/2023 | Management | 1.3 | Elect Director Jeffrey M. Jonas | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Sage Therapeutics, Inc. | SAGE | 78667J108 | 06/15/2023 | Management | 1.4 | Elect Director Jessica J. Federer | Yes | For | For |
| AdvisorShares Psychedelics ETF | Sage Therapeutics, Inc. | SAGE | 78667J108 | 06/15/2023 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Psychedelics ETF | Sage Therapeutics, Inc. | SAGE | 78667J108 | 06/15/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | Against | For |
| AdvisorShares Psychedelics ETF | Sage Therapeutics, Inc. | SAGE | 78667J108 | 06/15/2023 | Management | 4 | Amend Qualified Employee Stock Purchase Plan | Yes | For | For |
| AdvisorShares Psychedelics ETF | Greenbrook TMS Inc. | GBNH | 393704309 | 06/20/2023 | Management | 1A | Elect Director Brian P. Burke | Yes | For | For |
| AdvisorShares Psychedelics ETF | Greenbrook TMS Inc. | GBNH | 393704309 | 06/20/2023 | Management | 1B | Elect Director Colleen Campbell | Yes | For | For |
| AdvisorShares Psychedelics ETF | Greenbrook TMS Inc. | GBNH | 393704309 | 06/20/2023 | Management | 1C | Elect Director Sasha Cucuz | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Greenbrook TMS Inc. | GBNH | 393704309 | 06/20/2023 | Management | 1D | Elect Director Adrienne Graves | Yes | For | For |
| AdvisorShares Psychedelics ETF | Greenbrook TMS Inc. | GBNH | 393704309 | 06/20/2023 | Management | 1E | Elect Director Benjamin Klein | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Greenbrook TMS Inc. | GBNH | 393704309 | 06/20/2023 | Management | 1F | Elect Director Bill Leonard | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Greenbrook TMS Inc. | GBNH | 393704309 | 06/20/2023 | Management | 1G | Elect Director Frank Tworecke | Yes | For | For |
| AdvisorShares Psychedelics ETF | Greenbrook TMS Inc. | GBNH | 393704309 | 06/20/2023 | Management | 1H | Elect Director Elias Vamvakas | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Greenbrook TMS Inc. | GBNH | 393704309 | 06/20/2023 | Management | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Psychedelics ETF | Greenbrook TMS Inc. | GBNH | 393704309 | 06/20/2023 | Management | 1A | Elect Director Brian P. Burke | Yes | For | For |
| AdvisorShares Psychedelics ETF | Greenbrook TMS Inc. | GBNH | 393704309 | 06/20/2023 | Management | 1B | Elect Director Colleen Campbell | Yes | For | For |
| AdvisorShares Psychedelics ETF | Greenbrook TMS Inc. | GBNH | 393704309 | 06/20/2023 | Management | 1C | Elect Director Sasha Cucuz | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Greenbrook TMS Inc. | GBNH | 393704309 | 06/20/2023 | Management | 1D | Elect Director Adrienne Graves | Yes | For | For |
| AdvisorShares Psychedelics ETF | Greenbrook TMS Inc. | GBNH | 393704309 | 06/20/2023 | Management | 1E | Elect Director Benjamin Klein | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Greenbrook TMS Inc. | GBNH | 393704309 | 06/20/2023 | Management | 1F | Elect Director Bill Leonard | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Greenbrook TMS Inc. | GBNH | 393704309 | 06/20/2023 | Management | 1G | Elect Director Frank Tworecke | Yes | For | For |
| AdvisorShares Psychedelics ETF | Greenbrook TMS Inc. | GBNH | 393704309 | 06/20/2023 | Management | 1H | Elect Director Elias Vamvakas | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Greenbrook TMS Inc. | GBNH | 393704309 | 06/20/2023 | Management | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.1 | Elect Management Nominee Director Robert Barrow | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.2 | Elect Management Nominee Director Suzanne Bruhn | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.3 | Elect Management Nominee Director Roger Crystal | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.4 | Elect Management Nominee Director David Gryska | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.5 | Elect Management Nominee Director Andreas Krebs | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.6 | Elect Management Nominee Director Carol A. Vallone | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.7 | Elect Dissident Nominee Director Farzin Farzaneh | Yes | Withhold | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.8 | Elect Dissident Nominee Director Scott Freeman | Yes | Withhold | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.9 | Elect Dissident Nominee Director Vivek Jain | Yes | Withhold | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.10 | Elect Dissident Nominee Director Alexander J. Wodka | Yes | Withhold | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.1 | Elect Opposition Nominee Director Farzin Farzaneh | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.2 | Elect Opposition Nominee Director Scott Freeman | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.3 | Elect Opposition Nominee Director Vivek Jain | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.4 | Elect Opposition Nominee Director Alexander J. Wodka | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.1 | Elect Management Nominee Director Suzanne Bruhn | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.2 | Elect Management Nominee Director David Gryska | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.1 | Elect Management Nominee Director Robert Barrow | Yes | Do Not Vote | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.2 | Elect Management Nominee Director Roger Crystal | Yes | Do Not Vote | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.3 | Elect Management Nominee Director Andreas Krebs | Yes | Do Not Vote | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.4 | Elect Management Nominee Director Carol A. Vallone | Yes | Do Not Vote | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | Do Not Vote | None |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.1 | Elect Management Nominee Director Robert Barrow | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.2 | Elect Management Nominee Director Suzanne Bruhn | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.3 | Elect Management Nominee Director Roger Crystal | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.4 | Elect Management Nominee Director David Gryska | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.5 | Elect Management Nominee Director Andreas Krebs | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.6 | Elect Management Nominee Director Carol A. Vallone | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.7 | Elect Dissident Nominee Director Farzin Farzaneh | Yes | Withhold | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.8 | Elect Dissident Nominee Director Scott Freeman | Yes | Withhold | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.9 | Elect Dissident Nominee Director Vivek Jain | Yes | Withhold | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.10 | Elect Dissident Nominee Director Alexander J. Wodka | Yes | Withhold | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.1 | Elect Opposition Nominee Director Farzin Farzaneh | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.2 | Elect Opposition Nominee Director Scott Freeman | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.3 | Elect Opposition Nominee Director Vivek Jain | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.4 | Elect Opposition Nominee Director Alexander J. Wodka | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.1 | Elect Management Nominee Director Suzanne Bruhn | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.2 | Elect Management Nominee Director David Gryska | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.1 | Elect Management Nominee Director Robert Barrow | Yes | Do Not Vote | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.2 | Elect Management Nominee Director Roger Crystal | Yes | Do Not Vote | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.3 | Elect Management Nominee Director Andreas Krebs | Yes | Do Not Vote | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.4 | Elect Management Nominee Director Carol A. Vallone | Yes | Do Not Vote | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | Do Not Vote | None |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.1 | Elect Management Nominee Director Robert Barrow | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.2 | Elect Management Nominee Director Suzanne Bruhn | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.3 | Elect Management Nominee Director Roger Crystal | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.4 | Elect Management Nominee Director David Gryska | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.5 | Elect Management Nominee Director Andreas Krebs | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.6 | Elect Management Nominee Director Carol A. Vallone | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.7 | Elect Dissident Nominee Director Farzin Farzaneh | Yes | Withhold | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.8 | Elect Dissident Nominee Director Scott Freeman | Yes | Withhold | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.9 | Elect Dissident Nominee Director Vivek Jain | Yes | Withhold | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.10 | Elect Dissident Nominee Director Alexander J. Wodka | Yes | Withhold | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.1 | Elect Opposition Nominee Director Farzin Farzaneh | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.2 | Elect Opposition Nominee Director Scott Freeman | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.3 | Elect Opposition Nominee Director Vivek Jain | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Shareholder | 1.4 | Elect Opposition Nominee Director Alexander J. Wodka | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.1 | Elect Management Nominee Director Suzanne Bruhn | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.2 | Elect Management Nominee Director David Gryska | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.1 | Elect Management Nominee Director Robert Barrow | Yes | Do Not Vote | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.2 | Elect Management Nominee Director Roger Crystal | Yes | Do Not Vote | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.3 | Elect Management Nominee Director Andreas Krebs | Yes | Do Not Vote | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 1.4 | Elect Management Nominee Director Carol A. Vallone | Yes | Do Not Vote | Withhold |
| AdvisorShares Psychedelics ETF | Mind Medicine (MindMed) Inc. | MNMD | 60255C885 | 06/21/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | Do Not Vote | None |
| AdvisorShares Psychedelics ETF | Intra-Cellular Therapies, Inc. | ITCI | 46116X101 | 06/23/2023 | Management | 1 | Elect Director Eduardo Rene Salas | Yes | For | For |
| AdvisorShares Psychedelics ETF | Intra-Cellular Therapies, Inc. | ITCI | 46116X101 | 06/23/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Psychedelics ETF | Intra-Cellular Therapies, Inc. | ITCI | 46116X101 | 06/23/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 1A | Elect Management Nominee Director Emily Peterson Alva | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 1B | Elect Management Nominee Director Shane M. Cooke | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 1C | Elect Management Nominee Director Richard B. Gaynor | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 1D | Elect Management Nominee Director Cato T. Laurencin | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 1E | Elect Management Nominee Director Brian P. McKeon | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 1F | Elect Management Nominee Director Richard F. Pops | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 1G | Elect Management Nominee Director Christopher I. Wright | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Shareholder | 1H | Elect Dissident Nominee Director Patrice Bonfiglio | Yes | Do Not Vote | Withhold |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Shareholder | 1I | Elect Dissident Nominee Director Alexander J. Denner | Yes | Do Not Vote | Withhold |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Shareholder | 1J | Elect Dissident Nominee Director Sarah J. Schlesinger | Yes | Do Not Vote | Withhold |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 4 | Amend Omnibus Stock Plan | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 5 | Renew the Board’s Authority to Issue Shares Under Irish Law | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 6 | Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights | Yes | Do Not Vote | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Shareholder | 1A | Elect Dissident Nominee Director Patrice Bonfiglio | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Shareholder | 1B | Elect Dissident Nominee Director Alexander J. Denner | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Shareholder | 1C | Elect Dissident Nominee Director Sarah J. Schlesinger | Yes | For | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 1D | Elect Management Nominee Director Emily Peterson Alva | Yes | For | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 1E | Elect Management Nominee Director Cato T. Laurencin | Yes | For | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 1F | Elect Management Nominee Director Brian P. McKeon | Yes | For | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 1G | Elect Management Nominee Director Christopher I. Wright | Yes | For | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 1H | Elect Management Nominee Director Shane M. Cooke | Yes | For | Withhold |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 1I | Elect Management Nominee Director Richard B. Gaynor | Yes | Withhold | Withhold |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 1J | Elect Management Nominee Director Richard F. Pops | Yes | For | Withhold |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | Against |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 4 | Amend Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 5 | Renew the Board’s Authority to Issue Shares Under Irish Law | Yes | For | For |
| AdvisorShares Psychedelics ETF | Alkermes Plc | ALKS | G01767105 | 06/29/2023 | Management | 6 | Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights | Yes | For | For |
| AdvisorShares Psychedelics ETF | FSD Pharma Inc. | HUGE | 35954B206 | 06/29/2023 | Management | 1.1 | Elect Director Anthony Durkacz | Yes | For | For |
| AdvisorShares Psychedelics ETF | FSD Pharma Inc. | HUGE | 35954B206 | 06/29/2023 | Management | 1.2 | Elect Director Zeeshan Saeed | Yes | For | For |
| AdvisorShares Psychedelics ETF | FSD Pharma Inc. | HUGE | 35954B206 | 06/29/2023 | Management | 1.3 | Elect Director Lakshmi P. Kotra | Yes | For | For |
| AdvisorShares Psychedelics ETF | FSD Pharma Inc. | HUGE | 35954B206 | 06/29/2023 | Management | 1.4 | Elect Director Adnan Bashir | Yes | For | For |
| AdvisorShares Psychedelics ETF | FSD Pharma Inc. | HUGE | 35954B206 | 06/29/2023 | Management | 1.5 | Elect Director Nitin Kaushal | Yes | Withhold | For |
| AdvisorShares Psychedelics ETF | FSD Pharma Inc. | HUGE | 35954B206 | 06/29/2023 | Management | 1.6 | Elect Director Michael (Zappy) Zapolin | Yes | For | For |
| AdvisorShares Psychedelics ETF | FSD Pharma Inc. | HUGE | 35954B206 | 06/29/2023 | Management | 1.7 | Elect Director Eric Hoskins | Yes | For | For |
| AdvisorShares Psychedelics ETF | FSD Pharma Inc. | HUGE | 35954B206 | 06/29/2023 | Management | 2 | Approve MNP LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Psychedelics ETF | FSD Pharma Inc. | HUGE | 35954B206 | 06/29/2023 | Management | 3 | Approve Equity Incentive Plan | Yes | Against | For |
| AdvisorShares Psychedelics ETF | FSD Pharma Inc. | HUGE | 35954B206 | 06/29/2023 | Management | 4 | Re-approve Stock Option Plan | Yes | Against | For |
============================ ADVISORSHARES PURE CANNABIS ETF =========================
| Institutional Account Name | Company Name | Ticker | Primary CUSIP | Meeting Date | Proponent | Proposal Number | Proposal Text | Voted | Vote Instruction | Management Recommendation |
| AdvisorShares Pure Cannabis ETF | Leafly Holdings, Inc. | LFLY | 52178J105 | 07/13/2022 | Management | 1a | Elect Director Yoko Miyashita | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | Leafly Holdings, Inc. | LFLY | 52178J105 | 07/13/2022 | Management | 1b | Elect Director Alan Pickerill | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Leafly Holdings, Inc. | LFLY | 52178J105 | 07/13/2022 | Management | 2 | Ratify Marcum LLP as Auditors | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Jazz Pharmaceuticals plc | JAZZ | G50871105 | 07/28/2022 | Management | 1a | Elect Director Jennifer E. Cook | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Jazz Pharmaceuticals plc | JAZZ | G50871105 | 07/28/2022 | Management | 1b | Elect Director Patrick G. Enright | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Jazz Pharmaceuticals plc | JAZZ | G50871105 | 07/28/2022 | Management | 1c | Elect Director Seamus Mulligan | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Jazz Pharmaceuticals plc | JAZZ | G50871105 | 07/28/2022 | Management | 1d | Elect Director Norbert G. Riedel | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Jazz Pharmaceuticals plc | JAZZ | G50871105 | 07/28/2022 | Management | 2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Jazz Pharmaceuticals plc | JAZZ | G50871105 | 07/28/2022 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Jazz Pharmaceuticals plc | JAZZ | G50871105 | 07/28/2022 | Management | 4 | Authorise Issue of Equity without Pre-emptive Rights | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | Jazz Pharmaceuticals plc | JAZZ | G50871105 | 07/28/2022 | Management | 5 | Adjourn Meeting | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | The Valens Company Inc. | VLNS | 91914P603 | 08/02/2022 | Management | 1 | Fix Number of Directors at Seven | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | The Valens Company Inc. | VLNS | 91914P603 | 08/02/2022 | Management | 2.1 | Elect Director Guy Beaudin | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | The Valens Company Inc. | VLNS | 91914P603 | 08/02/2022 | Management | 2.2 | Elect Director Andrew Cockwell | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | The Valens Company Inc. | VLNS | 91914P603 | 08/02/2022 | Management | 2.3 | Elect Director Karin A. McCaskill | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | The Valens Company Inc. | VLNS | 91914P603 | 08/02/2022 | Management | 2.4 | Elect Director Ashley McGrath | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | The Valens Company Inc. | VLNS | 91914P603 | 08/02/2022 | Management | 2.5 | Elect Director A. Tyler Robson | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | The Valens Company Inc. | VLNS | 91914P603 | 08/02/2022 | Management | 2.6 | Elect Director Drew Wolff | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | The Valens Company Inc. | VLNS | 91914P603 | 08/02/2022 | Management | 2.7 | Elect Director Aida Moudachirou-Rebois | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | The Valens Company Inc. | VLNS | 91914P603 | 08/02/2022 | Management | 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Greenlane Holdings, Inc. | GNLN | 395330103 | 08/04/2022 | Management | 1a | Elect Director Nicholas Kovacevich | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Greenlane Holdings, Inc. | GNLN | 395330103 | 08/04/2022 | Management | 1b | Elect Director Donald Hunter | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Greenlane Holdings, Inc. | GNLN | 395330103 | 08/04/2022 | Management | 1c | Elect Director Renah Persofsky | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | Greenlane Holdings, Inc. | GNLN | 395330103 | 08/04/2022 | Management | 1d | Elect Director Aaron LoCascio | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Greenlane Holdings, Inc. | GNLN | 395330103 | 08/04/2022 | Management | 1e | Elect Director Adam Schoenfeld | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Greenlane Holdings, Inc. | GNLN | 395330103 | 08/04/2022 | Management | 1f | Elect Director Richard Taney | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | Greenlane Holdings, Inc. | GNLN | 395330103 | 08/04/2022 | Management | 1g | Elect Director Jeff Uttz | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | Greenlane Holdings, Inc. | GNLN | 395330103 | 08/04/2022 | Management | 2 | Ratify Marcum LLP as Auditors | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Greenlane Holdings, Inc. | GNLN | 395330103 | 08/04/2022 | Management | 3 | Approve Reverse Stock Split | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Greenlane Holdings, Inc. | GNLN | 395330103 | 08/04/2022 | Management | 4 | Amend Omnibus Stock Plan | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | Power REIT | PW | 73933H101 | 08/30/2022 | Management | 1.1 | Elect Director David H. Lesser | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Power REIT | PW | 73933H101 | 08/30/2022 | Management | 1.2 | Elect Director Virgil E. Wenger | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Power REIT | PW | 73933H101 | 08/30/2022 | Management | 1.3 | Elect Director Patrick R. Haynes, III | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | Power REIT | PW | 73933H101 | 08/30/2022 | Management | 1.4 | Elect Director William S. Susman | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | Power REIT | PW | 73933H101 | 08/30/2022 | Management | 1.5 | Elect Director Dionisio D’Aguilar | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Power REIT | PW | 73933H101 | 08/30/2022 | Management | 2 | Ratify MaloneBailey, LLP as Auditors | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | PharmaCielo Ltd. | PCLO | 71716K101 | 09/01/2022 | Management | 1 | Fix Number of Directors at Five | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | PharmaCielo Ltd. | PCLO | 71716K101 | 09/01/2022 | Management | 2.1 | Elect Director William B. Petron | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | PharmaCielo Ltd. | PCLO | 71716K101 | 09/01/2022 | Management | 2.2 | Elect Director Douglas Bache | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | PharmaCielo Ltd. | PCLO | 71716K101 | 09/01/2022 | Management | 2.3 | Elect Director Marc Lustig | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | PharmaCielo Ltd. | PCLO | 71716K101 | 09/01/2022 | Management | 2.4 | Elect Director William Nicholas | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | PharmaCielo Ltd. | PCLO | 71716K101 | 09/01/2022 | Management | 2.5 | Elect Director Ian D. Atacan | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | PharmaCielo Ltd. | PCLO | 71716K101 | 09/01/2022 | Management | 3 | Approve MNP LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | PharmaCielo Ltd. | PCLO | 71716K101 | 09/01/2022 | Management | 4 | Amend Stock Option Plan | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | PharmaCielo Ltd. | PCLO | 71716K101 | 09/01/2022 | Management | 5 | Amend RSU Plan | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | PharmaCielo Ltd. | PCLO | 71716K101 | 09/01/2022 | Management | 6 | Amend DSU Plan | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | Canopy Growth Corporation | WEED | 138035100 | 09/15/2022 | Management | 1A | Elect Director Judy A. Schmeling | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Canopy Growth Corporation | WEED | 138035100 | 09/15/2022 | Management | 1B | Elect Director David Klein | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Canopy Growth Corporation | WEED | 138035100 | 09/15/2022 | Management | 1C | Elect Director Garth Hankinson | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Canopy Growth Corporation | WEED | 138035100 | 09/15/2022 | Management | 1D | Elect Director Robert L. Hanson | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Canopy Growth Corporation | WEED | 138035100 | 09/15/2022 | Management | 1E | Elect Director David Lazzarato | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Canopy Growth Corporation | WEED | 138035100 | 09/15/2022 | Management | 1F | Elect Director James A. Sabia | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Canopy Growth Corporation | WEED | 138035100 | 09/15/2022 | Management | 1G | Elect Director Theresa Yanofsky | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Canopy Growth Corporation | WEED | 138035100 | 09/15/2022 | Management | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Canopy Growth Corporation | WEED | 138035100 | 09/15/2022 | Management | 3 | Amend Employee Stock Purchase Plan | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Canopy Growth Corporation | WEED | 138035100 | 09/15/2022 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Canopy Growth Corporation | WEED | 138035100 | 09/15/2022 | Management | 1A | Elect Director Judy A. Schmeling | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Canopy Growth Corporation | WEED | 138035100 | 09/15/2022 | Management | 1B | Elect Director David Klein | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Canopy Growth Corporation | WEED | 138035100 | 09/15/2022 | Management | 1C | Elect Director Garth Hankinson | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Canopy Growth Corporation | WEED | 138035100 | 09/15/2022 | Management | 1D | Elect Director Robert L. Hanson | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Canopy Growth Corporation | WEED | 138035100 | 09/15/2022 | Management | 1E | Elect Director David Lazzarato | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Canopy Growth Corporation | WEED | 138035100 | 09/15/2022 | Management | 1F | Elect Director James A. Sabia | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Canopy Growth Corporation | WEED | 138035100 | 09/15/2022 | Management | 1G | Elect Director Theresa Yanofsky | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Canopy Growth Corporation | WEED | 138035100 | 09/15/2022 | Management | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Canopy Growth Corporation | WEED | 138035100 | 09/15/2022 | Management | 3 | Amend Employee Stock Purchase Plan | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Canopy Growth Corporation | WEED | 138035100 | 09/15/2022 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | InterCure Ltd. | INCR | M549GJ111 | 09/15/2022 | Management | 1 | Discuss Financial Statements and the Report of the Board | Yes | ||
| AdvisorShares Pure Cannabis ETF | InterCure Ltd. | INCR | M549GJ111 | 09/15/2022 | Management | 2.1 | Reelect Ehud Barak as Director | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | InterCure Ltd. | INCR | M549GJ111 | 09/15/2022 | Management | 2.2 | Reelect Alexander Rabinovitch as Director | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | InterCure Ltd. | INCR | M549GJ111 | 09/15/2022 | Management | 2.3 | Reelect David Salton as Director | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | InterCure Ltd. | INCR | M549GJ111 | 09/15/2022 | Management | 2.4 | Reelect Alon Granot as Director | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | InterCure Ltd. | INCR | M549GJ111 | 09/15/2022 | Management | 3 | Ratify and Approve Option Plan | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | InterCure Ltd. | INCR | M549GJ111 | 09/15/2022 | Management | 4 | Ratify and Approve Extension of Exercise Period of Options Granted to Ehud Barak, Chairman | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | InterCure Ltd. | INCR | M549GJ111 | 09/15/2022 | Management | 5 | Ratify and Approve the August 2021 Grant of Options | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | InterCure Ltd. | INCR | M549GJ111 | 09/15/2022 | Management | 6 | Ratify and Approve Grant of Options to Alexander Rabinovitch, CEO | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | InterCure Ltd. | INCR | M549GJ111 | 09/15/2022 | Management | 7 | Ratify and Approve Amended Compensation of Alexander Rabinovitch, CEO | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | InterCure Ltd. | INCR | M549GJ111 | 09/15/2022 | Management | 8 | Transact Other Business (Non-Voting) | Yes | ||
| AdvisorShares Pure Cannabis ETF | InterCure Ltd. | INCR | M549GJ111 | 09/15/2022 | Management | A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Yes | Against | None |
| AdvisorShares Pure Cannabis ETF | RIV Capital Inc. | RIV | 768014102 | 09/29/2022 | Management | 1a | Elect Director Laura Curran | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | RIV Capital Inc. | RIV | 768014102 | 09/29/2022 | Management | 1b | Elect Director Christopher Hagedorn | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | RIV Capital Inc. | RIV | 768014102 | 09/29/2022 | Management | 1c | Elect Director Richard Mavrinac | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | RIV Capital Inc. | RIV | 768014102 | 09/29/2022 | Management | 1d | Elect Director Joseph Mimran | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | RIV Capital Inc. | RIV | 768014102 | 09/29/2022 | Management | 1e | Elect Director Amy Peckham | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | RIV Capital Inc. | RIV | 768014102 | 09/29/2022 | Management | 1f | Elect Director Mark Sims | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | RIV Capital Inc. | RIV | 768014102 | 09/29/2022 | Management | 1g | Elect Director Dawn Sweeney | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | RIV Capital Inc. | RIV | 768014102 | 09/29/2022 | Management | 2 | Approve MNP LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Agrify Corporation | AGFY | 00853E107 | 10/14/2022 | Management | 1 | Approve Issuance of Shares of Common Stock Upon Exercise of Warrants Issued in August 2022 | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Agrify Corporation | AGFY | 00853E107 | 10/14/2022 | Management | 2 | Approve Reverse Stock Split | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Agrify Corporation | AGFY | 00853E107 | 10/14/2022 | Management | 3 | Adjourn Meeting | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | IM Cannabis Corp. | IMCC | 44969Q208 | 10/20/2022 | Management | 1 | Fix Number of Directors at Five | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | IM Cannabis Corp. | IMCC | 44969Q208 | 10/20/2022 | Management | 2.1 | Elect Director Oren Shuster | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | IM Cannabis Corp. | IMCC | 44969Q208 | 10/20/2022 | Management | 2.2 | Elect Director Brian Schinderle | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | IM Cannabis Corp. | IMCC | 44969Q208 | 10/20/2022 | Management | 2.3 | Elect Director Marc Lustig | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | IM Cannabis Corp. | IMCC | 44969Q208 | 10/20/2022 | Management | 2.4 | Elect Director Einat Zakariya | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | IM Cannabis Corp. | IMCC | 44969Q208 | 10/20/2022 | Management | 2.5 | Elect Director Moti Marcus | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | IM Cannabis Corp. | IMCC | 44969Q208 | 10/20/2022 | Management | 3 | Approve Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | IM Cannabis Corp. | IMCC | 44969Q208 | 10/20/2022 | Management | 4 | Adopt New Articles | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | IM Cannabis Corp. | IMCC | 44969Q208 | 10/20/2022 | Management | 5 | Approve Stock Consolidation | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | The Valens Company Inc. | VLNS | 91914P603 | 11/29/2022 | Management | 1 | Approve Acquisition by SNDL Inc. | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | cbdMD, Inc. | YCBD | 12482W101 | 02/16/2023 | Management | 1.1 | Elect Director Bakari Sellers | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | cbdMD, Inc. | YCBD | 12482W101 | 02/16/2023 | Management | 1.2 | Elect Director William F. Raines, III | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | cbdMD, Inc. | YCBD | 12482W101 | 02/16/2023 | Management | 1.3 | Elect Director Scott G. Stephen | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | cbdMD, Inc. | YCBD | 12482W101 | 02/16/2023 | Management | 1.4 | Elect Director Sibyl Swift | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | cbdMD, Inc. | YCBD | 12482W101 | 02/16/2023 | Management | 2 | Ratify Cherry Bekaert LLP as Auditors | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | cbdMD, Inc. | YCBD | 12482W101 | 02/16/2023 | Management | 3 | Approve Reverse Stock Split | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | cbdMD, Inc. | YCBD | 12482W101 | 02/16/2023 | Management | 1.1 | Elect Director Bakari Sellers | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | cbdMD, Inc. | YCBD | 12482W101 | 02/16/2023 | Management | 1.2 | Elect Director William F. Raines, III | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | cbdMD, Inc. | YCBD | 12482W101 | 02/16/2023 | Management | 1.3 | Elect Director Scott G. Stephen | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | cbdMD, Inc. | YCBD | 12482W101 | 02/16/2023 | Management | 1.4 | Elect Director Sibyl Swift | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | cbdMD, Inc. | YCBD | 12482W101 | 02/16/2023 | Management | 2 | Ratify Cherry Bekaert LLP as Auditors | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | cbdMD, Inc. | YCBD | 12482W101 | 02/16/2023 | Management | 3 | Approve Reverse Stock Split | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Organigram Holdings Inc. | OGI | 68620P101 | 02/28/2023 | Management | 1a | Elect Director Peter Amirault | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Organigram Holdings Inc. | OGI | 68620P101 | 02/28/2023 | Management | 1b | Elect Director Geoffrey Machum | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Organigram Holdings Inc. | OGI | 68620P101 | 02/28/2023 | Management | 1c | Elect Director Ken Manget | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Organigram Holdings Inc. | OGI | 68620P101 | 02/28/2023 | Management | 1d | Elect Director Stephen A. Smith | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Organigram Holdings Inc. | OGI | 68620P101 | 02/28/2023 | Management | 1e | Elect Director Dexter John | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Organigram Holdings Inc. | OGI | 68620P101 | 02/28/2023 | Management | 1f | Elect Director Sherry Porter | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Organigram Holdings Inc. | OGI | 68620P101 | 02/28/2023 | Management | 1g | Elect Director Marni Wieshofer | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Organigram Holdings Inc. | OGI | 68620P101 | 02/28/2023 | Management | 1h | Elect Director Simon Ashton | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Organigram Holdings Inc. | OGI | 68620P101 | 02/28/2023 | Management | 1i | Elect Director Beena Goldenberg | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Organigram Holdings Inc. | OGI | 68620P101 | 02/28/2023 | Management | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Organigram Holdings Inc. | OGI | 68620P101 | 02/28/2023 | Management | 3 | Re-approve Equity Incentive Plan | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | Organigram Holdings Inc. | OGI | 68620P101 | 02/28/2023 | Management | 4 | Eliminate Class of Preferred Stock | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Organigram Holdings Inc. | OGI | 68620P101 | 02/28/2023 | Management | 5 | Approve Share Consolidation | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Tilray Brands, Inc. | TLRY | 88688T100 | 03/16/2023 | Management | 1 | Elect Director John M. Herhalt | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | Tilray Brands, Inc. | TLRY | 88688T100 | 03/16/2023 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Tilray Brands, Inc. | TLRY | 88688T100 | 03/16/2023 | Management | 3 | Eliminate Class of Common Stock | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | AFC Gamma, Inc. | AFCG | 00109K105 | 05/18/2023 | Management | 1.1 | Elect Director Alexander C. Frank | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | AFC Gamma, Inc. | AFCG | 00109K105 | 05/18/2023 | Management | 1.2 | Elect Director Marnie Sudnow | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | AFC Gamma, Inc. | AFCG | 00109K105 | 05/18/2023 | Management | 2 | Ratify CohnReznick LLP as Auditors | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Clever Leaves Holdings Inc. | CLVR | 186760104 | 06/02/2023 | Management | 1.1 | Elect Director Andres Fajardo | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Clever Leaves Holdings Inc. | CLVR | 186760104 | 06/02/2023 | Management | 1.2 | Elect Director Elisabeth DeMarse | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | Clever Leaves Holdings Inc. | CLVR | 186760104 | 06/02/2023 | Management | 1.3 | Elect Director Gary M. Julien | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | Clever Leaves Holdings Inc. | CLVR | 186760104 | 06/02/2023 | Management | 1.4 | Elect Director George J. Schultze | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Clever Leaves Holdings Inc. | CLVR | 186760104 | 06/02/2023 | Management | 1.5 | Elect Director William Muecke | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Clever Leaves Holdings Inc. | CLVR | 186760104 | 06/02/2023 | Management | 2 | Ratify Marcum LLP as Auditors | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Clever Leaves Holdings Inc. | CLVR | 186760104 | 06/02/2023 | Management | 3 | Amend Omnibus Stock Plan | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 06/07/2023 | Management | 1.1 | Elect Director Alan Gold | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 06/07/2023 | Management | 1.2 | Elect Director Gary Kreitzer | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 06/07/2023 | Management | 1.3 | Elect Director Mary Curran | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 06/07/2023 | Management | 1.4 | Elect Director Scott Shoemaker | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 06/07/2023 | Management | 1.5 | Elect Director Paul Smithers | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 06/07/2023 | Management | 1.6 | Elect Director David Stecher | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 06/07/2023 | Management | 2 | Ratify BDO USA, LLP as Auditors | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 06/07/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Charlotte’s Web Holdings, Inc. | CWEB | 16106R109 | 06/15/2023 | Management | 1 | Fix Number of Directors at Six | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Charlotte’s Web Holdings, Inc. | CWEB | 16106R109 | 06/15/2023 | Management | 2a | Elect Director Jonathan Atwood | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Charlotte’s Web Holdings, Inc. | CWEB | 16106R109 | 06/15/2023 | Management | 2b | Elect Director John Held | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Charlotte’s Web Holdings, Inc. | CWEB | 16106R109 | 06/15/2023 | Management | 2c | Elect Director Thomas Lardieri | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Charlotte’s Web Holdings, Inc. | CWEB | 16106R109 | 06/15/2023 | Management | 2d | Elect Director Alicia Morga | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Charlotte’s Web Holdings, Inc. | CWEB | 16106R109 | 06/15/2023 | Management | 2e | Elect Director Jacques Tortoroli | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Charlotte’s Web Holdings, Inc. | CWEB | 16106R109 | 06/15/2023 | Management | 2f | Elect Director Susan Vogt | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Charlotte’s Web Holdings, Inc. | CWEB | 16106R109 | 06/15/2023 | Management | 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Chicago Atlantic Real Estate Finance, Inc. | REFI | 167239102 | 06/15/2023 | Management | 1.1 | Elect Director Andreas A. Bodmeier | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Chicago Atlantic Real Estate Finance, Inc. | REFI | 167239102 | 06/15/2023 | Management | 1.2 | Elect Director John Mazarakis | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Chicago Atlantic Real Estate Finance, Inc. | REFI | 167239102 | 06/15/2023 | Management | 1.3 | Elect Director Anthony Cappell | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Chicago Atlantic Real Estate Finance, Inc. | REFI | 167239102 | 06/15/2023 | Management | 1.4 | Elect Director Peter Sack | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Chicago Atlantic Real Estate Finance, Inc. | REFI | 167239102 | 06/15/2023 | Management | 1.5 | Elect Director Jason Papastavrou | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | Chicago Atlantic Real Estate Finance, Inc. | REFI | 167239102 | 06/15/2023 | Management | 1.6 | Elect Director Frederick C. Herbst | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Chicago Atlantic Real Estate Finance, Inc. | REFI | 167239102 | 06/15/2023 | Management | 1.7 | Elect Director Donald E. Gulbrandsen | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | Chicago Atlantic Real Estate Finance, Inc. | REFI | 167239102 | 06/15/2023 | Management | 1.8 | Elect Director Brandon Konigsberg | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Chicago Atlantic Real Estate Finance, Inc. | REFI | 167239102 | 06/15/2023 | Management | 1.9 | Elect Director Michael L. Steiner | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | Chicago Atlantic Real Estate Finance, Inc. | REFI | 167239102 | 06/15/2023 | Management | 2 | Ratify BDO USA, LLP as Auditors | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | WM Technology, Inc. | MAPS | 92971A109 | 06/21/2023 | Management | 1.1 | Elect Director Tony Aquila | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | WM Technology, Inc. | MAPS | 92971A109 | 06/21/2023 | Management | 1.2 | Elect Director Brenda Freeman | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | WM Technology, Inc. | MAPS | 92971A109 | 06/21/2023 | Management | 1.3 | Elect Director Olga Gonzalez | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | WM Technology, Inc. | MAPS | 92971A109 | 06/21/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | WM Technology, Inc. | MAPS | 92971A109 | 06/21/2023 | Management | 3 | Ratify Baker Tilly US, LLP as Auditors - Withdrawn | Yes | ||
| AdvisorShares Pure Cannabis ETF | GrowGeneration, Corp. | GRWG | 39986L109 | 06/22/2023 | Management | 1.1 | Elect Director Darren Lampert | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | GrowGeneration, Corp. | GRWG | 39986L109 | 06/22/2023 | Management | 1.2 | Elect Director Michael Salaman | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | GrowGeneration, Corp. | GRWG | 39986L109 | 06/22/2023 | Management | 1.3 | Elect Director Eula Adams | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | GrowGeneration, Corp. | GRWG | 39986L109 | 06/22/2023 | Management | 1.4 | Elect Director Stephen Aiello | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | GrowGeneration, Corp. | GRWG | 39986L109 | 06/22/2023 | Management | 1.5 | Elect Director Paul Ciasullo | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | GrowGeneration, Corp. | GRWG | 39986L109 | 06/22/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | GrowGeneration, Corp. | GRWG | 39986L109 | 06/22/2023 | Management | 3 | Amend Omnibus Stock Plan | Yes | Against | For |
| AdvisorShares Pure Cannabis ETF | GrowGeneration, Corp. | GRWG | 39986L109 | 06/22/2023 | Management | 4 | Ratify Grant Thornton LLP as Auditors | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Village Farms International, Inc. | VFF | 92707Y108 | 06/23/2023 | Management | 1a | Elect Director Michael A. DeGiglio | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Village Farms International, Inc. | VFF | 92707Y108 | 06/23/2023 | Management | 1b | Elect Director John P. Henry | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Village Farms International, Inc. | VFF | 92707Y108 | 06/23/2023 | Management | 1c | Elect Director David Holewinski | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Village Farms International, Inc. | VFF | 92707Y108 | 06/23/2023 | Management | 1d | Elect Director Kathleen M. Mahoney | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Village Farms International, Inc. | VFF | 92707Y108 | 06/23/2023 | Management | 1e | Elect Director John R. McLernon | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Village Farms International, Inc. | VFF | 92707Y108 | 06/23/2023 | Management | 1f | Elect Director Stephen C. Ruffini | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Village Farms International, Inc. | VFF | 92707Y108 | 06/23/2023 | Management | 1g | Elect Director Christopher C. Woodward | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Village Farms International, Inc. | VFF | 92707Y108 | 06/23/2023 | Management | 2 | Advisory Vote on Executive Compensation Approach | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Village Farms International, Inc. | VFF | 92707Y108 | 06/23/2023 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Cardiol Therapeutics Inc. | CRDL | 14161Y200 | 06/28/2023 | Management | 1.1 | Elect Director David Elsley | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Cardiol Therapeutics Inc. | CRDL | 14161Y200 | 06/28/2023 | Management | 1.2 | Elect Director Jennifer Chao | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | Cardiol Therapeutics Inc. | CRDL | 14161Y200 | 06/28/2023 | Management | 1.3 | Elect Director Michael J. Willner | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Cardiol Therapeutics Inc. | CRDL | 14161Y200 | 06/28/2023 | Management | 1.4 | Elect Director Colin G. Stott | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Cardiol Therapeutics Inc. | CRDL | 14161Y200 | 06/28/2023 | Management | 1.5 | Elect Director Peter Pekos | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | Cardiol Therapeutics Inc. | CRDL | 14161Y200 | 06/28/2023 | Management | 1.6 | Elect Director Guillermo Torre-Amione | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | Cardiol Therapeutics Inc. | CRDL | 14161Y200 | 06/28/2023 | Management | 1.7 | Elect Director Chris Waddick | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Cardiol Therapeutics Inc. | CRDL | 14161Y200 | 06/28/2023 | Management | 1.8 | Elect Director Teri Loxam | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Cardiol Therapeutics Inc. | CRDL | 14161Y200 | 06/28/2023 | Management | 2 | Approve BDO Canada LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Cardiol Therapeutics Inc. | CRDL | 14161Y200 | 06/28/2023 | Management | 1.1 | Elect Director David Elsley | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Cardiol Therapeutics Inc. | CRDL | 14161Y200 | 06/28/2023 | Management | 1.2 | Elect Director Jennifer Chao | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | Cardiol Therapeutics Inc. | CRDL | 14161Y200 | 06/28/2023 | Management | 1.3 | Elect Director Michael J. Willner | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Cardiol Therapeutics Inc. | CRDL | 14161Y200 | 06/28/2023 | Management | 1.4 | Elect Director Colin G. Stott | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Cardiol Therapeutics Inc. | CRDL | 14161Y200 | 06/28/2023 | Management | 1.5 | Elect Director Peter Pekos | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | Cardiol Therapeutics Inc. | CRDL | 14161Y200 | 06/28/2023 | Management | 1.6 | Elect Director Guillermo Torre-Amione | Yes | Withhold | For |
| AdvisorShares Pure Cannabis ETF | Cardiol Therapeutics Inc. | CRDL | 14161Y200 | 06/28/2023 | Management | 1.7 | Elect Director Chris Waddick | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Cardiol Therapeutics Inc. | CRDL | 14161Y200 | 06/28/2023 | Management | 1.8 | Elect Director Teri Loxam | Yes | For | For |
| AdvisorShares Pure Cannabis ETF | Cardiol Therapeutics Inc. | CRDL | 14161Y200 | 06/28/2023 | Management | 2 | Approve BDO Canada LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
========================== ADVISORSHARES PURE US CANNABIS ETF ========================
| Institutional Account Name | Company Name | Ticker | Primary CUSIP | Meeting Date | Proponent | Proposal Number | Proposal Text | Voted | Vote Instruction | Management Recommendation |
| AdvisorShares Pure US Cannabis ETF | Power REIT | PW | 73933H101 | 08/30/2022 | Management | 1.1 | Elect Director David H. Lesser | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | Power REIT | PW | 73933H101 | 08/30/2022 | Management | 1.2 | Elect Director Virgil E. Wenger | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | Power REIT | PW | 73933H101 | 08/30/2022 | Management | 1.3 | Elect Director Patrick R. Haynes, III | Yes | Withhold | For |
| AdvisorShares Pure US Cannabis ETF | Power REIT | PW | 73933H101 | 08/30/2022 | Management | 1.4 | Elect Director William S. Susman | Yes | Withhold | For |
| AdvisorShares Pure US Cannabis ETF | Power REIT | PW | 73933H101 | 08/30/2022 | Management | 1.5 | Elect Director Dionisio D’Aguilar | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | Power REIT | PW | 73933H101 | 08/30/2022 | Management | 2 | Ratify MaloneBailey, LLP as Auditors | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | RIV Capital Inc. | RIV | 768014102 | 09/29/2022 | Management | 1a | Elect Director Laura Curran | Yes | Withhold | For |
| AdvisorShares Pure US Cannabis ETF | RIV Capital Inc. | RIV | 768014102 | 09/29/2022 | Management | 1b | Elect Director Christopher Hagedorn | Yes | Withhold | For |
| AdvisorShares Pure US Cannabis ETF | RIV Capital Inc. | RIV | 768014102 | 09/29/2022 | Management | 1c | Elect Director Richard Mavrinac | Yes | Withhold | For |
| AdvisorShares Pure US Cannabis ETF | RIV Capital Inc. | RIV | 768014102 | 09/29/2022 | Management | 1d | Elect Director Joseph Mimran | Yes | Withhold | For |
| AdvisorShares Pure US Cannabis ETF | RIV Capital Inc. | RIV | 768014102 | 09/29/2022 | Management | 1e | Elect Director Amy Peckham | Yes | Withhold | For |
| AdvisorShares Pure US Cannabis ETF | RIV Capital Inc. | RIV | 768014102 | 09/29/2022 | Management | 1f | Elect Director Mark Sims | Yes | Withhold | For |
| AdvisorShares Pure US Cannabis ETF | RIV Capital Inc. | RIV | 768014102 | 09/29/2022 | Management | 1g | Elect Director Dawn Sweeney | Yes | Withhold | For |
| AdvisorShares Pure US Cannabis ETF | RIV Capital Inc. | RIV | 768014102 | 09/29/2022 | Management | 2 | Approve MNP LLP as Auditors and Authorize Board to Fix Their Remuneration | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | Agrify Corporation | AGFY | 00853E107 | 10/14/2022 | Management | 1 | Approve Issuance of Shares of Common Stock Upon Exercise of Warrants Issued in August 2022 | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | Agrify Corporation | AGFY | 00853E107 | 10/14/2022 | Management | 2 | Approve Reverse Stock Split | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | Agrify Corporation | AGFY | 00853E107 | 10/14/2022 | Management | 3 | Adjourn Meeting | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | AFC Gamma, Inc. | AFCG | 00109K105 | 05/18/2023 | Management | 1.1 | Elect Director Alexander C. Frank | Yes | Withhold | For |
| AdvisorShares Pure US Cannabis ETF | AFC Gamma, Inc. | AFCG | 00109K105 | 05/18/2023 | Management | 1.2 | Elect Director Marnie Sudnow | Yes | Withhold | For |
| AdvisorShares Pure US Cannabis ETF | AFC Gamma, Inc. | AFCG | 00109K105 | 05/18/2023 | Management | 2 | Ratify CohnReznick LLP as Auditors | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 06/07/2023 | Management | 1.1 | Elect Director Alan Gold | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 06/07/2023 | Management | 1.2 | Elect Director Gary Kreitzer | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 06/07/2023 | Management | 1.3 | Elect Director Mary Curran | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 06/07/2023 | Management | 1.4 | Elect Director Scott Shoemaker | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 06/07/2023 | Management | 1.5 | Elect Director Paul Smithers | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 06/07/2023 | Management | 1.6 | Elect Director David Stecher | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 06/07/2023 | Management | 2 | Ratify BDO USA, LLP as Auditors | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 06/07/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | urban-gro, Inc. | UGRO | 91704K202 | 06/21/2023 | Management | 1.1 | Elect Director Bradley J. Nattrass | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | urban-gro, Inc. | UGRO | 91704K202 | 06/21/2023 | Management | 1.2 | Elect Director James R. Lowe | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | urban-gro, Inc. | UGRO | 91704K202 | 06/21/2023 | Management | 1.3 | Elect Director Lewis O. Wilks | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | urban-gro, Inc. | UGRO | 91704K202 | 06/21/2023 | Management | 1.4 | Elect Director Anita Britt | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | urban-gro, Inc. | UGRO | 91704K202 | 06/21/2023 | Management | 1.5 | Elect Director David Hsu | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | urban-gro, Inc. | UGRO | 91704K202 | 06/21/2023 | Management | 1.6 | Elect Director Sonia Lo | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | urban-gro, Inc. | UGRO | 91704K202 | 06/21/2023 | Management | 2 | Reduce Supermajority Vote Requirement | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | urban-gro, Inc. | UGRO | 91704K202 | 06/21/2023 | Management | 3 | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | urban-gro, Inc. | UGRO | 91704K202 | 06/21/2023 | Management | 4 | Amend Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | urban-gro, Inc. | UGRO | 91704K202 | 06/21/2023 | Management | 5 | Ratify BF Borgers CPA PC as Auditors | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | urban-gro, Inc. | UGRO | 91704K202 | 06/21/2023 | Management | 1.1 | Elect Director Bradley J. Nattrass | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | urban-gro, Inc. | UGRO | 91704K202 | 06/21/2023 | Management | 1.2 | Elect Director James R. Lowe | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | urban-gro, Inc. | UGRO | 91704K202 | 06/21/2023 | Management | 1.3 | Elect Director Lewis O. Wilks | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | urban-gro, Inc. | UGRO | 91704K202 | 06/21/2023 | Management | 1.4 | Elect Director Anita Britt | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | urban-gro, Inc. | UGRO | 91704K202 | 06/21/2023 | Management | 1.5 | Elect Director David Hsu | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | urban-gro, Inc. | UGRO | 91704K202 | 06/21/2023 | Management | 1.6 | Elect Director Sonia Lo | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | urban-gro, Inc. | UGRO | 91704K202 | 06/21/2023 | Management | 2 | Reduce Supermajority Vote Requirement | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | urban-gro, Inc. | UGRO | 91704K202 | 06/21/2023 | Management | 3 | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | urban-gro, Inc. | UGRO | 91704K202 | 06/21/2023 | Management | 4 | Amend Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | urban-gro, Inc. | UGRO | 91704K202 | 06/21/2023 | Management | 5 | Ratify BF Borgers CPA PC as Auditors | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | GrowGeneration, Corp. | GRWG | 39986L109 | 06/22/2023 | Management | 1.1 | Elect Director Darren Lampert | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | GrowGeneration, Corp. | GRWG | 39986L109 | 06/22/2023 | Management | 1.2 | Elect Director Michael Salaman | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | GrowGeneration, Corp. | GRWG | 39986L109 | 06/22/2023 | Management | 1.3 | Elect Director Eula Adams | Yes | For | For |
| AdvisorShares Pure US Cannabis ETF | GrowGeneration, Corp. | GRWG | 39986L109 | 06/22/2023 | Management | 1.4 | Elect Director Stephen Aiello | Yes | Withhold | For |
| AdvisorShares Pure US Cannabis ETF | GrowGeneration, Corp. | GRWG | 39986L109 | 06/22/2023 | Management | 1.5 | Elect Director Paul Ciasullo | Yes | Withhold | For |
| AdvisorShares Pure US Cannabis ETF | GrowGeneration, Corp. | GRWG | 39986L109 | 06/22/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | Against | For |
| AdvisorShares Pure US Cannabis ETF | GrowGeneration, Corp. | GRWG | 39986L109 | 06/22/2023 | Management | 3 | Amend Omnibus Stock Plan | Yes | Against | For |
| AdvisorShares Pure US Cannabis ETF | GrowGeneration, Corp. | GRWG | 39986L109 | 06/22/2023 | Management | 4 | Ratify Grant Thornton LLP as Auditors | Yes | For | For |
============================= ADVISORSHARES RESTAURANT ETF ==========================
| Institutional Account Name | Company Name | Ticker | Primary CUSIP | Meeting Date | Proponent | Proposal Number | Proposal Text | Voted | Vote Instruction | Management Recommendation |
| AdvisorShares Restaurant ETF | Chuy’s Holdings, Inc. | CHUY | 171604101 | 07/28/2022 | Management | 1.1 | Elect Director Saed Mohseni | Yes | For | For |
| AdvisorShares Restaurant ETF | Chuy’s Holdings, Inc. | CHUY | 171604101 | 07/28/2022 | Management | 1.2 | Elect Director Ira Zecher | Yes | For | For |
| AdvisorShares Restaurant ETF | Chuy’s Holdings, Inc. | CHUY | 171604101 | 07/28/2022 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Restaurant ETF | Chuy’s Holdings, Inc. | CHUY | 171604101 | 07/28/2022 | Management | 3 | Ratify RSM US LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | RCI Hospitality Holdings, Inc. | RICK | 74934Q108 | 08/23/2022 | Management | 1.1 | Elect Director Eric S. Langan | Yes | For | For |
| AdvisorShares Restaurant ETF | RCI Hospitality Holdings, Inc. | RICK | 74934Q108 | 08/23/2022 | Management | 1.2 | Elect Director Travis Reese | Yes | For | For |
| AdvisorShares Restaurant ETF | RCI Hospitality Holdings, Inc. | RICK | 74934Q108 | 08/23/2022 | Management | 1.3 | Elect Director Luke Lirot | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | RCI Hospitality Holdings, Inc. | RICK | 74934Q108 | 08/23/2022 | Management | 1.4 | Elect Director Yura Barabash | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | RCI Hospitality Holdings, Inc. | RICK | 74934Q108 | 08/23/2022 | Management | 1.5 | Elect Director Elaine J. Martin | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | RCI Hospitality Holdings, Inc. | RICK | 74934Q108 | 08/23/2022 | Management | 1.6 | Elect Director Arthur Allan Priaulx | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | RCI Hospitality Holdings, Inc. | RICK | 74934Q108 | 08/23/2022 | Management | 2 | Ratify Friedman LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | RCI Hospitality Holdings, Inc. | RICK | 74934Q108 | 08/23/2022 | Management | 3 | Approve Stock Option Plan | Yes | For | For |
| AdvisorShares Restaurant ETF | RCI Hospitality Holdings, Inc. | RICK | 74934Q108 | 08/23/2022 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Restaurant ETF | RCI Hospitality Holdings, Inc. | RICK | 74934Q108 | 08/23/2022 | Management | 5 | Other Business | Yes | Against | For |
| AdvisorShares Restaurant ETF | Darden Restaurants, Inc. | DRI | 237194105 | 09/21/2022 | Management | 1.1 | Elect Director Margaret Shan Atkins | Yes | For | For |
| AdvisorShares Restaurant ETF | Darden Restaurants, Inc. | DRI | 237194105 | 09/21/2022 | Management | 1.2 | Elect Director Ricardo ‘Rick’ Cardenas | Yes | For | For |
| AdvisorShares Restaurant ETF | Darden Restaurants, Inc. | DRI | 237194105 | 09/21/2022 | Management | 1.3 | Elect Director Juliana L. Chugg | Yes | For | For |
| AdvisorShares Restaurant ETF | Darden Restaurants, Inc. | DRI | 237194105 | 09/21/2022 | Management | 1.4 | Elect Director James P. Fogarty | Yes | For | For |
| AdvisorShares Restaurant ETF | Darden Restaurants, Inc. | DRI | 237194105 | 09/21/2022 | Management | 1.5 | Elect Director Cynthia T. Jamison | Yes | For | For |
| AdvisorShares Restaurant ETF | Darden Restaurants, Inc. | DRI | 237194105 | 09/21/2022 | Management | 1.6 | Elect Director Eugene I. Lee, Jr. | Yes | For | For |
| AdvisorShares Restaurant ETF | Darden Restaurants, Inc. | DRI | 237194105 | 09/21/2022 | Management | 1.7 | Elect Director Nana Mensah | Yes | For | For |
| AdvisorShares Restaurant ETF | Darden Restaurants, Inc. | DRI | 237194105 | 09/21/2022 | Management | 1.8 | Elect Director William S. Simon | Yes | For | For |
| AdvisorShares Restaurant ETF | Darden Restaurants, Inc. | DRI | 237194105 | 09/21/2022 | Management | 1.9 | Elect Director Charles M. Sonsteby | Yes | For | For |
| AdvisorShares Restaurant ETF | Darden Restaurants, Inc. | DRI | 237194105 | 09/21/2022 | Management | 1.10 | Elect Director Timothy J. Wilmott | Yes | For | For |
| AdvisorShares Restaurant ETF | Darden Restaurants, Inc. | DRI | 237194105 | 09/21/2022 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Restaurant ETF | Darden Restaurants, Inc. | DRI | 237194105 | 09/21/2022 | Management | 3 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | FAT Brands Inc. | FAT | 30258N105 | 12/20/2022 | Management | 1 | Declassify the Board of Directors | Yes | For | For |
| AdvisorShares Restaurant ETF | FAT Brands Inc. | FAT | 30258N105 | 12/20/2022 | Management | 2a.1 | Elect Director Kenneth J. Anderson | Yes | For | For |
| AdvisorShares Restaurant ETF | FAT Brands Inc. | FAT | 30258N105 | 12/20/2022 | Management | 2a.2 | Elect Director Lynne L. Collier | Yes | For | For |
| AdvisorShares Restaurant ETF | FAT Brands Inc. | FAT | 30258N105 | 12/20/2022 | Management | 2a.3 | Elect Director Amy V. Forrestal | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | FAT Brands Inc. | FAT | 30258N105 | 12/20/2022 | Management | 2a.4 | Elect Director Squire Junger | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | FAT Brands Inc. | FAT | 30258N105 | 12/20/2022 | Management | 2a.5 | Elect Director James C. Neuhauser | Yes | For | For |
| AdvisorShares Restaurant ETF | FAT Brands Inc. | FAT | 30258N105 | 12/20/2022 | Management | 2a.6 | Elect Director Edward H. Rensi | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | FAT Brands Inc. | FAT | 30258N105 | 12/20/2022 | Management | 2a.7 | Elect Director Andrew A. Wiederhorn | Yes | For | For |
| AdvisorShares Restaurant ETF | FAT Brands Inc. | FAT | 30258N105 | 12/20/2022 | Management | 2b.1 | Elect Director Amy V. Forrestal | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | FAT Brands Inc. | FAT | 30258N105 | 12/20/2022 | Management | 2b.2 | Elect Director Squire Junger | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | FAT Brands Inc. | FAT | 30258N105 | 12/20/2022 | Management | 3 | Amend Omnibus Stock Plan | Yes | Against | For |
| AdvisorShares Restaurant ETF | FAT Brands Inc. | FAT | 30258N105 | 12/20/2022 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Restaurant ETF | FAT Brands Inc. | FAT | 30258N105 | 12/20/2022 | Management | 5 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Restaurant ETF | FAT Brands Inc. | FAT | 30258N105 | 12/20/2022 | Management | 6 | Ratify Baker Tilly US, LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | Jack in the Box Inc. | JACK | 466367109 | 03/03/2023 | Management | 1a | Elect Director Guillermo Diaz, Jr. | Yes | For | For |
| AdvisorShares Restaurant ETF | Jack in the Box Inc. | JACK | 466367109 | 03/03/2023 | Management | 1b | Elect Director David L. Goebel | Yes | For | For |
| AdvisorShares Restaurant ETF | Jack in the Box Inc. | JACK | 466367109 | 03/03/2023 | Management | 1c | Elect Director Darin S. Harris | Yes | For | For |
| AdvisorShares Restaurant ETF | Jack in the Box Inc. | JACK | 466367109 | 03/03/2023 | Management | 1d | Elect Director Sharon P. John | Yes | For | For |
| AdvisorShares Restaurant ETF | Jack in the Box Inc. | JACK | 466367109 | 03/03/2023 | Management | 1e | Elect Director Madeleine A. Kleiner | Yes | For | For |
| AdvisorShares Restaurant ETF | Jack in the Box Inc. | JACK | 466367109 | 03/03/2023 | Management | 1f | Elect Director Michael W. Murphy | Yes | For | For |
| AdvisorShares Restaurant ETF | Jack in the Box Inc. | JACK | 466367109 | 03/03/2023 | Management | 1g | Elect Director James M. Myers | Yes | For | For |
| AdvisorShares Restaurant ETF | Jack in the Box Inc. | JACK | 466367109 | 03/03/2023 | Management | 1h | Elect Director David M. Tehle | Yes | For | For |
| AdvisorShares Restaurant ETF | Jack in the Box Inc. | JACK | 466367109 | 03/03/2023 | Management | 1i | Elect Director Vivien M. Yeung | Yes | For | For |
| AdvisorShares Restaurant ETF | Jack in the Box Inc. | JACK | 466367109 | 03/03/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | Jack in the Box Inc. | JACK | 466367109 | 03/03/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Restaurant ETF | Jack in the Box Inc. | JACK | 466367109 | 03/03/2023 | Management | 4 | Approve Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Restaurant ETF | Jack in the Box Inc. | JACK | 466367109 | 03/03/2023 | Management | 5 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Restaurant ETF | Starbucks Corporation | SBUX | 855244109 | 03/23/2023 | Management | 1a | Elect Director Richard E. Allison, Jr. | Yes | For | For |
| AdvisorShares Restaurant ETF | Starbucks Corporation | SBUX | 855244109 | 03/23/2023 | Management | 1b | Elect Director Andrew Campion | Yes | For | For |
| AdvisorShares Restaurant ETF | Starbucks Corporation | SBUX | 855244109 | 03/23/2023 | Management | 1c | Elect Director Beth Ford | Yes | For | For |
| AdvisorShares Restaurant ETF | Starbucks Corporation | SBUX | 855244109 | 03/23/2023 | Management | 1d | Elect Director Mellody Hobson | Yes | For | For |
| AdvisorShares Restaurant ETF | Starbucks Corporation | SBUX | 855244109 | 03/23/2023 | Management | 1e | Elect Director Jorgen Vig Knudstorp | Yes | For | For |
| AdvisorShares Restaurant ETF | Starbucks Corporation | SBUX | 855244109 | 03/23/2023 | Management | 1f | Elect Director Satya Nadella | Yes | For | For |
| AdvisorShares Restaurant ETF | Starbucks Corporation | SBUX | 855244109 | 03/23/2023 | Management | 1g | Elect Director Laxman Narasimhan | Yes | For | For |
| AdvisorShares Restaurant ETF | Starbucks Corporation | SBUX | 855244109 | 03/23/2023 | Management | 1h | Elect Director Howard Schultz | Yes | For | For |
| AdvisorShares Restaurant ETF | Starbucks Corporation | SBUX | 855244109 | 03/23/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Restaurant ETF | Starbucks Corporation | SBUX | 855244109 | 03/23/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Restaurant ETF | Starbucks Corporation | SBUX | 855244109 | 03/23/2023 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | Starbucks Corporation | SBUX | 855244109 | 03/23/2023 | Shareholder | 5 | Report on Plant-Based Milk Pricing | Yes | Against | Against |
| AdvisorShares Restaurant ETF | Starbucks Corporation | SBUX | 855244109 | 03/23/2023 | Shareholder | 6 | Adopt Policy on Succession Planning | Yes | Against | Against |
| AdvisorShares Restaurant ETF | Starbucks Corporation | SBUX | 855244109 | 03/23/2023 | Shareholder | 7 | Report on Operations in Communist China | Yes | Against | Against |
| AdvisorShares Restaurant ETF | Starbucks Corporation | SBUX | 855244109 | 03/23/2023 | Shareholder | 8 | Commission Third Party Assessment on Company’s Commitment to Freedom of Association and Collective Bargaining Rights | Yes | For | Against |
| AdvisorShares Restaurant ETF | Starbucks Corporation | SBUX | 855244109 | 03/23/2023 | Shareholder | 9 | Establish Committee on Corporate Sustainability | Yes | Against | Against |
| AdvisorShares Restaurant ETF | Bloomin’ Brands, Inc. | BLMN | 094235108 | 04/18/2023 | Management | 1.1 | Elect Director Julie Kunkel | Yes | For | For |
| AdvisorShares Restaurant ETF | Bloomin’ Brands, Inc. | BLMN | 094235108 | 04/18/2023 | Management | 1.2 | Elect Director Tara Walpert Levy | Yes | For | For |
| AdvisorShares Restaurant ETF | Bloomin’ Brands, Inc. | BLMN | 094235108 | 04/18/2023 | Management | 1.3 | Elect Director Melanie Marein-Efron | Yes | For | For |
| AdvisorShares Restaurant ETF | Bloomin’ Brands, Inc. | BLMN | 094235108 | 04/18/2023 | Management | 1.4 | Elect Director James R. Craigie | Yes | For | For |
| AdvisorShares Restaurant ETF | Bloomin’ Brands, Inc. | BLMN | 094235108 | 04/18/2023 | Management | 1.5 | Elect Director David J. Deno | Yes | For | For |
| AdvisorShares Restaurant ETF | Bloomin’ Brands, Inc. | BLMN | 094235108 | 04/18/2023 | Management | 1.6 | Elect Director Lawrence V. Jackson | Yes | For | For |
| AdvisorShares Restaurant ETF | Bloomin’ Brands, Inc. | BLMN | 094235108 | 04/18/2023 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | Bloomin’ Brands, Inc. | BLMN | 094235108 | 04/18/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Restaurant ETF | Bloomin’ Brands, Inc. | BLMN | 094235108 | 04/18/2023 | Management | 4 | Provide Right to Call a Special Meeting at a 25 Percent Ownership Threshold | Yes | For | For |
| AdvisorShares Restaurant ETF | Bloomin’ Brands, Inc. | BLMN | 094235108 | 04/18/2023 | Management | 5 | Amend Charter to Permit the Exculpation of Officers Consistent with Changes to Delaware General Corporation Law | Yes | For | For |
| AdvisorShares Restaurant ETF | Bloomin’ Brands, Inc. | BLMN | 094235108 | 04/18/2023 | Shareholder | 6 | Provide Right to Call a Special Meeting at a 10 Percent Ownership Threshold | Yes | For | Against |
| AdvisorShares Restaurant ETF | Bloomin’ Brands, Inc. | BLMN | 094235108 | 04/18/2023 | Shareholder | 7 | Adopt Near and Long-Term Science-Based GHG Emissions Reduction Targets | Yes | For | Against |
| AdvisorShares Restaurant ETF | Domino’s Pizza, Inc. | DPZ | 25754A201 | 04/25/2023 | Management | 1.1 | Elect Director David A. Brandon | Yes | For | For |
| AdvisorShares Restaurant ETF | Domino’s Pizza, Inc. | DPZ | 25754A201 | 04/25/2023 | Management | 1.2 | Elect Director C. Andrew Ballard | Yes | For | For |
| AdvisorShares Restaurant ETF | Domino’s Pizza, Inc. | DPZ | 25754A201 | 04/25/2023 | Management | 1.3 | Elect Director Andrew B. Balson | Yes | For | For |
| AdvisorShares Restaurant ETF | Domino’s Pizza, Inc. | DPZ | 25754A201 | 04/25/2023 | Management | 1.4 | Elect Director Corie S. Barry | Yes | For | For |
| AdvisorShares Restaurant ETF | Domino’s Pizza, Inc. | DPZ | 25754A201 | 04/25/2023 | Management | 1.5 | Elect Director Diana F. Cantor | Yes | For | For |
| AdvisorShares Restaurant ETF | Domino’s Pizza, Inc. | DPZ | 25754A201 | 04/25/2023 | Management | 1.6 | Elect Director Richard L. Federico | Yes | For | For |
| AdvisorShares Restaurant ETF | Domino’s Pizza, Inc. | DPZ | 25754A201 | 04/25/2023 | Management | 1.7 | Elect Director James A. Goldman | Yes | For | For |
| AdvisorShares Restaurant ETF | Domino’s Pizza, Inc. | DPZ | 25754A201 | 04/25/2023 | Management | 1.8 | Elect Director Patricia E. Lopez | Yes | For | For |
| AdvisorShares Restaurant ETF | Domino’s Pizza, Inc. | DPZ | 25754A201 | 04/25/2023 | Management | 1.9 | Elect Director Russell J. Weiner | Yes | For | For |
| AdvisorShares Restaurant ETF | Domino’s Pizza, Inc. | DPZ | 25754A201 | 04/25/2023 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | Domino’s Pizza, Inc. | DPZ | 25754A201 | 04/25/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Restaurant ETF | Domino’s Pizza, Inc. | DPZ | 25754A201 | 04/25/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Restaurant ETF | Papa John’s International, Inc. | PZZA | 698813102 | 04/25/2023 | Management | 1a | Elect Director Christopher L. Coleman | Yes | For | For |
| AdvisorShares Restaurant ETF | Papa John’s International, Inc. | PZZA | 698813102 | 04/25/2023 | Management | 1b | Elect Director Laurette T. Koellner | Yes | For | For |
| AdvisorShares Restaurant ETF | Papa John’s International, Inc. | PZZA | 698813102 | 04/25/2023 | Management | 1c | Elect Director Robert M. Lynch | Yes | For | For |
| AdvisorShares Restaurant ETF | Papa John’s International, Inc. | PZZA | 698813102 | 04/25/2023 | Management | 1d | Elect Director Jocelyn C. Mangan | Yes | For | For |
| AdvisorShares Restaurant ETF | Papa John’s International, Inc. | PZZA | 698813102 | 04/25/2023 | Management | 1e | Elect Director Sonya E. Medina | Yes | For | For |
| AdvisorShares Restaurant ETF | Papa John’s International, Inc. | PZZA | 698813102 | 04/25/2023 | Management | 1f | Elect Director Shaquille R. O’Neal | Yes | For | For |
| AdvisorShares Restaurant ETF | Papa John’s International, Inc. | PZZA | 698813102 | 04/25/2023 | Management | 1g | Elect Director Anthony M. Sanfilippo | Yes | For | For |
| AdvisorShares Restaurant ETF | Papa John’s International, Inc. | PZZA | 698813102 | 04/25/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | Papa John’s International, Inc. | PZZA | 698813102 | 04/25/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Restaurant ETF | Papa John’s International, Inc. | PZZA | 698813102 | 04/25/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Restaurant ETF | Arcos Dorados Holdings Inc. | ARCO | G0457F107 | 04/28/2023 | Management | 1 | Accept Financial Statements and Statutory Reports | Yes | For | For |
| AdvisorShares Restaurant ETF | Arcos Dorados Holdings Inc. | ARCO | G0457F107 | 04/28/2023 | Management | 2 | Ratify E&Y (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global) as Auditors and Authorise Their Remuneration | Yes | Against | For |
| AdvisorShares Restaurant ETF | Arcos Dorados Holdings Inc. | ARCO | G0457F107 | 04/28/2023 | Management | 3.1 | Elect Director Michael Chu | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | Arcos Dorados Holdings Inc. | ARCO | G0457F107 | 04/28/2023 | Management | 3.2 | Elect Director Jose Alberto Velez | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | Arcos Dorados Holdings Inc. | ARCO | G0457F107 | 04/28/2023 | Management | 3.3 | Elect Director Jose Fernandez | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | Arcos Dorados Holdings Inc. | ARCO | G0457F107 | 04/28/2023 | Management | 3.4 | Elect Director Karla Berman | Yes | For | For |
| AdvisorShares Restaurant ETF | Dine Brands Global, Inc. | DIN | 254423106 | 05/11/2023 | Management | 1.1 | Elect Director Howard M. Berk | Yes | For | For |
| AdvisorShares Restaurant ETF | Dine Brands Global, Inc. | DIN | 254423106 | 05/11/2023 | Management | 1.2 | Elect Director Susan M. Collyns | Yes | For | For |
| AdvisorShares Restaurant ETF | Dine Brands Global, Inc. | DIN | 254423106 | 05/11/2023 | Management | 1.3 | Elect Director Richard J. Dahl | Yes | For | For |
| AdvisorShares Restaurant ETF | Dine Brands Global, Inc. | DIN | 254423106 | 05/11/2023 | Management | 1.4 | Elect Director Michael C. Hyter | Yes | For | For |
| AdvisorShares Restaurant ETF | Dine Brands Global, Inc. | DIN | 254423106 | 05/11/2023 | Management | 1.5 | Elect Director Caroline W. Nahas | Yes | For | For |
| AdvisorShares Restaurant ETF | Dine Brands Global, Inc. | DIN | 254423106 | 05/11/2023 | Management | 1.6 | Elect Director Douglas M. Pasquale | Yes | For | For |
| AdvisorShares Restaurant ETF | Dine Brands Global, Inc. | DIN | 254423106 | 05/11/2023 | Management | 1.7 | Elect Director John W. Peyton | Yes | For | For |
| AdvisorShares Restaurant ETF | Dine Brands Global, Inc. | DIN | 254423106 | 05/11/2023 | Management | 1.8 | Elect Director Martha C. Poulter | Yes | For | For |
| AdvisorShares Restaurant ETF | Dine Brands Global, Inc. | DIN | 254423106 | 05/11/2023 | Management | 1.9 | Elect Director Arthur F. Starrs | Yes | For | For |
| AdvisorShares Restaurant ETF | Dine Brands Global, Inc. | DIN | 254423106 | 05/11/2023 | Management | 1.10 | Elect Director Lilian C. Tomovich | Yes | For | For |
| AdvisorShares Restaurant ETF | Dine Brands Global, Inc. | DIN | 254423106 | 05/11/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | Dine Brands Global, Inc. | DIN | 254423106 | 05/11/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Restaurant ETF | Dine Brands Global, Inc. | DIN | 254423106 | 05/11/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Restaurant ETF | Dine Brands Global, Inc. | DIN | 254423106 | 05/11/2023 | Management | 5 | Eliminate Supermajority Vote Requirement | Yes | For | For |
| AdvisorShares Restaurant ETF | Dine Brands Global, Inc. | DIN | 254423106 | 05/11/2023 | Management | 6 | Amend Certificate of Incorporation to Provide for Exculpation of Officers | Yes | For | For |
| AdvisorShares Restaurant ETF | Dine Brands Global, Inc. | DIN | 254423106 | 05/11/2023 | Shareholder | 7 | Approve Request on Cage Free Egg Progress Disclosure | Yes | Against | Against |
| AdvisorShares Restaurant ETF | Texas Roadhouse, Inc. | TXRH | 882681109 | 05/11/2023 | Management | 1.1 | Elect Director Michael A. Crawford | Yes | For | For |
| AdvisorShares Restaurant ETF | Texas Roadhouse, Inc. | TXRH | 882681109 | 05/11/2023 | Management | 1.2 | Elect Director Donna E. Epps | Yes | For | For |
| AdvisorShares Restaurant ETF | Texas Roadhouse, Inc. | TXRH | 882681109 | 05/11/2023 | Management | 1.3 | Elect Director Gregory N. Moore | Yes | For | For |
| AdvisorShares Restaurant ETF | Texas Roadhouse, Inc. | TXRH | 882681109 | 05/11/2023 | Management | 1.4 | Elect Director Gerald L. Morgan | Yes | For | For |
| AdvisorShares Restaurant ETF | Texas Roadhouse, Inc. | TXRH | 882681109 | 05/11/2023 | Management | 1.5 | Elect Director Curtis A. Warfield | Yes | For | For |
| AdvisorShares Restaurant ETF | Texas Roadhouse, Inc. | TXRH | 882681109 | 05/11/2023 | Management | 1.6 | Elect Director Kathleen M. Widmer | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | Texas Roadhouse, Inc. | TXRH | 882681109 | 05/11/2023 | Management | 1.7 | Elect Director James R. Zarley | Yes | For | For |
| AdvisorShares Restaurant ETF | Texas Roadhouse, Inc. | TXRH | 882681109 | 05/11/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | Texas Roadhouse, Inc. | TXRH | 882681109 | 05/11/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Restaurant ETF | Texas Roadhouse, Inc. | TXRH | 882681109 | 05/11/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Restaurant ETF | Texas Roadhouse, Inc. | TXRH | 882681109 | 05/11/2023 | Shareholder | 5 | Report on Efforts to Reduce GHG Emissions in Alignment with the Paris Agreement Goal | Yes | For | Against |
| AdvisorShares Restaurant ETF | Dutch Bros, Inc. | BROS | 26701L100 | 05/16/2023 | Management | 1a | Elect Director Travis Boersma | Yes | Against | For |
| AdvisorShares Restaurant ETF | Dutch Bros, Inc. | BROS | 26701L100 | 05/16/2023 | Management | 1b | Elect Director Shelley Broader | Yes | Against | For |
| AdvisorShares Restaurant ETF | Dutch Bros, Inc. | BROS | 26701L100 | 05/16/2023 | Management | 1c | Elect Director Thomas Davis | Yes | Against | For |
| AdvisorShares Restaurant ETF | Dutch Bros, Inc. | BROS | 26701L100 | 05/16/2023 | Management | 1d | Elect Director Kathryn George | Yes | Against | For |
| AdvisorShares Restaurant ETF | Dutch Bros, Inc. | BROS | 26701L100 | 05/16/2023 | Management | 1e | Elect Director Stephen Gillett | Yes | Against | For |
| AdvisorShares Restaurant ETF | Dutch Bros, Inc. | BROS | 26701L100 | 05/16/2023 | Management | 1f | Elect Director Jonathan “Joth” Ricci | Yes | Against | For |
| AdvisorShares Restaurant ETF | Dutch Bros, Inc. | BROS | 26701L100 | 05/16/2023 | Management | 1g | Elect Director Ann M. Miller | Yes | For | For |
| AdvisorShares Restaurant ETF | Dutch Bros, Inc. | BROS | 26701L100 | 05/16/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | Dutch Bros, Inc. | BROS | 26701L100 | 05/16/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Restaurant ETF | The Wendy’s Company | WEN | 95058W100 | 05/16/2023 | Management | 1.1 | Elect Director Nelson Peltz | Yes | For | For |
| AdvisorShares Restaurant ETF | The Wendy’s Company | WEN | 95058W100 | 05/16/2023 | Management | 1.2 | Elect Director Peter W. May | Yes | For | For |
| AdvisorShares Restaurant ETF | The Wendy’s Company | WEN | 95058W100 | 05/16/2023 | Management | 1.3 | Elect Director Matthew H. Peltz | Yes | For | For |
| AdvisorShares Restaurant ETF | The Wendy’s Company | WEN | 95058W100 | 05/16/2023 | Management | 1.4 | Elect Director Michelle Caruso-Cabrera | Yes | For | For |
| AdvisorShares Restaurant ETF | The Wendy’s Company | WEN | 95058W100 | 05/16/2023 | Management | 1.5 | Elect Director Kristin A. Dolan | Yes | For | For |
| AdvisorShares Restaurant ETF | The Wendy’s Company | WEN | 95058W100 | 05/16/2023 | Management | 1.6 | Elect Director Kenneth W. Gilbert | Yes | For | For |
| AdvisorShares Restaurant ETF | The Wendy’s Company | WEN | 95058W100 | 05/16/2023 | Management | 1.7 | Elect Director Richard H. Gomez | Yes | For | For |
| AdvisorShares Restaurant ETF | The Wendy’s Company | WEN | 95058W100 | 05/16/2023 | Management | 1.8 | Elect Director Joseph A. Levato | Yes | For | For |
| AdvisorShares Restaurant ETF | The Wendy’s Company | WEN | 95058W100 | 05/16/2023 | Management | 1.9 | Elect Director Michelle “Mich” J. Mathews-Spradlin | Yes | For | For |
| AdvisorShares Restaurant ETF | The Wendy’s Company | WEN | 95058W100 | 05/16/2023 | Management | 1.10 | Elect Director Todd A. Penegor | Yes | For | For |
| AdvisorShares Restaurant ETF | The Wendy’s Company | WEN | 95058W100 | 05/16/2023 | Management | 1.11 | Elect Director Peter H. Rothschild | Yes | For | For |
| AdvisorShares Restaurant ETF | The Wendy’s Company | WEN | 95058W100 | 05/16/2023 | Management | 1.12 | Elect Director Arthur B. Winkleblack | Yes | For | For |
| AdvisorShares Restaurant ETF | The Wendy’s Company | WEN | 95058W100 | 05/16/2023 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | The Wendy’s Company | WEN | 95058W100 | 05/16/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Restaurant ETF | The Wendy’s Company | WEN | 95058W100 | 05/16/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Restaurant ETF | The Wendy’s Company | WEN | 95058W100 | 05/16/2023 | Shareholder | 5 | Amend Proxy Access Right | Yes | Against | Against |
| AdvisorShares Restaurant ETF | The Wendy’s Company | WEN | 95058W100 | 05/16/2023 | Shareholder | 6 | Require Independent Board Chair | Yes | For | Against |
| AdvisorShares Restaurant ETF | The Wendy’s Company | WEN | 95058W100 | 05/16/2023 | Shareholder | 7 | Report on Lobbying Payments and Policy | Yes | For | Against |
| AdvisorShares Restaurant ETF | Denny’s Corporation | DENN | 24869P104 | 05/17/2023 | Management | 1a | Elect Director Bernadette S. Aulestia | Yes | For | For |
| AdvisorShares Restaurant ETF | Denny’s Corporation | DENN | 24869P104 | 05/17/2023 | Management | 1b | Elect Director Olu Beck | Yes | For | For |
| AdvisorShares Restaurant ETF | Denny’s Corporation | DENN | 24869P104 | 05/17/2023 | Management | 1c | Elect Director Gregg R. Dedrick | Yes | For | For |
| AdvisorShares Restaurant ETF | Denny’s Corporation | DENN | 24869P104 | 05/17/2023 | Management | 1d | Elect Director Jose M. Gutierrez | Yes | For | For |
| AdvisorShares Restaurant ETF | Denny’s Corporation | DENN | 24869P104 | 05/17/2023 | Management | 1e | Elect Director Brenda J. Lauderback | Yes | For | For |
| AdvisorShares Restaurant ETF | Denny’s Corporation | DENN | 24869P104 | 05/17/2023 | Management | 1f | Elect Director John C. Miller | Yes | For | For |
| AdvisorShares Restaurant ETF | Denny’s Corporation | DENN | 24869P104 | 05/17/2023 | Management | 1g | Elect Director Kelli F. Valade | Yes | For | For |
| AdvisorShares Restaurant ETF | Denny’s Corporation | DENN | 24869P104 | 05/17/2023 | Management | 1h | Elect Director Laysha Ward | Yes | For | For |
| AdvisorShares Restaurant ETF | Denny’s Corporation | DENN | 24869P104 | 05/17/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | Denny’s Corporation | DENN | 24869P104 | 05/17/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Restaurant ETF | Denny’s Corporation | DENN | 24869P104 | 05/17/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Restaurant ETF | Denny’s Corporation | DENN | 24869P104 | 05/17/2023 | Shareholder | 5 | Report on Paid Sick Leave | Yes | Against | Against |
| AdvisorShares Restaurant ETF | The ONE Group Hospitality, Inc. | STKS | 88338K103 | 05/17/2023 | Management | 1.1 | Elect Director Dimitrios Angelis | Yes | For | For |
| AdvisorShares Restaurant ETF | The ONE Group Hospitality, Inc. | STKS | 88338K103 | 05/17/2023 | Management | 1.2 | Elect Director Michael Serruya | Yes | For | For |
| AdvisorShares Restaurant ETF | The ONE Group Hospitality, Inc. | STKS | 88338K103 | 05/17/2023 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | The ONE Group Hospitality, Inc. | STKS | 88338K103 | 05/17/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | Against | For |
| AdvisorShares Restaurant ETF | Wingstop Inc. | WING | 974155103 | 05/17/2023 | Management | 1.1 | Elect Director Lynn Crump-Caine | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | Wingstop Inc. | WING | 974155103 | 05/17/2023 | Management | 1.2 | Elect Director Wesley S. McDonald | Yes | For | For |
| AdvisorShares Restaurant ETF | Wingstop Inc. | WING | 974155103 | 05/17/2023 | Management | 1.3 | Elect Director Anna (Ania) M. Smith | Yes | For | For |
| AdvisorShares Restaurant ETF | Wingstop Inc. | WING | 974155103 | 05/17/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | Wingstop Inc. | WING | 974155103 | 05/17/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Restaurant ETF | Yum! Brands, Inc. | YUM | 988498101 | 05/18/2023 | Management | 1a | Elect Director Paget L. Alves | Yes | For | For |
| AdvisorShares Restaurant ETF | Yum! Brands, Inc. | YUM | 988498101 | 05/18/2023 | Management | 1b | Elect Director Keith Barr | Yes | For | For |
| AdvisorShares Restaurant ETF | Yum! Brands, Inc. | YUM | 988498101 | 05/18/2023 | Management | 1c | Elect Director Christopher M. Connor | Yes | For | For |
| AdvisorShares Restaurant ETF | Yum! Brands, Inc. | YUM | 988498101 | 05/18/2023 | Management | 1d | Elect Director Brian C. Cornell | Yes | For | For |
| AdvisorShares Restaurant ETF | Yum! Brands, Inc. | YUM | 988498101 | 05/18/2023 | Management | 1e | Elect Director Tanya L. Domier | Yes | For | For |
| AdvisorShares Restaurant ETF | Yum! Brands, Inc. | YUM | 988498101 | 05/18/2023 | Management | 1f | Elect Director David W. Gibbs | Yes | For | For |
| AdvisorShares Restaurant ETF | Yum! Brands, Inc. | YUM | 988498101 | 05/18/2023 | Management | 1g | Elect Director Mirian M. Graddick-Weir | Yes | For | For |
| AdvisorShares Restaurant ETF | Yum! Brands, Inc. | YUM | 988498101 | 05/18/2023 | Management | 1h | Elect Director Thomas C. Nelson | Yes | For | For |
| AdvisorShares Restaurant ETF | Yum! Brands, Inc. | YUM | 988498101 | 05/18/2023 | Management | 1i | Elect Director P. Justin Skala | Yes | For | For |
| AdvisorShares Restaurant ETF | Yum! Brands, Inc. | YUM | 988498101 | 05/18/2023 | Management | 1j | Elect Director Annie Young-Scrivner | Yes | For | For |
| AdvisorShares Restaurant ETF | Yum! Brands, Inc. | YUM | 988498101 | 05/18/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | Yum! Brands, Inc. | YUM | 988498101 | 05/18/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Restaurant ETF | Yum! Brands, Inc. | YUM | 988498101 | 05/18/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Restaurant ETF | Yum! Brands, Inc. | YUM | 988498101 | 05/18/2023 | Shareholder | 5 | Report on Efforts to Reduce Plastic Use | Yes | For | Against |
| AdvisorShares Restaurant ETF | Yum! Brands, Inc. | YUM | 988498101 | 05/18/2023 | Shareholder | 6 | Report on Lobbying Payments and Policy | Yes | For | Against |
| AdvisorShares Restaurant ETF | Yum! Brands, Inc. | YUM | 988498101 | 05/18/2023 | Shareholder | 7 | Report on Civil Rights and Non-Discrimination Audit | Yes | Against | Against |
| AdvisorShares Restaurant ETF | Yum! Brands, Inc. | YUM | 988498101 | 05/18/2023 | Shareholder | 8 | Adopt Share Retention Policy For Senior Executives | Yes | For | Against |
| AdvisorShares Restaurant ETF | Yum! Brands, Inc. | YUM | 988498101 | 05/18/2023 | Shareholder | 9 | Report on Paid Sick Leave | Yes | Against | Against |
| AdvisorShares Restaurant ETF | Restaurant Brands International Inc. | QSR | 76131D103 | 05/23/2023 | Management | 1.1 | Elect Director Alexandre Behring | Yes | For | For |
| AdvisorShares Restaurant ETF | Restaurant Brands International Inc. | QSR | 76131D103 | 05/23/2023 | Management | 1.2 | Elect Director Maximilien de Limburg Stirum | Yes | For | For |
| AdvisorShares Restaurant ETF | Restaurant Brands International Inc. | QSR | 76131D103 | 05/23/2023 | Management | 1.3 | Elect Director J. Patrick Doyle | Yes | For | For |
| AdvisorShares Restaurant ETF | Restaurant Brands International Inc. | QSR | 76131D103 | 05/23/2023 | Management | 1.4 | Elect Director Cristina Farjallat | Yes | For | For |
| AdvisorShares Restaurant ETF | Restaurant Brands International Inc. | QSR | 76131D103 | 05/23/2023 | Management | 1.5 | Elect Director Jordana Fribourg | Yes | For | For |
| AdvisorShares Restaurant ETF | Restaurant Brands International Inc. | QSR | 76131D103 | 05/23/2023 | Management | 1.6 | Elect Director Ali Hedayat | Yes | For | For |
| AdvisorShares Restaurant ETF | Restaurant Brands International Inc. | QSR | 76131D103 | 05/23/2023 | Management | 1.7 | Elect Director Marc Lemann | Yes | For | For |
| AdvisorShares Restaurant ETF | Restaurant Brands International Inc. | QSR | 76131D103 | 05/23/2023 | Management | 1.8 | Elect Director Jason Melbourne | Yes | For | For |
| AdvisorShares Restaurant ETF | Restaurant Brands International Inc. | QSR | 76131D103 | 05/23/2023 | Management | 1.9 | Elect Director Daniel S. Schwartz | Yes | For | For |
| AdvisorShares Restaurant ETF | Restaurant Brands International Inc. | QSR | 76131D103 | 05/23/2023 | Management | 1.10 | Elect Director Thecla Sweeney | Yes | For | For |
| AdvisorShares Restaurant ETF | Restaurant Brands International Inc. | QSR | 76131D103 | 05/23/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | Against | For |
| AdvisorShares Restaurant ETF | Restaurant Brands International Inc. | QSR | 76131D103 | 05/23/2023 | Management | 3 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | Restaurant Brands International Inc. | QSR | 76131D103 | 05/23/2023 | Management | 4 | Approve Omnibus Stock Plan | Yes | For | For |
| AdvisorShares Restaurant ETF | Restaurant Brands International Inc. | QSR | 76131D103 | 05/23/2023 | Shareholder | 5 | Disclose Any Annual Benchmarks for Animal Welfare Goals | Yes | Against | Against |
| AdvisorShares Restaurant ETF | Restaurant Brands International Inc. | QSR | 76131D103 | 05/23/2023 | Shareholder | 6 | Report on Lobbying Payments and Policy | Yes | For | Against |
| AdvisorShares Restaurant ETF | Restaurant Brands International Inc. | QSR | 76131D103 | 05/23/2023 | Shareholder | 7 | Report on Risks to Business Due to Increased Labor Market Pressure | Yes | Against | Against |
| AdvisorShares Restaurant ETF | Restaurant Brands International Inc. | QSR | 76131D103 | 05/23/2023 | Shareholder | 8 | Report on Efforts to Reduce Plastic Use | Yes | For | Against |
| AdvisorShares Restaurant ETF | Chipotle Mexican Grill, Inc. | CMG | 169656105 | 05/25/2023 | Management | 1.1 | Elect Director Albert S. Baldocchi | Yes | For | For |
| AdvisorShares Restaurant ETF | Chipotle Mexican Grill, Inc. | CMG | 169656105 | 05/25/2023 | Management | 1.2 | Elect Director Matthew A. Carey | Yes | For | For |
| AdvisorShares Restaurant ETF | Chipotle Mexican Grill, Inc. | CMG | 169656105 | 05/25/2023 | Management | 1.3 | Elect Director Gregg L. Engles | Yes | For | For |
| AdvisorShares Restaurant ETF | Chipotle Mexican Grill, Inc. | CMG | 169656105 | 05/25/2023 | Management | 1.4 | Elect Director Patricia Fili-Krushel | Yes | For | For |
| AdvisorShares Restaurant ETF | Chipotle Mexican Grill, Inc. | CMG | 169656105 | 05/25/2023 | Management | 1.5 | Elect Director Mauricio Gutierrez | Yes | For | For |
| AdvisorShares Restaurant ETF | Chipotle Mexican Grill, Inc. | CMG | 169656105 | 05/25/2023 | Management | 1.6 | Elect Director Robin Hickenlooper | Yes | For | For |
| AdvisorShares Restaurant ETF | Chipotle Mexican Grill, Inc. | CMG | 169656105 | 05/25/2023 | Management | 1.7 | Elect Director Scott Maw | Yes | For | For |
| AdvisorShares Restaurant ETF | Chipotle Mexican Grill, Inc. | CMG | 169656105 | 05/25/2023 | Management | 1.8 | Elect Director Brian Niccol | Yes | For | For |
| AdvisorShares Restaurant ETF | Chipotle Mexican Grill, Inc. | CMG | 169656105 | 05/25/2023 | Management | 1.9 | Elect Director Mary Winston | Yes | For | For |
| AdvisorShares Restaurant ETF | Chipotle Mexican Grill, Inc. | CMG | 169656105 | 05/25/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Restaurant ETF | Chipotle Mexican Grill, Inc. | CMG | 169656105 | 05/25/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Restaurant ETF | Chipotle Mexican Grill, Inc. | CMG | 169656105 | 05/25/2023 | Management | 4 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | Chipotle Mexican Grill, Inc. | CMG | 169656105 | 05/25/2023 | Shareholder | 5 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Yes | Against | Against |
| AdvisorShares Restaurant ETF | Chipotle Mexican Grill, Inc. | CMG | 169656105 | 05/25/2023 | Shareholder | 6 | Adopt Policy to Not Interfere with Freedom of Association Rights | Yes | For | Against |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Management | 1a | Elect Director Anthony Capuano | Yes | For | For |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Management | 1b | Elect Director Kareem Daniel | Yes | For | For |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Management | 1c | Elect Director Lloyd Dean | Yes | For | For |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Management | 1d | Elect Director Catherine Engelbert | Yes | For | For |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Management | 1e | Elect Director Margaret Georgiadis | Yes | For | For |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Management | 1f | Elect Director Enrique Hernandez, Jr. | Yes | For | For |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Management | 1g | Elect Director Christopher Kempczinski | Yes | For | For |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Management | 1h | Elect Director Richard Lenny | Yes | For | For |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Management | 1i | Elect Director John Mulligan | Yes | For | For |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Management | 1j | Elect Director Jennifer Taubert | Yes | For | For |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Management | 1k | Elect Director Paul Walsh | Yes | For | For |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Management | 1l | Elect Director Amy Weaver | Yes | For | For |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Management | 1m | Elect Director Miles White | Yes | For | For |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Management | 4 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Shareholder | 5 | Adopt Policy to Phase Out Use of Medically-Important Antibiotics in Beef and Pork Supply Chain | Yes | Against | Against |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Shareholder | 6 | Comply with World Health Organization Guidelines on Antimicrobial Use Throughout Supply Chains | Yes | Against | Against |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Shareholder | 7 | Report on Risks Related to Operations in China | Yes | Against | Against |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Shareholder | 8 | Report on Civil Rights and Non-Discrimination Audit | Yes | Against | Against |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Shareholder | 9 | Report on Lobbying Payments and Policy | Yes | For | Against |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Shareholder | 10 | Issue Transparency Report on Global Public Policy and Political Influence | Yes | Against | Against |
| AdvisorShares Restaurant ETF | McDonald’s Corporation | MCD | 580135101 | 05/25/2023 | Shareholder | 11 | Report on Animal Welfare | Yes | For | Against |
| AdvisorShares Restaurant ETF | The Cheesecake Factory Incorporated | CAKE | 163072101 | 06/01/2023 | Management | 1A | Elect Director David Overton | Yes | For | For |
| AdvisorShares Restaurant ETF | The Cheesecake Factory Incorporated | CAKE | 163072101 | 06/01/2023 | Management | 1B | Elect Director Edie A. Ames | Yes | For | For |
| AdvisorShares Restaurant ETF | The Cheesecake Factory Incorporated | CAKE | 163072101 | 06/01/2023 | Management | 1C | Elect Director Alexander L. Cappello | Yes | For | For |
| AdvisorShares Restaurant ETF | The Cheesecake Factory Incorporated | CAKE | 163072101 | 06/01/2023 | Management | 1D | Elect Director Khanh Collins | Yes | For | For |
| AdvisorShares Restaurant ETF | The Cheesecake Factory Incorporated | CAKE | 163072101 | 06/01/2023 | Management | 1E | Elect Director Adam S. Gordon | Yes | For | For |
| AdvisorShares Restaurant ETF | The Cheesecake Factory Incorporated | CAKE | 163072101 | 06/01/2023 | Management | 1F | Elect Director Jerome L. Kransdorf | Yes | For | For |
| AdvisorShares Restaurant ETF | The Cheesecake Factory Incorporated | CAKE | 163072101 | 06/01/2023 | Management | 1G | Elect Director Janice L. Meyer | Yes | For | For |
| AdvisorShares Restaurant ETF | The Cheesecake Factory Incorporated | CAKE | 163072101 | 06/01/2023 | Management | 1H | Elect Director Laurence B. Mindel | Yes | For | For |
| AdvisorShares Restaurant ETF | The Cheesecake Factory Incorporated | CAKE | 163072101 | 06/01/2023 | Management | 1I | Elect Director David B. Pittaway | Yes | For | For |
| AdvisorShares Restaurant ETF | The Cheesecake Factory Incorporated | CAKE | 163072101 | 06/01/2023 | Management | 1J | Elect Director Herbert Simon | Yes | For | For |
| AdvisorShares Restaurant ETF | The Cheesecake Factory Incorporated | CAKE | 163072101 | 06/01/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | The Cheesecake Factory Incorporated | CAKE | 163072101 | 06/01/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Restaurant ETF | The Cheesecake Factory Incorporated | CAKE | 163072101 | 06/01/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Restaurant ETF | El Pollo Loco Holdings, Inc. | LOCO | 268603107 | 06/06/2023 | Management | 1.1 | Elect Director Samuel N. Borgese | Yes | For | For |
| AdvisorShares Restaurant ETF | El Pollo Loco Holdings, Inc. | LOCO | 268603107 | 06/06/2023 | Management | 1.2 | Elect Director Mark Buller | Yes | For | For |
| AdvisorShares Restaurant ETF | El Pollo Loco Holdings, Inc. | LOCO | 268603107 | 06/06/2023 | Management | 1.3 | Elect Director Laurance Roberts | Yes | For | For |
| AdvisorShares Restaurant ETF | El Pollo Loco Holdings, Inc. | LOCO | 268603107 | 06/06/2023 | Management | 1.4 | Elect Director John M. Roth | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | El Pollo Loco Holdings, Inc. | LOCO | 268603107 | 06/06/2023 | Management | 2 | Ratify BDO USA, LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | El Pollo Loco Holdings, Inc. | LOCO | 268603107 | 06/06/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Restaurant ETF | Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 06/15/2023 | Management | 1.1 | Elect Director James P. Chambers | Yes | For | For |
| AdvisorShares Restaurant ETF | Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 06/15/2023 | Management | 1.2 | Elect Director Hamish A. Dodds | Yes | For | For |
| AdvisorShares Restaurant ETF | Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 06/15/2023 | Management | 1.3 | Elect Director Michael J. Griffith | Yes | For | For |
| AdvisorShares Restaurant ETF | Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 06/15/2023 | Management | 1.4 | Elect Director Gail Mandel | Yes | For | For |
| AdvisorShares Restaurant ETF | Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 06/15/2023 | Management | 1.5 | Elect Director Chris Morris | Yes | For | For |
| AdvisorShares Restaurant ETF | Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 06/15/2023 | Management | 1.6 | Elect Director Atish Shah | Yes | For | For |
| AdvisorShares Restaurant ETF | Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 06/15/2023 | Management | 1.7 | Elect Director Kevin M. Sheehan | Yes | For | For |
| AdvisorShares Restaurant ETF | Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 06/15/2023 | Management | 1.8 | Elect Director Jennifer Storms | Yes | For | For |
| AdvisorShares Restaurant ETF | Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 06/15/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 06/15/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares Restaurant ETF | Sweetgreen, Inc. | SG | 87043Q108 | 06/15/2023 | Management | 1.1 | Elect Director Neil Blumenthal | Yes | For | For |
| AdvisorShares Restaurant ETF | Sweetgreen, Inc. | SG | 87043Q108 | 06/15/2023 | Management | 1.2 | Elect Director Julie Bornstein | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | Sweetgreen, Inc. | SG | 87043Q108 | 06/15/2023 | Management | 1.3 | Elect Director Cliff Burrows | Yes | For | For |
| AdvisorShares Restaurant ETF | Sweetgreen, Inc. | SG | 87043Q108 | 06/15/2023 | Management | 1.4 | Elect Director Nicolas Jammet | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | Sweetgreen, Inc. | SG | 87043Q108 | 06/15/2023 | Management | 1.5 | Elect Director Valerie Jarrett | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | Sweetgreen, Inc. | SG | 87043Q108 | 06/15/2023 | Management | 1.6 | Elect Director Youngme Moon | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | Sweetgreen, Inc. | SG | 87043Q108 | 06/15/2023 | Management | 1.7 | Elect Director Jonathan Neman | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | Sweetgreen, Inc. | SG | 87043Q108 | 06/15/2023 | Management | 1.8 | Elect Director Nathaniel Ru | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | Sweetgreen, Inc. | SG | 87043Q108 | 06/15/2023 | Management | 1.9 | Elect Director Bradley Singer | Yes | For | For |
| AdvisorShares Restaurant ETF | Sweetgreen, Inc. | SG | 87043Q108 | 06/15/2023 | Management | 2 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares Restaurant ETF | Sweetgreen, Inc. | SG | 87043Q108 | 06/15/2023 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | Shake Shack Inc. | SHAK | 819047101 | 06/29/2023 | Management | 1.1 | Elect Director Randy Garutti | Yes | For | For |
| AdvisorShares Restaurant ETF | Shake Shack Inc. | SHAK | 819047101 | 06/29/2023 | Management | 1.2 | Elect Director Joshua Silverman | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | Shake Shack Inc. | SHAK | 819047101 | 06/29/2023 | Management | 1.3 | Elect Director Jonathan D. Sokoloff | Yes | For | For |
| AdvisorShares Restaurant ETF | Shake Shack Inc. | SHAK | 819047101 | 06/29/2023 | Management | 1.4 | Elect Director Tristan Walker | Yes | Withhold | For |
| AdvisorShares Restaurant ETF | Shake Shack Inc. | SHAK | 819047101 | 06/29/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares Restaurant ETF | Shake Shack Inc. | SHAK | 819047101 | 06/29/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
================================ ADVISORSHARES VICE ETF ===============================
| Institutional Account Name | Company Name | Ticker | Primary CUSIP | Meeting Date | Proponent | Proposal Number | Proposal Text | Voted | Vote Instruction | Management Recommendation |
| AdvisorShares VICE ETF | Constellation Brands, Inc. | STZ | 21036P108 | 07/19/2022 | Management | 1.1 | Elect Director Jennifer M. Daniels | Yes | For | For |
| AdvisorShares VICE ETF | Constellation Brands, Inc. | STZ | 21036P108 | 07/19/2022 | Management | 1.2 | Elect Director Jeremy S. G. Fowden | Yes | Withhold | For |
| AdvisorShares VICE ETF | Constellation Brands, Inc. | STZ | 21036P108 | 07/19/2022 | Management | 1.3 | Elect Director Jose Manuel Madero Garza | Yes | For | For |
| AdvisorShares VICE ETF | Constellation Brands, Inc. | STZ | 21036P108 | 07/19/2022 | Management | 1.4 | Elect Director Daniel J. McCarthy | Yes | For | For |
| AdvisorShares VICE ETF | Constellation Brands, Inc. | STZ | 21036P108 | 07/19/2022 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | Constellation Brands, Inc. | STZ | 21036P108 | 07/19/2022 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares VICE ETF | Chuy’s Holdings, Inc. | CHUY | 171604101 | 07/28/2022 | Management | 1.1 | Elect Director Saed Mohseni | Yes | For | For |
| AdvisorShares VICE ETF | Chuy’s Holdings, Inc. | CHUY | 171604101 | 07/28/2022 | Management | 1.2 | Elect Director Ira Zecher | Yes | For | For |
| AdvisorShares VICE ETF | Chuy’s Holdings, Inc. | CHUY | 171604101 | 07/28/2022 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares VICE ETF | Chuy’s Holdings, Inc. | CHUY | 171604101 | 07/28/2022 | Management | 3 | Ratify RSM US LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | Universal Corporation | UVV | 913456109 | 08/02/2022 | Management | 1.1 | Elect Director Thomas H. Johnson | Yes | For | For |
| AdvisorShares VICE ETF | Universal Corporation | UVV | 913456109 | 08/02/2022 | Management | 1.2 | Elect Director Michael T. Lawton | Yes | For | For |
| AdvisorShares VICE ETF | Universal Corporation | UVV | 913456109 | 08/02/2022 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares VICE ETF | Universal Corporation | UVV | 913456109 | 08/02/2022 | Management | 3 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | RCI Hospitality Holdings, Inc. | RICK | 74934Q108 | 08/23/2022 | Management | 1.1 | Elect Director Eric S. Langan | Yes | For | For |
| AdvisorShares VICE ETF | RCI Hospitality Holdings, Inc. | RICK | 74934Q108 | 08/23/2022 | Management | 1.2 | Elect Director Travis Reese | Yes | For | For |
| AdvisorShares VICE ETF | RCI Hospitality Holdings, Inc. | RICK | 74934Q108 | 08/23/2022 | Management | 1.3 | Elect Director Luke Lirot | Yes | Withhold | For |
| AdvisorShares VICE ETF | RCI Hospitality Holdings, Inc. | RICK | 74934Q108 | 08/23/2022 | Management | 1.4 | Elect Director Yura Barabash | Yes | Withhold | For |
| AdvisorShares VICE ETF | RCI Hospitality Holdings, Inc. | RICK | 74934Q108 | 08/23/2022 | Management | 1.5 | Elect Director Elaine J. Martin | Yes | Withhold | For |
| AdvisorShares VICE ETF | RCI Hospitality Holdings, Inc. | RICK | 74934Q108 | 08/23/2022 | Management | 1.6 | Elect Director Arthur Allan Priaulx | Yes | Withhold | For |
| AdvisorShares VICE ETF | RCI Hospitality Holdings, Inc. | RICK | 74934Q108 | 08/23/2022 | Management | 2 | Ratify Friedman LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | RCI Hospitality Holdings, Inc. | RICK | 74934Q108 | 08/23/2022 | Management | 3 | Approve Stock Option Plan | Yes | For | For |
| AdvisorShares VICE ETF | RCI Hospitality Holdings, Inc. | RICK | 74934Q108 | 08/23/2022 | Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares VICE ETF | RCI Hospitality Holdings, Inc. | RICK | 74934Q108 | 08/23/2022 | Management | 5 | Other Business | Yes | Against | For |
| AdvisorShares VICE ETF | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 09/16/2022 | Management | 1a | Elect Director Strauss Zelnick | Yes | For | For |
| AdvisorShares VICE ETF | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 09/16/2022 | Management | 1b | Elect Director Michael Dornemann | Yes | For | For |
| AdvisorShares VICE ETF | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 09/16/2022 | Management | 1c | Elect Director J Moses | Yes | For | For |
| AdvisorShares VICE ETF | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 09/16/2022 | Management | 1d | Elect Director Michael Sheresky | Yes | For | For |
| AdvisorShares VICE ETF | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 09/16/2022 | Management | 1e | Elect Director LaVerne Srinivasan | Yes | For | For |
| AdvisorShares VICE ETF | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 09/16/2022 | Management | 1f | Elect Director Susan Tolson | Yes | For | For |
| AdvisorShares VICE ETF | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 09/16/2022 | Management | 1g | Elect Director Paul Viera | Yes | For | For |
| AdvisorShares VICE ETF | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 09/16/2022 | Management | 1h | Elect Director Roland Hernandez | Yes | For | For |
| AdvisorShares VICE ETF | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 09/16/2022 | Management | 1i | Elect Director William “Bing” Gordon | Yes | For | For |
| AdvisorShares VICE ETF | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 09/16/2022 | Management | 1j | Elect Director Ellen Siminoff | Yes | For | For |
| AdvisorShares VICE ETF | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 09/16/2022 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | Against | For |
| AdvisorShares VICE ETF | Take-Two Interactive Software, Inc. | TTWO | 874054109 | 09/16/2022 | Management | 3 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 1 | Accept Financial Statements and Statutory Reports | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 2 | Approve Remuneration Report | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 3 | Approve Final Dividend | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 4 | Elect Karen Blackett as Director | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 5 | Re-elect Melissa Bethell as Director | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 6 | Re-elect Lavanya Chandrashekar as Director | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 7 | Re-elect Valerie Chapoulaud-Floquet as Director | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 8 | Re-elect Javier Ferran as Director | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 9 | Re-elect Susan Kilsby as Director | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 10 | Re-elect Sir John Manzoni as Director | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 11 | Re-elect Lady Mendelsohn as Director | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 12 | Re-elect Ivan Menezes as Director | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 13 | Re-elect Alan Stewart as Director | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 14 | Re-elect Ireena Vittal as Director | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 17 | Authorise UK Political Donations and Expenditure | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 18 | Amend Irish Share Ownership Plan | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 19 | Authorise Issue of Equity | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 20 | Authorise Issue of Equity without Pre-emptive Rights | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 21 | Authorise Market Purchase of Ordinary Shares | Yes | For | For |
| AdvisorShares VICE ETF | Diageo Plc | DGE | G42089113 | 10/06/2022 | Management | 22 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Yes | For | For |
| AdvisorShares VICE ETF | Constellation Brands, Inc. | STZ | 21036P108 | 11/09/2022 | Management | 1 | Amend Charter | Yes | For | For |
| AdvisorShares VICE ETF | Constellation Brands, Inc. | STZ | 21036P108 | 11/09/2022 | Management | 2 | Adjourn Meeting | Yes | For | For |
| AdvisorShares VICE ETF | The Duckhorn Portfolio, Inc. | NAPA | 26414D106 | 01/20/2023 | Management | 1a | Elect Director Melanie Cox | Yes | Against | For |
| AdvisorShares VICE ETF | The Duckhorn Portfolio, Inc. | NAPA | 26414D106 | 01/20/2023 | Management | 1b | Elect Director Adriel Lares | Yes | Against | For |
| AdvisorShares VICE ETF | The Duckhorn Portfolio, Inc. | NAPA | 26414D106 | 01/20/2023 | Management | 1c | Elect Director James O’Hara | Yes | Against | For |
| AdvisorShares VICE ETF | The Duckhorn Portfolio, Inc. | NAPA | 26414D106 | 01/20/2023 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | The Duckhorn Portfolio, Inc. | NAPA | 26414D106 | 01/20/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | Three Years |
| AdvisorShares VICE ETF | The Duckhorn Portfolio, Inc. | NAPA | 26414D106 | 01/20/2023 | Management | 4 | Amend Restated Certificate of Incorporation to Limit the Liability of Certain Officers | Yes | For | For |
| AdvisorShares VICE ETF | Imperial Brands Plc | IMB | G4720C107 | 02/01/2023 | Management | 1 | Accept Financial Statements and Statutory Reports | Yes | For | For |
| AdvisorShares VICE ETF | Imperial Brands Plc | IMB | G4720C107 | 02/01/2023 | Management | 2 | Approve Remuneration Report | Yes | For | For |
| AdvisorShares VICE ETF | Imperial Brands Plc | IMB | G4720C107 | 02/01/2023 | Management | 3 | Approve Final Dividend | Yes | For | For |
| AdvisorShares VICE ETF | Imperial Brands Plc | IMB | G4720C107 | 02/01/2023 | Management | 4 | Re-elect Stefan Bomhard as Director | Yes | For | For |
| AdvisorShares VICE ETF | Imperial Brands Plc | IMB | G4720C107 | 02/01/2023 | Management | 5 | Re-elect Susan Clark as Director | Yes | For | For |
| AdvisorShares VICE ETF | Imperial Brands Plc | IMB | G4720C107 | 02/01/2023 | Management | 6 | Re-elect Ngozi Edozien as Director | Yes | For | For |
| AdvisorShares VICE ETF | Imperial Brands Plc | IMB | G4720C107 | 02/01/2023 | Management | 7 | Re-elect Therese Esperdy as Director | Yes | For | For |
| AdvisorShares VICE ETF | Imperial Brands Plc | IMB | G4720C107 | 02/01/2023 | Management | 8 | Re-elect Alan Johnson as Director | Yes | For | For |
| AdvisorShares VICE ETF | Imperial Brands Plc | IMB | G4720C107 | 02/01/2023 | Management | 9 | Re-elect Robert Kunze-Concewitz as Director | Yes | For | For |
| AdvisorShares VICE ETF | Imperial Brands Plc | IMB | G4720C107 | 02/01/2023 | Management | 10 | Re-elect Lukas Paravicini as Director | Yes | For | For |
| AdvisorShares VICE ETF | Imperial Brands Plc | IMB | G4720C107 | 02/01/2023 | Management | 11 | Re-elect Diane de Saint Victor as Director | Yes | For | For |
| AdvisorShares VICE ETF | Imperial Brands Plc | IMB | G4720C107 | 02/01/2023 | Management | 12 | Re-elect Jonathan Stanton as Director | Yes | For | For |
| AdvisorShares VICE ETF | Imperial Brands Plc | IMB | G4720C107 | 02/01/2023 | Management | 13 | Reappoint Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | Imperial Brands Plc | IMB | G4720C107 | 02/01/2023 | Management | 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Yes | For | For |
| AdvisorShares VICE ETF | Imperial Brands Plc | IMB | G4720C107 | 02/01/2023 | Management | 15 | Approve Share Matching Scheme | Yes | For | For |
| AdvisorShares VICE ETF | Imperial Brands Plc | IMB | G4720C107 | 02/01/2023 | Management | 16 | Authorise UK Political Donations and Expenditure | Yes | For | For |
| AdvisorShares VICE ETF | Imperial Brands Plc | IMB | G4720C107 | 02/01/2023 | Management | 17 | Authorise Issue of Equity | Yes | For | For |
| AdvisorShares VICE ETF | Imperial Brands Plc | IMB | G4720C107 | 02/01/2023 | Management | 18 | Authorise Issue of Equity without Pre-emptive Rights | Yes | For | For |
| AdvisorShares VICE ETF | Imperial Brands Plc | IMB | G4720C107 | 02/01/2023 | Management | 19 | Authorise Market Purchase of Ordinary Shares | Yes | For | For |
| AdvisorShares VICE ETF | Imperial Brands Plc | IMB | G4720C107 | 02/01/2023 | Management | 20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Yes | For | For |
| AdvisorShares VICE ETF | Compania Cervecerias Unidas SA | CCU | P24905104 | 04/12/2023 | Management | 1 | Receive Chairman’s Report | Yes | ||
| AdvisorShares VICE ETF | Compania Cervecerias Unidas SA | CCU | P24905104 | 04/12/2023 | Management | 2 | Approve Consolidated Financial Statements and Statutory Reports | Yes | For | For |
| AdvisorShares VICE ETF | Compania Cervecerias Unidas SA | CCU | P24905104 | 04/12/2023 | Management | 3 | Approve Allocation of Income and Dividends of CLP 24.80 per Share | Yes | For | For |
| AdvisorShares VICE ETF | Compania Cervecerias Unidas SA | CCU | P24905104 | 04/12/2023 | Management | 4 | Present Dividend Policy and Distribution Procedures | Yes | ||
| AdvisorShares VICE ETF | Compania Cervecerias Unidas SA | CCU | P24905104 | 04/12/2023 | Management | 5 | Elect Directors | Yes | Withhold | For |
| AdvisorShares VICE ETF | Compania Cervecerias Unidas SA | CCU | P24905104 | 04/12/2023 | Management | 6 | Approve Remuneration of Directors | Yes | For | For |
| AdvisorShares VICE ETF | Compania Cervecerias Unidas SA | CCU | P24905104 | 04/12/2023 | Management | 7 | Approve Remuneration and Budget of Directors’ Committee | Yes | For | For |
| AdvisorShares VICE ETF | Compania Cervecerias Unidas SA | CCU | P24905104 | 04/12/2023 | Management | 8 | Approve Remuneration and Budget of Audit Committee | Yes | For | For |
| AdvisorShares VICE ETF | Compania Cervecerias Unidas SA | CCU | P24905104 | 04/12/2023 | Management | 9 | Appoint Auditors | Yes | For | For |
| AdvisorShares VICE ETF | Compania Cervecerias Unidas SA | CCU | P24905104 | 04/12/2023 | Management | 10 | Designate Risk Assessment Companies | Yes | For | For |
| AdvisorShares VICE ETF | Compania Cervecerias Unidas SA | CCU | P24905104 | 04/12/2023 | Management | 11 | Receive Directors’ Committee Report on Activities | Yes | ||
| AdvisorShares VICE ETF | Compania Cervecerias Unidas SA | CCU | P24905104 | 04/12/2023 | Management | 12 | Receive Report Regarding Related-Party Transactions | Yes | ||
| AdvisorShares VICE ETF | Compania Cervecerias Unidas SA | CCU | P24905104 | 04/12/2023 | Management | 13 | Transact Other Business (Non-Voting) | Yes | ||
| AdvisorShares VICE ETF | British American Tobacco plc | BATS | G1510J102 | 04/19/2023 | Management | 1 | Accept Financial Statements and Statutory Reports | Yes | For | For |
| AdvisorShares VICE ETF | British American Tobacco plc | BATS | G1510J102 | 04/19/2023 | Management | 2 | Approve Remuneration Report | Yes | For | For |
| AdvisorShares VICE ETF | British American Tobacco plc | BATS | G1510J102 | 04/19/2023 | Management | 3 | Reappoint KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | British American Tobacco plc | BATS | G1510J102 | 04/19/2023 | Management | 4 | Authorise Audit Committee to Fix Remuneration of Auditors | Yes | For | For |
| AdvisorShares VICE ETF | British American Tobacco plc | BATS | G1510J102 | 04/19/2023 | Management | 5 | Re-elect Luc Jobin as Director | Yes | For | For |
| AdvisorShares VICE ETF | British American Tobacco plc | BATS | G1510J102 | 04/19/2023 | Management | 6 | Re-elect Jack Bowles as Director | Yes | For | For |
| AdvisorShares VICE ETF | British American Tobacco plc | BATS | G1510J102 | 04/19/2023 | Management | 7 | Re-elect Tadeu Marroco as Director | Yes | For | For |
| AdvisorShares VICE ETF | British American Tobacco plc | BATS | G1510J102 | 04/19/2023 | Management | 8 | Re-elect Kandy Anand as Director | Yes | For | For |
| AdvisorShares VICE ETF | British American Tobacco plc | BATS | G1510J102 | 04/19/2023 | Management | 9 | Re-elect Sue Farr as Director | Yes | For | For |
| AdvisorShares VICE ETF | British American Tobacco plc | BATS | G1510J102 | 04/19/2023 | Management | 10 | Re-elect Karen Guerra as Director | Yes | For | For |
| AdvisorShares VICE ETF | British American Tobacco plc | BATS | G1510J102 | 04/19/2023 | Management | 11 | Re-elect Holly Keller Koeppel as Director | Yes | For | For |
| AdvisorShares VICE ETF | British American Tobacco plc | BATS | G1510J102 | 04/19/2023 | Management | 12 | Re-elect Dimitri Panayotopoulos as Director | Yes | For | For |
| AdvisorShares VICE ETF | British American Tobacco plc | BATS | G1510J102 | 04/19/2023 | Management | 13 | Re-elect Darrell Thomas as Director | Yes | For | For |
| AdvisorShares VICE ETF | British American Tobacco plc | BATS | G1510J102 | 04/19/2023 | Management | 14 | Elect Veronique Laury as Director | Yes | For | For |
| AdvisorShares VICE ETF | British American Tobacco plc | BATS | G1510J102 | 04/19/2023 | Management | 15 | Authorise UK Political Donations and Expenditure | Yes | For | For |
| AdvisorShares VICE ETF | British American Tobacco plc | BATS | G1510J102 | 04/19/2023 | Management | 16 | Authorise Issue of Equity | Yes | For | For |
| AdvisorShares VICE ETF | British American Tobacco plc | BATS | G1510J102 | 04/19/2023 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights | Yes | For | For |
| AdvisorShares VICE ETF | British American Tobacco plc | BATS | G1510J102 | 04/19/2023 | Management | 18 | Authorise Market Purchase of Ordinary Shares | Yes | For | For |
| AdvisorShares VICE ETF | British American Tobacco plc | BATS | G1510J102 | 04/19/2023 | Management | 19 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Yes | For | For |
| AdvisorShares VICE ETF | British American Tobacco plc | BATS | G1510J102 | 04/19/2023 | Management | 20 | Adopt New Articles of Association | Yes | For | For |
| AdvisorShares VICE ETF | Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | 04/26/2023 | Management | A.1 | Amend Articles Re: Composition Rules for the Board of Directors | Yes | For | For |
| AdvisorShares VICE ETF | Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | 04/26/2023 | Management | B.2 | Receive Directors’ Reports (Non-Voting) | Yes | ||
| AdvisorShares VICE ETF | Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | 04/26/2023 | Management | B.3 | Receive Auditors’ Reports (Non-Voting) | Yes | ||
| AdvisorShares VICE ETF | Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | 04/26/2023 | Management | B.4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Yes | ||
| AdvisorShares VICE ETF | Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | 04/26/2023 | Management | B.5 | Approve Financial Statements, Allocation of Income and Dividends of EUR 0.75 per Share | Yes | For | For |
| AdvisorShares VICE ETF | Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | 04/26/2023 | Management | B.6 | Approve Discharge of Directors | Yes | For | For |
| AdvisorShares VICE ETF | Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | 04/26/2023 | Management | B.7 | Approve Discharge of Auditors | Yes | For | For |
| AdvisorShares VICE ETF | Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | 04/26/2023 | Management | B.8.a | Elect Aradhana Sarin as Independent Director | Yes | For | For |
| AdvisorShares VICE ETF | Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | 04/26/2023 | Management | B.8.b | Elect Dirk Van de Put as Independent Director | Yes | For | For |
| AdvisorShares VICE ETF | Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | 04/26/2023 | Management | B.8.c | Elect Lynne Biggar as Independent Director | Yes | For | For |
| AdvisorShares VICE ETF | Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | 04/26/2023 | Management | B.8.d | Reelect Sabine Chalmers as Director | Yes | Against | For |
| AdvisorShares VICE ETF | Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | 04/26/2023 | Management | B.8.e | Reelect Claudio Garcia as Director | Yes | Against | For |
| AdvisorShares VICE ETF | Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | 04/26/2023 | Management | B.8.f | Elect Heloisa Sicupira as Director | Yes | Against | For |
| AdvisorShares VICE ETF | Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | 04/26/2023 | Management | B.8.g | Reelect Martin J. Barrington as Restricted Share Director | Yes | Against | For |
| AdvisorShares VICE ETF | Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | 04/26/2023 | Management | B.8.h | Reelect Alejandro Santo Domingo as Restricted Share Director | Yes | Against | For |
| AdvisorShares VICE ETF | Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | 04/26/2023 | Management | B.8.i | Elect Salvatore Mancuso as Restricted Share Director | Yes | Against | For |
| AdvisorShares VICE ETF | Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | 04/26/2023 | Management | B.9 | Approve Remuneration Report | Yes | Against | For |
| AdvisorShares VICE ETF | Anheuser-Busch InBev SA/NV | ABI | B639CJ108 | 04/26/2023 | Management | C.10 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Yes | For | For |
| AdvisorShares VICE ETF | VICI Properties Inc. | VICI | 925652109 | 04/27/2023 | Management | 1a | Elect Director James R. Abrahamson | Yes | For | For |
| AdvisorShares VICE ETF | VICI Properties Inc. | VICI | 925652109 | 04/27/2023 | Management | 1b | Elect Director Diana F. Cantor | Yes | For | For |
| AdvisorShares VICE ETF | VICI Properties Inc. | VICI | 925652109 | 04/27/2023 | Management | 1c | Elect Director Monica H. Douglas | Yes | For | For |
| AdvisorShares VICE ETF | VICI Properties Inc. | VICI | 925652109 | 04/27/2023 | Management | 1d | Elect Director Elizabeth I. Holland | Yes | For | For |
| AdvisorShares VICE ETF | VICI Properties Inc. | VICI | 925652109 | 04/27/2023 | Management | 1e | Elect Director Craig Macnab | Yes | For | For |
| AdvisorShares VICE ETF | VICI Properties Inc. | VICI | 925652109 | 04/27/2023 | Management | 1f | Elect Director Edward B. Pitoniak | Yes | For | For |
| AdvisorShares VICE ETF | VICI Properties Inc. | VICI | 925652109 | 04/27/2023 | Management | 1g | Elect Director Michael D. Rumbolz | Yes | For | For |
| AdvisorShares VICE ETF | VICI Properties Inc. | VICI | 925652109 | 04/27/2023 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | VICI Properties Inc. | VICI | 925652109 | 04/27/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares VICE ETF | Philip Morris International Inc. | PM | 718172109 | 05/03/2023 | Management | 1a | Elect Director Brant Bonin Bough | Yes | For | For |
| AdvisorShares VICE ETF | Philip Morris International Inc. | PM | 718172109 | 05/03/2023 | Management | 1b | Elect Director Andre Calantzopoulos | Yes | For | For |
| AdvisorShares VICE ETF | Philip Morris International Inc. | PM | 718172109 | 05/03/2023 | Management | 1c | Elect Director Michel Combes | Yes | For | For |
| AdvisorShares VICE ETF | Philip Morris International Inc. | PM | 718172109 | 05/03/2023 | Management | 1d | Elect Director Juan Jose Daboub | Yes | For | For |
| AdvisorShares VICE ETF | Philip Morris International Inc. | PM | 718172109 | 05/03/2023 | Management | 1e | Elect Director Werner Geissler | Yes | For | For |
| AdvisorShares VICE ETF | Philip Morris International Inc. | PM | 718172109 | 05/03/2023 | Management | 1f | Elect Director Lisa A. Hook | Yes | For | For |
| AdvisorShares VICE ETF | Philip Morris International Inc. | PM | 718172109 | 05/03/2023 | Management | 1g | Elect Director Jun Makihara | Yes | For | For |
| AdvisorShares VICE ETF | Philip Morris International Inc. | PM | 718172109 | 05/03/2023 | Management | 1h | Elect Director Kalpana Morparia | Yes | For | For |
| AdvisorShares VICE ETF | Philip Morris International Inc. | PM | 718172109 | 05/03/2023 | Management | 1i | Elect Director Jacek Olczak | Yes | For | For |
| AdvisorShares VICE ETF | Philip Morris International Inc. | PM | 718172109 | 05/03/2023 | Management | 1j | Elect Director Robert B. Polet | Yes | For | For |
| AdvisorShares VICE ETF | Philip Morris International Inc. | PM | 718172109 | 05/03/2023 | Management | 1k | Elect Director Dessislava Temperley | Yes | For | For |
| AdvisorShares VICE ETF | Philip Morris International Inc. | PM | 718172109 | 05/03/2023 | Management | 1l | Elect Director Shlomo Yanai | Yes | For | For |
| AdvisorShares VICE ETF | Philip Morris International Inc. | PM | 718172109 | 05/03/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | Against | For |
| AdvisorShares VICE ETF | Philip Morris International Inc. | PM | 718172109 | 05/03/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares VICE ETF | Philip Morris International Inc. | PM | 718172109 | 05/03/2023 | Management | 4 | Ratify PricewaterhouseCoopers SA as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | Philip Morris International Inc. | PM | 718172109 | 05/03/2023 | Shareholder | 5 | Disclose Nicotine Level Information, and Reduce Nicotine Levels in Tobacco Products | Yes | Against | Against |
| AdvisorShares VICE ETF | Turning Point Brands, Inc. | TPB | 90041L105 | 05/03/2023 | Management | 1.1 | Elect Director Gregory H. A. Baxter | Yes | For | For |
| AdvisorShares VICE ETF | Turning Point Brands, Inc. | TPB | 90041L105 | 05/03/2023 | Management | 1.2 | Elect Director H.C. Charles Diao | Yes | For | For |
| AdvisorShares VICE ETF | Turning Point Brands, Inc. | TPB | 90041L105 | 05/03/2023 | Management | 1.3 | Elect Director Ashley Davis Frushone | Yes | For | For |
| AdvisorShares VICE ETF | Turning Point Brands, Inc. | TPB | 90041L105 | 05/03/2023 | Management | 1.4 | Elect Director David Glazek | Yes | For | For |
| AdvisorShares VICE ETF | Turning Point Brands, Inc. | TPB | 90041L105 | 05/03/2023 | Management | 1.5 | Elect Director Graham A. Purdy | Yes | For | For |
| AdvisorShares VICE ETF | Turning Point Brands, Inc. | TPB | 90041L105 | 05/03/2023 | Management | 1.6 | Elect Director Rohith Reddy | Yes | For | For |
| AdvisorShares VICE ETF | Turning Point Brands, Inc. | TPB | 90041L105 | 05/03/2023 | Management | 1.7 | Elect Director Stephen Usher | Yes | For | For |
| AdvisorShares VICE ETF | Turning Point Brands, Inc. | TPB | 90041L105 | 05/03/2023 | Management | 1.8 | Elect Director Lawrence S. Wexler | Yes | For | For |
| AdvisorShares VICE ETF | Turning Point Brands, Inc. | TPB | 90041L105 | 05/03/2023 | Management | 1.9 | Elect Director Arnold Zimmerman | Yes | For | For |
| AdvisorShares VICE ETF | Turning Point Brands, Inc. | TPB | 90041L105 | 05/03/2023 | Management | 2 | Ratify RSM US LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | Turning Point Brands, Inc. | TPB | 90041L105 | 05/03/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares VICE ETF | Turning Point Brands, Inc. | TPB | 90041L105 | 05/03/2023 | Shareholder | 4 | Employ Advisors to Study Extraordinary Strategic Alternatives Process for NewGen Business | Yes | Against | Against |
| AdvisorShares VICE ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.1 | Elect Director John R. Bailey | Yes | For | For |
| AdvisorShares VICE ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.2 | Elect Director William R. Boyd | Yes | For | For |
| AdvisorShares VICE ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.3 | Elect Director Marianne Boyd Johnson | Yes | For | For |
| AdvisorShares VICE ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.4 | Elect Director Keith E. Smith | Yes | For | For |
| AdvisorShares VICE ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.5 | Elect Director Christine J. Spadafor | Yes | For | For |
| AdvisorShares VICE ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.6 | Elect Director A. Randall Thoman | Yes | For | For |
| AdvisorShares VICE ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.7 | Elect Director Peter M. Thomas | Yes | For | For |
| AdvisorShares VICE ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 1.8 | Elect Director Paul W. Whetsell | Yes | For | For |
| AdvisorShares VICE ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares VICE ETF | Boyd Gaming Corporation | BYD | 103304101 | 05/04/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | Three Years |
| AdvisorShares VICE ETF | Inspired Entertainment, Inc. | INSE | 45782N108 | 05/09/2023 | Management | 1.1 | Elect Director A. Lorne Weil | Yes | For | For |
| AdvisorShares VICE ETF | Inspired Entertainment, Inc. | INSE | 45782N108 | 05/09/2023 | Management | 1.2 | Elect Director Michael R. Chambrello | Yes | Withhold | For |
| AdvisorShares VICE ETF | Inspired Entertainment, Inc. | INSE | 45782N108 | 05/09/2023 | Management | 1.3 | Elect Director Ira H. Raphaelson | Yes | Withhold | For |
| AdvisorShares VICE ETF | Inspired Entertainment, Inc. | INSE | 45782N108 | 05/09/2023 | Management | 1.4 | Elect Director Desiree G. Rogers | Yes | For | For |
| AdvisorShares VICE ETF | Inspired Entertainment, Inc. | INSE | 45782N108 | 05/09/2023 | Management | 1.5 | Elect Director Steven M. Saferin | Yes | For | For |
| AdvisorShares VICE ETF | Inspired Entertainment, Inc. | INSE | 45782N108 | 05/09/2023 | Management | 1.6 | Elect Director Katja Tautscher | Yes | For | For |
| AdvisorShares VICE ETF | Inspired Entertainment, Inc. | INSE | 45782N108 | 05/09/2023 | Management | 1.7 | Elect Director John M. Vandemore | Yes | Withhold | For |
| AdvisorShares VICE ETF | Inspired Entertainment, Inc. | INSE | 45782N108 | 05/09/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares VICE ETF | Inspired Entertainment, Inc. | INSE | 45782N108 | 05/09/2023 | Management | 3 | Approve Omnibus Stock Plan | Yes | Against | For |
| AdvisorShares VICE ETF | Inspired Entertainment, Inc. | INSE | 45782N108 | 05/09/2023 | Management | 4 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 1 | Accept Financial Statements and Statutory Reports | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 2 | Approve Remuneration Report | Yes | Against | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 3 | Elect Director Massimiliano Chiara | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 4 | Elect Director Alberto Dessy | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 5 | Elect Director Marco Drago | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 6 | Elect Director Ashley M. Hunter | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 7 | Elect Director James McCann | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 8 | Elect Director Heather McGregor | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 9 | Elect Director Lorenzo Pellicioli | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 10 | Elect Director Maria Pinelli | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 11 | Elect Director Samantha Ravich | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 12 | Elect Director Vincent Sadusky | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 13 | Elect Director Marco Sala | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 14 | Elect Director Gianmario Tondato Da Ruos | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 15 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 16 | Authorize Board to Fix Remuneration of Auditors | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 17 | Authorize Political Donations and Expenditure | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 18 | Authorise Issue of Equity | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 19 | Authorise Issue of Equity without Pre-emptive Rights | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 20 | Authorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 21 | Authorize Market Purchase of Ordinary Shares | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 22 | Authorize Board to Allot the Capital Reduction Share | Yes | For | For |
| AdvisorShares VICE ETF | International Game Technology PLC | IGT | G4863A108 | 05/09/2023 | Management | 23 | Approve Cancellation of the Capital Reduction Share | Yes | For | For |
| AdvisorShares VICE ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.1 | Elect Director Pamela M. Arway | Yes | For | For |
| AdvisorShares VICE ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.2 | Elect Director Michele G. Buck | Yes | For | For |
| AdvisorShares VICE ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.3 | Elect Director Victor L. Crawford | Yes | For | For |
| AdvisorShares VICE ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.4 | Elect Director Robert M. Dutkowsky | Yes | Withhold | For |
| AdvisorShares VICE ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.5 | Elect Director Mary Kay Haben | Yes | For | For |
| AdvisorShares VICE ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.6 | Elect Director James C. Katzman | Yes | Withhold | For |
| AdvisorShares VICE ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.7 | Elect Director M. Diane Koken | Yes | For | For |
| AdvisorShares VICE ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.8 | Elect Director Huong Maria T. Kraus | Yes | For | For |
| AdvisorShares VICE ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.9 | Elect Director Robert M. Malcolm | Yes | Withhold | For |
| AdvisorShares VICE ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.10 | Elect Director Anthony J. Palmer | Yes | Withhold | For |
| AdvisorShares VICE ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 1.11 | Elect Director Juan R. Perez | Yes | Withhold | For |
| AdvisorShares VICE ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 2 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares VICE ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares VICE ETF | The Hershey Company | HSY | 427866108 | 05/16/2023 | Shareholder | 5 | Report on Human Rights Impacts of Living Wage & Income Position Statement | Yes | Against | Against |
| AdvisorShares VICE ETF | Everi Holdings Inc. | EVRI | 30034T103 | 05/17/2023 | Management | 1.1 | Elect Director Linster W. Fox | Yes | For | For |
| AdvisorShares VICE ETF | Everi Holdings Inc. | EVRI | 30034T103 | 05/17/2023 | Management | 1.2 | Elect Director Maureen T. Mullarkey | Yes | For | For |
| AdvisorShares VICE ETF | Everi Holdings Inc. | EVRI | 30034T103 | 05/17/2023 | Management | 1.3 | Elect Director Secil Tabli Watson | Yes | For | For |
| AdvisorShares VICE ETF | Everi Holdings Inc. | EVRI | 30034T103 | 05/17/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares VICE ETF | Everi Holdings Inc. | EVRI | 30034T103 | 05/17/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares VICE ETF | Everi Holdings Inc. | EVRI | 30034T103 | 05/17/2023 | Management | 4 | Ratify Ernst & Young LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | Molson Coors Beverage Company | TAP | 60871R209 | 05/17/2023 | Management | 1.1 | Elect Director Roger G. Eaton | Yes | For | For |
| AdvisorShares VICE ETF | Molson Coors Beverage Company | TAP | 60871R209 | 05/17/2023 | Management | 1.2 | Elect Director Charles M. Herington | Yes | For | For |
| AdvisorShares VICE ETF | Molson Coors Beverage Company | TAP | 60871R209 | 05/17/2023 | Management | 1.3 | Elect Director H. Sanford Riley | Yes | For | For |
| AdvisorShares VICE ETF | Molson Coors Beverage Company | TAP | 60871R209 | 05/17/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares VICE ETF | Altria Group, Inc. | MO | 02209S103 | 05/18/2023 | Management | 1a | Elect Director Ian L.T. Clarke | Yes | For | For |
| AdvisorShares VICE ETF | Altria Group, Inc. | MO | 02209S103 | 05/18/2023 | Management | 1b | Elect Director Marjorie M. Connelly | Yes | For | For |
| AdvisorShares VICE ETF | Altria Group, Inc. | MO | 02209S103 | 05/18/2023 | Management | 1c | Elect Director R. Matt Davis | Yes | For | For |
| AdvisorShares VICE ETF | Altria Group, Inc. | MO | 02209S103 | 05/18/2023 | Management | 1d | Elect Director William F. Gifford, Jr. | Yes | For | For |
| AdvisorShares VICE ETF | Altria Group, Inc. | MO | 02209S103 | 05/18/2023 | Management | 1e | Elect Director Jacinto J. Hernandez | Yes | For | For |
| AdvisorShares VICE ETF | Altria Group, Inc. | MO | 02209S103 | 05/18/2023 | Management | 1f | Elect Director Debra J. Kelly-Ennis | Yes | For | For |
| AdvisorShares VICE ETF | Altria Group, Inc. | MO | 02209S103 | 05/18/2023 | Management | 1g | Elect Director Kathryn B. McQuade | Yes | For | For |
| AdvisorShares VICE ETF | Altria Group, Inc. | MO | 02209S103 | 05/18/2023 | Management | 1h | Elect Director George Munoz | Yes | For | For |
| AdvisorShares VICE ETF | Altria Group, Inc. | MO | 02209S103 | 05/18/2023 | Management | 1i | Elect Director Nabil Y. Sakkab | Yes | For | For |
| AdvisorShares VICE ETF | Altria Group, Inc. | MO | 02209S103 | 05/18/2023 | Management | 1j | Elect Director Virginia E. Shanks | Yes | For | For |
| AdvisorShares VICE ETF | Altria Group, Inc. | MO | 02209S103 | 05/18/2023 | Management | 1k | Elect Director Ellen R. Strahlman | Yes | For | For |
| AdvisorShares VICE ETF | Altria Group, Inc. | MO | 02209S103 | 05/18/2023 | Management | 1l | Elect Director M. Max Yzaguirre | Yes | For | For |
| AdvisorShares VICE ETF | Altria Group, Inc. | MO | 02209S103 | 05/18/2023 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | Altria Group, Inc. | MO | 02209S103 | 05/18/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares VICE ETF | Altria Group, Inc. | MO | 02209S103 | 05/18/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares VICE ETF | Altria Group, Inc. | MO | 02209S103 | 05/18/2023 | Shareholder | 5 | Report on Congruency of Political Spending with Company Values and Priorities | Yes | Against | Against |
| AdvisorShares VICE ETF | Altria Group, Inc. | MO | 02209S103 | 05/18/2023 | Shareholder | 6 | Report on Third-Party Civil Rights Audit | Yes | For | Against |
| AdvisorShares VICE ETF | Monarch Casino & Resort, Inc. | MCRI | 609027107 | 05/22/2023 | Management | 1a | Elect Director Bob Farahi | Yes | Against | For |
| AdvisorShares VICE ETF | Monarch Casino & Resort, Inc. | MCRI | 609027107 | 05/22/2023 | Management | 1b | Elect Director Yvette E. Landau | Yes | For | For |
| AdvisorShares VICE ETF | Monarch Casino & Resort, Inc. | MCRI | 609027107 | 05/22/2023 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares VICE ETF | Monarch Casino & Resort, Inc. | MCRI | 609027107 | 05/22/2023 | Management | 3 | Advisory Vote on Say on Pay Frequency | Yes | One Year | Three Years |
| AdvisorShares VICE ETF | MGP Ingredients, Inc. | MGPI | 55303J106 | 05/25/2023 | Management | 1a | Elect Director Thomas A. Gerke | Yes | For | For |
| AdvisorShares VICE ETF | MGP Ingredients, Inc. | MGPI | 55303J106 | 05/25/2023 | Management | 1b | Elect Director Donn Lux | Yes | For | For |
| AdvisorShares VICE ETF | MGP Ingredients, Inc. | MGPI | 55303J106 | 05/25/2023 | Management | 1c | Elect Director Kevin S. Rauckman | Yes | For | For |
| AdvisorShares VICE ETF | MGP Ingredients, Inc. | MGPI | 55303J106 | 05/25/2023 | Management | 1d | Elect Director Todd B. Siwak | Yes | For | For |
| AdvisorShares VICE ETF | MGP Ingredients, Inc. | MGPI | 55303J106 | 05/25/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | MGP Ingredients, Inc. | MGPI | 55303J106 | 05/25/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares VICE ETF | MGP Ingredients, Inc. | MGPI | 55303J106 | 05/25/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
| AdvisorShares VICE ETF | Century Casinos, Inc. | CNTY | 156492100 | 06/07/2023 | Management | 1 | Elect Director Peter Hoetzinger | Yes | Against | For |
| AdvisorShares VICE ETF | Century Casinos, Inc. | CNTY | 156492100 | 06/07/2023 | Management | 2 | Ratify Grant Thornton LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | Century Casinos, Inc. | CNTY | 156492100 | 06/07/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares VICE ETF | Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 06/15/2023 | Management | 1.1 | Elect Director James P. Chambers | Yes | For | For |
| AdvisorShares VICE ETF | Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 06/15/2023 | Management | 1.2 | Elect Director Hamish A. Dodds | Yes | For | For |
| AdvisorShares VICE ETF | Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 06/15/2023 | Management | 1.3 | Elect Director Michael J. Griffith | Yes | For | For |
| AdvisorShares VICE ETF | Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 06/15/2023 | Management | 1.4 | Elect Director Gail Mandel | Yes | For | For |
| AdvisorShares VICE ETF | Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 06/15/2023 | Management | 1.5 | Elect Director Chris Morris | Yes | For | For |
| AdvisorShares VICE ETF | Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 06/15/2023 | Management | 1.6 | Elect Director Atish Shah | Yes | For | For |
| AdvisorShares VICE ETF | Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 06/15/2023 | Management | 1.7 | Elect Director Kevin M. Sheehan | Yes | For | For |
| AdvisorShares VICE ETF | Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 06/15/2023 | Management | 1.8 | Elect Director Jennifer Storms | Yes | For | For |
| AdvisorShares VICE ETF | Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 06/15/2023 | Management | 2 | Ratify KPMG LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | Dave & Buster’s Entertainment, Inc. | PLAY | 238337109 | 06/15/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares VICE ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 1.1 | Elect Director Peter M. Carlino | Yes | For | For |
| AdvisorShares VICE ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 1.2 | Elect Director JoAnne A. Epps | Yes | For | For |
| AdvisorShares VICE ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 1.3 | Elect Director Carol ‘Lili’ Lynton | Yes | For | For |
| AdvisorShares VICE ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 1.4 | Elect Director Joseph W. Marshall, III | Yes | For | For |
| AdvisorShares VICE ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 1.5 | Elect Director James B. Perry | Yes | For | For |
| AdvisorShares VICE ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 1.6 | Elect Director Barry F. Schwartz | Yes | For | For |
| AdvisorShares VICE ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 1.7 | Elect Director Earl C. Shanks | Yes | For | For |
| AdvisorShares VICE ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 1.8 | Elect Director E. Scott Urdang | Yes | For | For |
| AdvisorShares VICE ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | Yes | For | For |
| AdvisorShares VICE ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Yes | For | For |
| AdvisorShares VICE ETF | Gaming and Leisure Properties, Inc. | GLPI | 36467J108 | 06/15/2023 | Management | 4 | Advisory Vote on Say on Pay Frequency | Yes | One Year | One Year |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | AdvisorShares Trust | |
| By (Signature and Title)* | /s/ Noah Hamman | |
| Noah Hamman, Chief Executive Officer | ||
| (principal executive officer) | ||
| Date | August 7, 2023 | |
| * | Print the name and title of each signing officer under his or her signature. |