UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 27, 2013
GREENHUNTER RESOURCES, INC.
(Exact name of registrant as specified in its charter)
| | | | |
| Delaware | | 001-33893 | | 20-4864036 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
| | |
1048 Texan Trail GRAPEVINE, TEXAS | | 76051 |
| (Address of principal executive offices) | | (Zip Code) |
Registrant’s telephone number, including area code: (972) 410-1044
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01. Regulation FD Disclosure.
On Friday, September 27, 2013, GreenHunter Resources, Inc. (the “Company”) issued a press release announcing an Operational Update and Discussion of Increased Revenue Guidance for 2013.
The operations and finance update included the following:
| | • | | Recent $3.2 million private placement of Series C Cumulative preferred stock; |
| | • | | Record current volumes of fluid transport, fluid disposal and water treatment activities; |
| | • | | Raise 2013 expected revenues guidance to a range of $36 million to $40 million (from $31.6 million); and |
| | • | | Visibility of a strong outlook into early-2014. |
A copy of the press release is furnished as part of this Current Report on Form 8-K as Exhibit 99.1.
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In accordance with General Instruction B.2 of Form 8-K, the information in this Current Report on Form 8-K, including the attached exhibit, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall the information or exhibit be deemed incorporated by reference into any registration statement or other filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise expressly stated in such filing.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits.
| | |
Exhibit
Number | | Exhibit Title |
| |
| 99.1 | | Press Release, dated September 27, 2013 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | | | | | GREENHUNTER RESOURCES, INC. |
| | | |
| Date: September 30, 2013 | | | | | | By:/s/ Morgan F. Johnston |
| | | | | | Name: Morgan F. Johnston |
| | | | | | Title: Sr. VP, General Counsel and Secretary |
