The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | COM | 002824100 | 178,699 | 1,642 | SH | SOLE | 0 | 1,642 | 0 | 0 | |
Aceto Corporation | COM | 004446100 | 52,690 | 658,630 | SH | SOLE | 0 | 658,630 | 0 | 0 | |
Deutsche Bank | COM | d18190898 | 137,760 | 16,400 | SH | SOLE | 0 | 16,400 | 0 | 0 | |
Allstate Corporation | COM | 020002101 | 348,789 | 3,705 | SH | SOLE | 0 | 3,705 | 0 | 0 | |
Amazon.com | COM | 023135106 | 393,591 | 125 | SH | SOLE | 0 | 125 | 0 | 0 | |
American Express Company | COM | 025816109 | 1,188,865 | 11,859 | SH | SOLE | 0 | 11,859 | 0 | 0 | |
Amgen | COM | 031162100 | 4,264,042 | 16,777 | SH | SOLE | 0 | 16,777 | 0 | 0 | |
Apollo Global Management | COM | 037612306 | 28,416 | 635 | SH | SOLE | 0 | 635 | 0 | 0 | |
Apple | COM | 037833100 | 2,706,119 | 23,367 | SH | SOLE | 0 | 23,367 | 0 | 0 | |
Astrazeneca | COM | 046353108 | 49,320 | 900 | SH | SOLE | 0 | 900 | 0 | 0 | |
Bank of America | COM | 060505104 | 861,169 | 35,748 | SH | SOLE | 0 | 35,748 | 0 | 0 | |
Bank of America | CONV PREF | 060505682 | 43,152 | 29 | SH | SOLE | 0 | 29 | 0 | 0 | |
Arcos Dorados Holdings | COM | g0457f107 | 25,420 | 6,200 | SH | SOLE | 0 | 6,200 | 0 | 0 | |
Barrick Gold Corp | COM | 067901108 | 4,666 | 166 | SH | SOLE | 0 | 166 | 0 | 0 | |
Bed Bath & Beyond | COM | 075896100 | 44,940 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
Berkshire Hills Bancorp | COM | 084680107 | 20,998 | 2,077 | SH | SOLE | 0 | 2,077 | 0 | 0 | |
The Boeing Company | COM | 097023105 | 2,149,041 | 13,004 | SH | SOLE | 0 | 13,004 | 0 | 0 | |
Caterpillar Inc | COM | 149123101 | 1,831,860 | 12,282 | SH | SOLE | 0 | 12,282 | 0 | 0 | |
Central Valley Community Bancorp | COM | 155685100 | 242,937 | 19,671 | SH | SOLE | 0 | 19,671 | 0 | 0 | |
Chevron Corporation | COM | 166764100 | 1,133,496 | 15,743 | SH | SOLE | 0 | 15,743 | 0 | 0 | |
Citigroup | COM | 172967424 | 831,678 | 19,292 | SH | SOLE | 0 | 19,292 | 0 | 0 | |
Citizens Financial Group | COM | 174610105 | 268,962 | 10,639 | SH | SOLE | 0 | 10,639 | 0 | 0 | |
Citizens Community Bancorp | COM | 174903104 | 683,977 | 99,271 | SH | SOLE | 0 | 99,271 | 0 | 0 | |
Civista Bancshares | COM | 178867107 | 699,305 | 55,855 | SH | SOLE | 0 | 55,855 | 0 | 0 | |
Cleveland-Cliffs | COM | 185899101 | 766,323 | 119,365 | SH | SOLE | 0 | 119,365 | 0 | 0 | |
The Coca-Cola Company | COM | 191216100 | 642,254 | 13,009 | SH | SOLE | 0 | 13,009 | 0 | 0 | |
Codorus Bancorp Inc. | COM | 192025104 | 484,101 | 36,954 | SH | SOLE | 0 | 36,954 | 0 | 0 | |
McDermott International | COM | 220014096 | 90,158 | 37,566 | SH | SOLE | 0 | 37,566 | 0 | 0 | |
Cowen | CONV PREF | 223622507 | 2,564,078 | 3,150 | SH | SOLE | 0 | 3,150 | 0 | 0 | |
Cummins | COM | 231021106 | 343,980 | 1,629 | SH | SOLE | 0 | 1,629 | 0 | 0 | |
Walt Disney | COM | 254687106 | 1,583,339 | 12,761 | SH | SOLE | 0 | 12,761 | 0 | 0 | |
Dow Inc | COM | 260557103 | 665,714 | 14,149 | SH | SOLE | 0 | 14,149 | 0 | 0 | |
Enterprise Products Partners | COM | 293792107 | 1,735,463 | 109,909 | SH | SOLE | 0 | 109,909 | 0 | 0 | |
Equitrans Midstream | COM | 294600101 | 1,412,886 | 167,008 | SH | SOLE | 0 | 167,008 | 0 | 0 | |
EZCORP | COM | 302301106 | 15,417 | 3,065 | SH | SOLE | 0 | 3,065 | 0 | 0 | |
F.N.B. Corporation | COM | 302520101 | 66,824 | 9,856 | SH | SOLE | 0 | 9,856 | 0 | 0 | |
Federal Agricultural Mortgage | COM | 313148306 | 15,915 | 250 | SH | SOLE | 0 | 250 | 0 | 0 | |
Freddie Mac | PREF STK | 313400640 | 1,072,280 | 148,105 | SH | SOLE | 0 | 148,105 | 0 | 0 | |
Fannie Mae | PREF STK | 313586752 | 53,280 | 6,000 | SH | SOLE | 0 | 6,000 | 0 | 0 | |
Fifth Third Bancorp | COM | 316773100 | 181,966 | 8,535 | SH | SOLE | 0 | 8,535 | 0 | 0 | |
First Bancshares | COM | 318916103 | 951,010 | 45,351 | SH | SOLE | 0 | 45,351 | 0 | 0 | |
First Community Corp | COM | 319835104 | 661,259 | 48,515 | SH | SOLE | 0 | 48,515 | 0 | 0 | |
The First Financial Corp | COM | 320218100 | 254,912 | 8,118 | SH | SOLE | 0 | 8,118 | 0 | 0 | |
Ford Motor | COM | 345370860 | 16,762 | 2,517 | SH | SOLE | 0 | 2,517 | 0 | 0 | |
General Electric Company | COM | 369604103 | 86,699 | 13,916 | SH | SOLE | 0 | 13,916 | 0 | 0 | |
Genesis Energy | COM | 371927104 | 1,079,442 | 239,876 | SH | SOLE | 0 | 239,876 | 0 | 0 | |
Groupon | COM | 399473206 | 474,116 | 23,241 | SH | SOLE | 0 | 23,241 | 0 | 0 | |
Hancock Whitney Corporation | COM | 410120109 | 118,804 | 6,316 | SH | SOLE | 0 | 6,316 | 0 | 0 | |
Hawaiian Holdings | COM | 419879101 | 15,868 | 1,231 | SH | SOLE | 0 | 1,231 | 0 | 0 | |
Hawthorn Bancshares | COM | 420476103 | 483,917 | 25,550 | SH | SOLE | 0 | 25,550 | 0 | 0 | |
Hess Midstream Partners | COM | 428104103 | 1,006,626 | 66,664 | SH | SOLE | 0 | 66,664 | 0 | 0 | |
The Home Depot | COM | 437076102 | 3,501,368 | 12,608 | SH | SOLE | 0 | 12,608 | 0 | 0 | |
Honeywell International | COM | 438516106 | 1,961,657 | 11,917 | SH | SOLE | 0 | 11,917 | 0 | 0 | |
Ingredion | COM | 457187102 | 338,290 | 4,470 | SH | SOLE | 0 | 4,470 | 0 | 0 | |
Intel | COM | 458140100 | 781,930 | 15,101 | SH | SOLE | 0 | 15,101 | 0 | 0 | |
IBM | COM | 459200101 | 1,589,254 | 13,062 | SH | SOLE | 0 | 13,062 | 0 | 0 | |
iShares Barclays TIPS Bond | COM | 464287176 | 215,229 | 1,701 | SH | SOLE | 0 | 1,701 | 0 | 0 | |
Johnson & Johnson | COM | 478160104 | 2,138,215 | 14,362 | SH | SOLE | 0 | 14,362 | 0 | 0 | |
La-Z-Boy | COM | 505336107 | 970,092 | 30,670 | SH | SOLE | 0 | 30,670 | 0 | 0 | |
Lannett Company | COM | 516012101 | 623,996 | 102,127 | SH | SOLE | 0 | 102,127 | 0 | 0 | |
MDC Holdings | COM | 552676108 | 1,505,881 | 31,972 | SH | SOLE | 0 | 31,972 | 0 | 0 | |
MVB Financial Corp | COM | 553810102 | 660,615 | 41,366 | SH | SOLE | 0 | 41,366 | 0 | 0 | |
Magellan Midstream Partners | COM | 559080106 | 2,131,036 | 62,311 | SH | SOLE | 0 | 62,311 | 0 | 0 | |
McDonald's Corp | COM | 580135101 | 2,816,715 | 12,833 | SH | SOLE | 0 | 12,833 | 0 | 0 | |
Mesa Air Group | COM | 590479135 | 510,468 | 173,040 | SH | SOLE | 0 | 173,040 | 0 | 0 | |
Microsoft Corporation | COM | 594918104 | 2,838,705 | 13,496 | SH | SOLE | 0 | 13,496 | 0 | 0 | |
MidWest One Financial Group | COM | 598511103 | 270,891 | 15,159 | SH | SOLE | 0 | 15,159 | 0 | 0 | |
NMI Holdings | COM | 629209305 | 1,366,969 | 76,796 | SH | SOLE | 0 | 76,796 | 0 | 0 | |
Nike | COM | 654106103 | 1,483,632 | 11,818 | SH | SOLE | 0 | 11,818 | 0 | 0 | |
Northern Trust Corp | COM | 665859104 | 346,967 | 4,450 | SH | SOLE | 0 | 4,450 | 0 | 0 | |
OceanFirst Financial | COM | 675234108 | 407,141 | 29,740 | SH | SOLE | 0 | 29,740 | 0 | 0 | |
Old National Bancorp | COM | 680033107 | 777,608 | 61,911 | SH | SOLE | 0 | 61,911 | 0 | 0 | |
ONEOK | COM | 682680103 | 1,964,686 | 75,623 | SH | SOLE | 0 | 75,623 | 0 | 0 | |
PNC Financial Services | COM | 693475105 | 360,944 | 3,284 | SH | SOLE | 0 | 3,284 | 0 | 0 | |
Pacwest Bancorp | COM | 695263103 | 253,006 | 14,813 | SH | SOLE | 0 | 14,813 | 0 | 0 | |
Parke Bancorp | COM | 700885106 | 527,399 | 44,171 | SH | SOLE | 0 | 44,171 | 0 | 0 | |
Peoples Bancorp of NC | COM | 710577107 | 538,337 | 34,889 | SH | SOLE | 0 | 34,889 | 0 | 0 | |
Pfizer | COM | 717081103 | 201,300 | 5,485 | SH | SOLE | 0 | 5,485 | 0 | 0 | |
Phillips 66 Partners | COM | 718549207 | 950,137 | 41,239 | SH | SOLE | 0 | 41,239 | 0 | 0 | |
Plains All American Pipeline | COM | 726503105 | 30,827 | 5,155 | SH | SOLE | 0 | 5,155 | 0 | 0 | |
Procter & Gamble | COM | 742718109 | 1,878,033 | 13,512 | SH | SOLE | 0 | 13,512 | 0 | 0 | |
Reliance Steel & Aluminum | COM | 759509102 | 339,181 | 3,324 | SH | SOLE | 0 | 3,324 | 0 | 0 | |
Shell Midstream Partners | COM | 822634101 | 829,207 | 87,654 | SH | SOLE | 0 | 87,654 | 0 | 0 | |
Snap-On Inc | COM | 833034101 | 352,376 | 2,395 | SH | SOLE | 0 | 2,395 | 0 | 0 | |
Southern National Bancorp of Virginia | COM | 843395104 | 575,752 | 66,331 | SH | SOLE | 0 | 66,331 | 0 | 0 | |
SunPower Corporation | COM | 867652406 | 2,952 | 236 | SH | SOLE | 0 | 236 | 0 | 0 | |
Superior Industries | COM | 868168105 | 82,798 | 66,239 | SH | SOLE | 0 | 66,239 | 0 | 0 | |
Timberland Bancorp | COM | 887098101 | 18,000 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | |
Toll Brothers | COM | 889478103 | 9,732 | 200 | SH | SOLE | 0 | 200 | 0 | 0 | |
Turtle Beach Corp | COM | 900450206 | 1,574,518 | 86,512 | SH | SOLE | 0 | 86,512 | 0 | 0 | |
Umpqua Holdings Corporation | COM | 904214103 | 10,620 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | |
Union Pacific Corporation | COM | 907818108 | 475,047 | 2,413 | SH | SOLE | 0 | 2,413 | 0 | 0 | |
Unisys Corp | COM | 909214306 | 840,849 | 78,805 | SH | SOLE | 0 | 78,805 | 0 | 0 | |
Unit Corp | COM | 909218109 | 3,988 | 98,465 | SH | SOLE | 0 | 98,465 | 0 | 0 | |
United Bancshares | COM | 909458101 | 868,539 | 40,397 | SH | SOLE | 0 | 40,397 | 0 | 0 | |
United Parcel Service | COM | 911312106 | 60,320 | 362 | SH | SOLE | 0 | 362 | 0 | 0 | |
Wal-Mart Stores | COM | 931142103 | 1,742,019 | 12,451 | SH | SOLE | 0 | 12,451 | 0 | 0 | |
Walgreens Boots Alliance | COM | 931427108 | 480,753 | 13,384 | SH | SOLE | 0 | 13,384 | 0 | 0 | |
Westlake Chemical Partners | COM | 960417103 | 469,406 | 25,035 | SH | SOLE | 0 | 25,035 | 0 | 0 | |
Williams Companies | COM | 969457100 | 2,849,973 | 145,037 | SH | SOLE | 0 | 145,037 | 0 | 0 | |
Yelp | COM | 985817105 | 678,781 | 33,787 | SH | SOLE | 0 | 33,787 | 0 | 0 | |
Zions Bancorp | COM | 989701107 | 334,890 | 11,461 | SH | SOLE | 0 | 11,461 | 0 | 0 | |
Argan | COM | 04010e109 | 1,017,072 | 24,268 | SH | SOLE | 0 | 24,268 | 0 | 0 | |
The Travelers Companies | COM | 89417e109 | 1,323,705 | 12,235 | SH | SOLE | 0 | 12,235 | 0 | 0 | |
A T & T | COM | 00206r102 | 108,823 | 3,817 | SH | SOLE | 0 | 3,817 | 0 | 0 | |
Aceto Corp | CONV BOND | 004446AD2 | 235,469 | 240,274 | PRN | SOLE | 0 | 240,274 | 0 | 0 | |
Alaska Communications | COM | 01167p101 | 1,077,550 | 538,775 | SH | SOLE | 0 | 538,775 | 0 | 0 | |
Alliance Resource Partners | COM | 01877r108 | 451,973 | 163,167 | SH | SOLE | 0 | 163,167 | 0 | 0 | |
Altria Group | COM | 02209s103 | 45,827 | 1,186 | SH | SOLE | 0 | 1,186 | 0 | 0 | |
Altus Midstream Company | COM | 02215l209 | 1,111 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | |
American Airlines Group | COM | 02376R102 | 198,656 | 16,164 | SH | SOLE | 0 | 16,164 | 0 | 0 | |
American Airlines | CONV BOND | 02376RAF9 | 27,950 | 30,000 | PRN | SOLE | 0 | 30,000 | 0 | 0 | |
AmeriServ Financial | COM | 03074a102 | 4,216 | 1,500 | SH | SOLE | 0 | 1,500 | 0 | 0 | |
Antero Midstream | COM | 03676b102 | 1,750,060 | 325,896 | SH | SOLE | 0 | 325,896 | 0 | 0 | |
Arcbest | COM | 03937c105 | 856,480 | 27,575 | SH | SOLE | 0 | 27,575 | 0 | 0 | |
Atlas Air Worldwide Holdings | CONV BOND | 049164BH8 | 2,019,294 | 1,850,000 | PRN | SOLE | 0 | 1,850,000 | 0 | 0 | |
BOK Financial | COM | 05561q201 | 210,521 | 4,087 | SH | SOLE | 0 | 4,087 | 0 | 0 | |
BP Midstream Partners | COM | 0556EL109 | 753,061 | 75,990 | SH | SOLE | 0 | 75,990 | 0 | 0 | |
BancFirst Corporation | COM | 05945f103 | 196,236 | 4,805 | SH | SOLE | 0 | 4,805 | 0 | 0 | |
Banc of California | COM | 05990k106 | 1,880,175 | 185,788 | SH | SOLE | 0 | 185,788 | 0 | 0 | |
Blackstone Group | COM | 09253u108 | 39,150 | 750 | SH | SOLE | 0 | 750 | 0 | 0 | |
Brighthouse Financial | COM | 10922n103 | 847,934 | 31,510 | SH | SOLE | 0 | 31,510 | 0 | 0 | |
CareDx Inc | COM | 14167l103 | 9,485 | 250 | SH | SOLE | 0 | 250 | 0 | 0 | |
Chesapeake Energy Corp | CONV BOND | 165167CY1 | 123,200 | 3,080,000 | PRN | SOLE | 0 | 3,080,000 | 0 | 0 | |
Cisco Systems | COM | 17275r102 | 549,175 | 13,942 | SH | SOLE | 0 | 13,942 | 0 | 0 | |
Contura Energy Inc. | COM | 21241b100 | 440,313 | 60,152 | SH | SOLE | 0 | 60,152 | 0 | 0 | |
Contura Energy | WARRANT | 21241b118 | 59,155 | 63,607 | SH | SOLE | 0 | 63,607 | 0 | 0 | |
Customers Bancorp | COM | 23204g100 | 137,536 | 12,280 | SH | SOLE | 0 | 12,280 | 0 | 0 | |
DR Horton | COM | 23331a109 | 18,908 | 250 | SH | SOLE | 0 | 250 | 0 | 0 | |
Delek Logistics Partners | COM | 24664t103 | 1,383,656 | 48,789 | SH | SOLE | 0 | 48,789 | 0 | 0 | |
EOG Resources | COM | 26875p101 | 7,188 | 200 | SH | SOLE | 0 | 200 | 0 | 0 | |
Eagle Bancorp Montana | COM | 26942g100 | 689,171 | 39,113 | SH | SOLE | 0 | 39,113 | 0 | 0 | |
Encore Capital | CONV BOND | 292554AH5 | 1,971,900 | 2,000,000 | PRN | SOLE | 0 | 2,000,000 | 0 | 0 | |
Energy Transfer | COM | 29273v100 | 1,083,377 | 199,885 | SH | SOLE | 0 | 199,885 | 0 | 0 | |
EnLink Midstream | COM | 29336t100 | 633,175 | 269,436 | SH | SOLE | 0 | 269,436 | 0 | 0 | |
Essa Bancorp | COM | 29667d104 | 745,669 | 60,476 | SH | SOLE | 0 | 60,476 | 0 | 0 | |
EZCorp Inc | CONV BOND | 302301AE6 | 1,217,038 | 1,581,000 | PRN | SOLE | 0 | 1,581,000 | 0 | 0 | |
EZCorp Inc | CONV BOND | 302301AF3 | 233,928 | 270,000 | PRN | SOLE | 0 | 270,000 | 0 | 0 | |
Exxon Mobil | COM | 30231g102 | 111,401 | 3,245 | SH | SOLE | 0 | 3,245 | 0 | 0 | |
FBL Financial Group | COM | 30239f106 | 1,093,851 | 22,694 | SH | SOLE | 0 | 22,694 | 0 | 0 | |
Facebook, Inc. | COM | 30303m102 | 144,045 | 550 | SH | SOLE | 0 | 550 | 0 | 0 | |
1st Constitution Bancorp | COM | 31986n102 | 118,904 | 9,992 | SH | SOLE | 0 | 9,992 | 0 | 0 | |
First United Corp | COM | 33741h107 | 693,993 | 59,265 | SH | SOLE | 0 | 59,265 | 0 | 0 | |
First US Bancshares | COM | 33744v103 | 240,991 | 36,349 | SH | SOLE | 0 | 36,349 | 0 | 0 | |
GNC Holdings | CONV BOND | 36191GAB3 | 47,100 | 3,140,000 | PRN | SOLE | 0 | 3,140,000 | 0 | 0 | |
General Motors | COM | 37045v100 | 13,819 | 467 | SH | SOLE | 0 | 467 | 0 | 0 | |
Global Eagle Entertainment | CONV BOND | 37951DAB8 | 127,750 | 1,825,000 | PRN | SOLE | 0 | 1,825,000 | 0 | 0 | |
The Goldman Sachs Group | COM | 38141g104 | 2,452,236 | 12,202 | SH | SOLE | 0 | 12,202 | 0 | 0 | |
Greenbriar Co | CONV BOND | 393657AK7 | 1,809,963 | 1,985,000 | PRN | SOLE | 0 | 1,985,000 | 0 | 0 | |
HMN Financial | COM | 40424g108 | 601,275 | 45,345 | SH | SOLE | 0 | 45,345 | 0 | 0 | |
Homestreet | COM | 43785u102 | 426,989 | 16,576 | SH | SOLE | 0 | 16,576 | 0 | 0 | |
Horizon Global Corp | CONV BOND | 44052WAA2 | 1,543,611 | 2,130,000 | PRN | SOLE | 0 | 2,130,000 | 0 | 0 | |
Iridium Communications | COM | 46269c102 | 86,307 | 3,374 | SH | SOLE | 0 | 3,374 | 0 | 0 | |
iShares 0-5 Yr High Yield Corporate | COM | 46434v407 | 1,947,644 | 44,315 | SH | SOLE | 0 | 44,315 | 0 | 0 | |
JPMorgan Chase | COM | 46625h100 | 1,363,857 | 14,167 | SH | SOLE | 0 | 14,167 | 0 | 0 | |
JP Morgan Chase Alerian ETN | COM | 46625h365 | 8,570 | 795 | SH | SOLE | 0 | 795 | 0 | 0 | |
Kimball Electronics | COM | 49428j109 | 868,907 | 75,165 | SH | SOLE | 0 | 75,165 | 0 | 0 | |
Kinder Morgan | COM | 49456b101 | 567,599 | 46,034 | SH | SOLE | 0 | 46,034 | 0 | 0 | |
LGI Homes | COM | 50187t106 | 819,115 | 7,051 | SH | SOLE | 0 | 7,051 | 0 | 0 | |
MPLX | COM | 55336v100 | 1,811,257 | 115,074 | SH | SOLE | 0 | 115,074 | 0 | 0 | |
Macquarie Infrastructure | CONV BOND | 55608BAB1 | 1,405,937 | 1,535,000 | PRN | SOLE | 0 | 1,535,000 | 0 | 0 | |
Macy's | COM | 55616p104 | 2,280 | 400 | SH | SOLE | 0 | 400 | 0 | 0 | |
Mastercard | COM | 57636q104 | 172,467 | 510 | SH | SOLE | 0 | 510 | 0 | 0 | |
Merck | COM | 58933y105 | 1,138,240 | 13,722 | SH | SOLE | 0 | 13,722 | 0 | 0 | |
Meritage Homes Corporation | COM | 59001a102 | 11,039 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | |
NGL Energy Partners | COM | 62913M107 | 47,876 | 12,090 | SH | SOLE | 0 | 12,090 | 0 | 0 | |
PDL Biopharma | CONV BOND | 69329YAG9 | 2,091,773 | 1,930,000 | PRN | SOLE | 0 | 1,930,000 | 0 | 0 | |
PDL Biopharma | CONV BOND | 69329YAJ3 | 1,198,800 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
Pacific Premier Bancorp | COM | 69478x105 | 589,216 | 29,256 | SH | SOLE | 0 | 29,256 | 0 | 0 | |
Paycom Software | COM | 70432v102 | 186,780 | 600 | SH | SOLE | 0 | 600 | 0 | 0 | |
Paypal Holdings | COM | 70450y103 | 19,703 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | |
Peoples Financial Corp | COM | 71103b102 | 710,356 | 69,303 | SH | SOLE | 0 | 69,303 | 0 | 0 | |
Plains GP Holdings | COM | 72651a207 | 363,515 | 59,690 | SH | SOLE | 0 | 59,690 | 0 | 0 | |
PowerShares QQQ Trust | COM | 73935a104 | 202,268 | 728 | SH | SOLE | 0 | 728 | 0 | 0 | |
Premier Financial Bancorp Inc. | COM | 74050m105 | 760,892 | 70,453 | SH | SOLE | 0 | 70,453 | 0 | 0 | |
T. Rowe Price | COM | 74144T108 | 349,143 | 2,723 | SH | SOLE | 0 | 2,723 | 0 | 0 | |
QCR Holdings | COM | 74727a104 | 2,561,835 | 93,464 | SH | SOLE | 0 | 93,464 | 0 | 0 | |
Pyxus Intternational | COM | 74737V205 | 326,366 | 62,165 | SH | SOLE | 0 | 62,165 | 0 | 0 | |
SB Financial Group | COM | 78408d105 | 2,118,430 | 157,037 | SH | SOLE | 0 | 157,037 | 0 | 0 | |
SPDR S&P 600 Small Cap Value ETF | COM | 78464a300 | 334,701 | 6,682 | SH | SOLE | 0 | 6,682 | 0 | 0 | |
SPDR Dow Jones Industrial Average | COM | 78467x109 | 9,650,725 | 34,777 | SH | SOLE | 0 | 34,777 | 0 | 0 | |
salesforce.com | COM | 79466l302 | 2,821,570 | 11,227 | SH | SOLE | 0 | 11,227 | 0 | 0 | |
SandRidge Energy | COM | 80007p869 | 13,687 | 8,295 | SH | SOLE | 0 | 8,295 | 0 | 0 | |
Financial Sector SPDR | COM | 81369y105 | 38,512 | 1,600 | SH | SOLE | 0 | 1,600 | 0 | 0 | |
Sounds Financial Banc | COM | 83607a100 | 123,113 | 4,155 | SH | SOLE | 0 | 4,155 | 0 | 0 | |
Sterling Bancorp | COM | 85917a100 | 238,078 | 22,631 | SH | SOLE | 0 | 22,631 | 0 | 0 | |
Summit Financial Group | COM | 86606g101 | 1,368,543 | 92,407 | SH | SOLE | 0 | 92,407 | 0 | 0 | |
Sunpower Corp | CONV BOND | 867652AJ8 | 1,410,633 | 1,450,000 | PRN | SOLE | 0 | 1,450,000 | 0 | 0 | |
Sunpower Corp | CONV BOND | 867652AL3 | 948,560 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
SuRo Capital | COM | 86887q109 | 23,848 | 2,200 | SH | SOLE | 0 | 2,200 | 0 | 0 | |
Synaptics Inc | CONV BOND | 87157DAD1 | 1,749,538 | 1,400,000 | PRN | SOLE | 0 | 1,400,000 | 0 | 0 | |
Talos Energy | COM | 87484t108 | 602,314 | 93,382 | SH | SOLE | 0 | 93,382 | 0 | 0 | |
Talos Energy | WARRANT | 87484t116 | 11,196 | 69,972 | SH | SOLE | 0 | 69,972 | 0 | 0 | |
Targa Resources Corp | COM | 87612g101 | 903,550 | 64,401 | SH | SOLE | 0 | 64,401 | 0 | 0 | |
Teekay Corp | CONV BOND | 87900YAE3 | 809,540 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
Tesla | COM | 88160r101 | 223,085 | 520 | SH | SOLE | 0 | 520 | 0 | 0 | |
3M | COM | 88579y101 | 1,942,663 | 12,128 | SH | SOLE | 0 | 12,128 | 0 | 0 | |
Trex | COM | 89531p105 | 10,740 | 150 | SH | SOLE | 0 | 150 | 0 | 0 | |
Truist Financial Corp | COM | 89832q109 | 276,964 | 7,279 | SH | SOLE | 0 | 7,279 | 0 | 0 | |
Tutor Perini Corp | CONV BOND | 901109AD0 | 1,997,525 | 2,014,000 | PRN | SOLE | 0 | 2,014,000 | 0 | 0 | |
Uber Technologies | COM | 90353t100 | 10,214 | 280 | SH | SOLE | 0 | 280 | 0 | 0 | |
UnitedHealth Group | COM | 91324p102 | 3,814,506 | 12,235 | SH | SOLE | 0 | 12,235 | 0 | 0 | |
Uniti Group | COM | 91325v108 | 366,144 | 34,755 | SH | SOLE | 0 | 34,755 | 0 | 0 | |
Verizon Communications Inc. | COM | 92343v104 | 856,834 | 14,403 | SH | SOLE | 0 | 14,403 | 0 | 0 | |
Visa | COM | 92826c839 | 2,387,242 | 11,938 | SH | SOLE | 0 | 11,938 | 0 | 0 | |
Western Midstream Partners | COM | 95825r103 | 603,600 | 75,450 | SH | SOLE | 0 | 75,450 | 0 | 0 | |
Wintrust Financial | COM | 97650w108 | 1,015,027 | 25,344 | SH | SOLE | 0 | 25,344 | 0 | 0 | |
WPX Energy | COM | 98212b103 | 24,150 | 4,929 | SH | SOLE | 0 | 4,929 | 0 | 0 | |
Bunge Ltd | CONV PREF | g16962204 | 1,665,239 | 16,949 | SH | SOLE | 0 | 16,949 | 0 | 0 | |
Seagate Technology | COM | G7945M107 | 9,854 | 200 | SH | SOLE | 0 | 200 | 0 | 0 | |
Navios Maritime Holdings | COM | y62196103 | 32,611 | 18,529 | SH | SOLE | 0 | 18,529 | 0 | 0 | |
Navios Maritime Partners | COM | y62267102 | 52,543 | 8,728 | SH | SOLE | 0 | 8,728 | 0 | 0 | |
Teekay LNG Partners | COM | y8564m105 | 1,495,001 | 142,381 | SH | SOLE | 0 | 142,381 | 0 | 0 | |
Teekay Inc | COM | y8564w103 | 42,448 | 19,035 | SH | SOLE | 0 | 19,035 | 0 | 0 | |
Teekay Tankers Ltd | COM | y8565n102 | 13,669 | 1,261 | SH | SOLE | 0 | 1,261 | 0 | 0 |