The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Allstate Corporation | COM | 020002101 | 485,011 | 4,412 | SH | SOLE | 0 | 4,412 | 0 | 0 | |
Alpha Metallurgical Resources | COM | 020764106 | 701,688 | 61,714 | SH | SOLE | 0 | 61,714 | 0 | 0 | |
Amazon.com | COM | 023135106 | 390,832 | 120 | SH | SOLE | 0 | 120 | 0 | 0 | |
American Express Company | COM | 025816109 | 1,404,249 | 11,614 | SH | SOLE | 0 | 11,614 | 0 | 0 | |
Amgen | COM | 031162100 | 2,662,244 | 11,579 | SH | SOLE | 0 | 11,579 | 0 | 0 | |
Apple | COM | 037833100 | 3,189,124 | 24,034 | SH | SOLE | 0 | 24,034 | 0 | 0 | |
Astrazeneca | COM | 046353108 | 44,991 | 900 | SH | SOLE | 0 | 900 | 0 | 0 | |
Bank of America | COM | 060505104 | 1,083,522 | 35,748 | SH | SOLE | 0 | 35,748 | 0 | 0 | |
Bank of America | CONV PREF | 060505682 | 44,039 | 29 | SH | SOLE | 0 | 29 | 0 | 0 | |
Barrick Gold | COM | 067901108 | 11,823 | 519 | SH | SOLE | 0 | 519 | 0 | 0 | |
Bed Bath & Beyond | COM | 075896100 | 35,520 | 2,000 | SH | SOLE | 0 | 2,000 | 0 | 0 | |
Berkshire Hills Bancorp | COM | 084680107 | 35,558 | 2,077 | SH | SOLE | 0 | 2,077 | 0 | 0 | |
Boeing | COM | 097023105 | 2,731,620 | 12,761 | SH | SOLE | 0 | 12,761 | 0 | 0 | |
Bright Horizon Family Solutions | COM | 109194100 | 45,323 | 262 | SH | SOLE | 0 | 262 | 0 | 0 | |
Caterpillar | COM | 149123101 | 2,197,527 | 12,073 | SH | SOLE | 0 | 12,073 | 0 | 0 | |
Central Valley Community Bancorp | COM | 155685100 | 292,901 | 19,671 | SH | SOLE | 0 | 19,671 | 0 | 0 | |
Chevron Corporation | COM | 166764100 | 1,306,273 | 15,468 | SH | SOLE | 0 | 15,468 | 0 | 0 | |
Citigroup | COM | 172967424 | 1,200,335 | 19,467 | SH | SOLE | 0 | 19,467 | 0 | 0 | |
Citizens Financial Group | COM | 174610105 | 376,910 | 10,540 | SH | SOLE | 0 | 10,540 | 0 | 0 | |
Citizens Community Bancorp | COM | 174903104 | 1,079,047 | 99,086 | SH | SOLE | 0 | 99,086 | 0 | 0 | |
Civista Bancshares | COM | 178867107 | 979,138 | 55,855 | SH | SOLE | 0 | 55,855 | 0 | 0 | |
Cleveland-Cliffs | COM | 185899101 | 1,643,678 | 112,890 | SH | SOLE | 0 | 112,890 | 0 | 0 | |
Coca-Cola | COM | 191216100 | 698,333 | 12,734 | SH | SOLE | 0 | 12,734 | 0 | 0 | |
Codorus Bancorp | COM | 192025104 | 626,744 | 36,954 | SH | SOLE | 0 | 36,954 | 0 | 0 | |
McDermott International | COM | 220014096 | 106,630 | 131,642 | SH | SOLE | 0 | 131,642 | 0 | 0 | |
Cowen Inc | CONV PREF | 223622507 | 3,340,850 | 3,065 | SH | SOLE | 0 | 3,065 | 0 | 0 | |
Cummins Inc | COM | 231021106 | 436,259 | 1,921 | SH | SOLE | 0 | 1,921 | 0 | 0 | |
Walt Disney | COM | 254687106 | 2,252,182 | 12,431 | SH | SOLE | 0 | 12,431 | 0 | 0 | |
Dow Inc | COM | 260557103 | 770,011 | 13,874 | SH | SOLE | 0 | 13,874 | 0 | 0 | |
Enable Midstream Partners | COM | 292480100 | 21,040 | 4,000 | SH | SOLE | 0 | 4,000 | 0 | 0 | |
Enterprise Products Partners | COM | 293792107 | 1,544,593 | 78,846 | SH | SOLE | 0 | 78,846 | 0 | 0 | |
Equitrans Midstream | COM | 294600101 | 920,249 | 114,459 | SH | SOLE | 0 | 114,459 | 0 | 0 | |
EZCORP | COM | 302301106 | 14,370 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
F.N.B. Corporation | COM | 302520101 | 93,632 | 9,856 | SH | SOLE | 0 | 9,856 | 0 | 0 | |
Federal Agricultural Mortgage | COM | 313148306 | 18,563 | 250 | SH | SOLE | 0 | 250 | 0 | 0 | |
Freddie Mac | PREF STK | 313400640 | 1,110,788 | 148,105 | SH | SOLE | 0 | 148,105 | 0 | 0 | |
Fannie Mae | PREF STK | 313586752 | 51,480 | 6,000 | SH | SOLE | 0 | 6,000 | 0 | 0 | |
Fifth Third Bancorp | COM | 316773100 | 235,310 | 8,535 | SH | SOLE | 0 | 8,535 | 0 | 0 | |
First Bancshares | COM | 318916103 | 1,400,439 | 45,351 | SH | SOLE | 0 | 45,351 | 0 | 0 | |
First Community Corp | COM | 319835104 | 824,270 | 48,515 | SH | SOLE | 0 | 48,515 | 0 | 0 | |
The First Financial Corp | COM | 320218100 | 312,984 | 8,056 | SH | SOLE | 0 | 8,056 | 0 | 0 | |
First Horizon National Corporation | COM | 320517105 | 31,262 | 2,450 | SH | SOLE | 0 | 2,450 | 0 | 0 | |
Ford Motor | COM | 345370860 | 49,371 | 5,617 | SH | SOLE | 0 | 5,617 | 0 | 0 | |
General Electric | COM | 369604103 | 150,296 | 13,916 | SH | SOLE | 0 | 13,916 | 0 | 0 | |
Genesis Energy | COM | 371927104 | 962,432 | 154,981 | SH | SOLE | 0 | 154,981 | 0 | 0 | |
Groupon | COM | 399473206 | 858,117 | 22,585 | SH | SOLE | 0 | 22,585 | 0 | 0 | |
Hancock Whitney Corporation | COM | 410120109 | 213,680 | 6,281 | SH | SOLE | 0 | 6,281 | 0 | 0 | |
Hawaiian Holdings | COM | 419879101 | 21,789 | 1,231 | SH | SOLE | 0 | 1,231 | 0 | 0 | |
Hawthorn Bancshares | COM | 420476103 | 559,545 | 25,550 | SH | SOLE | 0 | 25,550 | 0 | 0 | |
Hess Midstream Partners | COM | 428103105 | 997,933 | 50,993 | SH | SOLE | 0 | 50,993 | 0 | 0 | |
Home Depot | COM | 437076102 | 3,297,938 | 12,416 | SH | SOLE | 0 | 12,416 | 0 | 0 | |
Honeywell | COM | 438516106 | 2,515,816 | 11,828 | SH | SOLE | 0 | 11,828 | 0 | 0 | |
Ingredion | COM | 457187102 | 418,918 | 5,325 | SH | SOLE | 0 | 5,325 | 0 | 0 | |
Intel Corporation | COM | 458140100 | 707,992 | 14,211 | SH | SOLE | 0 | 14,211 | 0 | 0 | |
International Business Machines | COM | 459200101 | 1,609,628 | 12,787 | SH | SOLE | 0 | 12,787 | 0 | 0 | |
iShares Barclays TIPS Bond | COM | 464287176 | 216,547 | 1,696 | SH | SOLE | 0 | 1,696 | 0 | 0 | |
iShares MSCI Emerging Markets Index | COM | 464287234 | 238,457 | 4,615 | SH | SOLE | 0 | 4,615 | 0 | 0 | |
iShares DJ US Financial Sector | COM | 464287788 | 163,720 | 2,452 | SH | SOLE | 0 | 2,452 | 0 | 0 | |
Johnson & Johnson | COM | 478160104 | 2,280,908 | 14,493 | SH | SOLE | 0 | 14,493 | 0 | 0 | |
La-Z-Boy | COM | 505336107 | 1,189,383 | 29,854 | SH | SOLE | 0 | 29,854 | 0 | 0 | |
Lannett Company | COM | 516012101 | 635,263 | 97,433 | SH | SOLE | 0 | 97,433 | 0 | 0 | |
Las Vegas Sands | COM | 517834107 | 50,779 | 852 | SH | SOLE | 0 | 852 | 0 | 0 | |
MDC Holdings | COM | 552676108 | 1,445,850 | 29,750 | SH | SOLE | 0 | 29,750 | 0 | 0 | |
MVB Financial | COM | 553810102 | 938,181 | 41,366 | SH | SOLE | 0 | 41,366 | 0 | 0 | |
Magellan Midstream Partners | COM | 559080106 | 1,695,011 | 39,939 | SH | SOLE | 0 | 39,939 | 0 | 0 | |
McDonald's | COM | 580135101 | 2,701,133 | 12,588 | SH | SOLE | 0 | 12,588 | 0 | 0 | |
Mesa Air Group | COM | 590479135 | 1,114,327 | 166,566 | SH | SOLE | 0 | 166,566 | 0 | 0 | |
Microsoft | COM | 594918104 | 2,986,756 | 13,428 | SH | SOLE | 0 | 13,428 | 0 | 0 | |
MidWest One Financial | COM | 598511103 | 1,492,148 | 60,904 | SH | SOLE | 0 | 60,904 | 0 | 0 | |
NMI Holdings | COM | 629209305 | 1,616,463 | 71,367 | SH | SOLE | 0 | 71,367 | 0 | 0 | |
Newmont Mining | COM | 651639106 | 45,337 | 757 | SH | SOLE | 0 | 757 | 0 | 0 | |
Nike | COM | 654106103 | 1,637,232 | 11,573 | SH | SOLE | 0 | 11,573 | 0 | 0 | |
Northern Trust | COM | 665859104 | 489,544 | 5,256 | SH | SOLE | 0 | 5,256 | 0 | 0 | |
OceanFirst Financial | COM | 675234108 | 554,056 | 29,740 | SH | SOLE | 0 | 29,740 | 0 | 0 | |
Old National Bancorp | COM | 680033107 | 1,021,636 | 61,693 | SH | SOLE | 0 | 61,693 | 0 | 0 | |
ONEOK | COM | 682680103 | 2,222,547 | 57,909 | SH | SOLE | 0 | 57,909 | 0 | 0 | |
PNC Financial Services | COM | 693475105 | 573,352 | 3,848 | SH | SOLE | 0 | 3,848 | 0 | 0 | |
Pacwest Bancorp | COM | 695263103 | 376,250 | 14,813 | SH | SOLE | 0 | 14,813 | 0 | 0 | |
Parke Bancorp | COM | 700885106 | 689,064 | 44,171 | SH | SOLE | 0 | 44,171 | 0 | 0 | |
Peoples Bancorp of NC | COM | 710577107 | 803,145 | 34,889 | SH | SOLE | 0 | 34,889 | 0 | 0 | |
Pfizer | COM | 717081103 | 196,345 | 5,334 | SH | SOLE | 0 | 5,334 | 0 | 0 | |
Phillips 66 Partners | COM | 718549207 | 740,109 | 28,024 | SH | SOLE | 0 | 28,024 | 0 | 0 | |
Plains All American Pipeline | COM | 726503105 | 42,477 | 5,155 | SH | SOLE | 0 | 5,155 | 0 | 0 | |
Pricesmart | COM | 741511109 | 9,109 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | |
Procter & Gamble | COM | 742718109 | 1,845,970 | 13,267 | SH | SOLE | 0 | 13,267 | 0 | 0 | |
Realty Income Corp | COM | 756109104 | 39,913 | 642 | SH | SOLE | 0 | 642 | 0 | 0 | |
Reliance Steel | COM | 759509102 | 468,702 | 3,914 | SH | SOLE | 0 | 3,914 | 0 | 0 | |
Republic Services | COM | 760759100 | 25,520 | 265 | SH | SOLE | 0 | 265 | 0 | 0 | |
Shell Midstream Partners | COM | 822634101 | 538,978 | 53,470 | SH | SOLE | 0 | 53,470 | 0 | 0 | |
Snap-On Inc | COM | 833034101 | 479,705 | 2,803 | SH | SOLE | 0 | 2,803 | 0 | 0 | |
Southern National Bancorp of Virginia | COM | 843395104 | 801,101 | 66,152 | SH | SOLE | 0 | 66,152 | 0 | 0 | |
Southwestern Energy | COM | 845467109 | 2,980 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | |
SunPower Corporation | COM | 867652406 | 6,051 | 236 | SH | SOLE | 0 | 236 | 0 | 0 | |
Superior Industries | COM | 868168105 | 233,947 | 57,200 | SH | SOLE | 0 | 57,200 | 0 | 0 | |
Tandem Diabetes | COM | 875372203 | 46,118 | 482 | SH | SOLE | 0 | 482 | 0 | 0 | |
Timberland Bancorp | COM | 887098101 | 24,260 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | |
Toll Brothers | COM | 889478103 | 8,694 | 200 | SH | SOLE | 0 | 200 | 0 | 0 | |
Turtle Beach | COM | 900450206 | 1,742,619 | 80,864 | SH | SOLE | 0 | 80,864 | 0 | 0 | |
Umpqua Holdings Corporation | COM | 904214103 | 15,140 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | |
Union Pacific Corporation | COM | 907818108 | 574,687 | 2,760 | SH | SOLE | 0 | 2,760 | 0 | 0 | |
Unisys Corp | COM | 909214306 | 1,483,518 | 75,382 | SH | SOLE | 0 | 75,382 | 0 | 0 | |
Unit Corp | WARRANT | 909218125 | 96 | 9,635 | SH | SOLE | 0 | 9,635 | 0 | 0 | |
Unit Corp | COM | 909218406 | 280 | 280,000 | SH | SOLE | 0 | 280,000 | 0 | 0 | |
United Bancshares | COM | 909458101 | 1,027,725 | 40,398 | SH | SOLE | 0 | 40,398 | 0 | 0 | |
United Parcel Service | COM | 911312106 | 96,325 | 572 | SH | SOLE | 0 | 572 | 0 | 0 | |
Wal-Mart Stores | COM | 931142103 | 1,749,981 | 12,140 | SH | SOLE | 0 | 12,140 | 0 | 0 | |
Walgreens Boots | COM | 931427108 | 525,419 | 13,175 | SH | SOLE | 0 | 13,175 | 0 | 0 | |
Westlake Chemical Partners | COM | 960417103 | 307,536 | 12,900 | SH | SOLE | 0 | 12,900 | 0 | 0 | |
Williams Companies | COM | 969457100 | 2,214,421 | 110,445 | SH | SOLE | 0 | 110,445 | 0 | 0 | |
Yelp | COM | 985817105 | 1,059,978 | 32,445 | SH | SOLE | 0 | 32,445 | 0 | 0 | |
Zions Bancorp | COM | 989701107 | 497,866 | 11,461 | SH | SOLE | 0 | 11,461 | 0 | 0 | |
Argan Inc | COM | 04010e109 | 1,045,070 | 23,490 | SH | SOLE | 0 | 23,490 | 0 | 0 | |
Travelers Companies | COM | 89417e109 | 1,678,825 | 11,960 | SH | SOLE | 0 | 11,960 | 0 | 0 | |
AMG Capital | CONV PREF | 00170F209 | 1,341,450 | 27,500 | SH | SOLE | 0 | 27,500 | 0 | 0 | |
A T & T | COM | 00206r102 | 122,719 | 4,267 | SH | SOLE | 0 | 4,267 | 0 | 0 | |
Alliance Resource Partners | COM | 01877r108 | 540,951 | 120,748 | SH | SOLE | 0 | 120,748 | 0 | 0 | |
Altria Group | COM | 02209s103 | 83,476 | 2,036 | SH | SOLE | 0 | 2,036 | 0 | 0 | |
Altus Midstream Company | COM | 02215l209 | 1,400,734 | 29,514 | SH | SOLE | 0 | 29,514 | 0 | 0 | |
American Airlines Group | COM | 02376R102 | 254,906 | 16,164 | SH | SOLE | 0 | 16,164 | 0 | 0 | |
American Airlines | CONV BOND | 02376RAF9 | 62,828 | 50,000 | PRN | SOLE | 0 | 50,000 | 0 | 0 | |
Antero Midstream | COM | 03676b102 | 2,027,650 | 262,990 | SH | SOLE | 0 | 262,990 | 0 | 0 | |
Arcbest | COM | 03937c105 | 1,129,390 | 26,468 | SH | SOLE | 0 | 26,468 | 0 | 0 | |
Atlas Air Worldwide | CONV BOND | 049164BH8 | 1,809,043 | 1,740,000 | PRN | SOLE | 0 | 1,740,000 | 0 | 0 | |
BOK Financial | COM | 05561q201 | 279,878 | 4,087 | SH | SOLE | 0 | 4,087 | 0 | 0 | |
BP Midstream Partners | COM | 0556EL109 | 489,667 | 46,195 | SH | SOLE | 0 | 46,195 | 0 | 0 | |
BancFirst Corporation | COM | 05945f103 | 282,054 | 4,805 | SH | SOLE | 0 | 4,805 | 0 | 0 | |
Banc of California | COM | 05990k106 | 125,212 | 8,512 | SH | SOLE | 0 | 8,512 | 0 | 0 | |
Brighthouse Financial | COM | 10922n103 | 1,243,099 | 34,335 | SH | SOLE | 0 | 34,335 | 0 | 0 | |
CareDx Inc | COM | 14167l103 | 18,113 | 250 | SH | SOLE | 0 | 250 | 0 | 0 | |
Chesapeake Energy | CONV BOND | 165167CY1 | 171,100 | 2,950,000 | PRN | SOLE | 0 | 2,950,000 | 0 | 0 | |
Cisco Systems | COM | 17275r102 | 679,439 | 15,183 | SH | SOLE | 0 | 15,183 | 0 | 0 | |
Colony Capital | COM | 19624r106 | 19,817 | 4,120 | SH | SOLE | 0 | 4,120 | 0 | 0 | |
Contura Energy | WARRANT | 21241b118 | 69,332 | 63,607 | SH | SOLE | 0 | 63,607 | 0 | 0 | |
Customers Bancorp | COM | 23204g100 | 223,250 | 12,280 | SH | SOLE | 0 | 12,280 | 0 | 0 | |
DR Horton | COM | 23331a109 | 17,230 | 250 | SH | SOLE | 0 | 250 | 0 | 0 | |
Delek Logistics Partners | COM | 24664t103 | 983,840 | 30,745 | SH | SOLE | 0 | 30,745 | 0 | 0 | |
EOG Resources | COM | 26875p101 | 9,974 | 200 | SH | SOLE | 0 | 200 | 0 | 0 | |
Eagle Bancorp Montana | COM | 26942g100 | 829,978 | 39,113 | SH | SOLE | 0 | 39,113 | 0 | 0 | |
Encore Capital Group | CONV BOND | 292554AH5 | 1,946,610 | 1,935,000 | PRN | SOLE | 0 | 1,935,000 | 0 | 0 | |
Energy Transfer | COM | 29273v100 | 761,259 | 123,181 | SH | SOLE | 0 | 123,181 | 0 | 0 | |
EnLink Midstream | COM | 29336t100 | 731,371 | 197,135 | SH | SOLE | 0 | 197,135 | 0 | 0 | |
Essa Bancorp | COM | 29667d104 | 907,140 | 60,476 | SH | SOLE | 0 | 60,476 | 0 | 0 | |
EZCorp | CONV BOND | 302301AE6 | 1,227,097 | 1,521,000 | PRN | SOLE | 0 | 1,521,000 | 0 | 0 | |
EZCorp | CONV BOND | 302301AF3 | 292,708 | 325,000 | PRN | SOLE | 0 | 325,000 | 0 | 0 | |
Exxon Mobil | COM | 30231g102 | 112,778 | 2,736 | SH | SOLE | 0 | 2,736 | 0 | 0 | |
FBL Financial Group | COM | 30239f106 | 1,121,719 | 21,362 | SH | SOLE | 0 | 21,362 | 0 | 0 | |
1st Constitution Bancorp | COM | 31986n102 | 165,082 | 10,402 | SH | SOLE | 0 | 10,402 | 0 | 0 | |
First United Corp | COM | 33741h107 | 917,368 | 59,185 | SH | SOLE | 0 | 59,185 | 0 | 0 | |
First US Bancshares | COM | 33744v103 | 326,354 | 36,200 | SH | SOLE | 0 | 36,200 | 0 | 0 | |
General Motors | COM | 37045v100 | 19,446 | 467 | SH | SOLE | 0 | 467 | 0 | 0 | |
Global Eagle Entertainment | CONV BOND | 37951DAB8 | 50 | 5,000 | PRN | SOLE | 0 | 5,000 | 0 | 0 | |
Goldman Sachs | COM | 38141g104 | 3,165,311 | 12,003 | SH | SOLE | 0 | 12,003 | 0 | 0 | |
GoodRX Holdings | COM | 38246G108 | 6,051 | 150 | SH | SOLE | 0 | 150 | 0 | 0 | |
COM | 38259p706 | 140,150 | 80 | SH | SOLE | 0 | 80 | 0 | 0 | ||
Greenbriar | CONV BOND | 393657AK7 | 1,965,171 | 1,950,000 | PRN | SOLE | 0 | 1,950,000 | 0 | 0 | |
HMN Financial | COM | 40424g108 | 779,943 | 45,345 | SH | SOLE | 0 | 45,345 | 0 | 0 | |
Homestreet | COM | 43785u102 | 559,435 | 16,576 | SH | SOLE | 0 | 16,576 | 0 | 0 | |
Horizon Global | CONV BOND | 44052WAA2 | 1,871,896 | 2,080,000 | PRN | SOLE | 0 | 2,080,000 | 0 | 0 | |
Inovio Pharmaceuticals | COM | 45773h201 | 4,425 | 500 | SH | SOLE | 0 | 500 | 0 | 0 | |
Iridium Communications | COM | 46269c102 | 116,992 | 2,975 | SH | SOLE | 0 | 2,975 | 0 | 0 | |
iShares 0-5 Yr High Yield Corporate Bond | COM | 46434v407 | 1,598,352 | 35,175 | SH | SOLE | 0 | 35,175 | 0 | 0 | |
JPMorgan Chase | COM | 46625h100 | 1,773,643 | 13,958 | SH | SOLE | 0 | 13,958 | 0 | 0 | |
JP Morgan Chase Alerian | COM | 46625h365 | 18,404 | 1,325 | SH | SOLE | 0 | 1,325 | 0 | 0 | |
Kimball Electronics | COM | 49428j109 | 1,150,241 | 71,935 | SH | SOLE | 0 | 71,935 | 0 | 0 | |
Kinder Morgan | COM | 49456b101 | 610,320 | 44,647 | SH | SOLE | 0 | 44,647 | 0 | 0 | |
LGI Homes | COM | 50187t106 | 739,997 | 6,991 | SH | SOLE | 0 | 6,991 | 0 | 0 | |
MPLX | COM | 55336v100 | 1,731,483 | 79,976 | SH | SOLE | 0 | 79,976 | 0 | 0 | |
Macquarie Infrastructure | CONV BOND | 55608BAB1 | 1,505,183 | 1,515,000 | PRN | SOLE | 0 | 1,515,000 | 0 | 0 | |
Macy's | COM | 55616p104 | 4,500 | 400 | SH | SOLE | 0 | 400 | 0 | 0 | |
Mastercard | COM | 57636q104 | 142,776 | 400 | SH | SOLE | 0 | 400 | 0 | 0 | |
Merck | COM | 58933y105 | 1,099,965 | 13,447 | SH | SOLE | 0 | 13,447 | 0 | 0 | |
Meritage Homes | COM | 59001a102 | 8,282 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | |
NGL Energy Partners | COM | 62913M107 | 29,016 | 12,090 | SH | SOLE | 0 | 12,090 | 0 | 0 | |
Oracle Corporation | COM | 68389x105 | 109,650 | 1,695 | SH | SOLE | 0 | 1,695 | 0 | 0 | |
Pacific Premier Bancorp | COM | 69478x105 | 916,590 | 29,256 | SH | SOLE | 0 | 29,256 | 0 | 0 | |
Palantir Technologies | COM | 69608a109 | 35,325 | 1,500 | SH | SOLE | 0 | 1,500 | 0 | 0 | |
Paypal Holdings | COM | 70450y103 | 29,275 | 125 | SH | SOLE | 0 | 125 | 0 | 0 | |
Peoples Financial | COM | 71103b102 | 935,591 | 69,303 | SH | SOLE | 0 | 69,303 | 0 | 0 | |
Plains GP Holdings | COM | 72651a207 | 15,633 | 1,850 | SH | SOLE | 0 | 1,850 | 0 | 0 | |
PowerShares QQQ Trust | COM | 73935a104 | 126,123 | 402 | SH | SOLE | 0 | 402 | 0 | 0 | |
Premier Financial Bancorp | COM | 74050m105 | 933,745 | 70,259 | SH | SOLE | 0 | 70,259 | 0 | 0 | |
QCR Holdings | COM | 74727a104 | 3,637,091 | 91,869 | SH | SOLE | 0 | 91,869 | 0 | 0 | |
QEP Resources | COM | 74733v100 | 3,585 | 1,500 | SH | SOLE | 0 | 1,500 | 0 | 0 | |
Pyxus Intternational | COM | 74737V205 | 275,617 | 58,642 | SH | SOLE | 0 | 58,642 | 0 | 0 | |
SB Financial Group | COM | 78408d105 | 2,870,660 | 157,038 | SH | SOLE | 0 | 157,038 | 0 | 0 | |
SPDR S&P 600 Small Cap Value | COM | 78464a300 | 355,506 | 5,371 | SH | SOLE | 0 | 5,371 | 0 | 0 | |
SPDR Dow Jones Industrial Average | COM | 78467x109 | 10,365,933 | 33,899 | SH | SOLE | 0 | 33,899 | 0 | 0 | |
salesforce.com | COM | 79466l302 | 2,477,426 | 11,133 | SH | SOLE | 0 | 11,133 | 0 | 0 | |
SandRidge Energy | COM | 80007p869 | 19,158 | 6,180 | SH | SOLE | 0 | 6,180 | 0 | 0 | |
Financial Sector SPDR | COM | 81369y105 | 47,168 | 1,600 | SH | SOLE | 0 | 1,600 | 0 | 0 | |
Sounds Financial | COM | 83607a100 | 263,843 | 8,310 | SH | SOLE | 0 | 8,310 | 0 | 0 | |
Sterling Bancorp | COM | 85917a100 | 406,905 | 22,631 | SH | SOLE | 0 | 22,631 | 0 | 0 | |
Summit Financial Group | COM | 86606g101 | 2,040,365 | 92,408 | SH | SOLE | 0 | 92,408 | 0 | 0 | |
Sunpower Corp | CONV BOND | 867652AJ8 | 984,025 | 985,000 | PRN | SOLE | 0 | 985,000 | 0 | 0 | |
Sunpower | CONV BOND | 867652AL3 | 1,292,740 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
SuRo Capital | COM | 86887q109 | 28,798 | 2,200 | SH | SOLE | 0 | 2,200 | 0 | 0 | |
Synaptics | CONV BOND | 87157DAD1 | 1,935,192 | 1,400,000 | PRN | SOLE | 0 | 1,400,000 | 0 | 0 | |
Talos Energy | COM | 87484t108 | 762,126 | 92,491 | SH | SOLE | 0 | 92,491 | 0 | 0 | |
Talos Energy | WARRANT | 87484t116 | 344 | 7,600 | SH | SOLE | 0 | 7,600 | 0 | 0 | |
Targa Resources | COM | 87612g101 | 1,229,782 | 46,618 | SH | SOLE | 0 | 46,618 | 0 | 0 | |
Teekay Corp | CONV BOND | 87900YAE3 | 862,100 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
3M | COM | 88579y101 | 2,071,786 | 11,853 | SH | SOLE | 0 | 11,853 | 0 | 0 | |
Truist Financial Corp | COM | 89832q109 | 345,959 | 7,218 | SH | SOLE | 0 | 7,218 | 0 | 0 | |
Tutor Perini Corp | CONV BOND | 901109AD0 | 1,829,860 | 1,839,000 | PRN | SOLE | 0 | 1,839,000 | 0 | 0 | |
Uber Technologies | COM | 90353t100 | 14,280 | 280 | SH | SOLE | 0 | 280 | 0 | 0 | |
UnitedHealth Group | COM | 91324p102 | 4,196,237 | 11,966 | SH | SOLE | 0 | 11,966 | 0 | 0 | |
Uniti Group | COM | 91325v108 | 407,676 | 34,755 | SH | SOLE | 0 | 34,755 | 0 | 0 | |
Vaalco Energy | COM | 91851c201 | 369,541 | 208,780 | SH | SOLE | 0 | 208,780 | 0 | 0 | |
Verizon | COM | 92343v104 | 830,020 | 14,128 | SH | SOLE | 0 | 14,128 | 0 | 0 | |
Visa | COM | 92826c839 | 2,549,954 | 11,658 | SH | SOLE | 0 | 11,658 | 0 | 0 | |
Western Midstream Partners | COM | 95825r103 | 765,559 | 55,395 | SH | SOLE | 0 | 55,395 | 0 | 0 | |
Wintrust Financial | COM | 97650w108 | 1,435,065 | 23,491 | SH | SOLE | 0 | 23,491 | 0 | 0 | |
WPX Energy | COM | 98212b103 | 40,169 | 4,929 | SH | SOLE | 0 | 4,929 | 0 | 0 | |
Deutsche Bank | COM | d18190898 | 178,760 | 16,400 | SH | SOLE | 0 | 16,400 | 0 | 0 | |
Arcos Dorados Holdings | COM | g0457f107 | 42,433 | 8,436 | SH | SOLE | 0 | 8,436 | 0 | 0 | |
Bunge | CONV PREF | g16962204 | 1,761,004 | 16,156 | SH | SOLE | 0 | 16,156 | 0 | 0 | |
McDermott | WARRANT | G5924V114 | 652 | 65,197 | SH | SOLE | 0 | 65,197 | 0 | 0 | |
McDermott | WARRANT | G5924V122 | 724 | 72,441 | SH | SOLE | 0 | 72,441 | 0 | 0 | |
Seagate Technology | COM | G7945M107 | 12,432 | 200 | SH | SOLE | 0 | 200 | 0 | 0 | |
Frank's International | COM | N33462107 | 921,150 | 336,186 | SH | SOLE | 0 | 336,186 | 0 | 0 | |
Navios Maritime Holdings | COM | y62196103 | 41,690 | 18,529 | SH | SOLE | 0 | 18,529 | 0 | 0 | |
Navios Maritime Partners | COM | y62267102 | 93,647 | 8,361 | SH | SOLE | 0 | 8,361 | 0 | 0 | |
Teekay LNG Partners | COM | y8564m105 | 1,195,037 | 104,279 | SH | SOLE | 0 | 104,279 | 0 | 0 | |
Teekay Inc | COM | y8564w103 | 25,166 | 11,705 | SH | SOLE | 0 | 11,705 | 0 | 0 | |
Teekay Tankers | COM | y8565n102 | 13,884 | 1,261 | SH | SOLE | 0 | 1,261 | 0 | 0 |