UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 10-K/A
Amendment No. 1
X.
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2016
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from ____ to ____
Commission file number: 000-53450
REMSLEEP HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
Nevada |
| 47-5386867 |
(State or other jurisdiction of incorporation or organization) |
| (I.R.S. Employer Identification No.) |
699 Walnut St. Suite 400, Des Moines, Iowa 50309-3962
(Address of principal executive offices) (Zip Code)
515-724-5994
(Registrant’s telephone number)
Securities registered pursuant to Section 12(b) of the Exchange Act: None.
Securities registered pursuant to Section 12(g) of the Exchange Act:
Common Stock, $0.001 par value |
| Pink Sheets |
(Title of class) |
| (Name of trading medium) |
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes .No X.
Check whether the issuer is not required to file reports pursuant to Section 13 or 15(d) of the Exchange Act. Yes .No X.
Check whether the issuer (1) filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes .No X.
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes X.No .
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment of this Form 10-K. Yes .No X.
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or smaller reporting company.
Large accelerated filer . Accelerated filer . Non-accelerated filer . Smaller reporting company X.
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Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes .No X.
As of December 31, 2016, the number of shares of common stock of the registrant outstanding is 63,012,227 and the number of shares of convertible preferred stock outstanding is 2,500,000.
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EXPLANATORY NOTE
The purpose of this Amendment No. 1 on Form 10–K/A to Remsleep Holdings Inc.’s annual report on Form 10–K for the period ended December 31, 2016, filed with the Securities and Exchange Commission on April 17, 2017 (the “Form 10–K”), is solely to furnish Exhibit 101 to the Form 10–K in accordance with Rule 405 of Regulation S–T.
No other changes have been made to the Form 10–K. This Amendment No. 1 speaks as of the original filing date of the Form 10–K, does not reflect events that may have occurred subsequent to the original filing date and does not modify or update in any way disclosures made in the original Form 10–K.
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PART IV
ITEM 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES
(b) Exhibits
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| Incorporated by reference | |||
Exhibit Number | Exhibit Description | Filed herewith | Form | Period ending | Exhibit | Filing date |
31.1 | Certification of Principal Executive Officer and Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act | - | 10-K | 12/31/16 | 31.1 | 4/17/17 |
32.1 | Certification Principal Executive Officer and Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act | - | 10-K | 12/31/16 | 31.1 | 4/17/17 |
101 | XBRL | X |
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused the report to be signed on its behalf by the undersigned, thereunto duly authorized.
RemSleep Holdings, Inc.
By:/s/ Tom Wood
Tom Wood
Principal Executive Officer/Chief Executive Officer/Director
Principle Financial Officer/Chief Financial Officer/Chief Accounting Officer
Date: April 18, 2017
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
Signature | Title | Date |
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/s/ Tom Wood | Principal Executive Officer/Chief Executive Officer | April 18, 2017 |
Tom Wood | Principal Financial Officer/Chief Financial Officer/Chief Accounting Officer |
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