Exhibit Number | Exhibit Description | Filed Herewith or Incorporated by Reference | Information About the Filing that Includes the Document Incorporated by Reference |
Registrant that Made the Filing | File No. of Such Registrant | Type of Filing | Exhibit of Document in that Filing | Filing Date |
(p)(8) | CenterSquare Investment Management LLC Code of Ethics, effective December 5, 2019 | Incorporated by Reference | Columbia Funds Variable Series Trust II | 333-146374 | Post-Effective Amendment #71 on Form N-1A | (p)(7) | 4/28/2020 |
(p)(9) | Dimensional Fund Advisors LP Code of Ethics, effective January, 2020 | Incorporated by Reference | Columbia Funds Variable Series Trust II | 333-146374 | Post-Effective Amendment #71 on Form N-1A | (p)(8) | 4/28/2020 |
(p)(10) | J.P. Morgan Investment Management Inc. Code of Ethics, effective February 1, 2005, last revised December 13, 2019 | Incorporated by Reference | Columbia Funds Variable Series Trust II | 333-146374 | Post-Effective Amendment #71 on Form N-1A | (p)(9) | 4/28/2020 |
(p)(11) | Jacobs Levy Equity Management, Inc. Code of Ethics, dated January 1, 2016 | Incorporated by Reference | Columbia Funds Variable Series Trust II | 333-146374 | Post-Effective Amendment #62 on Form N-1A | (p)(12) | 4/27/2017 |
(p)(12) | Loomis, Sayles & Company, L.P. Code of Ethics, effective January 14, 2000, as amended April 18, 2018 | Incorporated by Reference | Columbia Funds Series Trust I | 2-99356 | Post-Effective Amendment #332 on Form N-1A | (p)(11) | 8/27/2018 |
(p)(13) | Los Angeles Capital Management and Equity Research, Inc. Code of Ethics, dated January 7, 2020 | Incorporated by Reference | Columbia Funds Variable Series Trust II | 333-146374 | Post-Effective Amendment #71 on Form N-1A | (p)(12) | 4/28/2020 |
(p)(14) | Massachusetts Financial Services Company Code of Ethics, effective December 16, 2019 | Incorporated by Reference | Columbia Funds Variable Series Trust II | 333-146374 | Post-Effective Amendment #71 on Form N-1A | (p)(13) | 4/28/2020 |
(p)(15) | Morgan Stanley Investment Management Inc. Code of Ethics, effective December 12, 2019 | Incorporated by Reference | Columbia Funds Variable Series Trust II | 333-146374 | Post-Effective Amendment #71 on Form N-1A | (p)(14) | 4/28/2020 |
(p)(16) | Nuveen Asset Management, LLC Code of Ethics, dated August 26, 2019 | Incorporated by Reference | Columbia Funds Variable Series Trust II | 333-146374 | Post-Effective Amendment #71 on Form N-1A | (p)(15) | 4/28/2020 |
(p)(16)(i) | Nuveen Asset Management, LLC Code of Ethics Supplement, amended September 25, 2019 | Incorporated by Reference | Columbia Funds Variable Series Trust II | 333-146374 | Post-Effective Amendment #72 on Form N-1A | (p)(15)(i) | 5/12/2020 |
(p)(17) | Schroder Investment Management North America Inc. Code of Ethics, effective May 1, 2017, revised May 2019 | Incorporated by Reference | Columbia Funds Variable Series Trust II | 333-146374 | Post-Effective Amendment #72 on Form N-1A | (p)(16) | 5/12/2020 |
(p)(18) | Scout Investments, Inc. Code of Ethics, effective August 2019 | Incorporated by Reference | Columbia Funds Variable Series Trust II | 333-146374 | Post-Effective Amendment #71 on Form N-1A | (p)(16) | 4/28/2020 |
(p)(19) | Segall Bryant & Hamill, LLC Code of Ethics, dated October 1, 2018 | Incorporated by Reference | Columbia Funds Variable Series Trust II | 333-146374 | Post-Effective Amendment #68 on Form N-1A | (p)(18) | 4/26/2019 |
(p)(20) | T. Rowe Price Group, Inc. and Its Affiliates Code of Ethics, as of December 1, 2019 | Incorporated by Reference | Columbia Funds Variable Series Trust II | 333-146374 | Post-Effective Amendment #71 on Form N-1A | (p)(18) | 4/28/2020 |
(p)(21) | TCW Investment Management Company LLC Code of Ethics, dated December 16, 2019 | Incorporated by Reference | Columbia Funds Series Trust I | 2-99356 | Post-Effective Amendment #374 on Form N-1A | (p)(5) | 4/27/2020 |
(p)(22) | Victory Capital Management Inc. Code of Ethics, effective July 1, 2019 | Incorporated by Reference | Columbia Funds Variable Series Trust II | 333-146374 | Post-Effective Amendment #71 on Form N-1A | (p)(20) | 4/28/2020 |
(p)(23) | Wells Capital Management Incorporated Code of Ethics, effective January 2020 | Incorporated by Reference | Columbia Funds Series Trust I | 2-99356 | Post-Effective Amendment #374 on Form N-1A | (p)(11) | 4/27/2020 |
(p)(24) | Westfield Capital Management Company, L.P. Code of Ethics, as of August 16, 2019 | Incorporated by Reference | Columbia Funds Variable Series Trust II | 333-146374 | Post-Effective Amendment #71 on Form N-1A | (p)(22) | 4/28/2020 |