The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AGNICO EAGLE MINES LTD | COM | 008474108 | 5,584 | 128,220 | SH | SOLE | 127,070 | 0 | 1,150 | ||
| ALMADEN MINERALS | COM CL B | 020283305 | 4,067 | 7,024,724 | SH | SOLE | 6,936,840 | 0 | 87,884 | ||
| ARES CAPITAL | COM | 04010L103 | 3,241 | 188,991 | SH | SOLE | 180,144 | 0 | 8,847 | ||
| B2GOLD | COM | 11777Q209 | 4,623 | 1,651,200 | SH | SOLE | 1,651,200 | 0 | 0 | ||
| BARRICK GOLD CORPORATION | COM | 752344309 | 4,637 | 337,978 | SH | SOLE | 337,978 | 0 | 0 | ||
| COLLECTORS UNIVERSE | COM NEW | 19421R200 | 958 | 54,884 | SH | SOLE | 54,174 | 0 | 710 | ||
| EMX ROYALTY | COM | 26873J107 | 2,745 | 2,346,428 | SH | SOLE | 2,289,924 | 0 | 56,504 | ||
| FORTUNA SILVER | COM | 349915108 | 6,212 | 1,854,243 | SH | SOLE | 1,829,543 | 0 | 24,700 | ||
| FRANCO-NEVADA | COM | 351858105 | 17,108 | 227,799 | SH | SOLE | 223,257 | 0 | 4,542 | ||
| FREEPORT-MCMORAN INC | CL B | 35671D857 | 433 | 33,600 | SH | SOLE | 30,700 | 0 | 2,900 | ||
| GLADSTONE CAPITAL | COM | 376535100 | 798 | 88,151 | SH | SOLE | 85,551 | 0 | 2,600 | ||
| GLADSTONE INVESTMENT | COM | 376546107 | 1,551 | 133,135 | SH | SOLE | 128,580 | 0 | 4,554 | ||
| GLADSTONE LAND | COM | 376549101 | 1,038 | 83,054 | SH | SOLE | 79,654 | 0 | 3,400 | ||
| GOLDFIELDS | NEW SPONSORED ADR | 38059T106 | 4,518 | 1,207,900 | SH | SOLE | 1,204,900 | 0 | 3,000 | ||
| GOLDCORP | COM | 380956409 | 222 | 19,400 | SH | SOLE | 19,400 | 0 | 0 | ||
| GOLUB CAPITAL | COM | 38173M102 | 1,406 | 78,460 | SH | SOLE | 74,390 | 0 | 4,070 | ||
| KINROSS GOLD | COM NO PAR | 496902404 | 131 | 38,100 | SH | SOLE | 38,100 | 0 | 0 | ||
| LOEWS CORPORATION | COM | 540424108 | 868 | 18,119 | SH | SOLE | 17,159 | 0 | 960 | ||
| MAG SILVER | COM | 55903Q104 | 446 | 41,737 | SH | SOLE | 40,737 | 0 | 1,000 | ||
| NEWMONT MINING | COM | 651639106 | 2,601 | 72,700 | SH | SOLE | 72,700 | 0 | 0 | ||
| NEXGEN ENERGY LTD | COM | 65340P106 | 83 | 51,000 | SH | SOLE | 51,000 | 0 | 0 | ||
| OSISKO GOLD | COM | 68827L101 | 13,346 | 1,187,353 | SH | SOLE | 1,167,969 | 0 | 19,384 | ||
| PAN AMERICAN SILVER | COM | 697900108 | 1,292 | 97,375 | SH | SOLE | 95,775 | 0 | 1,600 | ||
| PRETIUM RESOURCES | COM | 74139C102 | 5,950 | 692,602 | SH | SOLE | 687,652 | 0 | 4,950 | ||
| ROYAL DUTCH | SPONS ADR A | 780259206 | 640 | 10,230 | SH | SOLE | 9,640 | 0 | 590 | ||
| ROYAL GOLD | COM | 780287108 | 10,841 | 119,120 | SH | SOLE | 117,570 | 0 | 1,550 | ||
| SEABRIDGE GOLD INC | COM | 811916105 | 124 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| SPROTT PHYSICAL SILVER TR | UNIT | 85207K107 | 79 | 14,200 | SH | SOLE | 14,200 | 0 | 0 | ||
| SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 783 | 74,869 | SH | SOLE | 74,120 | 0 | 749 | ||
| VISTA GOLD | COM | 927926303 | 5,281 | 7,998,076 | SH | SOLE | 7,903,976 | 0 | 94,100 | ||
| WHEATON PRECIOUS METALS | COM | 962879102 | 4,545 | 190,960 | SH | SOLE | 189,235 | 0 | 1,725 | ||