The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGNICO EAGLE MINES LTD | COM | 008474108 | 1,550 | 25,120 | SH | SOLE | 23,970 | 0 | 1,150 | ||
ALMADEN MINERALS LTD | COM CL B | 020283305 | 902 | 1,567,983 | SH | SOLE | 1,505,099 | 0 | 62,884 | ||
ARES CAP CORP | COM | 04010L103 | 2,982 | 159,782 | SH | SOLE | 150,225 | 0 | 9,557 | ||
B2GOLD CORP | COM | 11777Q209 | 722 | 180,100 | SH | SOLE | 180,100 | 0 | 0 | ||
BARCLAYS BK PLC IPATH B SHRT TRM | ETN | 06746P621 | 1,718 | 113,200 | SH | SOLE | 109,500 | 0 | 3,700 | ||
BARRICK GOLD CORPORATION | COM | 067901108 | 958 | 51,526 | SH | SOLE | 50,926 | 0 | 600 | ||
BP PLC | SPONSORED ADR | 055622104 | 443 | 11,750 | SH | SOLE | 11,200 | 0 | 550 | ||
CARNIVAL CORP | UNIT | 143658300 | 214 | 4,210 | SH | SOLE | 3,950 | 0 | 260 | ||
DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 302 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
EMX RTY CORP | COM | 26873J107 | 3,475 | 2,119,202 | SH | SOLE | 2,057,702 | 0 | 61,500 | ||
FORTUNA SILVER MINES INC | COM | 349915108 | 3,625 | 890,699 | SH | SOLE | 862,299 | 0 | 28,400 | ||
FORTUNA SILVER MINES INC | COM | 349915108 | 114 | 28,000 | SH | Call | SOLE | 28,000 | 0 | 0 | |
FRANCO NEVADA CORP | COM | 351858105 | 13,916 | 134,504 | SH | SOLE | 129,932 | 0 | 4,572 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 631 | 48,010 | SH | SOLE | 44,110 | 0 | 3,900 | ||
FS KKR CAPITAL CORP | COM | 302635107 | 134 | 21,800 | SH | SOLE | 21,800 | 0 | 0 | ||
GLADSTONE CAPITAL CORP | COM | 376535100 | 308 | 31,001 | SH | SOLE | 29,301 | 0 | 1,700 | ||
GLADSTONE INVT CORP | COM | 376546107 | 1,731 | 130,614 | SH | SOLE | 126,109 | 0 | 4,505 | ||
GLADSTONE LD CORP | COM | 376549101 | 1,561 | 120,358 | SH | SOLE | 113,864 | 0 | 6,494 | ||
GOLD FIELDS LTD | NEW SPONSORED ADR | 38059T106 | 195 | 29,500 | SH | SOLE | 29,500 | 0 | 0 | ||
GOLUB CAP BDC INC | COM | 38173M102 | 1,593 | 86,060 | SH | SOLE | 80,790 | 0 | 5,270 | ||
ISHARES TR PHLX SEMICND | ETF | 464287523 | 2,009 | 8,000 | SH | Put | SOLE | 8,000 | 0 | 0 | |
LOEWS CORP | COM | 540424108 | 1,047 | 19,995 | SH | SOLE | 18,785 | 0 | 1,210 | ||
OSISKO GOLD ROYALTIES LTD | COM | 68827L101 | 6,172 | 634,327 | SH | SOLE | 615,235 | 0 | 19,092 | ||
PAN AMERICAN SILVER CORP | COM | 697900108 | 2,664 | 112,189 | SH | SOLE | 107,989 | 0 | 4,200 | ||
PRETIUM RES INC | COM | 74139C102 | 1,481 | 132,745 | SH | SOLE | 129,695 | 0 | 3,050 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 688 | 11,690 | SH | SOLE | 11,100 | 0 | 590 | ||
ROYAL GOLD INC | COM | 780287108 | 6,414 | 52,317 | SH | SOLE | 50,587 | 0 | 1,730 | ||
SANDSTORM GOLD LTD | COM NEW | 80013R206 | 180 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
SEABRIDGE GOLD INC | COM | 811916105 | 234 | 16,900 | SH | SOLE | 16,900 | 0 | 0 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207k107 | 143 | 21,900 | SH | SOLE | 21,900 | 0 | 0 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 777 | 63,734 | SH | SOLE | 62,985 | 0 | 749 | ||
TESLA INC | COM | 88160R101 | 1,924 | 4,600 | SH | Put | SOLE | 4,600 | 0 | 0 | |
VISTA GOLD CORP | COM NEW | 927926303 | 1,792 | 2,454,759 | SH | SOLE | 2,360,659 | 0 | 94,100 | ||
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 2,133 | 71,410 | SH | SOLE | 69,685 | 0 | 1,725 |