The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGNICO EAGLE MINES LTD | COM | 008474108 | 1,135 | 28,660 | SH | SOLE | 27,510 | 0 | 1,150 | ||
ALMADEN MINERALS LTD | COM CLB | 020283305 | 393 | 1,407,013 | SH | SOLE | 1,344,129 | 0 | 62,884 | ||
ARES CAPITAL CORP | COM | 04010L103 | 2,172 | 201,508 | SH | SOLE | 201,508 | 0 | 0 | ||
B2GOLD CORP | COM | 11777Q209 | 637 | 208,100 | SH | SOLE | 208,100 | 0 | 0 | ||
BARCLAYS BK PLC SHRT TRM | ETN 48 | 06746P621 | 1,272 | 27,700 | SH | SOLE | 27,700 | 0 | 0 | ||
BARRICK GOLD CORPORATION | COM | 067901108 | 1,255 | 68,641 | SH | SOLE | 68,041 | 0 | 600 | ||
BARRICK GOLD CORPORATION | COM | 067901108 | 338 | 18,500 | SH | Call | SOLE | 18,500 | 0 | 0 | |
BP PLC | SPONSORED ADR | 055622104 | 267 | 10,950 | SH | SOLE | 10,400 | 0 | 550 | ||
DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 37 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
EMX RTY CORP | COM | 26873J107 | 2,828 | 2,094,511 | SH | SOLE | 2,036,011 | 0 | 58,500 | ||
ENERPLUS CORP | COM | 292766102 | 19 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
FORTUNA SILVER MINES INC | COM | 349915108 | 2,377 | 1,029,099 | SH | SOLE | 997,199 | 0 | 31,900 | ||
FRANCO NEVADA CORP | COM | 351858105 | 13,084 | 131,814 | SH | SOLE | 127,312 | 0 | 4,502 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 458 | 67,710 | SH | SOLE | 63,810 | 0 | 3,900 | ||
GLADSTONE CAPITAL CORP | COM | 376535100 | 559 | 99,926 | SH | SOLE | 95,366 | 0 | 4,560 | ||
GLADSTONE INVT CORP | COM | 376546107 | 1,325 | 168,094 | SH | SOLE | 160,209 | 0 | 7,885 | ||
GLADSTONE LD CORP | COM | 376549101 | 1,234 | 104,208 | SH | SOLE | 99,964 | 0 | 4,244 | ||
GOLD FIELDS LTD NEW | NEW SPONSORED ADR | 38059T106 | 107 | 22,600 | SH | SOLE | 22,600 | 0 | 0 | ||
GOLUB CAP BDC INC | COM | 38173M102 | 1,245 | 99,460 | SH | SOLE | 94,090 | 0 | 5,370 | ||
LOEWS CORP | COM | 540424108 | 687 | 19,725 | SH | SOLE | 18,515 | 0 | 1,210 | ||
OSISKO GOLD ROYALTIES LTD | COM | 68827L101 | 4,554 | 612,943 | SH | SOLE | 593,851 | 0 | 19,092 | ||
PAN AMERN SILVER CORP | COM | 697900108 | 1,632 | 114,189 | SH | SOLE | 109,989 | 0 | 4,200 | ||
PAN AMERN SILVER CORP | COM | 697900108 | 260 | 260,078 | SH | Call | SOLE | 260,078 | 0 | 0 | |
PRETIUM RES INC | COM | 74139C102 | 855 | 150,745 | SH | SOLE | 147,695 | 0 | 3,050 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 621 | 17,810 | SH | SOLE | 16,720 | 0 | 1,090 | ||
ROYAL GOLD INC | COM | 780287108 | 4,274 | 49,082 | SH | SOLE | 47,352 | 0 | 1,730 | ||
SANDSTORM GOLD LTD | COM NEW | 80013R206 | 415 | 83,000 | SH | SOLE | 83,000 | 0 | 0 | ||
SEABRIDGE GOLD INC | COM | 811916105 | 134 | 14,400 | SH | SOLE | 14,400 | 0 | 0 | ||
SPROTT PHYSICAL GOLD | TRUST UNIT | 85207H104 | 823 | 63,304 | SH | SOLE | 62,555 | 0 | 749 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207k107 | 115 | 21,900 | SH | SOLE | 21,900 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 996 | 1,900 | SH | Put | SOLE | 1,900 | 0 | 0 | |
URANIUM ENERGY CORP | COM | 916896103 | 33 | 62,500 | SH | SOLE | 52,500 | 0 | 10,000 | ||
VISTA GOLD CORP | COM NEW | 927926303 | 1,070 | 2,326,000 | SH | SOLE | 2,233,900 | 0 | 92,100 | ||
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 1,859 | 66,480 | SH | SOLE | 64,755 | 0 | 1,725 |