The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGNICO EAGLE MINES LTD | COM | 008474108 | 1,835 | 28,660 | SH | SOLE | 27,510 | 0 | 1,150 | ||
ALMADEN MINERALS LTD | COM CL B | 020283305 | 575 | 1,180,613 | SH | SOLE | 1,117,729 | 0 | 62,884 | ||
ARES CAPITAL CORP | COM | 04010L103 | 2,545 | 176,269 | SH | SOLE | 176,269 | 0 | 0 | ||
B2GOLD CORP | COM | 11777Q209 | 1,081 | 191,300 | SH | SOLE | 191,300 | 0 | 0 | ||
BARCLAYS BK PLC IPTH | SR B S&P | 06746P621 | 643 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
BARRICK GOLD CORPORATION | COM | 067901108 | 1,964 | 72,795 | SH | SOLE | 72,195 | 0 | 600 | ||
BARRICK GOLD CORPORATION | COM | 067901108 | 54 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 5 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
EMX RTY CORP | COM | 26873J107 | 4,531 | 2,107,649 | SH | SOLE | 2,052,149 | 0 | 55,500 | ||
ENERPLUS CORP | COM | 292766102 | 35 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
EQUINOX GOLD CORP | COM | 29446Y502 | 1,235 | 110,300 | SH | SOLE | 102,400 | 0 | 7,900 | ||
FORTUNA SILVER MINES INC | COM | 349915108 | 4,634 | 915,729 | SH | SOLE | 887,329 | 0 | 28,400 | ||
FRANCO NEVADA CORP | COM | 351858105 | 16,865 | 120,731 | SH | SOLE | 116,439 | 0 | 4,292 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 736 | 63,210 | SH | SOLE | 59,310 | 0 | 3,900 | ||
GLADSTONE CAPITAL CORP | COM | 376535100 | 757 | 103,978 | SH | SOLE | 99,218 | 0 | 4,760 | ||
GLADSTONE INVT CORP | COM | 376546107 | 1,428 | 140,294 | SH | SOLE | 133,709 | 0 | 6,585 | ||
GLADSTONE LD CORP | COM | 376549101 | 958 | 60,394 | SH | SOLE | 57,444 | 0 | 2,950 | ||
GOLD FIELDS LTD | SPONSORED ADR | 38059T106 | 184 | 19,600 | SH | SOLE | 19,600 | 0 | 0 | ||
GOLUB CAP BDC INC | COM | 38173M102 | 979 | 83,799 | SH | SOLE | 78,429 | 0 | 5,370 | ||
LOEWS CORP | COM | 540424108 | 638 | 18,635 | SH | SOLE | 17,425 | 0 | 1,210 | ||
METALLA RTY & STREAMING LTD | COM NEW | 59124U605 | 4,299 | 810,825 | SH | SOLE | 792,725 | 0 | 18,100 | ||
OSISKO GOLD ROYALTIES LTD | COM | 68827L101 | 6,145 | 616,960 | SH | SOLE | 597,868 | 0 | 19,092 | ||
PAN AMERN SILVER CORP | COM | 697900108 | 3,332 | 109,574 | SH | SOLE | 105,374 | 0 | 4,200 | ||
PRETIUM RES INC | COM | 74139C102 | 1,169 | 139,145 | SH | SOLE | 136,095 | 0 | 3,050 | ||
ROYAL GOLD INC | COM | 780287108 | 5,757 | 46,532 | SH | SOLE | 45,102 | 0 | 1,430 | ||
SANDSTORM GOLD LTD | COM NEW | 80013R206 | 773 | 80,500 | SH | SOLE | 80,500 | 0 | 0 | ||
SPROTT PHYSICAL GOLD | TRUST UNIT | 85207H104 | 1,215 | 84,997 | SH | SOLE | 84,997 | 0 | 0 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207k107 | 782 | 118,312 | SH | SOLE | 118,312 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 8,206 | 7,600 | SH | Put | SOLE | 7,600 | 0 | 0 | |
VISTA GOLD CORP | COM NEW | 927926303 | 1,885 | 2,210,000 | SH | SOLE | 2,129,400 | 0 | 80,600 | ||
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 2,428 | 55,310 | SH | SOLE | 53,785 | 0 | 1,525 |