The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGNICO EAGLE MINES LTD | COM | 008474108 | 2,458 | 34,879 | SH | SOLE | 33,729 | 0 | 1,150 | ||
ARES CAPITAL CORP | COM | 04010L103 | 2,898 | 171,600 | SH | SOLE | 161,093 | 0 | 10,507 | ||
B2GOLD CORP | COM | 11777Q209 | 1,231 | 219,900 | SH | SOLE | 219,900 | 0 | 0 | ||
BARRICK GOLD CORPORATION | COM | 067901108 | 1,214 | 53,300 | SH | Call | SOLE | 53,300 | 0 | 0 | |
BARRICK GOLD CORPORATION | COM | 067901108 | 3,087 | 135,562 | SH | SOLE | 132,762 | 0 | 2,800 | ||
CHEVRON CORP | NEW COM | 166764100 | 317 | 3,760 | SH | SOLE | 3,450 | 0 | 310 | ||
EMX RTY CORP | COM | 26873J107 | 6,751 | 2,045,908 | SH | SOLE | 1,986,008 | 0 | 59,900 | ||
EOG RES INC | COM | 26875P101 | 274 | 5,490 | SH | SOLE | 5,490 | 0 | 0 | ||
EQUINOX GOLD CORP | COM | 29446Y502 | 1,153 | 111,500 | SH | SOLE | 103,600 | 0 | 7,900 | ||
FORTUNA SILVER MINES INC | COM | 349915108 | 17 | 2,100 | SH | Call | SOLE | 2,100 | 0 | 0 | |
FORTUNA SILVER MINES INC | COM | 349915108 | 7,211 | 876,129 | SH | SOLE | 847,729 | 0 | 28,400 | ||
FRANCO NEVADA CORP | COM | 351858105 | 14,270 | 113,910 | SH | SOLE | 109,768 | 0 | 4,142 | ||
GLADSTONE CAPITAL CORP | COM | 376535100 | 776 | 87,678 | SH | SOLE | 83,118 | 0 | 4,560 | ||
GLADSTONE INVT CORP | COM | 376546107 | 1,519 | 150,881 | SH | SOLE | 142,996 | 0 | 7,885 | ||
GLADSTONE LD CORP | COM | 376549101 | 670 | 45,764 | SH | SOLE | 43,964 | 0 | 1,800 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 500 | 13,590 | SH | SOLE | 12,790 | 0 | 800 | ||
GOLD FIELDS LTD | SPONSORED ADR | 38059T106 | 232 | 25,100 | SH | SOLE | 25,100 | 0 | 0 | ||
GOLD FIELDS LTD | SPONSORED ADR | 38059T106 | 765 | 33,600 | SH | Call | SOLE | 33,600 | 0 | 0 | |
GOLUB CAP BDC INC | COM | 38173M102 | 581 | 41,059 | SH | SOLE | 37,389 | 0 | 3,670 | ||
BARCLAYS BANK PLC IPTH | SR B S&P | 06746P621 | 1,248 | 75,000 | SH | SOLE | 73,500 | 0 | 1,500 | ||
KINROSS GOLD CORP | COM | 496902404 | 104 | 14,200 | SH | SOLE | 14,200 | 0 | 0 | ||
LOEWS CORP | COM | 540424108 | 785 | 17,435 | SH | SOLE | 16,225 | 0 | 1,210 | ||
MAVERIX METALS INC | COM NEW | 57776F405 | 191 | 34,800 | SH | SOLE | 34,800 | 0 | 0 | ||
METALLA RTY & STREAMING LTD | COM NEW | 59124U605 | 10,177 | 810,326 | SH | SOLE | 783,236 | 0 | 27,090 | ||
MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 606822104 | 599 | 135,500 | SH | SOLE | 119,800 | 0 | 15,700 | ||
OSISKO GOLD ROYALTIES LTD | COM | 68827L101 | 7,428 | 585,769 | SH | SOLE | 566,677 | 0 | 19,092 | ||
PAN AMERN SILVER CORP | COM | 697900108 | 317 | 9,200 | SH | Call | SOLE | 9,200 | 0 | 0 | |
PAN AMERN SILVER CORP | COM | 697900108 | 3,849 | 111,554 | SH | SOLE | 107,354 | 0 | 4,200 | ||
PRETIUM RES INC | COM | 74139C102 | 1,508 | 131,435 | SH | SOLE | 128,435 | 0 | 3,000 | ||
ROYAL GOLD INC | COM | 780287108 | 4,891 | 45,994 | SH | SOLE | 44,564 | 0 | 1,430 | ||
SANDSTORM GOLD LTD | COM NEW | 80013R206 | 607 | 84,800 | SH | SOLE | 84,800 | 0 | 0 | ||
SPDR GOLD TR GOLD | SHS | 78463V107 | 217 | 1,219 | SH | SOLE | 1,179 | 0 | 40 | ||
SPROTT PHYSICAL GOLD | TRUST UNIT | 85207H104 | 575 | 61,700 | SH | SOLE | 61,700 | 0 | 0 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207k107 | 1,137 | 75,471 | SH | SOLE | 74,722 | 0 | 749 | ||
VISTA GOLD CORP | COM NEW | 927926303 | 2,816 | 2,632,066 | SH | SOLE | 2,551,466 | 0 | 80,600 | ||
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 2,563 | 61,305 | SH | SOLE | 59,180 | 0 | 2,125 |