UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22175
ALPS ETF TRUST
(Exact name of registrant as specified in charter)
1290 Broadway, Suite 1100, Denver, Colorado 80203
(Address of principal executive offices) (Zip code)
Tané T. Tyler, Esq.
ALPS ETF Trust
1290 Broadway, Suite 1100
Denver, Colorado 80203
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (303) 623-2577
Date of fiscal year end: December 31
Date of reporting period: July 1, 2009- June 30, 2010
Item 1 – Proxy Voting Record.
ALPS Equal Sector Weight ETF
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
Cohen & Steers Global Majors Realty Index ETF
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | JAPAN RETAIL FUND INVESTMENT CORP. | 8953 | J27544105 | Japan | 26-Jan-10 | 30-Nov-09 | Special | 10 | Management | 1 | 1 | Yes | Amend Articles to Update Terminology to Reflect New Law - Increase Authorized Capital to Reflect Unit Split, and Amend Permitted Investment Types and Dividend Payout Policy, in Preparation for Merger with LaSalle Japan REIT | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | JAPAN RETAIL FUND INVESTMENT CORP. | 8953 | J27544105 | Japan | 26-Jan-10 | 30-Nov-09 | Special | 10 | Management | 2 | 2 | Yes | Elect Executive Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | JAPAN RETAIL FUND INVESTMENT CORP. | 8953 | J27544105 | Japan | 26-Jan-10 | 30-Nov-09 | Special | 10 | Management | 3 | 3.1 | Yes | Elect Supervisory Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | JAPAN RETAIL FUND INVESTMENT CORP. | 8953 | J27544105 | Japan | 26-Jan-10 | 30-Nov-09 | Special | 10 | Management | 4 | 3.2 | Yes | Elect Supervisory Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | JAPAN RETAIL FUND INVESTMENT CORP. | 8953 | J27544105 | Japan | 26-Jan-10 | 30-Nov-09 | Special | 10 | Management | 5 | 4 | Yes | Elect Alternate Executive Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | JAPAN RETAIL FUND INVESTMENT CORP. | 8953 | J27544105 | Japan | 26-Jan-10 | 30-Nov-09 | Special | 10 | Management | 6 | 5 | Yes | Elect Alternate Supervisory Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 30-Oct-09 | 27-Oct-09 | Special | 578 | Management | 1 | No | Special Business | None | None | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 30-Oct-09 | 27-Oct-09 | Special | 578 | Management | 2 | 1 | Yes | Approve Merger by Absorption of SIIC Invest | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 30-Oct-09 | 27-Oct-09 | Special | 578 | Management | 3 | 2 | Yes | Acknowledge Realization of Mergers | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 30-Oct-09 | 27-Oct-09 | Special | 578 | Management | 4 | 3 | Yes | Amend Articles to Reflect Changes in Capital | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 30-Oct-09 | 27-Oct-09 | Special | 578 | Management | 5 | 4 | Yes | Authorize Filing of Required Documents/Other Formalities | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 1 | No | Special Business | Yes | |||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 1 | No | Special Business | Yes | |||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 2 | 1 | Yes | Approve Issuance of 584,971 Shares for MSREF | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 2 | 1 | Yes | Approve Issuance of 584,971 Shares for MSREF | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 3 | 2 | Yes | Approve Employee Stock Purchase Plan | Against | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 3 | 2 | Yes | Approve Employee Stock Purchase Plan | Against | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 4 | 3 | Yes | Subject to Approval of Items 4 and 5 below, Approve Contribution in Kind from MSREF of 15,498,630 Shares of Compagnie la Lucette, its Valuation and its Remuneration | For | For | Yes | ||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 4 | 3 | Yes | Subject to Approval of Items 4 and 5 below, Approve Contribution in Kind from MSREF of 15,498,630 Shares of Compagnie la Lucette, its Valuation and its Remuneration | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 5 | 4 | Yes | Approve Issuance of 1,759,289 New Shares in Connection with the Contribution under Item 3 | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 5 | 4 | Yes | Approve Issuance of 1,759,289 New Shares in Connection with the Contribution under Item 3 | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 6 | 5 | Yes | Acknowledge Completion of the Acquisition Presented Under Items 3 and 4 | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 6 | 5 | Yes | Acknowledge Completion of the Acquisition Presented Under Items 3 and 4 | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 7 | 6 | Yes | Amend Article 5 of Bylaws to Reflect Changes in Capital Pursuant to Contribution in Kind Above | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 7 | 6 | Yes | Amend Article 5 of Bylaws to Reflect Changes in Capital Pursuant to Contribution in Kind Above | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 8 | No | Ordinary Business | Yes | |||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 8 | No | Ordinary Business | Yes | |||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 9 | 7 | Yes | Subject to Approval of Item 1 above Re: Share Capital Increase, Elect Alfonso Munk as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 9 | 7 | Yes | Subject to Approval of Item 1 above Re: Share Capital Increase, Elect Alfonso Munk as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 10 | 8 | Yes | Subject to Approval of Item 1 above Re: Share Capital Increase, Elect Sabine Schimel as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 10 | 8 | Yes | Subject to Approval of Item 1 above Re: Share Capital Increase, Elect Sabine Schimel as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 11 | 9 | Yes | Authorize Filing of Required Documents/Other Formalities | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 16-Feb-10 | 11-Feb-10 | Annual/Special | 690 | Management | 11 | 9 | Yes | Authorize Filing of Required Documents/Other Formalities | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 15-Dec-09 | 10-Dec-09 | Special | 775 | Management | 1 | No | Special Business | None | None | Yes | |||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 15-Dec-09 | 10-Dec-09 | Special | 775 | Management | 2 | 1 | Yes | Approve Contribution in Kind from Predica and Diapre Un and the Resulting Share Capital Increase | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 15-Dec-09 | 10-Dec-09 | Special | 775 | Management | 3 | 2 | Yes | Approve Valuation of the Contributions under Item 1 | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 15-Dec-09 | 10-Dec-09 | Special | 775 | Management | 4 | 3 | Yes | Approve Contribution in Kind from Groupama and the Resulting Share Capital Increase | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 15-Dec-09 | 10-Dec-09 | Special | 775 | Management | 5 | 4 | Yes | Approve Valuation of the Contributions under Item 3 | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 15-Dec-09 | 10-Dec-09 | Special | 775 | Management | 6 | 5 | Yes | Approve Issuance of 46.61 million Warrants with Preemptive Rights | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 15-Dec-09 | 10-Dec-09 | Special | 775 | Management | 7 | 6 | Yes | Amend Articles to Reflect Changes in Capital Pursuant to the Contributions Above | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 15-Dec-09 | 10-Dec-09 | Special | 775 | Management | 8 | 7 | Yes | Approve Employee Stock Purchase Plan | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 15-Dec-09 | 10-Dec-09 | Special | 775 | Management | 9 | 8 | Yes | Authorize Filing of Required Documents/Other Formalities | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 30-Apr-10 | 22-Apr-10 | Annual | 785 | Management | 1 | No | Annual Meeting | Yes | |||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 30-Apr-10 | 22-Apr-10 | Annual | 785 | Management | 2 | 1 | No | Receive Directors’ Report (Non-Voting) | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 30-Apr-10 | 22-Apr-10 | Annual | 785 | Management | 3 | 2 | No | Receive Auditors’ Report (Non-Voting) | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 30-Apr-10 | 22-Apr-10 | Annual | 785 | Management | 4 | 3 | Yes | Approve Financial Statements, Allocation of Income and Dividend of EUR 6.37 per Preference Share and EUR 6.50 per Ordinary Share | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 30-Apr-10 | 22-Apr-10 | Annual | 785 | Management | 5 | 4 | No | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 30-Apr-10 | 22-Apr-10 | Annual | 785 | Management | 6 | 5 | Yes | Approve Discharge of Directors | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 30-Apr-10 | 22-Apr-10 | Annual | 785 | Management | 7 | 6 | Yes | Approve Discharge of Auditors | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 30-Apr-10 | 22-Apr-10 | Annual | 785 | Management | 8 | 7a | Yes | Elect Andre Bergen as Independent Director | For | For | Yes | ||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 30-Apr-10 | 22-Apr-10 | Annual | 785 | Management | 9 | 7b | Yes | Reelect Gilbert van Marcke de Lumme as Independent Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 30-Apr-10 | 22-Apr-10 | Annual | 785 | Management | 10 | 7c | Yes | Reelect Alain Schockert as Director | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 30-Apr-10 | 22-Apr-10 | Annual | 785 | Management | 11 | 7d | Yes | Reeect Francoise Roels as Director | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 30-Apr-10 | 22-Apr-10 | Annual | 785 | Management | 12 | 8 | Yes | Approve Change-of-Control Clause re: Bonds Issued 2009 | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 30-Apr-10 | 22-Apr-10 | Annual | 785 | Management | 13 | 9 | No | Transact Other Business | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 25-Jun-10 | 24-May-10 | Special | 793 | Management | 1 | No | Special Meeting | Yes | |||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 25-Jun-10 | 24-May-10 | Special | 793 | Management | 2 | I.1 | No | Receive Information on Merger Proposals | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 25-Jun-10 | 24-May-10 | Special | 793 | Management | 3 | I.2 | No | Receive Special Board Report | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 25-Jun-10 | 24-May-10 | Special | 793 | Management | 4 | I.3 | No | Receive Special Auditor Report | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 25-Jun-10 | 24-May-10 | Special | 793 | Management | 5 | I.4 | No | Receive Announcements on Potential Modifications of Assets and Liabilities of Companies to Be Acquired Since Introduction of the Mergers Project | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 25-Jun-10 | 24-May-10 | Special | 793 | Management | 6 | I.5 | No | Receive Information on Accounting standards of Companies to Be Acquired | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 25-Jun-10 | 24-May-10 | Special | 793 | Management | 7 | II.1 | Yes | Approve Merger Projects | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 25-Jun-10 | 24-May-10 | Special | 793 | Management | 8 | II.2 | Yes | Approve General Terms and Conditions of Merger | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 25-Jun-10 | 24-May-10 | Special | 793 | Management | 9 | II.3 | Yes | Approve Issuance Shares in Connection with Acquisition | For | For | Yes | ||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 25-Jun-10 | 24-May-10 | Special | 793 | Management | 10 | II4.1 | Yes | Approve Merger by Absorption of IMMO NOORDKU- STLAAN SA | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 25-Jun-10 | 24-May-10 | Special | 793 | Management | 11 | II4.2 | Yes | Approve Merger by Absorption of CITY LINK SA | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 25-Jun-10 | 24-May-10 | Special | 793 | Management | 12 | III | No | Observe Completion of Mergers | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 25-Jun-10 | 24-May-10 | Special | 793 | Management | 13 | IV | Yes | Amend Articles to Reflect Changes in Capital | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 25-Jun-10 | 24-May-10 | Special | 793 | Management | 14 | V | No | Receive List of Assets and Liabilities of Real Estate to Be Transferred | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 25-Jun-10 | 24-May-10 | Special | 793 | Management | 15 | B.1 | Yes | Amend Articles Re: Issuance of Subscription Rights and Bonds | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 25-Jun-10 | 24-May-10 | Special | 793 | Management | 16 | B.2 | Yes | Amend Articles Re: Board Committees | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 25-Jun-10 | 24-May-10 | Special | 793 | Management | 17 | B.3 | Yes | Amend Articles Re: Bondholder Meetings | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Cofinimmo | B25654136 | Belgium | 25-Jun-10 | 24-May-10 | Special | 793 | Management | 18 | C | Yes | Authorize Implementation of Approved Resolutions and Filing of Required Documents /Formalities at Trade Registry | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Eurocommercial Properties NV | N31065142 | Netherlands | 03-Nov-09 | Annual | 987 | Management | 1 | No | Annual Meeting | None | None | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Eurocommercial Properties NV | N31065142 | Netherlands | 03-Nov-09 | Annual | 987 | Management | 2 | 1 | No | Open Meeting | None | None | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Eurocommercial Properties NV | N31065142 | Netherlands | 03-Nov-09 | Annual | 987 | Management | 3 | 2 | No | Receive Annual Report of Management Board | None | None | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Eurocommercial Properties NV | N31065142 | Netherlands | 03-Nov-09 | Annual | 987 | Management | 4 | 3 | Yes | Approve Financial Statements, and Allocation of Income | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Eurocommercial Properties NV | N31065142 | Netherlands | 03-Nov-09 | Annual | 987 | Management | 5 | 4 | Yes | Approve Dividends of EUR 0.178 Per Share | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Eurocommercial Properties NV | N31065142 | Netherlands | 03-Nov-09 | Annual | 987 | Management | 6 | 5 | Yes | Approve Discharge of Management Board | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Eurocommercial Properties NV | N31065142 | Netherlands | 03-Nov-09 | Annual | 987 | Management | 7 | 6 | Yes | Approve Discharge of Supervisory Board | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Eurocommercial Properties NV | N31065142 | Netherlands | 03-Nov-09 | Annual | 987 | Management | 8 | 7 | Yes | Reelect J.C. Pollock to Supervisory Board | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Eurocommercial Properties NV | N31065142 | Netherlands | 03-Nov-09 | Annual | 987 | Management | 9 | 8 | Yes | Approve Remuneration of Supervisory Board | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Eurocommercial Properties NV | N31065142 | Netherlands | 03-Nov-09 | Annual | 987 | Management | 10 | 9 | Yes | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | For | For | Yes | |||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Eurocommercial Properties NV | N31065142 | Netherlands | 03-Nov-09 | Annual | 987 | Management | 11 | 10 | Yes | Ratify Ernst and Young Accountants as Auditors | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Eurocommercial Properties NV | N31065142 | Netherlands | 03-Nov-09 | Annual | 987 | Management | 12 | 11 | Yes | Grant Board Authority to Issue All Yet Unissued Shares and Restricting /Excluding Preemptive Rights | For | Against | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Eurocommercial Properties NV | N31065142 | Netherlands | 03-Nov-09 | Annual | 987 | Management | 13 | 12 | Yes | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Eurocommercial Properties NV | N31065142 | Netherlands | 03-Nov-09 | Annual | 987 | Management | 14 | 13 | No | Other Business | None | None | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Eurocommercial Properties NV | N31065142 | Netherlands | 03-Nov-09 | Annual | 987 | Management | 15 | 14 | No | Close Meeting | None | None | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 15-Apr-10 | 12-Apr-10 | Annual /Special | 1004 | Management | 1 | No | Ordinary Business | Yes | |||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 15-Apr-10 | 12-Apr-10 | Annual /Special | 1004 | Management | 2 | 1 | Yes | Approve Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 15-Apr-10 | 12-Apr-10 | Annual /Special | 1004 | Management | 3 | 2 | Yes | Approve Auditors’ Special Report Regarding Related-Party Transactions | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 15-Apr-10 | 12-Apr-10 | Annual /Special | 1004 | Management | 4 | 3 | Yes | Approve Discharge of Directors and CEO | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 15-Apr-10 | 12-Apr-10 | Annual /Special | 1004 | Management | 5 | 4 | Yes | Approve Allocation of Income and Dividends of EUR 3.25 per Share | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 15-Apr-10 | 12-Apr-10 | Annual /Special | 1004 | Management | 6 | 5 | Yes | Accept Consolidated Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 15-Apr-10 | 12-Apr-10 | Annual /Special | 1004 | Management | 7 | 6 | Yes | Approve Remuneration of Directors in the Aggregate Amount of EUR 300,000 | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 15-Apr-10 | 12-Apr-10 | Annual /Special | 1004 | Management | 8 | 7 | Yes | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 15-Apr-10 | 12-Apr-10 | Annual/Special | 1004 | Management | 9 | No | Special Business | Yes | |||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 15-Apr-10 | 12-Apr-10 | Annual /Special | 1004 | Management | 10 | 8 | Yes | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 15-Apr-10 | 12-Apr-10 | Annual /Special | 1004 | Management | 11 | 9 | Yes | Approve Merger by Absorption of SCI XM Clermond Ferrand | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 15-Apr-10 | 12-Apr-10 | Annual /Special | 1004 | Management | 12 | 10 | Yes | Delegation of Powers to the Board of Directors to Execute all Formalities Pursuant to Merger Above | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Icade | F4931M119 | France | 15-Apr-10 | 12-Apr-10 | Annual /Special | 1004 | Management | 13 | 11 | Yes | Authorize Filing of Required Documents/ Other Formalities | For | For | Yes | ||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wereldhave NV | N95060120 | Netherlands | 15-Apr-10 | 18-Mar-10 | Annual | 1089 | Management | 1 | No | Annual Meeting | Yes | |||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wereldhave NV | N95060120 | Netherlands | 15-Apr-10 | 18-Mar-10 | Annual | 1089 | Management | 2 | 1 | No | Open Meeting | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wereldhave NV | N95060120 | Netherlands | 15-Apr-10 | 18-Mar-10 | Annual | 1089 | Management | 3 | 2 | No | Receive Minutes of Previous Meeting | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wereldhave NV | N95060120 | Netherlands | 15-Apr-10 | 18-Mar-10 | Annual | 1089 | Management | 4 | 3 | No | Receive Report of Management Board (Non-Voting) | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wereldhave NV | N95060120 | Netherlands | 15-Apr-10 | 18-Mar-10 | Annual | 1089 | Management | 5 | 4 | No | Discussion on Company’s Corporate Governance Structure | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wereldhave NV | N95060120 | Netherlands | 15-Apr-10 | 18-Mar-10 | Annual | 1089 | Management | 6 | 5 | No | Receive Explanation on Company’s Reserves and Dividend Policy | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wereldhave NV | N95060120 | Netherlands | 15-Apr-10 | 18-Mar-10 | Annual | 1089 | Management | 7 | 6a | Yes | Approve Fixed Base Salaries Adjustement | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wereldhave NV | N95060120 | Netherlands | 15-Apr-10 | 18-Mar-10 | Annual | 1089 | Management | 8 | 6b | Yes | Amend Executive Incentive Bonus Plan | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wereldhave NV | N95060120 | Netherlands | 15-Apr-10 | 18-Mar-10 | Annual | 1089 | Management | 9 | 6c | Yes | Approve Remuneration of Supervisory Board | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wereldhave NV | N95060120 | Netherlands | 15-Apr-10 | 18-Mar-10 | Annual | 1089 | Management | 10 | 6d | Yes | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wereldhave NV | N95060120 | Netherlands | 15-Apr-10 | 18-Mar-10 | Annual | 1089 | Management | 11 | 7 | No | Allow Questions to External Auditor | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wereldhave NV | N95060120 | Netherlands | 15-Apr-10 | 18-Mar-10 | Annual | 1089 | Management | 12 | 8 | Yes | Approve Financial Statements and Dividends of EUR 4.65 per Share | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wereldhave NV | N95060120 | Netherlands | 15-Apr-10 | 18-Mar-10 | Annual | 1089 | Management | 13 | 9 | Yes | Approve Discharge of Management Board | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wereldhave NV | N95060120 | Netherlands | 15-Apr-10 | 18-Mar-10 | Annual | 1089 | Management | 14 | 10 | Yes | Approve Discharge of Supervisory Board | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wereldhave NV | N95060120 | Netherlands | 15-Apr-10 | 18-Mar-10 | Annual | 1089 | Management | 15 | 11 | Yes | Reelect P.H.J. Essers to Supervisory Board | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wereldhave NV | N95060120 | Netherlands | 15-Apr-10 | 18-Mar-10 | Annual | 1089 | Management | 16 | 12 | Yes | Ratify PricewaterhouseCoopers N.V. accountants as Auditors | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wereldhave NV | N95060120 | Netherlands | 15-Apr-10 | 18-Mar-10 | Annual | 1089 | Management | 17 | 13 | No | Allow Questions | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wereldhave NV | N95060120 | Netherlands | 15-Apr-10 | 18-Mar-10 | Annual | 1089 | Management | 18 | 14 | No | Close Meeting | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277158 | United Kingdom | 28-Jul-09 | Special | 1101 | Management | 1 | 1 | Yes | Approve Consolidation of Each of the Issued and Unissued Ordinary Shares of One Penny Each Into New Ordinary Shares of 10 Pence Each | For | For | Yes | |||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277158 | United Kingdom | 28-Jul-09 | Special | 1101 | Management | 2 | 2 | Yes | Subject to and Conditional on Passing of Resolutions 1 and 3 and Placing and Underwriting Agreement, Issue Equity with Rights up to GBP 11,904,761.90; Issue Equity without Rights up to GBP 11,904,761.90 Pursuant to Placing Agreement or Open Offer | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277158 | United Kingdom | 28-Jul-09 | Special | 1101 | Management | 3 | 3 | Yes | Approve Acquisition by the Company of the Entire Issued and to be Issued Share Capital of Brixton plc | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277158 | United Kingdom | 28-Jul-09 | Special | 1101 | Management | 4 | 4 | Yes | Subject to and Conditional on Admission of Placing and Open Offer Shares and of Ord. Shares Proposed to be Issued and Credited as Fully Paid to Brixton Shareholders, Issue Equity or Equity-Linked Securities with Pre-emptive Rights up to GBP 24,477,784 | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277158 | United Kingdom | 28-Jul-09 | Special | 1101 | Management | 5 | 5 | Yes | Subject to and Conditional on the Passing of Resolution 4, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,671,667.60 | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277158 | United Kingdom | 28-Jul-09 | Special | 1101 | Management | 6 | 6 | Yes | Subject to and Conditional on Full Admission, in Addition and Without Prejudice to the Authority Renewed in Resolution 4, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to GBP 24,477,784 Pursuant to Rights Issue | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277158 | United Kingdom | 28-Jul-09 | Special | 1101 | Management | 7 | 7 | Yes | Subject to and Conditional on Passing of Resolution 6, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to GBP 24,477,784 Pursuant to Rights Issue | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277158 | United Kingdom | 28-Jul-09 | Special | 1101 | Management | 8 | 8 | Yes | Subject to and Conditional on Full Admission, Authorise up to GBP 7,343,335.20 of the Issued Ordinary Shares for Market Purchase | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Essex Property Trust, Inc. | ESS | 297178105 | USA | 18-May-10 | 26-Feb-10 | Annual | 1148 | Management | 1 | 1.1 | Yes | Elect Director Keith R. Guericke | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Essex Property Trust, Inc. | ESS | 297178105 | USA | 18-May-10 | 26-Feb-10 | Annual | 1148 | Management | 2 | 1.2 | Yes | Elect Director Issie N. Rabinovitch | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Essex Property Trust, Inc. | ESS | 297178105 | USA | 18-May-10 | 26-Feb-10 | Annual | 1148 | Management | 3 | 1.3 | Yes | Elect Director Thomas E. Randlett | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Essex Property Trust, Inc. | ESS | 297178105 | USA | 18-May-10 | 26-Feb-10 | Annual | 1148 | Management | 4 | 2 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Essex Property Trust, Inc. | ESS | 297178105 | USA | 18-May-10 | 26-Feb-10 | Annual | 1148 | Management | 5 | 3 | Yes | Other Business | For | Against | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Boardwalk Real Estate Investment Trust | BEI.U | 096631106 | Canada | 18-May-10 | 29-Mar-10 | Annual/Special | 1263 | Management | 1 | 1 | Yes | Fix Number of Trustees at Five | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Boardwalk Real Estate Investment Trust | BEI.U | 096631106 | Canada | 18-May-10 | 29-Mar-10 | Annual/Special | 1263 | Management | 2 | 2.1 | Yes | Elect Trustee Arthur L. Havener Jr. | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Boardwalk Real Estate Investment Trust | BEI.U | 096631106 | Canada | 18-May-10 | 29-Mar-10 | Annual/Special | 1263 | Management | 3 | 2.2 | Yes | Elect Trustee Al W. Mawani | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Boardwalk Real Estate Investment Trust | BEI.U | 096631106 | Canada | 18-May-10 | 29-Mar-10 | Annual/Special | 1263 | Management | 4 | 2.3 | Yes | Elect Trustee James R. Dewald | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Boardwalk Real Estate Investment Trust | BEI.U | 096631106 | Canada | 18-May-10 | 29-Mar-10 | Annual/Special | 1263 | Management | 5 | 2.4 | Yes | Elect Trustee Sam Kolias | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Boardwalk Real Estate Investment Trust | BEI.U | 096631106 | Canada | 18-May-10 | 29-Mar-10 | Annual/Special | 1263 | Management | 6 | 2.5 | Yes | Elect Trustee Gary Goodman | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Boardwalk Real Estate Investment Trust | BEI.U | 096631106 | Canada | 18-May-10 | 29-Mar-10 | Annual/Special | 1263 | Management | 7 | 3 | Yes | Approve Deloitte & Touche LLP as Auditors of the Trust and Authorize Trustees to Fix Their Remuneration | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Boardwalk Real Estate Investment Trust | BEI.U | 096631106 | Canada | 18-May-10 | 29-Mar-10 | Annual/Special | 1263 | Management | 8 | 4 | Yes | Approve Issuance of Deferred Units pursuant to the Deferred Unit Plan of the Trust | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Boardwalk Real Estate Investment Trust | BEI.U | 096631106 | Canada | 18-May-10 | 29-Mar-10 | Annual/Special | 1263 | Management | 9 | 5 | Yes | Amend Declaration of Trust Re: Distributable Income | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Boardwalk Real Estate Investment Trust | BEI.U | 096631106 | Canada | 18-May-10 | 29-Mar-10 | Annual/Special | 1263 | Management | 10 | 6 | Yes | Amend Declaration of Trust Re: International Financial Reporting Standards | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 28-May-10 | 25-May-10 | Annual/Special | 1637 | Management | 1 | No | Ordinary Business | Yes | |||||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 28-May-10 | 25-May-10 | Annual/Special | 1637 | Management | 2 | 1 | Yes | Approve Financial Statements and Discharge Management Board | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 28-May-10 | 25-May-10 | Annual/Special | 1637 | Management | 3 | 2 | Yes | Accept Consolidated Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 28-May-10 | 25-May-10 | Annual/Special | 1637 | Management | 4 | 3 | Yes | Approve Treatment of Losses and Subject to Approval of Item 8 Allocation of Dividends | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 28-May-10 | 25-May-10 | Annual/Special | 1637 | Management | 5 | 4 | Yes | Approve Auditors’ Special Report Regarding Related-Party Transactions | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 28-May-10 | 25-May-10 | Annual/Special | 1637 | Management | 6 | 5 | Yes | Approve Remuneration of Directors in the Aggregate Amount of EUR 300,000 | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 28-May-10 | 25-May-10 | Annual/Special | 1637 | Management | 7 | 6 | Yes | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 28-May-10 | 25-May-10 | Annual/Special | 1637 | Management | 8 | 7 | Yes | Ratify Appointment of Batipart SAS as Supervisory Board Member | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 28-May-10 | 25-May-10 | Annual/Special | 1637 | Management | 9 | No | Extraordinary Business | Yes | |||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 28-May-10 | 25-May-10 | Annual/Special | 1637 | Management | 10 | 8 | Yes | Amend Article 21 of Bylaws Re: Dividends | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 28-May-10 | 25-May-10 | Annual/Special | 1637 | Management | 11 | 9 | Yes | Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 28-May-10 | 25-May-10 | Annual/Special | 1637 | Management | 12 | 10 | Yes | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 28-May-10 | 25-May-10 | Annual/Special | 1637 | Management | 13 | 11 | Yes | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 10 Above | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 28-May-10 | 25-May-10 | Annual/Special | 1637 | Management | 14 | 12 | Yes | Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 10 and 11 at EUR 30 Million | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 28-May-10 | 25-May-10 | Annual/Special | 1637 | Management | 15 | 13 | Yes | Approve Issuance of Securities Convertible into Debt | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 28-May-10 | 25-May-10 | Annual/Special | 1637 | Management | 16 | 14 | Yes | Approve Employee Stock Purchase Plan | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 28-May-10 | 25-May-10 | Annual/Special | 1637 | Management | 17 | 15 | Yes | Authorize up to 759,397 Shares for Use in Stock Option Plan | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 28-May-10 | 25-May-10 | Annual/Special | 1637 | Management | 18 | 16 | Yes | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Fonciere des regions | F42399109 | France | 28-May-10 | 25-May-10 | Annual/Special | 1637 | Management | 19 | 17 | Yes | Authorize Filing of Required Documents/Other Formalities | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Alexandria Real Estate Equities, Inc. | ARE | 015271109 | USA | 27-May-10 | 31-Mar-10 | Annual | 2093 | Management | 1 | 1.1 | Yes | Elect Director Joel S. Marcus | For | For | Yes | |||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Alexandria Real Estate Equities, Inc. | ARE | 015271109 | USA | 27-May-10 | 31-Mar-10 | Annual | 2093 | Management | 2 | 1.2 | Yes | Elect Director Richard B. Jennings | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Alexandria Real Estate Equities, Inc. | ARE | 015271109 | USA | 27-May-10 | 31-Mar-10 | Annual | 2093 | Management | 3 | 1.3 | Yes | Elect Director John L. Atkins, III | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Alexandria Real Estate Equities, Inc. | ARE | 015271109 | USA | 27-May-10 | 31-Mar-10 | Annual | 2093 | Management | 4 | 1.4 | Yes | Elect Director Richard H. Klein | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Alexandria Real Estate Equities, Inc. | ARE | 015271109 | USA | 27-May-10 | 31-Mar-10 | Annual | 2093 | Management | 5 | 1.5 | Yes | Elect Director James H. Richardson | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Alexandria Real Estate Equities, Inc. | ARE | 015271109 | USA | 27-May-10 | 31-Mar-10 | Annual | 2093 | Management | 6 | 1.6 | Yes | Elect Director Martin A. Simonetti | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Alexandria Real Estate Equities, Inc. | ARE | 015271109 | USA | 27-May-10 | 31-Mar-10 | Annual | 2093 | Management | 7 | 1.7 | Yes | Elect Director Alan G. Walton | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Alexandria Real Estate Equities, Inc. | ARE | 015271109 | USA | 27-May-10 | 31-Mar-10 | Annual | 2093 | Management | 8 | 2 | Yes | Amend Omnibus Stock Plan | For | Against | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Alexandria Real Estate Equities, Inc. | ARE | 015271109 | USA | 27-May-10 | 31-Mar-10 | Annual | 2093 | Management | 9 | 3 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | BRE Properties, Inc. | BRE | 05564E106 | USA | 18-May-10 | 18-Mar-10 | Annual | 2583 | Management | 1 | 1.1 | Yes | Elect Director Irving F. Lyons, III | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | BRE Properties, Inc. | BRE | 05564E106 | USA | 18-May-10 | 18-Mar-10 | Annual | 2583 | Management | 2 | 1.2 | Yes | Elect Director Paula F. Downey | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | BRE Properties, Inc. | BRE | 05564E106 | USA | 18-May-10 | 18-Mar-10 | Annual | 2583 | Management | 3 | 1.3 | Yes | Elect Director Edward F. Lange, Jr. | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | BRE Properties, Inc. | BRE | 05564E106 | USA | 18-May-10 | 18-Mar-10 | Annual | 2583 | Management | 4 | 1.4 | Yes | Elect Director Christopher J. McGurk | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | BRE Properties, Inc. | BRE | 05564E106 | USA | 18-May-10 | 18-Mar-10 | Annual | 2583 | Management | 5 | 1.5 | Yes | Elect Director Matthew T. Medeiros | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | BRE Properties, Inc. | BRE | 05564E106 | USA | 18-May-10 | 18-Mar-10 | Annual | 2583 | Management | 6 | 1.6 | Yes | Elect Director Constance B. Moore | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | BRE Properties, Inc. | BRE | 05564E106 | USA | 18-May-10 | 18-Mar-10 | Annual | 2583 | Management | 7 | 1.7 | Yes | Elect Director Jeanne R. Myerson | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | BRE Properties, Inc. | BRE | 05564E106 | USA | 18-May-10 | 18-Mar-10 | Annual | 2583 | Management | 8 | 1.8 | Yes | Elect Director Jeffrey T. Pero | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | BRE Properties, Inc. | BRE | 05564E106 | USA | 18-May-10 | 18-Mar-10 | Annual | 2583 | Management | 9 | 1.9 | Yes | Elect Director Thomas E. Robinson | For | For | Yes | |||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | BRE Properties, Inc. | BRE | 05564E106 | USA | 18-May-10 | 18-Mar-10 | Annual | 2583 | Management | 10 | 1.10 | Yes | Elect Director Dennis E. Singleton | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | BRE Properties, Inc. | BRE | 05564E106 | USA | 18-May-10 | 18-Mar-10 | Annual | 2583 | Management | 11 | 1.11 | Yes | Elect Director Thomas P. Sullivan | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | BRE Properties, Inc. | BRE | 05564E106 | USA | 18-May-10 | 18-Mar-10 | Annual | 2583 | Management | 12 | 2 | Yes | Amend Omnibus Stock Plan | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | BRE Properties, Inc. | BRE | 05564E106 | USA | 18-May-10 | 18-Mar-10 | Annual | 2583 | Management | 13 | 3 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Camden Property Trust | CPT | 133131102 | USA | 03-May-10 | 12-Mar-10 | Annual | 2853 | Management | 1 | 1.1 | Yes | Elect Director Richard J. Campo | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Camden Property Trust | CPT | 133131102 | USA | 03-May-10 | 12-Mar-10 | Annual | 2853 | Management | 2 | 1.2 | Yes | Elect Director William R. Cooper | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Camden Property Trust | CPT | 133131102 | USA | 03-May-10 | 12-Mar-10 | Annual | 2853 | Management | 3 | 1.3 | Yes | Elect Director Scott S. Ingraham | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Camden Property Trust | CPT | 133131102 | USA | 03-May-10 | 12-Mar-10 | Annual | 2853 | Management | 4 | 1.4 | Yes | Elect Director Lewis A. Levey | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Camden Property Trust | CPT | 133131102 | USA | 03-May-10 | 12-Mar-10 | Annual | 2853 | Management | 5 | 1.5 | Yes | Elect Director William B. Mcguire, Jr. | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Camden Property Trust | CPT | 133131102 | USA | 03-May-10 | 12-Mar-10 | Annual | 2853 | Management | 6 | 1.6 | Yes | Elect Director William F. Paulsen | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Camden Property Trust | CPT | 133131102 | USA | 03-May-10 | 12-Mar-10 | Annual | 2853 | Management | 7 | 1.7 | Yes | Elect Director D. Keith Oden | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Camden Property Trust | CPT | 133131102 | USA | 03-May-10 | 12-Mar-10 | Annual | 2853 | Management | 8 | 1.8 | Yes | Elect Director F. Gardner Parker | For | Withhold | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Camden Property Trust | CPT | 133131102 | USA | 03-May-10 | 12-Mar-10 | Annual | 2853 | Management | 9 | 1.9 | Yes | Elect Director Steven A. Webster | For | Withhold | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Camden Property Trust | CPT | 133131102 | USA | 03-May-10 | 12-Mar-10 | Annual | 2853 | Management | 10 | 1.10 | Yes | Elect Director Kelvin R. Westbrook | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Camden Property Trust | CPT | 133131102 | USA | 03-May-10 | 12-Mar-10 | Annual | 2853 | Management | 11 | 2 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Federal Realty Investment Trust | FRT | 313747206 | USA | 04-May-10 | 17-Mar-10 | Annual | 2991 | Management | 1 | 1.1 | Yes | Elect Director Jon E. Bortz | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Federal Realty Investment Trust | FRT | 313747206 | USA | 04-May-10 | 17-Mar-10 | Annual | 2991 | Management | 2 | 1.2 | Yes | Elect Director David W. Faeder | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Federal Realty Investment Trust | FRT | 313747206 | USA | 04-May-10 | 17-Mar-10 | Annual | 2991 | Management | 3 | 1.3 | Yes | Elect Director Kristin Gamble | For | For | Yes | |||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Federal Realty Investment Trust | FRT | 313747206 | USA | 04-May-10 | 17-Mar-10 | Annual | 2991 | Management | 4 | 2 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Federal Realty Investment Trust | FRT | 313747206 | USA | 04-May-10 | 17-Mar-10 | Annual | 2991 | Management | 5 | 3 | Yes | Approve Omnibus Stock Plan | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Federal Realty Investment Trust | FRT | 313747206 | USA | 04-May-10 | 17-Mar-10 | Annual | 2991 | Share Holder | 6 | 4 | Yes | Prepare Sustainability Report | Against | Against | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AEON MALL CO. LTD. | 8905 | J10005106 | Japan | 12-May-10 | 20-Feb-10 | Annual | 3000 | Management | 1 | 1 | Yes | Amend Articles To Limit Rights of Odd-Lot Holders - Indemnify Directors and Statutory Auditors - Amend Business Lines - Allow Company to Make Rules on Exercise of Shareholder Rights | For | Against | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AEON MALL CO. LTD. | 8905 | J10005106 | Japan | 12-May-10 | 20-Feb-10 | Annual | 3000 | Management | 2 | 2.1 | Yes | Elect Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AEON MALL CO. LTD. | 8905 | J10005106 | Japan | 12-May-10 | 20-Feb-10 | Annual | 3000 | Management | 3 | 2.2 | Yes | Elect Director | For | Against | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AEON MALL CO. LTD. | 8905 | J10005106 | Japan | 12-May-10 | 20-Feb-10 | Annual | 3000 | Management | 4 | 2.3 | Yes | Elect Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AEON MALL CO. LTD. | 8905 | J10005106 | Japan | 12-May-10 | 20-Feb-10 | Annual | 3000 | Management | 5 | 2.4 | Yes | Elect Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AEON MALL CO. LTD. | 8905 | J10005106 | Japan | 12-May-10 | 20-Feb-10 | Annual | 3000 | Management | 6 | 2.5 | Yes | Elect Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AEON MALL CO. LTD. | 8905 | J10005106 | Japan | 12-May-10 | 20-Feb-10 | Annual | 3000 | Management | 7 | 2.6 | Yes | Elect Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AEON MALL CO. LTD. | 8905 | J10005106 | Japan | 12-May-10 | 20-Feb-10 | Annual | 3000 | Management | 8 | 2.7 | Yes | Elect Director | For | Against | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AEON MALL CO. LTD. | 8905 | J10005106 | Japan | 12-May-10 | 20-Feb-10 | Annual | 3000 | Management | 9 | 2.8 | Yes | Elect Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AEON MALL CO. LTD. | 8905 | J10005106 | Japan | 12-May-10 | 20-Feb-10 | Annual | 3000 | Management | 10 | 2.9 | Yes | Elect Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AEON MALL CO. LTD. | 8905 | J10005106 | Japan | 12-May-10 | 20-Feb-10 | Annual | 3000 | Management | 11 | 2.10 | Yes | Elect Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AEON MALL CO. LTD. | 8905 | J10005106 | Japan | 12-May-10 | 20-Feb-10 | Annual | 3000 | Management | 12 | 2.11 | Yes | Elect Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AEON MALL CO. LTD. | 8905 | J10005106 | Japan | 12-May-10 | 20-Feb-10 | Annual | 3000 | Management | 13 | 2.12 | Yes | Elect Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AEON MALL CO. LTD. | 8905 | J10005106 | Japan | 12-May-10 | 20-Feb-10 | Annual | 3000 | Management | 14 | 2.13 | Yes | Elect Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AEON MALL CO. LTD. | 8905 | J10005106 | Japan | 12-May-10 | 20-Feb-10 | Annual | 3000 | Management | 15 | 2.14 | Yes | Elect Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AEON MALL CO. LTD. | 8905 | J10005106 | Japan | 12-May-10 | 20-Feb-10 | Annual | 3000 | Management | 16 | 3 | Yes | Appoint Statutory Auditor | For | Against | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Regency Centers Corporation | REG | 758849103 | USA | 04-May-10 | 23-Feb-10 | Annual | 3264 | Management | 1 | 1.1 | Yes | Elect Director Martin E. Stein, Jr. | For | For | Yes | |||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Regency Centers Corporation | REG | 758849103 | USA | 04-May-10 | 23-Feb-10 | Annual | 3264 | Management | 2 | 1.2 | Yes | Elect Director Raymond L. Bank | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Regency Centers Corporation | REG | 758849103 | USA | 04-May-10 | 23-Feb-10 | Annual | 3264 | Management | 3 | 1.3 | Yes | Elect Director C. Ronald Blankenship | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Regency Centers Corporation | REG | 758849103 | USA | 04-May-10 | 23-Feb-10 | Annual | 3264 | Management | 4 | 1.4 | Yes | Elect Director A.r. Carpenter | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Regency Centers Corporation | REG | 758849103 | USA | 04-May-10 | 23-Feb-10 | Annual | 3264 | Management | 5 | 1.5 | Yes | Elect Director J. Dix Druce | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Regency Centers Corporation | REG | 758849103 | USA | 04-May-10 | 23-Feb-10 | Annual | 3264 | Management | 6 | 1.6 | Yes | Elect Director Mary Lou Fiala | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Regency Centers Corporation | REG | 758849103 | USA | 04-May-10 | 23-Feb-10 | Annual | 3264 | Management | 7 | 1.7 | Yes | Elect Director Bruce M. Johnson | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Regency Centers Corporation | REG | 758849103 | USA | 04-May-10 | 23-Feb-10 | Annual | 3264 | Management | 8 | 1.8 | Yes | Elect Director Douglas S. Luke | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Regency Centers Corporation | REG | 758849103 | USA | 04-May-10 | 23-Feb-10 | Annual | 3264 | Management | 9 | 1.9 | Yes | Elect Director John C. Schweitzer | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Regency Centers Corporation | REG | 758849103 | USA | 04-May-10 | 23-Feb-10 | Annual | 3264 | Management | 10 | 1.10 | Yes | Elect Director Brian M. Smith | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Regency Centers Corporation | REG | 758849103 | USA | 04-May-10 | 23-Feb-10 | Annual | 3264 | Management | 11 | 1.11 | Yes | Elect Director Thomas G. Wattles | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Regency Centers Corporation | REG | 758849103 | USA | 04-May-10 | 23-Feb-10 | Annual | 3264 | Management | 12 | 2 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Digital Realty Trust Inc. | DLR | 253868103 | USA | 27-Apr-10 | 08-Mar-10 | Annual | 3409 | Management | 1 | 1.1 | Yes | Elect Director Richard A. Magnuson | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Digital Realty Trust Inc. | DLR | 253868103 | USA | 27-Apr-10 | 08-Mar-10 | Annual | 3409 | Management | 2 | 1.2 | Yes | Elect Director Michael F. Foust | For | For | Yes | |||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Digital Realty Trust Inc. | DLR | 253868103 | USA | 27-Apr-10 | 08-Mar-10 | Annual | 3409 | Management | 3 | 1.3 | Yes | Elect Director Laurence A. Chapman | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Digital Realty Trust Inc. | DLR | 253868103 | USA | 27-Apr-10 | 08-Mar-10 | Annual | 3409 | Management | 4 | 1.4 | Yes | Elect Director Kathleen Earley | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Digital Realty Trust Inc. | DLR | 253868103 | USA | 27-Apr-10 | 08-Mar-10 | Annual | 3409 | Management | 5 | 1.5 | Yes | Elect Director Ruann F. Ernst, Ph.D. | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Digital Realty Trust Inc. | DLR | 253868103 | USA | 27-Apr-10 | 08-Mar-10 | Annual | 3409 | Management | 6 | 1.6 | Yes | Elect Director Dennis E. Singleton | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Digital Realty Trust Inc. | DLR | 253868103 | USA | 27-Apr-10 | 08-Mar-10 | Annual | 3409 | Management | 7 | 1.7 | Yes | Elect Director Robert H. Zerbst | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Digital Realty Trust Inc. | DLR | 253868103 | USA | 27-Apr-10 | 08-Mar-10 | Annual | 3409 | Management | 8 | 2 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AvalonBay Communities, Inc. | AVB | 053484101 | USA | 19-May-10 | 05-Mar-10 | Annual | 3579 | Management | 1 | 1.1 | Yes | Elect Director Bryce Blair | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AvalonBay Communities, Inc. | AVB | 053484101 | USA | 19-May-10 | 05-Mar-10 | Annual | 3579 | Management | 2 | 1.2 | Yes | Elect Director Bruce A. Choate | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AvalonBay Communities, Inc. | AVB | 053484101 | USA | 19-May-10 | 05-Mar-10 | Annual | 3579 | Management | 3 | 1.3 | Yes | Elect Director John J. Healy, Jr. | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AvalonBay Communities, Inc. | AVB | 053484101 | USA | 19-May-10 | 05-Mar-10 | Annual | 3579 | Management | 4 | 1.4 | Yes | Elect Director Timothy J. Naughton | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AvalonBay Communities, Inc. | AVB | 053484101 | USA | 19-May-10 | 05-Mar-10 | Annual | 3579 | Management | 5 | 1.5 | Yes | Elect Director Lance R. Primis | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AvalonBay Communities, Inc. | AVB | 053484101 | USA | 19-May-10 | 05-Mar-10 | Annual | 3579 | Management | 6 | 1.6 | Yes | Elect Director Peter S. Rummell | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AvalonBay Communities, Inc. | AVB | 053484101 | USA | 19-May-10 | 05-Mar-10 | Annual | 3579 | Management | 7 | 1.7 | Yes | Elect Director H. Jay Sarles | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AvalonBay Communities, Inc. | AVB | 053484101 | USA | 19-May-10 | 05-Mar-10 | Annual | 3579 | Management | 8 | 1.8 | Yes | Elect Director W. Edward Walter | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AvalonBay Communities, Inc. | AVB | 053484101 | USA | 19-May-10 | 05-Mar-10 | Annual | 3579 | Management | 9 | 2 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Duke Realty Corporation | DRE | 264411505 | USA | 22-Jul-09 | 29-May-09 | Special | 3698 | Management | 1 | 1 | Yes | Increase Authorized Common Stock | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Duke Realty Corporation | DRE | 264411505 | USA | 22-Jul-09 | 29-May-09 | Special | 3698 | Management | 2 | 2 | Yes | Increase Authorized Preferred Stock | For | Against | Yes | |||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SL Green Realty Corp. | SLG | 78440X101 | USA | 15-Jun-10 | 05-Apr-10 | Annual | 3976 | Management | 1 | 1.1 | Yes | Director Edwin T. Burton, III | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SL Green Realty Corp. | SLG | 78440X101 | USA | 15-Jun-10 | 05-Apr-10 | Annual | 3976 | Management | 2 | 2 | Yes | Amend Omnibus Stock Plan | For | Against | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SL Green Realty Corp. | SLG | 78440X101 | USA | 15-Jun-10 | 05-Apr-10 | Annual | 3976 | Management | 3 | 3 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mack-Cali Realty Corporation | CLI | 554489104 | USA | 25-May-10 | 08-Apr-10 | Annual | 3987 | Management | 1 | 1.1 | Yes | Elect Director Alan S. Bernikow | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mack-Cali Realty Corporation | CLI | 554489104 | USA | 25-May-10 | 08-Apr-10 | Annual | 3987 | Management | 2 | 1.2 | Yes | Elect Director Kenneth M. Duberstein | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mack-Cali Realty Corporation | CLI | 554489104 | USA | 25-May-10 | 08-Apr-10 | Annual | 3987 | Management | 3 | 1.3 | Yes | Elect Director Vincent Tese | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mack-Cali Realty Corporation | CLI | 554489104 | USA | 25-May-10 | 08-Apr-10 | Annual | 3987 | Management | 4 | 1.4 | Yes | Elect Director Roy J. Zuckerberg | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mack-Cali Realty Corporation | CLI | 554489104 | USA | 25-May-10 | 08-Apr-10 | Annual | 3987 | Management | 5 | 2 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Corio NV | N2273C104 | Netherlands | 23-Apr-10 | 09-Apr-10 | Annual | 4057 | Management | 1 | No | Annual Meeting | Yes | |||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Corio NV | N2273C104 | Netherlands | 23-Apr-10 | 09-Apr-10 | Annual | 4057 | Management | 2 | 1 | No | Open Meeting | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Corio NV | N2273C104 | Netherlands | 23-Apr-10 | 09-Apr-10 | Annual | 4057 | Management | 3 | 2 | No | Receive Report of Management Board (Non-Voting) | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Corio NV | N2273C104 | Netherlands | 23-Apr-10 | 09-Apr-10 | Annual | 4057 | Management | 4 | 3 | No | Discussion on Company’s Corporate Governance Structure | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Corio NV | N2273C104 | Netherlands | 23-Apr-10 | 09-Apr-10 | Annual | 4057 | Management | 5 | 4 | Yes | Approve Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Corio NV | N2273C104 | Netherlands | 23-Apr-10 | 09-Apr-10 | Annual | 4057 | Management | 6 | 5.a | Yes | Approve Dividends of EUR 2.65 Per Share | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Corio NV | N2273C104 | Netherlands | 23-Apr-10 | 09-Apr-10 | Annual | 4057 | Management | 7 | 5.b | Yes | Approve Offering Optional Dividend in Stock | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Corio NV | N2273C104 | Netherlands | 23-Apr-10 | 09-Apr-10 | Annual | 4057 | Management | 8 | 6 | Yes | Approve Discharge of Management Board | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Corio NV | N2273C104 | Netherlands | 23-Apr-10 | 09-Apr-10 | Annual | 4057 | Management | 9 | 7 | Yes | Approve Discharge of Supervisory Board | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Corio NV | N2273C104 | Netherlands | 23-Apr-10 | 09-Apr-10 | Annual | 4057 | Management | 10 | 8 | Yes | Ratify KPMG as Auditors | For | For | Yes | ||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Corio NV | N2273C104 | Netherlands | 23-Apr-10 | 09-Apr-10 | Annual | 4057 | Management | 11 | 9 | No | Announcement of Intended Appointment of Ben van der Klift and Francine Zijlstra to Management Board | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Corio NV | N2273C104 | Netherlands | 23-Apr-10 | 09-Apr-10 | Annual | 4057 | Management | 12 | 10 | No | Other Business | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Corio NV | N2273C104 | Netherlands | 23-Apr-10 | 09-Apr-10 | Annual | 4057 | Management | 13 | 11 | No | Close Meeting | Yes | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Unibail Rodamco SE | F95094110 | France | 28-Apr-10 | 23-Apr-10 | Annual/Special | 4061 | Management | 1 | No | Ordinary Business | Yes | |||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Unibail Rodamco SE | F95094110 | France | 28-Apr-10 | 23-Apr-10 | Annual/Special | 4061 | Management | 2 | 1 | Yes | Approve Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Unibail Rodamco SE | F95094110 | France | 28-Apr-10 | 23-Apr-10 | Annual/Special | 4061 | Management | 3 | 2 | Yes | Accept Consolidated Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Unibail Rodamco SE | F95094110 | France | 28-Apr-10 | 23-Apr-10 | Annual/Special | 4061 | Management | 4 | 3 | Yes | Approve Treatment of Losses | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Unibail Rodamco SE | F95094110 | France | 28-Apr-10 | 23-Apr-10 | Annual/Special | 4061 | Management | 5 | 4 | Yes | Approve Transfer from Issuance Premium Account to Shareholders for an Amount of EUR 8 per Share | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Unibail Rodamco SE | F95094110 | France | 28-Apr-10 | 23-Apr-10 | Annual/Special | 4061 | Management | 6 | 5 | Yes | Approve Auditors’ Special Report Regarding Related-Party Transactions | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Unibail Rodamco SE | F95094110 | France | 28-Apr-10 | 23-Apr-10 | Annual/Special | 4061 | Management | 7 | 6 | Yes | Reelect Frans J.G.M Cremers as Supervisory Board Member | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Unibail Rodamco SE | F95094110 | France | 28-Apr-10 | 23-Apr-10 | Annual/Special | 4061 | Management | 8 | 7 | Yes | Reelect Francois Jaclot as Supervisory Board Member | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Unibail Rodamco SE | F95094110 | France | 28-Apr-10 | 23-Apr-10 | Annual/Special | 4061 | Management | 9 | 8 | Yes | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Unibail Rodamco SE | F95094110 | France | 28-Apr-10 | 23-Apr-10 | Annual/Special | 4061 | Management | 10 | No | Special Business | Yes | |||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Unibail Rodamco SE | F95094110 | France | 28-Apr-10 | 23-Apr-10 | Annual/Special | 4061 | Management | 11 | 9 | Yes | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Unibail Rodamco SE | F95094110 | France | 28-Apr-10 | 23-Apr-10 | Annual/Special | 4061 | Management | 12 | 10 | Yes | Authorize Filing of Required Documents/Other Formalities | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The Macerich Company | MAC | 554382101 | USA | 27-May-10 | 15-Mar-10 | Annual | 4209 | Management | 1 | 1 | Yes | Elect Director Arthur M. Coppola | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The Macerich Company | MAC | 554382101 | USA | 27-May-10 | 15-Mar-10 | Annual | 4209 | Management | 2 | 2 | Yes | Elect Director Edward C. Coppola | For | For | Yes | |||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The Macerich Company | MAC | 554382101 | USA | 27-May-10 | 15-Mar-10 | Annual | 4209 | Management | 3 | 3 | Yes | Elect Director James S. Cownie | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The Macerich Company | MAC | 554382101 | USA | 27-May-10 | 15-Mar-10 | Annual | 4209 | Management | 4 | 4 | Yes | Elect Director Fred S. Hubbell | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The Macerich Company | MAC | 554382101 | USA | 27-May-10 | 15-Mar-10 | Annual | 4209 | Management | 5 | 5 | Yes | Elect Director Mason G. Ross | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The Macerich Company | MAC | 554382101 | USA | 27-May-10 | 15-Mar-10 | Annual | 4209 | Management | 6 | 6 | Yes | Elect Director Dr. William P. Sexton | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The Macerich Company | MAC | 554382101 | USA | 27-May-10 | 15-Mar-10 | Annual | 4209 | Management | 7 | 7 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Klepierre | F5396X102 | France | 08-Apr-10 | 01-Apr-10 | Annual/Special | 4259 | Management | 1 | No | Ordinary Business | Yes | |||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Klepierre | F5396X102 | France | 08-Apr-10 | 01-Apr-10 | Annual/Special | 4259 | Management | 2 | 1 | Yes | Approve Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Klepierre | F5396X102 | France | 08-Apr-10 | 01-Apr-10 | Annual/Special | 4259 | Management | 3 | 2 | Yes | Accept Consolidated Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Klepierre | F5396X102 | France | 08-Apr-10 | 01-Apr-10 | Annual/Special | 4259 | Management | 4 | 3 | Yes | Approve Auditors’ Special Report Regarding Related-Party Transactions | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Klepierre | F5396X102 | France | 08-Apr-10 | 01-Apr-10 | Annual/Special | 4259 | Management | 5 | 4 | Yes | Approve Allocation of Income and Dividends of EUR 1.25 per Share | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Klepierre | F5396X102 | France | 08-Apr-10 | 01-Apr-10 | Annual/Special | 4259 | Management | 6 | 5 | Yes | Approve Stock Dividend Program (Cash or Shares) | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Klepierre | F5396X102 | France | 08-Apr-10 | 01-Apr-10 | Annual/Special | 4259 | Management | 7 | 6 | Yes | Reelect Bertrand de Feydeau as Supervisory Board Member | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Klepierre | F5396X102 | France | 08-Apr-10 | 01-Apr-10 | Annual/Special | 4259 | Management | 8 | 7 | Yes | Reelect Dominique Hoenn as Supervisory Board Member | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Klepierre | F5396X102 | France | 08-Apr-10 | 01-Apr-10 | Annual/Special | 4259 | Management | 9 | 8 | Yes | Reelect Vivien Levy-Garboua as Supervisory Board Member | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Klepierre | F5396X102 | France | 08-Apr-10 | 01-Apr-10 | Annual/Special | 4259 | Management | 10 | 9 | Yes | Ratify Appointment of Dominique Aubernon as Supervisory Board Member | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Klepierre | F5396X102 | France | 08-Apr-10 | 01-Apr-10 | Annual/Special | 4259 | Management | 11 | 10 | Yes | Renew Appointments of Mazars as Auditor and of Patrick de Cambourg as Alternate Auditor | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Klepierre | F5396X102 | France | 08-Apr-10 | 01-Apr-10 | Annual/Special | 4259 | Management | 12 | 11 | Yes | Renew Appointments of Deloitte et Associes as Auditor and of BEAS as Alternate Auditor | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Klepierre | F5396X102 | France | 08-Apr-10 | 01-Apr-10 | Annual/Special | 4259 | Management | 13 | 12 | Yes | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | ||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Klepierre | F5396X102 | France | 08-Apr-10 | 01-Apr-10 | Annual/Special | 4259 | Management | 14 | No | Special Business | Yes | |||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Klepierre | F5396X102 | France | 08-Apr-10 | 01-Apr-10 | Annual/Special | 4259 | Management | 15 | 13 | Yes | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Klepierre | F5396X102 | France | 08-Apr-10 | 01-Apr-10 | Annual/Special | 4259 | Management | 16 | 14 | Yes | Authorize Filing of Required Documents/Other Formalities | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Weingarten Realty Investors | WRI | 948741103 | USA | 06-May-10 | 08-Mar-10 | Annual | 4633 | Management | 1 | 1.1 | Yes | Elect Director Stanford Alexander | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Weingarten Realty Investors | WRI | 948741103 | USA | 06-May-10 | 08-Mar-10 | Annual | 4633 | Management | 2 | 1.2 | Yes | Elect Director Andrew M. Alexander | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Weingarten Realty Investors | WRI | 948741103 | USA | 06-May-10 | 08-Mar-10 | Annual | 4633 | Management | 3 | 1.3 | Yes | Elect Director James W. Crownover | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Weingarten Realty Investors | WRI | 948741103 | USA | 06-May-10 | 08-Mar-10 | Annual | 4633 | Management | 4 | 1.4 | Yes | Elect Director Robert J. Cruikshank | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Weingarten Realty Investors | WRI | 948741103 | USA | 06-May-10 | 08-Mar-10 | Annual | 4633 | Management | 5 | 1.5 | Yes | Elect Director Melvin A. Dow | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Weingarten Realty Investors | WRI | 948741103 | USA | 06-May-10 | 08-Mar-10 | Annual | 4633 | Management | 6 | 1.6 | Yes | Elect Director Stephen A. Lasher | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Weingarten Realty Investors | WRI | 948741103 | USA | 06-May-10 | 08-Mar-10 | Annual | 4633 | Management | 7 | 1.7 | Yes | Elect Director Douglas W. Schnitzer | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Weingarten Realty Investors | WRI | 948741103 | USA | 06-May-10 | 08-Mar-10 | Annual | 4633 | Management | 8 | 1.8 | Yes | Elect Director C. Park Shaper | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Weingarten Realty Investors | WRI | 948741103 | USA | 06-May-10 | 08-Mar-10 | Annual | 4633 | Management | 9 | 1.9 | Yes | Elect Director Marc J. Shapiro | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Weingarten Realty Investors | WRI | 948741103 | USA | 06-May-10 | 08-Mar-10 | Annual | 4633 | Management | 10 | 2 | Yes | Increase Authorized Common Stock | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Weingarten Realty Investors | WRI | 948741103 | USA | 06-May-10 | 08-Mar-10 | Annual | 4633 | Management | 11 | 3 | Yes | Approve Omnibus Stock Plan | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Weingarten Realty Investors | WRI | 948741103 | USA | 06-May-10 | 08-Mar-10 | Annual | 4633 | Management | 12 | 4 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Apartment Investment and Management Company | AIV | 03748R101 | USA | 26-Apr-10 | 26-Feb-10 | Annual | 4758 | Management | 1 | 1 | Yes | Elect Director James N. Bailey | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Apartment Investment and Management Company | AIV | 03748R101 | USA | 26-Apr-10 | 26-Feb-10 | Annual | 4758 | Management | 2 | 2 | Yes | Elect Director Terry Considine | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Apartment Investment and Management Company | AIV | 03748R101 | USA | 26-Apr-10 | 26-Feb-10 | Annual | 4758 | Management | 3 | 3 | Yes | Elect Director Richard S. Ellwood | For | For | Yes | |||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Apartment Investment and Management Company | AIV | 03748R101 | USA | 26-Apr-10 | 26-Feb-10 | Annual | 4758 | Management | 4 | 4 | Yes | Elect Director Thomas L. Keltner | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Apartment Investment and Management Company | AIV | 03748R101 | USA | 26-Apr-10 | 26-Feb-10 | Annual | 4758 | Management | 5 | 5 | Yes | Elect Director J. Landis Martin | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Apartment Investment and Management Company | AIV | 03748R101 | USA | 26-Apr-10 | 26-Feb-10 | Annual | 4758 | Management | 6 | 6 | Yes | Elect Director Robert A. Miller | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Apartment Investment and Management Company | AIV | 03748R101 | USA | 26-Apr-10 | 26-Feb-10 | Annual | 4758 | Management | 7 | 7 | Yes | Elect Director Kathleen M. Nelson | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Apartment Investment and Management Company | AIV | 03748R101 | USA | 26-Apr-10 | 26-Feb-10 | Annual | 4758 | Management | 8 | 8 | Yes | Elect Director Michael A. Stein | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Apartment Investment and Management Company | AIV | 03748R101 | USA | 26-Apr-10 | 26-Feb-10 | Annual | 4758 | Management | 9 | 9 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Derwent London plc | G27300105 | United Kingdom | 25-May-10 | 21-May-10 | Annual | 5305 | Management | 1 | 1 | Yes | Accept Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Derwent London plc | G27300105 | United Kingdom | 25-May-10 | 21-May-10 | Annual | 5305 | Management | 2 | 2 | Yes | Approve Remuneration Report | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Derwent London plc | G27300105 | United Kingdom | 25-May-10 | 21-May-10 | Annual | 5305 | Management | 3 | 3 | Yes | Approve Final Dividend | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Derwent London plc | G27300105 | United Kingdom | 25-May-10 | 21-May-10 | Annual | 5305 | Management | 4 | 4 | Yes | Re-elect Robert Rayne as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Derwent London plc | G27300105 | United Kingdom | 25-May-10 | 21-May-10 | Annual | 5305 | Management | 5 | 5 | Yes | Re-elect Nigel George as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Derwent London plc | G27300105 | United Kingdom | 25-May-10 | 21-May-10 | Annual | 5305 | Management | 6 | 6 | Yes | Re-elect Stuart Corbyn as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Derwent London plc | G27300105 | United Kingdom | 25-May-10 | 21-May-10 | Annual | 5305 | Management | 7 | 7 | Yes | Re-elect Donald Newell as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Derwent London plc | G27300105 | United Kingdom | 25-May-10 | 21-May-10 | Annual | 5305 | Management | 8 | 8 | Yes | Elect Damian Wisniewski as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Derwent London plc | G27300105 | United Kingdom | 25-May-10 | 21-May-10 | Annual | 5305 | Management | 9 | 9 | Yes | Re-elect Simon Neathercoat as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Derwent London plc | G27300105 | United Kingdom | 25-May-10 | 21-May-10 | Annual | 5305 | Management | 10 | 10 | Yes | Re-elect John Ivey as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Derwent London plc | G27300105 | United Kingdom | 25-May-10 | 21-May-10 | Annual | 5305 | Management | 11 | 11 | Yes | Reappoint BDO LLP as Auditors | For | For | Yes | ||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Derwent London plc | G27300105 | United Kingdom | 25-May-10 | 21-May-10 | Annual | 5305 | Management | 12 | 12 | Yes | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Derwent London plc | G27300105 | United Kingdom | 25-May-10 | 21-May-10 | Annual | 5305 | Management | 13 | 13 | Yes | Authorise Issue of Equity with Pre-emptive Rights | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Derwent London plc | G27300105 | United Kingdom | 25-May-10 | 21-May-10 | Annual | 5305 | Management | 14 | 14 | Yes | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Derwent London plc | G27300105 | United Kingdom | 25-May-10 | 21-May-10 | Annual | 5305 | Management | 15 | 15 | Yes | Authorise Market Purchase | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Derwent London plc | G27300105 | United Kingdom | 25-May-10 | 21-May-10 | Annual | 5305 | Management | 16 | 16 | Yes | Adopt New Articles of Association | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Derwent London plc | G27300105 | United Kingdom | 25-May-10 | 21-May-10 | Annual | 5305 | Management | 17 | 17 | Yes | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Liberty Property Trust | LRY | 531172104 | USA | 20-May-10 | 19-Mar-10 | Annual | 5457 | Management | 1 | 1.1 | Yes | Elect Trustee J. Anthony Hayden | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Liberty Property Trust | LRY | 531172104 | USA | 20-May-10 | 19-Mar-10 | Annual | 5457 | Management | 2 | 1.2 | Yes | Elect Trustee M. Leanne Lachman | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Liberty Property Trust | LRY | 531172104 | USA | 20-May-10 | 19-Mar-10 | Annual | 5457 | Management | 3 | 1.3 | Yes | Elect Trustee Stephen D. Steinour | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Liberty Property Trust | LRY | 531172104 | USA | 20-May-10 | 19-Mar-10 | Annual | 5457 | Management | 4 | 2 | Yes | Declassify the Board of Trustees | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Liberty Property Trust | LRY | 531172104 | USA | 20-May-10 | 19-Mar-10 | Annual | 5457 | Management | 5 | 3 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Douglas Emmett, Inc. | DEI | 25960P109 | USA | 27-May-10 | 01-Apr-10 | Annual | 5887 | Management | 1 | 1.1 | Yes | Elect Director Dan A. Emmett | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Douglas Emmett, Inc. | DEI | 25960P109 | USA | 27-May-10 | 01-Apr-10 | Annual | 5887 | Management | 2 | 1.2 | Yes | Elect Director Jordan L. Kaplan | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Douglas Emmett, Inc. | DEI | 25960P109 | USA | 27-May-10 | 01-Apr-10 | Annual | 5887 | Management | 3 | 1.3 | Yes | Elect Director Kenneth M. Panzer | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Douglas Emmett, Inc. | DEI | 25960P109 | USA | 27-May-10 | 01-Apr-10 | Annual | 5887 | Management | 4 | 1.4 | Yes | Elect Director Leslie E. Bider | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Douglas Emmett, Inc. | DEI | 25960P109 | USA | 27-May-10 | 01-Apr-10 | Annual | 5887 | Management | 5 | 1.5 | Yes | Elect Director Ghebre Selassie Mehreteab | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Douglas Emmett, Inc. | DEI | 25960P109 | USA | 27-May-10 | 01-Apr-10 | Annual | 5887 | Management | 6 | 1.6 | Yes | Elect Director Thomas E. O’Hern | For | For | Yes | |||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Douglas Emmett, Inc. | DEI | 25960P109 | USA | 27-May-10 | 01-Apr-10 | Annual | 5887 | Management | 7 | 1.7 | Yes | Elect Director Andrea Rich | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Douglas Emmett, Inc. | DEI | 25960P109 | USA | 27-May-10 | 01-Apr-10 | Annual | 5887 | Management | 8 | 1.8 | Yes | Elect Director William Wilson III | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Douglas Emmett, Inc. | DEI | 25960P109 | USA | 27-May-10 | 01-Apr-10 | Annual | 5887 | Management | 9 | 2 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AMB Property Corporation | AMB | 00163T109 | USA | 06-May-10 | 03-Mar-10 | Annual | 5945 | Management | 1 | 1 | Yes | Elect Director T. Robert Burke | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AMB Property Corporation | AMB | 00163T109 | USA | 06-May-10 | 03-Mar-10 | Annual | 5945 | Management | 2 | 2 | Yes | Elect Director David A. Cole | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AMB Property Corporation | AMB | 00163T109 | USA | 06-May-10 | 03-Mar-10 | Annual | 5945 | Management | 3 | 3 | Yes | Elect Director Lydia H. Kennard | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AMB Property Corporation | AMB | 00163T109 | USA | 06-May-10 | 03-Mar-10 | Annual | 5945 | Management | 4 | 4 | Yes | Elect Director J. Michael Losh | For | Against | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AMB Property Corporation | AMB | 00163T109 | USA | 06-May-10 | 03-Mar-10 | Annual | 5945 | Management | 5 | 5 | Yes | Elect Director Hamid R. Moghadam | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AMB Property Corporation | AMB | 00163T109 | USA | 06-May-10 | 03-Mar-10 | Annual | 5945 | Management | 6 | 6 | Yes | Elect Director Frederick W. Reid | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AMB Property Corporation | AMB | 00163T109 | USA | 06-May-10 | 03-Mar-10 | Annual | 5945 | Management | 7 | 7 | Yes | Elect Director Jeffrey L. Skelton | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AMB Property Corporation | AMB | 00163T109 | USA | 06-May-10 | 03-Mar-10 | Annual | 5945 | Management | 8 | 8 | Yes | Elect Director Thomas W. Tusher | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AMB Property Corporation | AMB | 00163T109 | USA | 06-May-10 | 03-Mar-10 | Annual | 5945 | Management | 9 | 9 | Yes | Elect Director Carl B. Webb | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | AMB Property Corporation | AMB | 00163T109 | USA | 06-May-10 | 03-Mar-10 | Annual | 5945 | Management | 10 | 10 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Public Storage | PSA | 74460D109 | USA | 06-May-10 | 10-Mar-10 | Annual | 6070 | Management | 1 | 1.1 | Yes | Elect Director B. Wayne Hughes | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Public Storage | PSA | 74460D109 | USA | 06-May-10 | 10-Mar-10 | Annual | 6070 | Management | 2 | 1.2 | Yes | Elect Director Ronald L. Havner, Jr. | For | For | Yes | |||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Public Storage | PSA | 74460D109 | USA | 06-May-10 | 10-Mar-10 | Annual | 6070 | Management | 3 | 1.3 | Yes | Elect Director Dann V. Angeloff | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Public Storage | PSA | 74460D109 | USA | 06-May-10 | 10-Mar-10 | Annual | 6070 | Management | 4 | 1.4 | Yes | Elect Director William C. Baker | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Public Storage | PSA | 74460D109 | USA | 06-May-10 | 10-Mar-10 | Annual | 6070 | Management | 5 | 1.5 | Yes | Elect Director John T. Evans | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Public Storage | PSA | 74460D109 | USA | 06-May-10 | 10-Mar-10 | Annual | 6070 | Management | 6 | 1.6 | Yes | Elect Director Tamara Hughes Gustavson | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Public Storage | PSA | 74460D109 | USA | 06-May-10 | 10-Mar-10 | Annual | 6070 | Management | 7 | 1.7 | Yes | Elect Director Uri P. Harkham | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Public Storage | PSA | 74460D109 | USA | 06-May-10 | 10-Mar-10 | Annual | 6070 | Management | 8 | 1.8 | Yes | Elect Director B. Wayne Hughes, Jr. | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Public Storage | PSA | 74460D109 | USA | 06-May-10 | 10-Mar-10 | Annual | 6070 | Management | 9 | 1.9 | Yes | Elect Director Harvey Lenkin | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Public Storage | PSA | 74460D109 | USA | 06-May-10 | 10-Mar-10 | Annual | 6070 | Management | 10 | 1.10 | Yes | Elect Director Avedick B. Poladian | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Public Storage | PSA | 74460D109 | USA | 06-May-10 | 10-Mar-10 | Annual | 6070 | Management | 11 | 1.11 | Yes | Elect Director Gary E. Pruitt | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Public Storage | PSA | 74460D109 | USA | 06-May-10 | 10-Mar-10 | Annual | 6070 | Management | 12 | 1.12 | Yes | Elect Director Ronald P. Spogli | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Public Storage | PSA | 74460D109 | USA | 06-May-10 | 10-Mar-10 | Annual | 6070 | Management | 13 | 1.13 | Yes | Elect Director Daniel C. Staton | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Public Storage | PSA | 74460D109 | USA | 06-May-10 | 10-Mar-10 | Annual | 6070 | Management | 14 | 2 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | UDR, Inc. | UDR | 902653104 | USA | 14-May-10 | 01-Mar-10 | Annual | 6119 | Management | 1 | 1.1 | Yes | Elect Director Katherine A. Cattanach | For | Withhold | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | UDR, Inc. | UDR | 902653104 | USA | 14-May-10 | 01-Mar-10 | Annual | 6119 | Management | 2 | 1.2 | Yes | Elect Director Eric J. Foss | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | UDR, Inc. | UDR | 902653104 | USA | 14-May-10 | 01-Mar-10 | Annual | 6119 | Management | 3 | 1.3 | Yes | Elect Director Robert P. Freeman | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | UDR, Inc. | UDR | 902653104 | USA | 14-May-10 | 01-Mar-10 | Annual | 6119 | Management | 4 | 1.4 | Yes | Elect Director Jon A. Grove | For | Withhold | Yes | |||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | UDR, Inc. | UDR | 902653104 | USA | 14-May-10 | 01-Mar-10 | Annual | 6119 | Management | 5 | 1.5 | Yes | Elect Director James D. Klingbeil | For | Withhold | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | UDR, Inc. | UDR | 902653104 | USA | 14-May-10 | 01-Mar-10 | Annual | 6119 | Management | 6 | 1.6 | Yes | Elect Director Lynne B. Sagalyn | For | Withhold | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | UDR, Inc. | UDR | 902653104 | USA | 14-May-10 | 01-Mar-10 | Annual | 6119 | Management | 7 | 1.7 | Yes | Elect Director Mark J. Sandler | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | UDR, Inc. | UDR | 902653104 | USA | 14-May-10 | 01-Mar-10 | Annual | 6119 | Management | 8 | 1.8 | Yes | Elect Director Thomas W. Toomey | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | UDR, Inc. | UDR | 902653104 | USA | 14-May-10 | 01-Mar-10 | Annual | 6119 | Management | 9 | 1.9 | Yes | Elect Director Thomas C. Wajnert | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | UDR, Inc. | UDR | 902653104 | USA | 14-May-10 | 01-Mar-10 | Annual | 6119 | Management | 10 | 2 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Great Portland Estates plc | G40712179 | United Kingdom | 09-Jul-09 | Annual | 6202 | Management | 1 | 1 | Yes | Accept Financial Statements and Statutory Reports | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Great Portland Estates plc | G40712179 | United Kingdom | 09-Jul-09 | Annual | 6202 | Management | 2 | 2 | Yes | Approve Final Dividend of 8 Pence Per Share | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Great Portland Estates plc | G40712179 | United Kingdom | 09-Jul-09 | Annual | 6202 | Management | 3 | 3 | Yes | Approve Remuneration Report | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Great Portland Estates plc | G40712179 | United Kingdom | 09-Jul-09 | Annual | 6202 | Management | 4 | 4 | Yes | Re-elect Toby Courtauld as Director | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Great Portland Estates plc | G40712179 | United Kingdom | 09-Jul-09 | Annual | 6202 | Management | 5 | 5 | Yes | Elect Martin Scicluna as Director | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Great Portland Estates plc | G40712179 | United Kingdom | 09-Jul-09 | Annual | 6202 | Management | 6 | 6 | Yes | Reappoint Deloitte LLP as Auditors of the Company | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Great Portland Estates plc | G40712179 | United Kingdom | 09-Jul-09 | Annual | 6202 | Management | 7 | 7 | Yes | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Great Portland Estates plc | G40712179 | United Kingdom | 09-Jul-09 | Annual | 6202 | Management | 8 | 8 | Yes | Approve Increase in Authorised Ordinary Share Capital from GBP 68,762,594 to GBP 75,000,000 | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Great Portland Estates plc | G40712179 | United Kingdom | 09-Jul-09 | Annual | 6202 | Management | 9 | 9 | Yes | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 12,897,891 and an Additional Amount Pursuant to a Rights Issue of up to GBP 12,897,891 | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Great Portland Estates plc | G40712179 | United Kingdom | 09-Jul-09 | Annual | 6202 | Management | 10 | 10 | Yes | Subject to Resolution 9 Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,954,225 | For | For | Yes | |||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Great Portland Estates plc | G40712179 | United Kingdom | 09-Jul-09 | Annual | 6202 | Management | 11 | 11 | Yes | Authorise 46,870,154 Shares for Market Purchase | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Great Portland Estates plc | G40712179 | United Kingdom | 09-Jul-09 | Annual | 6202 | Management | 12 | 12 | Yes | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | RioCan Real Estate Investment Trust | REI.UN | 766910103 | Canada | 04-Jun-10 | 12-Apr-10 | Annual/Special | 6404 | Management | 1 | 1.1 | Yes | Elect Trustee Clare R. Copeland | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | RioCan Real Estate Investment Trust | REI.UN | 766910103 | Canada | 04-Jun-10 | 12-Apr-10 | Annual/Special | 6404 | Management | 2 | 1.2 | Yes | Elect Trustee Raymond M. Gelgoot | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | RioCan Real Estate Investment Trust | REI.UN | 766910103 | Canada | 04-Jun-10 | 12-Apr-10 | Annual/Special | 6404 | Management | 3 | 1.3 | Yes | Elect Trustee Paul Godfrey | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | RioCan Real Estate Investment Trust | REI.UN | 766910103 | Canada | 04-Jun-10 | 12-Apr-10 | Annual/Special | 6404 | Management | 4 | 1.4 | Yes | Elect Trustee Frank W. King | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | RioCan Real Estate Investment Trust | REI.UN | 766910103 | Canada | 04-Jun-10 | 12-Apr-10 | Annual/Special | 6404 | Management | 5 | 1.5 | Yes | Elect Trustee Dale H. Lastman | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | RioCan Real Estate Investment Trust | REI.UN | 766910103 | Canada | 04-Jun-10 | 12-Apr-10 | Annual/Special | 6404 | Management | 6 | 1.6 | Yes | Elect Trustee Ronald W. Osborne | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | RioCan Real Estate Investment Trust | REI.UN | 766910103 | Canada | 04-Jun-10 | 12-Apr-10 | Annual/Special | 6404 | Management | 7 | 1.7 | Yes | Elect Trustee Sharon Sallows | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | RioCan Real Estate Investment Trust | REI.UN | 766910103 | Canada | 04-Jun-10 | 12-Apr-10 | Annual/Special | 6404 | Management | 8 | 1.8 | Yes | Elect Trustee Edward Sonshine | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | RioCan Real Estate Investment Trust | REI.UN | 766910103 | Canada | 04-Jun-10 | 12-Apr-10 | Annual/Special | 6404 | Management | 9 | 1.9 | Yes | Elect Trustee Charles Winograd | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | RioCan Real Estate Investment Trust | REI.UN | 766910103 | Canada | 04-Jun-10 | 12-Apr-10 | Annual/Special | 6404 | Management | 10 | 2 | Yes | Approve Ernst & Young LLP as Auditors of the Trust and Authorize Trustees to Fix Their Remuneration | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | RioCan Real Estate Investment Trust | REI.UN | 766910103 | Canada | 04-Jun-10 | 12-Apr-10 | Annual/Special | 6404 | Management | 11 | 3 | Yes | Amend Restated Unit Option Plan | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | RioCan Real Estate Investment Trust | REI.UN | 766910103 | Canada | 04-Jun-10 | 12-Apr-10 | Annual/Special | 6404 | Management | 12 | 4 | Yes | Approve Creation and Issuance of New Class of Preferred Units | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | RioCan Real Estate Investment Trust | REI.UN | 766910103 | Canada | 04-Jun-10 | 12-Apr-10 | Annual/Special | 6404 | Management | 13 | 5 | Yes | Amend Declaration of Trust | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Boston Properties, Inc. | BXP | 101121101 | USA | 18-May-10 | 24-Mar-10 | Annual | 6773 | Management | 1 | 1.1 | Yes | Elect Director Mortimer B. Zuckerman | For | Withhold | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Boston Properties, Inc. | BXP | 101121101 | USA | 18-May-10 | 24-Mar-10 | Annual | 6773 | Management | 2 | 1.2 | Yes | Elect Director Carol B. Einiger | For | Withhold | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Boston Properties, Inc. | BXP | 101121101 | USA | 18-May-10 | 24-Mar-10 | Annual | 6773 | Management | 3 | 1.3 | Yes | Elect Director Jacob A. Frenkel | For | Withhold | Yes | |||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Boston Properties, Inc. | BXP | 101121101 | USA | 18-May-10 | 24-Mar-10 | Annual | 6773 | Management | 4 | 2 | Yes | Declassify the Board of Directors and Eliminate Plurality Voting Standard For Election of Directors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Boston Properties, Inc. | BXP | 101121101 | USA | 18-May-10 | 24-Mar-10 | Annual | 6773 | Management | 5 | 3 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Boston Properties, Inc. | BXP | 101121101 | USA | 18-May-10 | 24-Mar-10 | Annual | 6773 | Share Holder | 6 | 4 | Yes | Prepare a Sustainability Report | Against | Against | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Boston Properties, Inc. | BXP | 101121101 | USA | 18-May-10 | 24-Mar-10 | Annual | 6773 | Share Holder | 7 | 5 | Yes | Require Independent Board Chairman | Against | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Ventas, Inc. | VTR | 92276F100 | USA | 30-Apr-10 | 08-Mar-10 | Annual | 7008 | Management | 1 | 1.1 | Yes | Elect Director Debra A. Cafaro | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Ventas, Inc. | VTR | 92276F100 | USA | 30-Apr-10 | 08-Mar-10 | Annual | 7008 | Management | 2 | 1.2 | Yes | Elect Director Douglas Crocker, II | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Ventas, Inc. | VTR | 92276F100 | USA | 30-Apr-10 | 08-Mar-10 | Annual | 7008 | Management | 3 | 1.3 | Yes | Elect Director Ronald G. Geary | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Ventas, Inc. | VTR | 92276F100 | USA | 30-Apr-10 | 08-Mar-10 | Annual | 7008 | Management | 4 | 1.4 | Yes | Elect Director Jay M. Gellert | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Ventas, Inc. | VTR | 92276F100 | USA | 30-Apr-10 | 08-Mar-10 | Annual | 7008 | Management | 5 | 1.5 | Yes | Elect Director Robert D. Reed | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Ventas, Inc. | VTR | 92276F100 | USA | 30-Apr-10 | 08-Mar-10 | Annual | 7008 | Management | 6 | 1.6 | Yes | Elect Director Sheli Z. Rosenberg | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Ventas, Inc. | VTR | 92276F100 | USA | 30-Apr-10 | 08-Mar-10 | Annual | 7008 | Management | 7 | 1.7 | Yes | Elect Director James D. Shelton | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Ventas, Inc. | VTR | 92276F100 | USA | 30-Apr-10 | 08-Mar-10 | Annual | 7008 | Management | 8 | 1.8 | Yes | Elect Director Thomas C. Theobald | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Ventas, Inc. | VTR | 92276F100 | USA | 30-Apr-10 | 08-Mar-10 | Annual | 7008 | Management | 9 | 2 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Ventas, Inc. | VTR | 92276F100 | USA | 30-Apr-10 | 08-Mar-10 | Annual | 7008 | Share Holder | 10 | 3 | Yes | Require a Majority Vote for the Election of Directors | Against | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Vornado Realty Trust | VNO | 929042109 | USA | 13-May-10 | 15-Mar-10 | Annual | 7015 | Management | 1 | 1.1 | Yes | Elect Director Candace K. Beinecke | For | Withhold | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Vornado Realty Trust | VNO | 929042109 | USA | 13-May-10 | 15-Mar-10 | Annual | 7015 | Management | 2 | 1.2 | Yes | Elect Director Robert P. Kogod | For | Withhold | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Vornado Realty Trust | VNO | 929042109 | USA | 13-May-10 | 15-Mar-10 | Annual | 7015 | Management | 3 | 1.3 | Yes | Elect Director David Mandelbaum | For | Withhold | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Vornado Realty Trust | VNO | 929042109 | USA | 13-May-10 | 15-Mar-10 | Annual | 7015 | Management | 4 | 1.4 | Yes | Elect Director Richard R. West | For | Withhold | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Vornado Realty Trust | VNO | 929042109 | USA | 13-May-10 | 15-Mar-10 | Annual | 7015 | Management | 5 | 2 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Vornado Realty Trust | VNO | 929042109 | USA | 13-May-10 | 15-Mar-10 | Annual | 7015 | Management | 6 | 3 | Yes | Approve Omnibus Stock Plan | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Vornado Realty Trust | VNO | 929042109 | USA | 13-May-10 | 15-Mar-10 | Annual | 7015 | Share Holder | 7 | 4 | Yes | Require a Majority Vote for the Election of Directors | Against | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Vornado Realty Trust | VNO | 929042109 | USA | 13-May-10 | 15-Mar-10 | Annual | 7015 | Share Holder | 8 | 5 | Yes | Require Independent Board Chairman | Against | Against | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Vornado Realty Trust | VNO | 929042109 | USA | 13-May-10 | 15-Mar-10 | Annual | 7015 | Share Holder | 9 | 6 | Yes | Declassify the Board of Directors | Against | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Liberty International plc | G8995Y108 | United Kingdom | 07-Jul-09 | Annual | 7707 | Management | 1 | 1 | Yes | Accept Financial Statements and Statutory Reports | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Liberty International plc | G8995Y108 | United Kingdom | 07-Jul-09 | Annual | 7707 | Management | 2 | 2 | Yes | Elect Ian Durant as Director | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Liberty International plc | G8995Y108 | United Kingdom | 07-Jul-09 | Annual | 7707 | Management | 3 | 3 | Yes | Re-elect David Fischel as Director | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Liberty International plc | G8995Y108 | United Kingdom | 07-Jul-09 | Annual | 7707 | Management | 4 | 4 | Yes | Re-elect Graeme Gordon as Director | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Liberty International plc | G8995Y108 | United Kingdom | 07-Jul-09 | Annual | 7707 | Management | 5 | 5 | Yes | Re-elect Michael Rapp as Director | For | Abstain | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Liberty International plc | G8995Y108 | United Kingdom | 07-Jul-09 | Annual | 7707 | Management | 6 | 6 | Yes | Reappoint PricewaterhouseCoopers LLP as Auditors and the Authorise Audit Committee to Fix Their Remuneration | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Liberty International plc | G8995Y108 | United Kingdom | 07-Jul-09 | Annual | 7707 | Management | 7 | 7 | Yes | Approve Remuneration Report | For | Against | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Liberty International plc | G8995Y108 | United Kingdom | 07-Jul-09 | Annual | 7707 | Management | 8 | 8 | Yes | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 94,288,083.50 | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Liberty International plc | G8995Y108 | United Kingdom | 07-Jul-09 | Annual | 7707 | Management | 9 | 9 | Yes | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 14,169,462.50 | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Liberty International plc | G8995Y108 | United Kingdom | 07-Jul-09 | Annual | 7707 | Management | 10 | 10 | Yes | Authorise 56,572,850 Ordinary Shares for Market Purchase | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Liberty International plc | G8995Y108 | United Kingdom | 07-Jul-09 | Annual | 7707 | Management | 11 | 11 | Yes | Amend Articles of Association Re: Notice Period for General Meetings | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Liberty International plc | G8995Y108 | United Kingdom | 07-Jul-09 | Annual | 7707 | Management | 12 | 12 | Yes | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | Yes | |||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Liberty International plc | G8995Y108 | United Kingdom | 07-Jul-09 | Annual | 7707 | Management | 13 | 13 | Yes | Amend Articles of Association by Deleting All the Provisions of the Company’s Memorandum of Association which, by Virtue of Section 28 Companies Act 2006, are to be Treated as Provisions of the Articles of Association; Adopt New Articles of Association | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Simon Property Group, Inc. | SPG | 828806109 | USA | 06-May-10 | 08-Mar-10 | Annual | 8780 | Management | 1 | 1 | Yes | Elect Director Melvyn E. Bergstein | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Simon Property Group, Inc. | SPG | 828806109 | USA | 06-May-10 | 08-Mar-10 | Annual | 8780 | Management | 2 | 2 | Yes | Elect Director Linda Walker Bynoe | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Simon Property Group, Inc. | SPG | 828806109 | USA | 06-May-10 | 08-Mar-10 | Annual | 8780 | Management | 3 | 3 | Yes | Elect Director Larry C. Glasscock | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Simon Property Group, Inc. | SPG | 828806109 | USA | 06-May-10 | 08-Mar-10 | Annual | 8780 | Management | 4 | 4 | Yes | Elect Director Karen N. Horn, PhD | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Simon Property Group, Inc. | SPG | 828806109 | USA | 06-May-10 | 08-Mar-10 | Annual | 8780 | Management | 5 | 5 | Yes | Elect Director Allan Hubbard | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Simon Property Group, Inc. | SPG | 828806109 | USA | 06-May-10 | 08-Mar-10 | Annual | 8780 | Management | 6 | 6 | Yes | Elect Director Reuben S. Leibowitz | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Simon Property Group, Inc. | SPG | 828806109 | USA | 06-May-10 | 08-Mar-10 | Annual | 8780 | Management | 7 | 7 | Yes | Elect Director Daniel C. Smith, PhD | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Simon Property Group, Inc. | SPG | 828806109 | USA | 06-May-10 | 08-Mar-10 | Annual | 8780 | Management | 8 | 8 | Yes | Elect Director J. Albert Smith, Jr. | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Simon Property Group, Inc. | SPG | 828806109 | USA | 06-May-10 | 08-Mar-10 | Annual | 8780 | Management | 9 | 9 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Duke Realty Corporation | DRE | 264411505 | USA | 28-Apr-10 | 01-Mar-10 | Annual | 9104 | Management | 1 | 1 | Yes | Elect Director Thomas J. Baltimore, Jr | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Duke Realty Corporation | DRE | 264411505 | USA | 28-Apr-10 | 01-Mar-10 | Annual | 9104 | Management | 2 | 2 | Yes | Elect Director Barrington H. Branch | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Duke Realty Corporation | DRE | 264411505 | USA | 28-Apr-10 | 01-Mar-10 | Annual | 9104 | Management | 3 | 3 | Yes | Elect Director Geoffrey A. Button | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Duke Realty Corporation | DRE | 264411505 | USA | 28-Apr-10 | 01-Mar-10 | Annual | 9104 | Management | 4 | 4 | Yes | �� | Elect Director William Cavanaugh III | For | For | Yes | ||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Duke Realty Corporation | DRE | 264411505 | USA | 28-Apr-10 | 01-Mar-10 | Annual | 9104 | Management | 5 | 5 | Yes | Elect Director Ngaire E. Cuneo | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Duke Realty Corporation | DRE | 264411505 | USA | 28-Apr-10 | 01-Mar-10 | Annual | 9104 | Management | 6 | 6 | Yes | Elect Director Charles R. Eitel | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Duke Realty Corporation | DRE | 264411505 | USA | 28-Apr-10 | 01-Mar-10 | Annual | 9104 | Management | 7 | 7 | Yes | Elect Director Martin C. Jischke, PhD | For | For | Yes | |||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Duke Realty Corporation | DRE | 264411505 | USA | 28-Apr-10 | 01-Mar-10 | Annual | 9104 | Management | 8 | 8 | Yes | Elect Director Dennis D. Oklak | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Duke Realty Corporation | DRE | 264411505 | USA | 28-Apr-10 | 01-Mar-10 | Annual | 9104 | Management | 9 | 9 | Yes | Elect Director Jack R. Shaw | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Duke Realty Corporation | DRE | 264411505 | USA | 28-Apr-10 | 01-Mar-10 | Annual | 9104 | Management | 10 | 10 | Yes | Elect Director Lynn C. Thurber | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Duke Realty Corporation | DRE | 264411505 | USA | 28-Apr-10 | 01-Mar-10 | Annual | 9104 | Management | 11 | 11 | Yes | Elect Director Robert J. Woodward, Jr | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Duke Realty Corporation | DRE | 264411505 | USA | 28-Apr-10 | 01-Mar-10 | Annual | 9104 | Management | 12 | 12 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Duke Realty Corporation | DRE | 264411505 | USA | 28-Apr-10 | 01-Mar-10 | Annual | 9104 | Management | 13 | 13 | Yes | Approve Stock Option Exchange Program | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Brookfield Properties Corp. | BPO | 112900105 | Canada | 05-May-10 | 08-Mar-10 | Annual/Special | 10905 | Management | 1 | 1 | Yes | Fix Number of Directors at Ten | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Brookfield Properties Corp. | BPO | 112900105 | Canada | 05-May-10 | 08-Mar-10 | Annual/Special | 10905 | Management | 2 | 2.1 | Yes | Elect Gordon E. Arnell as Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Brookfield Properties Corp. | BPO | 112900105 | Canada | 05-May-10 | 08-Mar-10 | Annual/Special | 10905 | Management | 3 | 2.2 | Yes | Elect William T. Cahill as Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Brookfield Properties Corp. | BPO | 112900105 | Canada | 05-May-10 | 08-Mar-10 | Annual/Special | 10905 | Management | 4 | 2.3 | Yes | Elect Richard B. Clark as Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Brookfield Properties Corp. | BPO | 112900105 | Canada | 05-May-10 | 08-Mar-10 | Annual/Special | 10905 | Management | 5 | 2.4 | Yes | Elect Jack L. Cockwell as Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Brookfield Properties Corp. | BPO | 112900105 | Canada | 05-May-10 | 08-Mar-10 | Annual/Special | 10905 | Management | 6 | 2.5 | Yes | Elect Roderick D. Fraser as Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Brookfield Properties Corp. | BPO | 112900105 | Canada | 05-May-10 | 08-Mar-10 | Annual/Special | 10905 | Management | 7 | 2.6 | Yes | Elect Paul D. McFarlane as Director | For | Withhold | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Brookfield Properties Corp. | BPO | 112900105 | Canada | 05-May-10 | 08-Mar-10 | Annual/Special | 10905 | Management | 8 | 2.7 | Yes | Elect Allan S. Olson as Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Brookfield Properties Corp. | BPO | 112900105 | Canada | 05-May-10 | 08-Mar-10 | Annual/Special | 10905 | Management | 9 | 2.8 | Yes | Elect Robert L. Stelzl as Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Brookfield Properties Corp. | BPO | 112900105 | Canada | 05-May-10 | 08-Mar-10 | Annual/Special | 10905 | Management | 10 | 2.9 | Yes | Elect Diana L. Taylor as Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Brookfield Properties Corp. | BPO | 112900105 | Canada | 05-May-10 | 08-Mar-10 | Annual/Special | 10905 | Management | 11 | 2.10 | Yes | Elect John E. Zuccotti as Director | For | For | Yes | |||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Brookfield Properties Corp. | BPO | 112900105 | Canada | 05-May-10 | 08-Mar-10 | Annual/Special | 10905 | Management | 12 | 3 | Yes | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HCP, Inc. | HCP | 40414L109 | USA | 22-Apr-10 | 02-Mar-10 | Annual | 11913 | Management | 1 | 1.1 | Yes | Elect Director James F. Flaherty III | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HCP, Inc. | HCP | 40414L109 | USA | 22-Apr-10 | 02-Mar-10 | Annual | 11913 | Management | 2 | 1.2 | Yes | Elect Director Christine N. Garvey | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HCP, Inc. | HCP | 40414L109 | USA | 22-Apr-10 | 02-Mar-10 | Annual | 11913 | Management | 3 | 1.3 | Yes | Elect Director David B. Henry | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HCP, Inc. | HCP | 40414L109 | USA | 22-Apr-10 | 02-Mar-10 | Annual | 11913 | Management | 4 | 1.4 | Yes | Elect Director Lauralee E. Martin | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HCP, Inc. | HCP | 40414L109 | USA | 22-Apr-10 | 02-Mar-10 | Annual | 11913 | Management | 5 | 1.5 | Yes | Elect Director Michael D. Mckee | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HCP, Inc. | HCP | 40414L109 | USA | 22-Apr-10 | 02-Mar-10 | Annual | 11913 | Management | 6 | 1.6 | Yes | Elect Director Harold M. Messmer, Jr. | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HCP, Inc. | HCP | 40414L109 | USA | 22-Apr-10 | 02-Mar-10 | Annual | 11913 | Management | 7 | 1.7 | Yes | Elect Director Peter L. Rhein | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HCP, Inc. | HCP | 40414L109 | USA | 22-Apr-10 | 02-Mar-10 | Annual | 11913 | Management | 8 | 1.8 | Yes | Elect Director Kenneth B. Roath | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HCP, Inc. | HCP | 40414L109 | USA | 22-Apr-10 | 02-Mar-10 | Annual | 11913 | Management | 9 | 1.9 | Yes | Elect Director Richard M. Rosenberg | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HCP, Inc. | HCP | 40414L109 | USA | 22-Apr-10 | 02-Mar-10 | Annual | 11913 | Management | 10 | 1.10 | Yes | Elect Director Joseph P. Sullivan | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HCP, Inc. | HCP | 40414L109 | USA | 22-Apr-10 | 02-Mar-10 | Annual | 11913 | Management | 11 | 2 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HCP, Inc. | HCP | 40414L109 | USA | 22-Apr-10 | 02-Mar-10 | Annual | 11913 | Share Holder | 12 | 3 | Yes | Require a Majority Vote for the Election of Directors | Against | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Equity Residential | EQR | 29476L107 | USA | 16-Jun-10 | 31-Mar-10 | Annual | 13143 | Management | 1 | 1.1 | Yes | Elect Trustee John W. Alexander | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Equity Residential | EQR | 29476L107 | USA | 16-Jun-10 | 31-Mar-10 | Annual | 13143 | Management | 2 | 1.2 | Yes | Elect Trustee Charles L. Atwood | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Equity Residential | EQR | 29476L107 | USA | 16-Jun-10 | 31-Mar-10 | Annual | 13143 | Management | 3 | 1.3 | Yes | Elect Trustee Linda Walker Bynoe | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Equity Residential | EQR | 29476L107 | USA | 16-Jun-10 | 31-Mar-10 | Annual | 13143 | Management | 4 | 1.4 | Yes | Elect Trustee Boone A. Knox | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Equity Residential | EQR | 29476L107 | USA | 16-Jun-10 | 31-Mar-10 | Annual | 13143 | Management | 5 | 1.5 | Yes | Elect Trustee John E. Neal | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Equity Residential | EQR | 29476L107 | USA | 16-Jun-10 | 31-Mar-10 | Annual | 13143 | Management | 6 | 1.6 | Yes | Elect Trustee David J. Neithercut | For | For | Yes | |||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Equity Residential | EQR | 29476L107 | USA | 16-Jun-10 | 31-Mar-10 | Annual | 13143 | Management | 7 | 1.7 | Yes | Elect Trustee Mark S. Shapiro | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Equity Residential | EQR | 29476L107 | USA | 16-Jun-10 | 31-Mar-10 | Annual | 13143 | Management | 8 | 1.8 | Yes | Elect Trustee Gerald A. Spector | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Equity Residential | EQR | 29476L107 | USA | 16-Jun-10 | 31-Mar-10 | Annual | 13143 | Management | 9 | 1.9 | Yes | Elect Trustee B. Joseph White | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Equity Residential | EQR | 29476L107 | USA | 16-Jun-10 | 31-Mar-10 | Annual | 13143 | Management | 10 | 1.10 | Yes | Elect Trustee Samuel Zell | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Equity Residential | EQR | 29476L107 | USA | 16-Jun-10 | 31-Mar-10 | Annual | 13143 | Management | 11 | 2 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Equity Residential | EQR | 29476L107 | USA | 16-Jun-10 | 31-Mar-10 | Annual | 13143 | Share Holder | 12 | 3 | Yes | Require a Majority Vote for the Election of Trustees | Against | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Land Securities Group plc | G5375M118 | United Kingdom | 16-Jul-09 | 01-Jul-09 | Annual | 13633 | Management | 1 | 1 | Yes | Accept Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Land Securities Group plc | G5375M118 | United Kingdom | 16-Jul-09 | 01-Jul-09 | Annual | 13633 | Management | 2 | 2 | Yes | Confirm the Interim Dividends; Approve Final Dividend of 7 Pence Per Share | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Land Securities Group plc | G5375M118 | United Kingdom | 16-Jul-09 | 01-Jul-09 | Annual | 13633 | Management | 3 | 3 | Yes | Approve Remuneration Report | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Land Securities Group plc | G5375M118 | United Kingdom | 16-Jul-09 | 01-Jul-09 | Annual | 13633 | Management | 4 | 4 | Yes | Re-elect Martin Greenslade as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Land Securities Group plc | G5375M118 | United Kingdom | 16-Jul-09 | 01-Jul-09 | Annual | 13633 | Management | 5 | 5 | Yes | Re-elect Francis Salway as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Land Securities Group plc | G5375M118 | United Kingdom | 16-Jul-09 | 01-Jul-09 | Annual | 13633 | Management | 6 | 6 | Yes | Re-elect Michael Hussey as Director | For | Abstain | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Land Securities Group plc | G5375M118 | United Kingdom | 16-Jul-09 | 01-Jul-09 | Annual | 13633 | Management | 7 | 7 | Yes | Re-elect Sir Stuart Rose as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Land Securities Group plc | G5375M118 | United Kingdom | 16-Jul-09 | 01-Jul-09 | Annual | 13633 | Management | 8 | 8 | Yes | Re-elect Bo Lerenius as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Land Securities Group plc | G5375M118 | United Kingdom | 16-Jul-09 | 01-Jul-09 | Annual | 13633 | Management | 9 | 9 | Yes | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Land Securities Group plc | G5375M118 | United Kingdom | 16-Jul-09 | 01-Jul-09 | Annual | 13633 | Management | 10 | 10 | Yes | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Land Securities Group plc | G5375M118 | United Kingdom | 16-Jul-09 | 01-Jul-09 | Annual | 13633 | Management | 11 | 11 | Yes | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 23,809,179 | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Land Securities Group plc | G5375M118 | United Kingdom | 16-Jul-09 | 01-Jul-09 | Annual | 13633 | Management | 12 | 12 | Yes | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,809,541 | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Land Securities Group plc | G5375M118 | United Kingdom | 16-Jul-09 | 01-Jul-09 | Annual | 13633 | Management | 13 | 13 | Yes | Authorise 76,190,821 Ordinary Shares for Market Purchase | For | For | Yes | ||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Land Securities Group plc | G5375M118 | United Kingdom | 16-Jul-09 | 01-Jul-09 | Annual | 13633 | Management | 14 | 14 | Yes | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Land Securities Group plc | G5375M118 | United Kingdom | 16-Jul-09 | 01-Jul-09 | Annual | 13633 | Management | 15 | 15 | Yes | Authorise Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 20,000, to Political Org. Other Than Political Parties up to GBP 20,000 and Incur EU Political Expenditure up to GBP 20,000 | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The British Land Company plc | G15540118 | United Kingdom | 10-Jul-09 | Special | 15934 | Management | 1 | 1 | Yes | Approve Increase in Authorised Share Capital from GBP 221,750,000 to GBP 360,000,000 | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The British Land Company plc | G15540118 | United Kingdom | 10-Jul-09 | 25-Jun-09 | Annual | 15934 | Management | 1 | 1 | Yes | Accept Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The British Land Company plc | G15540118 | United Kingdom | 10-Jul-09 | 25-Jun-09 | Annual | 15934 | Management | 2 | 2 | Yes | Re-elect Chris Gibson-Smith as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The British Land Company plc | G15540118 | United Kingdom | 10-Jul-09 | 25-Jun-09 | Annual | 15934 | Management | 3 | 3 | Yes | Elect Chris Grigg as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The British Land Company plc | G15540118 | United Kingdom | 10-Jul-09 | 25-Jun-09 | Annual | 15934 | Management | 4 | 4 | Yes | Re-elect Andrew Jones as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The British Land Company plc | G15540118 | United Kingdom | 10-Jul-09 | 25-Jun-09 | Annual | 15934 | Management | 5 | 5 | Yes | Re-elect Tim Roberts as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The British Land Company plc | G15540118 | United Kingdom | 10-Jul-09 | 25-Jun-09 | Annual | 15934 | Management | 6 | 6 | Yes | Elect John Gildersleeve as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The British Land Company plc | G15540118 | United Kingdom | 10-Jul-09 | 25-Jun-09 | Annual | 15934 | Management | 7 | 7 | Yes | Elect Aubrey Adams as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The British Land Company plc | G15540118 | United Kingdom | 10-Jul-09 | 25-Jun-09 | Annual | 15934 | Management | 8 | 8 | Yes | Re-elect Robert Swannell as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The British Land Company plc | G15540118 | United Kingdom | 10-Jul-09 | 25-Jun-09 | Annual | 15934 | Management | 9 | 9 | Yes | Re-elect Lord Turnbull as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The British Land Company plc | G15540118 | United Kingdom | 10-Jul-09 | 25-Jun-09 | Annual | 15934 | Management | 10 | 10 | Yes | Reappoint Deloitte LLP as Auditors of the Company | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The British Land Company plc | G15540118 | United Kingdom | 10-Jul-09 | 25-Jun-09 | Annual | 15934 | Management | 11 | 11 | Yes | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The British Land Company plc | G15540118 | United Kingdom | 10-Jul-09 | 25-Jun-09 | Annual | 15934 | Management | 12 | 12 | Yes | Approve Remuneration Report | For | Abstain | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The British Land Company plc | G15540118 | United Kingdom | 10-Jul-09 | 25-Jun-09 | Annual | 15934 | Management | 13 | 13 | Yes | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 71,016,144 and an Additional Amount Pursuant to a Rights Issue of up to GBP 71,016,144 | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The British Land Company plc | G15540118 | United Kingdom | 10-Jul-09 | 25-Jun-09 | Annual | 15934 | Management | 14 | 14 | Yes | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10,652,422 | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The British Land Company plc | G15540118 | United Kingdom | 10-Jul-09 | 25-Jun-09 | Annual | 15934 | Management | 15 | 15 | Yes | Authorise 85,219,373 Ordinary Shares for Market Purchase | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The British Land Company plc | G15540118 | United Kingdom | 10-Jul-09 | 25-Jun-09 | Annual | 15934 | Management | 16 | 16 | Yes | Authorise the Company to Hold General Meetings Other Than Annual General Meetings on Not Less Than 14 Days’ Clear Notice | For | For | Yes | ||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The British Land Company plc | G15540118 | United Kingdom | 10-Jul-09 | 25-Jun-09 | Annual | 15934 | Management | 17 | 17 | Yes | Authorise the Company and its Subsidiaries to Make EU Donations to Political Parties, Independent Candidates and Political Organisations up to GBP 20,000 | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Kimco Realty Corporation | KIM | 49446R109 | USA | 05-May-10 | 11-Mar-10 | Annual | 17974 | Management | 1 | 1.1 | Yes | Elect Director Milton Cooper | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Kimco Realty Corporation | KIM | 49446R109 | USA | 05-May-10 | 11-Mar-10 | Annual | 17974 | Management | 2 | 1.2 | Yes | Elect Director Philip E. Coviello | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Kimco Realty Corporation | KIM | 49446R109 | USA | 05-May-10 | 11-Mar-10 | Annual | 17974 | Management | 3 | 1.3 | Yes | Elect Director Richard G. Dooley | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Kimco Realty Corporation | KIM | 49446R109 | USA | 05-May-10 | 11-Mar-10 | Annual | 17974 | Management | 4 | 1.4 | Yes | Elect Director Joe Grills | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Kimco Realty Corporation | KIM | 49446R109 | USA | 05-May-10 | 11-Mar-10 | Annual | 17974 | Management | 5 | 1.5 | Yes | Elect Director David B. Henry | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Kimco Realty Corporation | KIM | 49446R109 | USA | 05-May-10 | 11-Mar-10 | Annual | 17974 | Management | 6 | 1.6 | Yes | Elect Director F. Patrick Hughes | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Kimco Realty Corporation | KIM | 49446R109 | USA | 05-May-10 | 11-Mar-10 | Annual | 17974 | Management | 7 | 1.7 | Yes | Elect Director Frank Lourenso | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Kimco Realty Corporation | KIM | 49446R109 | USA | 05-May-10 | 11-Mar-10 | Annual | 17974 | Management | 8 | 1.8 | Yes | Elect Director Richard Saltzman | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Kimco Realty Corporation | KIM | 49446R109 | USA | 05-May-10 | 11-Mar-10 | Annual | 17974 | Management | 9 | 2 | Yes | Approve Omnibus Stock Plan | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Kimco Realty Corporation | KIM | 49446R109 | USA | 05-May-10 | 11-Mar-10 | Annual | 17974 | Management | 10 | 3 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capital Shopping Centres Group plc | G8995Y108 | United Kingdom | 07-Apr-10 | 05-Apr-10 | Special | 20594 | Management | 1 | 1 | Yes | Approve Cancellation of Share Premium Account | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capital Shopping Centres Group plc | G8995Y108 | United Kingdom | 07-Apr-10 | 05-Apr-10 | Special | 20594 | Management | 2 | 2 | Yes | Approve Demerger of Capital & Counties | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Sumitomo Realty & Development Co. Ltd. | 8830 | J77841112 | Japan | 29-Jun-10 | 31-Mar-10 | Annual | 21000 | Management | 1 | 1 | Yes | Approve Allocation of Income, with a Final Dividend of JPY 10 | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Sumitomo Realty & Development Co. Ltd. | 8830 | J77841112 | Japan | 29-Jun-10 | 31-Mar-10 | Annual | 21000 | Management | 2 | 2 | Yes | Appoint Statutory Auditor Naoto Enda | For | Against | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Sumitomo Realty & Development Co. Ltd. | 8830 | J77841112 | Japan | 29-Jun-10 | 31-Mar-10 | Annual | 21000 | Management | 3 | 3 | Yes | Approve Takeover Defense Plan (Poison Pill) | For | Against | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Land Securities Group plc | G5375M118 | United Kingdom | 14-Dec-09 | 12-Dec-09 | Special | 22174 | Management | 1 | 1 | Yes | Approve Scrip Dividend Program; Capitalise the Aggregate Nominal Value of New Ord. Shares in Company Out of Amount Standing to Credit of Reserves (Including Any Share Premium Account or Cap. Redemption Reserve) or Profit and Loss Account (Scrip Dividends) | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The British Land Company plc | G15540118 | United Kingdom | 08-Oct-09 | 06-Oct-09 | Special | 22957 | Management | 1 | 1 | Yes | Approve the Proposed Transaction | For | For | Yes | ||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | ProLogis | PLD | 743410102 | USA | 14-May-10 | 16-Mar-10 | Annual | 23123 | Management | 1 | 1.1 | Yes | Elect Director Stephen L. Feinberg | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | ProLogis | PLD | 743410102 | USA | 14-May-10 | 16-Mar-10 | Annual | 23123 | Management | 2 | 1.2 | Yes | Elect Director George L. Fotiades | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | ProLogis | PLD | 743410102 | USA | 14-May-10 | 16-Mar-10 | Annual | 23123 | Management | 3 | 1.3 | Yes | Elect Director Christine N. Garvey | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | ProLogis | PLD | 743410102 | USA | 14-May-10 | 16-Mar-10 | Annual | 23123 | Management | 4 | 1.4 | Yes | Elect Director Lawrence V. Jackson | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | ProLogis | PLD | 743410102 | USA | 14-May-10 | 16-Mar-10 | Annual | 23123 | Management | 5 | 1.5 | Yes | Elect Director Donald P. Jacobs | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | ProLogis | PLD | 743410102 | USA | 14-May-10 | 16-Mar-10 | Annual | 23123 | Management | 6 | 1.6 | Yes | Elect Director Irving F. Lyons, III | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | ProLogis | PLD | 743410102 | USA | 14-May-10 | 16-Mar-10 | Annual | 23123 | Management | 7 | 1.7 | Yes | Elect Director Walter C. Rakowich | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | ProLogis | PLD | 743410102 | USA | 14-May-10 | 16-Mar-10 | Annual | 23123 | Management | 8 | 1.8 | Yes | Elect Director D. Michael Steuert | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | ProLogis | PLD | 743410102 | USA | 14-May-10 | 16-Mar-10 | Annual | 23123 | Management | 9 | 1.9 | Yes | Elect Director J. Andre Teixeira | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | ProLogis | PLD | 743410102 | USA | 14-May-10 | 16-Mar-10 | Annual | 23123 | Management | 10 | 1.10 | Yes | Elect Director Andrea M. Zulberti | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | ProLogis | PLD | 743410102 | USA | 14-May-10 | 16-Mar-10 | Annual | 23123 | Management | 11 | 2 | Yes | Amend Omnibus Stock Plan | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | ProLogis | PLD | 743410102 | USA | 14-May-10 | 16-Mar-10 | Annual | 23123 | Management | 12 | 3 | Yes | Approve Stock Option Exchange Program | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | ProLogis | PLD | 743410102 | USA | 14-May-10 | 16-Mar-10 | Annual | 23123 | Management | 13 | 4 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capital Shopping Centres Group plc | G8995Y108 | United Kingdom | 02-Jun-10 | 31-May-10 | Annual | 25389 | Management | 1 | 1 | Yes | Accept Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capital Shopping Centres Group plc | G8995Y108 | United Kingdom | 02-Jun-10 | 31-May-10 | Annual | 25389 | Management | 2 | 2 | Yes | Approve Final Dividend | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capital Shopping Centres Group plc | G8995Y108 | United Kingdom | 02-Jun-10 | 31-May-10 | Annual | 25389 | Management | 3 | 3 | Yes | Elect Andrew Huntley as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capital Shopping Centres Group plc | G8995Y108 | United Kingdom | 02-Jun-10 | 31-May-10 | Annual | 25389 | Management | 4 | 4 | Yes | Elect Andrew Strang as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capital Shopping Centres Group plc | G8995Y108 | United Kingdom | 02-Jun-10 | 31-May-10 | Annual | 25389 | Management | 5 | 5 | Yes | Elect John Abel as Director | For | For | Yes | ||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capital Shopping Centres Group plc | G8995Y108 | United Kingdom | 02-Jun-10 | 31-May-10 | Annual | 25389 | Management | 6 | 6 | Yes | Elect Richard Gordon as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capital Shopping Centres Group plc | G8995Y108 | United Kingdom | 02-Jun-10 | 31-May-10 | Annual | 25389 | Management | 7 | 7 | Yes | Re-elect Patrick Burgess as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capital Shopping Centres Group plc | G8995Y108 | United Kingdom | 02-Jun-10 | 31-May-10 | Annual | 25389 | Management | 8 | 8 | Yes | Re-elect Neil Sachdev as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capital Shopping Centres Group plc | G8995Y108 | United Kingdom | 02-Jun-10 | 31-May-10 | Annual | 25389 | Management | 9 | 9 | Yes | Re-elect Ian Hawksworth as Director (If He Has Not Resigned Prior to the AGM) | For | Abstain | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capital Shopping Centres Group plc | G8995Y108 | United Kingdom | 02-Jun-10 | 31-May-10 | Annual | 25389 | Management | 10 | 10 | Yes | Re-elect Graeme Gordon as Director (If He Has Not Resigned Prior to the AGM) | For | Abstain | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capital Shopping Centres Group plc | G8995Y108 | United Kingdom | 02-Jun-10 | 31-May-10 | Annual | 25389 | Management | 11 | 11 | Yes | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capital Shopping Centres Group plc | G8995Y108 | United Kingdom | 02-Jun-10 | 31-May-10 | Annual | 25389 | Management | 12 | 12 | Yes | Approve Remuneration Report | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capital Shopping Centres Group plc | G8995Y108 | United Kingdom | 02-Jun-10 | 31-May-10 | Annual | 25389 | Management | 13 | 13 | Yes | Authorise Issue of Equity with Pre-emptive Rights | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capital Shopping Centres Group plc | G8995Y108 | United Kingdom | 02-Jun-10 | 31-May-10 | Annual | 25389 | Management | 14 | 14 | Yes | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capital Shopping Centres Group plc | G8995Y108 | United Kingdom | 02-Jun-10 | 31-May-10 | Annual | 25389 | Management | 15 | 15 | Yes | Authorise Market Purchase | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capital Shopping Centres Group plc | G8995Y108 | United Kingdom | 02-Jun-10 | 31-May-10 | Annual | 25389 | Management | 16 | 16 | Yes | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capital Shopping Centres Group plc | G8995Y108 | United Kingdom | 02-Jun-10 | 31-May-10 | Annual | 25389 | Management | 17 | 17 | Yes | Adopt New Articles of Association | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Host Hotels & Resorts, Inc. | HST | 44107P104 | USA | 06-May-10 | 09-Mar-10 | Annual | 27630 | Management | 1 | 1 | Yes | Elect Director Roberts M. Baylis | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Host Hotels & Resorts, Inc. | HST | 44107P104 | USA | 06-May-10 | 09-Mar-10 | Annual | 27630 | Management | 2 | 1.2 | Yes | Elect Director Willard W. Brittain, Jr. | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Host Hotels & Resorts, Inc. | HST | 44107P104 | USA | 06-May-10 | 09-Mar-10 | Annual | 27630 | Management | 3 | 3 | Yes | Elect Director Terence C. Golden | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Host Hotels & Resorts, Inc. | HST | 44107P104 | USA | 06-May-10 | 09-Mar-10 | Annual | 27630 | Management | 4 | 4 | Yes | Elect Director Ann McLaughlin Korologos | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Host Hotels & Resorts, Inc. | HST | 44107P104 | USA | 06-May-10 | 09-Mar-10 | Annual | 27630 | Management | 5 | 5 | Yes | Elect Director Richard E. Marriott | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Host Hotels & Resorts, Inc. | HST | 44107P104 | USA | 06-May-10 | 09-Mar-10 | Annual | 27630 | Management | 6 | 6 | Yes | Elect Director John B. Morse, Jr. | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Host Hotels & Resorts, Inc. | HST | 44107P104 | USA | 06-May-10 | 09-Mar-10 | Annual | 27630 | Management | 7 | 7 | Yes | Elect Director Gordon H. Smith | For | For | Yes | |||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Host Hotels & Resorts, Inc. | HST | 44107P104 | USA | 06-May-10 | 09-Mar-10 | Annual | 27630 | Management | 8 | 8 | Yes | Elect Director W. Edward Walter | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Host Hotels & Resorts, Inc. | HST | 44107P104 | USA | 06-May-10 | 09-Mar-10 | Annual | 27630 | Management | 9 | 9 | Yes | Ratify Auditors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Sun Hung Kai Properties Ltd. | Y82594121 | Hong Kong | 03-Dec-09 | 25-Nov-09 | Annual | 28000 | Management | 1 | 1 | Yes | Accept Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Sun Hung Kai Properties Ltd. | Y82594121 | Hong Kong | 03-Dec-09 | 25-Nov-09 | Annual | 28000 | Management | 2 | 2 | Yes | Approve Final Dividend | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Sun Hung Kai Properties Ltd. | Y82594121 | Hong Kong | 03-Dec-09 | 25-Nov-09 | Annual | 28000 | Management | 3 | 3a1 | Yes | Reelect Chan Kwok-wai, Patrick as Director | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Sun Hung Kai Properties Ltd. | Y82594121 | Hong Kong | 03-Dec-09 | 25-Nov-09 | Annual | 28000 | Management | 4 | 3a2 | Yes | Reelect Yip Dicky Peter as Director | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Sun Hung Kai Properties Ltd. | Y82594121 | Hong Kong | 03-Dec-09 | 25-Nov-09 | Annual | 28000 | Management | 5 | 3a3 | Yes | Reelect Wong Yue-chim, Richard as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Sun Hung Kai Properties Ltd. | Y82594121 | Hong Kong | 03-Dec-09 | 25-Nov-09 | Annual | 28000 | Management | 6 | 3a4 | Yes | Reelect Cheung Kin-tung, Marvin as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Sun Hung Kai Properties Ltd. | Y82594121 | Hong Kong | 03-Dec-09 | 25-Nov-09 | Annual | 28000 | Management | 7 | 3a5 | Yes | Reelect Li Ka-cheung, Eric as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Sun Hung Kai Properties Ltd. | Y82594121 | Hong Kong | 03-Dec-09 | 25-Nov-09 | Annual | 28000 | Management | 8 | 3a6 | Yes | Reelect Po-shing Woo as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Sun Hung Kai Properties Ltd. | Y82594121 | Hong Kong | 03-Dec-09 | 25-Nov-09 | Annual | 28000 | Management | 9 | 3a7 | Yes | Reelect Kwan Cheuk-yin, William as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Sun Hung Kai Properties Ltd. | Y82594121 | Hong Kong | 03-Dec-09 | 25-Nov-09 | Annual | 28000 | Management | 10 | 3a8 | Yes | Reelect Lo Chiu-chun, Clement as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Sun Hung Kai Properties Ltd. | Y82594121 | Hong Kong | 03-Dec-09 | 25-Nov-09 | Annual | 28000 | Management | 11 | 3a9 | Yes | Reelect Kwok Ping-kwong, Thomas as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Sun Hung Kai Properties Ltd. | Y82594121 | Hong Kong | 03-Dec-09 | 25-Nov-09 | Annual | 28000 | Management | 12 | 3b | Yes | Authorize Board to Fix Directors’ Fees | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Sun Hung Kai Properties Ltd. | Y82594121 | Hong Kong | 03-Dec-09 | 25-Nov-09 | Annual | 28000 | Management | 13 | 4 | Yes | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Sun Hung Kai Properties Ltd. | Y82594121 | Hong Kong | 03-Dec-09 | 25-Nov-09 | Annual | 28000 | Management | 14 | 5 | Yes | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Sun Hung Kai Properties Ltd. | Y82594121 | Hong Kong | 03-Dec-09 | 25-Nov-09 | Annual | 28000 | Management | 15 | 6 | Yes | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Sun Hung Kai Properties Ltd. | Y82594121 | Hong Kong | 03-Dec-09 | 25-Nov-09 | Annual | 28000 | Management | 16 | 7 | Yes | Authorize Reissuance of Repurchased Shares | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 03-Dec-09 | 26-Nov-09 | Annual | 29000 | Management | 1 | 1a | Yes | Reelect Lee Shau Kee as Director | For | For | Yes | ||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 03-Dec-09 | 26-Nov-09 | Annual | 29000 | Management | 2 | 1b | Yes | Reelect Colin Lam Ko Yin as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 03-Dec-09 | 26-Nov-09 | Annual | 29000 | Management | 3 | 1c | Yes | Reelect John Yip Ying Chee as Director | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 03-Dec-09 | 26-Nov-09 | Annual | 29000 | Management | 4 | 1d | Yes | Reelect Alexander Au Siu Kee as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 03-Dec-09 | 26-Nov-09 | Annual | 29000 | Management | 5 | 1e | Yes | Reelect Fung Lee Woon King as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 03-Dec-09 | 26-Nov-09 | Annual | 29000 | Management | 6 | 1f | Yes | Reelect Eddie Lau Yum Chuen as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 03-Dec-09 | 26-Nov-09 | Annual | 29000 | Management | 7 | 1g | Yes | Reelect Leung Hay Man as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 03-Dec-09 | 26-Nov-09 | Annual | 29000 | Management | 8 | 1h | Yes | Approve Directors’ Fees and Audit Committee Members’ Remuneration | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 03-Dec-09 | 26-Nov-09 | Annual | 29000 | Management | 9 | 2 | Yes | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 03-Dec-09 | 26-Nov-09 | Annual | 29000 | Management | 10 | 3a | Yes | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 03-Dec-09 | 26-Nov-09 | Annual | 29000 | Management | 11 | 3b | Yes | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 03-Dec-09 | 26-Nov-09 | Annual | 29000 | Management | 12 | 3c | Yes | Authorize Reissuance of Repurchased Shares | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | City Developments Ltd. | V23130111 | Singapore | 28-Apr-10 | 14-Apr-10 | Annual | 35000 | Management | 1 | 1 | Yes | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | City Developments Ltd. | V23130111 | Singapore | 28-Apr-10 | 14-Apr-10 | Annual | 35000 | Management | 2 | 2 | Yes | Declare Final Dividend of SGD 0.08 Per Ordinary Share | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | City Developments Ltd. | V23130111 | Singapore | 28-Apr-10 | 14-Apr-10 | Annual | 35000 | Management | 3 | 3 | Yes | Approve Directors’ Fees of SGD 306,824.66 for the Year Ended Dec. 31, 2009 (2008: SGD 308,000) and Audit Committee Fees of SGD 47,500 Per Quarter | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | City Developments Ltd. | V23130111 | Singapore | 28-Apr-10 | 14-Apr-10 | Annual | 35000 | Management | 4 | 4a | Yes | Reelect Kwek Leng Beng as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | City Developments Ltd. | V23130111 | Singapore | 28-Apr-10 | 14-Apr-10 | Annual | 35000 | Management | 5 | 4b | Yes | Reelect Han Vo-Ta as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | City Developments Ltd. | V23130111 | Singapore | 28-Apr-10 | 14-Apr-10 | Annual | 35000 | Management | 6 | 4c | Yes | Reelect Yeo Liat Kok Philip as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | City Developments Ltd. | V23130111 | Singapore | 28-Apr-10 | 14-Apr-10 | Annual | 35000 | Management | 7 | 5a | Yes | Reelect Chee Keng Soon as Director | For | For | Yes | ||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | City Developments Ltd. | V23130111 | Singapore | 28-Apr-10 | 14-Apr-10 | Annual | 35000 | Management | 8 | 5b | Yes | Reelect Tang See Chim as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | City Developments Ltd. | V23130111 | Singapore | 28-Apr-10 | 14-Apr-10 | Annual | 35000 | Management | 9 | 6 | Yes | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | City Developments Ltd. | V23130111 | Singapore | 28-Apr-10 | 14-Apr-10 | Annual | 35000 | Management | 10 | 7 | Yes | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | City Developments Ltd. | V23130111 | Singapore | 28-Apr-10 | 14-Apr-10 | Annual | 35000 | Management | 11 | 8 | Yes | Approve Issuance of Shares without Preemptive Rights at a Discount Exceeding 10 Percent but not Exceeding 20 Percent of the Weighted Average Price Per Share | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | City Developments Ltd. | V23130111 | Singapore | 28-Apr-10 | 14-Apr-10 | Annual | 35000 | Management | 12 | 9 | Yes | Authorize Share Repurchase Program | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | City Developments Ltd. | V23130111 | Singapore | 28-Apr-10 | 14-Apr-10 | Annual | 35000 | Management | 13 | 10 | Yes | Approve Issuance of Shares and Grant of Options Pursuant to the City Developments Share Option Scheme 2001 | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | City Developments Ltd. | V23130111 | Singapore | 28-Apr-10 | 14-Apr-10 | Annual | 35000 | Management | 14 | 11 | Yes | Approve Mandate for Transactions with Related Parties | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The Link Real Estate Investment Trust | Y5281M111 | Hong Kong | 29-Jul-09 | 23-Jul-09 | Annual | 39000 | Management | 1 | 1 | No | Note Financial Statements and Auditors’ Reports | None | None | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The Link Real Estate Investment Trust | Y5281M111 | Hong Kong | 29-Jul-09 | 23-Jul-09 | Annual | 39000 | Management | 2 | 2 | No | Note Appointment of Auditors and Fixing of Their Remuneration | None | None | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The Link Real Estate Investment Trust | Y5281M111 | Hong Kong | 29-Jul-09 | 23-Jul-09 | Annual | 39000 | Management | 3 | 3 | Yes | Reelect George Kwok Lung Hongchoy as Director of the Manager | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The Link Real Estate Investment Trust | Y5281M111 | Hong Kong | 29-Jul-09 | 23-Jul-09 | Annual | 39000 | Management | 4 | 4a | Yes | Reelect Michael Ian Arnold as Director of the Manager | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The Link Real Estate Investment Trust | Y5281M111 | Hong Kong | 29-Jul-09 | 23-Jul-09 | Annual | 39000 | Management | 5 | 4b | Yes | Reelect Anthony Chow Wing Kin as Director of the Manager | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The Link Real Estate Investment Trust | Y5281M111 | Hong Kong | 29-Jul-09 | 23-Jul-09 | Annual | 39000 | Management | 6 | 4c | Yes | Reeect Allan Zeman as Director of the Manager | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | The Link Real Estate Investment Trust | Y5281M111 | Hong Kong | 29-Jul-09 | 23-Jul-09 | Annual | 39000 | Management | 7 | 5 | Yes | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | Japan | 29-Jun-10 | 31-Mar-10 | Annual | 39000 | Management | 1 | 1 | Yes | Approve Allocation of Income, with a Final Dividend of JPY 11 | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | Japan | 29-Jun-10 | 31-Mar-10 | Annual | 39000 | Management | 2 | 2 | Yes | Approve Annual Bonus Payment to Directors | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Kerry Properties Ltd. | G52440107 | Hong Kong | 04-May-10 | 30-Apr-10 | Annual | 40000 | Management | 1 | 1 | Yes | Accept Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Kerry Properties Ltd. | G52440107 | Hong Kong | 04-May-10 | 30-Apr-10 | Annual | 40000 | Management | 2 | 2 | Yes | Approve Final Diviend | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Kerry Properties Ltd. | G52440107 | Hong Kong | 04-May-10 | 30-Apr-10 | Annual | 40000 | Management | 3 | 3a | Yes | Reelect Qian Shaohua as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Kerry Properties Ltd. | G52440107 | Hong Kong | 04-May-10 | 30-Apr-10 | Annual | 40000 | Management | 4 | 3b | Yes | Reelect Chan Wai Ming, William as Director | For | Against | Yes | ||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Kerry Properties Ltd. | G52440107 | Hong Kong | 04-May-10 | 30-Apr-10 | Annual | 40000 | Management | 5 | 3c | Yes | Reelect Ku Moon Lun as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Kerry Properties Ltd. | G52440107 | Hong Kong | 04-May-10 | 30-Apr-10 | Annual | 40000 | Management | 6 | 4 | Yes | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Kerry Properties Ltd. | G52440107 | Hong Kong | 04-May-10 | 30-Apr-10 | Annual | 40000 | Management | 7 | 5a | Yes | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Kerry Properties Ltd. | G52440107 | Hong Kong | 04-May-10 | 30-Apr-10 | Annual | 40000 | Management | 8 | 5b | Yes | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Kerry Properties Ltd. | G52440107 | Hong Kong | 04-May-10 | 30-Apr-10 | Annual | 40000 | Management | 9 | 5c | Yes | Authorize Reissuance of Repurchased Shares | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hammerson plc | G4273Q107 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 41657 | Management | 1 | 1 | Yes | Accept Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hammerson plc | G4273Q107 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 41657 | Management | 2 | 2 | Yes | Approve Remuneration Report | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hammerson plc | G4273Q107 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 41657 | Management | 3 | 3 | Yes | Re-elect David Atkins as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hammerson plc | G4273Q107 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 41657 | Management | 4 | 4 | Yes | Re-elect David Edmonds as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hammerson plc | G4273Q107 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 41657 | Management | 5 | 5 | Yes | Re-elect Jacques Espinasse as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hammerson plc | G4273Q107 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 41657 | Management | 6 | 6 | Yes | Re-elect John Hirst as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hammerson plc | G4273Q107 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 41657 | Management | 7 | 7 | Yes | Re-elect Simon Melliss as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hammerson plc | G4273Q107 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 41657 | Management | 8 | 8 | Yes | Elect Terry Duddy as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hammerson plc | G4273Q107 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 41657 | Management | 9 | 9 | Yes | Reappoint Deloitte LLP as Auditors of the Company | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hammerson plc | G4273Q107 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 41657 | Management | 10 | 10 | Yes | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hammerson plc | G4273Q107 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 41657 | Management | 11 | 11 | Yes | Authorise Issue of Equity with Pre-emptive Rights | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hammerson plc | G4273Q107 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 41657 | Management | 12 | 12 | Yes | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hammerson plc | G4273Q107 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 41657 | Management | 13 | 13 | Yes | Authorise Market Purchase | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hammerson plc | G4273Q107 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 41657 | Management | 14 | 14 | Yes | Authorise the Company to Call EGM with Two Weeks Notice | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hammerson plc | G4273Q107 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 41657 | Management | 15 | 15 | Yes | Adopt New Articles of Association | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277141 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 43793 | Management | 1 | 1 | Yes | Accept Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277141 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 43793 | Management | 2 | 2 | Yes | Approve Final Dividend | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277141 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 43793 | Management | 3 | 3 | Yes | Approve Remuneration Report | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277141 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 43793 | Management | 4 | 4 | Yes | Re-elect Ian Coull as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277141 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 43793 | Management | 5 | 5 | Yes | Re-elect David Sleath as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277141 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 43793 | Management | 6 | 6 | Yes | Re-elect Thom Wernink as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277141 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 43793 | Management | 7 | 7 | Yes | Reappoint Deloitte LLP as Auditors of the Company | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277141 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 43793 | Management | 8 | 8 | Yes | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277141 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 43793 | Management | 9 | 9 | Yes | Authorise EU Political Donations and Expenditure | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277141 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 43793 | Management | 10 | 10 | Yes | Authorise Issue of Equity with Pre-emptive Rights | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277141 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 43793 | Management | 11 | 11 | Yes | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277141 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 43793 | Management | 12 | 12 | Yes | Authorise Issue of Equity with Pre-emptive Rights | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277141 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 43793 | Management | 13 | 13 | Yes | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277141 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 43793 | Management | 14 | 14 | Yes | Authorise Market Purchase | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277141 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 43793 | Management | 15 | 15 | Yes | Authorise the Company to Call EGM with Two Weeks Notice | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277141 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 43793 | Management | 16 | 16 | Yes | Adopt New Articles of Association | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277141 | United Kingdom | 29-Apr-10 | 27-Apr-10 | Annual | 43793 | Management | 17 | 17 | Yes | Approve Scrip Dividend Program | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mitsubishi Estate Co. Ltd. | 8802 | J43916113 | Japan | 29-Jun-10 | 31-Mar-10 | Annual | 45000 | Management | 1 | 1 | Yes | Approve Allocation of Income, with a Final Dividend of JPY 6 | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mitsubishi Estate Co. Ltd. | 8802 | J43916113 | Japan | 29-Jun-10 | 31-Mar-10 | Annual | 45000 | Management | 2 | 2.1 | Yes | Elect Director Keiji Kimura | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mitsubishi Estate Co. Ltd. | 8802 | J43916113 | Japan | 29-Jun-10 | 31-Mar-10 | Annual | 45000 | Management | 3 | 2.2 | Yes | Elect Director Nobuyuki Iizuka | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mitsubishi Estate Co. Ltd. | 8802 | J43916113 | Japan | 29-Jun-10 | 31-Mar-10 | Annual | 45000 | Management | 4 | 2.3 | Yes | Elect Director Toshio Nagashima | For | For | Yes | |||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mitsubishi Estate Co. Ltd. | 8802 | J43916113 | Japan | 29-Jun-10 | 31-Mar-10 | Annual | 45000 | Management | 5 | 2.4 | Yes | Elect Director Hiroshi Danno | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mitsubishi Estate Co. Ltd. | 8802 | J43916113 | Japan | 29-Jun-10 | 31-Mar-10 | Annual | 45000 | Management | 6 | 2.5 | Yes | Elect Director Masaaki Kouno | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mitsubishi Estate Co. Ltd. | 8802 | J43916113 | Japan | 29-Jun-10 | 31-Mar-10 | Annual | 45000 | Management | 7 | 2.6 | Yes | Elect Director Hiroyoshi Itou | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mitsubishi Estate Co. Ltd. | 8802 | J43916113 | Japan | 29-Jun-10 | 31-Mar-10 | Annual | 45000 | Management | 8 | 2.7 | Yes | Elect Director Yutaka Yanagisawa | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mitsubishi Estate Co. Ltd. | 8802 | J43916113 | Japan | 29-Jun-10 | 31-Mar-10 | Annual | 45000 | Management | 9 | 2.8 | Yes | Elect Director Hirotaka Sugiyama | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mitsubishi Estate Co. Ltd. | 8802 | J43916113 | Japan | 29-Jun-10 | 31-Mar-10 | Annual | 45000 | Management | 10 | 2.9 | Yes | Elect Director Masamichi Ono | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mitsubishi Estate Co. Ltd. | 8802 | J43916113 | Japan | 29-Jun-10 | 31-Mar-10 | Annual | 45000 | Management | 11 | 2.10 | Yes | Elect Director Isao Matsuhashi | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mitsubishi Estate Co. Ltd. | 8802 | J43916113 | Japan | 29-Jun-10 | 31-Mar-10 | Annual | 45000 | Management | 12 | 2.11 | Yes | Elect Director Fumikatsu Tokiwa | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mitsubishi Estate Co. Ltd. | 8802 | J43916113 | Japan | 29-Jun-10 | 31-Mar-10 | Annual | 45000 | Management | 13 | 2.12 | Yes | Elect Director Yasumasa Gomi | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mitsubishi Estate Co. Ltd. | 8802 | J43916113 | Japan | 29-Jun-10 | 31-Mar-10 | Annual | 45000 | Management | 14 | 2.13 | Yes | Elect Director Shuu Tomioka | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mitsubishi Estate Co. Ltd. | 8802 | J43916113 | Japan | 29-Jun-10 | 31-Mar-10 | Annual | 45000 | Management | 15 | 3 | Yes | Approve Takeover Defense Plan (Poison Pill) | For | Against | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | CapitaMalls Asia Ltd | Y1122V105 | Singapore | 12-Apr-10 | 26-Mar-10 | Annual | 46725 | Management | 1 | 1 | Yes | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | CapitaMalls Asia Ltd | Y1122V105 | Singapore | 12-Apr-10 | 26-Mar-10 | Annual | 46725 | Management | 2 | 2 | Yes | Declare First and Final One-Tier Dividend of SGD 0.01 Per Share | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | CapitaMalls Asia Ltd | Y1122V105 | Singapore | 12-Apr-10 | 26-Mar-10 | Annual | 46725 | Management | 3 | 3 | Yes | Approve Directors’ Fees of SGD 86,200 for the Year Ended Dec. 31, 2009 (2008: Nil) | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | CapitaMalls Asia Ltd | Y1122V105 | Singapore | 12-Apr-10 | 26-Mar-10 | Annual | 46725 | Management | 4 | 4 | Yes | Reelect Liew Mun Leong as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | CapitaMalls Asia Ltd | Y1122V105 | Singapore | 12-Apr-10 | 26-Mar-10 | Annual | 46725 | Management | 5 | 5a | Yes | Reelect Jennie Chua as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | CapitaMalls Asia Ltd | Y1122V105 | Singapore | 12-Apr-10 | 26-Mar-10 | Annual | 46725 | Management | 6 | 5b | Yes | Reelect Sunil Tissa Amarasuriya as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | CapitaMalls Asia Ltd | Y1122V105 | Singapore | 12-Apr-10 | 26-Mar-10 | Annual | 46725 | Management | 7 | 5c | Yes | Reelect Fu Yuning as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | CapitaMalls Asia Ltd | Y1122V105 | Singapore | 12-Apr-10 | 26-Mar-10 | Annual | 46725 | Management | 8 | 5d | Yes | Reelect Loo Choon Yong as Director | For | For | Yes | ||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | CapitaMalls Asia Ltd | Y1122V105 | Singapore | 12-Apr-10 | 26-Mar-10 | Annual | 46725 | Management | 9 | 5e | Yes | Reelect Arfat Pannir Selvam as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | CapitaMalls Asia Ltd | Y1122V105 | Singapore | 12-Apr-10 | 26-Mar-10 | Annual | 46725 | Management | 10 | 5f | Yes | Reelect Tan Kong Yam as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | CapitaMalls Asia Ltd | Y1122V105 | Singapore | 12-Apr-10 | 26-Mar-10 | Annual | 46725 | Management | 11 | 5g | Yes | Reelect Hiroshi Toda as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | CapitaMalls Asia Ltd | Y1122V105 | Singapore | 12-Apr-10 | 26-Mar-10 | Annual | 46725 | Management | 12 | 5h | Yes | Reelect Yap Chee Keong as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | CapitaMalls Asia Ltd | Y1122V105 | Singapore | 12-Apr-10 | 26-Mar-10 | Annual | 46725 | Management | 13 | 6 | Yes | Reappoint KPMG LLP Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | CapitaMalls Asia Ltd | Y1122V105 | Singapore | 12-Apr-10 | 26-Mar-10 | Annual | 46725 | Management | 14 | 7 | Yes | Other Business (Voting) | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | CapitaMalls Asia Ltd | Y1122V105 | Singapore | 12-Apr-10 | 26-Mar-10 | Annual | 46725 | Management | 15 | 8a | Yes | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | CapitaMalls Asia Ltd | Y1122V105 | Singapore | 12-Apr-10 | 26-Mar-10 | Annual | 46725 | Management | 16 | 8b | Yes | Approve Issuance of Shares and Grant of Awards Pursuant to the CapitaMalls Asia Performance Share Plan and/or the CapitaMalls Asia Restricted Stock Plan | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HANG LUNG PROPERTIES LTD | Y30166105 | Hong Kong | 20-Oct-09 | 15-Oct-09 | Annual | 54000 | Management | 1 | 1 | Yes | Accept Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HANG LUNG PROPERTIES LTD | Y30166105 | Hong Kong | 20-Oct-09 | 15-Oct-09 | Annual | 54000 | Management | 2 | 2 | Yes | Approve Final Dividend | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HANG LUNG PROPERTIES LTD | Y30166105 | Hong Kong | 20-Oct-09 | 15-Oct-09 | Annual | 54000 | Management | 3 | 3a | Yes | Reelect Ronald Joseph Arculli as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HANG LUNG PROPERTIES LTD | Y30166105 | Hong Kong | 20-Oct-09 | 15-Oct-09 | Annual | 54000 | Management | 4 | 3b | Yes | Reelect Laura Lok Yee Chen as Director | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HANG LUNG PROPERTIES LTD | Y30166105 | Hong Kong | 20-Oct-09 | 15-Oct-09 | Annual | 54000 | Management | 5 | 3c | Yes | Reelect Pak Wai Liu as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HANG LUNG PROPERTIES LTD | Y30166105 | Hong Kong | 20-Oct-09 | 15-Oct-09 | Annual | 54000 | Management | 6 | 3d | Yes | Authorize Board to Fix the Remuneration of Directors | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HANG LUNG PROPERTIES LTD | Y30166105 | Hong Kong | 20-Oct-09 | 15-Oct-09 | Annual | 54000 | Management | 7 | 4 | Yes | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HANG LUNG PROPERTIES LTD | Y30166105 | Hong Kong | 20-Oct-09 | 15-Oct-09 | Annual | 54000 | Management | 8 | 5 | Yes | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HANG LUNG PROPERTIES LTD | Y30166105 | Hong Kong | 20-Oct-09 | 15-Oct-09 | Annual | 54000 | Management | 9 | 6 | Yes | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | HANG LUNG PROPERTIES LTD | Y30166105 | Hong Kong | 20-Oct-09 | 15-Oct-09 | Annual | 54000 | Management | 10 | 7 | Yes | Authorize Reissuance of Repurchased Shares | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 01-Jun-10 | 24-May-10 | Annual | 59000 | Management | 1 | 1 | Yes | Accept Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 01-Jun-10 | 24-May-10 | Special | 59000 | Management | 1 | 1 | Yes | Approve Bonus Warrants Issue | For | For | Yes | ||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 01-Jun-10 | 24-May-10 | Annual | 59000 | Management | 2 | 2 | Yes | Approve Final Dividend | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 01-Jun-10 | 24-May-10 | Annual | 59000 | Management | 3 | 3a | Yes | Reelect Lee King Yue as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 01-Jun-10 | 24-May-10 | Annual | 59000 | Management | 4 | 3b | Yes | Reelect Li Ning as Director | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 01-Jun-10 | 24-May-10 | Annual | 59000 | Management | 5 | 3c | Yes | Reelect Lee Tat Man as Director | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 01-Jun-10 | 24-May-10 | Annual | 59000 | Management | 6 | 3d | Yes | Reelect Po-shing Woo as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 01-Jun-10 | 24-May-10 | Annual | 59000 | Management | 7 | 3e | Yes | Reelect Gordon Kwong Che Keung as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 01-Jun-10 | 24-May-10 | Annual | 59000 | Management | 8 | 3f | Yes | Reelect Ko Ping Keung as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 01-Jun-10 | 24-May-10 | Annual | 59000 | Management | 9 | 4 | Yes | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 01-Jun-10 | 24-May-10 | Annual | 59000 | Management | 10 | 5a | Yes | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 01-Jun-10 | 24-May-10 | Annual | 59000 | Management | 11 | 5b | Yes | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 01-Jun-10 | 24-May-10 | Annual | 59000 | Management | 12 | 5c | Yes | Authorize Reissuance of Repurchased Shares | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Henderson Land Development Co. Ltd. | Y31476107 | Hong Kong | 01-Jun-10 | 24-May-10 | Annual | 59000 | Management | 13 | 5d | Yes | Approve Increase in Authorized Share Capital from HK$5.2 Billion to HK$10 Billion by the Creation of 2.4 Billion New Shares | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Stockland | SGP | Q8773B105 | Australia | 20-Oct-09 | 18-Oct-09 | Annual | 62176 | Management | 1 | No | Agenda for Stockland Corporation Ltd | None | None | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Stockland | SGP | Q8773B105 | Australia | 20-Oct-09 | 18-Oct-09 | Annual | 62176 | Management | 2 | 1 | No | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | None | None | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Stockland | SGP | Q8773B105 | Australia | 20-Oct-09 | 18-Oct-09 | Annual | 62176 | Management | 3 | 2 | Yes | Elect Carolyn Hewson as a Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Stockland | SGP | Q8773B105 | Australia | 20-Oct-09 | 18-Oct-09 | Annual | 62176 | Management | 4 | 3 | Yes | Elect Terry Williamson as a Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Stockland | SGP | Q8773B105 | Australia | 20-Oct-09 | 18-Oct-09 | Annual | 62176 | Management | 5 | 4 | Yes | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Stockland | SGP | Q8773B105 | Australia | 20-Oct-09 | 18-Oct-09 | Annual | 62176 | Management | 6 | No | Agenda for Stockland Corporation Ltd and Stockland Trust | None | None | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Stockland | SGP | Q8773B105 | Australia | 20-Oct-09 | 18-Oct-09 | Annual | 62176 | Management | 7 | 5 | Yes | Approve the Grant of 1.26 Million Performance Rights to Matthew Quinn, Managing Director, Pursuant to the Stockland Performance Rights Plan | For | For | Yes | |||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Stockland | SGP | Q8773B105 | Australia | 20-Oct-09 | 18-Oct-09 | Annual | 62176 | Management | 8 | 6 | Yes | Ratify the Past Issuance of 42 Million Stapled Securities at an Issue Price of A$3.63 Each to Deutsche Bank AG Made on Feb. 27, 2009 | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Stockland | SGP | Q8773B105 | Australia | 20-Oct-09 | 18-Oct-09 | Annual | 62176 | Management | 9 | 7 | Yes | Ratify the Past Issuance of 75 Million Stapled Securities at an Issue Price of A$2.70 Each to Professional Investors Made on May 28, 2009 | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hongkong Land Holdings Ltd. | G4587L109 | Bermuda | 05-May-10 | 21-Apr-10 | Annual | 67000 | Management | 1 | 1 | Yes | Adopt Financial Statements and Directors’ and Auditors’ Reports and Declare a Final Dividend | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hongkong Land Holdings Ltd. | G4587L109 | Bermuda | 05-May-10 | 21-Apr-10 | Annual | 67000 | Management | 2 | 2 | Yes | Reelect Lord Leach of Fairford as Director | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hongkong Land Holdings Ltd. | G4587L109 | Bermuda | 05-May-10 | 21-Apr-10 | Annual | 67000 | Management | 3 | 3 | Yes | Reelect Dr Richard Lee as Director | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hongkong Land Holdings Ltd. | G4587L109 | Bermuda | 05-May-10 | 21-Apr-10 | Annual | 67000 | Management | 4 | 4 | Yes | Reelect Y K Pang as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hongkong Land Holdings Ltd. | G4587L109 | Bermuda | 05-May-10 | 21-Apr-10 | Annual | 67000 | Management | 5 | 5 | Yes | Reelect James Watkins as Director | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hongkong Land Holdings Ltd. | G4587L109 | Bermuda | 05-May-10 | 21-Apr-10 | Annual | 67000 | Management | 6 | 6 | Yes | Reelect John R Witt as Director | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hongkong Land Holdings Ltd. | G4587L109 | Bermuda | 05-May-10 | 21-Apr-10 | Annual | 67000 | Management | 7 | 7 | Yes | Reaapoint Auditors and Authorize Board to Fix Their Remuneration | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hongkong Land Holdings Ltd. | G4587L109 | Bermuda | 05-May-10 | 21-Apr-10 | Annual | 67000 | Management | 8 | 8 | Yes | Approve Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Nominal Amount of $75 Million and without Preemptive Rights up to Nominal Amount of $11.2 Million | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Hongkong Land Holdings Ltd. | G4587L109 | Bermuda | 05-May-10 | 21-Apr-10 | Annual | 67000 | Management | 9 | 9 | Yes | Authorize Share Repurchase Program | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wharf (Holdings) Ltd. | Y8800U127 | Hong Kong | 08-Jun-10 | 03-Jun-10 | Annual | 80000 | Management | 1 | 1 | Yes | Accept Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wharf (Holdings) Ltd. | Y8800U127 | Hong Kong | 08-Jun-10 | 03-Jun-10 | Annual | 80000 | Management | 2 | 2 | Yes | Approve Final Dividend | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wharf (Holdings) Ltd. | Y8800U127 | Hong Kong | 08-Jun-10 | 03-Jun-10 | Annual | 80000 | Management | 3 | 3a | Yes | Reelect Edward K. Y. Chen as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wharf (Holdings) Ltd. | Y8800U127 | Hong Kong | 08-Jun-10 | 03-Jun-10 | Annual | 80000 | Management | 4 | 3b | Yes | Reelect Raymond K. F. Ch’ien as Director | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wharf (Holdings) Ltd. | Y8800U127 | Hong Kong | 08-Jun-10 | 03-Jun-10 | Annual | 80000 | Management | 5 | 3c | Yes | Reelect T. Y. Ng as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wharf (Holdings) Ltd. | Y8800U127 | Hong Kong | 08-Jun-10 | 03-Jun-10 | Annual | 80000 | Management | 6 | 4 | Yes | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wharf (Holdings) Ltd. | Y8800U127 | Hong Kong | 08-Jun-10 | 03-Jun-10 | Annual | 80000 | Management | 7 | 5 | Yes | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wharf (Holdings) Ltd. | Y8800U127 | Hong Kong | 08-Jun-10 | 03-Jun-10 | Annual | 80000 | Management | 8 | 6 | Yes | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes | ||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Wharf (Holdings) Ltd. | Y8800U127 | Hong Kong | 08-Jun-10 | 03-Jun-10 | Annual | 80000 | Management | 9 | 7 | Yes | Authorize Reissuance of Repurchased Shares | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitaland Limited | Y10923103 | Singapore | 30-Oct-09 | Special | 81000 | Management | 1 | 1 | Yes | Approve Public Offering of Issued Ordinary Shares Held by the Company in the Share Capital of CapitaLand Retail Ltd. | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Westfield Group | WDC | Q97062105 | Australia | 27-May-10 | 25-May-10 | Annual | 81358 | Management | 1 | 1 | No | Receive Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Westfield Group | WDC | Q97062105 | Australia | 27-May-10 | 25-May-10 | Annual | 81358 | Management | 2 | 2 | Yes | Approve the Adoption of the Remuneration Report for the Year Ended Dec. 31, 2009 | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Westfield Group | WDC | Q97062105 | Australia | 27-May-10 | 25-May-10 | Annual | 81358 | Management | 3 | 3 | Yes | Elect Frederick G Hilmer as Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Westfield Group | WDC | Q97062105 | Australia | 27-May-10 | 25-May-10 | Annual | 81358 | Management | 4 | 4 | Yes | Elect John McFarlane as Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Westfield Group | WDC | Q97062105 | Australia | 27-May-10 | 25-May-10 | Annual | 81358 | Management | 5 | 5 | Yes | Elect Judith Sloan as Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Westfield Group | WDC | Q97062105 | Australia | 27-May-10 | 25-May-10 | Annual | 81358 | Management | 6 | 6 | Yes | Elect Mark Johnson as Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Westfield Group | WDC | Q97062105 | Australia | 27-May-10 | 25-May-10 | Annual | 81358 | Management | 7 | 7 | Yes | Elect Frank P Lowy as Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mirvac Group Ltd. | MGR | Q62377108 | Australia | 19-Nov-09 | 17-Nov-09 | Annual | 83219 | Management | 1 | 1 | No | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | None | None | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mirvac Group Ltd. | MGR | Q62377108 | Australia | 19-Nov-09 | 17-Nov-09 | Annual | 83219 | Management | 2 | 2.1 | Yes | Elect Paul Biancardi as a Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mirvac Group Ltd. | MGR | Q62377108 | Australia | 19-Nov-09 | 17-Nov-09 | Annual | 83219 | Management | 3 | 2.2 | Yes | Elect Adrian Fini as a Director | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mirvac Group Ltd. | MGR | Q62377108 | Australia | 19-Nov-09 | 17-Nov-09 | Annual | 83219 | Management | 4 | 3 | Yes | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mirvac Group Ltd. | MGR | Q62377108 | Australia | 19-Nov-09 | 17-Nov-09 | Annual | 83219 | Management | 5 | 4 | Yes | Approve the Increase in the Maximum Aggregate Remuneration of Non-Executive Directors from A$1.45 Million to A$1.95 Million per Annum | None | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mirvac Group Ltd. | MGR | Q62377108 | Australia | 19-Nov-09 | 17-Nov-09 | Annual | 83219 | Management | 6 | 5 | Yes | Approve the Grant of Performance Rights to Nicholas Collishaw, Managing Director, Pursuant to the Company’s Long-Term Performance Plan | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Mirvac Group Ltd. | MGR | Q62377108 | Australia | 19-Nov-09 | 17-Nov-09 | Annual | 83219 | Management | 7 | 6 | Yes | Ratify Past Issuance of 80 Million Stapled Securities at A$0.90 Each under the Placement Made on Dec. 2008 and 152.52 Million Stapled Securities at A$1.00 Each under the Placement Made on June 2009 to Allottees Identified by Underwriters of the Placements | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Commonwealth Property Office Fund | CPA | Q27075102 | Australia | 16-Mar-10 | 14-Mar-10 | Special | 83254 | Management | 1 | 1 | Yes | Ratify the Past Issuance of 109.9 Million Ordinary Units at a Price of A$0.91 Each Via an Equity Placement to Institutional Investors Made on Nov. 30, 2009 | For | For | Yes | |||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Commonwealth Property Office Fund | CPA | Q27075102 | Australia | 16-Mar-10 | 14-Mar-10 | Special | 83254 | Management | 2 | 2 | Yes | Ratify the Past Issuance of Unconditional Convertible Notes with a Face Value of A$192.5 Million to Institutions and Other Clients of Citigroup Global Markets Australia Pty Ltd Made on Dec. 11, 2009 and the Issue of Units on Conversion of the Notes | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Commonwealth Property Office Fund | CPA | Q27075102 | Australia | 16-Mar-10 | 14-Mar-10 | Special | 83254 | Management | 3 | 3 | Yes | Approve the Issuance of Up to 6.59 Million Units to Institutions and Other Clients of Citigroup Global Markets Australia Pty Ltd Upon the Conversion of Conditional Convertible Notes | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Commonwealth Property Office Fund | CPA | Q27075102 | Australia | 16-Mar-10 | 14-Mar-10 | Special | 83254 | Management | 4 | 4 | Yes | Approve the Issuance of 15.9 Million Ordinary Units to Commonwealth Managed Investments Ltd (CMIL) as Payment for Accrued Performance Fees in Respect of Previous Periods and Those Performance Fees Earned During the Period of Jan. 1, 2010 to Dec. 31, 2012 | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Ascendas Real Estate Investment Trust | Y0205X103 | Singapore | 28-Jun-10 | 14-Jun-10 | Special | 93066 | Management | 1 | 1 | Yes | Approve Proposed Distribution Reinvestment Plan | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Ascendas Real Estate Investment Trust | Y0205X103 | Singapore | 28-Jun-10 | 14-Jun-10 | Annual | 93066 | Management | 1 | 1 | Yes | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Ascendas Real Estate Investment Trust | Y0205X103 | Singapore | 28-Jun-10 | 14-Jun-10 | Annual | 93066 | Management | 2 | 2 | Yes | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Ascendas Real Estate Investment Trust | Y0205X103 | Singapore | 28-Jun-10 | 14-Jun-10 | Special | 93066 | Management | 2 | 2 | Yes | Approve the Proposed Notice Supplement to the Trust Deed | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Ascendas Real Estate Investment Trust | Y0205X103 | Singapore | 28-Jun-10 | 14-Jun-10 | Annual | 93066 | Management | 3 | 3 | Yes | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277117 | United Kingdom | 28-Jul-09 | Special | 105058 | Management | 1 | 1 | Yes | Approve Consolidation of Each of the Issued and Unissued Ordinary Shares of One Penny Each Into New Ordinary Shares of 10 Pence Each | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277117 | United Kingdom | 28-Jul-09 | Special | 105058 | Management | 2 | 2 | Yes | Subject to and Conditional on Passing of Resolutions 1 and 3 and Placing and Underwriting Agreement, Issue Equity with Rights up to GBP 11,904,761.90; Issue Equity without Rights up to GBP 11,904,761.90 Pursuant to Placing Agreement or Open Offer | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277117 | United Kingdom | 28-Jul-09 | Special | 105058 | Management | 3 | 3 | Yes | Approve Acquisition by the Company of the Entire Issued and to be Issued Share Capital of Brixton plc | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277117 | United Kingdom | 28-Jul-09 | Special | 105058 | Management | 4 | 4 | Yes | Subject to and Conditional on Admission of Placing and Open Offer Shares and of Ord. Shares Proposed to be Issued and Credited as Fully Paid to Brixton Shareholders, Issue Equity or Equity-Linked Securities with Pre-emptive Rights up to GBP 24,477,784 | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277117 | United Kingdom | 28-Jul-09 | Special | 105058 | Management | 5 | 5 | Yes | Subject to and Conditional on the Passing of Resolution 4, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,671,667.60 | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277117 | United Kingdom | 28-Jul-09 | Special | 105058 | Management | 6 | 6 | Yes | Subject to and Conditional on Full Admission, in Addition and Without Prejudice to the Authority Renewed in Resolution 4, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to GBP 24,477,784 Pursuant to Rights Issue | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277117 | United Kingdom | 28-Jul-09 | Special | 105058 | Management | 7 | 7 | Yes | Subject to and Conditional on Passing of Resolution 6, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to GBP 24,477,784 Pursuant to Rights Issue | For | For | Yes | |||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | SEGRO plc | G80277117 | United Kingdom | 28-Jul-09 | Special | 105058 | Management | 8 | 8 | Yes | Subject to and Conditional on Full Admission, Authorise up to GBP 7,343,335.20 of the Issued Ordinary Shares for Market Purchase | For | For | Yes | |||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | DEXUS Property Group | DXS | Q3190P100 | Australia | 26-Oct-09 | 23-Oct-09 | Annual | 122044 | Management | 1 | 1 | Yes | Elect Christopher T Beare as a Director of DEXUS Funds Management Ltd | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | DEXUS Property Group | DXS | Q3190P100 | Australia | 26-Oct-09 | 23-Oct-09 | Annual | 122044 | Management | 2 | 2 | Yes | Elect John C Conde as a Director of DEXUS Funds Management Ltd | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | DEXUS Property Group | DXS | Q3190P100 | Australia | 26-Oct-09 | 23-Oct-09 | Annual | 122044 | Management | 3 | 3 | Yes | Elect Peter B St George as a Director of DEXUS Funds Management Ltd | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | DEXUS Property Group | DXS | Q3190P100 | Australia | 26-Oct-09 | 23-Oct-09 | Annual | 122044 | Management | 4 | 4 | Yes | Ratify the Past Issuance of 138.5 Million Stapled Securities at an Issue Price of A$0.65 Each to Certain Institutional and Sophisticated Investors Made on April 21, 2009 | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | DEXUS Property Group | DXS | Q3190P100 | Australia | 26-Oct-09 | 23-Oct-09 | Annual | 122044 | Management | 5 | 5 | Yes | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | For | For | Yes | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | China Overseas Land & Investment Ltd. | Y15004107 | Hong Kong | 03-Nov-09 | 30-Oct-09 | Special | 124000 | Management | 1 | 1 | Yes | Approve JV Agreement Among China Overseas Development (Shanghai) Co., Ltd.; China State Construction and Engineering Co., Ltd.; and China State Construction No.8 Engineering Co., Ltd. in Relation to the Development of a Joint Venure Company | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitamall Trust Ltd | Y1100L160 | Singapore | 14-Apr-10 | 06-Apr-10 | Special | 132347 | Management | 1 | 1 | Yes | Approve Acquisition of Clarke Quay from Clarke Quay Pte Ltd for a Purchase Consideration of SGD 268.0 Million | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitamall Trust Ltd | Y1100L160 | Singapore | 14-Apr-10 | 06-Apr-10 | Annual | 132347 | Management | 1 | 1 | Yes | Adopt Financial Statements and Auditors’ Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitamall Trust Ltd | Y1100L160 | Singapore | 14-Apr-10 | 06-Apr-10 | Annual | 132347 | Management | 2 | 2 | Yes | Reappoint KPMG LLP as Auditors and Authorize the Manager to Fix Their Remuneration | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitamall Trust Ltd | Y1100L160 | Singapore | 14-Apr-10 | 06-Apr-10 | Annual | 132347 | Management | 3 | 3 | Yes | Authorize Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitamall Trust Ltd | Y1100L160 | Singapore | 14-Apr-10 | 06-Apr-10 | Annual | 132347 | Management | 4 | 4 | Yes | Approve Issuance of Shares without Preemptive Rights at a Discount of Up to 20 Percent of the Weighted Average Price Per Share | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitaland Limited | Y10923103 | Singapore | 16-Apr-10 | 01-Apr-10 | Special | 162000 | Management | 1 | 1 | Yes | Authorize Share Repurchase Program | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitaland Limited | Y10923103 | Singapore | 16-Apr-10 | 01-Apr-10 | Annual | 162000 | Management | 1 | 1 | Yes | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitaland Limited | Y10923103 | Singapore | 16-Apr-10 | 01-Apr-10 | Special | 162000 | Management | 2 | 2 | Yes | Approve CapitaLand Performance Share Plan 2010 | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitaland Limited | Y10923103 | Singapore | 16-Apr-10 | 01-Apr-10 | Annual | 162000 | Management | 2 | 2 | Yes | Declare Final One-Tier Dividend of SGD 0.055 Per Share and a Special One-Tier Dividend of SGD 0.05 Per Share for the Year Ended December 31, 2009 | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitaland Limited | Y10923103 | Singapore | 16-Apr-10 | 01-Apr-10 | Annual | 162000 | Management | 3 | 3 | Yes | Approve Directors’ Fees of SGD 1.2 Million for the Year Ended December 31, 2009 (2008: SGD 1.1 Million) | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitaland Limited | Y10923103 | Singapore | 16-Apr-10 | 01-Apr-10 | Special | 162000 | Management | 3 | 3 | Yes | Approve CapitaLand Restricted Share Plan 2010 | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitaland Limited | Y10923103 | Singapore | 16-Apr-10 | 01-Apr-10 | Annual | 162000 | Management | 4 | 4a | Yes | Reappoint Hu Tsu Tau as Director | For | For | Yes | ||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitaland Limited | Y10923103 | Singapore | 16-Apr-10 | 01-Apr-10 | Annual | 162000 | Management | 5 | 4b | Yes | Reappoint Richard Edward Hale as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitaland Limited | Y10923103 | Singapore | 16-Apr-10 | 01-Apr-10 | Annual | 162000 | Management | 6 | 5a | Yes | Reelect Peter Seah Lim Huat as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitaland Limited | Y10923103 | Singapore | 16-Apr-10 | 01-Apr-10 | Annual | 162000 | Management | 7 | 5b | Yes | Reelect Liew Mun Leong as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitaland Limited | Y10923103 | Singapore | 16-Apr-10 | 01-Apr-10 | Annual | 162000 | Management | 8 | 6a | Yes | Reelect Fu Yuning as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitaland Limited | Y10923103 | Singapore | 16-Apr-10 | 01-Apr-10 | Annual | 162000 | Management | 9 | 6b | Yes | Reelect John Powell Morschel as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitaland Limited | Y10923103 | Singapore | 16-Apr-10 | 01-Apr-10 | Annual | 162000 | Management | 10 | 7 | Yes | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitaland Limited | Y10923103 | Singapore | 16-Apr-10 | 01-Apr-10 | Annual | 162000 | Management | 11 | 8 | Yes | Other Business | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitaland Limited | Y10923103 | Singapore | 16-Apr-10 | 01-Apr-10 | Annual | 162000 | Management | 12 | 9 | Yes | Elect Ng Kee Choe as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Capitaland Limited | Y10923103 | Singapore | 16-Apr-10 | 01-Apr-10 | Annual | 162000 | Management | 13 | 10 | Yes | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | China Overseas Land & Investment Ltd. | Y15004107 | Hong Kong | 09-Jun-10 | 07-Jun-10 | Special | 222000 | Management | 1 | 1 | Yes | Approve Connected Transaction with a Related Party and New Caps | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | China Overseas Land & Investment Ltd. | Y15004107 | Hong Kong | 09-Jun-10 | 07-Jun-10 | Annual | 222000 | Management | 1 | 1 | Yes | Accept Financial Statements and Statutory Reports | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | China Overseas Land & Investment Ltd. | Y15004107 | Hong Kong | 09-Jun-10 | 07-Jun-10 | Annual | 222000 | Management | 2 | 2a | Yes | Reelect Kong Quingping as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | China Overseas Land & Investment Ltd. | Y15004107 | Hong Kong | 09-Jun-10 | 07-Jun-10 | Annual | 222000 | Management | 3 | 2b | Yes | Reelect Xiao Xiao as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | China Overseas Land & Investment Ltd. | Y15004107 | Hong Kong | 09-Jun-10 | 07-Jun-10 | Annual | 222000 | Management | 4 | 2c | Yes | Reelect Dong Daping as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | China Overseas Land & Investment Ltd. | Y15004107 | Hong Kong | 09-Jun-10 | 07-Jun-10 | Annual | 222000 | Management | 5 | 2d | Yes | Reelect Nip Yun Wing as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | China Overseas Land & Investment Ltd. | Y15004107 | Hong Kong | 09-Jun-10 | 07-Jun-10 | Annual | 222000 | Management | 6 | 2e | Yes | Reelect Lin Xiaofeng as Director | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | China Overseas Land & Investment Ltd. | Y15004107 | Hong Kong | 09-Jun-10 | 07-Jun-10 | Annual | 222000 | Management | 7 | 2f | Yes | Reelect Lam Kwong Siu as Director | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | China Overseas Land & Investment Ltd. | Y15004107 | Hong Kong | 09-Jun-10 | 07-Jun-10 | Annual | 222000 | Management | 8 | 2g | Yes | Reelect Wong Ying Ho, Kennedy as Director | For | For | Yes | ||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | China Overseas Land & Investment Ltd. | Y15004107 | Hong Kong | 09-Jun-10 | 07-Jun-10 | Annual | 222000 | Management | 9 | 3 | Yes | Authorize the Board to Fix Remuneration of Directors | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | China Overseas Land & Investment Ltd. | Y15004107 | Hong Kong | 09-Jun-10 | 07-Jun-10 | Annual | 222000 | Management | 10 | 4 | Yes | Approve Final Dividend of HK$0.13 Per Share | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | China Overseas Land & Investment Ltd. | Y15004107 | Hong Kong | 09-Jun-10 | 07-Jun-10 | Annual | 222000 | Management | 11 | 5 | Yes | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | China Overseas Land & Investment Ltd. | Y15004107 | Hong Kong | 09-Jun-10 | 07-Jun-10 | Annual | 222000 | Management | 12 | 6 | Yes | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | China Overseas Land & Investment Ltd. | Y15004107 | Hong Kong | 09-Jun-10 | 07-Jun-10 | Annual | 222000 | Management | 13 | 7 | Yes | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | China Overseas Land & Investment Ltd. | Y15004107 | Hong Kong | 09-Jun-10 | 07-Jun-10 | Annual | 222000 | Management | 14 | 8 | Yes | Authorize Reissuance of Repurchased Shares | For | Against | Yes | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Castellum AB | W2084X107 | Sweden | 25-Mar-10 | 19-Mar-10 | Annual | 8839 | Management | 1 | 1 | Yes | Elect Ragnar Lindqvist as Chairman of Meeting | For | For | No | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Castellum AB | W2084X107 | Sweden | 25-Mar-10 | 19-Mar-10 | Annual | 8839 | Management | 2 | 2 | Yes | Prepare and Approve List of Shareholders | For | For | No | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Castellum AB | W2084X107 | Sweden | 25-Mar-10 | 19-Mar-10 | Annual | 8839 | Management | 3 | 3 | Yes | Approve Agenda of Meeting | For | For | No | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Castellum AB | W2084X107 | Sweden | 25-Mar-10 | 19-Mar-10 | Annual | 8839 | Management | 4 | 4 | Yes | Designate Inspector(s) of Minutes of Meeting | For | For | No | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Castellum AB | W2084X107 | Sweden | 25-Mar-10 | 19-Mar-10 | Annual | 8839 | Management | 5 | 5 | Yes | Acknowledge Proper Convening of Meeting | For | For | No | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Castellum AB | W2084X107 | Sweden | 25-Mar-10 | 19-Mar-10 | Annual | 8839 | Management | 6 | 6a | No | Receive Financial Statements and Statutory Reports; Receive Auditor’s Report | No | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Castellum AB | W2084X107 | Sweden | 25-Mar-10 | 19-Mar-10 | Annual | 8839 | Management | 7 | 6b | No | Receive Auditor’s Report Regarding Compliance of the Guidelines for Executive Remuneration; Receive Chairman’s and Managing Director’s Review | No | ||||||||||||||||||||
Institutional | Institutional Account Number | Company Name | Ticker | Security ID on Ballot | Country | Meeting | Record Date | Meeting Type | Shares Available to Vote | Proponet | Sequence # | Item Number | Voting Proposal (y/n) | Proposal | Management Recomm- endation | Vote Instru- ction | Voted_YN | |||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Castellum AB | W2084X107 | Sweden | 25-Mar-10 | 19-Mar-10 | Annual | 8839 | Management | 8 | 7 | Yes | Approve Financial Statements and Statutory Reports | For | For | No | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Castellum AB | W2084X107 | Sweden | 25-Mar-10 | 19-Mar-10 | Annual | 8839 | Management | 9 | 8 | Yes | Approve Allocation of Income and Dividends of SEK 3.50 per Share | For | For | No | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Castellum AB | W2084X107 | Sweden | 25-Mar-10 | 19-Mar-10 | Annual | 8839 | Management | 10 | 9 | Yes | Approve Discharge of Board and President | For | For | No | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Castellum AB | W2084X107 | Sweden | 25-Mar-10 | 19-Mar-10 | Annual | 8839 | Management | 11 | 10 | No | Receive Election Committee’s Report on Activities and Statement Concerning the Proposal Regarding the Board of Directors | No | ||||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Castellum AB | W2084X107 | Sweden | 25-Mar-10 | 19-Mar-10 | Annual | 8839 | Management | 12 | 11 | Yes | Determine Number of Members (7) and Deputy Members(0) of Board | For | For | No | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Castellum AB | W2084X107 | Sweden | 25-Mar-10 | 19-Mar-10 | Annual | 8839 | Management | 13 | 12 | Yes | Approve Remuneration of Directors in the Amount of SEK 475,000 for Chairman and SEK 225,000 for Other Directors | For | For | No | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Castellum AB | W2084X107 | Sweden | 25-Mar-10 | 19-Mar-10 | Annual | 8839 | Management | 14 | 13 | Yes | Reelect Jan Kvarnstrom (Chair), Per Berggren, Marianne Alexandersson, Ulla-Britt Frajdin-Hellqvist, Christer Jacobson, and Goran Linden as Directors; Elect Johan Skoglund as New Director | For | For | No | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Castellum AB | W2084X107 | Sweden | 25-Mar-10 | 19-Mar-10 | Annual | 8839 | Management | 15 | 14 | Yes | Authorize Chairman of Board and Representatives of Three of Company’s Largest Shareholders to Serve on Nominating Committee | For | For | No | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Castellum AB | W2084X107 | Sweden | 25-Mar-10 | 19-Mar-10 | Annual | 8839 | Management | 16 | 15 | Yes | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | No | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Castellum AB | W2084X107 | Sweden | 25-Mar-10 | 19-Mar-10 | Annual | 8839 | Management | 17 | 16 | Yes | Approve Executive Incentive Bonus Plan | For | For | No | ||||||||||||||||||
| ALPS Cohen & Steers Global Realty Majors | 274027 | Castellum AB | W2084X107 | Sweden | 25-Mar-10 | 19-Mar-10 | Annual | 8839 | Management | 18 | 17 | Yes | Authorize Repurchase of up to 10 Percent of Issued Share Capital and Reissuance of Repurchased Shares | For | For | No | ||||||||||||||||||
Jefferies | TR/J CRB Global Agriculture Equity Index Fund
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR ALL RESOLUTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBA | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 2 | Receive the audited financial statements, the reports of the Directors and of the Auditors for the FYE 30 JUN 2009 | Management | Yes | For | For | |||||||||||
CRBA | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 3 | Approve the final dividend for the FYE 30 JUN 2008 | Management | Yes | For | For | |||||||||||
CRBA | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 4 | Re-elect Mr. Kwok Ho as an Executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBA | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 5 | Re-elect Mr. Fung Chi Kin as an Independent Non- Executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBA | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 6 | Re-elect Mr. Tam Ching Ho as an Independent Non- Executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBA | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 7 | Authorize the Board of Directors of the Company [the Directors] to fix the Directors’ remuneration | Management | Yes | For | For | |||||||||||
CRBA | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 8 | Re-appoint Grant Thornton as the Auditors of the Company and authorize the Board of Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBA | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 9 | Authorize the Directors of the Company to purchase, or otherwise acquire shares of HKD 0.10 each in the capital of the Company on The Stock Exchange of Hong Kong Limited [the Stock Exchange] or on any other stock exchange on which the shares of the Company may be listed and recognized by the Securities and Futures Commission of Hong Kong and the Stock Exchange for this purpose, subject to and in accordance with all applicable laws and requirements of the Rules Governing the Listing of Securities on the Stock Exchange [as amended from time to time], not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company; [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Articles of Association of the Company or any applicable laws to be held] | Management | Yes | For | For | |||||||||||
CRBA | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 10 | Authorize the Directors of the Company to allot, issue and deal with additional shares in the capital of the Company and make or grant offers, agreements, options [including bonds, warrants and debentures convertible into shares of the Company] and rights of exchange or conversion which might require the exercise of such powers during and after the end of the relevant period, shall not exceed 20% of the aggregate amount of share capital of the Company in issue as at the date of passing this resolution, and otherwise than | Management | Yes | For | For | |||||||||||
CRBA | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 11 | Approve, conditional upon the passing of Resolutions 5.A and 5.B, to extend the general mandate granted to the Directors of the Company to allot, issue and otherwise deal with the shares of the Company pursuant to Resolution 5.B by the addition thereto of an amount representing the aggregate nominal amount of the shares of the Company purchased or otherwise acquired by the Company pursuant to Resolution 5.A, provided that such amount does not exceed 10% of the aggregate nominal amount of the issued share capital of the Company at the date of passing this resolution | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | NUFARM LIMITED | Q7007B105 | 11/27/2009 | 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 4, 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE [OR VOTE ‘‘ABSTAIN’’] FOR THE RELEVANT PROPOSAL ITEMS. | Non Voting | ||||||||||||||
CRBA | NUFARM LIMITED | Q7007B105 | 11/27/2009 | 2 | To receive and consider the financial report of the Company and the consolidated financial statements of the Company and the Company’s controlled entities, the Directors’ report and the Auditor’s report for the YE 31 JUL 2009 | Non Voting | ||||||||||||||
CRBA | NUFARM LIMITED | Q7007B105 | 11/27/2009 | 3 | Adopt the remuneration report of the Company for the YE 31 JUL 2009 | Management | Yes | For | For | |||||||||||
CRBA | NUFARM LIMITED | Q7007B105 | 11/27/2009 | 4 | Re-elect Dr. W.B. [Bruce] Goodfellow as a Director of the Company, who retires by rotation in accordance with the Company’s constitution and ASX Listing Rule 14.4 | Management | Yes | For | For | |||||||||||
CRBA | NUFARM LIMITED | Q7007B105 | 11/27/2009 | 5 | Re-elect Dr. J.W. [John] Stocker AO as a Director of the Company, who retires by rotation in accordance with the Company’s constitution and ASX Listing Rule 14.4 | Management | Yes | For | For | |||||||||||
CRBA | NUFARM LIMITED | Q7007B105 | 11/27/2009 | 6 | Re-elect Dr. R.J. [Bob] Edgar as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBA | NUFARM LIMITED | Q7007B105 | 11/27/2009 | 7 | Approve to issue of 26,700,000 Ordinary Shares at an issue price of AUD 11.25 each on 21 MAY 2009 to Institutional Investors as part of an Institutional Equity Placement for the purpose of Listing Rule 7.4 | Management | Yes | For | For | |||||||||||
CRBA | NUFARM LIMITED | Q7007B105 | 11/27/2009 | 8 | Approve to increase the maximum total remuneration payable to the Non-Executive Directors from AUD 1,200,000 per annum to an amount not exceeding AUD 1,600,000, to be divided among the Non-Executive Directors in such proportions and manner as the Directors may determine | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 12/3/2009 | 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED THE SAME AS A “TAKE NO ACTION” VOTE. | Non Voting | ||||||||||||||
CRBA | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 12/3/2009 | 2 | Approve the depositary services to be provided by COFCO Finance Co., Ltd. pursuant to the Financial Services Agreement dated 27 OCT 2009 between COFCO Agricultural Industries Management Services Co., Ltd., COFCO Finance Co., Ltd. and the Company (the Financial Services Agreement), subject to the relevant caps as specified; and ratify and approve the execution of the Financial Services Agreement, as specified | Management | Yes | For | For | |||||||||||
CRBA | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 12/3/2009 | 3 | Approve the entrustment loans to be advanced to COFCO East Ocean Oils & Grains Industries (Zhangjiagang) Co., Ltd. and COFCO ADM Oils & Grains Industries (Heze) Co., Ltd. by COFCO Agriculture Industries Management Services Co., Ltd. pursuant to the Entrustment Loan Framework Agreement dated 27 OCT 2009 between COFCO Agricultural Industries Management Services Co., Ltd., COFCO Finance Co., Ltd. and the Company (the Entrustment Loan Framework Agreement) subject to the relevant caps as specified; and ratify and approve the execution of the Entrustment Loan Framework Agreement, as specified | Management | Yes | For | For | |||||||||||
CRBA | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 12/3/2009 | 4 | Authorize any 1 or more of the Directors of the Company (the ‘Directors’) to execute and deliver such other documents or supplemental agreements or deeds on behalf of the Company and to do all such things and take all such actions as he or they may consider necessary or desirable for the purpose of giving effect to the Financial Services Agreement and the Entrustment Loan Framework Agreement and the transactions contemplated thereunder with such changes as any Director(s) may consider necessary, desirable or expedient | Management | Yes | For | For | |||||||||||
CRBA | INCITEC PIVOT LTD | Q4887E101 | 12/23/2009 | 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 3 VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE “ABSTAIN”) FOR THE RELEVANT PROPOSAL ITEMS. | Non Voting | ||||||||||||||
CRBA | INCITEC PIVOT LTD | Q4887E101 | 12/23/2009 | 2 | To table for discussion the financial report of the Company, the Directors’ report and the Auditor’s report for the YE 30 SEP 2009 | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | INCITEC PIVOT LTD | Q4887E101 | 12/23/2009 | 3 | Re-elect Mr. Graham Smorgon as a Director of the Company, who retires in accordance with the Company’s Constitution | Management | Yes | For | For | |||||||||||
CRBA | INCITEC PIVOT LTD | Q4887E101 | 12/23/2009 | 4 | Re-elect Mr. Anthony Larkin as a Director of the Company, who retires in accordance with the Company’s Constitution | Management | Yes | For | For | |||||||||||
CRBA | INCITEC PIVOT LTD | Q4887E101 | 12/23/2009 | 5 | Approve the grant of performance rights under the Incitec Pivot Performance Rights Plan to the Managing Director & Chief Executive Officer, Mr. James Fazzino, as specified | Management | Yes | For | For | |||||||||||
CRBA | INCITEC PIVOT LTD | Q4887E101 | 12/23/2009 | 6 | Adopt the remuneration report for the Company [included in the Directors’ report] for the YE 30 SEP 2009 | Management | Yes | For | For | |||||||||||
CRBA | THE ISRAEL CORP | M8785N109 | 12/28/2009 | 1 | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL | Non Voting | ||||||||||||||
CRBA | THE ISRAEL CORP | M8785N109 | 12/28/2009 | 2 | Approve the purchase by the Company from Ofer Brothers (Energy Holdings) Ltd., a Company owned by the controlling shareholders of Israel Corporation, of the holdings of Ofer Energy in O.P.C. Rotem Ltd., (80%), a Company owning the right to erect a 400 megawatt power station by virtue of winning a government tender; the Company will pay Ofer Energy the par value of the shares and will place loans at the disposal of OPC for the purpose of repayment of shareholders loans given to OPC by Ofer Energy, the loans will be linked to the consumers prices index and will bear 4% interest; and the loans presently amount to NIS 15.5 million and are expected to reach NIS 16.5 million by completion | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | MAKHTESHIM-AGAN INDS LTD | M67888103 | 1/24/2010 | 1 | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL | Non Voting | ||||||||||||||
CRBA | MAKHTESHIM-AGAN INDS LTD | M67888103 | 1/24/2010 | 2 | Re-appoint Professor I. Hat as an External Director for an additional statutory 3 year period | Management | Yes | For | For | |||||||||||
CRBA | MONSANTO COMPANY | MON | 61166W101 | 1/26/2010 | 1 | ELECTION OF DIRECTOR: FRANK V. ATLEE III | Management | Yes | For | For | ||||||||||
CRBA | MONSANTO COMPANY | MON | 61166W101 | 1/26/2010 | 2 | ELECTION OF DIRECTOR: DAVID L. CHICOINE, PH.D | Management | Yes | For | For | ||||||||||
CRBA | MONSANTO COMPANY | MON | 61166W101 | 1/26/2010 | 3 | ELECTION OF DIRECTOR: ARTHUR H. HARPER | Management | Yes | For | For | ||||||||||
CRBA | MONSANTO COMPANY | MON | 61166W101 | 1/26/2010 | 4 | ELECTION OF DIRECTOR: GWENDOLYN S. KING | Management | Yes | For | For | ||||||||||
CRBA | MONSANTO COMPANY | MON | 61166W101 | 1/26/2010 | 5 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Yes | For | For | ||||||||||
CRBA | MONSANTO COMPANY | MON | 61166W101 | 1/26/2010 | 6 | APPROVAL OF PERFORMANCE GOALS UNDER THE MONSANTO COMPANY 2005 LONG-TERM INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 2/7/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR ALL RESOLUTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 2/7/2010 | 2 | Approve the proposed amendment to the Articles of Association of the Company as specified and authorize the Board to deal with on behalf of the Company the relevant filing and amendments where necessary procedures and other related issues arising from the amendments to the Articles of Association of the Company | Management | Yes | For | For | |||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 2/7/2010 | 3 | Approve that the conditional upon Resolution No. 1 as specified in the notice dated 21 DEC 2009 of this meeting being passed, the Company may send or supply Corporate Communications to its holders of H Shares in relation to whom the conditions set out below are met by making such Corporate Communications available on the Company’s own website and authorize the Directors, to sign all such documents and/or do all such things which the Directors may consider necessary or expedient and in the interest of the shareholders and the Company for the purpose of effecting or otherwise in connection with the Company’s proposed communication with its holders of H Shares through the Company’s website; CONTD. | Management | Yes | For | For | |||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 2/7/2010 | 4 | CONTD. the supply of Corporate Communications by making such Corporate Communications available on the Company’s own website is subject to the fulfillment of the following conditions: a) that each holder of H Shares has been asked individually by the Company to agree that the Company may send or supply Corporate Communications to such holder through its website; and the Company has not received any objection from such holders of H shares within a 28 day period beginning with the date on which the Company s request was sent | Management | Yes | For | For | |||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 2/7/2010 | 5 | Approve the assessment results under the H-Share Appreciation Rights Scheme | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | ISRAEL CHEMICALS LTD | M5920A109 | 2/15/2010 | 1 | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL | Non Voting | ||||||||||||||
CRBA | ISRAEL CHEMICALS LTD | M5920A109 | 2/15/2010 | 2 | Approve the issue to the Chairman, Mr. Nir Gilad, of 800,000 options with an exercise price of NIS 53.1 vesting by 3 installments; the issue is in the frame of an issue 11 million options to 200 individuals including officers and senior executives; the economic value calculated by the Black & Schules method is NIS 14.8 million | Management | Yes | For | For | |||||||||||
CRBA | DEERE & COMPANY | DE | 244199105 | 2/24/2010 | 1 | ELECTION OF DIRECTOR: SAMUEL R. ALLEN | Management | Yes | For | For | ||||||||||
CRBA | DEERE & COMPANY | DE | 244199105 | 2/24/2010 | 2 | ELECTION OF DIRECTOR: AULANA L. PETERS | Management | Yes | For | For | ||||||||||
CRBA | DEERE & COMPANY | DE | 244199105 | 2/24/2010 | 3 | ELECTION OF DIRECTOR: DAVID B. SPEER | Management | Yes | For | For | ||||||||||
CRBA | DEERE & COMPANY | DE | 244199105 | 2/24/2010 | 4 | COMPANY PROPOSAL #1 - AMEND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS | Management | Yes | For | For | ||||||||||
CRBA | DEERE & COMPANY | DE | 244199105 | 2/24/2010 | 5 | COMPANY PROPOSAL #2 - AMEND THE JOHN DEERE OMNIBUS EQUITY AND INCENTIVE PLAN | Management | Yes | For | For | ||||||||||
CRBA | DEERE & COMPANY | DE | 244199105 | 2/24/2010 | 6 | COMPANY PROPOSAL #3 - RE-APPROVE THE JOHN DEERE SHORT-TERM INCENTIVE BONUS PLAN | Management | Yes | For | For | ||||||||||
CRBA | DEERE & COMPANY | DE | 244199105 | 2/24/2010 | 7 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010 | Management | Yes | For | For | ||||||||||
CRBA | DEERE & COMPANY | DE | 244199105 | 2/24/2010 | 8 | STOCKHOLDER PROPOSAL #1 - CEO PAY DISPARITY | Stockholder | Yes | Against | For | ||||||||||
CRBA | DEERE & COMPANY | DE | 244199105 | 2/24/2010 | 9 | STOCKHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION | Stockholder | Yes | Against | For | ||||||||||
CRBA | DEERE & COMPANY | DE | 244199105 | 2/24/2010 | 10 | STOCKHOLDER PROPOSAL #3 - SEPARATION OF CEO AND CHAIRMAN RESPONSIBILITIES | Stockholder | Yes | Against | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | NUFARM LIMITED | Q7007B105 | 3/2/2010 | 1 | Approve, for all purposes, the acquisition of up to 20% of the issued shares in Nufarm by Sumitomo pursuant to the Tender Offer proposed to be made by Sumitomo to all eligible Nufarm shareholders | Management | Yes | For | For | |||||||||||
CRBA | VITERRA INC | 92849T108 | 3/10/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE “IN FAVOR” OR “ABSTAIN” ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.13” AND “2”. THANK YOU. | Non Voting | ||||||||||||||
CRBA | VITERRA INC | 92849T108 | 3/10/2010 | 2 | To receive the annual report and the consolidated financial statements of the Company for the YE 31 OCT 2009, together with the report of the Auditors thereon | Non Voting | ||||||||||||||
CRBA | VITERRA INC | 92849T108 | 3/10/2010 | 3 | Elect Thomas Birks as a Director | Management | Yes | For | For | |||||||||||
CRBA | VITERRA INC | 92849T108 | 3/10/2010 | 4 | Elect Vic Bruce as a Director | Management | Yes | For | For | |||||||||||
CRBA | VITERRA INC | 92849T108 | 3/10/2010 | 5 | Elect Thomas Chambers as a Director | Management | Yes | For | For | |||||||||||
CRBA | VITERRA INC | 92849T108 | 3/10/2010 | 6 | Elect Paul Daniel as a Director | Management | Yes | For | For | |||||||||||
CRBA | VITERRA INC | 92849T108 | 3/10/2010 | 7 | Elect Bonnie DuPont as a Director | Management | Yes | For | For | |||||||||||
CRBA | VITERRA INC | 92849T108 | 3/10/2010 | 8 | Elect Perry Gunner as a Director | Management | Yes | For | For | |||||||||||
CRBA | VITERRA INC | 92849T108 | 3/10/2010 | 9 | Elect Tim Hearn as a Director | Management | Yes | For | For | |||||||||||
CRBA | VITERRA INC | 92849T108 | 3/10/2010 | 10 | Elect Dallas Howe as a Director | Management | Yes | For | For | |||||||||||
CRBA | VITERRA INC | 92849T108 | 3/10/2010 | 11 | Elect Kevin Osborn as a Director | Management | Yes | For | For | |||||||||||
CRBA | VITERRA INC | 92849T108 | 3/10/2010 | 12 | Elect Herb Pinder, Jr. as a Director | Management | Yes | For | For | |||||||||||
CRBA | VITERRA INC | 92849T108 | 3/10/2010 | 13 | Elect Larry Ruud as a Director | Management | Yes | For | For | |||||||||||
CRBA | VITERRA INC | 92849T108 | 3/10/2010 | 14 | Elect Mayo Schmidt as a Director | Management | Yes | For | For | |||||||||||
CRBA | VITERRA INC | 92849T108 | 3/10/2010 | 15 | Elect Max Venning as a Director | Management | Yes | For | For | |||||||||||
CRBA | VITERRA INC | 92849T108 | 3/10/2010 | 16 | Appoint Deloitte & Touche LLP as the Auditors of the Corporation for the | Management | Yes | For | For | |||||||||||
CRBA | VITERRA INC | 92849T108 | 3/10/2010 | 17 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Approve to provide a report to Shareholders by SEP 2010, prepared at reasonable cost and omitting proprietary information, describing how Viterra is assessing the impact of climate change on the corporation, the corporation’s plans to disclose this assessment to Shareholders, and, if applicable, the rationale for not disclosing such information in the future through annual reporting mechanisms such as the Carbon Disclosure Project | Stockholder | Yes | Against | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | VITERRA INC | 92849T108 | 3/10/2010 | 18 | Transact such other business | Non Voting | ||||||||||||||
CRBA | VITERRA INC | 92849T108 | 3/10/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE “IN FAVOR” OR “ABSTAIN” ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.13” AND “2”. THANK YOU. | Non Voting | ||||||||||||||
CRBA | VITERRA INC | 92849T108 | 3/10/2010 | 2 | To receive the annual report and the consolidated financial statements of the Company for the YE 31 OCT 2009, together with the report of the Auditors thereon | Non Voting | ||||||||||||||
CRBA | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 3/18/2010 | 1 | PLEASE NOTE THAT THE SHAREHOLDERS ARE ALLOWED TO VOTE IN “FAVOR” OR “AGAINST” FOR ALL RESOLUTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBA | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 3/18/2010 | 2 | Ratify and approve the MOUs as specified and the execution thereof and implementation of all transactions there under; the proposed maximum aggregate annual values of the transactions under the MOUs as specified; and authorize the Directors of the Company to sign, execute, perfect and deliver all such documents and do all such deeds, acts, matters and things as they may in their absolute discretion consider necessary or desirable for the purpose of or in connection with the implementation of the MOUs and all transactions and other matters contemplated there under or ancillary thereto, to waive compliance from and/or agree to any amendment or supplement to any of the provisions of the MOUs which in their opinion is not of a material nature and to effect or implement any other matters referred to in this resolution | Management | Yes | For | For | |||||||||||
CRBA | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 3/18/2010 | 3 | Ratify and approve the Sales Contract as specified and the execution thereof and implementation of all transactions there under; and authorize the Directors of the Company to sign, execute, perfect and deliver all such documents and do all such deeds, acts, matters and things as they may in their absolute discretion consider necessary or desirable for the purpose of or in connection with the implementation of the Sales Contract and all transactions and other matters contemplated there under or ancillary thereto, to waive compliance from and/or agree to any amendment or supplement to any of the provisions of the Sales Contract which in their opinion is not of a material nature and to effect or implement any other matters referred to in this resolution | Management | Yes | For | For | |||||||||||
CRBA | MAKHTESHIM-AGAN INDS LTD | M67888103 | 3/24/2010 | 1 | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | MAKHTESHIM-AGAN INDS LTD | M67888103 | 3/24/2010 | 2 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 24 MAR 2010 AT 11:00 AM. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non Voting | ||||||||||||||
CRBA | MAKHTESHIM-AGAN INDS LTD | M67888103 | 3/24/2010 | 3 | Approve that in any issuance of securities by means of rights, due to which the Law of a foreign country should apply to the Company, the Company may not offer the rights to the owners of Company securities due to which the Law of the foreign state applies to the offer ‘Foreign Holders’ and ‘Exclusion of Foreign Holders’, as the case may be , according to the Securities Regulations means of offering the public securities , 5767-2007 hereinafter ‘The Means of Offering Regulations’ | Management | Yes | For | For | |||||||||||
CRBA | THE ISRAEL CORP | M8785N109 | 4/12/2010 | 1 | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL | Management | Yes | For | For | |||||||||||
CRBA | THE ISRAEL CORP | M8785N109 | 4/12/2010 | 2 | Approve the payment of an additional annual amount of USD 300,000 to Mr. Amir Allstein, Deputy Chairman, in respect of additional functions on behalf of the Company, including officiating on behalf of the Company on the Boards of subsidiaries and affiliated Companies | Management | Yes | For | For | |||||||||||
CRBA | THE ISRAEL CORP | M8785N109 | 4/12/2010 | 3 | Appointment of Mr. Yoav Doppelt as a Director; Mr. Doppelt will be entitled to all the usual terms of office as the other Directors | Management | Yes | For | For | |||||||||||
CRBA | THE ISRAEL CORP | M8785N109 | 4/12/2010 | 4 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN DIRECTOR NAME IN RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | Yes | For | For | |||||||||||
CRBA | AGCO CORPORATION | AGCO | 001084102 | 4/22/2010 | 1 | DIRECTOR: FRANCISCO R. GROS, GERALD B. JOHANNESON, GEORGE E. MINNICH, CURTIS E. MOLL | Management | Yes | For | For | ||||||||||
CRBA | AGCO CORPORATION | AGCO | 001084102 | 4/22/2010 | 2 | RATIFICATION OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | Yes | For | For | ||||||||||
CRBA | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 1 | Received and adopt the audited financial statements for the YE 31 DEC 2009 together with the Directors’ and the Auditors’ reports thereon | Management | Yes | For | For | |||||||||||
CRBA | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 2 | Declare a first and final dividend of SGD 0.00495 per ordinary share for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 3 | Approve the Directors’ fees of SGD 258,336 for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBA | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 4 | Re-elect Mr. Frankle Djafar Widjaja as a Director, who retires by rotation pursuant to Article 90 of the Constitution of the Company | Management | Yes | For | For | |||||||||||
CRBA | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 5 | Re-elect Mr. Simon Lim as a Director who retires by rotation pursuant to Article 90 of the Constitution of the Company | Management | Yes | For | For | |||||||||||
CRBA | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 6 | Re-elect Mr. Hong Pian Tee as a Director who retires by rotation pursuant to Article 90 of the Constitution of the Company | Management | Yes | For | For | |||||||||||
CRBA | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 7 | Re-appoint Moore Stephens LLP as the Auditors and authorize the Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBA | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 8 | Authorize the Directors of the Company, pursuant to The Companies Act 2001 of Mauritius and the Listing Rules of the Singapore Exchange Securities Trading Limited, to allot and issue (including the allotment and issue of shares and convertible securities pursuant to offers, agreements or options made or granted by the Company while this authority remains in force) or otherwise dispose of shares in the Company (including making and granting offers, agreements and options which would or which might require shares and convertible securities to be allotted, issued or otherwise disposed of) at any time, whether during the continuance of such authority or thereafter, to such persons, upon such terms and conditions and for such purposes as the Directors CONTD. | Management | Yes | For | For | |||||||||||
CRBA | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 9 | CONTD. may in their absolute discretion deem fit without first offering such shares and convertible securities to the members of the Company provided that the aggregate number of shares and convertible securities to be issued pursuant to this Resolution shall not exceed 50% of the issued share capital of the Company (excluding treasury shares) at the date of this Resolution, and provided further | Non Voting | ||||||||||||||
CRBA | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | that where members of the Company with registered addresses in Singapore are not given an opportunity to participate in the same on a pro-rata basis, then the shares and convertible securities to be issued under such circumstances shall not exceed 20% of the issued share capital of the Company (excluding treasury shares) at the date of this Resolution | ||||||||||||||||
CRBA | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 10 | Authorize the the Directors of the Company, subject to and pursuant to the share issue mandate in Resolution 8 above being obtained, and notwithstanding the 50% limit in Resolution 8 above, that pursuant to The Companies Act 2001 of Mauritius and in accordance with and subject to the requirements of the Singapore Exchange Securities Trading Limited, to allot and issue shares in the Company at any time by way of a pro-rata renounceable rights issue to shareholders of the Company upon such terms and conditions and for such purposes as the Directors may in their absolute discretion deem fit provided that the aggregate number of shares to be issued pursuant to this Resolution shall not exceed 100% of the issued share capital of the Company (excluding treasury shares) at the date of this Resolution | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 11 | Authorize the Directors of the Company, subject to and pursuant to the share issue mandate in Resolution 8 above being obtained, to allot and issue new shares on a non pro- rata basis at an issue price per new share which shall be determined by the Directors in their absolute discretion provided that such price shall not represent more than 20% discount to the weighted average price per share determined in accordance with the requirements of the Singapore Exchange Securities Trading Limited | Management | Yes | For | For | |||||||||||
CRBA | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 12 | Authorize the Directors of the Company of all the powers of the Company, for the purposes of The Companies Act 2001 of Mauritius (the Act), to purchase or otherwise acquire ordinary shares (Shares) in the issued share capital of the Company not exceeding in aggregate the Prescribed Limit (as specified), at such price or price as may be determined by the Directors from time to time up to the Maximum Price (as specified), whether by way of: market purchases (each a Market Purchase) on the Singapore Exchange Securities Trading Limited (SGX-ST); and/or off-market purchases (each an Off-Market Purchase) effected in accordance with any equal access schemes as may be determined or formulated by the Directors as they consider fit, which schemes shall satisfy all the conditions prescribed by the Act, and otherwise in accordance with all other laws, regulations and rules of the SGX-ST as may for the time CONTD. | Management | Yes | For | For | |||||||||||
CRBA | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 13 | CONTD. being be applicable, and approved generally and unconditionally (the Share Purchase Mandate); Authority expires the earlier of the next AGM of the Company is held; or the date by which the next AGM of the Company is required by law to be held ; and authorize the Directors of the Company to complete and do all such acts and things (including executing such documents as may be required) as they may consider expedient or necessary to give effect to the transactions contemplated by this Resolution | Non Voting | ||||||||||||||
CRBA | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 14 | Approve that pursuant to Chapter 9 of the Listing Manual of the Singapore Exchange Securities Trading Limited, approval be given to the Company, its subsidiaries and associated companies that are not listed on the Singapore Exchange Securities Trading Limited or an approved exchange, provided that the Company and its subsidiaries (the Group), or the Group and its interested person(s), has control over the associated companies, or any of them to enter into any of the transactions falling within the types of Interested Person Transactions, particulars of which are set as specified, with any CONTD. | Management | Yes | For | For | |||||||||||
CRBA | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 15 | CONTD. party who is of the class of Interested Persons as specified; provided that such transactions are carried out in the ordinary course of business and in accordance with the guidelines of the Company for Interested Person Transactions as specified; that the IPT Mandate shall, unless revoked or varied by the Company in members meeting, continue in force until the next AGM of the Company; and authorize the Directors of the Company to complete and do all such acts and things (including executing all such documents as may be required) as they may consider expedient or necessary or in the interests of the Company to give effect to the IPT Mandate and/or this Resolution | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 1 | Receive and adopt the audited accounts for the YE 31 DEC 2009 and the reports of the Directors and Auditors thereon | Management | Yes | For | For | |||||||||||
CRBA | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 2 | Approve the payment of a proposed final one-tier tax exempt dividend of SGD 0.05 per ordinary share for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBA | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 3 | Approve the payment of the Director’s fees of SGD 360,000 for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBA | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 4 | Re-elect Mr. Leong Horn Kee as a Director, retiring under Article 99 | Management | Yes | For | For | |||||||||||
CRBA | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 5 | Re-elect Mr. Lee Hock Kuan as a Director, retiring under Article 99 | Management | Yes | For | For | |||||||||||
CRBA | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 6 | Re-elect Mr. Kuok Khoon Ean as a Director, retiring under Article 99 | Management | Yes | For | For | |||||||||||
CRBA | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 7 | Re-elect Mr. John Daniel Rice as a Director, retiring under Article 99 | Management | Yes | For | For | |||||||||||
CRBA | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 8 | Re-elect Mr. Kuok Khoon Chen as a Director, retiring under Article 100 | Management | Yes | For | For | |||||||||||
CRBA | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 9 | Re-appoint Ernst & Young LLP as the Auditors of the Company and to authorise the Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBA | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 10 | Approve, for the renewal of the mandate for the purposes of Chapter 9 of the Listing Manual of Singapore Exchange Securities Trading Limited, for the Company, its subsidiaries and associated Companies [within the meaning of the said Chapter 9] or any of them to enter into transactions falling within the categories of Interested Person Transactions as set out in the Company’s Addendum to Shareholders dated 01 APR 2010 [being an addendum to the Annual Report of the Company for the FYE 31 DEC 2009 [the Addendum], with any party who is of the class or classes of interested persons described in the Addendum, provided that such transactions are carried out on normal commercial terms and will not be prejudicial to the interests of the Company and its minority shareholders and are in accordance with the procedures as set out in the Addendum [the IPT Mandate]; [authority expires until the next AGM of the Company is held or is required by law to be held]; and authorize the Directors of the Company and/or to do all such acts and things [including, without limitation, executing all such documents as may be required] as they and/or he may consider expedient or necessary or in the interests of the Company to give effect to the IPT Mandate and/or this resolution | Management | Yes | For | For | |||||||||||
CRBA | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 11 | Authorize the Directors of the Company, pursuant to Section 161 of the Companies Act, Chapter 50, and the listing rules of the Singapore Exchange Securities Trading Limited [the ‘‘SGX-ST’’] (including any supplemental measures thereto from time to time), to: issue shares in the capital of the Company whether by way of rights, bonus or otherwise; make or grant offers, agreements or options [collectively, Instruments] that might or would require shares to be issued or other transferable rights to subscribe for or purchase shares including but not limited to the creation and issue of warrants, debentures or other instruments convertible into shares; and issue additional Instruments arising from adjustments made to the number of Instruments previously issued, while the authority conferred by shareholders was in force, in accordance with the terms of issue of such Instruments, [notwithstanding that such authority conferred by shareholders may have ceased to be in force]; at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may in their absolute discretion deem fit; and [notwithstanding the authority conferred by the shareholders may have ceased to be in force] issue shares in pursuance of any Instrument made or granted by the Directors while the authority was in force or any additional Instrument referred to in [a][iii] above, provided always that (i) (a) except in respect of a pro rate renounceable rights issue [the Other Share Issue], the aggregate number of shares to be issued pursuant to this resolution [including shares to be issued in pursuance of Instruments made or granted pursuant to this resolution] does not exceed 50% of the total number of issued shares [excluding treasury shares] in the capital of the Company at the time of passing of this Resolution [as specified in accordance with subparagraph (ii) below], of which the aggregate number of shares other than on a pro rata basis to existing shareholders [including shares to be issued in pursuance of Instruments made or granted pursuant to this resolution] does not exceed 20% of the total number of issued shares [excluding treasury shares] in the capital of the Company at the time of passing of this resolution [as specified in accordance with subparagraph (ii) below]; in respect of a pro rate renounceable rights issue [the Renounceable Rights Issue] , the aggregate number of shares to be issued [including shares to be issued in pursuance of instruments made or garanted in connection with such renounceable rights issue] does not exceed 100% of the total number of issued shares [excluding treasury shares] in the capital of the Company [as specified in accordance with subparagraph (ii) below]; and the number of shares to be issued pursuant to the Other Shares Issues and Renounceable Rights Issue shall not , in aggregate, exceed 100% of the total number of issued shares [excluding treasury shares] in the capital of the Company [as specified in accordance with subparagraph (ii) below]; [subject to such manner of calculation as prescribed by SGX-ST for the purpose of determining the aggregate number of shares that may be issued under subparagraph (I) above], the percentage of the issued shares is based on the Company’s total number of issued shares (excluding treasury shares) at the time of the passing of this Resolution after adjusting for: (i) new shares arising from the conversion or exercise of convertible securities; (ii) new | Management | Yes | For | For | |||||||||||
CRBA | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 12 | Authorize the Directors of the Company to offer and grant options from time to time in accordance with the provisions of the Wilmar Executives’ Share Option Scheme 2009 of the Company [Wilmar ESOS 2009] and, pursuant to Section 161 of the Companies Act, Chapter 50, to allot and issue from time to time such number of shares in the capital of the Company as may be required to be issued pursuant to the exercise of options granted [while the authority conferred by this resolution is in force] under the Wilmar ESOS 2009, notwithstanding that the authority conferred by this resolution may have ceased to be in force, provided that the aggregate number of shares to be issued pursuant to the Wilmar ESOS 2009 and all other share-based incentive schemes of the Company [including but limited to the Wilmar Executives Share Option Scheme 2000] if any, shall not exceed 15% of the total number of issued shares [excluding treasury shares] of the capital of the Company from time to time, as determined in accordance with the provisions of the Wilmar ESOS 2009 | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 13 | Authorize the Board of Directors of the Company , contingent upon passing of Resolution 11 above and subject to the provisions of the Listing Manual of the Singapore Exchange Securities Trading Limited [the SGX- ST] [including any supplemental measures thereto from time to time] to undertake placements of new shares on a pro rata basis priced at a discount exceeding 10% but not more than 20% of the weighted average price as determined in accordance with the requirements of the Listing Manual of SGX-ST [including any supplemental measures thereto from time to time]; and [unless revoked or varied by the Company in general meeting] the authority conferred by this Resolution [Authority expires shall, unless revoked or varied by the Company in general meeting, continue in force until the next AGM of the Company is held or is required by law to be held], or 31 DEC 2010 [or such other period as may be permitted by the SGX-ST], whichever is the earliest | Management | Yes | For | For | |||||||||||
CRBA | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 1 | Authorize the Company, for the purposes of Sections 76C and 76E of the Companies Act, Chapter 50 of Singapore (the Act), the exercise by the Share Purchase Committee of all the powers of the Company to purchase or otherwise acquire issued ordinary shares of the Company (the shares) not exceeding in aggregate the Prescribed Limit (as hereinafter defined), at such price or prices as may be determined by the Share Purchase Committee from time to time up to the Maximum Price (as specified), whether by way of: (i) on-market purchases (each an on-market share purchase) on the Singapore Exchange Securities Trading Limited (the SGX-ST); and/or (ii) off-market purchases (each an off-market share purchase) effected in accordance with any equal access scheme(s) as may be determined or formulated by the Share Purchase Committee as they may consider fit, which scheme(s) shall satisfy all the conditions prescribed by the Act, and otherwise in accordance with all other laws and regulations and rules of the SGX-ST as may for the time being be applicable, be authorized and approved generally and unconditionally (the share purchase mandate); [Authority expires the earliest of the date on which the next AGM of the Company is held; or the date by which the next AGM of the Company is required by law to be held]; or authorize the Directors of the Company and/or each of them to complete and do all such acts and things as they and/or he may consider necessary, desirable, expedient, incidental or in the interests of the Company to give effect to the transactions contemplated and/or authorized by this ordinary resolution | Management | Yes | For | For | |||||||||||
CRBA | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 1 | Approve the proposed offer and grant to Mr. Kuok Khoon Hong, a controlling shareholder of the Company, of option[s] pursuant to and in accordance with the rules of the 2009 Option Scheme on the following terms, as specified and authorize the Directors to allot and issue shares upon the exercise of such options(s), as specified | Management | Yes | For | For | |||||||||||
CRBA | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 2 | Approve the proposed offer and grant to Mr. Martua Sitorus, a controlling shareholder of the Company, of option[s] pursuant to and in accordance with the rules of the 2009 Option Scheme on the following terms, as specified and authorize the Directors to allot and issue shares upon the exercise of such options(s), as specified | Management | Yes | For | For | |||||||||||
CRBA | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 1 | MODIFY TRADE NAME, ADDRESS, CORPORATE PURPOSE, REFLECT EQUITY SUBSCRIBED AND PAID SHARES THAT MAKE UP SAID EQUITY, MAKE CORRECTIONS TO PUNCTUATION, TRANSCRIPTION OR WORDING IN ALL OF THE ARTICLES OF THE BY- LAWS, ADAPT BY-LAWS TO NORMS OF LAWS N 18,046 AND N 20,382, EXCLUDE REPEALED NORMS OF DECREE LAW N 3,500, OMIT REFERENCES TO THE STATE, STATEOWNED COMPANIES. | Management | Yes | For | For | ||||||||||
CRBA | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 2 | MODIFY ALL OF THE ARTICLES OF THE BY-LAWS TO REFLECT THE AGREEMENTS ADOPTED WITH THE PURPOSES PREVIOUSLY INDICATED. | Management | Yes | For | For | ||||||||||
CRBA | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 3 | ADOPT ALL OTHER AGREEMENTS NECESSARY TO EXECUTE THE RESOLUTIONS THAT THE SHAREHOLDERS’ MEETING ADOPT IN RELATION TO THE ABOVE. | Management | Yes | For | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 4 | BALANCE SHEET, AUDITED FINANCIAL STATEMENTS, ANNUAL REPORT, REPORT OF ACCOUNTING INSPECTORS AND REPORT OF EXTERNAL AUDITORS. | Management | Yes | For | For | ||||||||||
CRBA | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 5 | APPOINTMENT OF THE EXTERNAL AUDITOR COMPANY - EXTERNAL AUDITORS - AND ACCOUNTING INSPECTORS OF COMPANY FOR 2010 BUSINESS YEAR. | Management | Yes | For | For | ||||||||||
CRBA | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 6 | OPERATIONS REFERRED TO IN ARTICLE 44 - IN FORCE DURING 2009 - OF LAW N 18,046 (“LAW OF CORPORATIONS” OF CHILE). | Management | Yes | For | For | ||||||||||
CRBA | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 7 | INVESTMENT AND FINANCING POLICIES. | Management | Yes | For | For | ||||||||||
CRBA | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 8 | NET INCOME FOR THE YEAR 2009, FINAL DIVIDEND DISTRIBUTION AND POLICY ON FUTURE DIVIDENDS. | Management | Yes | For | For | ||||||||||
CRBA | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 9 | EXPENSES OF THE BOARD OF DIRECTORS DURING THE 2009 BUSINESS YEAR. | Management | Yes | For | For | ||||||||||
CRBA | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 10 | COMPENSATION FOR THE MEMBERS OF THE BOARD. | Management | Yes | For | For | ||||||||||
CRBA | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 11 | ISSUES RELATED TO THE AUDIT AND DIRECTORS’ COMMITTEES. | Management | Yes | For | For | ||||||||||
CRBA | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 12 | OTHER MATTERS THAT MAY CORRESPOND IN ACCORDANCE WITH THE LAW. | Management | Yes | For | For | ||||||||||
CRBA | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS “3 AND 4” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.12 AND 2”. THANK YOU. | Non Voting | ||||||||||||||
CRBA | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 2 | To receive the consolidated financial statements of the corporation for the FYE 31 DEC 2010 and the report of the Auditors thereon | Non Voting | ||||||||||||||
CRBA | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 3 | Election of Mr. C.M. Burley as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBA | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 4 | Election of Mr. W.J. Doyle as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 5 | Election of Mr. J.W. Estey as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBA | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 6 | Election of Mr. C.S. Hoffman as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBA | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 7 | Election of Mr. D.J. Howe as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBA | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 8 | Election of Ms. A.D. Laberge as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBA | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 9 | Election of Mr. K.G. Martell as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBA | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 10 | Election of Mr. J.J. McCaig as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBA | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 11 | Election of Ms. M. Mogford as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBA | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 12 | Election of Mr. P.J. Schoenhals as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBA | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 13 | Election of Mr. E.R. Stromberg as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBA | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 14 | Election of Ms. E. Viyella de Paliza as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBA | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 15 | Appoint Deloitte & Touche LLP as the Auditors of the Corporation for 2010 | Management | Yes | For | For | |||||||||||
CRBA | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 16 | Authorize the Corporation to implement a new performance option plan as specified | Management | Yes | For | For | |||||||||||
CRBA | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 17 | Approve to accept the Corporation’s approach to executive compensation, as specified | Management | Yes | For | For | |||||||||||
CRBA | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 18 | Transact such other business | Non Voting | ||||||||||||||
CRBA | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 1 | AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 2 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 20 APR 2010, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU | Non Voting | ||||||||||||||
CRBA | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 3 | Presentation of the financial statements and annual report for the 2009 FY with the report of the Supervisory Board, the group financial statements, the group annual report, and the reports pursuant to Sections 289(4) and 315(4) of the German Commercial code | Non Voting | ||||||||||||||
CRBA | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 4 | Resolution on the appropriation of the distributable profit of EUR 46,149,746.16 as follows: payment of a dividend of EUR 0.20 per no-par share EUR 7,869,746.16 shall be carried forward ex-dividend and payable date: 12 MAY 2010 | Management | Yes | For | For | |||||||||||
CRBA | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 5 | Approval of the remuneration system for Members of the Board of Managing Director’s | Management | Yes | For | For | |||||||||||
CRBA | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 6 | Ratification of the acts of the Board of Managing Directors | Management | Yes | For | For | |||||||||||
CRBA | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 7 | Ratification of the acts of the Supervisory Board | Management | Yes | For | For | |||||||||||
CRBA | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 8 | Election of George Cardona to the Supervisory Board | Management | Yes | For | For | |||||||||||
CRBA | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 9 | Appointment of the Auditors for the 2010 FY: Deloitte + Touche GMBH, Hanover | Management | Yes | For | For | |||||||||||
CRBA | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 10 | Resolution on the authorization to issue convertible and/or warrant bonds, the creation of contingent capital and the corresponding amendment to the Articles of Association the existing authorization approved by the shareholders’ meeting of 10 MAY 2006, to issue convertible and/or warrant bonds and the creation of contingent capital shall be revoked; the board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to issue registered and/or bearer bonds of up to EUR 1,500,000,000 conferring convertible and/or option rights | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | for shares of the Company, on or before 10 MAY 2015; shareholders shall be granted subscription rights except for the issue of bonds conferring convertible and/or option rights for shares of the Company of up to 10% of the share capital at a price not materially below their theoretical market value, for the granting of such rights to holders of convertible and/or option rights, for residual amounts, and for the issue of bonds for acquisition purposes; the Company’s share capital shall be increased accordingly by up to EUR 19,140,000 through the issue of up to 19,140,000 new no-par shares, insofar as convertible and/or option rights are exercised [contingent capital] | ||||||||||||||||
CRBA | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 11 | Resolution on the creation of new authorized capital and amendments to the Articles of Association the existing authorization in item 8 approved by the shareholders’ meeting of 10 MAY 2006, shall be revoked; the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 57,420,000 through the issue of new bearer no-par shares against contributions in cash and/or kind, for a period of 5 years, on or before 10 MAY 2015; shareholders’ subscription rights may be excluded if the shares are issued at a price not materially below the market price of identical shares, and for residual amounts | Management | Yes | For | For | |||||||||||
CRBA | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 12 | Resolution on the authorization to acquire own shares the Company shall be authorized to acquire own shares of up to 10% of its share capital, at a price not differing more than 10% from the market price of the shares, on or before 10 MAY 2015; the Board of Managing Directors shall be authorized to sell the shares on the stock exchange or by a rights offering, to dispose of the shares in a manner other than the stock exchange or an offer to all shareholders if the shares are sold at a price not materially below their market price, to use the shares for acquisition purposes or for satisfying option and convertible rights, and to retire the shares | Management | Yes | For | For | |||||||||||
CRBA | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non Voting | ||||||||||||||
CRBA | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 3 | Election of the Chairperson of the meeting and of a person to co-sign the | Management | Yes | For | For | |||||||||||
CRBA | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 4 | Approve the annual accounts and the annual report for 2009 for Yara International Asa and the Group, hereunder payment of dividends | Management | Yes | For | For | |||||||||||
CRBA | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 5 | Approve the guidelines for the remuneration of the members of the Executive Management | Management | Yes | For | For | |||||||||||
CRBA | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 6 | Approve to determination of remuneration to the Auditor | Management | Yes | For | For | |||||||||||
CRBA | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 7 | Election of members of the Board | Management | Yes | For | For | |||||||||||
CRBA | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 8 | Approve to determine the remuneration to the members of the Board, members of the Compensation Committee and the Auditor Committee | Management | Yes | For | For | |||||||||||
CRBA | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 9 | Re-elect for a period of 2 years of Eva Lystad a Chairperson and Bjorg Ven, Thorunn Kathrine Bakke and Olaug Svarva as the Members of the Nomination Committee and determination of the | Management | Yes | For | For | |||||||||||
CRBA | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 10 | Amend the Articles of Association regarding documents to the general meeting | Management | Yes | For | For | |||||||||||
CRBA | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 11 | Approve the power of attorney from the general meeting to the Board for acquisition of own shares | Management | Yes | For | For | |||||||||||
CRBA | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 12 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIRECTOR NAMES. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBA | AGRIUM INC | 008916108 | 5/12/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS “3 AND 4” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.12 AND 2”. THANK YOU. | Non Voting | ||||||||||||||
CRBA | AGRIUM INC | 008916108 | 5/12/2010 | 2 | Receive and consider our 2009 audited consolidated financial statements and the Auditors’ report thereon | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | AGRIUM INC | 008916108 | 5/12/2010 | 3 | Election of Ralph S. Cunningham as a Director | Management | Yes | For | For | |||||||||||
CRBA | AGRIUM INC | 008916108 | 5/12/2010 | 4 | Election of Germaine Gibara as a Director | Management | Yes | For | For | |||||||||||
CRBA | AGRIUM INC | 008916108 | 5/12/2010 | 5 | Election of Russell K. Girling as a Director | Management | Yes | For | For | |||||||||||
CRBA | AGRIUM INC | 008916108 | 5/12/2010 | 6 | Election of Susan A. Henry as a Director | Management | Yes | For | For | |||||||||||
CRBA | AGRIUM INC | 008916108 | 5/12/2010 | 7 | Election of Russell J. Horner as a Director | Management | Yes | For | For | |||||||||||
CRBA | AGRIUM INC | 008916108 | 5/12/2010 | 8 | Election of A. Anne McLellan as a Director | Management | Yes | For | For | |||||||||||
CRBA | AGRIUM INC | 008916108 | 5/12/2010 | 9 | Election of David J. Lesar as a Director | Management | Yes | For | For | |||||||||||
CRBA | AGRIUM INC | 008916108 | 5/12/2010 | 10 | Election of John E. Lowe as a Director | Management | Yes | For | For | |||||||||||
CRBA | AGRIUM INC | 008916108 | 5/12/2010 | 11 | Election of Derek G. Pannell as a Director | Management | Yes | For | For | |||||||||||
CRBA | AGRIUM INC | 008916108 | 5/12/2010 | 12 | Election of Frank W. Proto as a Director | Management | Yes | For | For | |||||||||||
CRBA | AGRIUM INC | 008916108 | 5/12/2010 | 13 | Election of Michael M. Wilson as a Director | Management | Yes | For | For | |||||||||||
CRBA | AGRIUM INC | 008916108 | 5/12/2010 | 14 | Election of Victor J. Zaleschuk as a Director | Management | Yes | For | For | |||||||||||
CRBA | AGRIUM INC | 008916108 | 5/12/2010 | 15 | Appointment of KPMG LLP, Chartered Accountants, as the Auditors of the | Management | Yes | For | For | |||||||||||
CRBA | AGRIUM INC | 008916108 | 5/12/2010 | 16 | Approve the Corporation’s amended and restated Shareholder Rights Plan, the terms and conditions are as specified | Management | Yes | For | For | |||||||||||
CRBA | AGRIUM INC | 008916108 | 5/12/2010 | 17 | Approve to accept the Corporation’s approach to executive compensation | Management | Yes | For | For | |||||||||||
CRBA | AGRIUM INC | 008916108 | 5/12/2010 | 18 | Transact such other business | Non Voting | ||||||||||||||
CRBA | CF INDUSTRIES HOLDINGS, INC. | CF | 125269100 | 5/12/2010 | 1 | DIRECTOR: ROBERT C. ARZBAECHER, EDWARD A. SCMITT | Management | Yes | For | For | ||||||||||
CRBA | CF INDUSTRIES HOLDINGS, INC. | CF | 125269100 | 5/12/2010 | 2 | TO RATIFY THE SELECTION OF KPMG LLP AS CF INDUSTRIES HOLDINGS, INC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | Yes | For | For | ||||||||||
CRBA | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 1 | Receive the audited financial statements for the YE 31 DEC 2009 and the reports of the Directors and Auditors thereon | Management | Yes | For | For | |||||||||||
CRBA | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 2 | Approve the payment of a final single-tier dividend of 18 Sen per share in respect of the FYE 31 DEC 2009 as recommended by the Directors | Management | Yes | For | For | |||||||||||
CRBA | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 3 | Approve the payment of Directors fees of MYR 259,933 for the FYE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 4 | Election of Dato’ Capt. Ahmad Sufian @ Qurnain bin Abdul Rashid as a Director, who retires pursuant to Article 88 of the Articles of Association of the Company | Management | Yes | For | For | |||||||||||
CRBA | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 5 | Re-elect Mr. Tan Gee Sooi as a Director, who retires pursuant to Article 107 of the Articles of Association of the Company | Management | Yes | For | For | |||||||||||
CRBA | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 6 | Re-appoint Datuk Oh Siew Nam as a Director of the Company pursuant to Section 129(6) of the Companies Act 1965 to hold office until the conclusion of the next AGM of the Company | Management | Yes | For | For | |||||||||||
CRBA | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 7 | Re-appoint Dato Sri Liang Kim Bang as a Director of the Company pursuant to Section 129(6) of the Companies Act 1965, to hold office until the conclusion of the next AGM of the Company | Management | Yes | For | For | |||||||||||
CRBA | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 8 | Re-appoint YM Raja Dato’ Seri Abdul Aziz bin Raja Salim as a Director of the Company pursuant to Section 129(6) of the Companies Act 1965, to hold office until the conclusion of the next AGM of the Company | Management | Yes | For | For | |||||||||||
CRBA | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 9 | Re-appointment of Messrs. Mazars as the Auditors of the Company and authorize the Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBA | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 10 | Authorize the Directors of the Company, subject to the Companies Act 1965 and the Articles of Association of the Company, to allot and issue shares in the Company at any time until the conclusion of the next AGM and upon such terms and conditions and for such purposes as the Directors may, in their absolute discretion, deem fit provided that the aggregate number of shares to be issued does not exceed 10% of the issued and paid-up share capital of the Company for the time being and that the Directors be and are also empowered to obtain approval for the listing of and quotation for the additional shares so issued on Bursa Malaysia Securities Berhad | Management | Yes | For | For | |||||||||||
CRBA | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 11 | Approve specified together with details of the Proposed Shareholders’ Mandate are set out in the Circular to Shareholders dated 27 APR 2010 | Management | Yes | For | For | |||||||||||
CRBA | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 12 | Transact any other business | Management | Yes | For | For | |||||||||||
CRBA | CORN PRODUCTS INTERNATIONAL, INC. | CPO | 219023108 | 5/19/2010 | 1 | DIRECTOR:ILENE S. GORDON, KAREN L. HENDRICKS, BARBARA A. KLEIN, DWAYNE A. WILSON | Management | Yes | For | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | CORN PRODUCTS INTERNATIONAL, INC. | CPO | 219023108 | 5/19/2010 | 2 | TO APPROVE AMENDMENTS TO THE COMPANY’S CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFIED BOARD STRUCTURE. | Management | Yes | For | For | ||||||||||
CRBA | CORN PRODUCTS INTERNATIONAL, INC. | CPO | 219023108 | 5/19/2010 | 3 | TO AMEND AND REAPPROVE THE CORN PRODUCTS INTERNATIONAL, INC. STOCK INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
CRBA | CORN PRODUCTS INTERNATIONAL, INC. | CPO | 219023108 | 5/19/2010 | 4 | TO AMEND AND REAPPROVE THE CORN PRODUCTS INTERNATIONAL, INC. ANNUAL INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
CRBA | CORN PRODUCTS INTERNATIONAL, INC. | CPO | 219023108 | 5/19/2010 | 5 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY AND ITS SUBSIDIARIES, IN RESPECT OF THE COMPANY’S OPERATIONS IN 2010. | Management | Yes | For | For | ||||||||||
CRBA | INTREPID POTASH, INC | IPI | 46121Y102 | 5/20/2010 | 1 | DIRECTOR: J. LANDIS MARTIN, BARTH E. WHITHAM | Management | Yes | For | For | ||||||||||
CRBA | INTREPID POTASH, INC | IPI | 46121Y102 | 5/20/2010 | 2 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INTREPID’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | Yes | For | For | ||||||||||
CRBA | BUNGE LIMITED | BG | G16962105 | 5/21/2010 | 1 | ELECTION OF DIRECTOR: JORGE BORN, JR. | Management | Yes | For | For | ||||||||||
CRBA | BUNGE LIMITED | BG | G16962105 | 5/21/2010 | 2 | ELECTION OF DIRECTOR: BERNARD DE LA TOUR D’AUVERGNE LAURAGUAIS | Management | Yes | For | For | ||||||||||
CRBA | BUNGE LIMITED | BG | G16962105 | 5/21/2010 | 3 | ELECTION OF DIRECTOR: WILLIAM ENGELS | Management | Yes | For | For | ||||||||||
CRBA | BUNGE LIMITED | BG | G16962105 | 5/21/2010 | 4 | ELECTION OF DIRECTOR: L. PATRICK LUPO | Management | Yes | For | For | ||||||||||
CRBA | BUNGE LIMITED | BG | G16962105 | 5/21/2010 | 5 | TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO TO DETERMINE THE INDEPENDENT AUDITORS’ FEES. | Management | Yes | For | For | ||||||||||
CRBA | BUNGE LIMITED | BG | G16962105 | 5/21/2010 | 6 | TO APPROVE THE BUNGE LIMITED ANNUAL INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
CRBA | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED THE SAME AS A “TAKE NO ACTION” VOTE. | Non Voting | ||||||||||||||
CRBA | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100421 /LTN20100421524.pdf | Non Voting | ||||||||||||||
CRBA | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 3 | Receive the audited consolidated financial statements of the Company and its subsidiaries and the reports of the Directors and Auditors for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBA | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 4 | Approve a final dividend of HKD 5.9 cents per share for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 5 | Approve the Scheme Amendment Proposal as defined in the Company’s circular dated 22 APR2010 , and any one or more of the Directors of the Company be and are hereby authorized to execute and deliver such other documents or supplemental agreements or deeds on behalf of the Company and to do all such things and take all such actions as he or they may consider necessary or desirable for the purpose of giving effect to the Scheme Amendment Proposal | Management | Yes | For | For | |||||||||||
CRBA | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 6 | Re-elect Mr. YU Xubo as an Executive Director and the Managing Director of the Company | Management | Yes | For | For | |||||||||||
CRBA | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 7 | Re-elect Mr. CHI Jingtao as a Non-executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBA | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 8 | Re-elect Mr. LAM Wai Hon, Ambrose as an Independent Non-executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBA | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 9 | Authorize the Board of Directors of the Company to fix the above executive Director’s and Non-executive Directors’ remuneration | Management | Yes | For | For | |||||||||||
CRBA | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 10 | Re-appoint Auditors and authorize the Board of Directors of the Company to fix their remunerations | Management | Yes | For | For | |||||||||||
CRBA | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 11 | Approve to increase the authorized share capital of the Company from HKD 400,000,000 divided into 4,000,000,000 shares to HKD 1,000,000,000 divided into 10,000,000,000 shares by creation of an additional HKD 600,000,000 divided into 6,000,000,000 shares ranking pari passu in all respects with the existing issued and unissued shares | Management | Yes | For | For | |||||||||||
CRBA | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 12 | Authorize the Directors to allot, issue and deal with additional shares of the Company | Management | Yes | For | For | |||||||||||
CRBA | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 13 | Authorize the Directors to repurchase the Company’s own shares | Management | Yes | For | For | |||||||||||
CRBA | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 14 | Approve to add the nominal amount of the shares repurchased under Resolution 7B to the mandate granted to the Directors under resolution 7A | Management | Yes | For | For | |||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR ALL RESOLUTION NUMBERS. THANK YOU. | Non Voting | ||||||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 2 | Approve the report of the Board of the Directors of the Company the ‘Board’ for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 3 | Approve the report of the Supervisory Committee of the Company for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 4 | Approve the audited financial statements and the Auditors’ report of the Company for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 5 | Approve the proposal for distribution of profit of the Company for the YE 31 DEC 2009 and the declaration of the Company’s final dividend for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 6 | Approve the budget proposals of the Company for the year 2010 | Management | Yes | For | For | |||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 7 | Appointment of Mr. Gu Zongqin as the Independent Non- Executive Director of the Company, authorize any Executive Director of the Company to sign a Service Contract with Mr. Gu Zongqin for and on behalf of the Company, and authorize the Board to determine his remuneration based on the recommendation by the remuneration Committee of the Board | Management | Yes | For | For | |||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 8 | Appointment of Mr. Qiu Kewen as the Supervisor of the Company, authorize any Executive Director of the Company to sign a Service Contract with Mr. Qiu Kewen for and on behalf of the Company, and authorize the Board, which in turn will further delegate the Remuneration Committee of the Board to determine his remuneration | Management | Yes | For | For | |||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 9 | Re-appoint Ernst & Young Hua Ming and Ernst & Young as the Domestic and International Auditors of the Company for a term until the conclusion of the next AGM of the Company and authorize the Audit Committee of the Board to determine their remuneration | Management | Yes | For | For | |||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 10 | CONTD Board, contingent on the Board resolving to separately or concurrently issue domestic shares and overseas listed foreign shares (H Shares) pursuant to Paragraph (a) of this special resolution, to increase the registered capital of the Company to reflect the number of such shares authorized to be issued by the Company pursuant to Paragraph (a) of this special resolution and to make such appropriate and necessary amendments to the Articles of Association of the Company as they think fit | Management | Yes | For | For | |||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | to reflect such increases in the registered capital of the Company and to take any other action and complete any formality required to effect the separate or concurrent issuance of domestic shares and overseas listed foreign shares (H Shares) pursuant to Paragraph (a) of this special resolution and the increase in the registered capital of the Company CONTD. | ||||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 11 | CONTD. overseas listed foreign shares H Shares to be issued and allotted or agreed conditionally or unconditionally to be issued and allotted by the Board shall not exceed 20% of each of its existing domestic shares and overseas listed foreign shares H Shares of the Company; and the Board will only exercise its power under such mandate in accordance with the Company Law of the PRC and the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited as amended from time to time or applicable laws, rules and regulations of other government or regulatory bodies and only if all necessary approvals from the China Securities Regulatory Commission and/or other relevant PRC government authorities are obtained; authorize the Board, contingent on the Board resolving to separately or concurrently issue domestic CONTD. | Non Voting | ||||||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 12 | CONTD. shares and overseas listed foreign shares H Shares pursuant to this special resolution, to increase the registered capital of the Company to reflect the number of such shares authorized to be issued by the Company pursuant to of this special resolution and to make such appropriate and necessary amendments to the Articles of Association of the Company as they think fit to reflect such increases in the registered capital of the Company and to take any other action and complete any formality required to effect the separate or concurrent issuance of domestic shares and overseas listed foreign shares H Shares pursuant to this CONTD. | Non Voting | ||||||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 13 | CONTD. special resolution and to the increase in the registered capital of the Company; Authority expires at the conclusion of the next AGM of the Company or 12 months period following the passing of this special resolution | Non Voting | ||||||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 14 | PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDING BELOW COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBA | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 15 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/listedco/listconews/sehk/201 00416/LTN20100416847.pdf | Non Voting | ||||||||||||||
CRBA | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 1 | Receive and adopt the Audited financial statements for the FYE 31 DEC 2009 and the Directors’ and Auditors’ reports thereon | Management | Yes | For | For | |||||||||||
CRBA | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 2 | Approve the declaration of a final dividend of 5.25 sen less 25% tax per ordinary share of 50 sen each for the FYE 31 DEC 2009 to be paid on 15 JUL 2010 to members registered in the record of depositors on 30 JUN 2010 | Management | Yes | For | For | |||||||||||
CRBA | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 3 | Approve the payment of Directors’ fees of MYR 521,300 for the FYE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBA | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 4 | Re-elect Tan Sri Lim Kok Thay as a Director of the Company pursuant to Article 99 of the Articles of the Association of the Company | Management | Yes | For | For | |||||||||||
CRBA | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 5 | Re-elect Mr. Quah Chek Tin as a Director of the Company pursuant to Article 99 of the Articles of the Association of the Company | Management | Yes | For | For | |||||||||||
CRBA | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 6 | Re-appoint Tan Sri Mohd Amin bin Osman as a Director of the Company, who retires in accordance with Section 129 of the Companies Act, 1965, to hold office until the conclusion of the next AGM | Management | Yes | For | For | |||||||||||
CRBA | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 7 | Re-appoint Lt. Gen. B Dato’ Haji Abdul Jamil bin Haji Ahmad as a Director of the Company, who retires in accordance with Section 129 of the Companies Act, 1965, to hold office until the conclusion of the next AGM | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 8 | Re-appoint PricewaterhouseCoopers as the Auditors of the Company and authorize the Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBA | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 9 | Authorize the Directors of the Company, subject always to the Companies Act, 1965, the Articles of Association of the Company, the Main Market Listing Requirements of Bursa Malaysia Securities Berhad MMLR and the approval of any relevant Governmental and/or regulatory authorities, where such approval is required, pursuant to the Section 132 D of the Companies Act, 1965 to: 1 issue and allot shares in the Company; and/or 2 issue, make or grant offers, agreements, options or other instruments that might or would require shares to be issued collectively, Instruments during and/or after the period the approval granted by this resolution is in force, at any time and upon such terms and conditions and for such purposes as the Directors may, in their absolute discretion deem fit, provided that: CONTD.. | Management | Yes | For | For | |||||||||||
CRBA | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 10 | ..CONTD i the number of shares to be issued pursuant to the authority granted under this resolution, when aggregated with all shares issued and/or shares that are capable of being issued from the instruments issued pursuant to Section 132 D of the Companies Act, 1965 in the preceding 12 months calculated in accordance with the MMLR , does not exceed 10% of the issued and paid-up share capital of the Company at the time of issuance, making or granting the instruments, and ii for the purpose of determining the number of shares which are capable of being issued from the instruments, each instrument is treated as giving rise to the maximum number of shares into which it can be converted or exercised, CONTD.. | Non Voting | ||||||||||||||
CRBA | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 11 | ..CONTD Authority shall continue in force until the conclusion of the next AGM of the Company or when it is required by the law to be held, which ever is earlier ; authorize the Directors of the Company to take all such action that may be necessary and/or desirable to give effect to this resolution and in connection therewith to enter into and execute on behalf of the Company any instrument, agreement and/or arrangement with any person, and in all cases with full power to assent to any condition, modification, variation and/or amendment if any , in connection therewith; and to obtain the approval for the Listing of and quotation for the additional shares so issued on Bursa Malaysia Securities Berhad | Non Voting | ||||||||||||||
CRBA | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 12 | Authorize the Company, subject to compliance with all applicable laws, the Company’s Articles of Association, and the regulations and guidelines applied from time to time by Bursa Malaysia Securities Berhad Bursa Securities and/or any other relevant regulatory authorities: a) to utilize up to the aggregate of the total retained earnings and share premium account of the Company based on its latest Audited financial statements available up to the date of transaction, to purchase from time to time during the validity of the approval and authority under this resolution, such number of ordinary shares of 50 SEN each in the Company as may be determined by the Directors of the Company on Bursa Securities upon such terms and conditions as the Directors may deem fit and expedient in the interests of the Company, provided that the aggregate number of shares to be purchased and/or held by the Company pursuant to CONTD.. | |||||||||||||||
CRBA | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 13 | ..CONTD this resolution does not exceed 10% of the total issued and paid-up ordinary share capital of the Company at the time of purchase, and provided that in the event that the Company ceases to hold all or any part of such shares as a result of among others cancellations, sales and/or distributions of any of these shares so purchased, the Company shall be entitled to further purchase and/or hold such additional numbers of shares as shall in aggregate with the shares then still held by the Company not exceed 10% of the total issued and paid-up ordinary share capital of the Company at the time of purchase; based on the Audited financial statements of the Company for the FYE 31 DEC 2009, the Company’s retained earnings and share premium account were approximately MYR 2,530.1 million and MYR 42.1 million respectively; b) approval and authority conferred by this resolution shall commence on the passing of this CONTD.. | Non Voting | ||||||||||||||
CRBA | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 14 | ..CONTD resolution, and shall remain valid and in full force and effect until: i the conclusion of the next AGM is required by law to be held, unless earlier revoked or varied by ordinary resolution of the members of the Company in general meeting, whichever occurs first; c) autorize the Directors of the Company in their absolute discretion, to deal with any shares purchased and any existing treasury shares the said shares in the following manner: i cancel the said shares; and/or ii retain the said shares as treasury shares; and/or iii distribute all or part of the said shares as dividends to shareholders, and/or resell all or part of the said shares on Bursa Securities in accordance with the relevant rules of Bursa Securities and/or cancel all or part of the said shares, or in any other manner as may be prescribed by all applicable laws and/or regulations and guidelines applied from time to time by Bursa Securities and/or any | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 15 | ..CONTD relevant authority for the time being in force and that the authority to deal with the said shares shall continue to be valid until all the said shares have been dealt with by the Directors of the Company; and d) to take all such actions that may be necessary and/or desirable to give effect to this resolution and in connection therewith to enter into and execute on behalf of the Company any instrument, agreement and/or arrangement with any person, and in all cases with full power to assent to any condition, modification, variation and/or amendment if any as may be imposed by any relevant regulatory authority or Bursa Securities and/or to do all such Acts and things as the Directors may deem fit and expedient in the best interest of the Company | Non Voting | ||||||||||||||
CRBA | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 16 | Authorize the Company and/or its subsidiaries to enter into any of the transactions falling within the types of recurrent related party transactions of a revenue or trading nature with the related parties as set out in Section 2.3 under Part B of the document to shareholders dated 17 MAY 2010 provided that such transactions are undertaken in the ordinary course of business, at arm/s length and based on commercial terms and on terms which are not more favourable to the related party than those generally available to/from the public and are not, in the Company’s opinion, detrimental to the minority shareholders and that the breakdown of the aggregate value of the recurrent related party transactions conducted/to be conducted during the FY, including the types of recurrent related party CONTD... | Non Voting | ||||||||||||||
CRBA | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 17 | ..CONTD transactions made and the names of the related parties, will be disclosed in the annual report of the Company pursuant to the requirements of the Main Market Listing Requirements of Bursa Malaysia Securities Berhad; such approval shall continue to be in force until: i the conclusion of the next AGM AGM of the Company following this AGM at which such proposed shareholders mandate is passed, at which time it will lapse, unless by a resolution passed at the meeting, the authority is renewed; | Non Voting | ||||||||||||||
CRBA | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | ii the expiration of the period within which the next AGM of the Company after that date is required to be held pursuant to Section 143 1 of the Companies Act, 1965 but shall not extend to such extension as may be allowed pursuant to Section 143 2 of the Companies Act, 1965 ; or iii revoked or varied by resolution passed by the shareholders in general meeting, whichever is earlier | ||||||||||||||||
CRBA | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 18 | Approve and adopt the amendments to the existing Articles of Association of the Company as proposed and set forth under part C of the document to shareholders dated 17 MAY 2010; and autorize the Directors of the Company to do all acts and things and take all such steps as they may consider necessary and/or desirable to give full effect to these amendments to the Articles of Association of the Company | Management | Yes | For | For | |||||||||||
CRBA | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 19 | Transact such other business | Non Voting | ||||||||||||||
CRBA | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR ALL RESOLUTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBA | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100506 /LTN20100506469.pdf | Non Voting | ||||||||||||||
CRBA | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 3 | Receive and adopt the audited consolidated financial statements of the Company and the reports of the Directors and the Auditors of the Company for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBA | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 4 | Re-elect Mr. Liu De Shu as a Non-executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBA | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 5 | Re-elect Mr. Du Ke Ping as an Executive Director of the Company | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 6 | Re-elect Mr. Ko Ming Tung, Edward as an Independent Non-executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBA | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 7 | Re-elect Mr. Tang Tin Sek as an Independent Non- executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBA | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 8 | Authorize the Board of Directors of the Company to fix the remuneration for all Directors | Management | Yes | For | For | |||||||||||
CRBA | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 9 | Re-appoint Deloitte Touche Tohmatsu as the Auditors of the Company and to authorize the Board of Directors of the Company to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBA | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 10 | Authorize the Directors a general mandate to allot, issue and deal with ordinary shares of the Company | Management | Yes | For | For | |||||||||||
CRBA | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 11 | Authorize the Directors a general mandate to repurchase ordinary shares of the Company | Management | Yes | For | For | |||||||||||
CRBA | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 12 | Authorize the directors to allot, issue and deal with ordinary shares of the Company by the number of ordinary shares repurchased | Management | Yes | For | For | |||||||||||
CRBA | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 13 | Approve the proposed amendments to the bye-laws of the Company | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 1 | PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF VOTING OPTIONS COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 2 | Approve the procedure of the AGM of shareholders of OJSC Uralkali | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 3 | Approve OJSC Uralkali’s annual report for 2009 | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 4 | Approve the annual accounting statements of OJSC Uralkali for 2009 | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 5 | Approve OJSC Uralkali’s profit distribution on results of 2009 at the amount of RUB 1,153,184.1 Thousand; and the distribution of RUB 2,475,388.1 Thousand from undistributed profit for 2008 as follows: to pay dividends on results of 2009 at RUB 1.70 per ordinary share assigning RUB 3,611,463.0 Thousand for dividend payments; not to pay the remuneration provided by Regulations on the Board of Directors of OJSC Uralkali to the Board Members; pursuant to Regulations on the Board Committees of OJSC Uralkali to assign the amount of RUB 16,821.8 Thousand to pay remuneration to the Board Members who are Independent Directors for their activities as the Board Committees Members of OJSC Uralkali; CONTD | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 6 | CONTD and not to pay the remuneration provided by Regulations on the Auditing Commission of OJSC Uralkali to the Auditing Commission Members; to pay remuneration at the rate of RUB 287.4 Thousand to the Auditing Commission Members | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 7 | Election of Valery Yuryevich Lepehin to the Auditing Commission of OJSC Uralkali | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 8 | Election of Aleksandra Vladimirovna Orlova to the Auditing Commission of OJSC Uralkali | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 9 | Election of Natalya Sergeevna Prokopova to the Auditing Commission of OJSC Uralkali | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 10 | Election of Elena Alekseevna Radaeva to the Auditing Commission of OJSC Uralkali | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 11 | Election of Alexey Mihaylovich Yakovlev to the Auditing Commission of OJSC Uralkali | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 12 | Approve the Limited Liability Company Auditing Firm “Buhgalterskie Auditorskie Traditsii Audit” (LLC Auditing Firm “BAT-audit”) as the Auditor of OJSC Uralkali for 2010 | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 13 | Approve the Regulations on the General Meeting of Shareholders of OJSC “Uralkali” in a new version | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 14 | Approve the Regulations on the Board of Directors of OJSC “Uralkali” in a new version | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 15 | Approve the Regulations on the Auditing Commission of OJSC “Uralkali” in a new version | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 16 | Approve the Regulations on Remunerations and Indemnity to OJSC “Uralkali” Board Members | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 17 | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. PLEASE NOTE THAT ONLY A VOTE “FOR” THE DIRECTOR WILL BE CUMULATED. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY QUESTIONS. | Non Voting | ||||||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 18 | Election of Jury Valeryevich Gavrilov as a Member of the Board of Directors of OJSC “Uralkali” | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 19 | Election of Andrey Rudolfovich Konogorov as a Member of the Board of Directors of OJSC “Uralkali” | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 20 | Election of Anna Grigoryevna Koff as a Member of the Board of Directors of OJSC “Uralkali” | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 21 | Election of Kuzma Valeryevich Marchuk as a Member of the Board of Directors of OJSC “Uralkali” | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 22 | Election of Denis Stanislavovich Morozov as a Member of the Board of Directors of OJSC “Uralkali” | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 23 | Election of Vladimir Eduardovich Ruga as a Member of the Board of Directors of OJSC “Uralkali” | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 24 | Election of Dmitry Yevgenyevich Rybolovlev as a Member of the Board of Directors of OJSC “Uralkali” | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 25 | Election of Hans Jochum Horn as a Member of the Board of Directors of OJSC “Uralkali” | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 26 | Election of Ilya Arturovich Yuzhanov as a Member of the Board of Directors of OJSC “Uralkali” | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 27 | Approve the conclusion of the following contracts between OJSC “Uralkali” (Customer) and OJSC “Galurgia” (Contractor, Performer): work contracts (including work contracts for design and survey works); contracts for research and development works; contracts for engineering development and process design works as interested party transactions; and which may be concluded in the process of OJSC Uralkali s usual business activity in the future; and to determine that the ceiling amount to which the specified transactions may be concluded is RUB 650 million | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 28 | Approve the conclusion of the following contracts between OJSC “Uralkali” (Customer) and the Contractors (Performers): (1) LLC “SMT “BShSU” and (or) (2) CJSC “Novaya Nedvizhimost” and (or) (3) LLC “Vagonoe Depo Balahontsy” and (or) (4) LLC “Satellit-Service” and (or) (5) CJSC “Avtotranskali”: work contracts; paid service contracts as interested party transactions; and which may be concluded in the process of OJSC Uralkali s usual business activity in the future; and to determine that the ceiling amount to which the specified transactions may be concluded is RUB 5700 million | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 29 | Approve the conclusion of paid service contracts between OJSC “Uralkali” (Customer) and LLC “Polyclinic Uralkali- Med” (Performer) as interested party transactions; and which may be concluded in the process of OJSC Uralkali s usual business activity in the future; and to determine that the ceiling amount to which the specified transactions may be concluded is RUB 35 million | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 30 | Approve the conclusion of sales contracts between OJSC “Uralkali” (Customer) and the Sellers: (1) LLC “SMT “BShSU” and (or) (2) LLC “Satellit-Service” and (or) (3) CJSC “Avtotranskali” and (or) (4) LLC “Vagonoe Depo Balahontsy” and (or) (5) CJSC Novaya Nedvizhimost” as interested party transactions; and which may be concluded in the process of OJSC Uralkali s usual business activity in the future; and to determine that the ceiling amount to which the specified transactions may be concluded is RUB 50 million | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 31 | Approve the conclusion of sales contracts between OJSC “Uralkali” (Seller) and the Customers: (1) LLC “SMT “BShSU” and (or) (2) CJSC “Avtotranskali” and (or) (3) LLC “Vagonoe Depo Balahontsy” and (or) (4) CJSC Novaya Nedvizhimost” as interested party transactions; and which may be concluded in the process of OJSC Uralkali s usual business activity in the future; and to determine that the ceiling amount to which the specified transactions may be concluded is RUB 1,100 million | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 32 | Approve the conclusion of lease contracts between OJSC “Uralkali” (Lessor) and the Lessees: (1) LLC “SMT “BShSU” and (or) (2) LLC “Vagonoe Depo Balahontsy” and (or) (3) CJSC “Avtotranskali” and (or) (4) LLC “Satellit- Service” and (or) (5) LLC “Polyclinic Uralkali-Med” and (or) (6) CJSC “Novaya Nedvizhimost” and (or) (7) CJSC “Uralkali-Tehnologiya” as interested party transactions; and which may be concluded in the process of OJSC Uralkali s usual business activity in the future; and to determine that the ceiling amount to which the specified transactions may be concluded is RUB 100 million | Management | Yes | For | For | |||||||||||
CRBA | URALKALI JSC | 91688E206 | 6/18/2010 | 33 | Approve the conclusion of sublicense contracts between OJSC “Uralkali” (Sublicensee) and LLC “Satellit-Service” (Sublicensor) as interested party transactions; and which may be concluded in the process of OJSC Uralkali s usual business activity in the future; and to determine that the ceiling amount to which the specified transactions may be concluded is RUB 20 million | Management | Yes | For | For | |||||||||||
Jefferies | TR/J CRB Global Industrial Metals Equity Index Fund
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | BLUESCOPE STL LTD | Q1415L102 | 11/12/2009 | 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE [OR VOTE “ABSTAIN”] FOR THE RELEVANT PROPOSAL ITEM. | Non Voting | ||||||||||||||
CRBI | BLUESCOPE STL LTD | Q1415L102 | 11/12/2009 | 2 | Receive the annual report, financial statements and the reports of the Directors and the Auditor for the YE 30 JUN 2009 | Non Voting | ||||||||||||||
CRBI | BLUESCOPE STL LTD | Q1415L102 | 11/12/2009 | 3 | Adopt the remuneration report [which is contained in the Directors’ report] for the YE 30 JUN 2009 | Management | Yes | For | For | |||||||||||
CRBI | BLUESCOPE STL LTD | Q1415L102 | 11/12/2009 | 4 | Elect Mr. Kevin McCann AM as a Director, who retires by rotation in accordance with the Company’s Constitution | Management | Yes | For | For | |||||||||||
CRBI | BLUESCOPE STL LTD | Q1415L102 | 11/12/2009 | 5 | Elect Mr. Daniel Grollo as a Director, who retires by rotation in accordance with the Company’s Constitution | Management | Yes | For | For | |||||||||||
CRBI | BLUESCOPE STL LTD | Q1415L102 | 11/12/2009 | 6 | Elect Mr. Kenneth Dean as a Director, who retires by rotation in accordance with the Company’s Constitution | Management | Yes | For | For | |||||||||||
CRBI | BLUESCOPE STL LTD | Q1415L102 | 11/12/2009 | 7 | Approve the grant of share rights to the Managing Director and Chief Executive Officer, Mr. Paul O’Malley, under the Long Term Incentive Plan, for all purposes, including for the purpose of ASX Listing Rule 10.14 | Management | Yes | For | For | |||||||||||
CRBI | BLUESCOPE STL LTD | Q1415L102 | 11/12/2009 | 2 | Receive the annual report, financial statements and the reports of the Directors and the Auditor for the YE 30 JUN 2009 | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | BLUESCOPE STL LTD | Q1415L102 | 11/12/2009 | 3 | Adopt the remuneration report [which is contained in the Directors’ report] for the YE 30 JUN 2009 | Management | Yes | For | For | |||||||||||
CRBI | BLUESCOPE STL LTD | Q1415L102 | 11/12/2009 | 4 | Elect Mr. Kevin McCann AM as a Director, who retires by rotation in accordance with the Company’s Constitution | Management | Yes | For | For | |||||||||||
CRBI | BLUESCOPE STL LTD | Q1415L102 | 11/12/2009 | 5 | Elect Mr. Daniel Grollo as a Director, who retires by rotation in accordance with the Company’s Constitution | Management | Yes | For | For | |||||||||||
CRBI | BLUESCOPE STL LTD | Q1415L102 | 11/12/2009 | 6 | Elect Mr. Kenneth Dean as a Director, who retires by rotation in accordance with the Company’s Constitution | Management | Yes | For | For | |||||||||||
CRBI | BLUESCOPE STL LTD | Q1415L102 | 11/12/2009 | 7 | Approve the grant of share rights to the Managing Director and Chief Executive Officer, Mr. Paul O’Malley, under the Long Term Incentive Plan, for all purposes, including for the purpose of ASX Listing Rule 10.14 | Management | Yes | For | For | |||||||||||
CRBI | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 6, 7, 8, 9 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE “ABSTAIN”) FOR THE RELEVANT PROPOSAL ITEMS. | Non Voting | ||||||||||||||
CRBI | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 2 | To receive and consider the financial report and the reports of the Directors and the Auditors of the Company and its controlled entities for the YE 30 JUN 2009 | Non Voting | ||||||||||||||
CRBI | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 3 | Adopt and approve the remuneration report for the Company and its controlled entities for the YE 30 JUN 2009 | Management | Yes | For | For | |||||||||||
CRBI | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 4 | Elect Mr. Ian Cumming as a Director of the Company whoresigns from the office of Director in accordance with Rule 17.3(9) of the Company’s Constitution | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 5 | Elect Mr. Li Xiaowei as a Director of the Company who resigns from the office of Director in accordance with Rule 17.3(9) of the Company’s Constitution | Management | Yes | For | For | |||||||||||
CRBI | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 6 | Re-elect Mr. Herb Elliott as a Director of the Company who retires by rotation pursuant to Rule 17.3(3) of the Company’s Constitution | Management | Yes | For | For | |||||||||||
CRBI | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 7 | Re-elect Mr. Ken Ambrecht as a Director of the Company who retires by rotation pursuant to Rule 17.3(3) of the Company’s Constitution | Management | Yes | For | For | |||||||||||
CRBI | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 8 | Approve, for the purposes of Listing Rule 10.14 and for all other purposes, the grant of 1,915 Bonus Shares to Mr. Andrew Forrest in accordance with the Bonus Share Plan and otherwise on the terms and conditions as specified | Management | Yes | For | For | |||||||||||
CRBI | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 9 | Authorize the Directors, for the purposes of Listing Rule 7.2 [Exception 9(b)] and for all other purposes, to grant Performance Rights and issue Shares pursuant to those Performance Rights from time to time upon the terms and conditions specified in the rules of the Performance Share Plan [which are specified in Annexure A to the Explanatory Statement], as an exception to Listing Rule 7.1 | Management | Yes | For | For | |||||||||||
CRBI | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 10 | Approve, for the purposes of Chapter 2E of the Corporations Act, Listing Rule 10.14 and for all other purposes: the grant of 23,475 Performance Rights to Mr. Andrew Forrest in accordance with the Performance Share Plan and otherwise on the terms and conditions as specified; and the grant of 113,105 Performance Rights to Mr. Graeme Rowley in accordance with the Performance Share Plan and otherwise on the terms and conditions as specified; and the grant of 113,105 Performance Rights to Mr. Russell Scrimshaw in accordance with the Performance Share Plan and otherwise on the terms and conditions as specified | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 11 | Approve, pursuant to Rule 17.5(1) of the Constitution and for the purposes of Listing Rule 10.17 and for all other purposes, increase the maximum aggregate remuneration payable by the Company to the Non-Executive Directors [as a whole] by AUD 250,000 from AUD 750,000 per annum to AUD 1,000,000 per annum with effect from 01 JUL 2009, divided amongst the Non-Executive Directors in such proportion and manner as the Directors determine or, until so determined, equally | Management | Yes | For | For | |||||||||||
CRBI | GRUPO MEXICO SAB DE CV | P49538112 | 12/8/2009 | 1 | Approve, if relevant, the plan for the reorganization of the subsidiary of the Company called Asarco LLC., resolutions in this regard | Management | Yes | For | For | |||||||||||
CRBI | GRUPO MEXICO SAB DE CV | P49538112 | 12/8/2009 | 2 | Approve the designation of delegates who will carry out and formalize the resolutions passed by this general meeting, resolutions in this regard | Management | Yes | For | For | |||||||||||
CRBI | KAZAKHMYS | G5221U108 | 1/11/2010 | 1 | Approve that the proposed sale of 50% of the issued share capital of Ekibestuz GRE-1 Limited Liability Partnership to Joint stock Company National Welfare Fund Samruk- Kazyna the Transaction , as specified, pursuant to the terms and subject to the conditions of a sale and purchase agreement entered into on 09 DEC 2009 between Kazakhmys PLC, Eklbastuz Holdings B.V. and Joint stock Company National welfare fund samruk-Kazyna the ‘Sale and Purchase Agreement’ , and authorize the Directors of the Company to do all such acts and things as they may in their absolute discretion consider necessary and/or desirable in order to implement and complete the Transaction in accordance with the terms described in the sale and purchase agreement, subject to such immaterial amendments or variations thereto as the Directors of the company may in their absolute discretion think fit | Management | Yes | For | For | |||||||||||
CRBI | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 1 | AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 2 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 31 DEC 2009, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. | Non Voting | ||||||||||||||
CRBI | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 3 | Presentation of the financial statements and annual report for the 2008/2009 FY with the report of the Supervisory Board, the Group financial statements and Group annual report as well as the report by the Board of Managing Directors pursuant to Sections 289(4) and 315(4) of the German Commercial Code | Non Voting | ||||||||||||||
CRBI | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 4 | Resolution on the appropriation of the distribution profit of EUR 154,346,713.20 as follows: payment of a dividend of EUR 0.30 per no-par share EUR 15,304,665.60 shall be carried forward ex-dividend and payable date: 22 JAN 2010 | Management | Yes | For | For | |||||||||||
CRBI | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 5 | Ratification of the acts of the Board of Managing Directors | Management | Yes | For | For | |||||||||||
CRBI | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 6 | Ratification of the acts of the Supervisory Board | Management | Yes | For | For | |||||||||||
CRBI | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 7 | Approval of the remuneration system for the Members of the Board of Managing Directors | Management | Yes | For | For | |||||||||||
CRBI | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 8 | Elections to the Supervisory Board: Professor. Dr.-Ing. Dr.- Ing. E.h. Hans-Peter keitel | Management | Yes | For | For | |||||||||||
CRBI | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 9 | Elections to the Supervisory Board: Professor. Dr. Ulrich Lehner | Management | Yes | For | For | |||||||||||
CRBI | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 10 | Elections to the Supervisory Board: Professor. Dr. Bernhard Pellens | Management | Yes | For | For | |||||||||||
CRBI | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 11 | Elections to the Supervisory Board: Dr. Henning Schulte- Noelle | Management | Yes | For | For | |||||||||||
CRBI | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 12 | Elections to the Supervisory Board: Christian Streiff | Management | Yes | For | For | |||||||||||
CRBI | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 13 | Elections to the Supervisory Board: Juergen R. Thumann | Management | Yes | For | For | |||||||||||
CRBI | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 14 | Elections to the Supervisory Board: Professor. Dr. Beatrice Weder Di Mauro | Management | Yes | For | For | |||||||||||
CRBI | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 15 | Appointment of Auditors for the 2009/2010 FY: KPMG AG, Berlin | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 16 | Renewal of the authorization to acquire own shares, the Company shall be authorized to acquire own shares of up to 10% of the Company’s share capital through the Stock Exchange at a price not deviating more than 5% from the market price, or by way of a public repurchase offer at a price not deviating more than 10% from the market price of the shares, on or before 20 JAN 2015, the Board of Managing Directors shall be authorized to retire the shares, to dispose of the shares in a manner other than the Stock Exchange or an offer to all shareholders if the shares are sold at a price not materially below their market price, to offer the shares to employees of the Company and its affiliates, and to use the shares in connection with mergers and acquisitions against payment in kind or for satisfying conversion or option rights | Management | Yes | For | For | |||||||||||
CRBI | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 17 | Authorization to use derivatives for the acquisition of own shares supplementary to Item 8, the Company shall also be authorized to use put and call options for the acquisition of own shares of up to 5% of the Company’s share capital, at prices not deviating more than 10% from the market price of the shares | Management | Yes | For | For | |||||||||||
CRBI | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 18 | Amendments to the Articles of Association in accordance with the Law on the Implementation of the Shareholder Rights Directive (ARUG) - Section 17(1), in respect of shareholders being entitled to participate and vote at the shareholders meeting if they register with the Company by the sixth day prior to the meeting - Section 17(2), in respect of shareholders being obliged to provide evidence of their shareholding as per the statutory record date - Section 17(3), in respect of proxy-voting instructions also being issued electronically in a manner determined by the Company - Section 17(4), in respect of the Board of Managing Directors being authorized to provide for online- participation at a shareholders meeting - Section 17(5), in respect of the Board of Managing Directors being authorized to provide for the shareholders to exercise their right to vote, without participating at the meeting, in writing or by way of electronic means of communication - Section 18(3), in respect of the chairman of the shareholders meeting being authorized to permit the audiovisual transmission of the shareholders meeting | Management | Yes | For | For | |||||||||||
CRBI | VALE S.A. | VALE | 91912E105 | 1/22/2010 | 1 | TO RATIFY THE APPOINTMENT OF AN ALTERNATE MEMBER OF THE BOARD OF DIRECTORS, DULY NOMINATED DURING THE BOARD OF DIRECTORS MEETINGS HELD ON SEPTEMBER 17, 2009 IN ACCORDANCE WITH SECTION 10 OF ARTICLE 11 OF VALE’S BY-LAWS | Management | Yes | For | For | ||||||||||
CRBI | VALE S.A. | VALE | 91912E105 | 1/22/2010 | 2 | THE APPROVAL FOR THE PROTOCOLS AND JUSTIFICATIONS OF THE CONSOLIDATIONS OF SOCIEDADE DE MINERACAO ESTRELA DE APOLO S.A. (“ESTRELA DE APOLO”) AND OF MINERACAO VALE CORUMBA S.A. (“VALE CORUMBA”) INTO VALE, PURSUANT TO ARTICLES 224 AND 225 OF THE BRAZILIAN CORPORATE LAW | Management | Yes | For | �� | For | |||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | VALE S.A. | VALE | 91912E105 | 1/22/2010 | 3 | TO RATIFY THE APPOINTMENT OF DOMINGUES E PINHO CONTADORES, THE EXPERTS HIRED TO APPRAISE THE VALUES OF BOTH ESTRELA DE APOLO AND VALE CORUMBA | Management | Yes | For | For | ||||||||||
CRBI | VALE S.A. | VALE | 91912E105 | 1/22/2010 | 4 | TO DECIDE ON THE APPRAISAL REPORTS, PREPARED BY THE EXPERT APPRAISERS | Management | Yes | For | For | ||||||||||
CRBI | VALE S.A. | VALE | 91912E105 | 1/22/2010 | 5 | THE APPROVAL FOR THE CONSOLIDATION OF BOTH ESTRELA DE APOLO AND VALE CORUMBA INTO VALE, WITHOUT A CAPITAL INCREASE OR THE ISSUANCE OF NEW VALE SHARES | Management | Yes | For | For | ||||||||||
CRBI | POSCO | PKX | 693483109 | 2/26/2010 | 1 | Approval of balance sheet (statements of financial position), statements of income and statements of appropriation of retatined earnings for the 42nd fiscal year | Management | Yes | For | For | ||||||||||
CRBI | POSCO | PKX | 693483109 | 2/26/2010 | 2 | Partial amendments to articles of incorporation | Management | Yes | For | For | ||||||||||
CRBI | POSCO | PKX | 693483109 | 2/26/2010 | 3 | Election of Director: Park, Han-Yong | Management | Yes | For | For | ||||||||||
CRBI | POSCO | PKX | 693483109 | 2/26/2010 | 4 | Election of Director: Oh, Chang-Kwan | Management | Yes | For | For | ||||||||||
CRBI | POSCO | PKX | 693483109 | 2/26/2010 | 5 | Election of Director: Kim, Jin-Il | Management | Yes | For | For | ||||||||||
CRBI | POSCO | PKX | 693483109 | 2/26/2010 | 6 | Approval of limits of the total renumeration for directors | Management | Yes | For | For | ||||||||||
CRBI | RIO TINTO PLC | G75754104 | 4/15/2010 | 1 | Receive the Company’s financial statements and the report of the Directors and Auditors for the YE 31 DEC 2009 | Management | Yes | Against | For | |||||||||||
CRBI | RIO TINTO PLC | G75754104 | 4/15/2010 | 2 | Recieve the remuneration report for the YE 31 DEC 2009 as set out in the 2009 annual report | Management | Yes | Against | For | |||||||||||
CRBI | RIO TINTO PLC | G75754104 | 4/15/2010 | 3 | Election of Robert Brown as a Director | Management | Yes | Against | For | |||||||||||
CRBI | RIO TINTO PLC | G75754104 | 4/15/2010 | 4 | Election of Ann Godbehere as a Director | Management | Yes | Against | For | |||||||||||
CRBI | RIO TINTO PLC | G75754104 | 4/15/2010 | 5 | Election of Sam Walsh as a Director | Management | Yes | Against | For | |||||||||||
CRBI | RIO TINTO PLC | G75754104 | 4/15/2010 | 6 | Re-election of Guy Elliott as a Director | Management | Yes | Against | For | |||||||||||
CRBI | RIO TINTO PLC | G75754104 | 4/15/2010 | 7 | Re-elect Michael Fitzpatrick as a Director | Management | Yes | Against | For | |||||||||||
CRBI | RIO TINTO PLC | G75754104 | 4/15/2010 | 8 | Re-elect Lord Kerr as a Director | Management | Yes | Against | For | |||||||||||
CRBI | RIO TINTO PLC | G75754104 | 4/15/2010 | 9 | Re-appointment of PricewaterhouseCoopers LLP as Auditors of the Company to hold office until the conclusion of the next AGM at which accounts are laid before the Company and to authorize the Audit Committee to determine the Auditors’ remuneration | Management | Yes | Against | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | RIO TINTO PLC | G75754104 | 4/15/2010 | 10 | Authorize the Directors pursuant to and in accordance with Section 551 of the Companies Act 2006 the 2006 Act to exercise all the powers of the Company to allot shares or grant rights to subscribe for or convert any securities into shares: i) up to an aggregate nominal amount of GBP 50,321,000; ii) comprising equity securities as specified in the 2006 Act up to a further nominal amount of GBP 50,321,000 in connection with an offer by way of a rights issue; such authorities to apply in substitution for all previous authorities pursuant to Section 80 of the Companies Act 1985 and to expire on the later of 15 APR 2011 and the date of the 2011 AGM but, in each case, so that the Company may make offers and enter into agreements during this period which would, or might, require shares to be allotted or rights to subscribe for or to CONTD.. | Management | Yes | Against | For | |||||||||||
CRBI | RIO TINTO PLC | G75754104 | 4/15/2010 | 11 | ..CONTD convert any security into shares to be granted after the authority ends as specified | Non Voting | ||||||||||||||
CRBI | RIO TINTO PLC | G75754104 | 4/15/2010 | 12 | Authorize the Directors, subject to the passing of Resolution 10 above, to allot equity securities as specified in the 2006 Act wholly for cash: i) pursuant to the authority given by Paragraph (i) of Resolution 10 above or where the allotment constitutes an allotment of equity securities by virtue of Section 560(3) of the 2006 Act in each case: a) in connection with a pre-emptive offer; and b) otherwise than in connection with a pre-emptive offer, up to an aggregate | Management | Yes | Against | For | |||||||||||
CRBI | RIO TINTO PLC | G75754104 | 4/15/2010 | nominal amount of GBP 9,803,000; and ii) pursuant to the authority given by Paragraph (ii) of Resolution 10 above in connection with a rights issue, as if Section 561(1) of the 2006 Act did not apply to any such allotment; such authority shall expire on the later of 15 APR 2011 and the date of the 2011 AGM, but so that the Company may make offers and enter into CONTD.. | ||||||||||||||||
CRBI | RIO TINTO PLC | G75754104 | 4/15/2010 | 13 | ..CONTD agreements during this period which would, or might, require equity securities to be allotted after the power ends and the Board may allot equity securities under any such offer or agreement as if the power had not ended as specified | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | RIO TINTO PLC | G75754104 | 4/15/2010 | 14 | ..CONTD fractional entitlements, record dates or legal, regulatory or practical problems in, or under the laws of, any territory; c) reference to an allotment of equity securities shall include a sale of treasury shares; and d) the nominal amount of any securities shall be taken to be, in the case of rights to subscribe for or convert any securities into shares of the Company, the nominal amount of such shares which may be allotted pursuant to such rights | Non Voting | ||||||||||||||
CRBI | RIO TINTO PLC | G75754104 | 4/15/2010 | 15 | Authorize: (a) the Company, Rio Tinto Limited and any subsidiaries of Rio Tinto Limited, to purchase ordinary shares of 10p each issued by the Company RTP Ordinary Shares , such purchases to be made in the case of the Company by way of market purchase as specified in Section 693 of the 2006 Act , provided that this authority shall be limited: i) so as to expire on the later of 15 APR 2011 and the date of the 2011 AGM, unless such authority is renewed prior to that time except in relation to the purchase of RTP ordinary shares, the contract for which was concluded before the expiry of such authority and which might be executed wholly or partly after such expiry ; ii) so that the number of RTP ordinary shares which may be purchased pursuant to this authority shall not exceed 152,488,000; iii) so that the maximum price payable CONTD. | Management | Yes | Against | For | |||||||||||
CRBI | RIO TINTO PLC | G75754104 | 4/15/2010 | 16 | ..CONTD for each such RTP Ordinary Share shall be not more than 5% above the average of the middle market quotations for RTP ordinary shares as derived from the London Stock Exchange Daily Official List during the period of five business days immediately prior to such purchase; and iv) so that the minimum price payable for each such RTP ordinary share shall be 10p; and b) the Company be and is hereby authorized for the purpose of Section 694 of the 2006 Act to purchase off-market from Rio Tinto Limited and any of its subsidiaries any RTP ordinary shares acquired under the authority set out under (a) above pursuant to one or more contracts between the Company and Rio Tinto Limited on the terms of the form of contract which has been produced to the meeting and is for the purpose of identification CONTD.. | Non Voting | ||||||||||||||
CRBI | RIO TINTO PLC | G75754104 | 4/15/2010 | 17 | ..CONTD marked A and initialled by the Chairman each, a Contract and such contracts be hereby approved, provided that: i) such authorization shall expire on the later of 15 APR 2011 and the date of the 2011 AGM; ii) the maximum total number of RTP ordinary shares to be purchased pursuant to contracts shall be 152,488,000; and iii) the price of RTP ordinary shares purchased pursuant to a contract shall be an aggregate price equal to the average of | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | RIO TINTO PLC | G75754104 | 4/15/2010 | the middle market quotations for RTP ordinary shares as derived from the London Stock Exchange Daily Official List during the period of five business days immediately prior to such purchase multiplied by the number of RTP ordinary shares the subject of the contract or such lower aggregate price as may be agreed between the Company and Rio Tinto Limited, being not less than one penny | ||||||||||||||||
CRBI | RIO TINTO PLC | G75754104 | 4/15/2010 | 18 | Approve the general meeting other than an AGM may be called on not less than 14 clear days notice | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 1 | Receive the financial statements of the Company and the group and the reports of the Directors and Auditors for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 2 | Election of Sir Philip Hampton as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 3 | Election of Ray O’Rourke as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 4 | Election of Sir John Parker as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 5 | Election of Jack Thompson as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 6 | Re-election of Cynthia Carroll as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 7 | Re-election of Nicky Oppenheimer as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 8 | Re-appointment of Deloitte LLP as the Auditors of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 9 | Authorize the Directors to determine the remuneration of the Auditors | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 10 | Approve the Director’s remuneration report for the YE 31 DEC 2009 set out in the annual report | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 11 | Approve that the authority conferred on the Directors by Article 9.2 of the Company’s new Articles as defined in Resolution 14 to be adopted at the conclusion of this AGM pursuant to Resolution 14 be renewed upon the new Articles becoming effective for the period ending at the end of the AGM in 2011 or on 30 JUN 2011, whichever is the earlier and for such period the Section 551 amount shall be USD 72.3 million; such authority shall be in substitution for all previous authorities pursuant to section 551 of the Companies Act 2006 | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 12 | Approve, subject to the passing of Resolution 11 above, to renew the power conferred on the Directors by Article 9.3 of the Company’s New Articles to be adopted at the conclusion of the AGM pursuant to Resolution 14 upon the New Articles becoming effective for the period referred to in such resolution and for such period the Section 561 amount shall be USD 36.1 million; such authority shall be in substitution for all previous powers pursuant to Section 561 of the Companies Act 2006 | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 13 | Authorize the Company, pursuant to Section 701 of the Companies Act 2006, to make market purchases with in the meaning of Section 693 of the Companies Act 2006 of ordinary shares of 54 86/91 US cents each in the capital of the Company provided that, the maximum number of ordinary shares of 54 86/31 US cents each in the capital of the Company to be acquired is 197.3 million, at a minimum price which may be paid for an ordinary share is 54 86/91 US cents and the maximum price which may be paid for an ordinary share is an amount equal to the higher of 105% of the average of the middle market quotation for an ordinary share, as derived from the London Stock Exchange Daily Official List, CONTD | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 14 | CONTD for the 5 business days immediately preceding the day on which such ordinary share is contracted to be purchased and the highest current bid as stipulated by Article 5(1) of the Buy-back and stabilization regulations 2003; Authority expires at the conclusion of the AGM of the Company in 2011 except in relation to the purchase of ordinary shares the contract for which was concluded before the expiry of such authority and which might be executed wholly or partly after such expiry unless such authority is renewed prior to such time | Non Voting | ||||||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 15 | Amend the Articles of Association of the Company by deleting all the provisions of the Company’s Memorandum of Association by virtue of Section 28 of the Companies Act 2006, are to be treated as provisions of the Company’s Articles of Association; and adopt the Articles of Association of the Company to the meeting and initialed by the Chairman of the meeting for the purpose of identification the ‘New Articles’ in substitution for, and to the exclusion of the existing Articles of Association | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 16 | Approve that a general meeting other than the AGM may be called on not less than 14 clear days’ notice | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 2 | Election of Sir Philip Hampton as a Director of the Company | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 3 | Election of Ray O’Rourke as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 4 | Election of Sir John Parker as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 5 | Election of Jack Thompson as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 6 | Re-election of Cynthia Carroll as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 7 | Re-election of Nicky Oppenheimer as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 8 | Re-appointment of Deloitte LLP as the Auditors of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 9 | Authorize the Directors to determine the remuneration of the Auditors | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 10 | Approve the Director’s remuneration report for the YE 31 DEC 2009 set out in the annual report | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 11 | Approve that the authority conferred on the Directors by Article 9.2 of the Company’s new Articles as defined in Resolution 14 to be adopted at the conclusion of this AGM pursuant to Resolution 14 be renewed upon the new Articles becoming effective for the period ending at the end of the AGM in 2011 or on 30 JUN 2011, whichever is the earlier and for such period the Section 551 amount shall be USD 72.3 million; such authority shall be in substitution for all previous authorities pursuant to section 551 of the Companies Act 2006 | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 12 | Approve, subject to the passing of Resolution 11 above, to renew the power conferred on the Directors by Article 9.3 of the Company’s New Articles to be adopted at the conclusion of the AGM pursuant to Resolution 14 upon the New Articles becoming effective for the period referred to in such resolution and for such period the Section 561 amount shall be USD 36.1 million; such authority shall be in substitution for all previous powers pursuant to Section 561 of the Companies Act 2006 | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 13 | Authorize the Company, pursuant to Section 701 of the Companies Act 2006, to make market purchases with in the meaning of Section 693 of the Companies Act 2006 of ordinary shares of 54 86/91 US cents each in the capital of the Company provided that, the maximum number of ordinary shares of 54 86/31 US cents each in the capital of the Company to be acquired is 197.3 million, at a minimum price which may be paid for an ordinary share is 54 86/91 US cents and the maximum price which may be paid for an ordinary share is an amount equal to the higher of 105% of the average of the middle market quotation for an ordinary share, as derived from the London Stock Exchange Daily Official List, CONTD | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 14 | CONTD for the 5 business days immediately preceding the day on which such ordinary share is contracted to be purchased and the highest current bid as stipulated by Article 5(1) of the Buy-back and stabilization regulations 2003; Authority expires at the conclusion of the AGM of the Company in 2011 except in relation to the purchase of ordinary shares the contract for which was concluded before the expiry of such authority and which might be executed wholly or partly after such expiry unless such authority is renewed prior to such time | Non Voting | ||||||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 15 | Amend the Articles of Association of the Company by deleting all the provisions of the Company’s Memorandum of Association by virtue of Section 28 of the Companies Act 2006, are to be treated as provisions of the Company’s Articles of Association; and adopt the Articles of Association of the Company to the meeting and initialed by the Chairman of the meeting for the purpose of identification the ‘New Articles’ in substitution for, and to the exclusion of the existing Articles of Association | Management | Yes | For | For | |||||||||||
CRBI | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 16 | Approve that a general meeting other than the AGM may be called on not less than 14 clear days’ notice | Management | Yes | For | For | |||||||||||
CRBI | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE IN “FAVOR” OR “AGAINST” ONLY FOR RESOLUTION “3” AND “IN FAVOR” OR “ABSTAIN” FOR RESOLUTION NUMBERS “1.1-1.14” AND “2”. THANK YOU. | Non Voting | ||||||||||||||
CRBI | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 2 | Receive the Annual Report of the Corporation containing the audited consolidated financial statements of the Corporation for the FYE 31 DEC 2009 and the report of the Auditors thereon | Non Voting | ||||||||||||||
CRBI | �� | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 3 | Election of M.M. Ashar as a Director | Management | Yes | For | For | ||||||||||
CRBI | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 4 | Election of J. B. Aune as a Director | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 5 | Election of J. H. Bennett as a Director | Management | Yes | For | For | |||||||||||
CRBI | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 6 | Election of H. J. Bolton as a Director | Management | Yes | For | For | |||||||||||
CRBI | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 7 | Election of F. P. Chee as a Director | Management | Yes | For | For | |||||||||||
CRBI | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 8 | Election of J. L. Cockwell as a Director | Management | Yes | For | For | |||||||||||
CRBI | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 9 | Election of N. B. Keevil as a Director | Management | Yes | For | For | |||||||||||
CRBI | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 10 | Election of N. B. Keevil III as a Director | Management | Yes | For | For | |||||||||||
CRBI | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 11 | Election of T. Kuriyama as a Director | Management | Yes | For | For | |||||||||||
CRBI | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 12 | Election of D. R. Lindsay as a Director | Management | Yes | For | For | |||||||||||
CRBI | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 13 | Election of T. Mochihara as a Director | Management | Yes | For | For | |||||||||||
CRBI | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 14 | Election of J. G. Rennie as a Director | Management | Yes | For | For | |||||||||||
CRBI | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 15 | Election of W.S.R. Seyffert as a Director | Management | Yes | For | For | |||||||||||
CRBI | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 16 | Election of C. M. Thompson as a Director | Management | Yes | For | For | |||||||||||
CRBI | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 17 | Appointment of PricewaterhouseCoopers LLP as the Auditors and authorize the | Management | Yes | For | For | |||||||||||
CRBI | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 18 | Approve the adoption of the 2010 Stock Option Plan of the Corporation | Management | Yes | For | For | |||||||||||
CRBI | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 19 | Transact such other business | Non Voting | ||||||||||||||
CRBI | ALCOA INC. | AA | 013817101 | 4/23/2010 | 1 | DIRECTOR: ARTHUR D. COLLINS, JR., CARLOS GHOSN, MICHAEL G. MORRIS, AND E. STANLEY O’NEAL | Management | Yes | For | For | ||||||||||
CRBI | ALCOA INC. | AA | 013817101 | 4/23/2010 | 2 | PROPOSAL TO RATIFY THE INDEPENDENT AUDITOR | Management | Yes | For | For | ||||||||||
CRBI | ALCOA INC. | AA | 013817101 | 4/23/2010 | 3 | APPROVE A MAJORITY VOTING STANDARD FOR UNCONTESTED DIRECTOR ELECTIONS | Management | Yes | For | For | ||||||||||
CRBI | ALCOA INC. | AA | 013817101 | 4/23/2010 | 4 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN THE ARTICLES OF INCORPORATION REGARDING AMENDING ARTICLE SEVENTH (FAIR PRICE PROTECTION) | Management | Yes | For | For | ||||||||||
CRBI | ALCOA INC. | AA | 013817101 | 4/23/2010 | 5 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN THE ARTICLES OF INCORPORATION REGARDING AMENDING ARTICLE EIGHTH (DIRECTOR ELECTIONS) | Management | Yes | For | For | ||||||||||
CRBI | ALCOA INC. | AA | 013817101 | 4/23/2010 | 6 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN ARTICLE EIGHTH OF THE ARTICLES OF INCORPORATION RELATING TO THE REMOVAL OF DIRECTORS | Management | Yes | For | For | ||||||||||
CRBI | ALCOA INC. | AA | 013817101 | 4/23/2010 | 7 | SHAREHOLDER PROPOSAL TO ADOPT SIMPLE- MAJORITY VOTE | Stockholder | Yes | Against | For | ||||||||||
CRBI | UNITED STATES STEEL CORPORATION | X | 912909108 | 4/27/2010 | 1 | DIRECTOR: JOHN G. DROSDICK, CHARLES R. LEE, JEFFREY M. LIPTON, AND DAN O. DINGES | Management | Yes | For | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | UNITED STATES STEEL CORPORATION | X | 912909108 | 4/27/2010 | 2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Yes | For | For | ||||||||||
CRBI | UNITED STATES STEEL CORPORATION | X | 912909108 | 4/27/2010 | 3 | APPROVAL OF AMENDMENT AND RESTATEMENT OF 2005 STOCK INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
CRBI | UNITED STATES STEEL CORPORATION | X | 912909108 | 4/27/2010 | 4 | APPROVAL OF 2010 ANNUAL INCENTIVE COMPENSATION PLAN. | Management | Yes | For | For | ||||||||||
CRBI | VALE S.A. | VALE | 91912E105 | 4/27/2010 | 1 | APPRECIATION OF THE MANAGEMENTS’ REPORT AND ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009 | Management | Yes | For | For | ||||||||||
CRBI | VALE S.A. | VALE | 91912E105 | 4/27/2010 | 2 | PROPOSAL FOR THE DESTINATION OF PROFITS OF THE SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT BUDGET FOR VALE | Management | Yes | For | For | ||||||||||
CRBI | VALE S.A. | VALE | 91912E105 | 4/27/2010 | 3 | APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL | Management | Yes | For | For | ||||||||||
CRBI | VALE S.A. | VALE | 91912E105 | 4/27/2010 | 4 | ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR MANAGEMENT AND FISCAL COUNCIL MEMBERS | Management | Yes | For | For | ||||||||||
CRBI | VALE S.A. | VALE | 91912E105 | 4/27/2010 | 5 | PROPOSAL FOR A CAPITAL INCREASE, THROUGH CAPITALIZATION OF RESERVES, WITHOUT THE ISSUANCE OF SHARES, AND THE CONSEQUENT CHANGE OF THE HEAD OF ARTICLE 5 OF VALE’S BY- LAWS | Management | Yes | For | For | ||||||||||
CRBI | VALE S.A. | VALE | 91912E105 | 4/27/2010 | 6 | REPLACEMENT OF MR. FRANCISCO AUGUSTO DA COSTA E SILVA AS A MEMBER OF THE BOARD OF DIRECTORS, WHO PRESENTED A DISMISSAL REQUEST | Management | Yes | For | For | ||||||||||
CRBI | GRUPO MEXICO SAB DE CV | P49538112 | 4/29/2010 | 2 | Receive the report regarding the fulfillment of tax obligations that is referred to in Part XX of Article 86 of the Income Tax Law during the 2009 FY | Management | Yes | For | For | |||||||||||
CRBI | GRUPO MEXICO SAB DE CV | P49538112 | 4/29/2010 | 3 | Approve the allocation of profit from the FYE on 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBI | GRUPO MEXICO SAB DE CV | P49538112 | 4/29/2010 | 4 | Receive the report that is referred to in Part III of Article 60 of the provisions of a general nature applicable to the issuers of securities and other securities market participants, including a report regarding the allocation of the funds destined for the acquisition of shares of the Company during the FYE on 31 DEC 2009; approve to determine the maximum amount of funds to be allocated to the acquisition of the shares of the Company during the 2010 FY | Management | Yes | For | For | |||||||||||
CRBI | GRUPO MEXICO SAB DE CV | P49538112 | 4/29/2010 | 5 | Ratify the acts done by the Board of Directors, the Executive Chairperson and its committees, during the FY that ran from 1 JAN to 31 DEC 2009; appointment or reelection, of the Members of the Board of Directors of the Company and classification of their independence in accordance with Article 26 of the securities market law; appointment or reelection, of the Members of the committees of the Board itself and of their Chairpersons | Management | Yes | For | For | |||||||||||
CRBI | GRUPO MEXICO SAB DE CV | P49538112 | 4/29/2010 | 6 | Approve the remuneration for the Members of the Board of Directors and for the Members of the committees of the Board itself | Management | Yes | For | For | |||||||||||
CRBI | GRUPO MEXICO SAB DE CV | P49538112 | 4/29/2010 | 7 | Approve, designation of the delegates who will carry out and formalize the resolutions passed by this meeting | Management | Yes | For | For | |||||||||||
CRBI | SOUTHERN COPPER CORPORATION | SCCO | 84265V105 | 4/29/2010 | 1 | DIRECTOR: GERMAN LARREA MOTA-v., OSCAR GONZALEZ ROCHA, EMILIO CARRILLO GAMBOA, ALFREDO CASAR PERZ, A. DE LA, PARRA ZAVALA, X. GARCIA, DE QUEVEDO T. GENARO LARREA MOTA V., D MUNIZ QUINT ANILLA , ARMANDO ORTEGA GOMEZ, L.M. PALOMINO BONILLA, G. PEREZALONSO CIFUENTES, JUAN REBILLEDO GOUT, CARLOS RUIZ SCRISTAN, LUIS TELLEZ KUENZLER | Management | Yes | For | For | ||||||||||
CRBI | SOUTHERN COPPER CORPORATION | SCCO | 84265V105 | 4/29/2010 | 2 | RATIFY THE AUDIT COMMITTEE’S SELECTION OF GALAZ, YAMAZAKI, RUIZ URQUIZA, S.C., MEMBER FIRM OF DELOITTE TOUCHE TOHMATSU AS INDEPENDENT ACCOUNTANTS FOR 2010. | Management | Yes | For | For | ||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non Voting | ||||||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | Non Voting | ||||||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 3 | Approve the notice of the meeting and of the agenda | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 4 | Election of one person to countersign the minutes | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 5 | Approve the annual accounts and the Board of Directors report for the year 2009 of NORSK hydro and the group, including distribution of dividend | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 6 | Approve the auditor s remuneration | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 7 | Approve the guidelines for the remuneration of leading employees | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 8 | Amend the Articles of Association | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 9 | Election of a Auditor | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 10 | Election of Siri Teigum Chair as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 11 | Election of Leif Teksum deputy Chair as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 12 | Election of Westye Hoegh as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 13 | Election of Idar Kreutzer as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 14 | Election of Lars Tronsgaard as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 15 | Election of Sten Arthur Salor as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 16 | Election of Anne-Margrethe Firing as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 17 | Election of Terje Venold as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 18 | Election of Unni Steinsmo as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 19 | Election of Tove Wangensten as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 20 | Election of Jon Lund as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 21 | Election of Anne Kverneland BOGSNES as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 22 | Election of Gunvor Ulstein as a deputy member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 23 | Election of Birger Solberg as a deputy member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 24 | Election of Kristin Farovik as a deputy member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 25 | Election of Ann Kristin Sydnes as a deputy member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 26 | Election of the Siri Teigum chair as a member to the Nomination Committee | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 27 | Election of Leif Teksum as a member to the Nomination Committee | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 28 | Election of Westye Hoegh as a member to the Nomination Committee | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 29 | Election of Mette Wikborg as a member to the Nomination Committee | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 30 | Approve the remuneration of the Corporate Assembly and Nomination Committee | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 5/4/2010 | 31 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTION 8.6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBI | XSTRATA PLC | G9826T102 | 5/5/2010 | 1 | Receive and adopt the annual report and financial statements of the Company, and the reports of the Directors and the Auditors thereon, for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBI | XSTRATA PLC | G9826T102 | 5/5/2010 | 2 | Declare a final dividend of USD 0.08 cents per Ordinary Share in respect of the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBI | XSTRATA PLC | G9826T102 | 5/5/2010 | 3 | Approve the Directors remuneration report for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBI | XSTRATA PLC | G9826T102 | 5/5/2010 | 4 | Re-election of Mick Davis as a Director | Management | Yes | For | For | |||||||||||
CRBI | XSTRATA PLC | G9826T102 | 5/5/2010 | 5 | Re-election of David Rough as a Director | Management | Yes | For | For | |||||||||||
CRBI | XSTRATA PLC | G9826T102 | 5/5/2010 | 6 | Re-election of Sir. Steve Robson as a Director | Management | Yes | For | For | |||||||||||
CRBI | XSTRATA PLC | G9826T102 | 5/5/2010 | 7 | Re-election of Willy Strothotte as a Director | Management | Yes | For | For | |||||||||||
CRBI | XSTRATA PLC | G9826T102 | 5/5/2010 | 8 | Election of Dr. Con Fauconnier as a Director | Management | Yes | For | For | |||||||||||
CRBI | XSTRATA PLC | G9826T102 | 5/5/2010 | 9 | Re-appoint Ernst & Young LLP as the Auditors to the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the Company and authorize the Directors to determine the remuneration of the Auditors | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | XSTRATA PLC | G9826T102 | 5/5/2010 | 10 | Authorize the Directors, pursuant to Section 551 of the Companies Act 2006 to: (i) allot shares in the Company, and to grant rights to subscribe for or to convert any security into shares in the Company: (A) up to an aggregate nominal amount of USD 489,835,270; and (B) comprising equity securities (as defined in Section 560 of the Companies Act 2006) up to an aggregate nominal amount of USD 979,670,540 (including within such limit any shares issued or rights granted under paragraph (A) above) in connection with an offer by way of a rights issue: (I) to holders of ordinary shares in proportion (as nearly as may be practicable) to their existing holdings; and (II) to people who are holders of other equity securities if this is required by the rights of those securities or, if the Directors consider it necessary, as permitted by the rights of those securities, and so that the Directors may impose any limits or restrictions and make any arrangements which they consider necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in, or under, the laws of, any territory or any other matter; for a period expiring (unless previously renewed, varied or revoked by the Company in a general meeting) at the end of the next annual general meeting of the Company after the date on | Management | Yes | For | For | |||||||||||
CRBI | XSTRATA PLC | G9826T102 | 5/5/2010 | 11 | which this resolution is passed; and (ii) make an offer or agreement which would or might require shares to be allotted, or rights to subscribe for or convert any security into shares to be granted, after expiry of this authority and the directors may allot shares and grant rights in pursuance of that offer or agreement as if this authority had not expired, (b) that, subject to paragraph (c) below, all existing authorities given to the Directors pursuant to Section 80 of the Companies Act 1985 to allot relevant securities (as defined by the Companies Act 1985) by the passing on 05 MAY 2009 of the resolution numbered 8 as set out in the notice of the Company’s seventh AGM (the “2009 AGM Notice”) be revoked by this resolution, (c) that paragraph (b) above shall be without prejudice to the continuing authority of the directors to allot shares, or grant rights to subscribe for or convert any securities into shares, pursuant to an offer or agreement made by the Company before the expiry of the authority pursuant to which such offer or agreement was made | Management | Yes | For | For | |||||||||||
CRBI | XSTRATA PLC | G9826T102 | 5/5/2010 | Authorize the Directors, subject to the passing of Resolution 10 in the Notice of AGM and in place of the power given to them by the passing on 05 MAY 2009 of the resolution numbered 9 as set out in the 2009 AGM Notice, pursuant to Section 570 and Section 573 of the Companies Act 2006 to allot equity securities (as defined in Section 560 of the Companies Act 2006) for cash, pursuant to the authority conferred by Resolution 10 in the Notice of AGM as if Section 561(1) of the Companies Act 2006 did not apply to the allotment, this power: (a) expires (unless previously renewed, varied or revoked by the Company in a general meeting) at the end of the next AGM of the Company after the date on which this resolution is passed, but the Company may make an offer or agreement which would or might require equity securities to be allotted after expiry of this power and the Directors may allot equity securities in pursuance of that offer or agreement as if this power had not expired; and (b) shall be limited to the allotment of equity securities in connection with an offer of equity securities (but in the case of the authority granted under Resolution 10 (a)(i)(B), by way of a rights issue only): (i) to the ordinary shareholders in proportion (as nearly as may be practicable) to their existing holdings; and (ii) to people who hold other equity securities, if this is required by the rights of those securities or, if the Directors consider it necessary, as permitted by the rights of those securities, and so that the directors may impose any limits or restrictions and make any arrangements which they consider necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter; and (c) in the case of the authority granted under Resolution 10 (a)(i)(A) shall be limited to the allotment of equity securities for cash otherwise than pursuant to paragraph (b) up to an aggregate nominal amount of USD 73,475,290; this power applies in relation to a sale of shares which is an allotment of equity securities by virtue of Section 560(3) of the Act as if the first paragraph of this resolution the words “pursuant to the authority conferred by Resolution 10 in the Notice of Annual General Meeting” were omitted | ||||||||||||||||
CRBI | XSTRATA PLC | G9826T102 | 5/5/2010 | 12 | Approve that any EGM of the Company (as defined in the Company’s Articles of Association as a general meeting other than an AGM) may be called on not less than 20 clear days’ notice | Management | Yes | For | For | |||||||||||
CRBI | XSTRATA PLC | G9826T102 | 5/5/2010 | 13 | Amend, with effect from the conclusion of the meeting: (A) save for Clause 4.3 of the Company’s Memorandum of Association (the “Memorandum”) which shall remain in full force and effect, the Articles of Association of the Company by deleting the provisions of the Company’s Memorandum which, by virtue of Section 28 Companies Act 2006, are to be treated as provisions of the Company’s Articles of Association; and (B) the amendments to the Company’s Articles of Association which are shown in the draft Articles of Association labelled “A” for the purposes of identification, the main features of which are as specified, shall become effective | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 680767 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non Voting | ||||||||||||||
CRBI | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 2 | Presentation of the Management report of the Board of Directors and the reports of the Independent Company Auditor on the annual accounts of the parent Company prepared in accordance with the laws and regulations of the Grand-Duchy of Luxembourg (the Parent Company Annual Accounts) and the consolidated financial statements of the ArcelorMittal group prepared in accordance with the International Financial Reporting Standards as adopted in the European Union (the Consolidated Financial Statements) for the FY 2009 | Non Voting | ||||||||||||||
CRBI | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 3 | Approve the consolidated financial statements for the FY 2009 in their entirety, with a resulting consolidated net income of USD 75 million | Management | Yes | For | For | |||||||||||
CRBI | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 4 | Approve the Parent Company Annual Accounts for the FY 2009 in their entirety, with a resulting loss for ArcelorMittal as Parent Company of the ArcelorMittal group of USD 507,141,204 [established in accordance with the laws and regulations of the Grand-Duchy of Luxembourg, as compared to the consolidated net income of USD 75 million established in accordance with International Financial Reporting Standards as adopted in the European Union, the subject of the first Resolution] | Management | Yes | For | For | |||||||||||
CRBI | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 5 | Acknowledge that: (i) the loss for the year amounts to USD 507,141,204, (ii) the amount of the loss is set off against the Profit brought forward (Report a nouveau) of USD 26,525,260,379, and (iii) no allocation to the legal reserve or to the reserve for shares held in treasury is required; on this basis, the General Meeting, upon the proposal of the Board of Directors, decides to allocate the results of the Company based on the Parent Company annual accounts for the FY 2009 as specified; that dividends are paid in four equal quarterly installments of USD 0.1875 (gross) per share and that the first installment of dividend of USD 0.1875 (gross) per share has been paid on 15 MAR 2010 | Management | Yes | For | For | |||||||||||
CRBI | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 6 | Approve to set the amount of annual Directors’ compensation to be allocated to the members of the Board of Directors in relation to the FY 2009 at USD 2,564,923 | Management | Yes | For | For | |||||||||||
CRBI | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 7 | Grant discharge to the members of the Board of Directors in relation to the FY 2009 | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 8 | Acknowledge the mandate of the Mr. John O. Castegnaro, Mrs. Vanisha Mittal Bhatia and Mr. Jose Ramon Alvarez Rendueles Medina as the Directors has come to an end effective on the date of this General Meeting and that Mr. Jeannot Krecke has been co-opted as a member of the Board of Directors of the Company in replacement of Mr. Georges Schmit effective 01 JAN 2010 | Management | Yes | For | For | |||||||||||
CRBI | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 9 | Re-elect Mrs. Vanisha Mittal Bhatia for a 3-year mandate that will automatically expire on the date of the general meeting of shareholders to be held in 2013 | Management | Yes | For | For | |||||||||||
CRBI | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 10 | Elect Mr. Jeannot Krecke for a 3-year mandate that will automatically expire on the date of the general meeting of shareholders to be held in 2013 | Management | Yes | For | For | |||||||||||
CRBI | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 11 | Approve: (a) to cancel with effect as of the date of this General Meeting the authorization granted to the Board of Directors by the general meeting of shareholders held on 12 MAY 2009 with respect to the share buy-back programme, and (b) to authorize, effective immediately after this General Meeting, the Board of Directors of the Company, with option to delegate, and the corporate bodies of the other companies in the ArcelorMittal group in accordance with the Luxembourg law of 10 AUG 1915 on commercial companies, as amended (the Law), to acquire and sell shares in the Company in accordance with the Law and any other applicable laws and regulations, including but not limited to entering into off-market and over-the-counter transactions and to acquire shares in the Company through derivative financial instruments | Management | Yes | For | For | |||||||||||
CRBI | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 12 | Appoint Deloitte S.A., with registered office at 560, rue de Neudorf, L-2220 Luxembourg, Grand-Duchy of Luxembourg, as independent company auditor (Reviseur d Entreprises) for the purposes of an Independent Audit of the Parent Company annual accounts and the consolidated financial statements for the FY 2010 | Management | Yes | For | For | |||||||||||
CRBI | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 13 | Authorize the Board of Directors the power to issue share options or other equity-based awards and incentives to all eligible employees under the LTIP for a number of Company s shares not exceeding 8,500,000 options on fully paid-up shares, which may either be newly issued shares or shares held in treasury, during the period from this General Meeting until the general meeting of shareholders to be held in 2011 (the Maximum Number), provided, that the share options will be issued at an exercise price that is not less than the average of the highest and the lowest trading price on the New York Stock Exchange on the day immediately prior to the grant date, which date will be decided by the Board of Directors and will be within the respective periods specified in the LTIP; (b) to decide and implement any increase in the Maximum Number by the additional number that may be necessary to preserve the rights of the option holders in the event of the occurrence a transaction impacting the Company s share capital; and (c) do or cause to be done all such further acts and things as the Board of Directors may determine to be necessary or advisable in order to implement the content and purpose of this resolution; acknowledge that the Maximum Number represents about 0.54% of the Company’s current issued share capital on a fully diluted basis | Management | Yes | For | For | |||||||||||
CRBI | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 14 | Authorize the Board of Directors to: (a) implement the Employee Share Purchase Plan 2010 (ESPP 2010) reserved for all or part of the employees of all or part of the companies comprised within the scope of consolidation of the consolidated financial statements for a maximum number of 2,500,000 ArcelorMittal shares; and (b) for the purposes of the implementation of the ESPP 2010, issue new shares within the limits of the Company’s authorized share capital and/or deliver treasury shares up to a maximum of 2,500,000 fully paid-up ArcelorMittal shares during the period from this General Meeting to the general meeting of shareholders to be held in 2011; and (c) do or cause to be done all such further acts and things as the Board of Directors may determine to be necessary or advisable in order to implement the content and purpose of this resolution; acknowledge that the maximum total number of 2,500,000 shares of the Company represents about 0.16 % of the Company’s current issued share capital on a fully diluted basis | Management | Yes | For | For | |||||||||||
CRBI | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 15 | Approve, in accordance with Article 7.3, Paragraph 3, of the Articles of Association of the Company, the General Meeting decides to assent to direct or indirect transfers of shares of the Company among persons included in the definition of Mittal Shareholder (as defined in Article 8.4 of the Articles of Association), including without limitation by means of transfers to trustees of trusts of which Mr. and/or Mrs. Lakshmi N. Mittal and/or their heirs and successors are beneficiaries | Management | Yes | For | For | |||||||||||
CRBI | CLIFFS NATURAL RESOURCES INC. | CLF | 18683K101 | 5/11/2010 | 1 | DIRECTOR: R.C. CAMBRE, J.A. CARRABBA, S.M. CUNNINGHAM, B.J. ELDRIDGE, S.M. GREEN, J.K. HENRY, J.F. KIRSCH, F.R. MCALLISTER, R. PHILLIPS, R.K. RIEDERER, A. SCHWARTZ | Management | Yes | For | For | ||||||||||
CRBI | CLIFFS NATURAL RESOURCES INC. | CLF | 18683K101 | 5/11/2010 | 2 | TO APPROVE AND ADOPT AN AMENDMENT TO OUR AMENDED ARTICLES OF INCORPORATION TO CHANGE CERTAIN SUPERMAJORITY SHAREHOLDER VOTING REQUIREMENTS CONTAINED IN THE OHIO REVISED CODE TO MAJORITY SHAREHOLDER VOTING REQUIREMENTS. | Management | Yes | For | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | CLIFFS NATURAL RESOURCES INC. | CLF | 18683K101 | 5/11/2010 | 3 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2007 INCENTIVE EQUITY PLAN TO (A) INCREASE THE AUTHORIZED NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN BY A TOTAL OF 7,000,000 COMMON SHARES, AND (B) PROVIDE AN ANNUAL LIMITATION ON THE NUMBER OF SHARES AVAILABLE TO GRANT TO ANY ONE PARTICIPANT IN ANY FISCAL YEAR OF 500,000 COMMON SHARES. | Management | Yes | For | For | ||||||||||
CRBI | CLIFFS NATURAL RESOURCES INC. | CLF | 18683K101 | 5/11/2010 | 4 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO EXAMINE OUR CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2010 FISCAL YEAR. | Management | Yes | For | For | ||||||||||
CRBI | NUCOR CORPORATION | NUE | 670346105 | 5/13/2010 | 1 | DIRECTOR: DANIEL R. DIMICCO, JAMES D. HLAVACEK, JOHN H. WALKER | Management | Yes | For | For | ||||||||||
CRBI | NUCOR CORPORATION | NUE | 670346105 | 5/13/2010 | 2 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NUCOR’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010 | Management | Yes | For | For | ||||||||||
CRBI | NUCOR CORPORATION | NUE | 670346105 | 5/13/2010 | 3 | APPROVE AMENDMENTS TO NUCOR’S RESTATED CERTIFICATE OF INCORPORATION ELIMINATING THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS | Management | Yes | For | For | ||||||||||
CRBI | NUCOR CORPORATION | NUE | 670346105 | 5/13/2010 | 4 | APPROVE THE 2010 STOCK OPTION AND AWARD PLAN | Management | Yes | For | For | ||||||||||
CRBI | NUCOR CORPORATION | NUE | 670346105 | 5/13/2010 | 5 | STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE | Stockholder | Yes | Against | For | ||||||||||
CRBI | NUCOR CORPORATION | NUE | 670346105 | 5/13/2010 | 6 | STOCKHOLDER PROPOSAL REGARDING REPORT ON POLITICAL SPENDING | Stockholder | Yes | Against | For | ||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 1 | Approve the Directors and Auditors reports and the accounts of the Company for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 2 | Declare a final dividend of 9.0 US cents per ordinary share | Management | Yes | For | For | |||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 3 | Approve the Directors remuneration report for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 4 | Re-elect Philip Aiken as a Director, who retires in accordance with the Company’s Articles of Association | Management | Yes | For | For | |||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 5 | Re-elect Simon Heale as a Director, who retires in accordance with the Company’s Articles of Association | Management | Yes | For | For | |||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 6 | Re-elect David Munro as a Director, who retires in accordance with the Company’s Articles of Association | Management | Yes | For | For | |||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 7 | Election of Clinton Dines as a Director | Management | Yes | For | For | |||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 8 | Re-appoint Ernst & Young LLP as the Auditors of the Company until the conclusion of the next general meeting at which accounts are laid before the Company | Management | Yes | For | For | |||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 9 | Authorize the Directors to set the remuneration of the Auditors | Management | Yes | For | For | |||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 10 | Authorize the Directors of the Company, pursuant to and in accordance with Section 551 of the Companies Act 2006 [the 2006 Act] to allot share or grant rights to subscribe for or to convert any security into shares: a) up to a nominal amount of GBP 35,682,689; b) comprising equity securities [as defined in Section 560[1] of the 2006 Act] up to a further nominal amount of GBP 35,682,689 in connection with an offer by way of rights issue; such authorities to apply in substitution for all previous authorities pursuant to Section 80 of the Companies Act 1985; [Authority expires at the conclusion of the next AGM or on 30 JUN 2011], whichever is the earlier, so that the Company may make offers and enter into agreements during the relevant period which would or might, require shares to be allotted or rights to subscribe for or to convert any security into shares to be granted after the authority ends; for the purpose of this Resolution rights issue means an offer to: i) ordinary shareholders in proportion [as nearly as may be practicable] to their existing holdings; and ii) holders of other equity securities as required by the rights of those securities or, as the Directors consider it necessary, as permitted by the rights of those securities, to subscribe for the further securities by means of the issue of | Management | Yes | For | For | |||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | renounceable letter [or other negotiable document] which may be traded for a period before payment for the securities is due, but subject to such exclusions or other arrangements as the Directors may deem necessary or expedient in relation to treasury shares, fractional entitlements, record dates or legal, regulatory or practicable problems in, or under the laws of, any territory | ||||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 11 | Authorize the Directors of the Company, subject to passing of Resolution 10 opposite, to allot equity securities [as defined in Section 560[1] of the 2006 Act] wholly for cash: a) pursuant to the authority given by paragraph [a] of Resolution 10 opposite or where the allotment of equity securities by virtue of Section 560[3] of the 2006 Act in each case: [1] in connection with a pre-emptive offer and [2] otherwise than in a connection with a pre-emptive offer, up to an aggregate nominal amount of GBP 5,352,403; and b) pursuant to the authority given by paragraph [b] of Resolution 10 opposite in connection with a rights issue, as if section 561[1] of the 2006 Act did not apply to any such allotment; [Authority expires at the conclusion of the next AGM or on 30 JUN 2011], whichever is the earlier, so that the Company may make offers and enter into agreements during this period which would, or might, require equity securities to be allotted after the power ends and the Board may allot equity securities under any such offer or agreement as if the power had not ended; for the purpose of this Resolution [i] rights issue has the same meaning as in Resolution 10 opposite; [ii] pre-emptive offer means an offer of equity securities open for acceptance for a period fixed by the Directors to the holders [other than the Company] on the register on a record date fixed by the Directors of ordinary shares in proportion to their respective holdings but subject to such exclusions or other arrangements as the Directors may deem necessary or expedient in relation to treasury shares, fractional entitlements, record dates or legal, regulatory or practicable problems in, or under the laws of, any territory; [iii] references to allotment of equity securities shall include a sale of treasury shares; and [iv] the nominal amount of any securities shall taken to be, in case of rights to subscribe for or convert any securities into shares of the Company, the nominal amount of such shares which may be allotted pursuant to such rights | Management | Yes | For | For | |||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 12 | Authorize the Directors of the Company for the purposes of Section 701 of the Companies Act 2006 [the 2006 Act] to make one or more market purchases [within the meaning of Section 693[4] of the 2006 Act] of ordinary shares of 20 pence each in the capital of the Company provided that: [12.1] the maximum aggregate number of ordinary shares authorized to be purchased is GBP 53,524,033; [12.2] the minimum price which may be paid for an ordinary share is 20 pence per ordinary share [12.3] the maximum price which may be paid for an ordinary share is an amount equal to the higher of [a] 105%of the average of the closing price of the Company’s ordinary shares as derived from the London Stock Exchange Daily official list for the 5 business days immediately preceding the day on which such ordinary share is contracted to be purchased or [b] the higher of the price of the last independent trade and the highest current bid as stipulated by Article 5[1] of Commission Regulation [EC] 22 DEC 2003 implementing the market abuse directive | Management | Yes | For | For | |||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | as regards exemptions for buy-back programmes and stabilization of financial instruments [No 2273/2003]; [Authority shall expire at the conclusion of the Company’s next AGM] save that the Company may make a contract or contracts to purchase ordinary shares under this authority before the expiry of such authority which will or may be executed wholly or partly after the expiry of such authority | ||||||||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 13 | Approve the rules of the Kazakhmys UK Sharesave Plan 2010 [the UK Sharesave Plan] the main features of which are summarized in appendix 1 of this notice of AGM and which are produced to the meeting and initialled by the Chairman for the purposes of identification be approved; and authorize the Directors to make such modifications to the UK Sharesave Plan as they may consider necessary to take account of the requirements of HM Revenue & Customs, the financial Services authority and best practice, and to adopt the UK Sharesave Plan as so modified and to do all acts and things necessary to implement and operate the UK Sharesave Plan | Management | Yes | For | For | |||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 14 | Approve the rules of the Kazakhmys International Sharesave Plan 2010 [the International Sharesave Plan] the main features of which are summarized in appendix 1 of this notice of AGM and which are produced to the meeting and initialled by the Chairman for the purposes of identification be approved; a) make such modifications to the international Sharesave Plan as they may consider necessary to take account of the requirements of the financial services authority and best practice, and to adopt the International Sharesave Plan as so modified and to do all acts and things necessary to implement and operate the International Sharesave Plan; and b) establish further schedules or plans based on the International Sharesave Plan which will be for the benefit of overseas employees, but subject to such modifications as they may consider necessary to take account of the applicable tax, exchange control, financial regulations or securities laws in overseas territories, provided that any ordinary shares of the Company made available under such further schedules or plans of the Company are treated as counting against the limits on individual or overall participation in the International Sharesave Plan | Management | Yes | For | For | |||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 15 | Approve the rules and trust deed of the Kazakhmys UK Share Incentive Plan 2010 [the UK SIP] the main features of which are summarized in appendix 1 of this notice of AGM and which are produced to the meeting and initialled by the Chairman for the purposes of identification; authorize the Directors to make such modifications to the UK SIP as they may consider necessary to take account of the requirements of HM Revenue & Customs, the Financial Services Authority and best practice, and to adopt the UK SIP as so modified and to do all acts and things necessary to implement and operate the UK SIP | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 16 | Approve the rules of the Kazakhmys International Share Incentive Plan 2010 [the International SIP] the main features of which are summarized in appendix 1 of this notice of AGM and which are produced to the meeting and initialled by the Chairman for the purposes of identification be approved; authorize the Directors, to make such modifications to the International SIP as they may consider necessary to take account of the requirements of the financial services authority and best practice, and to adopt | Management | Yes | For | For | |||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | the International SIP as so modified and to do all acts and things necessary to implement and operate the International SIP; and b) establish further schedules or plans based on the International SIP which will be for the benefit of overseas employees, but subject to such modifications as they may consider necessary to take account of the applicable tax, exchange control, financial regulations or securities laws in overseas territories, provided that any ordinary shares of the Company made available under such further schedules or plans of the Company are treated as counting against the limits on individual or overall participation in the International SIP | ||||||||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 17 | Approve the rules and amendments to the rules of the Kazakhmys Long Term Incentive Plan 2007 [the LTIP] to grant future awards under the LTIP over new issue shares and treasury shares and permitting the Company to grant awards to executive Directors as described and summarized in appendix II of this notice of AGM and which are produced in draft to this meeting and initialled by the Chairman for the purposes of identification be approved | Management | Yes | For | For | |||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 18 | Approve the rules and amendments to the rules Kazakhmys UK Executive Share Option Plan [the ESOP] to grant options under the ESOP over new issue shares and treasury shares and permitting the Company to grant options to executive Directors as described and summarized in appendix II of this notice of AGM and which are produced in draft to this meeting and initialled by the Chairman for the purposes of identification be approved; to make such modifications to the Rules of ESOP which are necessary to take account of the requirements of HM Revenue & Customs, the Financial Services Authority and best practice | Management | Yes | For | For | |||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 19 | Approve the permit calling of general meeting other than an AGM on not less than 14 clear days notice | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 20 | Adopt the Articles of Association produced to the meeting and initialled by the Chairman for the purposes of identification in substitution for, and to the exclusion of, the existing Articles of Association of the Company, with effect from the conclusion of the meeting | Management | Yes | For | For | |||||||||||
CRBI | KAZAKHMYS | G5221U108 | 5/14/2010 | 21 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGES IN TEXT OF RESOLUTIONS 11, 14, 16, 17 AND 18. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 1 | Receive and approve the Directors’ and the Auditors’ reports on financial statements | Management | Yes | For | For | |||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 2 | Approve to accept the financial statements | Management | Yes | For | For | |||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 3 | Approve the allocation of income | Management | Yes | For | For | |||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 4 | Receive and approve the Directors’ and the Auditors’ reports on consolidated financial statements | Management | Yes | For | For | |||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 5 | Approve to accept the consolidated financial statements | Management | Yes | For | For | |||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 6 | Grant discharge to the Directors, the Statutory Auditors and the External Auditors | Management | Yes | For | For | |||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 7 | Re-elect Alexander Abramov as a Director | Management | Yes | For | For | |||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 8 | Re-elect Otari Arshba as a Director | Management | Yes | For | For | |||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 9 | Re-elect Alexander Frolov as a Director | Management | Yes | For | For | |||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 10 | Election of James Karl Gruber as a new Director | Management | Yes | For | For | |||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 11 | Re-elect Olga Pokrovskaya as a Director | Management | Yes | For | For | |||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 12 | Re-elect Terry J. Robinson as a Director | Management | Yes | For | For | |||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 13 | Re-elect Eugene Shvidler as a Director | Management | Yes | For | For | |||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 14 | Re-elect Eugene Tenenbaum as a Director | Management | Yes | For | For | |||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 15 | Election of Gordon Toll as a Director | Management | Yes | For | For | |||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 16 | Approve to accept the resignation of Directors Gennady Bogolyubov, Philippe Delaunois, James Campbell and Bruno Bolfo | Management | Yes | For | For | |||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 17 | Appointment of Alexandra Trunova as an Internal Statutory Auditor | Management | Yes | For | For | |||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 18 | Ratify Ernst and Young as the Auditors | Management | Yes | For | For | |||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 19 | Approve the remuneration of the Directors | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 20 | Approve the remuneration of Chief Executive Officer | Management | Yes | For | For | |||||||||||
CRBI | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 21 | Authorize the Chief Executive Officer to sign Management Service Agreements with Independent Directors James Karl Gruber, Terry J. Robinson, and Gordon Toll | Management | Yes | For | For | |||||||||||
CRBI | STEEL DYNAMICS, INC. | STLD | 858119100 | 5/20/2010 | 1 | DIRECTOR: KEITH E. BUSSE, MARK D. MILLETT, RICHARD P. TEETS, JR., JOHN C. BATES, DR. FRANK D. BYRNE, PAUL B. EDGERLEY, RICHARD J. FREELAND, DR. JURGEN KOLB, JAMES C. MARCUCCILLI, JOSEPH D. RUFFOLO, GABRIEL L. SHAHEEN | Management | Yes | For | For | ||||||||||
CRBI | STEEL DYNAMICS, INC. | STLD | 858119100 | 5/20/2010 | 2 | TO APPROVE THE AUDIT COMMITTEE’S APPOINTMENT OF ERNST & YOUNG LLP AS STEEL DYNAMICS INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2010. | Management | Yes | For | For | ||||||||||
CRBI | STEEL DYNAMICS, INC. | STLD | 858119100 | 5/20/2010 | 3 | TO GIVE PROXIES DISCRETION TO VOTE ON ANY OTHER MATTERS THAT MAY PROPERLY COME BEFORE THE MEETING. | Management | Yes | For | For | ||||||||||
CRBI | CAMECO CORP | 13321L108 | 5/26/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTION “3” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.12 AND 2”. THANK YOU. | Non Voting | ||||||||||||||
CRBI | CAMECO CORP | 13321L108 | 5/26/2010 | 2 | Election of John H. Clappison as a Director | Management | Yes | For | For | |||||||||||
CRBI | CAMECO CORP | 13321L108 | 5/26/2010 | 3 | Election of Joe F. Colvin as a Director | Management | Yes | For | For | |||||||||||
CRBI | CAMECO CORP | 13321L108 | 5/26/2010 | 4 | Election of James R. Curtiss as a Director | Management | Yes | For | For | |||||||||||
CRBI | CAMECO CORP | 13321L108 | 5/26/2010 | 5 | Election of Donald H.F. Deranger as a Director | Management | Yes | For | For | |||||||||||
CRBI | CAMECO CORP | 13321L108 | 5/26/2010 | 6 | Election of James K. Gowans as a Director | Management | Yes | For | For | |||||||||||
CRBI | CAMECO CORP | 13321L108 | 5/26/2010 | 7 | Election of Gerald W. Grandey as a Director | Management | Yes | For | For | |||||||||||
CRBI | CAMECO CORP | 13321L108 | 5/26/2010 | 8 | Election of Nancy E. Hopkins as a Director | Management | Yes | For | For | |||||||||||
CRBI | CAMECO CORP | 13321L108 | 5/26/2010 | 9 | Election of Oyvind Hushovd as a Director | Management | Yes | For | For | |||||||||||
CRBI | CAMECO CORP | 13321L108 | 5/26/2010 | 10 | Election of J.W. George Ivany as a Director | Management | Yes | For | For | |||||||||||
CRBI | CAMECO CORP | 13321L108 | 5/26/2010 | 11 | Election of A. Anne McLellan as a Director | Management | Yes | For | For | |||||||||||
CRBI | CAMECO CORP | 13321L108 | 5/26/2010 | 12 | Election of A. Neil McMillan as a Director | Management | Yes | For | For | |||||||||||
CRBI | CAMECO CORP | 13321L108 | 5/26/2010 | 13 | Election of Victor J. Zaleschuk as a Director | Management | Yes | For | For | |||||||||||
CRBI | CAMECO CORP | 13321L108 | 5/26/2010 | 14 | Appointment of KPMG LLP as the Auditors | Management | Yes | For | For | |||||||||||
CRBI | CAMECO CORP | 13321L108 | 5/26/2010 | 15 | Approve, on an advisory basis and not to diminish the role and responsibilities of the Board of Directors, that the shareholders accept the approach to executive compensation disclosed in Cameco’s Management proxy circular delivered in advance of the 2010 annual meeting of shareholders | Management | Yes | For | For | |||||||||||
CRBI | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 1 | Receive and adopt the Directors’ and Auditors reports and the financial statements for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 2 | Approve the remuneration report for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBI | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 3 | Declare a final dividend | Management | Yes | For | For | |||||||||||
CRBI | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 4 | Re-elect Mr. C.H. Bailey as a Director | Management | Yes | For | For | |||||||||||
CRBI | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 5 | Re-elect Mr. W.M. Hayes as a Director | Management | Yes | For | For | |||||||||||
CRBI | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 6 | Re-elect Mr. G.S. Menendez as a Director | Management | Yes | For | For | |||||||||||
CRBI | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 7 | Re-elect Mr. D.E. Yarur as a Director | Management | Yes | For | For | |||||||||||
CRBI | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 8 | Re-elect Deloitte LLP as the Auditors of the Company to hold office from the conclusion of this meeting until the conclusion of the next general meeting at which the accounts are laid before the Company and to authorize the Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBI | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 9 | Authorize the Directors of the Company, in substitution for all existing authorities, in accordance Section 551 of the Companies Act 2006 to: A) allot shares as defined in Section 540 of the Companies Act 2006 in the Company or grant rights to subscribe for or to convert any security into shares in the Company up to an aggregate nominal amount of GBP 16,430,945; and B) allot equity securities as defined in Section 560 of the Companies Act 2006 up to an aggregate nominal amount of GBP 32,861,890 such amount to be reduced by the aggregate nominal amount of shares allotted or rights to subscribe for or to convert any security into shares in the Company granted under paragraph A of this Resolution 9 in connection with an offer by way of a rights issue; i to ordinary shareholders in proportion as nearly as may be practicable CONTD.. | Management | Yes | For | For | |||||||||||
CRBI | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 10 | ..CONTD to their existing holdings; and ii to holders of other equity securities as defined in Section 560 1 of the Companies Act 2006 as required by the rights of those securities or, subject to such rights, as the Directors otherwise consider necessary; and so that the Directors may impose any limits or restrictions and make any arrangements which they consider necessary or appropriate to deal with treasury shares, fractional | Non Voting | ||||||||||||||
CRBI | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | entitlements, record dates or legal, regulatory or practical problems in, or under the laws of, any territory or any other matter Authority the earliier at the end of the Company’s next AGM to be held in 2011 or on 30 JUN 2011 but, in each case, so that the Company may make offers and enter into agreements before the authority expires which would or might, CONTD.. | ||||||||||||||||
CRBI | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 11 | ..CONTD require shares to be allotted or rights to subscribe for or to convert any security into shares to be granted after the authority expires and the Directors may allot shares or grant such rights under any such offer or agreement as if the authority had not expired | Non Voting | ||||||||||||||
CRBI | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 12 | Authorize the Directors of the Company,, in substitution for all existing powers and subject to the passing of resolution 9, pursuant to Section 570 of the Companies Act 2006 to allot equity securities as defined in Section 560 of the Companies Act 2006 for cash pursuant to the authority granted by Resolution 9 and/or where the allotment constitutes an allotment of equity securities by virtue of Section 560 3 of the Companies Act 2006, in each case free of the restriction in Section 561 of the Companies Act 2006, such power to be limited: A) to the allotment of equity securities in connection with an offer of equity securities but in the case of an allotment pursuant to the authority granted by paragraph B of resolution 9, such power shall be limited to the allotment of equity securities in CONTD.. | Management | Yes | For | For | |||||||||||
CRBI | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 13 | ..CONTD connection with an offer by way of a rights issue only : i to ordinary shareholders in proportion as nearly as may be practicable to their existing holdings; and ii to holders of other equity securities as defined in Section 560 1 of the Companies Act 2006 as required by the rights of those securities or, subject to such rights, as the Directors otherwise consider necessary; and so that the Directors may impose any limits or restrictions and make any arrangements which they consider necessary or appropriate to deal with treasury shares, fractional entitlements, record dates or legal, regulatory or practical problems in, or under the laws of, any territory or any other matter; and B) to the allotment of equity securities pursuant to the authority granted by paragraph A of resolution 9 and or allotment CONTD.. | Non Voting | ||||||||||||||
CRBI | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 14 | ..CONTD which constitutes an allotment of equity securities by virtue of Section 560 3 of the Companies Act 2006, in each case otherwise than in the circumstances set out in paragraph A of this Resolution 10 up to a nominal amount of GBP 2,464,641, Authority expires the earlier at the end of the Company’s next AGM to be held in 2011 or on 30 JUN 2011 but so that the Company may make offers and enter into agreements before the power expires which would or might, require equity securities to be allotted after the power expires and the Directors may allot equity securities under any such offer or agreement as if the power had not expired | Non Voting | ||||||||||||||
CRBI | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 15 | Authorize the Company, to make one or more market purchases within the meaning of Section 693 4 of the Companies Act 2006 of ordinary shares of 5p in the capital of the Company Ordinary Shares provided that: A the maximum aggregate number of ordinary shares authorized to be purchased is GBP 98,585,669 representing 10% of the issued ordinary share capital ; B the minimum price which may be paid for an ordinary share is 5p; C the | Management | Yes | For | For | |||||||||||
CRBI | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | maximum price which may be paid for an ordinary share is an amount equal to 105%of the average of the middle market quotations for an ordinary share as derived from The London Stock Exchange Daily official list for the 5 business days immediately preceding the day on which that ordinary share is purchased; Authority expires the earlier of the conclusion of the next AGM of the Company CONTD.. | ||||||||||||||||
CRBI | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 16 | ..CONTD to be held in 2011 or on 30 JUN 2011 ; and the Company may make a contract to purchase ordinary shares under this authority before the expiry of the authority which will or may be executed wholly or partly after the expiry of the authority, and may make purchase of ordinary shares in pursuance of any such contract | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 17 | Approve, that a general meeting of the Company other than an AGM may be called on not less than 14 clear days notice | Management | Yes | For | For | |||||||||||
CRBI | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 18 | Amend the Articles of Association of the Company by deleting all the provisions of the Company’s Memorandum of Association which, by virtue of Section 28 Companies Act 2006, are to be treated as provisions of the Company’s Articles of Association; and adopt the Articles of Association as specified as the Articles of Association of the Company in substitution for, and to the exclusion of, the existing Articles of Association | Management | Yes | For | For | |||||||||||
CRBI | FREEPORT-MCMORAN COPPER & GOLD INC. | FCX | 35671D857 | 6/9/2010 | 1 | DIRECTOR: RICHARD C. ADKERSON, ROBERT J. ALLISON JR, ROBERT A. DAY, GERALD J. FORD, H. DEVON GRAHAM, JR., CHARLES C. KRULAK, BOBBY LEE LACKEY, JON C. MADONNA, DUSTANE E. MCCOY, JAMES R. MOFFETT, B.M. RANKIN, JR. STEPHEN H. SIEGELE | Management | Yes | For | For | ||||||||||
CRBI | FREEPORT-MCMORAN COPPER & GOLD INC. | FCX | 35671D857 | 6/9/2010 | 2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Yes | For | For | ||||||||||
CRBI | FREEPORT-MCMORAN COPPER & GOLD INC. | FCX | 35671D857 | 6/9/2010 | 3 | ADOPTION OF THE AMENDED AND RESTATED 2006 STOCK INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
CRBI | FREEPORT-MCMORAN COPPER & GOLD INC. | FCX | 35671D857 | 6/9/2010 | 4 | STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE COMPANY’S BOARD OF DIRECTORS. | Stockholder | Yes | Against | For | ||||||||||
CRBI | FREEPORT-MCMORAN COPPER & GOLD INC. | FCX | 35671D857 | 6/9/2010 | 5 | STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A POLICY REQUIRING SENIOR EXECUTIVES TO RETAIN SHARES ACQUIRED THROUGH EQUITY COMPENSATION PROGRAMS UNTIL TWO YEARS FOLLOWING TERMINATION OF THEIR EMPLOYMENT. | Stockholder | Yes | Against | For | ||||||||||
CRBI | JIANGXI COPPER CO LTD | Y4446C100 | 6/17/2010 | 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100428 /LTN201004281244.pdf | Non Voting | ||||||||||||||
CRBI | JIANGXI COPPER CO LTD | Y4446C100 | 6/17/2010 | 2 | Approve the report of the Board of Directors of the Company for the year of 2009 | Management | Yes | For | For | |||||||||||
CRBI | JIANGXI COPPER CO LTD | Y4446C100 | 6/17/2010 | 3 | Approve the report of the Supervisory Committee of the Company for the year of 2009 | Management | Yes | For | For | |||||||||||
CRBI | JIANGXI COPPER CO LTD | Y4446C100 | 6/17/2010 | 4 | Approve the audited financial statements and the auditors’ report for the year of 2009 | Management | Yes | For | For | |||||||||||
CRBI | JIANGXI COPPER CO LTD | Y4446C100 | 6/17/2010 | 5 | Approve the proposal for distribution of profit of the Company for the year of 2009 | Management | Yes | For | For | |||||||||||
CRBI | JIANGXI COPPER CO LTD | Y4446C100 | 6/17/2010 | 6 | Appoint Ernst & Young Hua Ming and Ernst & Young as the Company’s domestic and International Auditors for the year of 2010 and to authorise the Board of Directors of the Company to determine their remunerations and any one Executive Director of the Company to enter into the service agreement and any other related documents with Ernst & Young Hua Ming and Ernst & Young | Management | Yes | For | For | |||||||||||
CRBI | JIANGXI COPPER CO LTD | Y4446C100 | 6/17/2010 | 7 | Authorize the Directors of the Company to issue new H shares of not more than 20% of the total H shares in issue as at the date of the AGM | Management | Yes | For | For | |||||||||||
CRBI | JIANGXI COPPER CO LTD | Y4446C100 | 6/17/2010 | 8 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBI | ANGANG STEEL COMPANY LTD | Y0132D105 | 6/18/2010 | 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/listedco/listconews/sehk/201 00429/LTN201004291437.pdf | Non Voting | ||||||||||||||
CRBI | ANGANG STEEL COMPANY LTD | Y0132D105 | 6/18/2010 | 2 | Approve the report of the Board of Directors of the Company for 2009 | Management | Yes | For | For | |||||||||||
CRBI | ANGANG STEEL COMPANY LTD | Y0132D105 | 6/18/2010 | 3 | Approve the report of the Supervisory Committee of the Company for 2009 | Management | Yes | For | For | |||||||||||
CRBI | ANGANG STEEL COMPANY LTD | Y0132D105 | 6/18/2010 | 4 | Approve the Audited financial statements of the Company for 2009 | Management | Yes | For | For | |||||||||||
CRBI | ANGANG STEEL COMPANY LTD | Y0132D105 | 6/18/2010 | 5 | Approve the proposal for distribution of the profits of the Company for 2009 | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | ANGANG STEEL COMPANY LTD | Y0132D105 | 6/18/2010 | 6 | Approve the proposed remuneration of the Directors and Supervisors of the Company for 2009 | Management | Yes | For | For | |||||||||||
CRBI | ANGANG STEEL COMPANY LTD | Y0132D105 | 6/18/2010 | 7 | Approve the appointment of RSM China Certified Public Accountants and RSM Nelson Wheeler Certified Public Accountants as the domestic and international Auditor of the Company, respectively, for 2010, and authorize the Board of Directors of the Company to determine their remunerations | Management | Yes | For | For | |||||||||||
CRBI | ANGANG STEEL COMPANY LTD | Y0132D105 | 6/18/2010 | 8 | Approve to grant the general mandate to the Board of Directors the ‘Board’ and/or the Committee of the Board (which is composed by the Directors of the Company and authorized by the Board) | Management | Yes | For | For | |||||||||||
CRBI | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 1 | Please reference meeting materials. | Non Voting | ||||||||||||||
CRBI | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 2 | Appoint a Director | Non Voting | ||||||||||||||
CRBI | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 3 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 4 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 5 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 6 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 7 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 8 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 9 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 10 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 11 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 12 | Appoint a Corporate Auditor | Management | Yes | For | For | |||||||||||
CRBI | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 13 | Appoint a Corporate Auditor | Management | Yes | For | For | |||||||||||
CRBI | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 14 | Appoint a Corporate Auditor | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 6/21/2010 | 1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non Voting | ||||||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 6/21/2010 | 2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | Non Voting | ||||||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 6/21/2010 | 3 | Approve the notice of the meeting and the agenda | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 6/21/2010 | 4 | Election of one person to countersign the minutes of the meeting | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 6/21/2010 | 5 | Approve the rights offering | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 6/21/2010 | 6 | Authorize the Board to issue new shares as part consideration for the acquisition by the Company of Vale Austria Holdings GmbH’s interests in certain aluminum businesses and assets | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 6/21/2010 | 7 | Amend the Articles of Association | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 6/21/2010 | 2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | Non Voting | ||||||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 6/21/2010 | 3 | Approve the notice of the meeting and the agenda | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 6/21/2010 | 4 | Election of one person to countersign the minutes of the meeting | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 6/21/2010 | 5 | Approve the rights offering | Management | Yes | For | For | |||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 6/21/2010 | 6 | Authorize the Board to issue new shares as part consideration for the acquisition by the Company of Vale Austria Holdings GmbH’s interests in certain aluminum businesses and assets | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | NORSK HYDRO A S | R61115102 | 6/21/2010 | 7 | Amend the Articles of Association | Management | Yes | For | For | |||||||||||
CRBI | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 1 | TO CONSIDER AND APPROVE THE DIRECTORS’ REPORT FOR THE YEAR ENDED 31 DECEMBER 2009. | Management | Yes | For | For | ||||||||||
CRBI | VALE S.A. | VALE | 91912E105 | 6/22/2010 | 1 | APPOINTMENT OF A MEMBER OF BOARD OF DIRECTORS- VALEPAR S.A. NOMINEE FOR THIS POSITION IS MR. JOSE MAURO METTRAU CARNEIRO DA CUNHA. FOR MORE DETAILS ON VALEPAR’S PROPOSAL, PLEASE REVIEW THE DOCUMENTS RELATED TO THIS MEETING ON THE COMPANY’S WEBPAGE. | Management | Yes | For | For | ||||||||||
CRBI | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 1 | Please reference meeting materials. | Non Voting | ||||||||||||||
CRBI | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 2 | Approve Appropriation of Retained Earnings | Management | Yes | For | For | |||||||||||
CRBI | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 3 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 4 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 5 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 6 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 7 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 8 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 9 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 10 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 11 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 12 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 13 | Appoint a Corporate Auditor | Management | Yes | For | For | |||||||||||
CRBI | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 1 | Please reference meeting materials. | Non Voting | ||||||||||||||
CRBI | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 1 | Please reference meeting materials. | Non Voting | ||||||||||||||
CRBI | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 2 | Approve Appropriation of Retained Earnings | Management | Yes | For | For | |||||||||||
CRBI | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 3 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 4 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 5 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 6 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 7 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 8 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 9 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBI | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 10 | Appoint a Corporate Auditor | Management | Yes | For | For | |||||||||||
CRBI | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 11 | Appoint a Substitute Corporate Auditor | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 1 | Approve MMC Norilsk Nickel’s 2009 annual report | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 2 | Approve MMC Norilsk Nickel’s 2009 annual accounting statements including profit and loss statement | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 3 | Approve the distribution of MMC Norilsk Nickel’s profits and losses for 2009 as per the recommendation of the Board of Directors | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 4 | Approve to pay-out dividends on MMC Norilsk Nickel’s shares for the year 2009 in the amount RUB 210 per ordinary share | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 5 | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. PLEASE NOTE THAT ONLY A VOTE “FOR” THE DIRECTOR WILL BE CUMULATED. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY QUESTIONS. | Non Voting | ||||||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 6 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Dmitry O. Afanasiev as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 7 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Boris Bakal as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 8 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Alexey V. Bashkirov as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 9 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Andrey E. Bougrov as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 10 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Olga V. Voitovich as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Alexander S. Voloshin as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 12 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Artem O. Volynets as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 13 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Vadim V. Geraskin as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 14 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Maxim A. Goldman as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 15 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Oleg V. Deripaska as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 16 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Marianna A. Zakharova as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 17 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Olga N. Zinovieva as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 18 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Natalia V. Kindikova as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 19 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Andrey A. Klishas as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 20 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Dmitry R. Kostoev as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 21 | Election of Bradford Alan Mills as a Member of the Board of Directors | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 22 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Oleg M. Pivovarchuk as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 23 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Dmitry V. Razumov as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 24 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Petr I. Sinshinov as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 25 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Tatiana V. Soina as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 26 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Maxim M. Sokov as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 27 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Vladislav A. Soloviev as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 28 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Vladimir I. Strzhalkovsky as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 29 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Vasily N. Titov as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 30 | Election of John Gerad Holden as a Member of the Board of Directors | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 31 | PLEASE NOTE THAT ALTHOUGH THERE ARE 7 CANDIDATES TO BE ELECTED AS MEMBERS OF THE REVISION COMMISSION, THERE ARE ONLY 5 VACANCIES AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 5 OF THE 7 MEMBERS OF THE REVISION COMMISSION. THANK YOU. | Non Voting | ||||||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 32 | Election of Petr V. Voznenko as a Member of the Revision Commission | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 33 | Election of Alexey A. Kargachov as a Member of the Revision Commission | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | �� | 46626D108 | 6/28/2010 | 34 | Election of Elena A. Mukhina as a Member of the Revision Commission | Management | Yes | For | For | ||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 35 | Election of Dmitry V. Pershinkov as a Member of the Revision Commission | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 36 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Tatiana V. Potarina as a Member of the Revision Commission | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 37 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Tamara A. Sirotkina as a Member of the Revision Commission | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 38 | Election of Sergey G. Khodacevich as a Member of the Revision Commission | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 39 | Approve the Rosexpertiza LLC as the Auditor of MMC Norilsk Nickel’s 2009 Russian accounting statements | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 40 | Approve the principle amount of remuneration to be paid to an Independent Director shall be USD 62,500 per quarter [to be paid in Russian Rubles at the exchange rate fixed by the Bank of Russia on the day of payment] and that expenses in the amount of up to RUB 2 million year shall be reimbursed upon presentation of document proof, the above mentioned sum is gross of taxes and charges applicable, if an Independent Director presides over a Board Committee to establish that the additional remuneration in the amount of USD 31,250 per quarter, shall be paid to such Independent Director for each presided Committees [to be paid in Russian Rubles at the exchange rate fixed by the bank of Russian on the Day of payment] the above mentioned sum is gross of taxes and charges applicable, to establish that the principle amount of remuneration to be paid to Chairman of the Board of Directors, in case he is an Independent Director, shall be USD 2,500,000 per year [to be paid in Russian Rubbles at the exchange rate fixed by the Bank of Russia on the day of payment], the above mentioned sum is gross of taxes and charges applicable, to establish that the amount of annual bonus to be paid to a Chairman of the Board of Directors, in case he is an Independent Director, shall be USD 3,000,000 per year [to be paid in Russian Rubles at the exchange rate fixed by the bank of Russia on the day of payment], the above mentioned sum is gross of taxes and charges applicable, remuneration sums mentioned in clauses 1, 2, 3 and 4 of this resolution shall be paid for the period from 29 JUN 2010 and to date, on which the term of the respective Independent Director will end and/ or until he/she ceases to carry out his/her professional duties as Chairman of the Committee respectively | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 41 | Approve the Incentive Program - Option Plan for Independent Directors of MMC Norilsk Nickel, to establish that the program will be valid from 29 JUN 2010 to 30 JUN 2011 | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 42 | Approve the value of property being the subject of interrelated transactions to indemnify Members of the Board of Directors and Members of the Management Board of OJSC MMC Norilsk Nickel against damages the aforementioned persons may incur in their respective positions specified above shall not exceed USD 115,000,000 for each transaction | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 43 | Approve the interrelated transactions, to which all the Members of the Board of Directors and Members of the Management Board of OJSC MMC Norilsk Nickel are interested parties, and which involve the obligations of OJSC MMC Norilsk Nickel to indemnify Members of the Board of Directors and Members of the Management Board of OJSC MMC Norilsk Nickel against damages the aforementioned persons may incur in their respective positions specified above, shall not exceed USD 115,000,000 for each such person | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 44 | Approve that the value of services involving liability insurance for members of the Board of Directors and Members of the Management Board of OJSC MMC Norilsk Nickel with liability limited to USD 150,000,000 and additional insurance coverage limit of USD 50,000,000 shall not exceed USD 1,200,000 | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 45 | Approve the transaction, to which all Members of the Board of Directors and the Members of the Management Board of OJSC MMC Norilsk Nickel are interested parties, involving liability insurance for Members of the Board of Directors and Members of the Management Board of OJSC MMC Norilsk Nickel who will be beneficiary parties to the transaction by a Russian Insurance Company, for the 1 year term with liability limited to USD 150,000,000 and additional insurance coverage limit of USD 50,000,000 and with premium to insurer not exceeding USD 1,200,000 | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 46 | Approve the interrelated transactions between OJSC MMC Norilsk Nickel and CJSC Normetimpex considered to be interested parties transaction under which OJSC MMC Norilsk Nickel delegates CJSC Normetimpex execution of legal and other actions, envisaged at sales in domestic and international market till DEC 2013 inclusive, belongings of OSJC MMC Norilsk Nickel, nickel and nickel products in the amount up to 240,000 tonnes, copper products in the amount up to 450,000 tonnes, cobalt and cobalt products in the amount up to 5,000 tonnes, platinum and platinum products in the amount up to 100 kg, palladium products in the amount up to 5 kg gold in the amount up to 4,500 kg silver in the amount up to 75,000 kg selenium in the amount up to 100 tonnes, tellurium in the amount up to 1 tonnes, sulfur in the amount up to 200,000 tonnes at preliminary agreed terms and conditions with OJSC MMC Morilsk Nickel, information on subject, price and other important terms and conditions of the transactions to be approved are stated in orders [Annex1-2], in main pricing conditions for export and domestic sales of the Company’s goods [Annex9] to engagement agreement N2HH/581-2009 dated 28 AUG 2009 [Annex4] Commissioning agreement N2HH/1001-2009 dated 21 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 2 | Approve MMC Norilsk Nickel’s 2009 annual accounting statements including profit and loss statement | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 3 | Approve the distribution of MMC Norilsk Nickel’s profits and losses for 2009 as per the recommendation of the Board of Directors | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 4 | Approve to pay-out dividends on MMC Norilsk Nickel’s shares for the year 2009 in the amount RUB 210 per ordinary share | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 5 | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. PLEASE NOTE THAT ONLY A VOTE “FOR” THE DIRECTOR WILL BE CUMULATED. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY QUESTIONS. | Non Voting | ||||||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 6 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Dmitry O. Afanasiev as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 7 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Boris Bakal as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 8 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Alexey V. Bashkirov as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 9 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Andrey E. Bougrov as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 10 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Olga V. Voitovich as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Alexander S. Voloshin as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 12 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Artem O. Volynets as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 13 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Vadim V. Geraskin as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 14 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Maxim A. Goldman as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 15 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Oleg V. Deripaska as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 16 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Marianna A. Zakharova as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 17 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Olga N. Zinovieva as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 18 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Natalia V. Kindikova as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 19 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Andrey A. Klishas as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 20 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Dmitry R. Kostoev as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 21 | Election of Bradford Alan Mills as a Member of the Board of Directors | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 22 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Oleg M. Pivovarchuk as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 23 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Dmitry V. Razumov as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 24 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Petr I. Sinshinov as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 25 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Tatiana V. Soina as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 26 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Maxim M. Sokov as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 27 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Vladislav A. Soloviev as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 28 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Vladimir I. Strzhalkovsky as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 29 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Vasily N. Titov as a Member of the Board of Directors | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 30 | Election of John Gerad Holden as a Member of the Board of Directors | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 31 | PLEASE NOTE THAT ALTHOUGH THERE ARE 7 CANDIDATES TO BE ELECTED AS MEMBERS OF THE REVISION COMMISSION, THERE ARE ONLY 5 VACANCIES AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 5 OF THE 7 MEMBERS OF THE REVISION COMMISSION. THANK YOU. | Non Voting | ||||||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 32 | Election of Petr V. Voznenko as a Member of the Revision Commission | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 33 | Election of Alexey A. Kargachov as a Member of the Revision Commission | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 34 | Election of Elena A. Mukhina as a Member of the Revision Commission | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 35 | Election of Dmitry V. Pershinkov as a Member of the Revision Commission | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 36 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Tatiana V. Potarina as a Member of the Revision Commission | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 37 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Tamara A. Sirotkina as a Member of the Revision Commission | Stockholder | Yes | Against | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 38 | Election of Sergey G. Khodacevich as a Member of the Revision Commission | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 39 | Approve the Rosexpertiza LLC as the Auditor of MMC Norilsk Nickel’s 2009 Russian accounting statements | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 40 | Approve the principle amount of remuneration to be paid to an Independent Director shall be USD 62,500 per quarter [to be paid in Russian Rubles at the exchange rate fixed by the Bank of Russia on the day of payment] and that expenses in the amount of up to RUB 2 million year shall be reimbursed upon presentation of document proof, the above mentioned sum is gross of taxes and charges applicable, if an Independent Director presides over a Board Committee to establish that the additional remuneration in the amount of USD 31,250 per quarter, shall be paid to such Independent Director for each presided Committees [to be paid in Russian Rubles at the exchange rate fixed by the bank of Russian on the Day of payment] the above mentioned sum is gross of taxes and charges applicable, to establish that the principle amount of remuneration to be paid to Chairman of the Board of Directors, in case he is an Independent Director, shall be USD 2,500,000 per year [to be paid in Russian Rubbles at the exchange rate fixed by the Bank of Russia on the day of payment], the above mentioned sum is gross of taxes and charges applicable, to establish that the amount of annual bonus to be paid to a Chairman of the Board of Directors, in case he is an Independent Director, shall be USD 3,000,000 per year [to be paid in Russian Rubles at the exchange rate fixed by the bank of Russia on the day of payment], the above mentioned sum is gross of taxes and charges applicable, remuneration sums mentioned in clauses 1, 2, 3 and 4 of this resolution shall be paid for the period from 29 JUN 2010 and to date, on which the term of the respective Independent Director will end and/ or until he/she ceases to carry out his/her professional duties as Chairman of the Committee respectively | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 41 | Approve the Incentive Program - Option Plan for Independent Directors of MMC Norilsk Nickel, to establish that the program will be valid from 29 JUN 2010 to 30 JUN 2011 | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 42 | Approve the value of property being the subject of interrelated transactions to indemnify Members of the Board of Directors and Members of the Management Board of OJSC MMC Norilsk Nickel against damages the aforementioned persons may incur in their respective positions specified above shall not exceed USD 115,000,000 for each transaction | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 43 | Approve the interrelated transactions, to which all the Members of the Board of Directors and Members of the Management Board of OJSC MMC Norilsk Nickel are interested parties, and which involve the obligations of OJSC MMC Norilsk Nickel to indemnify Members of the Board of Directors and Members of the Management Board of OJSC MMC Norilsk Nickel against damages the aforementioned persons may incur in their respective positions specified above, shall not exceed USD 115,000,000 for each such person | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 44 | Approve that the value of services involving liability insurance for members of the Board of Directors and Members of the Management Board of OJSC MMC Norilsk Nickel with liability limited to USD 150,000,000 and additional insurance coverage limit of USD 50,000,000 shall not exceed USD 1,200,000 | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 45 | Approve the transaction, to which all Members of the Board of Directors and the Members of the Management Board of OJSC MMC Norilsk Nickel are interested parties, involving liability insurance for Members of the Board of Directors and Members of the Management Board of OJSC MMC Norilsk Nickel who will be beneficiary parties to the transaction by a Russian Insurance Company, for the 1 year term with liability limited to USD 150,000,000 and additional insurance coverage limit of USD 50,000,000 and with premium to insurer not exceeding USD 1,200,000 | Management | Yes | For | For | |||||||||||
CRBI | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 46 | Approve the interrelated transactions between OJSC MMC Norilsk Nickel and CJSC Normetimpex considered to be interested parties transaction under which OJSC MMC Norilsk Nickel delegates CJSC Normetimpex execution of legal and other actions, envisaged at sales in domestic and international market till DEC 2013 inclusive, belongings of OSJC MMC Norilsk Nickel, nickel and nickel products in the amount up to 240,000 tonnes, copper products in the amount up to 450,000 tonnes, cobalt and cobalt products in the amount up to 5,000 tonnes, platinum and platinum products in the amount up to 100 kg, palladium products in the amount up to 5 kg gold in the amount up to 4,500 kg silver in the amount up to 75,000 kg selenium in the amount up to 100 tonnes, tellurium in the amount up to 1 tonnes, sulfur in the amount up to 200,000 tonnes at preliminary agreed terms and conditions with OJSC MMC Morilsk Nickel, information on subject, price and other important terms and conditions of the transactions to be approved are stated in orders [Annex1-2], in main pricing conditions for export and domestic sales of the Company’s goods [Annex9] to engagement agreement N2HH/581-2009 dated 28 AUG 2009 [Annex4] Commissioning agreement N2HH/1001-2009 dated 21 DEC 2009 | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBI | MECHE.L OAO | MTL | 583840103 | 6/30/2010 | 1 | TO APPROVE 2009 ANNUAL REPORT OF MECHEL OAO. | Management | |||||||||||||
CRBI | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 2 | TO APPROVE 2009 ANNUAL ACCOUNTING REPORT INCLUDING PROFIT AND LOSS ACCOUNT OF MECHEL OAO. | Management | Yes | For | For | ||||||||||
CRBI | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 3 | TO APPROVE DISTRIBUTION OF PROFIT INCLUDING COMPANY’S DIVIDEND PAYMENT ACCORDING TO BUSINESS YEAR RESULTS. | Management | Yes | For | For | ||||||||||
CRBI | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 4 | DIRECTOR: JOHNSON, ARTHUR DAVID, GUSEV, V. VASSILIEVICH, EVTUSHENKO, A.E., ZYUZIN, I.V., KOZHUKHOVSKIY, I.S., KOLPAKOVK, POLIN, V. ANAATOLYEVICH, PROSKURNYA, V.V. GALE, ROGERIAN | Management | Yes | For | For | ||||||||||
CRBI | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 5 | ELECT MEMBER OF THE AUDITING COMMITTEE: ZAGREBIN, ALEKSEY VYACHESLAVOVICH | Management | Yes | For | For | ||||||||||
CRBI | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 6 | ELECT MEMBER OF THE AUDITING COMMITTEE: MIKHAYLOVA, NATALYA GRIGORYEVNA | Management | Yes | For | For | ||||||||||
CRBI | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 7 | ELECT MEMBER OF THE AUDITING COMMITTEE: RADISHEVSKAYA, LYUDMILA EDUARDOVNA | Management | Yes | For | For | ||||||||||
CRBI | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 8 | TO APPROVE ZAO ENERGYCONSULTING/AUDIT TO BE THE AUDITOR OF MECHEL OPEN JOINT STOCK COMPANY. | Management | Yes | For | For | ||||||||||
CRBI | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 9 | TO APPROVE A NEW VERSION OF ARTICLES OF ASSOCIATION OF MECHEL OAO. | Management | Yes | For | For | ||||||||||
CRBI | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 10 | TO APPROVE A NEW VERSION OF STATEMENT ON GENERAL MEETING OF SHAREHOLDERS OF MECHEL OPEN JOINT STOCK COMPANY. | Management | Yes | For | For | ||||||||||
CRBI | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 11 | TO APPROVE A NEW VERSION OF STATEMENT ON BOARD OF DIRECTORS OF MECHEL OAO. | Management | Yes | For | For | ||||||||||
CRBI | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 12 | TO APPROVE A NEW VERSION OF STATEMENT ON REMUNERATION AND COMPENSATION FOR EXPENSES OF MEMBERS OF BOARD OF DIRECTORS. | Management | Yes | For | For | ||||||||||
CRBI | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 13 | TO APPROVE CONCLUSION OF THE GUARANTEE AGREEMENT(S) AS THE TRANSACTION(S) OF INTEREST BY MECHEL OAO (HEREAFTER “COMPANY”) ON THE TERMS AND CONDITIONS (SEE FULL TEXT OF RESOLUTIONS ATTACHED). | Management | Yes | For | For | ||||||||||
Jefferies | TR/J CRB Global Commodity Equity Index Fund
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | WILMAR INTL LTD | B17KC69 | 10/2/2009 | 1 | Approve, subject to the grant by the HKEX and the relevant regulatory authority of approval for the IPO and Listing of Wilmar China, which will be a principal subsidiary of the Company, and the listing of and permission to deal in Wilmar China Shares in issue and to be issued by Wilmar China on the Main Board of the HKEX, a material dilution of 20% or more of the Company’s shareholding interest in Wilmar China resulting from the issue by Wilmar China of the new Wilmar China Shares in connection with the IPO and Listing; and authorize the Directors of the Company or any of them to complete and do all such acts and things [including executing such documents as may be required] as they and/or he may consider expedient or necessary to give effect to the transactions contemplated by this Resolution | Management | Yes | For | For | |||||||||||
CRBQ | WILMAR INTL LTD | B17KC69 | 10/2/2009 | 2 | Approve, subject to the grant by the HKEX and the relevantregulatory authority of approval for the IPO and Listing of Wilmar China, which will be a principal subsidiary of the Company, and the listing of and permission to deal in Wilmar China Shares in issue and to be issued by Wilmar China on the Main Board of the HKEX, the Possible Disposal by the Company, on the terms and conditions as specified and such other terms and conditions as the Directors may deem fit in the interest of the Company; and authorize the Directors of the Company or any of them to complete and do all such acts and things [including executing such documents as may be required] as they and/or he may consider expedient or necessary to give effect to the transactions contemplated by this Resolution | Management | Yes | For | For | |||||||||||
CRBQ | IMPALA PLATINUM HOLDINGS LTD | B1FFT76 | 10/22/2009 | 1 | Receive and approve the financial statements for the YE 30 June 2009 | Management | Yes | For | For | |||||||||||
CRBQ | IMPALA PLATINUM HOLDINGS LTD | B1FFT76 | 10/22/2009 | 2 | Re-elect Ms. D. Earp as a Director | Management | Yes | For | For | |||||||||||
CRBQ | IMPALA PLATINUM HOLDINGS LTD | B1FFT76 | 10/22/2009 | 3 | Re-elect Dr. K. Mokhele as a Director | Management | Yes | For | For | |||||||||||
CRBQ | IMPALA PLATINUM HOLDINGS LTD | B1FFT76 | 10/22/2009 | 4 | Re-elect Ms. N.D.B. Orleyn as a Director | Management | Yes | For | For | |||||||||||
CRBQ | IMPALA PLATINUM HOLDINGS LTD | B1FFT76 | 10/22/2009 | 5 | Mr. S. Bessit retires at this meeting and does not offer himself for re-election | Non Voting | ||||||||||||||
CRBQ | IMPALA PLATINUM HOLDINGS LTD | B1FFT76 | 10/22/2009 | 6 | Approve to determine the remuneration of the Directors for the forthcoming year | Management | Yes | For | For | |||||||||||
CRBQ | IMPALA PLATINUM HOLDINGS LTD | B1FFT76 | 10/22/2009 | 7 | Adopt the Amended Trust Deed constituting the Morokotso Trust, as specified in the substitution for the existing Trust Deed approved byshareholder on 07/04/2006 | Management | Yes | For | For | |||||||||||
CRBQ | IMPALA PLATINUM HOLDINGS LTD | B1FFT76 | 10/22/2009 | 8 | Authorize the Directors, in terms of the Company’s Articles of Association, by way of a general authority to repurchase issued shares in the Company or to permit a subsidiary of the Company to purchase shares in the Company, as and when deemed appropriate, subject to the following requirements: that any such repurchase be effected through the order book operated by the JSE Limited [JSE] trading system and done without any priority understanding or agreement between the Company and the counterparty; that authorization thereto is given by the Company’s Articles of Association; that a paid announcement giving such details as may be required in terms of JSE [Listings Requirements] be published when the Company or its subsidiaries have repurchased in aggregate 3% of the initial number of shares in issue, as at the time that the general authority was granted and for each 3% in aggregate of the initial number of shares which are acquired thereafter; that a general repurchase may not in the aggregate in any 1 FY exceed 10% of the number of shares in the Company issued share capital at the time this authority is given, provided that a subsidiary of the Company may not hold at any one time more than 10% of the number of issued shares of the Company; no purchase will be effected during a prohibited period [as specified by the JSE Listings Requirements] unless a repurchase programme is in place, where dates and quantities of shares to be traded during the prohibited period are fixed and full details of the programme have been disclosed in an announcement over SENS prior to the commencement of the prohibited period; at any one point in time, the Company may only appoint one agent to effect repurchases on the Company’s behalf, the Company may only undertake a repurchase of securities if, after such repurchase of securities if, after such repurchase, the spread requirements of the Company comply with JSE Listings Requirements; in determining the price at which shares may be repurchased in terms of this authority, the maximum premium permitted is 10% above the weighted average traded price of the shares as determined over the 5 days prior to the date of repurchase the maximum price; and such repurchase shall be subject to the Companies Act 1973 [Act 61 of 1973] as amended[the Companies Act] and the applicable provisions of the JSE Listings Requirements, the Board of Directors of Implats [the Board] as at the date of this notice, has stated in intention to examine methods of returning capital to the shareholders in terms of the general authority granted at the last AGM; the Board believes it to be in the best interest of implants that shareholders pass a special resolution granting the Company and/or its subsidiaries a further general authority to acquire Implats shares, Such general authority will provide Implats and its subsidiaries with the flexibility, subject to the requirements of the Companies Act and the Listing Requirements, to purchase shares should it be in the interest of implats and/or subsidiaries at any time while the general authority subsists; the Board undertakes that they will not implement any repurchase during the period of this general authority unless: the Company and the Group will be able, in the ordinary course of business to pay their debts for a period of 12 months after the date of the AGM; the assets of the Company and the Group will be in excess of the combined liabilities of the Company and the Group for a period of 12 months after the date of the notice of the AGM, the assets and liabilities have been recognized and measured for this purpose in accordancewith the accounting policies used in the latest audited annual Group financial statements; the Company’s and the Group’s ordinary share capital and reserves will, after such payment, be sufficient to meet their needs for a period of 12 months following the date of the AGM; the Company and the Group will, after such payment, have sufficient working capital to meet their needs for a period of 12 months following the date of the AGM; and a general repurchases of the Company’s shares shall only take place after the JSE has received written confirmation from the Company’s sponsor in respect of the Directors’ working capital statement; [Authority expires the earlier of the conclusion ofthe next AGM of the Company or 15 months] | Management | Yes | For | For | |||||||||||
CRBQ | IOI CORPORATION | B1Y3WG1 | 10/28/2009 | 1 | Receive and adopt the audited financial statements for the FYE 30 JUN 2009 and the reports of the Directors and the Auditors thereon | Management | Yes | For | For | |||||||||||
CRBQ | IOI CORPORATION | B1Y3WG1 | 10/28/2009 | 2 | Re-elect Dato Lee Yeow Chor as a Director, who retires by rotation pursuant to Article 101 of the Company’s Articles of Association | Management | Yes | For | For | |||||||||||
CRBQ | IOI CORPORATION | B1Y3WG1 | 10/28/2009 | 3 | Re-elect Mr. Lee Cheng Leang as a Director, who retires by rotation pursuant to Article 101 of the Company’s Articles of Association | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | IOI CORPORATION | B1Y3WG1 | 10/28/2009 | 4 | Re-appoint Tan Sri Dato Lee Shin Cheng as a Director of the Company, who retires pursuant to Section 129 of the Companies Act, 1965, to hold office until the next AGM | Management | Yes | For | For | |||||||||||
CRBQ | IOI CORPORATION | B1Y3WG1 | 10/28/2009 | 5 | Re-appoint Mr. Chan Fong Ann as a Director of the Company, who retires pursuant to Section 129 of the Companies Act, 1965, to hold office until the next AGM | Management | Yes | For | For | |||||||||||
CRBQ | IOI CORPORATION | B1Y3WG1 | 10/28/2009 | 6 | Approve the increase in the payment of Directors’ fees to MYR 480,000 to be divided among the Directors in such] manner as the Directors may determine | Management | Yes | For | For | |||||||||||
CRBQ | IOI CORPORATION | B1Y3WG1 | 10/28/2009 | 7 | Re-appoint BDO Binder, the retiring Auditors and authorize the Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBQ | IOI CORPORATION | B1Y3WG1 | 10/28/2009 | 8 | Authorize the Directors, pursuant to Section 132D of the Companies Act, 1965, to allot and issue shares in the Company from time to time and upon such terms and conditions and for such purposes as they may deem fit subject always to the approval of the relevant authorities being obtained for such issue and provided that the aggregate number of shares to be issued pursuant to this resolution does not exceed 10% of the issued share capital for the time being of the Company; and to obtain the approval from Bursa Malaysia Securities Berhad [Bursa Securities] for the listing of and quotation for the additional shares so issued; [Authority expires until the conclusion of the next AGM of the Company] | Management | Yes | For | For | |||||||||||
CRBQ | IOI CORPORATION | B1Y3WG1 | 10/28/2009 | 9 | Authorize the Company, subject to compliance with applicable laws, regulations and the approval of all relevant authorities, to utilize up to the aggregate of the Company’s latest audited retained earnings and share premium account to purchase up to 10% of the issued and paid-up ordinary share capital of the Company [Proposed Purchase] as may be determined by the Directors of the Company from time to time through Bursa Securities upon such terms and conditions as the Directors may deem fit and expedient in the interest of the Company; at the discretion of the Directors of the Company, the shares of the Company to be purchased are to be cancelled and/or retained as the treasury shares and distributed as dividends or resold on Bursa Securities and/or cancelled; and authorize the Directors of the Company, to do all acts and things to give effect to the proposed purchase with full powers to assent to any condition, modification, revaluation, variation and/or amendment [if any] as may be imposed by the relevant authorities and/or do all such acts and things as the Directors may deem fit and expedient in the best interest of the Company; [Authority expires the earlier at the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM after that date is required by Law to be held]; whichever is the earlier but not so as to prejudice the completion of purchase(s) by the Company before the aforesaid expiry date and, in any event, in accordance with the provisions of the main market listing requirements of Bursa securities or any other relevant authorities | Management | Yes | For | For | |||||||||||
CRBQ | IOI CORPORATION | B1Y3WG1 | 10/28/2009 | 10 | Approve to renew the shareholders’ mandate for the Company and its subsidiaries to enter into recurrent related party transactions of a revenue or trading nature which are necessary for day-to-day operations involving the interests of the Directors, major shareholders or persons connected to the Directors and/or major shareholders of the Company and its subsidiaries [Related Parties], as specified subject to the following: a) the transactions are carried out in the ordinary course of business on normal commercial terms which are not more favorable to the related parties than those generally available to the public and are not to the detriment of the minority shareholders of the Company; and b) disclosure is made in the annual report of the aggregate value of transactions conducted pursuant to the Shareholders’ Mandate during the FY; [Authority expires the earlier at the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company after that date it is required to be held pursuant to Section 143(1) of the Companies Act, 1965 [the Act] [but shall not extend to such extension as may be allowed pursuant to Section 143(2) of the Act]]; and authorize the Directors of the Company to complete and do all such acts and things as they may consider expedient or necessary to give effect to the proposed renewal of shareholders’ mandate | Management | Yes | For | For | |||||||||||
CRBQ | IOI CORPORATION | B1Y3WG1 | 10/28/2009 | 11 | Transact any other business | Non Voting | ||||||||||||||
CRBQ | IOI CORPORATION | B1Y3WG1 | 10/28/2009 | 1 | Authorize PHSB and PAC, subject to the passing of Ordinary Resolution 1 above and the approval of the Securities Commission, Malaysia being obtained, to be exempted from any obligation to extend a mandatory offer that may arise at any time under Parts II and/or VII of the Code to holders of voting shares and convertible securities of IOI to acquire all the remaining voting shares and convertible securities in IOI not already owned by PHSB and PAC arising from or in connection with the Proposed Rights Issue; authorize the Board of Directors to do or procure to be done all such acts, deeds and things and to execute, sign and deliver on behalf of the Company, all such documents as it may be deemed necessary, expedient and/or appropriate to implement and give full effect to the Proposed Exemption with full power to assent to any condition, modification, variation and/or amendment as the Board may deem fit, necessary and/or expedient in the interest of the Company or as may be imposed by any relevant authority or consequent upon the implementation of the said conditions, modifications, variations and/or amendments | Management | Yes | For | For | |||||||||||
CRBQ | IOI CORPORATION | B1Y3WG1 | 10/28/2009 | 2 | Authorize the Company and its Board of Directors of the Company, at any time and from time to time, to allot and issue to LYS, an Executive Director of the Company, up to a maximum of 4,000,000 new IOI Shares based on the maximum allowable allotment pursuant to the Company’s ESOS and in accordance with the Bye-Laws of the ESOS; the number of IOI Shares allocated, in aggregate, to Executive Directors and Members of the senior management of IOI Group, shall not exceed 50% of the total number of shares to be issued under the ESOS; and the number of IOI Shares to be allotted and issued to LYS, who either singly or collectively through persons connected with him, holds 20% or more of the issued and paid-up share capital of the Company, shall not exceed 10% of the total IOI Shares that are available to be issued under the ESOS, subject always to the terms and conditions of theBye-Laws and/or any adjustments which may be made in accordance with the provisions of the Bye-Laws | Management | Yes | For | For | |||||||||||
CRBQ | IOI CORPORATION | B1Y3WG1 | 10/28/2009 | 3 | Authorize the Company and its Board of Directors of the Company, at any time and from time to time, to allot and issue to LYS, an Executive Director of the Company, up to a maximum of 4,000,000 new IOI Shares based on the maximum allowable allotment pursuant to the Company’s ESOS and in accordance with the Bye-Laws of the ESOS; the number of IOI Shares allocated, in aggregate, to Executive Directors and Members of the senior management of IOI Group, shall not exceed 50% of the total number of shares to be issued under the ESOS; and the number of IOI Shares to be allotted and issued to LYS, who either singly or collectively through persons connected with him, holds 20% or more of the issued and paid-up share capital of the Company, shall not exceed 10% of the total IOI Shares that are available to be issued under the ESOS, subject always to the terms and conditions of the Bye-Laws and/or any adjustments which may be made in accordance with the provisions of the Bye-Laws | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | BHP Billiton PLC | 0056650 | 10/29/2009 | 1 | To receive the 2009 Financial Statements and Reports for BHP Billiton Limited and BHP Billiton Plc | Management | Yes | For | For | |||||||||||
CRBQ | BHP Billiton PLC | 0056650 | 10/29/2009 | 2 | To re-elect Mr. Carlos Cordeiro as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | Yes | For | For | |||||||||||
CRBQ | BHP Billiton PLC | 0056650 | 10/29/2009 | 3 | To re-elect Mr. David Crawford as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | Yes | For | For | |||||||||||
CRBQ | BHP Billiton PLC | 0056650 | 10/29/2009 | 4 | To re-elect The Hon E Gail de Planque as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | Yes | For | For | |||||||||||
CRBQ | BHP Billiton PLC | 0056650 | 10/29/2009 | 5 | To re-elect Mr. Marius Kloppers as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | Yes | For | For | |||||||||||
CRBQ | BHP Billiton PLC | 0056650 | 10/29/2009 | 6 | To re-elect Mr. Don Argus as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | Yes | For | For | |||||||||||
CRBQ | BHP Billiton PLC | 0056650 | 10/29/2009 | 7 | To re-elect Mr. Wayne Murdy as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | Yes | For | For | |||||||||||
CRBQ | BHP Billiton PLC | 0056650 | 10/29/2009 | 8 | Re-appoint KPMG Audit Plc as the Auditor of BHP Billiton Plc | Management | Yes | For | For | |||||||||||
CRBQ | BHP Billiton PLC | 0056650 | 10/29/2009 | 9 | To renew the general authority to issue shares in BHP Billiton Plc | Management | Yes | For | For | |||||||||||
CRBQ | BHP Billiton PLC | 0056650 | 10/29/2009 | 10 | To renew the disapplication of pre-emption rights in BHP Billiton Plc | Management | Yes | For | For | |||||||||||
CRBQ | BHP Billiton PLC | 0056650 | 10/29/2009 | 11 | To approve the repurchase of shares in BHP Billiton Plc | Management | Yes | For | For | |||||||||||
CRBQ | BHP Billiton PLC | 0056650 | 10/29/2009 | 12 | To approve the cancellation of shares in BHP Billiton Plc held by BHP Billiton Limited on 30 April 2010 | Management | Yes | For | For | |||||||||||
CRBQ | BHP Billiton PLC | 0056650 | 10/29/2009 | 13 | To approve the cancellation of shares in BHP Billiton Plc held by BHP Billiton Limited on 17 June 2010 | Management | Yes | For | For | |||||||||||
CRBQ | BHP Billiton PLC | 0056650 | 10/29/2009 | 14 | To approve the cancellation of shares in BHP Billiton Plc held by BHP Billiton Limited on 15 September 2010 | Management | Yes | For | For | |||||||||||
CRBQ | BHP Billiton PLC | 0056650 | 10/29/2009 | 15 | To approve the cancellation of shares in BHP Billiton Plc held by BHP Billiton Limited on 11 November 2010 | Management | Yes | For | For | |||||||||||
CRBQ | BHP Billiton PLC | 0056650 | 10/29/2009 | 16 | To approve the 2009 Remuneration Report | Management | Yes | For | For | |||||||||||
CRBQ | BHP Billiton PLC | 0056650 | 10/29/2009 | 17 | To approve the grant of awards to Mr. Marius Kloppers under the GIS and the LTIP | Management | Yes | For | For | |||||||||||
CRBQ | BHP Billiton PLC | 0056650 | 10/29/2009 | 18 | PLEASE NOTE THAT EACH OF BHP BILLITON LIMITED AND BHP BILLITON PLC WILL DISREGARD ANY VOTE CAST ON RESOLUTION 14 BY MR. MARIUS KLOPPERS OR ANY OF HIS ASSOCIATES, UNLESS THE VOTE IS CAST AS PROXY FOR A PERSON ENTITLED TO VOTE IN ACCORDANCE WITH A DIRECTION ON THE PROXY FORM OR UNLESS THE VOTE IS CAST BY A PERSON CHAIRING THE MEETING AS PROXY FOR A PERSON WHO IS ENTITLED TO VOTE IN ACCORDANCE WITH ADIRECTION ON THE PROXY FORM TO VOTE AS THE PROXY DECIDES. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | BHP Billiton PLC | 0056650 | 10/29/2009 | 19 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF THE RESOLUTIONS AND INSERTION OF AN ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | Newcrest MNG LTD | 6637101 | 10/29/2009 | 1 | Receive the financial report of the Company and itscontrolled entities for the YE 30 JUN 2009 and the reportsof the Directors and the Auditors thereon | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | Newcrest MNG LTD | 6637101 | 10/29/2009 | 2 | Elect Mr. Vince Gauci as a Director, in accordance with Rule 57 of the Company’s Constitution | Management | Yes | For | For | |||||||||||
CRBQ | Newcrest MNG LTD | 6637101 | 10/29/2009 | 3 | Adopt the remuneration report for the Company [included in the report of the Directors] for the YE 30 JUN 2009 | Management | Yes | For | For | |||||||||||
CRBQ | Newcrest MNG LTD | 10/29/2009 | 4 | Transact any other business | Non Voting | |||||||||||||||
CRBQ | OLAM International LTD | B058ZX6 | 10/29/2009 | 1 | Receive and adopt the Director’s report and the audited accounts of the Company for the YE 30 JUN 2009 together with the Auditors’ report thereon | Management | Yes | For | For | |||||||||||
CRBQ | OLAM International LTD | B058ZX6 | 10/29/2009 | 2 | Declare a first and final dividend of 3.5 cents per share tax exempt [one-tier] for the YE 30 JUN 2009 | Management | Yes | For | For | |||||||||||
CRBQ | OLAM International LTD | B058ZX6 | 10/29/2009 | 3 | Re-elect Mr. Shekhar Anantharaman as a Director of the Company, who retires pursuant to Article 107 of the Articles of Association of the Company | Management | Yes | For | For | |||||||||||
CRBQ | OLAM International LTD | B058ZX6 | 10/29/2009 | 4 | Re-elect Mr. Sridhar Krishnan as a Director of theCompany, who retires pursuant to Article 107 of the Articles of Association of the Company | Management | Yes | For | For | |||||||||||
CRBQ | OLAM International LTD | B058ZX6 | 10/29/2009 | 5 | Re-elect Mr. Tse Po Shing as a Director of the Company, who retires pursuant to Article 107 of the Articles of Association of the Company | Management | Yes | For | For | |||||||||||
CRBQ | OLAM International LTD | B058ZX6 | 10/29/2009 | 6 | Re-elect Mr. Mark Haynes Daniell as a Director of the Company, who retires pursuant to Article 107 of the Articles of Association of the Company | Management | Yes | For | For | |||||||||||
CRBQ | OLAM International LTD | B058ZX6 | 10/29/2009 | 7 | Approve the payment of the Directors’ fees of SGD 978,000.00 for the YE 30 JUN 2010 | Management | Yes | For | For | |||||||||||
CRBQ | OLAM International LTD | B058ZX6 | 10/29/2009 | 8 | Re-appoint Messrs Ernst & Young LLP as the Auditors of the Company and authorize the Directors of the Company to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBQ | OLAM International LTD | B058ZX6 | 10/29/2009 | 9 | Transact any other business | Non Voting | Yes | For | For | |||||||||||
CRBQ | OLAM International LTD | B058ZX6 | 10/29/2009 | 10 | Authorize the Directors of the Company, pursuant to Section 161 of the Companies Act, Chapter 50 and Rule 806 of the Listing Manual of the Singapore Exchange Securities Trading Limited, to issue shares in the Company [Shares] whether by way of rights, bonus or otherwise; and/or make or grant offers, agreements or options [collectively ‘instruments’] that might or would require Shares to be issued including but not limited to the creation and issue of [as well as adjustments to] options, warrants, debentures or other instruments convertible into Shares], at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may in their absolute discretion deem fit; and [notwithstanding that the authority so conferred by this Resolution may have ceased to be in force] issue Shares in pursuance of any Instrument made or granted by the Directors while the authority was in force, provided that: the aggregate number of Shares to be issued pursuant to this Resolution [including Shares to be issued in pursuance of Instruments made or granted pursuant to this resolution], to be issued pursuant to this | Management | Yes | For | For | |||||||||||
CRBQ | OLAM International LTD | B058ZX6 | 10/29/2009 | resolution shall not exceed 50% of the total number of issued Shares in the capital of the Company [as calculated in accordance with this resolution below], of which the aggregate number of shares to be issued other than on a pro rata basis to shareholders of the Company shall not exceed 20% of the total number of issued Shares excluding in the capital of the Company [as calculated in accordance with this resolution below]; [subject to such calculation as may be prescribed by the Singapore Exchange SecuritiesTrading Limited] for the purpose of determining the aggregate number of Shares that may be issued under this resolution above, the total number of issued shares shall bebased on the total number of issued shares in the capital of the Company at the time of passing of this resolution, after adjusting for: (a) new Shares arising from the conversion or exercise of any convertible securities; (b) new Shares arising from exercising share options or vesting of share awards which are outstanding or subsisting at the time this Resolution, and (c) any subsequent bonus issue, consolidation or sub-division of Shares, the Company shall comply with the provisions of the Listing Manual of the Singapore Exchange Securities Trading Limited for the time being in force [unless such compliance has been waived by the Singapore Exchange Securities Trading Limited] and the Articles of Association of the Company; [Authority expires the earlier of the conclusion of the next AGM of the Company or the date by which the next AGM of the Company is required by law to be held or in the case of shares to be issued in accordance with the terms of convertible securities issued, made or granted pursuant to this Resolution, until the issuance of such shares in accordance with the terms of such convertible securities] | Yes | For | For | |||||||||||||
CRBQ | OLAM International LTD | B058ZX6 | 10/29/2009 | 11 | Authorize the Directors of the Company to offer and grant options under the Olam Employee Share Option Scheme[‘‘the Scheme’’] and to allot and issue shares in the capital of the Company to all the holders of options granted by the Company under the Scheme, whether granted during the subsistence of this authority or otherwise, upon the exercise of such options and in accordance with the terms and conditions of the Scheme, provided always that the aggregate number of additional ordinary shares to be allotted and issued pursuant to the Scheme shall not exceed 15% of the issued shares in the capital of the Company from time to time; [Authority expires at the earlier of the conclusion of the Company’s next AGM or the date by which the next AGM of the Company is required by law to be held, whichever is earlier] | Management | Yes | For | For | |||||||||||
CRBQ | OLAM International LTD | B058ZX6 | 10/29/2009 | 1 | Amend the Memorandum of Association of the Company as specified | Management | Yes | For | For | |||||||||||
CRBQ | OLAM International LTD | B058ZX6 | 10/29/2009 | 1 | Authorize the Directors or any of them to place, through the Joint Lead Managers, the Optional Bonds to Breedens Investments Pte. Ltd., pursuant to Rule 812(2) of the Listing Manual; issue the Optional Bonds and the Conversion Shares arising from the conversion of the Optional Bonds, pursuant to, including without limitation, Rule 805(1) of the Listing Manual and Section 161 of the Companies Act; and permit the possible transfer of a controlling interest to Temasek Holdings [Private] Limited, Temasek Capital [Private] Limited and/or Seletar Investments Pte Ltd under the circumstances described in the Shareholder Circular as a result of the placement of the Optional Bonds to Breedens Investments Pte. Ltd., pursuant to Rule 803 of the Listing Manual | Management | Yes | For | For | |||||||||||
CRBQ | NOBLE CORPORATION | NE | H5833N103 | 10/29/2009 | 1 | Director Gordon T. Hall and John A. Marshall | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE CORPORATION | H5833N103 | 10/29/2009 | 2 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE NOBLE CORPORATION 1991 STOCK OPTION AND RESTRICTED STOCK PLAN EFFECTIVE AS OF OCTOBER 29, 2009 | Management | Yes | For | For | |||||||||||
CRBQ | GOLD FIELDS LTD | 6280215 | 11/4/2009 | 1 | Receive and adopt the consolidated audited annual financial statements of the Company and its subsidiaries, incorporating the Auditors’ and the Directors’ reports for the YE 30 JUN 2009 | Management | Yes | For | For | |||||||||||
CRBQ | GOLD FIELDS LTD | 6280215 | 11/4/2009 | 2 | Re-elect Ms. C.A. Carolus as a Director of the Company, who retires in terms of the Articles of Association | Management | Yes | For | For | |||||||||||
CRBQ | GOLD FIELDS LTD | 6280215 | 11/4/2009 | 3 | Re-elect Mr. R. Danino as a Director of the Company, who retires in terms of the Articles of Association | Management | Yes | For | For | |||||||||||
CRBQ | GOLD FIELDS LTD | 6280215 | 11/4/2009 | 4 | Re-elect Mr. A.R. Hill as a Director of the Company, who retires in terms of the Articles of Association | Management | Yes | For | For | |||||||||||
CRBQ | GOLD FIELDS LTD | 6280215 | 11/4/2009 | 5 | Re-elect Mr. N.J. Holland as a Director of the Company, who retires in terms of the Articles of Association | Management | Yes | For | For | |||||||||||
CRBQ | GOLD FIELDS LTD | 6280215 | 11/4/2009 | 6 | Re-elect Mr. R.P. Menell as a Director of the Company, who retires in terms of the Articles of Association | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | GOLD FIELDS LTD | 6280215 | 11/4/2009 | 7 | Approve to place the entire authorized but unissued ordinary share capital of the Company from time to time, after setting aside so many shares as may be required to be allotted and issued by the Company in terms of any share plan or scheme for the benefit of employees and/or Directors [whether Executive or Non-Executive] under the control of the Directors of the Company until the next AGM; and authorize such Directors, in terms of Section 221(2) of the Companies Act 61 of 1973, as amended [Companies Act], to allot and issue all or part thereof in their discretion, subject to the provisions of the Companies Act and the Listings Requirements of JSE Limited | Management | Yes | For | For | |||||||||||
CRBQ | GOLD FIELDS LTD | 6280215 | 11/4/2009 | 8 | Approve to place the non-convertible redeemable preference shares in the authorized but unissued share capital of the Company under the control of the Directors for allotment and issue at the discretion of the Directors of the Company, subject to all applicable legislation, the requirements of any recognized stock exchange on which the shares in the capital of the Company may from time to time be listed and with such rights and privileges attached thereto as the Directors may determine | Management | Yes | For | For | |||||||||||
CRBQ | GOLD FIELDS LTD | 6280215 | 11/4/2009 | 9 | Authorize the Directors of the Company, pursuant to the Articles of Association of the Company, and subject to the passing of Resolution 7, to allot and issue equity securities for cash, subject to the Listings Requirements of JSE Limited and subject to the Companies Act, 61 of 1973, as amended on the following basis: (a) the allotment and issue of equity securities for cash shall be made only to persons qualifying as public shareholders as defined in the Listings | Management | Yes | For | For | |||||||||||
CRBQ | GOLD FIELDS LTD | 6280215 | 11/4/2009 | 10 | Requirements of JSE and not to related parties; (b) equity securities which are the subject of issues for cash: i) in the aggregate in any one FY may not exceed 10% of the Company’s relevant number of equity securities in issue of that class; ii) of a particular class, will be aggregated with any securities that are compulsorily convertible into securities of that class, and, in the case of the issue of compulsorily convertible securities, aggregated with the securities of that class into which they are compulsorily convertible; iii) as regards the number of securities which may be issued [the 10% number], shall be based on the number of securities of that class in issue added to those that may be issued in future [arising from the conversion of options/convertible securities], at the date of such application, less any securities of the class issued, or to be issued in future arising from options/convertible securities issued, during the current FY, plus any securities of that class to be issued pursuant to a rights issue which has been announced, is irrevocable and is fully underwritten or acquisition [which had final terms announced] may be included as though they were securities in issue at the date of application; (c) the maximum discount at which equity securities may be issued is 10% of the weighted average traded price on the JSE of such equity securities measured over the 30 business days prior to the date that the price of the issue is determined or agreed by the directors of the Company; (d) after the Company has issued equity securities for cash which represent, on a cumulative basis within a financial year, 5% or more of the number of equity securities of that class in issue prior to that issue, the Company shall publish an announcement containing full details of the issue, including the effect of the issue on the net asset value and earnings per share of the Company; and (e) the equity securities which are the subject of the issue for cash are of a class already in issue or where this is not the case, must be limited to such securities or rights that are convertible into a class already in issue; [Authority shall be in force until the forthcoming AGM of the Company,provided that it shall not extend beyond 15 months of the date of this meeting] | Management | Yes | For | For | |||||||||||
CRBQ | GOLD FIELDS LTD | 6280215 | 11/4/2009 | 11 | Amend the Gold Fields Limited 2005 Share Plan adopted by the Company at its AGM on 17 NOV 2005 [the Share Plan], in accordance with the Deed of Amendment, as specified | Management | Yes | For | For | |||||||||||
CRBQ | GOLD FIELDS LTD | 6280215 | 11/4/2009 | 12 | Approve to award rights to the specified Non-Executive Directors in terms of The Gold Fields Limited 2005 Non- executive Share Plan and to place so many unissued ordinary shares in the capital of the Company as are necessary to allot and issue the shares in respect of which rights have been awarded to Non-Executive Directors under this resolution under the control of the Directors of the Company; and authorize the Directors, in terms of Section 221(2) of the Companies Act 61 of 1973, as amended, to allot and issue all and any of such shares, in accordance with the terms and conditions of The Gold Fields Limited 2005 Non-executive Share Plan, as same may be amended from time to time | Management | Yes | For | For | |||||||||||
CRBQ | GOLD FIELDS LTD | 6280215 | 11/4/2009 | 12 | Approve to pay the specified remunerations to the Directors of the Company with effect from 01 JAN 2010 | Management | Yes | For | For | |||||||||||
CRBQ | GOLD FIELDS LTD | 6280215 | 11/4/2009 | 13 | Authorize the Company or any subsidiary of the Company, pursuant to the Articles of Association of the Company, from time to time, to acquire ordinary shares in the share capital of the Company in accordance with the Companies Act, 61 of 1973 and the JSE Listings Requirements, provided that the number of ordinary shares acquired in any one FY shall not exceed 20% of the ordinary shares in issue at the date on which this resolution is passed; [Authority expires the earlier of the date of the next AGM of the Company or the date 15 months after the date on which this resolution is passed]; the repurchase must be effected through the order book operated by the JSE trading system and done without any prior understanding or arrangement between the Company and the counter party; the Company only appoints one agent to effect any repurchase(s) on its behalf; the price paid per ordinary share may not be greater than 10% above the weighted average of the market value of the ordinary shares for the five business days immediately preceding the date on which a purchase is made; the number of shares purchased by subsidiaries of the Company shall not exceed 10% in the aggregate of the number of issued shares in the Company at the relevant times; the repurchase of shares by the Company or its subsidiaries may not be effected during a prohibited period, as defined in the JSE Listings Requirements; after a repurchase, the Company will continue to comply with all the JSE Listings Requirements concerning shareholder spread requirements; and an announcement containing full details of such acquisitions of shares will be published as soon as the Company and/or its subsidiaries have acquired shares constituting, on a cumulative basis 3% of the number of shares in issue at the date of the general meeting at which this special resolution is considered and if passed, and for each 3% in aggregate of the initial number acquired thereafter | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | ZIJIN MINING GROUP COLTD, FUJIAN PROVINCE | 6725299 | 11/5/2009 | 1 | Approve the issue of medium-term notes and short-term notes and authorize the Board of Directors a general and unconditional mandate for the issue arrangement of medium-term notes and short-term notes, to issue medium- term notes and short-term notes with a total aggregate principal amount not exceeding RMB 7.5 billion [RMB 7.5 billion included] within the validity period of the mandate | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | 6725299 | 11/5/2009 | 2 | Approve the proposed amendments to the Articles of Association of the Company, and authorize the Board of Directors to do all applications, filings and registrations with the relevant authorities as necessary in respect of the amendments to the Articles of Association | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | 6725299 | 11/5/2009 | 3 | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO RESOLUTIONS REGARDING THE ELECTION OF DIRECTORS AND SUPERVISORS. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. PLEASE NOTE THAT ONLY A VOTE “FOR” THE DIRECTOR AND SUPERVISORS WILL BE CUMULATED. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY QUESTIONS | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | 6725299 | 11/5/2009 | 4 | Elect Mr. Chen Jinghe as a Director of the fourth Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | 6725299 | 11/5/2009 | 5 | Elect Mr. Luo Yingnan as a Director of the fourth Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | 6725299 | 11/5/2009 | 6 | Elect Mr. Liu Xiaochu as a Director of the fourth Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | 6725299 | 11/5/2009 | 7 | Elect Mr. Lan Fusheng as a Director of the fourth Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | 6725299 | 11/5/2009 | 8 | Elect Mr. Huang Xiaodong as a Director of the fourth Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | 6725299 | 11/5/2009 | 9 | Elect Mr. Zou Laichang as a Director of the fourth Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | 6725299 | 11/5/2009 | 10 | Elect Mr. Peng Jiaqing as a Director of the fourth Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | 6725299 | 11/5/2009 | 11 | Elect Mr. Su Congfu as a Director of the fourth Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | 6725299 | 11/5/2009 | 12 | Elect Mr. Chen Yuchuan as a Director of the fourth Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | 6725299 | 11/5/2009 | 13 | Elect Mr. Lin Yongjing as a Director of the fourth Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | 6725299 | 11/5/2009 | 14 | Elect Mr. Wang Xiaojun as a Director of the fourth Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | 6725299 | 11/5/2009 | 15 | Elect Mr. Lin Shuiqing as a Supervisor of the Company of the fourth Supervisory Committee of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | 6725299 | 11/5/2009 | 16 | Elect Mr. Xu Qiang as a Supervisor of the Company of the fourth Supervisory Committee of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | 6725299 | 11/5/2009 | 17 | Elect Mr. Lin Xinxi as a Supervisor of the Company of the fourth Supervisory Committee of the Company | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | 6725299 | 11/5/2009 | 18 | Approve to review the remunerations proposal of Directors and Supervisors of the fourth term of Board of Directors and Supervisory Committee; authorize the Board of Directors to enter into service contracts and/or appointment letters with each of the newly elected Directors and supervisors respectively subject to such terms and conditions as the Board of Directors shall think fit and to do all such acts and things and handle all other related matters as necessary | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | 6725299 | 11/5/2009 | 19 | Approve the proposal of participation in the bid of 50% shares transfer of Zijin Copper and authorize the Board of Directors to sign the subsequent related documents and handle all the matters as necessary [including but not limited to, all applications, filings and registrations with the relevant authorities] | Non Voting | ||||||||||||||
CRBQ | BLUESCOPE STL LTD | Q1415L102 | 11/12/2009 | 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE [OR VOTE “ABSTAIN”] FOR THE RELEVANT PROPOSAL ITEM. | Non Voting | ||||||||||||||
CRBQ | ROYAL GOLD INC | 780287108 | 11/18/2009 | 1 | Elect Stanley Dempsey as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL GOLD INC | 780287108 | 11/18/2009 | 2 | Elect Tony Jensen as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL GOLD INC | 780287108 | 11/18/2009 | 3 | Ratify the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accountants of the Company for the FYE 30 JUN 2010 | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL GOLD INC | 780287108 | 11/18/2009 | 4 | Transact any other business | Non Voting | ||||||||||||||
CRBQ | ROYAL GOLD INC | 780287108 | 11/18/2009 | 5 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF NON-NUMBERED AND NON-VOTABLE RESOLUTION. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 6, 7, 8, 9 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE “ABSTAIN”) FOR THE RELEVANT PROPOSAL ITEMS. | Non Voting | ||||||||||||||
CRBQ | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 2 | To receive and consider the financial report and the reports of the Directors and the Auditors of the Company and its controlled entities for the YE 30 JUN 2009 | Non Voting | ||||||||||||||
CRBQ | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 3 | Adopt and approve the remuneration report for the Company and its controlled entities for the YE 30 JUN 2009 | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 4 | Elect Mr. Ian Cumming as a Director of the Company whoresigns from the office of Director in accordance with Rule 17.3(9) of the Company’s Constitution | Management | Yes | For | For | |||||||||||
CRBQ | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 5 | Elect Mr. Li Xiaowei as a Director of the Company who resigns from the office of Director in accordance with Rule 17.3(9) of the Company’s Constitution | Management | Yes | For | For | |||||||||||
CRBQ | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 6 | Re-elect Mr. Herb Elliott as a Director of the Company who retires by rotation pursuant to Rule 17.3(3) of the Company’s Constitution | Management | Yes | For | For | |||||||||||
CRBQ | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 7 | Re-elect Mr. Ken Ambrecht as a Director of the Company who retires by rotation pursuant to Rule 17.3(3) of the Company’s Constitution | Management | Yes | For | For | |||||||||||
CRBQ | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 8 | Approve, for the purposes of Listing Rule 10.14 and for all other purposes, the grant of 1,915 Bonus Shares to Mr. Andrew Forrest in accordance with the Bonus Share Plan and otherwise on the terms and conditions as specified | Management | Yes | For | For | |||||||||||
CRBQ | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 9 | Authorize the Directors, for the purposes of Listing Rule 7.2 [Exception 9(b)] and for all other purposes, to grant Performance Rights and issue Shares pursuant to those Performance Rights from time to time upon the terms and conditions specified in the rules of the Performance Share Plan [which are specified in Annexure A to the Explanatory Statement], as an exception to Listing Rule 7.1 | Management | Yes | For | For | |||||||||||
CRBQ | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 10 | Approve, for the purposes of Chapter 2E of the Corporations Act, Listing Rule 10.14 and for all other purposes: the grant of 23,475 Performance Rights to Mr. Andrew Forrest in accordance with the Performance Share Plan and otherwise on the terms and conditions as specified; and the grant of 113,105 Performance Rights to Mr. Graeme Rowley in accordance with the Performance Share Plan and otherwise on the terms and conditions as specified; and the grant of 113,105 Performance Rights to Mr. Russell Scrimshaw in accordance with the Performance Share Plan and otherwise on the terms and conditions as specified | Management | Yes | For | For | |||||||||||
CRBQ | FORTESCUE METALS GROUP LTD | Q39360104 | 11/19/2009 | 11 | Approve, pursuant to Rule 17.5(1) of the Constitution and for the purposes of Listing Rule 10.17 and for all other purposes, increase the maximum aggregate remuneration payable by the Company to the Non-Executive Directors [as a whole] by AUD 250,000 from AUD 750,000 per annum to AUD 1,000,000 per annum with effect from 01 JUL 2009, divided amongst the Non-Executive Directors in such proportion and manner as the Directors determine or, until so determined, equally | Management | Yes | For | For | |||||||||||
CRBQ | TERRA INDUSTRIES INC. | TRA | 933154786 | 11/20/2009 | 1 | DIRECTORs Martha O. Hesse, Dennis McGlone, Henry Slack | Management | Yes | For | For | ||||||||||
CRBQ | TERRA INDUSTRIES INC. | TRA | 933154786 | 11/20/2009 | 2 | RATIFICATION OF AUDIT COMMITTEE’S SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT ACCOUNTANTS FOR 2009. | Management | Yes | For | For | ||||||||||
CRBQ | TERRA INDUSTRIES INC. | TRA | 933154786 | 11/20/2009 | 1 | DIRECTORs John N. Lilly, David A. Wilson, Irving B. Yoslowitz | Management | Yes | For | For | ||||||||||
CRBQ | TERRA INDUSTRIES INC. | TRA | 933154786 | 11/20/2009 | 2 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE COMPANY OF THE FIRM OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009. | Management | Yes | For | For | ||||||||||
CRBQ | HARMONY GOLD MINING CO LTD, JOHANNESBURG | S34320101 | 11/23/2009 | 1 | Adopt the annual financial statements for the FY 2009 | Management | Yes | For | For | |||||||||||
CRBQ | HARMONY GOLD MINING CO LTD, JOHANNESBURG | S34320101 | 11/23/2009 | 2 | Re-appoint PricewaterhouseCoopers Inc as the Auditors | Management | Yes | For | For | |||||||||||
CRBQ | HARMONY GOLD MINING CO LTD, JOHANNESBURG | S34320101 | 11/23/2009 | 3 | Elect Mr. H. O. Meyer as a Director | Management | Yes | For | For | |||||||||||
CRBQ | HARMONY GOLD MINING CO LTD, JOHANNESBURG | S34320101 | 11/23/2009 | 4 | Re-elect Ms. F. F. T. De Buck as a Director | Management | Yes | For | For | |||||||||||
CRBQ | HARMONY GOLD MINING CO LTD, JOHANNESBURG | S34320101 | 11/23/2009 | 5 | Re-elect Dr. D. S. Lushaba as a Director | Management | Yes | For | For | |||||||||||
CRBQ | HARMONY GOLD MINING CO LTD, JOHANNESBURG | S34320101 | 11/23/2009 | 6 | Re-elect Mr. M. J. Motloba as a Director | Management | Yes | For | For | |||||||||||
CRBQ | HARMONY GOLD MINING CO LTD, JOHANNESBURG | S34320101 | 11/23/2009 | 7 | Approve the placement of 10% of the authorized but unissued shares under the control of the Directors | Management | Yes | For | For | |||||||||||
CRBQ | HARMONY GOLD MINING CO LTD, JOHANNESBURG | S34320101 | 11/23/2009 | 8 | Authorize the Directors to allot and issue equity securities for cash up to 5% | Management | Yes | For | For | |||||||||||
CRBQ | HARMONY GOLD MINING CO LTD, JOHANNESBURG | S34320101 | 11/23/2009 | 9 | Approve the increase the Non-Executive Directors’ fees | Management | Yes | For | For | |||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 11/25/2009 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘‘IN FAVOR” OR “AGAINST” ONLY FOR ALL RESOLUTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 11/25/2009 | 2 | Approve an arrangement pursuant to Section 192 of the Canada Business Corporations Act pursuant to which, among other things, common shareholders of EnCana will receive 1 new common share in EnCana and 1 common share in a new public Company called “Cenovus Energy Inc.” in exchange for each common share of EnCana held | Management | Yes | For | For | |||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 11/25/2009 | 3 | Ratify and approve the Employee Stock Option Plan for Cenovus Energy Inc. | Management | Yes | For | For | |||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 11/25/2009 | 4 | Ratify and approve the Shareholder Rights Plan for Cenovus Energy Inc. | Management | Yes | For | For | |||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 11/25/2009 | 5 | Other business | Non Voting | ||||||||||||||
CRBQ | SASOL LTD | 803866102 | 11/27/2009 | 1 | Receive the annual financial statements for the YE 30 JUN 2009 | Management | Yes | For | For | |||||||||||
CRBQ | SASOL LTD | 803866102 | 11/27/2009 | 2 | Re-elect B.P. Connellan as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SASOL LTD | 803866102 | 11/27/2009 | 3 | Re-elect H.G. Dijkgraaf as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SASOL LTD | 803866102 | 11/27/2009 | 4 | Re-elect V.N. Fakude as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SASOL LTD | 803866102 | 11/27/2009 | 5 | Re-elect I.N. Mkhize as a Director | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | SASOL LTD | 803866102 | 11/27/2009 | 6 | Re-elect T.A. Wixley as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SASOL LTD | 803866102 | 11/27/2009 | 7 | Re-elect C. Beggs as a Director in terms of Article 75 H | Management | Yes | For | For | |||||||||||
CRBQ | SASOL LTD | 803866102 | 11/27/2009 | 8 | Re-elect M.J.N. Njeke as a Director in terms of Article 75 H | Management | Yes | For | For | |||||||||||
CRBQ | SASOL LTD | 803866102 | 11/27/2009 | 9 | Re-appoint KPMG Inc as the Auditors | Management | Yes | For | For | |||||||||||
CRBQ | SASOL LTD | 803866102 | 11/27/2009 | 10 | Authorize the Directors to approve a general repurchase of the Company’s ordinary shares | Management | Yes | For | For | |||||||||||
CRBQ | SASOL LTD | 803866102 | 11/27/2009 | 11 | Approve to revise the annual emoluments payable by the Company or its subsidiaries to Non Executive Directors | Management | Yes | For | For | |||||||||||
CRBQ | SASOL LTD | 803866102 | 11/27/2009 | 12 | Transact other business | Non Voting | ||||||||||||||
CRBQ | SASOL LTD | 803866102 | 11/27/2009 | 13 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF NON-NUMBERED AND NON-VOTABLE RESOLUTION. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR ALL RESOLUTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 2 | Receive the audited financial statements, the reports of the Directors and of the Auditors for the FYE 30 JUN 2009 | Management | Yes | For | For | |||||||||||
CRBQ | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 3 | Approve the final dividend for the FYE 30 JUN 2008 | Management | Yes | For | For | |||||||||||
CRBQ | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 4 | Re-elect Mr. Kwok Ho as an Executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 5 | Re-elect Mr. Fung Chi Kin as an Independent Non- Executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 6 | Re-elect Mr. Tam Ching Ho as an Independent Non- Executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 7 | Authorize the Board of Directors of the Company [the Directors] to fix the Directors’ remuneration | Management | Yes | For | For | |||||||||||
CRBQ | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 8 | Re-appoint Grant Thornton as the Auditors of the Company and authorize the Board of Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBQ | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 9 | Authorize the Directors of the Company to purchase, or otherwise acquire shares of HKD 0.10 each in the capital of the Company on The Stock Exchange of Hong Kong Limited [the Stock Exchange] or on any other stock exchange on which the shares of the Company may be listed and recognized by the Securities and Futures Commission of Hong Kong and the Stock Exchange for this purpose, subject to and in accordance with all applicable laws and requirements of the Rules Governing the Listing of Securities on the Stock Exchange [as amended from time to time], not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company; [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Articles of Association of the Company or any applicable laws to be held] | Management | Yes | For | For | |||||||||||
CRBQ | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 10 | Authorize the Directors of the Company to allot, issue and deal with additional shares in the capital of the Company and make or grant offers, agreements, options [including bonds, warrants and debentures convertible into shares of the Company] and rights of exchange or conversion which might require the exercise of such powers during and after the end of the relevant period, shall not exceed 20% of the aggregate amount of share capital of the Company in issue as at the date of passing this resolution, and otherwise than | Management | Yes | For | For | |||||||||||
CRBQ | CHAODA MODERN AGRICULTURE | G2046Q107 | 11/27/2009 | 11 | Approve, conditional upon the passing of Resolutions 5.A and 5.B, to extend the general mandate granted to the Directors of the Company to allot, issue and otherwise deal with the shares of the Company pursuant to Resolution 5.B by the addition thereto of an amount representing the aggregate nominal amount of the shares of the Company purchased or otherwise acquired by the Company pursuant to Resolution 5.A, provided that such amount does not exceed 10% of the aggregate nominal amount of the issued share capital of the Company at the date of passing this resolution | Management | Yes | For | For | |||||||||||
CRBQ | AQUARIUS PLATINUM LTD, HAMILTON | G0440M128 | 11/27/2009 | 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 4, 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE “ABSTAIN”) FOR THE RELEVANT PROPOSAL ITEMS. | Non Voting | ||||||||||||||
CRBQ | AQUARIUS PLATINUM LTD, HAMILTON | G0440M128 | 11/27/2009 | 2 | Appointment of Chairman of the Meeting | Non Voting | ||||||||||||||
CRBQ | AQUARIUS PLATINUM LTD, HAMILTON | G0440M128 | 11/27/2009 | 3 | Confirmation of the Notice and Quorum | Non Voting | ||||||||||||||
CRBQ | AQUARIUS PLATINUM LTD, HAMILTON | G0440M128 | 11/27/2009 | 4 | To receive the financial statements, Directors’ report and the Auditor’s report for the Company and its controlled entities for the period ended 30 JUN 2009 | Non Voting | ||||||||||||||
CRBQ | AQUARIUS PLATINUM LTD, HAMILTON | G0440M128 | 11/27/2009 | 5 | Re-elect Mr. Tim Freshwater as a Director, who retires by rotation in accordance with the Company’s Bye-Laws | Management | Yes | For | For | |||||||||||
CRBQ | AQUARIUS PLATINUM LTD, HAMILTON | G0440M128 | 11/27/2009 | 6 | Re-elect Mr. Edward Haslam as a Director, who retires by rotation in accordance with the Company’s Bye-Laws | Management | Yes | For | For | |||||||||||
CRBQ | AQUARIUS PLATINUM LTD, HAMILTON | G0440M128 | 11/27/2009 | 7 | Re-elect Mr. Zwelakhe Mankazana as a Director, who was appointed a Director of the Company to fill a casual vacancy on 05 NOV 2008, who retires in accordance with ASX Listing Rules | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | AQUARIUS PLATINUM LTD, HAMILTON | G0440M128 | 11/27/2009 | 8 | Approve or ratify [as appropriate], for the purposes of ASX Listing Rule 7.1, ASX Listing Rule 7.4 and for all other purposes, the issue of up to 1,815,684 shares on exercise of the Ridge Options, on the terms and conditions as specified | Management | Yes | For | For | |||||||||||
CRBQ | AQUARIUS PLATINUM LTD, HAMILTON | G0440M128 | 11/27/2009 | 9 | Ratify, for the purposes of ASX Listing Rule 7.4 and for all other purposes, the issue of 11,636,363 shares on exercise of the Imbani Option and the Zijin Warrants, on the terms and conditions as specified | Management | Yes | For | For | |||||||||||
CRBQ | AQUARIUS PLATINUM LTD, HAMILTON | G0440M128 | 11/27/2009 | 10 | Appoint Messrs. Ernst & Young of Perth, Western Australia as the Auditors of the Company until the conclusion of the next AGM at a fee to be agreed by the Directors | Management | Yes | For | For | |||||||||||
CRBQ | NUFARM LIMITED | Q7007B105 | 11/27/2009 | 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 4, 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE [OR VOTE ‘‘ABSTAIN’’] FOR THE RELEVANT PROPOSAL ITEMS. | Non Voting | ||||||||||||||
CRBQ | NUFARM LIMITED | Q7007B105 | 11/27/2009 | 2 | To receive and consider the financial report of the Company and the consolidated financial statements of the Company and the Company’s controlled entities, the Directors’ report and the Auditor’s report for the YE 31 JUL 2009 | Non Voting | ||||||||||||||
CRBQ | NUFARM LIMITED | Q7007B105 | 11/27/2009 | 3 | Adopt the remuneration report of the Company for the YE 31 JUL 2009 | Management | Yes | For | For | |||||||||||
CRBQ | NUFARM LIMITED | Q7007B105 | 11/27/2009 | 4 | Re-elect Dr. W.B. [Bruce] Goodfellow as a Director of the Company, who retires by rotation in accordance with the Company’s constitution and ASX Listing Rule 14.4 | Management | Yes | For | For | |||||||||||
CRBQ | NUFARM LIMITED | Q7007B105 | 11/27/2009 | 5 | Re-elect Dr. J.W. [John] Stocker AO as a Director of the Company, who retires by rotation in accordance with the Company’s constitution and ASX Listing Rule 14.4 | Management | Yes | For | For | |||||||||||
CRBQ | NUFARM LIMITED | Q7007B105 | 11/27/2009 | 6 | Re-elect Dr. R.J. [Bob] Edgar as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | NUFARM LIMITED | Q7007B105 | 11/27/2009 | 7 | Approve to issue of 26,700,000 Ordinary Shares at an issue price of AUD 11.25 each on 21 MAY 2009 to Institutional Investors as part of an Institutional Equity Placement for the purpose of Listing Rule 7.4 | Management | Yes | For | For | |||||||||||
CRBQ | NUFARM LIMITED | Q7007B105 | 11/27/2009 | 8 | Approve to increase the maximum total remuneration payable to the Non-Executive Directors from AUD 1,200,000 per annum to an amount not exceeding AUD 1,600,000, to be divided among the Non-Executive Directors in such proportions and manner as the Directors may determine | Management | Yes | For | For | |||||||||||
CRBQ | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 12/3/2009 | 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED THE SAME AS A “TAKE NO ACTION” VOTE. | Non Voting | ||||||||||||||
CRBQ | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 12/3/2009 | 2 | Approve the depositary services to be provided by COFCO Finance Co., Ltd. pursuant to the Financial Services Agreement dated 27 OCT 2009 between COFCO Agricultural Industries Management Services Co., Ltd., COFCO Finance Co., Ltd. and the Company (the Financial Services Agreement), subject to the relevant caps as specified; and ratify and approve the execution of the Financial Services Agreement, as specified | Management | Yes | For | For | |||||||||||
CRBQ | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 12/3/2009 | 3 | Approve the entrustment loans to be advanced to COFCO East Ocean Oils & Grains Industries (Zhangjiagang) Co., Ltd. and COFCO ADM Oils & Grains Industries (Heze) Co., Ltd. by COFCO Agriculture Industries Management Services Co., Ltd. pursuant to the Entrustment Loan Framework Agreement dated 27 OCT 2009 between COFCO Agricultural Industries Management Services Co., Ltd., COFCO Finance Co., Ltd. and the Company (the Entrustment Loan Framework Agreement) subject to the relevant caps as specified; and ratify and approve the execution of the Entrustment Loan Framework Agreement, as specified | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 12/3/2009 | 4 | Authorize any 1 or more of the Directors of the Company (the ‘Directors’) to execute and deliver such other documents or supplemental agreements or deeds on behalf of the Company and to do all such things and take all such actions as he or they may consider necessary or desirable for the purpose of giving effect to the Financial Services Agreement and the Entrustment Loan Framework Agreement and the transactions contemplated thereunder with such changes as any Director(s) may consider necessary, desirable or expedient | Management | Yes | For | For | |||||||||||
CRBQ | GRUPO MEXICO SAB DE CV | P49538112 | 12/8/2009 | 1 | Approve, if relevant, the plan for the reorganization of the subsidiary of the Company called Asarco LLC., resolutions in this regard | Management | Yes | For | For | |||||||||||
CRBQ | GRUPO MEXICO SAB DE CV | P49538112 | 12/8/2009 | 2 | Approve the designation of delegates who will carry out and formalize the resolutions passed by this general meeting, resolutions in this regard | Management | Yes | For | For | |||||||||||
CRBQ | RANDGOLD RES LTD | G73740113 | 12/16/2009 | 1 | Approve the acquisition by Kibali [Jersey] Limited of shares in Kibali Goldmines s.p.r.l. | Management | Yes | For | For | |||||||||||
CRBQ | INCITEC PIVOT LTD | Q4887E101 | 12/23/2009 | 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 3 VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE “ABSTAIN”) FOR THE RELEVANT PROPOSAL ITEMS. | Non Voting | ||||||||||||||
CRBQ | INCITEC PIVOT LTD | Q4887E101 | 12/23/2009 | 2 | To table for discussion the financial report of the Company, the Directors’ report and the Auditor’s report for the YE 30 SEP 2009 | Non Voting | ||||||||||||||
CRBQ | INCITEC PIVOT LTD | Q4887E101 | 12/23/2009 | 3 | Re-elect Mr. Graham Smorgon as a Director of the Company, who retires in accordance with the Company’s Constitution | Management | Yes | For | For | |||||||||||
CRBQ | INCITEC PIVOT LTD | Q4887E101 | 12/23/2009 | 4 | Re-elect Mr. Anthony Larkin as a Director of the Company, who retires in accordance with the Company’s Constitution | Management | Yes | For | For | |||||||||||
CRBQ | INCITEC PIVOT LTD | Q4887E101 | 12/23/2009 | 5 | Approve the grant of performance rights under the Incitec Pivot Performance Rights Plan to the Managing Director & Chief Executive Officer, Mr. James Fazzino, as specified | Management | Yes | For | For | |||||||||||
CRBQ | INCITEC PIVOT LTD | Q4887E101 | 12/23/2009 | 6 | Adopt the remuneration report for the Company [included in the Directors’ report] for the YE 30 SEP 2009 | Management | Yes | For | For | |||||||||||
CRBQ | THE ISRAEL CORP | M8785N109 | 12/28/2009 | 1 | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | THE ISRAEL CORP | M8785N109 | 12/28/2009 | 2 | Approve the purchase by the Company from Ofer Brothers (Energy Holdings) Ltd., a Company owned by the controlling shareholders of Israel Corporation, of the holdings of Ofer Energy in O.P.C. Rotem Ltd., (80%), a Company owning the right to erect a 400 megawatt power station by virtue of winning a government tender; the Company will pay Ofer Energy the par value of the shares and will place loans at the disposal of OPC for the purpose of repayment of shareholders loans given to OPC by Ofer Energy, the loans will be linked to the consumers prices index and will bear 4% interest; and the loans presently amount to NIS 15.5 million and are expected to reach NIS 16.5 million by completion | Management | Yes | For | For | |||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 1/11/2010 | 1 | Approve that the proposed sale of 50% of the issued share capital of Ekibestuz GRE-1 Limited Liability Partnership to Joint stock Company National Welfare Fund Samruk- Kazyna the Transaction , as specified, pursuant to the terms and subject to the conditions of a sale and purchase agreement entered into on 09 DEC 2009 between Kazakhmys PLC, Eklbastuz Holdings B.V. and Joint stock Company National welfare fund samruk-Kazyna the ‘Sale and Purchase Agreement’ , and authorize the Directors of the Company to do all such acts and things as they may in their absolute discretion consider necessary and/or desirable in order to implement and complete the Transaction in accordance with the terms described in the sale and purchase agreement, subject to such immaterial amendments or variations thereto as the Directors of the company may in their absolute discretion think fit | Management | Yes | For | For | |||||||||||
CRBQ | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 1 | AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU | Non Voting | ||||||||||||||
CRBQ | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 2 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 31 DEC 2009, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 3 | Presentation of the financial statements and annual report for the 2008/2009 FY with the report of the Supervisory Board, the Group financial statements and Group annual report as well as the report by the Board of Managing Directors pursuant to Sections 289(4) and 315(4) of the German Commercial Code | Non Voting | ||||||||||||||
CRBQ | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 4 | Resolution on the appropriation of the distribution profit of EUR 154,346,713.20 as follows: payment of a dividend of EUR 0.30 per no-par share EUR 15,304,665.60 shall be carried forward ex-dividend and payable date: 22 JAN 2010 | Management | Yes | For | For | |||||||||||
CRBQ | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 5 | Ratification of the acts of the Board of Managing Directors | Management | Yes | For | For | |||||||||||
CRBQ | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 6 | Ratification of the acts of the Supervisory Board | Management | Yes | For | For | |||||||||||
CRBQ | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 7 | Approval of the remuneration system for the Members of the Board of Managing Directors | Management | Yes | For | For | |||||||||||
CRBQ | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 8 | Elections to the Supervisory Board: Professor. Dr.-Ing. Dr.- Ing. E.h. Hans-Peter keitel | Management | Yes | For | For | |||||||||||
CRBQ | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 9 | Elections to the Supervisory Board: Professor. Dr. Ulrich Lehner | Management | Yes | For | For | |||||||||||
CRBQ | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 10 | Elections to the Supervisory Board: Professor. Dr. Bernhard Pellens | Management | Yes | For | For | |||||||||||
CRBQ | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 11 | Elections to the Supervisory Board: Dr. Henning Schulte- Noelle | Management | Yes | For | For | |||||||||||
CRBQ | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 12 | Elections to the Supervisory Board: Christian Streiff | Management | Yes | For | For | |||||||||||
CRBQ | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 13 | Elections to the Supervisory Board: Juergen R. Thumann | Management | Yes | For | For | |||||||||||
CRBQ | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 14 | Elections to the Supervisory Board: Professor. Dr. Beatrice Weder Di Mauro | Management | Yes | For | For | |||||||||||
CRBQ | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 15 | Appointment of Auditors for the 2009/2010 FY: KPMG AG, Berlin | Management | Yes | For | For | |||||||||||
CRBQ | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 16 | Renewal of the authorization to acquire own shares, the Company shall be authorized to acquire own shares of up to 10% of the Company’s share capital through the Stock Exchange at a price not deviating more than 5% from the market price, or by way of a public repurchase offer at a price not deviating more than 10% from the market price of the shares, on or before 20 JAN 2015, the Board of Managing Directors shall be authorized to retire the shares, to dispose of the shares in a manner other than the Stock Exchange or an offer to all shareholders if the shares are sold at a price not materially below their market price, to offer the shares to employees of the Company and its affiliates, and to use the shares in connection with mergers and acquisitions against payment in kind or for satisfying conversion or option rights | Management | Yes | For | For | |||||||||||
CRBQ | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 17 | Authorization to use derivatives for the acquisition of own shares supplementary to Item 8, the Company shall also be authorized to use put and call options for the acquisition of own shares of up to 5% of the Company’s share capital, at prices not deviating more than 10% from the market price of the shares | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | THYSSENKRUPP AG, DUISBURG/ESSEN | D8398Q119 | 1/21/2010 | 18 | Amendments to the Articles of Association in accordance with the Law on the Implementation of the Shareholder Rights Directive (ARUG) - Section 17(1), in respect of shareholders being entitled to participate and vote at the shareholders meeting if they register with the Company by the sixth day prior to the meeting - Section 17(2), in respect of shareholders being obliged to provide evidence of their shareholding as per the statutory record date - Section 17(3), in respect of proxy-voting instructions also being issued electronically in a manner determined by the Company - Section 17(4), in respect of the Board of Managing Directors being authorized to provide for online- participation at a shareholders meeting - Section 17(5), in respect of the Board of Managing Directors being authorized to provide for the shareholders to exercise their right to vote, without participating at the meeting, in writing or by way of electronic means of communication - Section 18(3), in respect of the chairman of the shareholders meeting being authorized to permit the audiovisual transmission of the shareholders meeting | Management | Yes | For | For | |||||||||||
CRBQ | VALE S.A. | VALE | 91912E105 | 1/22/2010 | 1 | TO RATIFY THE APPOINTMENT OF AN ALTERNATE MEMBER OF THE BOARD OF DIRECTORS, DULY NOMINATED DURING THE BOARD OF DIRECTORS MEETINGS HELD ON SEPTEMBER 17, 2009 IN ACCORDANCE WITH SECTION 10 OF ARTICLE 11 OF VALE’S BY-LAWS | Management | Yes | For | For | ||||||||||
CRBQ | VALE S.A. | VALE | 91912E105 | 1/22/2010 | 2 | THE APPROVAL FOR THE PROTOCOLS AND JUSTIFICATIONS OF THE CONSOLIDATIONS OF SOCIEDADE DE MINERACAO ESTRELA DE APOLO S.A. (“ESTRELA DE APOLO”) AND OF MINERACAO VALE CORUMBA S.A. (“VALE CORUMBA”) INTO VALE, PURSUANT TO ARTICLES 224 AND 225 OF THE BRAZILIAN CORPORATE LAW | Management | Yes | For | For | ||||||||||
CRBQ | VALE S.A. | VALE | 91912E105 | 1/22/2010 | 3 | TO RATIFY THE APPOINTMENT OF DOMINGUES E PINHO CONTADORES, THE EXPERTS HIRED TO APPRAISE THE VALUES OF BOTH ESTRELA DE APOLO AND VALE CORUMBA | Management | Yes | For | For | ||||||||||
CRBQ | VALE S.A. | VALE | 91912E105 | 1/22/2010 | 4 | TO DECIDE ON THE APPRAISAL REPORTS, PREPARED BY THE EXPERT APPRAISERS | Management | Yes | For | For | ||||||||||
CRBQ | VALE S.A. | VALE | 91912E105 | 1/22/2010 | 5 | THE APPROVAL FOR THE CONSOLIDATION OF BOTH ESTRELA DE APOLO AND VALE CORUMBA INTO VALE, WITHOUT A CAPITAL INCREASE OR THE ISSUANCE OF NEW VALE SHARES | Management | Yes | For | For | ||||||||||
CRBQ | MAKHTESHIM-AGAN INDS LTD | M67888103 | 1/24/2010 | 1 | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL | Non Voting | ||||||||||||||
CRBQ | MAKHTESHIM-AGAN INDS LTD | M67888103 | 1/24/2010 | 2 | Re-appoint Professor I. Hat as an External Director for an additional statutory 3 year period | Management | Yes | For | For | |||||||||||
CRBQ | MONSANTO COMPANY | MON | 61166W101 | 1/26/2010 | 1 | ELECTION OF DIRECTOR: FRANK V. ATLEE III | Management | Yes | For | For | ||||||||||
CRBQ | MONSANTO COMPANY | MON | 61166W101 | 1/26/2010 | 2 | ELECTION OF DIRECTOR: DAVID L. CHICOINE, PH.D | Management | Yes | For | For | ||||||||||
CRBQ | MONSANTO COMPANY | MON | 61166W101 | 1/26/2010 | 3 | ELECTION OF DIRECTOR: ARTHUR H. HARPER | Management | Yes | For | For | ||||||||||
CRBQ | MONSANTO COMPANY | MON | 61166W101 | 1/26/2010 | 4 | ELECTION OF DIRECTOR: GWENDOLYN S. KING | Management | Yes | For | For | ||||||||||
CRBQ | MONSANTO COMPANY | MON | 61166W101 | 1/26/2010 | 5 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Yes | For | For | ||||||||||
CRBQ | MONSANTO COMPANY | MON | 61166W101 | 1/26/2010 | 6 | APPROVAL OF PERFORMANCE GOALS UNDER THE MONSANTO COMPANY 2005 LONG-TERM INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
CRBQ | LONMIN PUB LTD CO | G56350112 | 1/28/2010 | 1 | Receive the report and accounts | Management | Yes | For | For | |||||||||||
CRBQ | LONMIN PUB LTD CO | G56350112 | 1/28/2010 | 2 | Approve the Directors’ remuneration report | Management | Yes | For | For | |||||||||||
CRBQ | LONMIN PUB LTD CO | G56350112 | 1/28/2010 | 3 | Re-appoint KPMG Audit Plc as the Auditors and approve the remuneration of the Auditors | Management | Yes | For | For | |||||||||||
CRBQ | LONMIN PUB LTD CO | G56350112 | 1/28/2010 | 4 | Re-elect Ian Farmer as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | LONMIN PUB LTD CO | G56350112 | 1/28/2010 | 5 | Re-elect Alan Ferguson as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | LONMIN PUB LTD CO | G56350112 | 1/28/2010 | 6 | Re-elect David Munro as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | LONMIN PUB LTD CO | G56350112 | 1/28/2010 | 7 | Re-elect Roger Phillimore as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | LONMIN PUB LTD CO | G56350112 | 1/28/2010 | 8 | Re-elect Jim Sutcliffe as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | LONMIN PUB LTD CO | G56350112 | 1/28/2010 | 9 | Re-elect Jonathan Leslie as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | LONMIN PUB LTD CO | G56350112 | 1/28/2010 | 10 | Grant authority to allot shares | Management | Yes | For | For | |||||||||||
CRBQ | LONMIN PUB LTD CO | G56350112 | 1/28/2010 | 11 | Approve the disapplication of pre emption rights | Management | Yes | For | For | |||||||||||
,Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | LONMIN PUB LTD CO | G56350112 | 1/28/2010 | 12 | Grant authority for the Company to purchase its own shares | Management | Yes | For | For | |||||||||||
CRBQ | LONMIN PUB LTD CO | G56350112 | 1/28/2010 | 13 | Approve the notice period of 14 days for general meetings other than AGMs | Management | Yes | For | For | |||||||||||
CRBQ | LONMIN PUB LTD CO | G56350112 | 1/28/2010 | 14 | Adopt the new Articles of Association | Management | Yes | For | For | |||||||||||
CRBQ | LONMIN PUB LTD CO | G56350112 | 1/28/2010 | 15 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAME IN RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 2/7/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR ALL RESOLUTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 2/7/2010 | 2 | Approve the proposed amendment to the Articles of Association of the Company as specified and authorize the Board to deal with on behalf of the Company the relevant filing and amendments where necessary procedures and other related issues arising from the amendments to the Articles of Association of the Company | Management | Yes | For | For | |||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 2/7/2010 | 3 | Approve that the conditional upon Resolution No. 1 as specified in the notice dated 21 DEC 2009 of this meeting being passed, the Company may send or supply Corporate Communications to its holders of H Shares in relation to whom the conditions set out below are met by making such Corporate Communications available on the Company’s own website and authorize the Directors, to sign all such documents and/or do all such things which the Directors may consider necessary or expedient and in the interest of the shareholders and the Company for the purpose of effecting or otherwise in connection with the Company’s proposed communication with its holders of H Shares through the Company’s website; CONTD. | Management | Yes | For | For | |||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 2/7/2010 | 4 | CONTD. the supply of Corporate Communications by making such Corporate Communications available on the Company’s own website is subject to the fulfillment of the following conditions: a) that each holder of H Shares has been asked individually by the Company to agree that the Company may send or supply Corporate Communications to such holder through its website; and the Company has not received any objection from such holders of H shares within a 28 day period beginning with the date on which the Company s request was sent | Management | Yes | For | For | |||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 2/7/2010 | 5 | Approve the assessment results under the H-Share Appreciation Rights Scheme | Management | Yes | For | For | |||||||||||
CRBQ | PETROPAVLOVSK PLC, LONDON | G5555S109 | 10-Feb-2010 | 1 | Approve to direct the Directors to elect on behalf of the Company that the exercise of all conversion rights attached to the USD 330,000,000; 4.00% guaranteed convertible bonds due 2015 subject to increase by up to USD 50,000,000 issued by Petropavlovsk 2010 Limited, a wholly-owned indirect subsidiary of the Company, be settled in full by the delivery of ordinary shares of the Company in exchange for preference shares of Petropavlovsk 2010 Limited, and authorize the Directors of the Company to the extent they determine necessary to implement such election | Management | Yes | For | For | |||||||||||
CRBQ | ISRAEL CHEMICALS LTD | M5920A109 | 2/15/2010 | 1 | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL | Non Voting | ||||||||||||||
CRBQ | ISRAEL CHEMICALS LTD | M5920A109 | 2/15/2010 | 2 | Approve the issue to the Chairman, Mr. Nir Gilad, of 800,000 options with an exercise price of NIS 53.1 vesting by 3 installments; the issue is in the frame of an issue 11 million options to 200 individuals including officers and senior executives; the economic value calculated by the Black & Schules method is NIS 14.8 million | Management | Yes | For | For | |||||||||||
CRBQ | DEERE & COMPANY | DE | 244199105 | 2/24/2010 | 1 | ELECTION OF DIRECTOR: SAMUEL R. ALLEN | Management | Yes | For | For | ||||||||||
CRBQ | DEERE & COMPANY | DE | 244199105 | 2/24/2010 | 2 | ELECTION OF DIRECTOR: AULANA L. PETERS | Management | Yes | For | For | ||||||||||
CRBQ | DEERE & COMPANY | DE | 244199105 | 2/24/2010 | 3 | ELECTION OF DIRECTOR: DAVID B. SPEER | Management | Yes | For | For | ||||||||||
CRBQ | DEERE & COMPANY | DE | 244199105 | 2/24/2010 | 4 | COMPANY PROPOSAL #1 - AMEND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS | Management | Yes | For | For | ||||||||||
CRBQ | DEERE & COMPANY | DE | 244199105 | 2/24/2010 | 5 | COMPANY PROPOSAL #2 - AMEND THE JOHN DEERE OMNIBUS EQUITY AND INCENTIVE PLAN | Management | Yes | For | For | ||||||||||
CRBQ | DEERE & COMPANY | DE | 244199105 | 2/24/2010 | 6 | COMPANY PROPOSAL #3 - RE-APPROVE THE JOHN DEERE SHORT-TERM INCENTIVE BONUS PLAN | Management | Yes | For | For | ||||||||||
CRBQ | DEERE & COMPANY | DE | 244199105 | 2/24/2010 | 7 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010 | Management | Yes | For | For | ||||||||||
CRBQ | DEERE & COMPANY | DE | 244199105 | 2/24/2010 | 8 | STOCKHOLDER PROPOSAL #1 - CEO PAY DISPARITY | Stockholder | Yes | Against | For | ||||||||||
CRBQ | DEERE & COMPANY | DE | 244199105 | 2/24/2010 | 9 | STOCKHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION | Stockholder | Yes | Against | For | ||||||||||
CRBQ | DEERE & COMPANY | DE | 244199105 | 2/24/2010 | 10 | STOCKHOLDER PROPOSAL #3 - SEPARATION OF CEO AND CHAIRMAN RESPONSIBILITIES | Stockholder | Yes | Against | For | ||||||||||
CRBQ | POSCO | PKX | 693483109 | 2/26/2010 | 1 | Approval of balance sheet (statements of financial position), statements of income and statements of appropriation of retatined earnings for the 42nd fiscal year | Management | Yes | For | For | ||||||||||
CRBQ | POSCO | PKX | 693483109 | 2/26/2010 | 2 | Partial amendments to articles of incorporation | Management | Yes | For | For | ||||||||||
CRBQ | POSCO | PKX | 693483109 | 2/26/2010 | 3 | Election of Director: Park, Han-Yong | Management | Yes | For | For | ||||||||||
CRBQ | POSCO | PKX | 693483109 | 2/26/2010 | 4 | Election of Director: Oh, Chang-Kwan | Management | Yes | For | For | ||||||||||
CRBQ | POSCO | PKX | 693483109 | 2/26/2010 | 5 | Election of Director: Kim, Jin-Il | Management | Yes | For | For | ||||||||||
CRBQ | POSCO | PKX | 693483109 | 2/26/2010 | 6 | Approval of limits of the total renumeration for directors | Management | Yes | For | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | NUFARM LIMITED | Q7007B105 | 3/2/2010 | 1 | Approve, for all purposes, the acquisition of up to 20% of the issued shares in Nufarm by Sumitomo pursuant to the Tender Offer proposed to be made by Sumitomo to all eligible Nufarm shareholders | Management | Yes | For | For | |||||||||||
CRBQ | VITERRA INC | 92849T108 | 3/10/2010 | 3 | Elect Thomas Birks as a Director | Management | Yes | For | For | |||||||||||
CRBQ | VITERRA INC | 92849T108 | 3/10/2010 | 4 | Elect Vic Bruce as a Director | Management | Yes | For | For | |||||||||||
CRBQ | VITERRA INC | 92849T108 | 3/10/2010 | 5 | Elect Thomas Chambers as a Director | Management | Yes | For | For | |||||||||||
CRBQ | VITERRA INC | 92849T108 | 3/10/2010 | 6 | Elect Paul Daniel as a Director | Management | Yes | For | For | |||||||||||
CRBQ | VITERRA INC | 92849T108 | 3/10/2010 | 7 | Elect Bonnie DuPont as a Director | Management | Yes | For | For | |||||||||||
CRBQ | VITERRA INC | 92849T108 | 3/10/2010 | 8 | Elect Perry Gunner as a Director | Management | Yes | For | For | |||||||||||
CRBQ | VITERRA INC | 92849T108 | 3/10/2010 | 9 | Elect Tim Hearn as a Director | Management | Yes | For | For | |||||||||||
CRBQ | VITERRA INC | 92849T108 | 3/10/2010 | 10 | Elect Dallas Howe as a Director | Management | Yes | For | For | |||||||||||
CRBQ | VITERRA INC | 92849T108 | 3/10/2010 | 11 | Elect Kevin Osborn as a Director | Management | Yes | For | For | |||||||||||
CRBQ | VITERRA INC | 92849T108 | 3/10/2010 | 12 | Elect Herb Pinder, Jr. as a Director | Management | Yes | For | For | |||||||||||
CRBQ | VITERRA INC | 92849T108 | 3/10/2010 | 13 | Elect Larry Ruud as a Director | Management | Yes | For | For | |||||||||||
CRBQ | VITERRA INC | 92849T108 | 3/10/2010 | 14 | Elect Mayo Schmidt as a Director | Management | Yes | For | For | |||||||||||
CRBQ | VITERRA INC | 92849T108 | 3/10/2010 | 15 | Elect Max Venning as a Director | Management | Yes | For | For | |||||||||||
CRBQ | VITERRA INC | 92849T108 | 3/10/2010 | 16 | Appoint Deloitte & Touche LLP as the Auditors of the Corporation for the | Management | Yes | For | For | |||||||||||
CRBQ | VITERRA INC | 92849T108 | 3/10/2010 | 17 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Approve to provide a report to Shareholders by SEP 2010, prepared at reasonable cost and omitting proprietary information, describing how Viterra is assessing the impact of climate change on the corporation, the corporation’s plans to disclose this assessment to Shareholders, and, if applicable, the rationale for not disclosing such information in the future through annual reporting mechanisms such as the Carbon Disclosure Project | Stockholder | Yes | Against | For | |||||||||||
CRBQ | VITERRA INC | 92849T108 | 3/10/2010 | 18 | Transact such other business | Non Voting | ||||||||||||||
CRBQ | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 3/18/2010 | 1 | PLEASE NOTE THAT THE SHAREHOLDERS ARE ALLOWED TO VOTE IN “FAVOR” OR “AGAINST” FOR ALL RESOLUTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 3/18/2010 | 2 | Ratify and approve the MOUs as specified and the execution thereof and implementation of all transactions there under; the proposed maximum aggregate annual values of the transactions under the MOUs as specified; and authorize the Directors of the Company to sign, execute, perfect and deliver all such documents and do all such deeds, acts, matters and things as they may in their absolute discretion consider necessary or desirable for the purpose of or in connection with the implementation of the MOUs and all transactions and other matters contemplated there under or ancillary thereto, to waive compliance from and/or agree to any amendment or supplement to any of the provisions of the MOUs which in their opinion is not of a material nature and to effect or implement any other matters referred to in this resolution | Management | Yes | For | For | |||||||||||
CRBQ | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 3/18/2010 | 3 | Ratify and approve the Sales Contract as specified and the execution thereof and implementation of all transactions there under; and authorize the Directors of the Company to sign, execute, perfect and deliver all such documents and do all such deeds, acts, matters and things as they may in their absolute discretion consider necessary or desirable for the purpose of or in connection with the implementation of the Sales Contract and all transactions and other matters contemplated there under or ancillary thereto, to waive compliance from and/or agree to any amendment or supplement to any of the provisions of the Sales Contract which in their opinion is not of a material nature and to effect or implement any other matters referred to in this resolution | Management | Yes | For | For | |||||||||||
CRBQ | MAKHTESHIM-AGAN INDS LTD | M67888103 | 3/24/2010 | 1 | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL | Non Voting | ||||||||||||||
CRBQ | MAKHTESHIM-AGAN INDS LTD | M67888103 | 3/24/2010 | 2 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 24 MAR 2010 AT 11:00 AM. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | MAKHTESHIM-AGAN INDS LTD | M67888103 | 3/24/2010 | 3 | Approve that in any issuance of securities by means of rights, due to which the Law of a foreign country should apply to the Company, the Company may not offer the rights to the owners of Company securities due to which the Law of the foreign state applies to the offer ‘Foreign Holders’ and ‘Exclusion of Foreign Holders’, as the case may be , according to the Securities Regulations means of offering the public securities , 5767-2007 hereinafter ‘The Means of Offering Regulations’ | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | COMPANIA DE MINAS BUENAVENTURA S.A.A. | BVN | 204448104 | 3/26/2010 | 1 | TO APPROVE THE ANNUAL REPORT AS OF DECEMBER, 31, 2009. A PRELIMINARY SPANISH VERSION OF THE ANNUAL REPORT WILL BE AVAILABLE IN THE COMPANY’S WEB SITE HTTP://WWW.BUENAVENTURA.COM/IR/. | Management | Yes | For | For | ||||||||||
CRBQ | COMPANIA DE MINAS BUENAVENTURA S.A.A. | BVN | 204448104 | 3/26/2010 | 2 | TO APPROVE THE FINANCIAL STATEMENTS AS OF DECEMBER, 31, 2009, WHICH WERE PUBLICLY REPORTED AND ARE IN OUR WEB SITE HTTP://WWW.BUENAVENTURA.COM/IR/ (INCLUDED IN 4Q09 EARNINGS RELEASE). | Management | Yes | For | For | ||||||||||
CRBQ | COMPANIA DE MINAS BUENAVENTURA S.A.A. | BVN | 204448104 | 3/26/2010 | 3 | TO APPOINT ERNST AND YOUNG (MEDINA, ZALDIVAR, PAREDES Y ASOCIADOS) AS EXTERNAL AUDITORS FOR FISCAL YEAR 2010. | Management | Yes | For | For | ||||||||||
CRBQ | COMPANIA DE MINAS BUENAVENTURA S.A.A. | BVN | 204448104 | 3/26/2010 | 4 | TO APPROVE THE PAYMENT OF A CASH DIVIDEND OF US$0.30 PER SHARE OR ADS ACCORDING TO THE COMPANY’S DIVIDEND POLICY*. | Management | Yes | For | For | ||||||||||
CRBQ | ANGLO PLATINUM LTD | S9122P108 | 3/29/2010 | 1 | Adopt the annual financial statements for the YE 31 DEC 2009, together with the Directors’ report and the report of the Auditors | Management | Yes | For | For | |||||||||||
CRBQ | ANGLO PLATINUM LTD | S9122P108 | 3/29/2010 | 2 | Re-elect Mr. T M F Phaswana as a Director of the Company, who retires in terms of Article 82 of the Articles of Association of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ANGLO PLATINUM LTD | S9122P108 | 3/29/2010 | 3 | Re-elect Mr. R M W Dunne as a Director of the Company, who retires in terms of Article 82 of the Articles of Association of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ANGLO PLATINUM LTD | S9122P108 | 3/29/2010 | 4 | Re-elect R Medori as a Director of the Company, who retires in terms of Article 85 of the Articles of Association of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ANGLO PLATINUM LTD | S9122P108 | 3/29/2010 | 5 | Re-elect Ms. W E Lucas-Bull as a Director of the Company, who retires in terms of Article 82 of the Articles of Association of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ANGLO PLATINUM LTD | S9122P108 | 3/29/2010 | 6 | Appointment of Mr. R M W Dunne Chairman , Ms. S E N Sebotsa Member , Mr. TA Wixley [Member] to the Audit Committee in terms of Section 94(2), the Board has determined that each of the Members standing for appointment is Independent in accordance with requirements of Section 94(4)(b), and that they possess the required qualifications and experience as determined by the Board | Management | Yes | For | For | |||||||||||
CRBQ | ANGLO PLATINUM LTD | S9122P108 | 3/29/2010 | 7 | Re-appoint Deloitte & Touche as the External Auditors of the Company and of the Group until the conclusion of the next AGM | Management | Yes | For | For | |||||||||||
CRBQ | ANGLO PLATINUM LTD | S9122P108 | 3/29/2010 | 8 | Approve, that in terms of Article 71(b) of the Company’s Articles of Association, the fees payable to the Chairman and Non-Executive Directors for their services to the Board, Audit and other committees of the Board be revised with effect from 01 JAN 2010 as specified | Management | Yes | For | For | |||||||||||
CRBQ | ANGLO PLATINUM LTD | S9122P108 | 3/29/2010 | 9 | Approve the Company’s Remuneration Policy, as specified in the remuneration report, which forms part of this annual report | Management | Yes | For | For | |||||||||||
CRBQ | ANGLO PLATINUM LTD | S9122P108 | 3/29/2010 | 10 | Approve, subject to the provisions of Section 221 of the Companies Act, 1973, as amended, and the Listings Requirements of the JSE Limited, to place the authorized but unissued ordinary shares of 10 cents each in the share capital of the Company excluding for this purpose those ordinary shares over which the Directors have been given specific authority to meet the requirements of the Anglo Platinum share schemes at the disposal and under the control of the Directors, to allot and issue such shares in their discretion to such persons on such terms and conditions and at such times as the Directors may determine, which authority shall only be valid until the Company’s next AGM | Management | Yes | For | For | |||||||||||
CRBQ | ANGLO PLATINUM LTD | S9122P108 | 3/29/2010 | 11 | Authorize the Company and/or any of its subsidiaries, in terms of Sections 85 and 89 of the Companies Act 1973 as amended the Companies Act and in terms of the Listing Requirements of the JSE Limited the Listing Requirements , to acquire ordinary shares of 10 cents each Ordinary issued by the Company, and/or conclude derivative transactions which may result in the purchase of ordinary shares in terms of the Listings Requirements, it being recorded that such Listings Requirements currently require, inter alia, that: may make a general repurchase of securities only if any such repurchases of ordinary shares shall be implemented on the main Board of the JSE Limited JSE or any other stock exchange on which the Company’s shares are listed and on which the Company or any of its subsidiaries may wish to implement any repurchases of ordinary shares with the approval of the JSE and any other such Stock Exchange, as necessary, not exceedin | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | ANGLO PLATINUM LTD | S9122P108 | 3/29/2010 | 12 | CONTD. in aggregate of 10% above the weighted average market price of such shares over the previous 5 business days; in addition, ordinary shares acquired in terms of this general authority to fulfill the requirements of the Bonus Share Plan BSP will also not be purchased at a price greater than the volume weighted average of the market value on the date of purchase; Authority expires the earlier of the conclusion of the next AGM or 15 months ; any derivative transactions which may result in the repurchase of ordinary shares must be priced as follows: the strike price of any put option written by the Company may not be at a price greater than or may be greater than that stipulated in this resolution at the time of entering into the derivative agreement; the strike price of any put option may be greater than that stipulated in this resolution at the time of entering into the derivative agreement, but the Company may not exercise that | Management | Yes | For | For | |||||||||||
CRBQ | ANGLO PLATINUM LTD | S9122P108 | 3/29/2010 | 13 | CONTD. of the money; and the strike price of any forward agreement may be greater than that stipulated in this resolution; when the Company and/or any of its subsidiaries have cumulatively purchased 3% of the number of ordinary shares in issue on the date of passing of this special resolution including the delta equivalent of any such ordinary shares underlying derivative transactions which may result in the repurchase by the Company of ordinary shares and for each 3% in aggregate of the initial number of that class acquired thereafter an announcement must be | Management | Yes | For | For | |||||||||||
CRBQ | ANGLO PLATINUM LTD | S9122P108 | 3/29/2010 | published as soon as possible and not later than on the business day following the day on which the relevant threshold is reached or exceeded, and the announcement must comply with the Listing Requirements; any general purchase by the Company and/or any of its subsidiaries of the Company’s ordinary shares in issue shall not in aggregate in any one FY exceed 20% of the Company’s i | Management | Yes | For | For | ||||||||||||
CRBQ | ANGLO PLATINUM LTD | S9122P108 | 3/29/2010 | 14 | Approve that Article No 144 in the Articles of Association of the Company detailing the terms and conditions applicable to the Company’s convertible Perpetual Cumulative Preference Shares of 1 cent each is hereby cancelled and deleted in its entirety from the Articles of Association of the Company and, simultaneously, that the 836,235 Convertible Perpetual Cumulative Preference Shares remaining in the authorized share capital of the Company be cancelled | Management | Yes | For | For | |||||||||||
CRBQ | BAKER HUGHES INCORPORATED | BHI | 057224107 | 3/31/2010 | 1 | PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF BAKER HUGHES COMMON STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 30, 2009, BY AND AMONG BAKER HUGHES INCORPORATED, BSA ACQUISITION LLC AND BJ SERVICES COMPANY (AS IT MAY BE AMENDED FROM TIME TO TIME). | Management | Yes | For | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | BAKER HUGHES INCORPORATED | BHI | 057224107 | 3/31/2010 | 2 | PROPOSAL TO APPROVE THE AMENDMENT TO THE BAKER HUGHES INCORPORATED 2002 DIRECTOR & OFFICER LONG-TERM INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
CRBQ | BAKER HUGHES INCORPORATED | BHI | 057224107 | 3/31/2010 | 3 | PROPOSAL TO APPROVE THE AMENDMENT TO THE BAKER HUGHES INCORPORATED 2002 EMPLOYEE LONG-TERM INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
CRBQ | BAKER HUGHES INCORPORATED | BHI | 057224107 | 3/31/2010 | 4 | ANY PROPOSAL TO AUTHORIZE THE BAKER HUGHES BOARD OF DIRECTORS, IN ITS DISCRETION, TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING. | Management | Yes | For | For | ||||||||||
CRBQ | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 4/7/2010 | 1 | DIRECTORS: P. CAMUS, J.S. GORELICK, A. GOULD, T. ISAAC, N. KUDRYAVTSEV, A. LAJOUS, M.E. MARKS, L.R. REIF, T.I. SANDVOLD, H. SEYDOUX, P. CURRIE and K.V. KAMATH | Management | Yes | For | For | ||||||||||
CRBQ | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 4/7/2010 | 2 | PROPOSAL TO ADOPT AND APPROVE FINANCIALS AND DIVIDENDS. | Management | Yes | For | For | ||||||||||
CRBQ | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 4/7/2010 | 3 | PROPOSAL TO APPROVE THE ADOPTION OF THE SCHLUMBERGER 2010 STOCK INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
CRBQ | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 4/7/2010 | 4 | PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT TO THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | Management | Yes | For | For | ||||||||||
CRBQ | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 4/7/2010 | 5 | PROPOSAL TO APPROVE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Yes | For | For | ||||||||||
CRBQ | THE ISRAEL CORP | M8785N109 | 4/12/2010 | 1 | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL | Management | Yes | For | For | |||||||||||
CRBQ | THE ISRAEL CORP | M8785N109 | 4/12/2010 | 2 | Approve the payment of an additional annual amount of USD 300,000 to Mr. Amir Allstein, Deputy Chairman, in respect of additional functions on behalf of the Company, including officiating on behalf of the Company on the Boards of subsidiaries and affiliated Companies | Management | Yes | For | For | |||||||||||
CRBQ | THE ISRAEL CORP | M8785N109 | 4/12/2010 | 3 | Appointment of Mr. Yoav Doppelt as a Director; Mr. Doppelt will be entitled to all the usual terms of office as the other Directors | Management | Yes | For | For | |||||||||||
CRBQ | THE ISRAEL CORP | M8785N109 | 4/12/2010 | 4 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN DIRECTOR NAME IN RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 1 | To receive the report of the Directors and the accounts for the year ended 31 December 2009 | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 2 | To approve the Directors remuneration report for the year ended 31 December 2009 | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 3 | To elect Mr. P Anderson as a Director | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 4 | To elect Mr. A Burgmans as a Director | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 5 | To re-elect Mrs C B Carroll as a Director | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 6 | To re-elect Sir William Castell as a Director | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 7 | To re-elect Mr I C Conn as a Director | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 8 | To re-elect Mr G David as a Director | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 9 | To re-elect Mr I E L Davis as a Director | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 10 | To re-elect Mr R Dudely as a Director | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 11 | To re-elect Mr D J Flint as a Director | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 12 | To re-elect Dr B E Grote as a Director | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 13 | To re-elect Dr A B Hayward as a Director | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 14 | To re-elect Mr A G Inglis as a Director | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 15 | To re-elect Dr D S Julius as a Director | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 16 | To re-elect C-H Svanberg as a Director | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 17 | To reappoint Ernst & young LLP as Auditors from the conclusion of this meeting until the conclusion of the next general meeting before which accounts are laid and to authorize the Directors to fix the Auditors remuneration | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 18 | To adopt as the new Articles of Association of the Company the draft Articles of Association set out in the document produced to the Meeting and, for the purposes of identification, signed by the chairman, so the new Articles of Association apply in substitution for and to the exclusion of the Company’s existing Articles of Association | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 19 | To authorize the Company generally and unconditionally to make market purchases (as defined in Section 693(4) of the Companies Act 2006) of ordinary shares with nominal value of GBP 0.25 each in the Company, provided that: a) the Company does not purchase under this authority more than 1.9 billion ordinary shares; b) the Company does not pay less than GBP 0.25 for each share; and c) the Company does not pay more for each share than 5% over the average of the middle market price of the ordinary shares for the five business days immediately preceding | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 20 | To renew, for the period ending on the date on the Annual General Meeting in 2011 or 15 July, whichever is the earlier, the authority and power conferred on the Directors by the Company’s Articles of Association to allow relevant securities up to an aggregate nominal amount equal to the Section 551 amount (or, is resolution 18 is not passed, equal to the Section 80 amount) of GBP 3,143 million | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 21 | To renew, for the period ending on the date on the Annual General Meeting in 2011 or 15 July, whichever is the earlier, the authority and power conferred on the Directors by the company’s Articles of Association to allow equity securities wholly for cash: a) in connection with a right issue; b) otherwise than in connection with rights issue up to an aggregate nominal amount equal to the Section 561 amount (or, is resolution 18 is not passed, equal to the Section 80 amount) of USD 236 million | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 22 | To authorize the calling of General Meetings of the Company (not being an Annual General Meeting) by notice of at least 14 clear days | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 23 | To approve the renewal of the BP Executive Directors Incentive Plan (the plan), a copy of which is produced to the Meeting initiated by the chairman for the purpose of identification, for a further five years, and to authorize the Directors to do all acts and things that they may consider necessary or expedient to carry the Plan into effect | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 24 | Subject to the passing of Resolution 18, to authorize the Directors in accordance with Article 142 of the new Articles of Association to offer the holders of ordinary shares of the Company, to the extent and in the manner determined by the Directors, the right to elect(in whole part), to receive new ordinary shares (credited as fully paid) instead of cash, in respect of any dividend as may be declared by the Directors from time to time provided that the authority conferred by this Resolution shall expire prior to the conclusion of the Annual General Meeting to be held in 2015 | Management | Yes | For | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 25 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Group members requisitioned the circulation of the specified special resolution under the provision of Section 338 of the Companies Act 2006. the supporting statement, supplied by the requisitions together with the board response, is set out in Appendix 4 ;that in order to address our concerns for the long term success of the Company arising from the risks associated with the Sunrise SAGD Project, we as Shareholders of the Company direct that the Audit Committee or a risk Committee of the Board commissions and reviews a report setting out the assumptions made by the Company in deciding to proceed with the Sunrise Project regarding future carbon prices, oil | Stockholder | Yes | Against | For | |||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 26 | PLEASE BE ADVISED THAT PROPOSAL #S.25 IS A SHAREHOLDER PROPOSAL. THE MANAGEMENT RECOMMENDATION FOR THIS RESOLUTION IS AGAINST. | Non Voting | ||||||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 27 | FOR ADDITIONAL INFORMATION ON THE BELOW PLEASE COPY AND PASTE THE LINK INTO YOUR INTERNET BROWSER: Resolution 1: Annual Report and Accounts http://www.bp.com/extendedsectiongenericarticle.do?categ oryId=9021605&contentId=7040949 | Non Voting | ||||||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 28 | FOR ADDITIONAL INFORMATION ON THE BELOW PLEASE COPY AND PASTE THE LINK INTO YOUR INTERNET BROWSER: Resolution 2: Directors remuneration report and Resolution 23: Approval of the Executive Directors Incentive Plan http://www.bp.com/subsection.do?categoryId=9027659&co ntentId=7050551 | Non Voting | ||||||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 29 | FOR ADDITIONAL INFORMATION ON THE BELOW PLEASE COPY AND PASTE THE LINK INTO YOUR INTERNET BROWSER: Resolution 18: New Articles of Association http://www.bp.com/liveassets/bp_internet/globalbp/globalbp _uk_english/set_branch/set_investors/STAGING/local_asse ts/downloads/pdf/IC_AGM_articles_of_association_track_ch anges.pdf | Non Voting | ||||||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 30 | FOR ADDITIONAL INFORMATION ON THE BELOW PLEASE COPY AND PASTE THE LINK INTO YOUR INTERNET BROWSER: Resolution 24: Scrip dividend http://www.bp.com/sectiongenericarticle.do?categoryId=90 32416&contentId=7059476 | Non Voting | ||||||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 31 | FOR ADDITIONAL INFORMATION ON THE BELOW PLEASE COPY AND PASTE THE LINK INTO YOUR INTERNET BROWSER: Resolution 25: Shareholder Resolution on oil sands http://www.bp.com/oilsands | Non Voting | ||||||||||||||
CRBQ | BP PLC, LONDON | G12793108 | 4/15/2010 | 32 | FOR ADDITIONAL INFORMATION ON THE BELOW PLEASE COPY AND PASTE THE LINK INTO YOUR INTERNET BROWSER: BP AGM downloads http://www.bp.com/sectiongenericarticle.do?categoryId=90 32417&contentId=7059465 | Non Voting | ||||||||||||||
CRBQ | RIO TINTO PLC | G75754104 | 15-Apr-2010 | 1 | Receive the Company’s financial statements and the report of the Directors and Auditors for the YE 31 DEC 2009 | Management | Yes | Against | For | |||||||||||
CRBQ | RIO TINTO PLC | G75754104 | 15-Apr-2010 | 2 | Recieve the remuneration report for the YE 31 DEC 2009 as set out in the 2009 annual report | Management | Yes | Against | For | |||||||||||
CRBQ | RIO TINTO PLC | G75754104 | 15-Apr-2010 | 3 | Election of Robert Brown as a Director | Management | Yes | Against | For | |||||||||||
CRBQ | RIO TINTO PLC | G75754104 | 15-Apr-2010 | 4 | Election of Ann Godbehere as a Director | Management | Yes | Against | For | |||||||||||
CRBQ | RIO TINTO PLC | G75754104 | 15-Apr-2010 | 5 | Election of Sam Walsh as a Director | Management | Yes | Against | For | |||||||||||
CRBQ | RIO TINTO PLC | G75754104 | 15-Apr-2010 | 6 | Re-election of Guy Elliott as a Director | Management | Yes | Against | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | RIO TINTO PLC | G75754104 | 15-Apr-2010 | 7 | Re-elect Michael Fitzpatrick as a Director | Management | Yes | Against | For | |||||||||||
CRBQ | RIO TINTO PLC | G75754104 | 15-Apr-2010 | 8 | Re-elect Lord Kerr as a Director | Management | Yes | Against | For | |||||||||||
CRBQ | RIO TINTO PLC | G75754104 | 15-Apr-2010 | 9 | Re-appointment of PricewaterhouseCoopers LLP as Auditors of the Company to hold office until the conclusion of the next AGM at which accounts are laid before the Company and to authorize the Audit Committee to determine the Auditors’ remuneration | Management | Yes | Against | For | |||||||||||
CRBQ | RIO TINTO PLC | G75754104 | 15-Apr-2010 | 10 | Authorize the Directors pursuant to and in accordance with Section 551 of the Companies Act 2006 the 2006 Act to exercise all the powers of the Company to allot shares or grant rights to subscribe for or convert any securities into shares: i) up to an aggregate nominal amount of GBP 50,321,000; ii) comprising equity securities as specified in the 2006 Act up to a further nominal amount of GBP 50,321,000 in connection with an offer by way of a rights issue; such authorities to apply in substitution for all previous authorities pursuant to Section 80 of the Companies Act 1985 and to expire on the later of 15 APR 2011 and the date of the 2011 AGM but, in each case, so that the Company may make offers and enter into agreements during this period which would, or might, require shares to be allotted or rights to subscribe for or to CONTD.. | Management | Yes | Against | For | |||||||||||
CRBQ | RIO TINTO PLC | G75754104 | 15-Apr-2010 | 11 | ..CONTD convert any security into shares to be granted after the authority ends as specified | Non Voting | ||||||||||||||
CRBQ | RIO TINTO PLC | G75754104 | 15-Apr-2010 | 12 | Authorize the Directors, subject to the passing of Resolution 10 above, to allot equity securities as specified in the 2006 Act wholly for cash: i) pursuant to the authority given by Paragraph (i) of Resolution 10 above or where the allotment constitutes an allotment of equity securities by virtue of Section 560(3) of the 2006 Act in each case: a) in connection with a pre-emptive offer; and b) otherwise than in connection with a pre-emptive offer, up to an aggregate | Management | Yes | Against | For | |||||||||||
CRBQ | RIO TINTO PLC | G75754104 | 15-Apr-2010 | nominal amount of GBP 9,803,000; and ii) pursuant to the authority given by Paragraph (ii) of Resolution 10 above in connection with a rights issue, as if Section 561(1) of the 2006 Act did not apply to any such allotment; such authority shall expire on the later of 15 APR 2011 and the date of the 2011 AGM, but so that the Company may make offers and enter into CONTD.. | ||||||||||||||||
CRBQ | RIO TINTO PLC | G75754104 | 15-Apr-2010 | 13 | ..CONTD agreements during this period which would, or might, require equity securities to be allotted after the power ends and the Board may allot equity securities under any such offer or agreement as if the power had not ended as specified | Non Voting | ||||||||||||||
CRBQ | RIO TINTO PLC | G75754104 | 15-Apr-2010 | 14 | ..CONTD fractional entitlements, record dates or legal, regulatory or practical problems in, or under the laws of, any territory; c) reference to an allotment of equity securities shall include a sale of treasury shares; and d) the nominal amount of any securities shall be taken to be, in the case of rights to subscribe for or convert any securities into shares of the Company, the nominal amount of such shares which may be allotted pursuant to such rights | Non Voting | ||||||||||||||
CRBQ | RIO TINTO PLC | G75754104 | 15-Apr-2010 | 15 | Authorize: (a) the Company, Rio Tinto Limited and any subsidiaries of Rio Tinto Limited, to purchase ordinary shares of 10p each issued by the Company RTP Ordinary Shares , such purchases to be made in the case of the Company by way of market purchase as specified in Section 693 of the 2006 Act , provided that this authority shall be limited: i) so as to expire on the later of 15 APR 2011 and the date of the 2011 AGM, unless such authority is renewed prior to that time except in relation to the purchase of RTP ordinary shares, the contract for which was concluded before the expiry of such authority and which might be executed wholly or partly after such expiry ; ii) so that the number of RTP ordinary shares which may be purchased pursuant to this authority shall not exceed 152,488,000; iii) so that the maximum price payable CONTD. | Management | Yes | Against | For | |||||||||||
CRBQ | RIO TINTO PLC | G75754104 | 15-Apr-2010 | 16 | ..CONTD for each such RTP Ordinary Share shall be not more than 5% above the average of the middle market quotations for RTP ordinary shares as derived from the London Stock Exchange Daily Official List during the period of five business days immediately prior to such purchase; and iv) so that the minimum price payable for each such RTP ordinary share shall be 10p; and b) the Company be and is hereby authorized for the purpose of Section 694 of the 2006 Act to purchase off-market from Rio Tinto Limited and any of its subsidiaries any RTP ordinary shares acquired under the authority set out under (a) above pursuant to one or more contracts between the Company and Rio Tinto Limited on the terms of the form of contract which has been produced to the meeting and is for the purpose of identification CONTD.. | Non Voting | ||||||||||||||
CRBQ | RIO TINTO PLC | G75754104 | 15-Apr-2010 | 17 | ..CONTD marked A and initialled by the Chairman each, a Contract and such contracts be hereby approved, provided that: i) such authorization shall expire on the later of 15 APR 2011 and the date of the 2011 AGM; ii) the maximum total number of RTP ordinary shares to be purchased pursuant to contracts shall be 152,488,000; and iii) the price of RTP ordinary shares purchased pursuant to a contract shall be an aggregate price equal to the average of | Non Voting | ||||||||||||||
CRBQ | RIO TINTO PLC | G75754104 | 15-Apr-2010 | the middle market quotations for RTP ordinary shares as derived from the London Stock Exchange Daily Official List during the period of five business days immediately prior to such purchase multiplied by the number of RTP ordinary shares the subject of the contract or such lower aggregate price as may be agreed between the Company and Rio Tinto Limited, being not less than one penny | ||||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | RIO TINTO PLC | G75754104 | 15-Apr-2010 | 18 | Approve the general meeting other than an AGM may be called on not less than 14 clear days notice | Management | Yes | For | For | |||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 4/21/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS 3 AND 4 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION 1.1 TO 1.11 AND 2. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 4/21/2010 | 2 | Election of Peter A. Dea as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 4/21/2010 | 3 | Election of Randall K. Eresman as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 4/21/2010 | 4 | Election of Claire S. Farley as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 4/21/2010 | 5 | Election of Fred j. Fowler as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 4/21/2010 | 6 | Election of Barry W. Harrison as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 4/21/2010 | 7 | Election of Suzanne P. Nimocks as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 4/21/2010 | 8 | Election of David P. O’Brien as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 4/21/2010 | 9 | Election of Jane L. Peverett as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 4/21/2010 | 10 | Election of Allan P. Sawin as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 4/21/2010 | 11 | Election of Bruce G. Waterman as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 4/21/2010 | 12 | Election of Clayton H. Woitas as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 4/21/2010 | 13 | Appointment of PricewaterhouseCoopers LLP as the Auditors at a remuneration | Management | Yes | For | For | |||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 4/21/2010 | 14 | Amend and Reconfirm the Shareholder rights plan | Management | Yes | For | For | |||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 4/21/2010 | 15 | Approve to confirm the amendments to By-law No.1 | Management | Yes | For | For | |||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 4/21/2010 | 16 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN CORPORATION NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | ALBERTA ENERGY LTD | 292505104 | 4/21/2010 | 17 | PLEASE NOTE THAT THE CORPORATION NAME FOR THIS ISIN HAS BEEN CHANGED FROM ALBERTA ENERGY LTD TO ENCANA CORPORATION. | Non Voting | ||||||||||||||
CRBQ | ANGLO AMERN PLC | G03764134 | 4/22/2010 | 1 | Receive the financial statements of the Company and the group and the reports of the Directors and Auditors for the YE 31 DEC 2009 | Management | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE IN “FAVOR” OR “AGAINST” ONLY FOR RESOLUTION “3” AND “IN FAVOR” OR “ABSTAIN” FOR RESOLUTION NUMBERS “1.1-1.14” AND “2”. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 2 | Receive the Annual Report of the Corporation containing the audited consolidated financial statements of the Corporation for the FYE 31 DEC 2009 and the report of the Auditors thereon | Non Voting | ||||||||||||||
CRBQ | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 3 | Election of M.M. Ashar as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 4 | Election of J. B. Aune as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 5 | Election of J. H. Bennett as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 6 | Election of H. J. Bolton as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 7 | Election of F. P. Chee as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 8 | Election of J. L. Cockwell as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 9 | Election of N. B. Keevil as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 10 | Election of N. B. Keevil III as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 11 | Election of T. Kuriyama as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 12 | Election of D. R. Lindsay as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 13 | Election of T. Mochihara as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 14 | Election of J. G. Rennie as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 15 | Election of W.S.R. Seyffert as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 16 | Election of C. M. Thompson as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 17 | Appointment of PricewaterhouseCoopers LLP as the Auditors and authorize the | Management | Yes | For | For | |||||||||||
CRBQ | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 18 | Approve the adoption of the 2010 Stock Option Plan of the Corporation | Management | Yes | For | For | |||||||||||
CRBQ | TECK RESOURCES LIMITED | 878742204 | 4/22/2010 | 19 | Transact such other business | Non Voting | ||||||||||||||
CRBQ | BAKER HUGHES INCORPORATED | BHI | 057224107 | 4/22/2010 | 1 | DIRECTOR: LARRY D. BRADY, CLARENCE P. CAZALOT, CHAD C. DEATON, EDWARD P. DJEREJIAN, ANTHONY G FERNANDES, CLAIRE W. GARGALLI, PIERRE H. JUNGELS, JAMES A LASH, J LARRY NICHOLS, H. JOHN RILEY, JR., CHARLES L. WATSON, J. W. STEWART, AND JAMES L. PAYNE. | Management | Yes | For | For | ||||||||||
CRBQ | BAKER HUGHES INCORPORATED | BHI | 057224107 | 4/22/2010 | 2 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010 | Management | Yes | For | For | ||||||||||
CRBQ | BAKER HUGHES INCORPORATED | BHI | 057224107 | 4/22/2010 | 3 | MANAGEMENT PROPOSAL NO. 1 REGARDING THE APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION THAT WOULD, SUBJECT TO ANY LIMITATIONS THAT MAY BE IMPOSED IN THE BYLAWS, REQUIRE OUR CORPORATE SECRETARY TO CALL SPECIAL STOCKHOLDER MEETINGS FOLLOWING A REQUEST FROM THE HOLDERS OF 25% OF OUR VOTING STOCK | Management | Yes | For | For | ||||||||||
CRBQ | BAKER HUGHES INCORPORATED | BHI | 057224107 | 4/22/2010 | 4 | STOCKHOLDER PROPOSAL NO. 1 REGARDING MAJORITY VOTE STANDARD FOR DIRECTOR ELECTIONS | Stockholder | Yes | Against | FOR | ||||||||||
CRBQ | AGCO CORPORATION | AGCO | 001084102 | 4/22/2010 | 1 | DIRECTOR: FRANCISCO R. GROS, GERALD B. JOHANNESON, GEORGE E. MINNICH, CURTIS E. MOLL | Management | Yes | For | For | ||||||||||
CRBQ | AGCO CORPORATION | AGCO | 001084102 | 4/22/2010 | 2 | RATIFICATION OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | Yes | For | For | ||||||||||
CRBQ | PETROLEO BRASILEIRO S.A. - PETROBRAS | PBR | 71654V408 | 4/22/2010 | 1 | MANAGEMENT REPORT, FINANCIAL STATEMENTS AND AUDIT COMMITTEE’S OPINION FOR THE FISCAL YEAR 2009 | Management | Yes | For | For | ||||||||||
CRBQ | PETROLEO BRASILEIRO S.A. - PETROBRAS | PBR | 71654V408 | 4/22/2010 | 2 | CAPITAL EXPENDITURE BUDGET FOR THE FISCAL YEAR 2010 | Management | Yes | For | For | ||||||||||
CRBQ | PETROLEO BRASILEIRO S.A. - PETROBRAS | PBR | 71654V408 | 4/22/2010 | 3 | DISTRIBUTION OF RESULTS FOR THE FISCAL YEAR 2009 | Management | Yes | For | For | ||||||||||
CRBQ | PETROLEO BRASILEIRO S.A. - PETROBRAS | PBR | 71654V408 | 4/22/2010 | 4 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS | Management | Yes | For | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | PETROLEO BRASILEIRO S.A. - PETROBRAS | PBR | 71654V408 | 4/22/2010 | 5 | ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS | Management | Yes | For | For | ||||||||||
CRBQ | PETROLEO BRASILEIRO S.A. - PETROBRAS | PBR | 71654V408 | 4/22/2010 | 6 | ELECTION OF MEMBERS OF THE AUDIT BOARD AND THEIR RESPECTIVE SUBSTITUTES | Management | Yes | For | For | ||||||||||
CRBQ | PETROLEO BRASILEIRO S.A. - PETROBRAS | PBR | 71654V408 | 4/22/2010 | 7 | ESTABLISHMENT OF THE COMPENSATION OF MANAGEMENT AND EFFECTIVE MEMBERS OF THE AUDIT COMMITTEE, AS WELL AS THEIR PARTICIPATION IN THE PROFITS PURSUANT TO ARTICLES 41 AND 56 OF THE BYLAWS. | Management | Yes | For | For | ||||||||||
CRBQ | PETROLEO BRASILEIRO S.A. - PETROBRAS | PBR | 71654V408 | 4/22/2010 | 8 | INCREASE IN THE CAPITAL STOCK THROUGH THE INCORPORATION OF PART OF THE REVENUE RESERVES AND PROFIT RESERVES. | Management | Yes | For | For | ||||||||||
CRBQ | PETROLEO BRASILEIRO S.A. - PETROBRAS | PBR | 71654V408 | 4/22/2010 | 9 | THE WAIVER OF THE PREFERENCE RIGHT AT THE QUATTOR PARTICIPACOES S.A. EQUITY ISSUANCE, AS A RESULT OF THE ACQUISITION OF THE STAKES HELD BY UNIAO DE INDUSTRIAS PETROQUIMICAS S.A. | Management | Yes | For | For | ||||||||||
CRBQ | ALCOA INC. | AA | 013817101 | 4/23/2010 | 1 | DIRECTOR: ARTHUR D. COLLINS, JR., CARLOS GHOSN, MICHAEL G. MORRIS, AND E. STANLEY O’NEAL | Management | Yes | For | For | ||||||||||
CRBQ | ALCOA INC. | AA | 013817101 | 4/23/2010 | 2 | PROPOSAL TO RATIFY THE INDEPENDENT AUDITOR | Management | Yes | For | For | ||||||||||
CRBQ | ALCOA INC. | AA | 013817101 | 4/23/2010 | 3 | APPROVE A MAJORITY VOTING STANDARD FOR UNCONTESTED DIRECTOR ELECTIONS | Management | Yes | For | For | ||||||||||
CRBQ | ALCOA INC. | AA | 013817101 | 4/23/2010 | 4 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN THE ARTICLES OF INCORPORATION REGARDING AMENDING ARTICLE SEVENTH (FAIR PRICE PROTECTION) | Management | Yes | For | For | ||||||||||
CRBQ | ALCOA INC. | AA | 013817101 | 4/23/2010 | 5 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN THE ARTICLES OF INCORPORATION REGARDING AMENDING ARTICLE EIGHTH (DIRECTOR ELECTIONS) | Management | Yes | For | For | ||||||||||
CRBQ | ALCOA INC. | AA | 013817101 | 4/23/2010 | 6 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN ARTICLE EIGHTH OF THE ARTICLES OF INCORPORATION RELATING TO THE REMOVAL OF DIRECTORS | Management | Yes | For | For | ||||||||||
CRBQ | ALCOA INC. | AA | 013817101 | 4/23/2010 | 7 | SHAREHOLDER PROPOSAL TO ADOPT SIMPLE- MAJORITY VOTE | Stockholder | Yes | Against | For | ||||||||||
CRBQ | NEWMONT MINING CORPORATION | NEM | 651639106 | 4/23/2010 | 1 | DIRECTOR: GA BARTON, V.A. CALARCO, J.A. CARRABBA, N. DOYLE, V.M. HAGEN, MS. HAMSON, R.T. O’BRIEN, J.B. PRESCOTT, D.C. ROTH, J.V. TARANIK, AND S.R. THOMPSON | Management | Yes | For | For | ||||||||||
CRBQ | NEWMONT MINING CORPORATION | NEM | 651639106 | 4/23/2010 | 2 | RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NEWMONT’S INDEPENDENT AUDITORS FOR 2010. | Management | Yes | For | For | ||||||||||
CRBQ | NEWMONT MINING CORPORATION | NEM | 651639106 | 4/23/2010 | 3 | CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL REGARDING SPECIAL MEETINGS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT, IF PROPERLY INTRODUCED AT THE MEETING. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | NEWMONT MINING CORPORATION | NEM | 651639106 | 4/23/2010 | 4 | CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL TO APPROVE MAJORITY VOTING FOR THE ELECTION OF DIRECTORS IN A NON-CONTESTED ELECTION, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT, IF PROPERLY INTRODUCED AT THE MEETING. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | INMET MNG CORP | 457983104 | 4/27/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO ‘IN FAVOR’ OR ‘ABSTAIN’ FOR RESOLUTIONS 1.1 to 1.10 AND 2. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | INMET MNG CORP | 457983104 | 4/27/2010 | 2 | Receiving our consolidated annual financial statements for the YE 31 DEC 2009, and the Auditors’ report | Non Voting | ||||||||||||||
CRBQ | INMET MNG CORP | 457983104 | 4/27/2010 | 3 | Election of Yilmaz Arguden as a Director | Management | Yes | For | For | |||||||||||
CRBQ | INMET MNG CORP | 457983104 | 4/27/2010 | 4 | Election of David R. Beatty as a Director | Management | Yes | For | For | |||||||||||
CRBQ | INMET MNG CORP | 457983104 | 4/27/2010 | 5 | Election of John C. Eby as a Director | Management | Yes | For | For | |||||||||||
CRBQ | INMET MNG CORP | 457983104 | 4/27/2010 | 6 | Election of Paul E. Gagne as a Director | Management | Yes | For | For | |||||||||||
CRBQ | INMET MNG CORP | 457983104 | 4/27/2010 | 7 | Election of Oyvind Hushovd as a Director | Management | Yes | For | For | |||||||||||
CRBQ | INMET MNG CORP | 457983104 | 4/27/2010 | 8 | Election of Thomas E. Mara as a Director | Management | Yes | For | For | |||||||||||
CRBQ | INMET MNG CORP | 457983104 | 4/27/2010 | 9 | Election of Wolf K. Seidler as a Director | Management | Yes | For | For | |||||||||||
CRBQ | INMET MNG CORP | 457983104 | 4/27/2010 | 10 | Election of Jochen E. Tilk as a Director | Management | Yes | For | For | |||||||||||
CRBQ | INMET MNG CORP | 457983104 | 4/27/2010 | 11 | Election of James M. Tory as a Director | Management | Yes | For | For | |||||||||||
CRBQ | INMET MNG CORP | 457983104 | 4/27/2010 | 12 | Election of Douglas W. G. Whitehead as a Director | Management | Yes | For | For | |||||||||||
CRBQ | INMET MNG CORP | 457983104 | 4/27/2010 | 13 | Appoint KPMG LLP as the Auditors, as specified | Management | Yes | For | For | |||||||||||
CRBQ | INMET MNG CORP | 457983104 | 4/27/2010 | 14 | Transact any other business | Non Voting | ||||||||||||||
CRBQ | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 1 | Received and adopt the audited financial statements for the YE 31 DEC 2009 together with the Directors’ and the Auditors’ reports thereon | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 2 | Declare a first and final dividend of SGD 0.00495 per ordinary share for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 3 | Approve the Directors’ fees of SGD 258,336 for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 4 | Re-elect Mr. Frankle Djafar Widjaja as a Director, who retires by rotation pursuant to Article 90 of the Constitution of the Company | Management | Yes | For | For | |||||||||||
CRBQ | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 5 | Re-elect Mr. Simon Lim as a Director who retires by rotation pursuant to Article 90 of the Constitution of the Company | Management | Yes | For | For | |||||||||||
CRBQ | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 6 | Re-elect Mr. Hong Pian Tee as a Director who retires by rotation pursuant to Article 90 of the Constitution of the Company | Management | Yes | For | For | |||||||||||
CRBQ | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 7 | Re-appoint Moore Stephens LLP as the Auditors and authorize the Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBQ | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 8 | Authorize the Directors of the Company, pursuant to The Companies Act 2001 of Mauritius and the Listing Rules of the Singapore Exchange Securities Trading Limited, to allot and issue (including the allotment and issue of shares and convertible securities pursuant to offers, agreements or options made or granted by the Company while this authority remains in force) or otherwise dispose of shares in the Company (including making and granting offers, agreements and options which would or which might require shares and convertible securities to be allotted, issued or otherwise disposed of) at any time, whether during the continuance of such authority or thereafter, to such persons, upon such terms and conditions and for such purposes as the Directors CONTD. | Management | Yes | For | For | |||||||||||
CRBQ | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 9 | CONTD. may in their absolute discretion deem fit without first offering such shares and convertible securities to the members of the Company provided that the aggregate number of shares and convertible securities to be issued pursuant to this Resolution shall not exceed 50% of the issued share capital of the Company (excluding treasury shares) at the date of this Resolution, and provided further | Non Voting | ||||||||||||||
CRBQ | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | that where members of the Company with registered addresses in Singapore are not given an opportunity to participate in the same on a pro-rata basis, then the shares and convertible securities to be issued under such circumstances shall not exceed 20% of the issued share capital of the Company (excluding treasury shares) at the date of this Resolution | ||||||||||||||||
CRBQ | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 10 | Authorize the the Directors of the Company, subject to and pursuant to the share issue mandate in Resolution 8 above being obtained, and notwithstanding the 50% limit in Resolution 8 above, that pursuant to The Companies Act 2001 of Mauritius and in accordance with and subject to the requirements of the Singapore Exchange Securities Trading Limited, to allot and issue shares in the Company at any time by way of a pro-rata renounceable rights issue to shareholders of the Company upon such terms and conditions and for such purposes as the Directors may in their absolute discretion deem fit provided that the aggregate number of shares to be issued pursuant to this Resolution shall not exceed 100% of the issued share capital of the Company (excluding treasury shares) at the date of this Resolution | Management | Yes | For | For | |||||||||||
CRBQ | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 11 | Authorize the Directors of the Company, subject to and pursuant to the share issue mandate in Resolution 8 above being obtained, to allot and issue new shares on a non pro- rata basis at an issue price per new share which shall be determined by the Directors in their absolute discretion provided that such price shall not represent more than 20% discount to the weighted average price per share determined in accordance with the requirements of the Singapore Exchange Securities Trading Limited | Management | Yes | For | For | |||||||||||
CRBQ | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 12 | Authorize the Directors of the Company of all the powers of the Company, for the purposes of The Companies Act 2001 of Mauritius (the Act), to purchase or otherwise acquire ordinary shares (Shares) in the issued share capital of the Company not exceeding in aggregate the Prescribed Limit (as specified), at such price or price as may be determined by the Directors from time to time up to the Maximum Price (as specified), whether by way of: market purchases (each a Market Purchase) on the Singapore Exchange Securities Trading Limited (SGX-ST); and/or off-market purchases (each an Off-Market Purchase) effected in accordance with any equal access schemes as may be determined or formulated by the Directors as they consider fit, which schemes shall satisfy all the conditions prescribed by the Act, and otherwise in accordance with all other laws, regulations and rules of the SGX-ST as may for the time CONTD. | Management | Yes | For | For | |||||||||||
CRBQ | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 13 | CONTD. being be applicable, and approved generally and unconditionally (the Share Purchase Mandate); Authority expires the earlier of the next AGM of the Company is held; or the date by which the next AGM of the Company is required by law to be held ; and authorize the Directors of the Company to complete and do all such acts and things (including executing such documents as may be required) as they may consider expedient or necessary to give effect to the transactions contemplated by this Resolution | Non Voting | ||||||||||||||
CRBQ | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 14 | Approve that pursuant to Chapter 9 of the Listing Manual of the Singapore Exchange Securities Trading Limited, approval be given to the Company, its subsidiaries and associated companies that are not listed on the Singapore Exchange Securities Trading Limited or an approved exchange, provided that the Company and its subsidiaries (the Group), or the Group and its interested person(s), has control over the associated companies, or any of them to enter into any of the transactions falling within the types of Interested Person Transactions, particulars of which are set as specified, with any CONTD. | Management | Yes | For | For | |||||||||||
CRBQ | GOLDEN AGRI- RESOURCES LTD. | ADPV11073 | 4/27/2010 | 15 | CONTD. party who is of the class of Interested Persons as specified; provided that such transactions are carried out in the ordinary course of business and in accordance with the guidelines of the Company for Interested Person Transactions as specified; that the IPT Mandate shall, unless revoked or varied by the Company in members meeting, continue in force until the next AGM of the Company; and authorize the Directors of the Company to complete and do all such acts and things (including executing all such documents as may be required) as they may consider expedient or necessary or in the interests of the Company to give effect to the IPT Mandate and/or this Resolution | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | UNITED STATES STEEL CORPORATION | X | 912909108 | 4/27/2010 | 1 | DIRECTOR: JOHN G. DROSDICK, CHARLES R. LEE, JEFFREY M. LIPTON, AND DAN O. DINGES | Management | Yes | For | For | ||||||||||
CRBQ | UNITED STATES STEEL CORPORATION | X | 912909108 | 4/27/2010 | 2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Yes | For | For | ||||||||||
CRBQ | UNITED STATES STEEL CORPORATION | X | 912909108 | 4/27/2010 | 3 | APPROVAL OF AMENDMENT AND RESTATEMENT OF 2005 STOCK INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
CRBQ | UNITED STATES STEEL CORPORATION | X | 912909108 | 4/27/2010 | 4 | APPROVAL OF 2010 ANNUAL INCENTIVE COMPENSATION PLAN. | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE ENERGY, INC. | NBL | 655044105 | 4/27/2010 | 1 | ELECTION OF DIRECTOR: JEFFREY L. BERENSON | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE ENERGY, INC. | NBL | 655044105 | 4/27/2010 | 2 | ELECTION OF DIRECTOR: MICHAEL A. CAWLEY | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE ENERGY, INC. | NBL | 655044105 | 4/27/2010 | 3 | ELECTION OF DIRECTOR: EDWARD F. COX | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE ENERGY, INC. | NBL | 655044105 | 4/27/2010 | 4 | ELECTION OF DIRECTOR: CHARLES D. DAVIDSON | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE ENERGY, INC. | NBL | 655044105 | 4/27/2010 | 5 | ELECTION OF DIRECTOR: THOMAS J. EDELMAN | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE ENERGY, INC. | NBL | 655044105 | 4/27/2010 | 6 | ELECTION OF DIRECTOR: ERIC P. GRUBMAN | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE ENERGY, INC. | NBL | 655044105 | 4/27/2010 | 7 | ELECTION OF DIRECTOR: KIRBY L. HEDRICK | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE ENERGY, INC. | NBL | 655044105 | 4/27/2010 | 8 | ELECTION OF DIRECTOR: SCOTT D. URBAN | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE ENERGY, INC. | NBL | 655044105 | 4/27/2010 | 9 | ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE ENERGY, INC. | NBL | 655044105 | 4/27/2010 | 10 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT AUDITOR. | Management | Yes | For | For | ||||||||||
CRBQ | VALE S.A. | VALE | 91912E105 | 4/27/2010 | 1 | APPRECIATION OF THE MANAGEMENTS’ REPORT AND ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009 | Management | Yes | For | For | ||||||||||
CRBQ | VALE S.A. | VALE | 91912E105 | 4/27/2010 | 2 | PROPOSAL FOR THE DESTINATION OF PROFITS OF THE SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT BUDGET FOR VALE | Management | Yes | For | For | ||||||||||
CRBQ | VALE S.A. | VALE | 91912E105 | 4/27/2010 | 3 | APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL | Management | Yes | For | For | ||||||||||
CRBQ | VALE S.A. | VALE | 91912E105 | 4/27/2010 | 4 | ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR MANAGEMENT AND FISCAL COUNCIL MEMBERS | Management | Yes | For | For | ||||||||||
CRBQ | VALE S.A. | VALE | 91912E105 | 4/27/2010 | 5 | PROPOSAL FOR A CAPITAL INCREASE, THROUGH CAPITALIZATION OF RESERVES, WITHOUT THE ISSUANCE OF SHARES, AND THE CONSEQUENT CHANGE OF THE HEAD OF ARTICLE 5 OF VALE’S BY- LAWS | Management | Yes | For | For | ||||||||||
CRBQ | VALE S.A. | VALE | 91912E105 | 4/27/2010 | 6 | REPLACEMENT OF MR. FRANCISCO AUGUSTO DA COSTA E SILVA AS A MEMBER OF THE BOARD OF DIRECTORS, WHO PRESENTED A DISMISSAL REQUEST | Management | Yes | For | For | ||||||||||
CRBQ | BARRICK GOLD CORP | 067901108 | 4/28/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTION ‘‘3’’ AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.14 AND 2”. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | BARRICK GOLD CORP | 067901108 | 4/28/2010 | 2 | Receive the consolidated financial statements of the Company for the YE 31 DEC 2009 and the Auditors’ report thereon | Non Voting | ||||||||||||||
CRBQ | BARRICK GOLD CORP | 067901108 | 4/28/2010 | 3 | Elect H. L. Beck as the Director who will serve until the next annual meeting | Management | Yes | For | For | |||||||||||
CRBQ | BARRICK GOLD CORP | 067901108 | 4/28/2010 | 4 | Elect C. W. D. Birchall as the Director who will serve until the next annual | Management | Yes | For | For | |||||||||||
CRBQ | BARRICK GOLD CORP | 067901108 | 4/28/2010 | 5 | Elect D. J. Carty as the Director who will serve until the next annual | Management | Yes | For | For | |||||||||||
CRBQ | BARRICK GOLD CORP | 067901108 | 4/28/2010 | 6 | Elect G. Cisneros as the Director who will serve until the next annual | Management | Yes | For | For | |||||||||||
CRBQ | BARRICK GOLD CORP | 067901108 | 4/28/2010 | 7 | Elect M. A. Cohen as the Director who will serve until the next annual | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | BARRICK GOLD CORP | 067901108 | 4/28/2010 | 8 | Elect P. A. Crossgrove as the Director who will serve until the next annual | Management | Yes | For | For | |||||||||||
CRBQ | BARRICK GOLD CORP | 067901108 | 4/28/2010 | 9 | Elect R. M. Franklin as the Director who will serve until the next annual | Management | Yes | For | For | |||||||||||
CRBQ | BARRICK GOLD CORP | 067901108 | 4/28/2010 | 10 | Elect J. B. Harvey as the Director who will serve until the next annual | Management | Yes | For | For | |||||||||||
CRBQ | BARRICK GOLD CORP | 067901108 | 4/28/2010 | 11 | Elect B. Mulroney as the Director who will serve until the next annual | Management | Yes | For | For | |||||||||||
CRBQ | BARRICK GOLD CORP | 067901108 | 4/28/2010 | 12 | Elect A. Munk as the Director who will serve until the next annual meeting of | Management | Yes | For | For | |||||||||||
CRBQ | BARRICK GOLD CORP | 067901108 | 4/28/2010 | 13 | Elect P. Munk as the Director who will serve until the next annual meeting of | Management | Yes | For | For | |||||||||||
CRBQ | BARRICK GOLD CORP | 067901108 | 4/28/2010 | 14 | Elect A. W. Regent as the Director who will serve until the next annual | Management | Yes | For | For | |||||||||||
CRBQ | BARRICK GOLD CORP | 067901108 | 4/28/2010 | 15 | Elect N. P. Rothschild as the Director who will serve until the next annual | Management | Yes | For | For | |||||||||||
CRBQ | BARRICK GOLD CORP | 067901108 | 4/28/2010 | 16 | Elect S. J. Shapiro as the Director who will serve until the next annual | Management | Yes | For | For | |||||||||||
CRBQ | BARRICK GOLD CORP | 067901108 | 4/28/2010 | 17 | Appoint PricewaterhouseCoopers LLP as the Auditors of Barrick that will serve | Management | Yes | For | For | |||||||||||
CRBQ | BARRICK GOLD CORP | 067901108 | 4/28/2010 | 18 | Approve to consider the advisory resolution on Executive Compensation Approach disclosed in the accompanying management proxy circular | Management | Yes | For | For | |||||||||||
CRBQ | BARRICK GOLD CORP | 067901108 | 4/28/2010 | 19 | Transact any other business | Non Voting | ||||||||||||||
CRBQ | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 1 | Receive and adopt the audited accounts for the YE 31 DEC 2009 and the reports of the Directors and Auditors thereon | Management | Yes | For | For | |||||||||||
CRBQ | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 2 | Approve the payment of a proposed final one-tier tax exempt dividend of SGD 0.05 per ordinary share for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 3 | Approve the payment of the Director’s fees of SGD 360,000 for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 4 | Re-elect Mr. Leong Horn Kee as a Director, retiring under Article 99 | Management | Yes | For | For | |||||||||||
CRBQ | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 5 | Re-elect Mr. Lee Hock Kuan as a Director, retiring under Article 99 | Management | Yes | For | For | |||||||||||
CRBQ | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 6 | Re-elect Mr. Kuok Khoon Ean as a Director, retiring under Article 99 | Management | Yes | For | For | |||||||||||
CRBQ | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 7 | Re-elect Mr. John Daniel Rice as a Director, retiring under Article 99 | Management | Yes | For | For | |||||||||||
CRBQ | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 8 | Re-elect Mr. Kuok Khoon Chen as a Director, retiring under Article 100 | Management | Yes | For | For | |||||||||||
CRBQ | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 9 | Re-appoint Ernst & Young LLP as the Auditors of the Company and to authorise the Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBQ | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 10 | Approve, for the renewal of the mandate for the purposes of Chapter 9 of the Listing Manual of Singapore Exchange Securities Trading Limited, for the Company, its subsidiaries and associated Companies [within the meaning of the said Chapter 9] or any of them to enter into transactions falling within the categories of Interested Person Transactions as set out in the Company’s Addendum to Shareholders dated 01 APR 2010 [being an addendum to the Annual Report of the Company for the FYE 31 DEC 2009 [the Addendum], with any party who is of the class or classes of interested persons described in the Addendum, provided that such transactions are carried out on normal commercial terms and will not be prejudicial to the interests of the Company and its minority shareholders and are in accordance with the procedures as set out in the Addendum [the IPT Mandate]; [authority expires until the next AGM of the Company is held or is required by law to be held]; and authorize the Directors of the Company and/or to do all such acts and things [including, without limitation, executing all such documents as may be required] as they and/or he may consider expedient or necessary or in the interests of the Company to give effect to the IPT Mandate and/or this resolution | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 11 | Authorize the Directors of the Company, pursuant to Section 161 of the Companies Act, Chapter 50, and the listing rules of the Singapore Exchange Securities Trading Limited [the ‘‘SGX-ST’’] (including any supplemental measures thereto from time to time), to: issue shares in the capital of the Company whether by way of rights, bonus or otherwise; make or grant offers, agreements or options [collectively, Instruments] that might or would require shares to be issued or other transferable rights to subscribe for or purchase shares including but not limited to the creation and issue of warrants, debentures or other instruments convertible into shares; and issue additional Instruments arising from adjustments made to the number of Instruments previously issued, while the authority conferred by shareholders was in force, in accordance with the terms of issue of such Instruments, [notwithstanding that such authority conferred by shareholders may have ceased to be in force]; at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may in their absolute discretion deem fit; and [notwithstanding the authority conferred by the shareholders may have ceased to be in force] issue shares in pursuance of any Instrument made or granted by the Directors while the authority was in force or any additional Instrument referred to in [a][iii] above, provided always that (i) (a) except in respect of a pro rate renounceable rights issue [the Other Share Issue], the aggregate number of shares to be issued pursuant to this resolution [including shares to be issued in pursuance of Instruments made or granted pursuant to this resolution] does not exceed 50% of the total number of issued shares [excluding treasury shares] in the capital of the Company at the time of passing of this Resolution [as specified in accordance with subparagraph (ii) below], of which the aggregate number of shares other than on a pro rata basis to existing shareholders [including shares to be issued in pursuance of Instruments made or granted pursuant to this resolution] does not exceed 20% of the total number of issued shares [excluding treasury shares] in the capital of the Company at the time of passing of this resolution [as specified in accordance with subparagraph (ii) below]; in respect of a pro rate renounceable rights issue [the Renounceable Rights Issue] , the aggregate number of shares to be issued [including shares to be issued in pursuance of instruments made or garanted in connection with such renounceable rights issue] does not exceed 100% of the total number of issued shares [excluding treasury shares] in the capital of the Company [as specified in accordance with subparagraph (ii) below]; and the number of shares to be issued pursuant to the Other Shares Issues and Renounceable Rights Issue shall not , in aggregate, exceed 100% of the total number of issued shares [excluding treasury shares] in the capital of the Company [as specified in accordance with subparagraph (ii) below]; [subject to such manner of calculation as prescribed by SGX-ST for the purpose of determining the aggregate number of shares that may be issued under subparagraph (I) above], the percentage of the issued shares is based on the Company’s total number of issued shares (excluding treasury shares) at the time of the passing of this Resolution after adjusting for: (i) new shares arising from the conversion or exercise of convertible securities; (ii) new | Management | Yes | For | For | |||||||||||
CRBQ | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 12 | Authorize the Directors of the Company to offer and grant options from time to time in accordance with the provisions of the Wilmar Executives’ Share Option Scheme 2009 of the Company [Wilmar ESOS 2009] and, pursuant to Section 161 of the Companies Act, Chapter 50, to allot and issue from time to time such number of shares in the capital of the Company as may be required to be issued pursuant to the exercise of options granted [while the authority conferred by this resolution is in force] under the Wilmar ESOS 2009, notwithstanding that the authority conferred by this resolution may have ceased to be in force, provided that the aggregate number of shares to be issued pursuant to the Wilmar ESOS 2009 and all other share-based incentive schemes of the Company [including but limited to the Wilmar Executives Share Option Scheme 2000] if any, shall not exceed 15% of the total number of issued shares [excluding treasury shares] of the capital of the Company from time to time, as determined in accordance with the provisions of the Wilmar ESOS 2009 | Management | Yes | For | For | |||||||||||
CRBQ | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 13 | Authorize the Board of Directors of the Company , contingent upon passing of Resolution 11 above and subject to the provisions of the Listing Manual of the Singapore Exchange Securities Trading Limited [the SGX- ST] [including any supplemental measures thereto from time to time] to undertake placements of new shares on a pro rata basis priced at a discount exceeding 10% but not more than 20% of the weighted average price as determined in accordance with the requirements of the Listing Manual of SGX-ST [including any supplemental measures thereto from time to time]; and [unless revoked or varied by the Company in general meeting] the authority conferred by this Resolution [Authority expires shall, unless revoked or varied by the Company in general meeting, continue in force until the next AGM of the Company is held or is required by law to be held], or 31 DEC 2010 [or such other period as may be permitted by the SGX-ST], whichever is the earliest | Management | Yes | For | For | |||||||||||
CRBQ | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 1 | Authorize the Company, for the purposes of Sections 76C and 76E of the Companies Act, Chapter 50 of Singapore (the Act), the exercise by the Share Purchase Committee of all the powers of the Company to purchase or otherwise acquire issued ordinary shares of the Company (the shares) not exceeding in aggregate the Prescribed Limit (as hereinafter defined), at such price or prices as may be determined by the Share Purchase Committee from time to time up to the Maximum Price (as specified), whether by way of: (i) on-market purchases (each an on-market share purchase) on the Singapore Exchange Securities Trading Limited (the SGX-ST); and/or (ii) off-market purchases (each an off-market share purchase) effected in accordance with any equal access scheme(s) as may be determined or formulated by the Share Purchase Committee as they may consider fit, which scheme(s) shall satisfy all the conditions prescribed by the Act, and otherwise in accordance with all other laws and regulations and rules of the SGX-ST as may for the time being be applicable, be authorized and approved generally and unconditionally (the share purchase mandate); [Authority expires the earliest of the date on which the next AGM of the Company is held; or the date by which the next AGM of the Company is required by law to be held]; or authorize the Directors of the Company and/or each of them to complete and do all such acts and things as they and/or he may consider necessary, desirable, expedient, incidental or in the interests of the Company to give effect to the transactions contemplated and/or authorized by this ordinary resolution | Management | Yes | For | For | |||||||||||
CRBQ | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 1 | Approve the proposed offer and grant to Mr. Kuok Khoon Hong, a controlling shareholder of the Company, of option[s] pursuant to and in accordance with the rules of the 2009 Option Scheme on the following terms, as specified and authorize the Directors to allot and issue shares upon the exercise of such options(s), as specified | Management | Yes | For | For | |||||||||||
CRBQ | WILMAR INTL LTD | Y9586L109 | 4/28/2010 | 2 | Approve the proposed offer and grant to Mr. Martua Sitorus, a controlling shareholder of the Company, of option[s] pursuant to and in accordance with the rules of the 2009 Option Scheme on the following terms, as specified and authorize the Directors to allot and issue shares upon the exercise of such options(s), as specified | Management | Yes | For | For | |||||||||||
CRBQ | MARATHON OIL CORPORATION | MRO | 565849106 | 4/28/2010 | 1 | ELECTION OF DIRECTOR: GREGORY H. BOYCE | Management | Yes | For | For | ||||||||||
CRBQ | MARATHON OIL CORPORATION | MRO | 565849106 | 4/28/2010 | 2 | ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. | Management | Yes | For | For | ||||||||||
CRBQ | MARATHON OIL CORPORATION | MRO | 565849106 | 4/28/2010 | 3 | ELECTION OF DIRECTOR: DAVID A. DABERKO | Management | Yes | For | For | ||||||||||
CRBQ | MARATHON OIL CORPORATION | MRO | 565849106 | 4/28/2010 | 4 | ELECTION OF DIRECTOR: WILLIAM L. DAVIS | Management | Yes | For | For | ||||||||||
CRBQ | MARATHON OIL CORPORATION | MRO | 565849106 | 4/28/2010 | 5 | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Management | Yes | For | For | ||||||||||
CRBQ | MARATHON OIL CORPORATION | MRO | 565849106 | 4/28/2010 | 6 | ELECTION OF DIRECTOR: PHILIP LADER | Management | Yes | For | For | ||||||||||
CRBQ | MARATHON OIL CORPORATION | MRO | 565849106 | 4/28/2010 | 7 | ELECTION OF DIRECTOR: CHARLES R. LEE | Management | Yes | For | For | ||||||||||
CRBQ | MARATHON OIL CORPORATION | MRO | 565849106 | 4/28/2010 | 8 | ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS | Management | Yes | For | For | ||||||||||
CRBQ | MARATHON OIL CORPORATION | MRO | 565849106 | 4/28/2010 | 9 | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | Yes | For | For | ||||||||||
CRBQ | MARATHON OIL CORPORATION | MRO | 565849106 | 4/28/2010 | 10 | ELECTION OF DIRECTOR: SETH E. SCHOFIELD | Management | Yes | For | For | ||||||||||
CRBQ | MARATHON OIL CORPORATION | MRO | 565849106 | 4/28/2010 | 11 | ELECTION OF DIRECTOR: JOHN W. SNOW | Management | Yes | For | For | ||||||||||
CRBQ | MARATHON OIL CORPORATION | MRO | 565849106 | 4/28/2010 | 12 | ELECTION OF DIRECTOR: THOMAS J. USHER | Management | Yes | For | For | ||||||||||
CRBQ | MARATHON OIL CORPORATION | MRO | 565849106 | 4/28/2010 | 13 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2010 | Management | Yes | For | For | ||||||||||
CRBQ | MARATHON OIL CORPORATION | MRO | 565849106 | 4/28/2010 | 14 | STOCKHOLDER PROPOSAL TO AMEND OUR BY-LAWS TO LOWER THE THRESHOLD FOR STOCKHOLDERS TO CALL SPECIAL MEETINGS | Stockholder | Yes | Against | For | ||||||||||
CRBQ | MARATHON OIL CORPORATION | MRO | 565849106 | 4/28/2010 | 15 | STOCKHOLDER PROPOSAL TO ADOPT A POLICY FOR RATIFICATION AND APPROVAL OF EXECUTIVE COMPENSATION POLICIES AND PRACTICES | Stockholder | Yes | Against | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | EOG RESOURCES, INC. | EOG | 26875P101 | 4/28/2010 | 1 | ELECTION OF DIRECTOR: GEORGE A. ALCORN | Management | Yes | For | For | ||||||||||
CRBQ | EOG RESOURCES, INC. | EOG | 26875P101 | 4/28/2010 | 2 | ELECTION OF DIRECTOR: CHARLES R. CRISP | Management | Yes | For | For | ||||||||||
CRBQ | EOG RESOURCES, INC. | EOG | 26875P101 | 4/28/2010 | 3 | ELECTION OF DIRECTOR: JAMES C. DAY | Management | Yes | For | For | ||||||||||
CRBQ | EOG RESOURCES, INC. | EOG | 26875P101 | 4/28/2010 | 4 | ELECTION OF DIRECTOR: MARK G. PAPA | Management | Yes | For | For | ||||||||||
CRBQ | EOG RESOURCES, INC. | EOG | 26875P101 | 4/28/2010 | 5 | ELECTION OF DIRECTOR: H. LEIGHTON STEWARD | Management | Yes | For | For | ||||||||||
CRBQ | EOG RESOURCES, INC. | EOG | 26875P101 | 4/28/2010 | 6 | ELECTION OF DIRECTOR: DONALD F. TEXTOR | Management | Yes | For | For | ||||||||||
CRBQ | EOG RESOURCES, INC. | EOG | 26875P101 | 4/28/2010 | 7 | ELECTION OF DIRECTOR: FRANK G. WISNER | Management | Yes | For | For | ||||||||||
CRBQ | EOG RESOURCES, INC. | EOG | 26875P101 | 4/28/2010 | 8 | TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT PUBLIC ACCOUNTANTS. | Management | Yes | For | For | ||||||||||
CRBQ | EOG RESOURCES, INC. | EOG | 26875P101 | 4/28/2010 | 9 | TO APPROVE AN AMENDMENT 2008 OMNIBUS EQUITY COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES FOR ISSUANCE UNDER THE PLAN. | Management | Yes | For | For | ||||||||||
CRBQ | EOG RESOURCES, INC. | EOG | 26875P101 | 4/28/2010 | 10 | TO APPROVE AN AMENDMENT EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR PURCHASE UNDER THE PLAN. | Management | Yes | For | For | ||||||||||
CRBQ | EOG RESOURCES, INC. | EOG | 26875P101 | 4/28/2010 | 11 | TO APPROVE AN AMENDMENT AND RESTATEMENT EXECUTIVE OFFICER ANNUAL BONUS PLAN TO EXTEND THE TERM OF THE PLAN. | Management | Yes | For | For | ||||||||||
CRBQ | EOG RESOURCES, INC. | EOG | 26875P101 | 4/28/2010 | 12 | STOCKHOLDER PROPOSAL CONCERNING HYDRAULIC FRACTURING, IF PROPERLY PRESENTED. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | EOG RESOURCES, INC. | EOG | 26875P101 | 4/28/2010 | 13 | STOCKHOLDER PROPOSAL CONCERNING POST- EMPLOYMENT STOCK OWNERSHIP REQUIREMENTS FOR EXECUTIVE OFFICERS, IF PROPERLY PRESENTED. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | EOG RESOURCES, INC. | EOG | 26875P101 | 4/28/2010 | 14 | STOCKHOLDER PROPOSAL CONCERNING ACCELERATED VESTING OF EXECUTIVE OFFICER STOCK AWARDS, IF PROPERLY PRESENTED | Stockholder | Yes | Against | For | ||||||||||
CRBQ | REPSOL YPF SA | E8471S130 | 4/29/2010 | 1 | Approve the annual accounts and management report of Repsol ypf and consolidated group of 2009 | Management | Yes | For | For | |||||||||||
CRBQ | REPSOL YPF SA | E8471S130 | 4/29/2010 | 2 | Approve the Management Board Member of 2009 | Management | Yes | For | For | |||||||||||
CRBQ | REPSOL YPF SA | E8471S130 | 4/29/2010 | 3 | Approve to modify the Article 9 | Management | Yes | For | For | |||||||||||
CRBQ | REPSOL YPF SA | E8471S130 | 4/29/2010 | 4 | Approve to modify the Article 12 BIS | Management | Yes | For | For | |||||||||||
CRBQ | REPSOL YPF SA | E8471S130 | 4/29/2010 | 5 | Approve to modify the Article 22 | Management | Yes | For | For | |||||||||||
CRBQ | REPSOL YPF SA | E8471S130 | 4/29/2010 | 6 | Approve to modify the Article 3, Section 3.5 | Management | Yes | For | For | |||||||||||
CRBQ | REPSOL YPF SA | E8471S130 | 4/29/2010 | 7 | Approve to modify the Article 9, Section 9.2 | Management | Yes | For | For | |||||||||||
CRBQ | REPSOL YPF SA | E8471S130 | 4/29/2010 | 8 | Re-election of Ms. Paulina Beato Blanco as a Board Member | Management | Yes | For | For | |||||||||||
CRBQ | REPSOL YPF SA | E8471S130 | 4/29/2010 | 9 | Re-election of Mr. Artur Carulla Font as a Board Member | Management | Yes | For | For | |||||||||||
CRBQ | REPSOL YPF SA | E8471S130 | 4/29/2010 | 10 | Re-election of Mr. Javier Echenique Landiribar as a Board Member | Management | Yes | For | For | |||||||||||
CRBQ | REPSOL YPF SA | E8471S130 | 4/29/2010 | 11 | Re-election of Pemex Internacional Espana, Sociedad Anonima as a Board Member | Management | Yes | For | For | |||||||||||
CRBQ | REPSOL YPF SA | E8471S130 | 4/29/2010 | 12 | Appointment, ratify and re-election of Mr. Henri Philippe Reichstul as a | Management | Yes | For | For | |||||||||||
CRBQ | REPSOL YPF SA | E8471S130 | 4/29/2010 | 13 | Appointment of the Auditors | Management | Yes | For | For | |||||||||||
CRBQ | REPSOL YPF SA | E8471S130 | 4/29/2010 | 14 | Authorize to purchase own shares | Management | Yes | For | For | |||||||||||
CRBQ | REPSOL YPF SA | E8471S130 | 4/29/2010 | 15 | Approve the delegation, in the Board Member, the faculty to increase the social capital | Management | Yes | For | For | |||||||||||
CRBQ | REPSOL YPF SA | E8471S130 | 4/29/2010 | 16 | Approve the delegation of powers | Management | Yes | For | For | |||||||||||
CRBQ | REPSOL YPF SA | E8471S130 | 4/29/2010 | 17 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 30 APR 2010. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Management | Yes | For | For | |||||||||||
CRBQ | GRUPO MEXICO SAB DE CV | P49538112 | 4/29/2010 | 1 | Receive the report from the Executive Chairperson of the Company regarding the FY that ran from 1 JAN to 31 DEC 2009; approve the consolidated financial statements of the Company and its subsidiaries to 31 DEC 2009; reports that are referred to in Article 28, Part IV, Lines A, C, D and E, of the Securities Market Law, regarding the FY that ran from 1 JAN to 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | GRUPO MEXICO SAB DE CV | P49538112 | 4/29/2010 | 2 | Receive the report regarding the fulfillment of tax obligations that is referred to in Part XX of Article 86 of the Income Tax Law during the 2009 FY | Management | Yes | For | For | |||||||||||
CRBQ | GRUPO MEXICO SAB DE CV | P49538112 | 4/29/2010 | 3 | Approve the allocation of profit from the FYE on 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | GRUPO MEXICO SAB DE CV | P49538112 | 4/29/2010 | 4 | Receive the report that is referred to in Part III of Article 60 of the provisions of a general nature applicable to the issuers of securities and other securities market participants, including a report regarding the allocation of the funds destined for the acquisition of shares of the Company during the FYE on 31 DEC 2009; approve to determine the maximum amount of funds to be allocated to the acquisition of the shares of the Company during the 2010 FY | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | GRUPO MEXICO SAB DE CV | P49538112 | 4/29/2010 | 5 | Ratify the acts done by the Board of Directors, the Executive Chairperson and its committees, during the FY that ran from 1 JAN to 31 DEC 2009; appointment or reelection, of the Members of the Board of Directors of the Company and classification of their independence in accordance with Article 26 of the securities market law; appointment or reelection, of the Members of the committees of the Board itself and of their Chairpersons | Management | Yes | For | For | |||||||||||
CRBQ | GRUPO MEXICO SAB DE CV | P49538112 | 4/29/2010 | 6 | Approve the remuneration for the Members of the Board of Directors and for the Members of the committees of the Board itself | Management | Yes | For | For | |||||||||||
CRBQ | GRUPO MEXICO SAB DE CV | P49538112 | 4/29/2010 | 7 | Approve, designation of the delegates who will carry out and formalize the resolutions passed by this meeting | Management | Yes | For | For | |||||||||||
CRBQ | ENI SPA, ROMA | T3643A145 | 4/29/2010 | 1 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | ENI SPA, ROMA | T3643A145 | 4/29/2010 | 2 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID’S 686251 AND 684082 DUE TO 2 MEETINGS BEING MERGED INTO 1 MIX MEETING. ALL VOTES RECEIVED ON THE PREVIOUS MEETINGS WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | ENI SPA, ROMA | T3643A145 | 4/29/2010 | 3 | Approve the balance sheet as of 31 DEC 2009 of Eni Spa, consolidated balance sheet as of 31 DEC 2009; Directors, Board of Auditors and External Auditing Company’s reporting | Management | Yes | For | For | |||||||||||
CRBQ | ENI SPA, ROMA | T3643A145 | 4/29/2010 | 4 | Approve the profits allocation | Management | Yes | For | For | |||||||||||
CRBQ | ENI SPA, ROMA | T3643A145 | 4/29/2010 | 5 | Appoint the Independent Auditors for the period 2010-2018 | Management | Yes | For | For | |||||||||||
CRBQ | ENI SPA, ROMA | T3643A145 | 4/29/2010 | 6 | Amend the Articles 1, 4, 12, 15 and 16 of the Corporate Bylaws; related resolutions | Management | Yes | For | For | |||||||||||
CRBQ | ENI SPA, ROMA | T3643A145 | 4/29/2010 | 7 | PLEASE NOTE THAT IN COMPLIANCE WITH ARTICLE 13, PARAGRAPH 1, OF THE CORPORATE BYLAWS SHAREHOLDERS WHO ALONE OR TOGETHER WITH OTHER SHAREHOLDERS, HOLD AT LEAST ONE FORTIETH OF CORPORATE CAPITAL CAN REQUEST, WITHIN 5 DAYS FROM THE ISSUERS NOTIFICATION OF THIS MEETING, AN INTEGRATION TO THE ITEMS OF THIS AGENDA, QUOTING IN THEIR REQUEST THE ADDITIONAL SUBJECTS PROPOSED; THE INTEGRATION IS NOT ALLOWED FOR SUBJECTS ON WHICH THE MEETING DELIBERATES, ACCORDING TO THE LAW, ON PROPOSAL OF DIRECTORS OR ON THE BASIS OF A PROJECT OR A REPORT DRAWN UP BY THE DIRECTORS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | VALERO ENERGY CORPORATION | VLO | 91913Y100 | 4/29/2010 | 1 | ELECTION OF DIRECTOR: RUBEN M. ESCOBEDO | Management | Yes | For | For | ||||||||||
CRBQ | VALERO ENERGY CORPORATION | VLO | 91913Y100 | 4/29/2010 | 2 | ELECTION OF DIRECTOR: BOB MARBUT | Management | Yes | For | For | ||||||||||
CRBQ | VALERO ENERGY CORPORATION | VLO | 91913Y100 | 4/29/2010 | 3 | ELECTION OF DIRECTOR: ROBERT A. PROFUSEK | Management | Yes | For | For | ||||||||||
CRBQ | VALERO ENERGY CORPORATION | VLO | 91913Y100 | 4/29/2010 | 4 | RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO ENERGY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | Yes | For | For | ||||||||||
CRBQ | VALERO ENERGY CORPORATION | VLO | 91913Y100 | 4/29/2010 | 5 | RE-APPROVE THE 2005 OMNIBUS STOCK INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
CRBQ | VALERO ENERGY CORPORATION | VLO | 91913Y100 | 4/29/2010 | 6 | VOTE ON AN ADVISORY RESOLUTION TO RATIFY THE 2009 COMPENSATION OF THE NAMED EXECUTIVE OFFICERS LISTED IN THE PROXY STATEMENT’S SUMMARY COMPENSATION TABLE. | Management | Yes | For | For | ||||||||||
CRBQ | VALERO ENERGY CORPORATION | VLO | 91913Y100 | 4/29/2010 | 7 | VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, “IMPACT OF VALERO’S OPERATIONS ON RAINFOREST SUSTAINABILITY.” | Stockholder | Yes | Against | For | ||||||||||
CRBQ | VALERO ENERGY CORPORATION | VLO | 91913Y100 | 4/29/2010 | 8 | VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, “DISCLOSURE OF POLITICAL CONTRIBUTIONS/TRADE ASSOCIATIONS.” | Stockholder | Yes | Against | For | ||||||||||
CRBQ | VALERO ENERGY CORPORATION | VLO | 91913Y100 | 4/29/2010 | 9 | VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, “STOCK RETENTION BY EXECUTIVES.” | Stockholder | Yes | Against | For | ||||||||||
CRBQ | SOUTHERN COPPER CORPORATION | SCCO | 84265V105 | 4/29/2010 | 1 | DIRECTOR: GERMAN LARREA MOTA-v., OSCAR GONZALEZ ROCHA, EMILIO CARRILLO GAMBOA, ALFREDO CASAR PERZ, A. DE LA, PARRA ZAVALA, X. GARCIA, DE QUEVEDO T. GENARO LARREA MOTA V., D MUNIZ QUINT ANILLA , ARMANDO ORTEGA GOMEZ, L.M. PALOMINO BONILLA, G. PEREZALONSO CIFUENTES, JUAN REBILLEDO GOUT, CARLOS RUIZ SCRISTAN, LUIS TELLEZ KUENZLER | Management | Yes | For | For | ||||||||||
CRBQ | SOUTHERN COPPER CORPORATION | SCCO | 84265V105 | 4/29/2010 | 2 | RATIFY THE AUDIT COMMITTEE’S SELECTION OF GALAZ, YAMAZAKI, RUIZ URQUIZA, S.C., MEMBER FIRM OF DELOITTE TOUCHE TOHMATSU AS INDEPENDENT ACCOUNTANTS FOR 2010. | Management | Yes | For | For | ||||||||||
CRBQ | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 1 | MODIFY TRADE NAME, ADDRESS, CORPORATE PURPOSE, REFLECT EQUITY SUBSCRIBED AND PAID SHARES THAT MAKE UP SAID EQUITY, MAKE CORRECTIONS TO PUNCTUATION, TRANSCRIPTION OR WORDING IN ALL OF THE ARTICLES OF THE BY- LAWS, ADAPT BY-LAWS TO NORMS OF LAWS N 18,046 AND N 20,382, EXCLUDE REPEALED NORMS OF DECREE LAW N 3,500, OMIT REFERENCES TO THE STATE, STATEOWNED COMPANIES. | Management | Yes | For | For | ||||||||||
CRBQ | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 2 | MODIFY ALL OF THE ARTICLES OF THE BY-LAWS TO REFLECT THE AGREEMENTS ADOPTED WITH THE PURPOSES PREVIOUSLY INDICATED. | Management | Yes | For | For | ||||||||||
CRBQ | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 3 | ADOPT ALL OTHER AGREEMENTS NECESSARY TO EXECUTE THE RESOLUTIONS THAT THE SHAREHOLDERS’ MEETING ADOPT IN RELATION TO THE ABOVE. | Management | Yes | For | For | ||||||||||
CRBQ | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 4 | BALANCE SHEET, AUDITED FINANCIAL STATEMENTS, ANNUAL REPORT, REPORT OF ACCOUNTING INSPECTORS AND REPORT OF EXTERNAL AUDITORS. | Management | Yes | For | For | ||||||||||
CRBQ | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 5 | APPOINTMENT OF THE EXTERNAL AUDITOR COMPANY - EXTERNAL AUDITORS - AND ACCOUNTING INSPECTORS OF COMPANY FOR 2010 BUSINESS YEAR. | Management | Yes | For | For | ||||||||||
CRBQ | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 6 | OPERATIONS REFERRED TO IN ARTICLE 44 - IN FORCE DURING 2009 - OF LAW N 18,046 (“LAW OF CORPORATIONS” OF CHILE). | Management | Yes | For | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 7 | INVESTMENT AND FINANCING POLICIES. | Management | Yes | For | For | ||||||||||
CRBQ | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 8 | NET INCOME FOR THE YEAR 2009, FINAL DIVIDEND DISTRIBUTION AND POLICY ON FUTURE DIVIDENDS. | Management | Yes | For | For | ||||||||||
CRBQ | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 9 | EXPENSES OF THE BOARD OF DIRECTORS DURING THE 2009 BUSINESS YEAR. | Management | Yes | For | For | ||||||||||
CRBQ | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 10 | COMPENSATION FOR THE MEMBERS OF THE BOARD. | Management | Yes | For | For | ||||||||||
CRBQ | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 11 | ISSUES RELATED TO THE AUDIT AND DIRECTORS’ COMMITTEES. | Management | Yes | For | For | ||||||||||
CRBQ | SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | SQM | 833635105 | 4/29/2010 | 12 | OTHER MATTERS THAT MAY CORRESPOND IN ACCORDANCE WITH THE LAW. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSCANADA CORP | 89353D107 | 4/30/2010 | 1 | PLEASE NOTE THAT THE SHAREHOLDERS ARE ALLOWED TO VOTE IN “FAVOR” OR “AGAINST” ONLY FOR RESOLUTIONS “3, 4” AND “5” AND IN “FAVOR” OR “WITHHOLD” ONLY FOR RESOLUTIONS “1.1 TO 1.13” AND “2”. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | TRANSCANADA CORP | 89353D107 | 4/30/2010 | 2 | To receive the consolidated financial statements for the YE 31 DEC 2009 and the Auditors’ report thereon | Non Voting | ||||||||||||||
CRBQ | TRANSCANADA CORP | 89353D107 | 4/30/2010 | 3 | Election of K.E. Benson as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TRANSCANADA CORP | 89353D107 | 4/30/2010 | 4 | Election of D.H. Burney as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TRANSCANADA CORP | 89353D107 | 4/30/2010 | 5 | Election of W.K. Dobson as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TRANSCANADA CORP | 89353D107 | 4/30/2010 | 6 | Election of E.L. Draper as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TRANSCANADA CORP | 89353D107 | 4/30/2010 | 7 | Election of P. Gauthier as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TRANSCANADA CORP | 89353D107 | 4/30/2010 | 8 | Election of K.L. Hawkins as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TRANSCANADA CORP | 89353D107 | 4/30/2010 | 9 | Election of S.B. Jackson as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TRANSCANADA CORP | 89353D107 | 4/30/2010 | 10 | Election of P.L. Joskow as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TRANSCANADA CORP | 89353D107 | 4/30/2010 | 11 | Election of H.N. Kvisle as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TRANSCANADA CORP | 89353D107 | 4/30/2010 | 12 | Election of J.A. MacNaughton as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TRANSCANADA CORP | 89353D107 | 4/30/2010 | 13 | Election of D.P. O’Brien as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TRANSCANADA CORP | 89353D107 | 4/30/2010 | 14 | Election of W.T. Stephens as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TRANSCANADA CORP | 89353D107 | 4/30/2010 | 15 | Election of D.M.G. Stewart as a Director | Management | Yes | For | For | |||||||||||
CRBQ | TRANSCANADA CORP | 89353D107 | 4/30/2010 | 16 | Appointment of KPMG LLP, Chartered Accountants as the Auditors and authorize | Management | Yes | For | For | |||||||||||
CRBQ | TRANSCANADA CORP | 89353D107 | 4/30/2010 | 17 | Amend the Stock Option Plan, as specified | Management | Yes | For | For | |||||||||||
CRBQ | TRANSCANADA CORP | 89353D107 | 4/30/2010 | 18 | Ratify and approve the Shareholder Rights Plan, as specified | Management | Yes | For | For | |||||||||||
CRBQ | TRANSCANADA CORP | 89353D107 | 4/30/2010 | 19 | Approve TransCanada Corporation’s approach to executive compensation, as specified | Management | Yes | For | For | |||||||||||
CRBQ | TRANSCANADA CORP | 89353D107 | 4/30/2010 | 20 | Transact such other business | Non Voting | ||||||||||||||
CRBQ | WOODSIDE PETROLEUM LTD | 980228100 | 4/30/2010 | 1 | To receive and consider the financial report of the Company and the reports of the Directors and Auditor for the YE 31 DEC 2009 | Non Voting | ||||||||||||||
CRBQ | WOODSIDE PETROLEUM LTD | 980228100 | 4/30/2010 | 2 | Re-elect Dr. Andrew Jamieson as a Director | Management | Yes | For | For | |||||||||||
CRBQ | WOODSIDE PETROLEUM LTD | 980228100 | 4/30/2010 | 3 | Adopt the remuneration report for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | AGNICO-EAGLE MINES LTD | 008474108 | 4/30/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS “3 AND 4” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.12 AND 2”. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | AGNICO-EAGLE MINES LTD | 008474108 | 4/30/2010 | 2 | Receipt of the financial statements of Agnico-Eagle for the YE 31 DEC 2009 and the Auditors’ report on the statements | Non Voting | ||||||||||||||
CRBQ | AGNICO-EAGLE MINES LTD | 008474108 | 4/30/2010 | 3 | Election of Leanne M. Baker as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGNICO-EAGLE MINES LTD | 008474108 | 4/30/2010 | 4 | Election of Douglas R. Beaumont as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGNICO-EAGLE MINES LTD | 008474108 | 4/30/2010 | 5 | Election of Sean Boyd as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGNICO-EAGLE MINES LTD | 008474108 | 4/30/2010 | 6 | Election of Clifford Davis as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGNICO-EAGLE MINES LTD | 008474108 | 4/30/2010 | 7 | Election of David Garofalo as a Director | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | AGNICO-EAGLE MINES LTD | 008474108 | 4/30/2010 | 8 | Election of Bernard Kraft as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGNICO-EAGLE MINES LTD | 008474108 | 4/30/2010 | 9 | Election of Mel Leiderman as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGNICO-EAGLE MINES LTD | 008474108 | 4/30/2010 | 10 | Election of James D. Nasso as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGNICO-EAGLE MINES LTD | 008474108 | 4/30/2010 | 11 | Election of Merfyn Roberts as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGNICO-EAGLE MINES LTD | 008474108 | 4/30/2010 | 12 | Election of Eberhard Scherkus as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGNICO-EAGLE MINES LTD | 008474108 | 4/30/2010 | 13 | Election of Howard R. Stockford as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGNICO-EAGLE MINES LTD | 008474108 | 4/30/2010 | 14 | Election of Pertti Voutilainen as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGNICO-EAGLE MINES LTD | 008474108 | 4/30/2010 | 15 | Appointment of Ernst & Young LLP as the Auditors of the Corporation and | Management | Yes | For | For | |||||||||||
CRBQ | AGNICO-EAGLE MINES LTD | 008474108 | 4/30/2010 | 16 | Approve an amendment of Agnico-Eagle’s Stock Option Plan | Management | Yes | For | For | |||||||||||
CRBQ | AGNICO-EAGLE MINES LTD | 008474108 | 4/30/2010 | 17 | Approve an amendment to Agnico-Eagle’s Articles of Amalgamation and authorize the Board of Directors to set the number of Directors | Management | Yes | For | For | |||||||||||
CRBQ | AGNICO-EAGLE MINES LTD | 008474108 | 4/30/2010 | 18 | Any other business | Non Voting | ||||||||||||||
CRBQ | NOBLE CORPORATION | NE | H5833N103 | 4/30/2010 | 1 | DIRECTOR: MICHAEL A. CAWLEY, GORDON T. HALL, JACK E. LITTLE | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE CORPORATION | NE | H5833N103 | 4/30/2010 | 2 | APPROVAL OF THE EXTENSION OF BOARD AUTHORITY TO ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 29, 2012. | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE CORPORATION | NE | H5833N103 | 4/30/2010 | 3 | APPROVAL OF THE PAYMENT OF A REGULAR DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF THE SHARES IN AN AMOUNT EQUAL TO SWISS FRANCS 0.52 PER SHARE. | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE CORPORATION | NE | H5833N103 | 4/30/2010 | 4 | APPROVAL OF THE PAYMENT OF A SPECIAL DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF THE SHARES IN AN AMOUNT EQUAL TO SWISS FRANCS 0.56 PER SHARE. | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE CORPORATION | NE | H5833N103 | 4/30/2010 | 5 | APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010 AND THE ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM. | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE CORPORATION | NE | H5833N103 | 4/30/2010 | 6 | APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2009 AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR EXTENDED FISCAL YEAR 2009. | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE CORPORATION | NE | H5833N103 | 4/30/2010 | 7 | APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY FOR EXTENDED FISCAL YEAR 2009. | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE CORPORATION | NE | H5833N103 | 4/30/2010 | 1 | DIRECTOR: MICHAEL A. CAWLEY, GORDON T. HALL, JACK E. LITTLE | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE CORPORATION | NE | H5833N103 | 4/30/2010 | 2 | APPROVAL OF THE EXTENSION OF BOARD AUTHORITY TO ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 29, 2012. | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE CORPORATION | NE | H5833N103 | 4/30/2010 | 3 | APPROVAL OF THE PAYMENT OF A REGULAR DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF THE SHARES IN AN AMOUNT EQUAL TO SWISS FRANCS 0.52 PER SHARE. | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE CORPORATION | NE | H5833N103 | 4/30/2010 | 4 | APPROVAL OF THE PAYMENT OF A SPECIAL DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF THE SHARES IN AN AMOUNT EQUAL TO SWISS FRANCS 0.56 PER SHARE. | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE CORPORATION | NE | H5833N103 | 4/30/2010 | 5 | APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR. | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE CORPORATION | NE | H5833N103 | 4/30/2010 | 6 | APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2009 AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR EXTENDED FISCAL YEAR 2009. | Management | Yes | For | For | ||||||||||
CRBQ | NOBLE CORPORATION | NE | H5833N103 | 4/30/2010 | 7 | APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY FOR EXTENDED FISCAL YEAR 2009. | Management | Yes | For | For | ||||||||||
CRBQ | SUNCOR ENERGY INC | 867224107 | 5/4/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE “IN FAVOR” OR ‘‘ABSTAIN” ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.14” AND “2”. THANK YOU | Non Voting | ||||||||||||||
CRBQ | SUNCOR ENERGY INC | 867224107 | 5/4/2010 | 2 | To elect the Directors of the Corporation to hold office until the close of the next annual meeting | Non Voting | ||||||||||||||
CRBQ | SUNCOR ENERGY INC | 867224107 | 5/4/2010 | 3 | Election of Mel E. Benson as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUNCOR ENERGY INC | 867224107 | 5/4/2010 | 4 | Election of Brian A. Canfield as a Director | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | SUNCOR ENERGY INC | 867224107 | 5/4/2010 | 5 | Election of Dominic D’Alessandro as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUNCOR ENERGY INC | 867224107 | 5/4/2010 | 6 | Election of John T. Ferguson as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUNCOR ENERGY INC | 867224107 | 5/4/2010 | 7 | Election of W. Douglas Ford as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUNCOR ENERGY INC | 867224107 | 5/4/2010 | 8 | Election of Richard L. George as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUNCOR ENERGY INC | 867224107 | 5/4/2010 | 9 | Election of Paul Haseldonckx as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUNCOR ENERGY INC | 867224107 | 5/4/2010 | 10 | Election of John R. Huff as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUNCOR ENERGY INC | 867224107 | 5/4/2010 | 11 | Election of Jacques Lamarre as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUNCOR ENERGY INC | 867224107 | 5/4/2010 | 12 | Election of Brian F. MacNeill as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUNCOR ENERGY INC | 867224107 | 5/4/2010 | 13 | Election of Maureen McCaw as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUNCOR ENERGY INC | 867224107 | 5/4/2010 | 14 | Election of Michael W.O’Brien as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUNCOR ENERGY INC | 867224107 | 5/4/2010 | 15 | Election of James W. Simpson as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUNCOR ENERGY INC | 867224107 | 5/4/2010 | 16 | Election of Eira Thomas as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUNCOR ENERGY INC | 867224107 | 5/4/2010 | 17 | Re-appointment of PricewaterhouseCoopers LLP as an Auditor for the ensuing year and authorize the directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBQ | SUNCOR ENERGY INC | 867224107 | 5/4/2010 | 18 | Transact any other business | Non Voting | ||||||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non Voting | ||||||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | Non Voting | ||||||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 3 | Approve the notice of the meeting and of the agenda | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 4 | Election of one person to countersign the minutes | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 5 | Approve the annual accounts and the Board of Directors report for the year 2009 of NORSK hydro and the group, including distribution of dividend | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 6 | Approve the auditor s remuneration | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 7 | Approve the guidelines for the remuneration of leading employees | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 8 | Amend the Articles of Association | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 9 | Election of a Auditor | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 10 | Election of Siri Teigum Chair as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 11 | Election of Leif Teksum deputy Chair as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 12 | Election of Westye Hoegh as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 13 | Election of Idar Kreutzer as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 14 | Election of Lars Tronsgaard as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 15 | Election of Sten Arthur Salor as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 16 | Election of Anne-Margrethe Firing as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 17 | Election of Terje Venold as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 18 | Election of Unni Steinsmo as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 19 | Election of Tove Wangensten as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 20 | Election of Jon Lund as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 21 | Election of Anne Kverneland BOGSNES as a member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 22 | Election of Gunvor Ulstein as a deputy member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 23 | Election of Birger Solberg as a deputy member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 24 | Election of Kristin Farovik as a deputy member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 25 | Election of Ann Kristin Sydnes as a deputy member to the Corporate Assembly | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 26 | Election of the Siri Teigum chair as a member to the Nomination Committee | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 27 | Election of Leif Teksum as a member to the Nomination Committee | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 28 | Election of Westye Hoegh as a member to the Nomination Committee | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 29 | Election of Mette Wikborg as a member to the Nomination Committee | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 30 | Approve the remuneration of the Corporate Assembly and Nomination Committee | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 5/4/2010 | 31 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTION 8.6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | RANDGOLD RES LTD | G73740113 | 5/4/2010 | 1 | Receive and adopt the Company’s financial statements for the YE 31 DEC 2009 and the reports of the Directors and the Auditors thereon | Management | Yes | For | For | |||||||||||
CRBQ | RANDGOLD RES LTD | G73740113 | 5/4/2010 | 2 | Election of Kadri Dagdelen as a Non-Executive Director, in accordance with | Management | Yes | For | For | |||||||||||
CRBQ | RANDGOLD RES LTD | G73740113 | 5/4/2010 | 3 | Re-elect Philippe Lietard as a Non-Executive Director, who retires in accordance with the Articles of Association | Management | Yes | For | For | |||||||||||
CRBQ | RANDGOLD RES LTD | G73740113 | �� | 5/4/2010 | 4 | Re-elect Robert Israel as a Non-Executive Director, who retires in accordance with the Articles of Association | Management | Yes | For | For | ||||||||||
CRBQ | RANDGOLD RES LTD | G73740113 | 5/4/2010 | 5 | Re-elect Norborne Cole Jr., as a Non-Executive Director, who retires in accordance with the Articles of Association | Management | Yes | For | For | |||||||||||
CRBQ | RANDGOLD RES LTD | G73740113 | 5/4/2010 | 6 | Re-elect Karl Voltaire as a Non-Executive Director, who retires in accordance with the Articles of Association | Management | Yes | For | For | |||||||||||
CRBQ | RANDGOLD RES LTD | G73740113 | 5/4/2010 | 7 | Receive and adopt the report of the Remuneration Committee | Management | Yes | For | For | |||||||||||
CRBQ | RANDGOLD RES LTD | G73740113 | 5/4/2010 | 8 | Approve the fees payable to the Directors as specified | Management | Yes | For | For | |||||||||||
CRBQ | RANDGOLD RES LTD | G73740113 | 5/4/2010 | 9 | Re-appoint BDO LLP as the Auditors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | RANDGOLD RES LTD | G73740113 | 5/4/2010 | 10 | Amend the Memorandum of Association of the Company, in accordance with Article 38(1) (a) of the Companies (Jersey) Law 1991 (“the Law”) such that the authorized share capital of the Company to increase from USD 5,000,000 TO USD 6,000,000 by the creation of an additional 20,000,000 ordinary shares of USD 0.05 ranking pari passu with the ordinary shares of USD 0.05 and having the rights and obligations set out in the existing Articles of Association of the Company | Management | Yes | For | For | |||||||||||
CRBQ | RANDGOLD RES LTD | G73740113 | 5/4/2010 | 11 | Amend Paragraph 4 of the Company’s Memorandum of Association as specified | Management | Yes | For | For | |||||||||||
CRBQ | RANDGOLD RES LTD | G73740113 | 5/4/2010 | 12 | Amend Article 4.1 of the Company’s Articles of Association as specified | Management | Yes | For | For | |||||||||||
CRBQ | PEABODY ENERGY CORPORATION | BTU | 704549104 | 5/4/2010 | 1 | DIRECTOR: GREGORY H. BOYCE, WILLIAM A. COLEY, WILLIAM E. JAMES, ROBERT B. KARN III, M. FRANCES KEETH, HENRY E. LENTZ, ROBERT A. MALONE, WILLIAM C. RUSNACK, JOHN F. TURNER, ALAN H. WASHKOWITZ | Management | Yes | For | For | ||||||||||
CRBQ | PEABODY ENERGY CORPORATION | BTU | 704549104 | 5/4/2010 | 2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Yes | For | For | ||||||||||
CRBQ | CONSOL ENERGY INC. | CNX | 20854P109 | 5/4/2010 | 1 | DIRECTOR: JOHN WHITMIRE, J. BRETT HARVEY, JAMES E. ALTMEYER, SR. PHILIP W. BAXTER, WILLIAM E. DAVIS, RAJ K. GUPTA, PATRICIA A. HAMMICK, DAVID C. HARDESTY, JR., JOHN T. MILLS, WILLIAM P. POWELL, JOSEPH T. WILLIAMS | Management | Yes | For | For | ||||||||||
CRBQ | CONSOL ENERGY INC. | CNX | 20854P109 | 5/4/2010 | 2 | RATIFICATION OF ANTICIPATED SELECTION OF INDEPENDENT AUDITOR: ERNST & YOUNG LLP. | Management | Yes | For | For | ||||||||||
CRBQ | TALISMAN ENERGY INC | 87425E103 | 5/5/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTION “3” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.11 AND 2”. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | TALISMAN ENERGY INC | 87425E103 | 5/5/2010 | 2 | To receive the annual report and the consolidated financial statements of the Company for the YE 31 DEC 2009 together with the report of the Auditor thereon | Non Voting | ||||||||||||||
CRBQ | TALISMAN ENERGY INC | 87425E103 | 5/5/2010 | 3 | Election of Christiane Bergevin as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | TALISMAN ENERGY INC | 87425E103 | 5/5/2010 | 4 | Election of Donald J. Carty as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | TALISMAN ENERGY INC | 87425E103 | 5/5/2010 | 5 | Election of Willim R.P. Dalton as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | TALISMAN ENERGY INC | 87425E103 | 5/5/2010 | 6 | Election of Kevin S. Dunne as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | TALISMAN ENERGY INC | 87425E103 | 5/5/2010 | 7 | Election of Harold N. Kvisle as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | TALISMAN ENERGY INC | 87425E103 | 5/5/2010 | 8 | Election of John A. Manzoni as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | TALISMAN ENERGY INC | 87425E103 | 5/5/2010 | 9 | Election of Lisa A. Stewart as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | TALISMAN ENERGY INC | 87425E103 | 5/5/2010 | 10 | Election of Peter W. Tomsett as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | TALISMAN ENERGY INC | 87425E103 | 5/5/2010 | 11 | Election of John D. Watson as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | TALISMAN ENERGY INC | 87425E103 | 5/5/2010 | 12 | Election of Charles R. Williamson as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | TALISMAN ENERGY INC | 87425E103 | 5/5/2010 | 13 | Election of Charles M. Winograd as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | TALISMAN ENERGY INC | 87425E103 | 5/5/2010 | 14 | Reappoint Ernst & Young LLP, Chartered Accountants, as the Auditor of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | TALISMAN ENERGY INC | 87425E103 | 5/5/2010 | 15 | Amend the Company’s By-law No.1 as specified | Management | Yes | For | For | |||||||||||
CRBQ | TALISMAN ENERGY INC | 87425E103 | 5/5/2010 | 16 | Transact such other business | Non Voting | ||||||||||||||
CRBQ | LIHIR GOLD LTD | Y5285N149 | 5/5/2010 | 1 | Approve the financial statements and statutory reports for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | LIHIR GOLD LTD | Y5285N149 | 5/5/2010 | 2 | Elect Peter Cassidy as a Director | Management | Yes | For | For | |||||||||||
CRBQ | LIHIR GOLD LTD | Y5285N149 | 5/5/2010 | 3 | Election Mike Etheridge as a Director | Management | Yes | For | For | |||||||||||
CRBQ | LIHIR GOLD LTD | Y5285N149 | 5/5/2010 | 4 | Re-appoint PricewaterhouseCoopers as the Company’s Auditor | Management | Yes | For | For | |||||||||||
CRBQ | LIHIR GOLD LTD | Y5285N149 | 5/5/2010 | 5 | Approve the termination benefits payable to the new CEO/Managing Director under his employment contract | Management | Yes | For | For | |||||||||||
CRBQ | LIHIR GOLD LTD | Y5285N149 | 5/5/2010 | 6 | Approve the grant of up to 1.5 million Share Rights under the Lihir Senior Executive Share Plan to the new CEO/Managing Director | Management | Yes | For | For | |||||||||||
CRBQ | KINROSS GOLD CORP | 496902404 | 5/5/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’ FOR RESOLUTIONS 1.1 to 1.9 AND 2 . THANK YOU. | Non Voting | ||||||||||||||
CRBQ | KINROSS GOLD CORP | 496902404 | 5/5/2010 | 2 | To receive the audited consolidated financial statements of the Company for the FYE 31 DEC 2009 and the report of the Auditors thereon | Non Voting | ||||||||||||||
CRBQ | KINROSS GOLD CORP | 496902404 | 5/5/2010 | 3 | Elect Mr. John A. Brough as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | KINROSS GOLD CORP | 496902404 | 5/5/2010 | 4 | Elect Mr. Tye W. Burt as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | KINROSS GOLD CORP | 496902404 | 5/5/2010 | 5 | Elect Mr. John K. Carrington as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | KINROSS GOLD CORP | 496902404 | 5/5/2010 | 6 | Elect Mr. John M. H. Huxley as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | KINROSS GOLD CORP | 496902404 | 5/5/2010 | 7 | Elect Mr. John A. Keyes as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | KINROSS GOLD CORP | 496902404 | 5/5/2010 | 8 | Elect Mr. Catherine McLeod-Seltzer as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | KINROSS GOLD CORP | 496902404 | 5/5/2010 | 9 | Elect Mr. George F. Michals as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | KINROSS GOLD CORP | 496902404 | 5/5/2010 | 10 | Elect Mr. John E. Oliver as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | KINROSS GOLD CORP | 496902404 | 5/5/2010 | 11 | Elect Mr. Terence C. W. Reid as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | KINROSS GOLD CORP | 496902404 | 5/5/2010 | 12 | Appoint KPMG LLP, Chartered Accountants, as the Auditors of the Company for the ensuring year and to authorize the Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBQ | KINROSS GOLD CORP | 496902404 | 5/5/2010 | 13 | Transact any other business | Non Voting | ||||||||||||||
CRBQ | XSTRATA PLC | G9826T102 | 5/5/2010 | 1 | Receive and adopt the annual report and financial statements of the Company, and the reports of the Directors and the Auditors thereon, for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | XSTRATA PLC | G9826T102 | 5/5/2010 | 2 | Declare a final dividend of USD 0.08 cents per Ordinary Share in respect of the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | XSTRATA PLC | G9826T102 | 5/5/2010 | 3 | Approve the Directors remuneration report for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | XSTRATA PLC | G9826T102 | 5/5/2010 | 4 | Re-election of Mick Davis as a Director | Management | Yes | For | For | |||||||||||
CRBQ | XSTRATA PLC | G9826T102 | 5/5/2010 | 5 | Re-election of David Rough as a Director | Management | Yes | For | For | |||||||||||
CRBQ | XSTRATA PLC | G9826T102 | 5/5/2010 | 6 | Re-election of Sir. Steve Robson as a Director | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | XSTRATA PLC | G9826T102 | 5/5/2010 | 7 | Re-election of Willy Strothotte as a Director | Management | Yes | For | For | |||||||||||
CRBQ | XSTRATA PLC | G9826T102 | 5/5/2010 | 8 | Election of Dr. Con Fauconnier as a Director | Management | Yes | For | For | |||||||||||
CRBQ | XSTRATA PLC | G9826T102 | 5/5/2010 | 9 | Re-appoint Ernst & Young LLP as the Auditors to the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the Company and authorize the Directors to determine the remuneration of the Auditors | Management | Yes | For | For | |||||||||||
CRBQ | XSTRATA PLC | G9826T102 | 5/5/2010 | 10 | Authorize the Directors, pursuant to Section 551 of the Companies Act 2006 to: (i) allot shares in the Company, and to grant rights to subscribe for or to convert any security into shares in the Company: (A) up to an aggregate nominal amount of USD 489,835,270; and (B) comprising equity securities (as defined in Section 560 of the Companies Act 2006) up to an aggregate nominal amount of USD 979,670,540 (including within such limit any shares issued or rights granted under paragraph (A) above) in connection with an offer by way of a rights issue: (I) to holders of ordinary shares in proportion (as nearly as may be practicable) to their existing holdings; and (II) to people who are holders of other equity securities if this is required by the rights of those securities or, if the Directors consider it necessary, as permitted by the rights of those securities, and so that the Directors may impose any limits or restrictions and make any arrangements which they consider necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in, or under, the laws of, any territory or any other matter; for a period expiring (unless previously renewed, varied or revoked by the Company in a general meeting) at the end of the next annual general meeting of the Company after the date on | Management | Yes | For | For | |||||||||||
CRBQ | XSTRATA PLC | G9826T102 | 5/5/2010 | 11 | which this resolution is passed; and (ii) make an offer or agreement which would or might require shares to be allotted, or rights to subscribe for or convert any security into shares to be granted, after expiry of this authority and the directors may allot shares and grant rights in pursuance of that offer or agreement as if this authority had not expired, (b) that, subject to paragraph (c) below, all existing authorities given to the Directors pursuant to Section 80 of the Companies Act 1985 to allot relevant securities (as defined by the Companies Act 1985) by the passing on 05 MAY 2009 of the resolution numbered 8 as set out in the notice of the Company’s seventh AGM (the “2009 AGM Notice”) be revoked by this resolution, (c) that paragraph (b) above shall be without prejudice to the continuing authority of the directors to allot shares, or grant rights to subscribe for or convert any securities into shares, pursuant to an offer or agreement made by the Company before the expiry of the authority pursuant to which such offer or agreement was made | Management | Yes | For | For | |||||||||||
CRBQ | XSTRATA PLC | G9826T102 | 5/5/2010 | Authorize the Directors, subject to the passing of Resolution 10 in the Notice of AGM and in place of the power given to them by the passing on 05 MAY 2009 of the resolution numbered 9 as set out in the 2009 AGM Notice, pursuant to Section 570 and Section 573 of the Companies Act 2006 to allot equity securities (as defined in Section 560 of the Companies Act 2006) for cash, pursuant to the authority conferred by Resolution 10 in the Notice of AGM as if Section 561(1) of the Companies Act 2006 did not apply to the allotment, this power: (a) expires (unless previously renewed, varied or revoked by the Company in a general meeting) at the end of the next AGM of the Company after the date on which this resolution is passed, but the Company may make an offer or agreement which would or might require equity securities to be allotted after expiry of this power and the Directors may allot equity securities in pursuance of that offer or agreement as if this power had not expired; and (b) shall be limited to the allotment of equity securities in connection with an offer of equity securities (but in the case of the authority granted under Resolution 10 (a)(i)(B), by way of a rights issue only): (i) to the ordinary shareholders in proportion (as nearly as may be practicable) to their existing holdings; and (ii) to people who hold other equity securities, if this is required by the rights of those securities or, if the Directors consider it necessary, as permitted by the rights of those securities, and so that the directors may impose any limits or restrictions and make any arrangements which they consider necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter; and (c) in the case of the authority granted under Resolution 10 (a)(i)(A) shall be limited to the allotment of equity securities for cash otherwise than pursuant to paragraph (b) up to an aggregate nominal amount of USD 73,475,290; this power applies in relation to a sale of shares which is an allotment of equity securities by virtue of Section 560(3) of the Act as if the first paragraph of this resolution the words “pursuant to the authority conferred by Resolution 10 in the Notice of Annual General Meeting” were omitted | ||||||||||||||||
CRBQ | XSTRATA PLC | G9826T102 | 5/5/2010 | 12 | Approve that any EGM of the Company (as defined in the Company’s Articles of Association as a general meeting other than an AGM) may be called on not less than 20 clear days’ notice | Management | Yes | For | For | |||||||||||
CRBQ | XSTRATA PLC | G9826T102 | 5/5/2010 | 13 | Amend, with effect from the conclusion of the meeting: (A) save for Clause 4.3 of the Company’s Memorandum of Association (the “Memorandum”) which shall remain in full force and effect, the Articles of Association of the Company by deleting the provisions of the Company’s Memorandum which, by virtue of Section 28 Companies Act 2006, are to be treated as provisions of the Company’s Articles of Association; and (B) the amendments to the Company’s Articles of Association which are shown in the draft Articles of Association labelled “A” for the purposes of identification, the main features of which are as specified, shall become effective | Management | Yes | For | For | |||||||||||
CRBQ | YAMANA GOLD INC | 98462Y100 | 5/5/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “A.1 TO A.11 AND B”. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | YAMANA GOLD INC | 98462Y100 | 5/5/2010 | 2 | To receive the annual report of management to the shareholders and the audited consolidated financial statements of the Company for the FYE 31 DEC 2009 and the report of the Auditors thereon | Management | Yes | For | For | |||||||||||
CRBQ | YAMANA GOLD INC | 98462Y100 | 5/5/2010 | 3 | Election of Peter Marrone as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | YAMANA GOLD INC | 98462Y100 | 5/5/2010 | 4 | Election of Patrick J. Mars as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | YAMANA GOLD INC | 98462Y100 | 5/5/2010 | 5 | Election of Juvenal Mesquita Filho as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | YAMANA GOLD INC | 98462Y100 | 5/5/2010 | 6 | Election of Antenor F. Silva, Jr. as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | YAMANA GOLD INC | 98462Y100 | 5/5/2010 | 7 | Election of Nigel Lees as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | YAMANA GOLD INC | 98462Y100 | 5/5/2010 | 8 | Election of Dino Titaro as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | YAMANA GOLD INC | 98462Y100 | 5/5/2010 | 9 | Election of John Begeman as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | YAMANA GOLD INC | 98462Y100 | 5/5/2010 | 10 | Election of Robert Horn as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | YAMANA GOLD INC | 98462Y100 | 5/5/2010 | 11 | Election of Richard Graff as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | YAMANA GOLD INC | 98462Y100 | 5/5/2010 | 12 | Election of Carl Renzoni as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | YAMANA GOLD INC | 98462Y100 | 5/5/2010 | 13 | Election of Alexander Davidson as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | YAMANA GOLD INC | 98462Y100 | 5/5/2010 | 14 | Appointment of Deloitte & Touche LLP as the Auditor | Non Voting | ||||||||||||||
CRBQ | YAMANA GOLD INC | 98462Y100 | 5/5/2010 | 15 | Transact such other business | Non Voting | ||||||||||||||
CRBQ | HESS CORPORATION | HES | 42809H107 | 5/5/2010 | 1 | DIRECTOR: N.F. BRADY, G.P. HILL, T.H. KEAN, F.A. OLSON | Management | Yes | For | For | ||||||||||
CRBQ | HESS CORPORATION | HES | 42809H107 | 5/5/2010 | 2 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | Yes | For | For | ||||||||||
CRBQ | HESS CORPORATION | HES | 42809H107 | 5/5/2010 | 3 | APPROVAL OF AMENDMENT TO 2008 LONG-TERM INCENTIVE PLAN TO INCREASE SHARES AVAILABLE FOR AWARD BY 8 MILLION SHARES. | Management | Yes | For | For | ||||||||||
CRBQ | HESS CORPORATION | HES | 42809H107 | 5/5/2010 | 4 | STOCKHOLDER PROPOSAL REQUESTING THE COMPANY TO PROVIDE A REPORT ON POLITICAL SPENDING AND POLICIES. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS “3 AND 4” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.12 AND 2”. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 2 | To receive the consolidated financial statements of the corporation for the FYE 31 DEC 2010 and the report of the Auditors thereon | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 3 | Election of Mr. C.M. Burley as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBQ | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 4 | Election of Mr. W.J. Doyle as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBQ | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 5 | Election of Mr. J.W. Estey as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBQ | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 6 | Election of Mr. C.S. Hoffman as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBQ | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 7 | Election of Mr. D.J. Howe as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBQ | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 8 | Election of Ms. A.D. Laberge as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBQ | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 9 | Election of Mr. K.G. Martell as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBQ | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 10 | Election of Mr. J.J. McCaig as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBQ | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 11 | Election of Ms. M. Mogford as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBQ | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 12 | Election of Mr. P.J. Schoenhals as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBQ | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 13 | Election of Mr. E.R. Stromberg as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBQ | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 14 | Election of Ms. E. Viyella de Paliza as a Board of Director for 2010 | Management | Yes | For | For | |||||||||||
CRBQ | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 15 | Appoint Deloitte & Touche LLP as the Auditors of the Corporation for 2010 | Management | Yes | For | For | |||||||||||
CRBQ | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 16 | Authorize the Corporation to implement a new performance option plan as specified | Management | Yes | For | For | |||||||||||
CRBQ | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 17 | Approve to accept the Corporation’s approach to executive compensation, as specified | Management | Yes | For | For | |||||||||||
CRBQ | POTASH CORP SASK INC | 73755L107 | 5/6/2010 | 18 | Transact such other business | Non Voting | ||||||||||||||
CRBQ | CANADIAN NAT RES LTD | 136385101 | 5/6/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS “3 AND 4” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.11 AND 2”. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | CANADIAN NAT RES LTD | 136385101 | 5/6/2010 | 2 | To receive the annual report of the Corporation to the shareholders, the consolidated financial statements, and the report of the Auditors, for the FYE 31 DEC 2009 | Non Voting | ||||||||||||||
CRBQ | CANADIAN NAT RES LTD | 136385101 | 5/6/2010 | 3 | Election of Catherine M. Best as a Director of the Corporation for the | Management | Yes | For | For | |||||||||||
CRBQ | CANADIAN NAT RES LTD | 136385101 | 5/6/2010 | 4 | Election of N. Murray Edwards as a Director of the Corporation for the | Management | Yes | For | For | |||||||||||
CRBQ | CANADIAN NAT RES LTD | 136385101 | 5/6/2010 | 5 | Election of Honourable Gary A. Filmon as a Director of the Corporation for | Management | Yes | For | For | |||||||||||
CRBQ | CANADIAN NAT RES LTD | 136385101 | 5/6/2010 | 6 | Election of Ambassador Gordon D. Giffin as a Director of the Corporation for | Management | Yes | For | For | |||||||||||
CRBQ | CANADIAN NAT RES LTD | 136385101 | 5/6/2010 | 7 | Election of Steve W. Laut as a Director of the Corporation for the ensuing | Management | Yes | For | For | |||||||||||
CRBQ | CANADIAN NAT RES LTD | 136385101 | 5/6/2010 | 8 | Election of Keith A. J. MacPhail as a Director of the Corporation for the | Management | Yes | For | For | |||||||||||
CRBQ | CANADIAN NAT RES LTD | 136385101 | 5/6/2010 | 9 | Election of Allan P. Markin as a Director of the Corporation for the ensuing | Management | Yes | For | For | |||||||||||
CRBQ | CANADIAN NAT RES LTD | 136385101 | 5/6/2010 | 10 | Election of Honourable Frank J. McKenna as a Director of the Corporation for | Management | Yes | For | For | |||||||||||
CRBQ | CANADIAN NAT RES LTD | 136385101 | 5/6/2010 | 11 | Election of James S. Palmer as a Director of the Corporation for the ensuing | Management | Yes | For | For | |||||||||||
CRBQ | CANADIAN NAT RES LTD | 136385101 | 5/6/2010 | 12 | Election of Eldon R. Smith as a Director of the Corporation for the ensuing | Management | Yes | For | For | |||||||||||
CRBQ | CANADIAN NAT RES LTD | 136385101 | 5/6/2010 | 13 | Election of David A. Tuer as a Director of the Corporation for the ensuing | Management | Yes | For | For | |||||||||||
CRBQ | CANADIAN NAT RES LTD | 136385101 | 5/6/2010 | 14 | Appointment of PricewaterhouseCoopers LLP, Chartered Accountants, Calgary, | Management | Yes | For | For | |||||||||||
CRBQ | CANADIAN NAT RES LTD | 136385101 | 5/6/2010 | 15 | Authorize the Corporation to amend its Articles to subdivide each issued and outstanding common share of the Corporation on a two-for-one basis as specified | Management | Yes | For | For | |||||||||||
CRBQ | CANADIAN NAT RES LTD | 136385101 | 5/6/2010 | 16 | Amend the Corporation’s amended, compiled and restated employee Stock Option Plan as specified | Management | Yes | For | For | |||||||||||
CRBQ | CANADIAN NAT RES LTD | 136385101 | 5/6/2010 | 17 | Transact such other business | Non Voting | ||||||||||||||
CRBQ | ELDORADO GOLD CORP | 284902103 | 5/6/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS “3 AND 4” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.8 AND 2”. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | ELDORADO GOLD CORP | 284902103 | 5/6/2010 | 2 | Election of John Auston as Director | Management | Yes | For | For | |||||||||||
CRBQ | ELDORADO GOLD CORP | 284902103 | 5/6/2010 | 3 | Election of K. Ross Cory as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ELDORADO GOLD CORP | 284902103 | 5/6/2010 | 4 | Election of Robert R. Gilmore as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ELDORADO GOLD CORP | 284902103 | 5/6/2010 | 5 | Election of Geoffrey A. Handley as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ELDORADO GOLD CORP | 284902103 | 5/6/2010 | 6 | Election of Wayne D. Lenton as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ELDORADO GOLD CORP | 284902103 | 5/6/2010 | 7 | Election of Jonathan A. Rubenstein as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ELDORADO GOLD CORP | 284902103 | 5/6/2010 | 8 | Election of Donald M. Shumka as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ELDORADO GOLD CORP | 284902103 | 5/6/2010 | 9 | Election of Paul N. Wright as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ELDORADO GOLD CORP | 284902103 | 5/6/2010 | 10 | Appointment of KPMG LLP as the Auditors of the Corporation for the ensuring | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | ELDORADO GOLD CORP | 284902103 | 5/6/2010 | 11 | Authorize the Directors to fix the Auditor’s compensation | Management | Yes | For | For | |||||||||||
CRBQ | ELDORADO GOLD CORP | 284902103 | 5/6/2010 | 12 | Approve to increase the maximum allowable aggregate cash remuneration which may be paid to the independent Directors by CAD 482,484 from CAD 654,416 to CAD 1,150,000 per FY | Management | Yes | For | For | |||||||||||
CRBQ | APACHE CORPORATION | APA | 037411105 | 5/6/2010 | 1 | ELECTION OF DIRECTOR: EUGENE C. FIEDOREK | Management | Yes | For | For | ||||||||||
CRBQ | APACHE CORPORATION | APA | 037411105 | 5/6/2010 | 2 | ELECTION OF DIRECTOR: PATRICIA ALBJERG GRAHAM | Management | Yes | For | For | ||||||||||
CRBQ | APACHE CORPORATION | APA | 037411105 | 5/6/2010 | 3 | ELECTION OF DIRECTOR: F.H. MERELLI | Management | Yes | For | For | ||||||||||
CRBQ | APACHE CORPORATION | APA | 037411105 | 5/6/2010 | 4 | RATIFICATION OF ERNST & YOUNG AS APACHE’S INDEPENDENT AUDITORS. | Management | Yes | For | For | ||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS “3, 5, 6 AND 7” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.12, 2 AND 3”. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 2 | To receive the annual report of the Directors to the shareholders | Non Voting | ||||||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 3 | To receive the audited consolidated financial statements of the Corporation for the YE 31 DEC 2009, and the Auditors’ report thereon | Management | Yes | For | For | |||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 4 | Election of Robert M. Friedland as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 5 | Election of Peter Meredith as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 6 | Election of John Macken as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 7 | Election of David Huberman as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 8 | Election of Howard Balloch as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 9 | Election of Markus Faber as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 10 | Election of R. Edward Flood as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 11 | Election of Robert Hanson as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 12 | Election of Andrew Harding as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 13 | Election of David Korbin as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 14 | Election of Livia Mahler as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 15 | Election of Kjeld Thygesen as a Director for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 16 | Appointment of Deloitte & Touche, LLP, Chartered Accountants, as the Auditors of the Corporation for the ensuing year and authorize the Board of Directors to fix the remuneration of the Auditors | Management | Yes | For | For | |||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 17 | Approve the amendment of the corporations Articles to set the number of Directors of the Corporation as not less than 3, nor more than 14 | Management | Yes | For | For | |||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 18 | Election of Tracy Stevenson as an additional Director, contingent upon the approval of the Special Resolution to amend the Articles of Corporation | Management | Yes | For | For | |||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 19 | Amend the Articles of the Corporation to fix the number of Directors at 14, contingent upon the approval of the Special Resolution to amend the Articles of Corporation | Management | Yes | For | For | |||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 20 | Approve to amend and restate the Employees’ and Directors’ Equity Incentive Plan (the “Incentive Plan”) to: make certain amendments to the amending provisions of the existing Incentive Plan; and make certain other technical amendments to the Incentive Plan | Management | Yes | For | For | |||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 21 | Approve and ratify the Shareholder Rights Plan adopted by the Corporation on 05 APR 2010 | Management | Yes | For | For | |||||||||||
CRBQ | IVANHOE MINES LTD | 46579N103 | 5/7/2010 | 22 | Transact such other business | Non Voting | ||||||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 1 | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | Yes | For | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 2 | ELECTION OF DIRECTOR: JOHN S. CHALSTY | Management | Yes | For | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 3 | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | Yes | For | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 4 | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | Management | Yes | For | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 5 | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | Yes | For | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 6 | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | Yes | For | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 7 | ELECTION OF DIRECTOR: RAY R. IRANI | Management | Yes | For | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 8 | ELECTION OF DIRECTOR: IRVIN W. MALONEY | Management | Yes | For | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 9 | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | Yes | For | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 10 | ELECTION OF DIRECTOR: RODOLFO SEGOVIA | Management | Yes | For | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 11 | ELECTION OF DIRECTOR: AZIZ D. SYRIANI | Management | Yes | For | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 12 | ELECTION OF DIRECTOR: ROSEMARY TOMICH | Management | Yes | For | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 13 | ELECTION OF DIRECTOR: WALTER L. WEISMAN | Management | Yes | For | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 14 | RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT AUDITORS. | Management | Yes | For | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 15 | RE-APPROVAL OF PERFORMANCE GOALS UNDER INCENTIVE PLAN PURSUANT TO TAX DEDUCTION RULES. | Management | Yes | For | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 16 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION PHILOSOPHY AND PRACTICE. | Management | Yes | For | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 17 | ELIMINATION OF COMPENSATION OVER $500,000 PER YEAR. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 18 | POLICY TO SEPARATE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ROLES. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 19 | PERCENTAGE OF STOCKHOLDER OWNERSHIP REQUIRED TO CALL SPECIAL MEETING OF STOCKHOLDERS. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 20 | REPORT ON ASSESSMENT OF HOST COUNTRY LAWS. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 21 | DIRECTOR ELECTION BY MAJORITY STOCKHOLDER VOTE. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 22 | REPORT ON INCREASING INHERENT SECURITY OF CHEMICAL FACILITIES. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 5/7/2010 | 23 | POLICY ON ACCELERATED VESTING IN EVENT OF CHANGE IN CONTROL. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | ANGLOGOLD ASHANTI LIMITED | AU | 035128206 | 5/7/2010 | 1 | ADOPTION OF FINANCIAL STATEMENTS | Management | Yes | For | For | ||||||||||
CRBQ | ANGLOGOLD ASHANTI LIMITED | AU | 035128206 | 5/7/2010 | 2 | RE-APPOINTMENT OF ERNST & YOUNG INC. AS AUDITORS OF THE COMPANY | Management | Yes | For | For | ||||||||||
CRBQ | ANGLOGOLD ASHANTI LIMITED | AU | 035128206 | 5/7/2010 | 3 | RE-ELECTION OF MR FB ARISMAN AS A DIRECTOR | Management | Yes | For | For | ||||||||||
CRBQ | ANGLOGOLD ASHANTI LIMITED | AU | 035128206 | 5/7/2010 | 4 | ELECTION OF PROF LW NKUHLU AS A DIRECTOR | Management | Yes | For | For | ||||||||||
CRBQ | ANGLOGOLD ASHANTI LIMITED | AU | 035128206 | 5/7/2010 | 5 | APPOINTMENT OF MR FB ARISMAN AS A MEMBER OF THE AUDIT AND CORPORATE GOVERNANCE COMMITTEE OF THE COMPANY | Management | Yes | For | For | ||||||||||
CRBQ | ANGLOGOLD ASHANTI LIMITED | AU | 035128206 | 5/7/2010 | 6 | APPOINTMENT OF PROF LW NKUHLU AS A MEMBER OF THE AUDIT AND CORPORATE GOVERNANCE COMMITTEE OF THE COMPANY | Management | Yes | For | For | ||||||||||
CRBQ | ANGLOGOLD ASHANTI LIMITED | AU | 035128206 | 5/7/2010 | 7 | GENERAL AUTHORITY TO DIRECTORS TO ALLOT AND ISSUE ORDINARY SHARES | Management | Yes | For | For | ||||||||||
CRBQ | ANGLOGOLD ASHANTI LIMITED | AU | 035128206 | 5/7/2010 | 8 | GENERAL AUTHORITY TO DIRECTORS TO ISSUE ORDINARY SHARES FOR CASH | Management | Yes | For | For | ||||||||||
CRBQ | ANGLOGOLD ASHANTI LIMITED | AU | 035128206 | 5/7/2010 | 9 | GENERAL AUTHORITY TO DIRECTORS TO ISSUE CONVERTIBLE BONDS | Management | Yes | For | For | ||||||||||
CRBQ | ANGLOGOLD ASHANTI LIMITED | AU | 035128206 | 5/7/2010 | 10 | INCREASE IN NON-EXECUTIVE DIRECTORS’ FEES | Management | Yes | For | For | ||||||||||
CRBQ | ANGLOGOLD ASHANTI LIMITED | AU | 035128206 | 5/7/2010 | 11 | INCREASE IN NON-EXECUTIVE DIRECTORS’ FEES FOR BOARD COMMITTEE MEETINGS | Management | Yes | For | For | ||||||||||
CRBQ | ANGLOGOLD ASHANTI LIMITED | AU | 035128206 | 5/7/2010 | 12 | AMENDMENT TO THE ANGLOGOLD LIMITED SHARE INCENTIVE SCHEME | Management | Yes | For | For | ||||||||||
CRBQ | ANGLOGOLD ASHANTI LIMITED | AU | 035128206 | 5/7/2010 | 13 | AMENDMENTS TO THE ANGLOGOLD ASHANTI LIMITED LONG TERM INCENTIVE PLAN 2005 | Management | Yes | For | For | ||||||||||
CRBQ | ANGLOGOLD ASHANTI LIMITED | AU | 035128206 | 5/7/2010 | 14 | AMENDMENTS TO THE ANGLOGOLD ASHANTI LIMITED BONUS SHARE PLAN 2005 | Management | Yes | For | For | ||||||||||
CRBQ | ANGLOGOLD ASHANTI LIMITED | AU | 035128206 | 5/7/2010 | 15 | SPECIFIC AUTHORITY TO ISSUE SHARES FOR THE PURPOSES OF THE INCENTIVE SCHEMES ADOPTED BY THE COMPANY FROM TIME TO TIME | Management | Yes | For | For | ||||||||||
CRBQ | ANGLOGOLD ASHANTI LIMITED | AU | 035128206 | 5/7/2010 | 16 | NON-BINDING ADVISORY RESOLUTION: APPROVAL OF THE ANGLOGOLD ASHANTI REMUNERATION POLICY | Management | Yes | For | For | ||||||||||
CRBQ | ANGLOGOLD ASHANTI LIMITED | AU | 035128206 | 5/7/2010 | 17 | ACQUISITION OF COMPANY’S OWN SHARES | Management | Yes | For | For | ||||||||||
CRBQ | PAN AMERN SILVER CORP | 697900108 | 5/10/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS “3, 4 AND 5” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1.1 to 1.9 AND 2”. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | PAN AMERN SILVER CORP | 697900108 | 5/10/2010 | 2 | Receive and consider the consolidated financial statements of the Company for the FYE 31 DEC 2009, together with the Auditors’ report thereon | Non Voting | ||||||||||||||
CRBQ | PAN AMERN SILVER CORP | 697900108 | 5/10/2010 | 3 | Election of Ross J. Beaty as a Director | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | PAN AMERN SILVER CORP | 697900108 | 5/10/2010 | 4 | Election of Geoffrey A. Burns as a Director | Management | Yes | For | For | |||||||||||
CRBQ | PAN AMERN SILVER CORP | 697900108 | 5/10/2010 | 5 | Election of Robert P. pirooz as a Director | Management | Yes | For | For | |||||||||||
CRBQ | PAN AMERN SILVER CORP | 697900108 | 5/10/2010 | 6 | Election of William Fleckenstein as a Director | Management | Yes | For | For | |||||||||||
CRBQ | PAN AMERN SILVER CORP | 697900108 | 5/10/2010 | 7 | Election of Michael J.J. Maloney as a Director | Management | Yes | For | For | |||||||||||
CRBQ | PAN AMERN SILVER CORP | 697900108 | 5/10/2010 | 8 | Election of Michael Larson as a Director | Management | Yes | For | For | |||||||||||
CRBQ | PAN AMERN SILVER CORP | 697900108 | 5/10/2010 | 9 | Election of Paul B. Sweeney as a Director | Management | Yes | For | For | |||||||||||
CRBQ | PAN AMERN SILVER CORP | 697900108 | 5/10/2010 | 10 | Election of David C. Press as a Director | Management | Yes | For | For | |||||||||||
CRBQ | PAN AMERN SILVER CORP | 697900108 | 5/10/2010 | 11 | Election of Walter T. Segsworth as a Director | Management | Yes | For | For | |||||||||||
CRBQ | PAN AMERN SILVER CORP | 697900108 | 5/10/2010 | 12 | Reappointment of Deloitte & Touche LLP, Chartered Accountants, as Auditors of the Company to hold office until the next AGM | Management | Yes | For | For | |||||||||||
CRBQ | PAN AMERN SILVER CORP | 697900108 | 5/10/2010 | 13 | Authorize the Directors of the Company to fix the remuneration to be paid to the Auditors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | PAN AMERN SILVER CORP | 697900108 | 5/10/2010 | 14 | Approve the Company’s approach to executive compensation which is discussed under particular matters to be acted upon advisory resolution on executive compensation approach as specified | Management | Yes | For | For | |||||||||||
CRBQ | PAN AMERN SILVER CORP | 697900108 | 5/10/2010 | 15 | Amend the 2008 stock option and compensation share plan the form of which is discussed under particular matters to be acted upon amendment to stock option and compensation share plan as specified | Management | Yes | For | For | |||||||||||
CRBQ | PAN AMERN SILVER CORP | 697900108 | 5/10/2010 | 16 | To consider amendments to or variations of any matter identified in this notice of meeting | Non Voting | ||||||||||||||
CRBQ | PAN AMERN SILVER CORP | 697900108 | 5/10/2010 | 17 | Transact such further and other business that does not have a material effect on the business of the Company as may be properly brought before the meeting or any and all adjournments thereof | Non Voting | ||||||||||||||
CRBQ | RED BACK MNG INC | 756297107 | 5/10/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS “3, 4 AND 5” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.6 AND 2”. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | RED BACK MNG INC | 756297107 | 5/10/2010 | 2 | Receive the consolidated audited financial statements of the Corporation for the YE 31 DEC 2009, together with the report of the auditors thereon | Non Voting | ||||||||||||||
CRBQ | RED BACK MNG INC | 756297107 | 5/10/2010 | 3 | Election of Richard P. Clark as a Director to hold office until the next annual meeting of the Corporation | Management | Yes | For | For | |||||||||||
CRBQ | RED BACK MNG INC | 756297107 | 5/10/2010 | 4 | Election of Lukas H. Lundin as a Director to hold office until the next annual meeting of the Corporation | Management | Yes | For | For | |||||||||||
CRBQ | RED BACK MNG INC | 756297107 | 5/10/2010 | 5 | Election of Michael W. Hunt as a Director to hold office until the next annual meeting of the Corporation | Management | Yes | For | For | |||||||||||
CRBQ | RED BACK MNG INC | 756297107 | 5/10/2010 | 6 | Election of Robert F. Chase as a Director to hold office until the next annual meeting of the Corporation | Management | Yes | For | For | |||||||||||
CRBQ | RED BACK MNG INC | 756297107 | 5/10/2010 | 7 | Election of Brian D. Edgar as a Director to hold office until the next annual meeting of the Corporation | Management | Yes | For | For | |||||||||||
CRBQ | RED BACK MNG INC | 756297107 | 5/10/2010 | 8 | Election of George L. Brack as a Director to hold office until the next annual meeting of the Corporation | Management | Yes | For | For | |||||||||||
CRBQ | RED BACK MNG INC | 756297107 | 5/10/2010 | 9 | Appointment of PricewaterhouseCoopers LLP, chartered accountants as Auditors of the corporation for the ensuing year and authorize the Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBQ | RED BACK MNG INC | 756297107 | 5/10/2010 | 10 | Adopt the new stock option plan as more particularly set out in the accompanying management proxy circular dated 06 APR 2010 | Management | Yes | For | For | |||||||||||
CRBQ | RED BACK MNG INC | 756297107 | 5/10/2010 | 11 | Approve the certain stock option grants to insiders of the corporation as more particularly set out in the accompanying management proxy circular dated 06 APR 2010 | Management | Yes | For | For | |||||||||||
CRBQ | RED BACK MNG INC | 756297107 | 5/10/2010 | 12 | Amend the By-law No. 8.03 and By-law No. 8.05 of the Corporation as more particularly set out in the management proxy circular dated 06 APR 2010 | Management | Yes | For | For | |||||||||||
CRBQ | RED BACK MNG INC | 756297107 | 5/10/2010 | 13 | To consider amendments to or variations of any matter identified in this notice of meeting | Non Voting | ||||||||||||||
CRBQ | RED BACK MNG INC | 756297107 | 5/10/2010 | 14 | To transact such further and other business as may properly be brought before the meeting or any adjournment thereof | Non Voting | ||||||||||||||
CRBQ | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 1 | AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU | Non Voting | ||||||||||||||
CRBQ | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 2 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 20 APR 2010, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU | Non Voting | ||||||||||||||
CRBQ | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 3 | Presentation of the financial statements and annual report for the 2009 FY with the report of the Supervisory Board, the group financial statements, the group annual report, and the reports pursuant to Sections 289(4) and 315(4) of the German Commercial code | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 4 | Resolution on the appropriation of the distributable profit of EUR 46,149,746.16 as follows: payment of a dividend of EUR 0.20 per no-par share EUR 7,869,746.16 shall be carried forward ex-dividend and payable date: 12 MAY 2010 | Management | Yes | For | For | |||||||||||
CRBQ | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 5 | Approval of the remuneration system for Members of the Board of Managing Director’s | Management | Yes | For | For | |||||||||||
CRBQ | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 6 | Ratification of the acts of the Board of Managing Directors | Management | Yes | For | For | |||||||||||
CRBQ | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 7 | Ratification of the acts of the Supervisory Board | Management | Yes | For | For | |||||||||||
CRBQ | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 8 | Election of George Cardona to the Supervisory Board | Management | Yes | For | For | |||||||||||
CRBQ | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 9 | Appointment of the Auditors for the 2010 FY: Deloitte + Touche GMBH, Hanover | Management | Yes | For | For | |||||||||||
CRBQ | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 10 | Resolution on the authorization to issue convertible and/or warrant bonds, the creation of contingent capital and the corresponding amendment to the Articles of Association the existing authorization approved by the shareholders’ meeting of 10 MAY 2006, to issue convertible and/or warrant bonds and the creation of contingent capital shall be revoked; the board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to issue registered and/or bearer bonds of up to EUR 1,500,000,000 conferring convertible and/or option rights | Management | Yes | For | For | |||||||||||
CRBQ | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | for shares of the Company, on or before 10 MAY 2015; shareholders shall be granted subscription rights except for the issue of bonds conferring convertible and/or option rights for shares of the Company of up to 10% of the share capital at a price not materially below their theoretical market value, for the granting of such rights to holders of convertible and/or option rights, for residual amounts, and for the issue of bonds for acquisition purposes; the Company’s share capital shall be increased accordingly by up to EUR 19,140,000 through the issue of up to 19,140,000 new no-par shares, insofar as convertible and/or option rights are exercised [contingent capital] | ||||||||||||||||
CRBQ | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 11 | Resolution on the creation of new authorized capital and amendments to the Articles of Association the existing authorization in item 8 approved by the shareholders’ meeting of 10 MAY 2006, shall be revoked; the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 57,420,000 through the issue of new bearer no-par shares against contributions in cash and/or kind, for a period of 5 years, on or before 10 MAY 2015; shareholders’ subscription rights may be excluded if the shares are issued at a price not materially below the market price of identical shares, and for residual amounts | Management | Yes | For | For | |||||||||||
CRBQ | K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT | D48164103 | 5/11/2010 | 12 | Resolution on the authorization to acquire own shares the Company shall be authorized to acquire own shares of up to 10% of its share capital, at a price not differing more than 10% from the market price of the shares, on or before 10 MAY 2015; the Board of Managing Directors shall be authorized to sell the shares on the stock exchange or by a rights offering, to dispose of the shares in a manner other than the stock exchange or an offer to all shareholders if the shares are sold at a price not materially below their market price, to use the shares for acquisition purposes or for satisfying option and convertible rights, and to retire the shares | Management | Yes | For | For | |||||||||||
CRBQ | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non Voting | ||||||||||||||
CRBQ | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | Non Voting | ||||||||||||||
CRBQ | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 3 | Election of the Chairperson of the meeting and of a person to co-sign the | Management | Yes | For | For | |||||||||||
CRBQ | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 4 | Approve the annual accounts and the annual report for 2009 for Yara International Asa and the Group, hereunder payment of dividends | Management | Yes | For | For | |||||||||||
CRBQ | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 5 | Approve the guidelines for the remuneration of the members of the Executive Management | Management | Yes | For | For | |||||||||||
CRBQ | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 6 | Approve to determination of remuneration to the Auditor | Management | Yes | For | For | |||||||||||
CRBQ | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 7 | Election of members of the Board | Management | Yes | For | For | |||||||||||
CRBQ | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 8 | Approve to determine the remuneration to the members of the Board, members of the Compensation Committee and the Auditor Committee | Management | Yes | For | For | |||||||||||
CRBQ | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 9 | Re-elect for a period of 2 years of Eva Lystad a Chairperson and Bjorg Ven, Thorunn Kathrine Bakke and Olaug Svarva as the Members of the Nomination Committee and determination of the | Management | Yes | For | For | |||||||||||
CRBQ | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 10 | Amend the Articles of Association regarding documents to the general meeting | Management | Yes | For | For | |||||||||||
CRBQ | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 11 | Approve the power of attorney from the general meeting to the Board for acquisition of own shares | Management | Yes | For | For | |||||||||||
CRBQ | YARA INTERNATIONAL ASA, OSLO | R9900C106 | 5/11/2010 | 12 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIRECTOR NAMES. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 680767 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 2 | Presentation of the Management report of the Board of Directors and the reports of the Independent Company Auditor on the annual accounts of the parent Company prepared in accordance with the laws and regulations of the Grand-Duchy of Luxembourg (the Parent Company Annual Accounts) and the consolidated financial statements of the ArcelorMittal group prepared in accordance with the International Financial Reporting Standards as adopted in the European Union (the Consolidated Financial Statements) for the FY 2009 | Non Voting | ||||||||||||||
CRBQ | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 3 | Approve the consolidated financial statements for the FY 2009 in their entirety, with a resulting consolidated net income of USD 75 million | Management | Yes | For | For | |||||||||||
CRBQ | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 4 | Approve the Parent Company Annual Accounts for the FY 2009 in their entirety, with a resulting loss for ArcelorMittal as Parent Company of the ArcelorMittal group of USD 507,141,204 [established in accordance with the laws and regulations of the Grand-Duchy of Luxembourg, as compared to the consolidated net income of USD 75 million established in accordance with International Financial Reporting Standards as adopted in the European Union, the subject of the first Resolution] | Management | Yes | For | For | |||||||||||
CRBQ | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 5 | Acknowledge that: (i) the loss for the year amounts to USD 507,141,204, (ii) the amount of the loss is set off against the Profit brought forward (Report a nouveau) of USD 26,525,260,379, and (iii) no allocation to the legal reserve or to the reserve for shares held in treasury is required; on this basis, the General Meeting, upon the proposal of the Board of Directors, decides to allocate the results of the Company based on the Parent Company annual accounts for the FY 2009 as specified; that dividends are paid in four equal quarterly installments of USD 0.1875 (gross) per share and that the first installment of dividend of USD 0.1875 (gross) per share has been paid on 15 MAR 2010 | Management | Yes | For | For | |||||||||||
CRBQ | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 6 | Approve to set the amount of annual Directors’ compensation to be allocated to the members of the Board of Directors in relation to the FY 2009 at USD 2,564,923 | Management | Yes | For | For | |||||||||||
CRBQ | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 7 | Grant discharge to the members of the Board of Directors in relation to the FY 2009 | Management | Yes | For | For | |||||||||||
CRBQ | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 8 | Acknowledge the mandate of the Mr. John O. Castegnaro, Mrs. Vanisha Mittal Bhatia and Mr. Jose Ramon Alvarez Rendueles Medina as the Directors has come to an end effective on the date of this General Meeting and that Mr. Jeannot Krecke has been co-opted as a member of the Board of Directors of the Company in replacement of Mr. Georges Schmit effective 01 JAN 2010 | Management | Yes | For | For | |||||||||||
CRBQ | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 9 | Re-elect Mrs. Vanisha Mittal Bhatia for a 3-year mandate that will automatically expire on the date of the general meeting of shareholders to be held in 2013 | Management | Yes | For | For | |||||||||||
CRBQ | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 10 | Elect Mr. Jeannot Krecke for a 3-year mandate that will automatically expire on the date of the general meeting of shareholders to be held in 2013 | Management | Yes | For | For | |||||||||||
CRBQ | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 11 | Approve: (a) to cancel with effect as of the date of this General Meeting the authorization granted to the Board of Directors by the general meeting of shareholders held on 12 MAY 2009 with respect to the share buy-back programme, and (b) to authorize, effective immediately after this General Meeting, the Board of Directors of the Company, with option to delegate, and the corporate bodies of the other companies in the ArcelorMittal group in accordance with the Luxembourg law of 10 AUG 1915 on commercial companies, as amended (the Law), to acquire and sell shares in the Company in accordance with the Law and any other applicable laws and regulations, including but not limited to entering into off-market and over-the-counter transactions and to acquire shares in the Company through derivative financial instruments | Management | Yes | For | For | |||||||||||
CRBQ | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 12 | Appoint Deloitte S.A., with registered office at 560, rue de Neudorf, L-2220 Luxembourg, Grand-Duchy of Luxembourg, as independent company auditor (Reviseur d Entreprises) for the purposes of an Independent Audit of the Parent Company annual accounts and the consolidated financial statements for the FY 2010 | Management | Yes | For | For | |||||||||||
CRBQ | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 13 | Authorize the Board of Directors the power to issue share options or other equity-based awards and incentives to all eligible employees under the LTIP for a number of Company s shares not exceeding 8,500,000 options on fully paid-up shares, which may either be newly issued shares or shares held in treasury, during the period from this General Meeting until the general meeting of shareholders to be held in 2011 (the Maximum Number), provided, that the share options will be issued at an exercise price that is not less than the average of the highest and the lowest trading price on the New York Stock Exchange on the day immediately prior to the grant date, which date will be decided by the Board of Directors and will be within the respective periods specified in the LTIP; (b) to decide and implement any increase in the Maximum Number by the additional number that may be necessary to preserve the rights of the option holders in the event of the occurrence a transaction impacting the Company s share capital; and (c) do or cause to be done all such further acts and things as the Board of Directors may determine to be necessary or advisable in order to implement the content and purpose of this resolution; acknowledge that the Maximum Number represents about 0.54% of the Company’s current issued share capital on a fully diluted basis | Management | Yes | For | For | |||||||||||
CRBQ | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 14 | Authorize the Board of Directors to: (a) implement the Employee Share Purchase Plan 2010 (ESPP 2010) reserved for all or part of the employees of all or part of the companies comprised within the scope of consolidation of the consolidated financial statements for a maximum number of 2,500,000 ArcelorMittal shares; and (b) for the purposes of the implementation of the ESPP 2010, issue new shares within the limits of the Company’s authorized share capital and/or deliver treasury shares up to a maximum of 2,500,000 fully paid-up ArcelorMittal shares during the period from this General Meeting to the general meeting of shareholders to be held in 2011; and (c) do or cause to be done all such further acts and things as the Board of Directors may determine to be necessary or advisable in order to implement the content and purpose of this resolution; acknowledge that the maximum total number of 2,500,000 shares of the Company represents about 0.16 % of the Company’s current issued share capital on a fully diluted basis | Management | Yes | For | For | |||||||||||
CRBQ | ARCELORMITTAL SA, LUXEMBOURG | L0302D129 | 5/11/2010 | 15 | Approve, in accordance with Article 7.3, Paragraph 3, of the Articles of Association of the Company, the General Meeting decides to assent to direct or indirect transfers of shares of the Company among persons included in the definition of Mittal Shareholder (as defined in Article 8.4 of the Articles of Association), including without limitation by means of transfers to trustees of trusts of which Mr. and/or Mrs. Lakshmi N. Mittal and/or their heirs and successors are beneficiaries | Management | Yes | For | For | |||||||||||
CRBQ | COEUR D’ALENE MINES CORPORATION | CDE | 192108504 | 5/11/2010 | 1 | DIRECTOR: L. MICHAEL BOGERT, JAMES J. CURRAN, SEABASTIAN EDWARDS, ANDREW LUNDQUIST, ROBERT E. MELLOR,JOHN H. ROBINSON, J. KENNETH THOMPSON, TIMOTHY R. WINTERER, DENNIS E. WHEELER | Management | Yes | For | For | ||||||||||
CRBQ | COEUR D’ALENE MINES CORPORATION | CDE | 192108504 | 5/11/2010 | 2 | TO ADOPT AN AMENDMENT AND RESTATEMENT OF THE COEUR D’ALENE MINES CORPORATION 2003 LONG-TERM INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
CRBQ | COEUR D’ALENE MINES CORPORATION | CDE | 192108504 | 5/11/2010 | 3 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Yes | For | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | CLIFFS NATURAL RESOURCES INC. | CLF | 18683K101 | 5/11/2010 | 1 | DIRECTOR: R.C. CAMBRE, J.A. CARRABBA, S.M. CUNNINGHAM, B.J. ELDRIDGE, S.M. GREEN, J.K. HENRY, J.F. KIRSCH, F.R. MCALLISTER, R. PHILLIPS, R.K. RIEDERER, A. SCHWARTZ | Management | Yes | For | For | ||||||||||
CRBQ | CLIFFS NATURAL RESOURCES INC. | CLF | 18683K101 | 5/11/2010 | 2 | TO APPROVE AND ADOPT AN AMENDMENT TO OUR AMENDED ARTICLES OF INCORPORATION TO CHANGE CERTAIN SUPERMAJORITY SHAREHOLDER VOTING REQUIREMENTS CONTAINED IN THE OHIO REVISED CODE TO MAJORITY SHAREHOLDER VOTING REQUIREMENTS. | Management | Yes | For | For | ||||||||||
CRBQ | CLIFFS NATURAL RESOURCES INC. | CLF | 18683K101 | 5/11/2010 | 3 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2007 INCENTIVE EQUITY PLAN TO (A) INCREASE THE AUTHORIZED NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN BY A TOTAL OF 7,000,000 COMMON SHARES, AND (B) PROVIDE AN ANNUAL LIMITATION ON THE NUMBER OF SHARES AVAILABLE TO GRANT TO ANY ONE PARTICIPANT IN ANY FISCAL YEAR OF 500,000 COMMON SHARES. | Management | Yes | For | For | ||||||||||
CRBQ | CLIFFS NATURAL RESOURCES INC. | CLF | 18683K101 | 5/11/2010 | 4 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO EXAMINE OUR CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2010 FISCAL YEAR. | Management | Yes | For | For | ||||||||||
CRBQ | BG GROUP PLC | G1245Z108 | 5/12/2010 | Management | ||||||||||||||||
CRBQ | AGRIUM INC | 008916108 | 5/12/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS “3 AND 4” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.12 AND 2”. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | AGRIUM INC | 008916108 | 5/12/2010 | 2 | Receive and consider our 2009 audited consolidated financial statements and the Auditors’ report thereon | Non Voting | ||||||||||||||
CRBQ | AGRIUM INC | 008916108 | 5/12/2010 | 3 | Election of Ralph S. Cunningham as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGRIUM INC | 008916108 | 5/12/2010 | 4 | Election of Germaine Gibara as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGRIUM INC | 008916108 | 5/12/2010 | 5 | Election of Russell K. Girling as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGRIUM INC | 008916108 | 5/12/2010 | 6 | Election of Susan A. Henry as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGRIUM INC | 008916108 | 5/12/2010 | 7 | Election of Russell J. Horner as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGRIUM INC | 008916108 | 5/12/2010 | 8 | Election of A. Anne McLellan as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGRIUM INC | 008916108 | 5/12/2010 | 9 | Election of David J. Lesar as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGRIUM INC | 008916108 | 5/12/2010 | 10 | Election of John E. Lowe as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGRIUM INC | 008916108 | 5/12/2010 | 11 | Election of Derek G. Pannell as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGRIUM INC | 008916108 | 5/12/2010 | 12 | Election of Frank W. Proto as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGRIUM INC | 008916108 | 5/12/2010 | 13 | Election of Michael M. Wilson as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGRIUM INC | 008916108 | 5/12/2010 | 14 | Election of Victor J. Zaleschuk as a Director | Management | Yes | For | For | |||||||||||
CRBQ | AGRIUM INC | 008916108 | 5/12/2010 | 15 | Appointment of KPMG LLP, Chartered Accountants, as the Auditors of the | Management | Yes | For | For | |||||||||||
CRBQ | AGRIUM INC | 008916108 | 5/12/2010 | 16 | Approve the Corporation’s amended and restated Shareholder Rights Plan, the terms and conditions are as specified | Management | Yes | For | For | |||||||||||
CRBQ | AGRIUM INC | 008916108 | 5/12/2010 | 17 | Approve to accept the Corporation’s approach to executive compensation | Management | Yes | For | For | |||||||||||
CRBQ | AGRIUM INC | 008916108 | 5/12/2010 | 18 | Transact such other business | Non Voting | ||||||||||||||
CRBQ | CAMERON INTERNATIONAL CORPORATION | CAM | 13342B105 | 5/12/2010 | 1 | ELECTION OF DIRECTOR: MICHAEL PATRICK | Management | Yes | For | For | ||||||||||
CRBQ | CAMERON INTERNATIONAL CORPORATION | CAM | 13342B105 | 5/12/2010 | 2 | ELECTION OF DIRECTOR: JOHN ERICK REINHARDSEN | Management | Yes | For | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | CAMERON INTERNATIONAL CORPORATION | CAM | 13342B105 | 5/12/2010 | 3 | ELECTION OF DIRECTOR: BRUCE W. WILKINSON | Management | Yes | For | For | ||||||||||
CRBQ | CAMERON INTERNATIONAL CORPORATION | CAM | 13342B105 | 5/12/2010 | 4 | RATIIFICATIONOF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010 | Management | Yes | For | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 1 | ELECTION OF DIRECTOR: RICHARD L. ARMITAGE | Management | Yes | For | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 2 | ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK | Management | Yes | For | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 3 | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Management | Yes | For | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 4 | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | Yes | For | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 5 | ELECTION OF DIRECTOR: RUTH R. HARKIN | Management | Yes | For | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 6 | ELECTION OF DIRECTOR: HAROLD W. MCGRAW III | Management | Yes | For | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 7 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | Yes | For | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 8 | ELECTION OF DIRECTOR: ROBERT A. NIBLOCK | Management | Yes | For | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 9 | ELECTION OF DIRECTOR: HARALD J. NORVIK | Management | Yes | For | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 10 | ELECTION OF DIRECTOR: WILLIAM K. REILLY | Management | Yes | For | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 11 | ELECTION OF DIRECTOR: BOBBY S. SHACKOULS | Management | Yes | For | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 12 | ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL | Management | Yes | For | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 13 | ELECTION OF DIRECTOR: KATHRYN C. TURNER | Management | Yes | For | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 14 | ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. | Management | Yes | For | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 15 | PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | Yes | For | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 16 | BOARD RISK MANAGEMENT OVERSIGHT | Stockholder | Yes | Against | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 17 | GREENHOUSE GAS REDUCTION | Stockholder | Yes | Against | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 18 | OIL SANDS DRILLING | Stockholder | Yes | Against | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 19 | LOUISIANA WETLANDS | Stockholder | Yes | Against | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 20 | FINANCIAL RISKS OF CLIMATE CHANGE | Stockholder | Yes | Against | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 21 | TOXIC POLLUTION REPORT | Stockholder | Yes | Against | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 22 | GENDER EXPRESSION NON-DISCRIMINATION | Stockholder | Yes | Against | For | ||||||||||
CRBQ | CONOCOPHILLIPS | COP | 20825C104 | 5/12/2010 | 23 | POLITICAL CONTRIBUTIONS | Stockholder | Yes | Against | For | ||||||||||
CRBQ | MURPHY OIL CORPORATION | MUR | 626717102 | 5/12/2010 | 1 | DIRECTOR: F.W. BLUE, C.P. DEMING, R.A. HERMES, J.V. KELLEY, R.M. MURPHY, W.C. NOLAN, JR., N.E. SCHMALE, D.J.H. SMITH, C.G. THEUS, D.M. WOOD | Management | Yes | For | For | ||||||||||
CRBQ | MURPHY OIL CORPORATION | MUR | 626717102 | 5/12/2010 | 2 | APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Yes | For | For | ||||||||||
CRBQ | NATIONAL OILWELL VARCO, INC. | NOV | 637071101 | 5/12/2010 | 1 | ELECTION OF DIRECTOR: BEN A. GUILL | Management | Yes | For | For | ||||||||||
CRBQ | NATIONAL OILWELL VARCO, INC. | NOV | 637071101 | 5/12/2010 | 2 | ELECTION OF DIRECTOR: ROGER L. JARVIS | Management | Yes | For | For | ||||||||||
CRBQ | NATIONAL OILWELL VARCO, INC. | NOV | 637071101 | 5/12/2010 | 3 | ELECTION OF DIRECTOR: ERIC L. MATTSON | Management | Yes | For | For | ||||||||||
CRBQ | NATIONAL OILWELL VARCO, INC. | NOV | 637071101 | 5/12/2010 | 4 | RATIFICATION OF INDEPENDENT AUDITORS | Management | Yes | For | For | ||||||||||
CRBQ | CF INDUSTRIES HOLDINGS, INC. | CF | 125269100 | 5/12/2010 | 1 | DIRECTOR: ROBERT C. ARZBAECHER, EDWARD A. SCMITT | Management | Yes | For | For | ||||||||||
CRBQ | CF INDUSTRIES HOLDINGS, INC. | CF | 125269100 | 5/12/2010 | 2 | TO RATIFY THE SELECTION OF KPMG LLP AS CF INDUSTRIES HOLDINGS, INC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | Yes | For | For | ||||||||||
CRBQ | NUCOR CORPORATION | NUE | 670346105 | 5/13/2010 | 1 | DIRECTOR: DANIEL R. DIMICCO, JAMES D. HLAVACEK, JOHN H. WALKER | Management | Yes | For | For | ||||||||||
CRBQ | NUCOR CORPORATION | NUE | 670346105 | 5/13/2010 | 2 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NUCOR’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010 | Management | Yes | For | For | ||||||||||
CRBQ | NUCOR CORPORATION | NUE | 670346105 | 5/13/2010 | 3 | APPROVE AMENDMENTS TO NUCOR’S RESTATED CERTIFICATE OF INCORPORATION ELIMINATING THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS | Management | Yes | For | For | ||||||||||
CRBQ | NUCOR CORPORATION | NUE | 670346105 | 5/13/2010 | 4 | APPROVE THE 2010 STOCK OPTION AND AWARD PLAN | Management | Yes | For | For | ||||||||||
CRBQ | NUCOR CORPORATION | NUE | 670346105 | 5/13/2010 | 5 | STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE | Stockholder | Yes | Against | For | ||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 1 | Approve the Directors and Auditors reports and the accounts of the Company for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 2 | Declare a final dividend of 9.0 US cents per ordinary share | Management | Yes | For | For | |||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 3 | Approve the Directors remuneration report for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 4 | Re-elect Philip Aiken as a Director, who retires in accordance with the Company’s Articles of Association | Management | Yes | For | For | |||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 5 | Re-elect Simon Heale as a Director, who retires in accordance with the Company’s Articles of Association | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 6 | Re-elect David Munro as a Director, who retires in accordance with the Company’s Articles of Association | Management | Yes | For | For | |||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 7 | Election of Clinton Dines as a Director | Management | Yes | For | For | |||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 8 | Re-appoint Ernst & Young LLP as the Auditors of the Company until the conclusion of the next general meeting at which accounts are laid before the Company | Management | Yes | For | For | |||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 9 | Authorize the Directors to set the remuneration of the Auditors | Management | Yes | For | For | |||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 10 | Authorize the Directors of the Company, pursuant to and in accordance with Section 551 of the Companies Act 2006 [the 2006 Act] to allot share or grant rights to subscribe for or to convert any security into shares: a) up to a nominal amount of GBP 35,682,689; b) comprising equity securities [as defined in Section 560[1] of the 2006 Act] up to a further nominal amount of GBP 35,682,689 in connection with an offer by way of rights issue; such authorities to apply in substitution for all previous authorities pursuant to Section 80 of the Companies Act 1985; [Authority expires at the conclusion of the next AGM or on 30 JUN 2011], whichever is the earlier, so that the Company may make offers and enter into agreements during the relevant period which would or might, require shares to be allotted or rights to subscribe for or to convert any security into shares to be granted after the authority ends; for the purpose of this Resolution rights issue means an offer to: i) ordinary shareholders in proportion [as nearly as may be practicable] to their existing holdings; and ii) holders of other equity securities as required by the rights of those securities or, as the Directors consider it necessary, as permitted by the rights of those securities, to subscribe for the further securities by means of the issue of | Management | Yes | For | For | |||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | renounceable letter [or other negotiable document] which may be traded for a period before payment for the securities is due, but subject to such exclusions or other arrangements as the Directors may deem necessary or expedient in relation to treasury shares, fractional entitlements, record dates or legal, regulatory or practicable problems in, or under the laws of, any territory | ||||||||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 11 | Authorize the Directors of the Company, subject to passing of Resolution 10 opposite, to allot equity securities [as defined in Section 560[1] of the 2006 Act] wholly for cash: a) pursuant to the authority given by paragraph [a] of Resolution 10 opposite or where the allotment of equity securities by virtue of Section 560[3] of the 2006 Act in each case: [1] in connection with a pre-emptive offer and [2] otherwise than in a connection with a pre-emptive offer, up to an aggregate nominal amount of GBP 5,352,403; and b) pursuant to the authority given by paragraph [b] of Resolution 10 opposite in connection with a rights issue, as if section 561[1] of the 2006 Act did not apply to any such allotment; [Authority expires at the conclusion of the next AGM or on 30 JUN 2011], whichever is the earlier, so that the Company may make offers and enter into agreements during this period which would, or might, require equity securities to be allotted after the power ends and the Board may allot equity securities under any such offer or agreement as if the power had not ended; for the purpose of this Resolution [i] rights issue has the same meaning as in Resolution 10 opposite; [ii] pre-emptive offer means an offer of equity securities open for acceptance for a period fixed by the Directors to the holders [other than the Company] on the register on a record date fixed by the Directors of ordinary shares in proportion to their respective holdings but subject to such exclusions or other arrangements as the Directors may deem necessary or expedient in relation to treasury shares, fractional entitlements, record dates or legal, regulatory or practicable problems in, or under the laws of, any territory; [iii] references to allotment of equity securities shall include a sale of treasury shares; and [iv] the nominal amount of any securities shall taken to be, in case of rights to subscribe for or convert any securities into shares of the Company, the nominal amount of such shares which may be allotted pursuant to such rights | Management | Yes | For | For | |||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 12 | Authorize the Directors of the Company for the purposes of Section 701 of the Companies Act 2006 [the 2006 Act] to make one or more market purchases [within the meaning of Section 693[4] of the 2006 Act] of ordinary shares of 20 pence each in the capital of the Company provided that: [12.1] the maximum aggregate number of ordinary shares authorized to be purchased is GBP 53,524,033; [12.2] the minimum price which may be paid for an ordinary share is 20 pence per ordinary share [12.3] the maximum price which may be paid for an ordinary share is an amount equal to the higher of [a] 105%of the average of the closing price of the Company’s ordinary shares as derived from the London Stock Exchange Daily official list for the 5 business days immediately preceding the day on which such ordinary share is contracted to be purchased or [b] the higher of the price of the last independent trade and the highest current bid as stipulated by Article 5[1] of Commission Regulation [EC] 22 DEC 2003 implementing the market abuse directive | Management | Yes | For | For | |||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | as regards exemptions for buy-back programmes and stabilization of financial instruments [No 2273/2003]; [Authority shall expire at the conclusion of the Company’s next AGM] save that the Company may make a contract or contracts to purchase ordinary shares under this authority before the expiry of such authority which will or may be executed wholly or partly after the expiry of such authority | ||||||||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 13 | Approve the rules of the Kazakhmys UK Sharesave Plan 2010 [the UK Sharesave Plan] the main features of which are summarized in appendix 1 of this notice of AGM and which are produced to the meeting and initialled by the Chairman for the purposes of identification be approved; and authorize the Directors to make such modifications to the UK Sharesave Plan as they may consider necessary to take account of the requirements of HM Revenue & Customs, the financial Services authority and best practice, and to adopt the UK Sharesave Plan as so modified and to do all acts and things necessary to implement and operate the UK Sharesave Plan | Management | Yes | For | For | |||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 14 | Approve the rules of the Kazakhmys International Sharesave Plan 2010 [the International Sharesave Plan] the main features of which are summarized in appendix 1 of this notice of AGM and which are produced to the meeting and initialled by the Chairman for the purposes of identification be approved; a) make such modifications to the international Sharesave Plan as they may consider necessary to take account of the requirements of the financial services authority and best practice, and to adopt the International Sharesave Plan as so modified and to do all acts and things necessary to implement and operate the International Sharesave Plan; and b) establish further schedules or plans based on the International Sharesave Plan which will be for the benefit of overseas employees, but subject to such modifications as they may consider necessary to take account of the applicable tax, exchange control, financial regulations or securities laws in overseas territories, provided that any ordinary shares of the Company made available under such further schedules or plans of the Company are treated as counting against the limits on individual or overall participation in the International Sharesave Plan | Management | Yes | For | For | |||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 15 | Approve the rules and trust deed of the Kazakhmys UK Share Incentive Plan 2010 [the UK SIP] the main features of which are summarized in appendix 1 of this notice of AGM and which are produced to the meeting and initialled by the Chairman for the purposes of identification; authorize the Directors to make such modifications to the UK SIP as they may consider necessary to take account of the requirements of HM Revenue & Customs, the Financial Services Authority and best practice, and to adopt the UK SIP as so modified and to do all acts and things necessary to implement and operate the UK SIP | Management | Yes | For | For | |||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 16 | Approve the rules of the Kazakhmys International Share Incentive Plan 2010 [the International SIP] the main features of which are summarized in appendix 1 of this notice of AGM and which are produced to the meeting and initialled by the Chairman for the purposes of identification be approved; authorize the Directors, to make such modifications to the International SIP as they may consider necessary to take account of the requirements of the financial services authority and best practice, and to adopt | Management | Yes | For | For | |||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | the International SIP as so modified and to do all acts and things necessary to implement and operate the International SIP; and b) establish further schedules or plans based on the International SIP which will be for the benefit of overseas employees, but subject to such modifications as they may consider necessary to take account of the applicable tax, exchange control, financial regulations or securities laws in overseas territories, provided that any ordinary shares of the Company made available under such further schedules or plans of the Company are treated as counting against the limits on individual or overall participation in the International SIP | ||||||||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 17 | Approve the rules and amendments to the rules of the Kazakhmys Long Term Incentive Plan 2007 [the LTIP] to grant future awards under the LTIP over new issue shares and treasury shares and permitting the Company to grant awards to executive Directors as described and summarized in appendix II of this notice of AGM and which are produced in draft to this meeting and initialled by the Chairman for the purposes of identification be approved | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 18 | Approve the rules and amendments to the rules Kazakhmys UK Executive Share Option Plan [the ESOP] to grant options under the ESOP over new issue shares and treasury shares and permitting the Company to grant options to executive Directors as described and summarized in appendix II of this notice of AGM and which are produced in draft to this meeting and initialled by the Chairman for the purposes of identification be approved; to make such modifications to the Rules of ESOP which are necessary to take account of the requirements of HM Revenue & Customs, the Financial Services Authority and best practice | Management | Yes | For | For | |||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 19 | Approve the permit calling of general meeting other than an AGM on not less than 14 clear days notice | Management | Yes | For | For | |||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 20 | Adopt the Articles of Association produced to the meeting and initialled by the Chairman for the purposes of identification in substitution for, and to the exclusion of, the existing Articles of Association of the Company, with effect from the conclusion of the meeting | Management | Yes | For | For | |||||||||||
CRBQ | KAZAKHMYS | G5221U108 | 5/14/2010 | 21 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGES IN TEXT OF RESOLUTIONS 11, 14, 16, 17 AND 18. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 1 | APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2009. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS & EXECUTIVE OFFICERS FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2009. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 3 | APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2009 TO BE CARRIED FORWARD. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 4 | CHANGE OF THE COMPANY’S PLACE OF INCORPORATION IN SWITZERLAND. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 5 | RENEWAL OF THE COMPANY’S AUTHORIZED SHARE CAPITAL. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 6 | DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF A PAR VALUE REDUCTION. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 7 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION TO REFLECT THE SWISS FEDERAL ACT ON INTERMEDIATED SECURITIES. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 8 | ELECTION OF DIRECTOR: STEVEN L. NEWMAN. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 9 | REELECTION OF DIRECTOR: THOMAS W. CASON. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 10 | REELECTION OF DIRECTOR: ROBERT M. SPRAGUE. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 11 | REELECTION OF DIRECTOR: J. MICHAEL TALBERT. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 12 | REELECTION OF DIRECTOR: JOHN L. WHITMIRE. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 13 | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 1 | APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2009. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS & EXECUTIVE OFFICERS FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2009. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 3 | APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2009 TO BE CARRIED FORWARD. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 4 | CHANGE OF THE COMPANY’S PLACE OF INCORPORATION IN SWITZERLAND. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 5 | RENEWAL OF THE COMPANY’S AUTHORIZED SHARE CAPITAL. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 6 | DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF A PAR VALUE REDUCTION. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 7 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION TO REFLECT THE SWISS FEDERAL ACT ON INTERMEDIATED SECURITIES. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 8 | ELECTION OF DIRECTOR: STEVEN L. NEWMAN. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 9 | REELECTION OF DIRECTOR: THOMAS W. CASON. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 10 | REELECTION OF DIRECTOR: ROBERT M. SPRAGUE. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 11 | REELECTION OF DIRECTOR: J. MICHAEL TALBERT. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 12 | REELECTION OF DIRECTOR: JOHN L. WHITMIRE. | Management | Yes | For | For | ||||||||||
CRBQ | TRANSOCEAN, LTD. | RIG | H8817H100 | 5/14/2010 | 13 | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | Management | Yes | For | For | ||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 1 | Receive and approve the Directors’ and the Auditors’ reports on financial statements | Management | Yes | For | For | |||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 2 | Approve to accept the financial statements | Management | Yes | For | For | |||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 3 | Approve the allocation of income | Management | Yes | For | For | |||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 4 | Receive and approve the Directors’ and the Auditors’ reports on consolidated financial statements | Management | Yes | For | For | |||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 5 | Approve to accept the consolidated financial statements | Management | Yes | For | For | |||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 6 | Grant discharge to the Directors, the Statutory Auditors and the External Auditors | Management | Yes | For | For | |||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 7 | Re-elect Alexander Abramov as a Director | Management | Yes | For | For | |||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 8 | Re-elect Otari Arshba as a Director | Management | Yes | For | For | |||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 9 | Re-elect Alexander Frolov as a Director | Management | Yes | For | For | |||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 10 | Election of James Karl Gruber as a new Director | Management | Yes | For | For | |||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 11 | Re-elect Olga Pokrovskaya as a Director | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 12 | Re-elect Terry J. Robinson as a Director | Management | Yes | For | For | |||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 13 | Re-elect Eugene Shvidler as a Director | Management | Yes | For | For | |||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 14 | Re-elect Eugene Tenenbaum as a Director | Management | Yes | For | For | |||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 15 | Election of Gordon Toll as a Director | Management | Yes | For | For | |||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 16 | Approve to accept the resignation of Directors Gennady Bogolyubov, Philippe Delaunois, James Campbell and Bruno Bolfo | Management | Yes | For | For | |||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 17 | Appointment of Alexandra Trunova as an Internal Statutory Auditor | Management | Yes | For | For | |||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 18 | Ratify Ernst and Young as the Auditors | Management | Yes | For | For | |||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 19 | Approve the remuneration of the Directors | Management | Yes | For | For | |||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 20 | Approve the remuneration of Chief Executive Officer | Management | Yes | For | For | |||||||||||
CRBQ | EVRAZ GROUP SA, LUXEMBOURG | 30050A202 | 5/17/2010 | 21 | Authorize the Chief Executive Officer to sign Management Service Agreements with Independent Directors James Karl Gruber, Terry J. Robinson, and Gordon Toll | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 1 | Receive the Company’s annual accounts for the FYE 31 DEC 2009, together with the Directors’ report and the Auditors’ report on those accounts | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 2 | Approve the remuneration report for the YE 31 DEC 2009, set out in the annual report and accounts 2009 and summarized in the annual review and Summary financial Statements 2009 | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 3 | Appointment of Charles O. Holliday as a Director of the Company with effect from 01 SEP 2010 | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 4 | Re-appointment of Josef Ackermann as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 5 | Re-appointment of Malcolm Brinded as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 6 | Re-appointment Simon Henry as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 7 | Re-appointment Lord Kerr of Kinlochard as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 8 | Re-appointment Wim Kok as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 9 | Re-appointment of Nick Land as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 10 | Re-appointment of Christine Morin-Postel as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 11 | Re-appointment of Jorma Ollila as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 12 | Re-appointment of Jeroen van der Veer as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 13 | Re-appointment of Peter Voser as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 14 | Re-appointment of Hans Wijers as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 15 | Re-appointment of PricewaterhouseCoopers LLP as the Auditors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 16 | Authorize the Board to settle the remuneration of the Auditors for 2010 | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 17 | Authorize the Board, in substitution for all subsisting authorities, to allot shares in the Company and to grant rights to subscribe for or convert any security into shares in the Company up to a nominal amount of EUR 145 million; [Authority expires at the earlier of the end of next year’s AGM or the close of business on 18 AUG 2011]; but, in each case, during this period the Company may make | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | offers and enter into agreements which would, or might, require shares to be allotted or rights to subscribe for or convert securities into shares to be granted after the authority ends and the Board may allot shares or grant rights to subscribe for or convert securities into shares under any such offer or agreement as if the authority had not ended | ||||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 18 | Authorize the Board, that if Resolution 17 is passed, to allot equity securities (as defined in the Companies Act 2006) for cash under the authority given by that resolution and/or to sell ordinary shares held by the Company as treasury shares for cash as if Section 561 of the Companies Act 2006 did not apply to any such allotment or sale, such power to be limited: (A) to the allotment of equity securities and sale of treasury shares for cash in connection with an offer of, or invitation to apply for, equity securities: (i) to ordinary shareholders in proportion (as nearly as may be practicable) to their existing holdings; and (ii) to holders of other equity securities, as required by the rights of those securities or, as the Board otherwise considers necessary, and so that the Board may impose any limits or restrictions and make any arrangements which it considers necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, or legal or practical problems arising in any overseas territory, the requirements of any regulatory body or stock exchange or any other matter whatsoever; and (B) in the case of the authority granted under Resolution 17 and/or in the case of any sale of treasury shares for cash, to the allotment (otherwise than under paragraph (A) above) of equity securities or sale of treasury shares up to a nominal amount of EUR 21 million; [Authority expires at the earlier of the end of next year’s AGM or the close of business on 18 AUG 2011]; but, in each case, during this period the Company may make offers and enter into agreements which would, or might, require equity securities to be allotted (and treasury shares to be sold) after the power ends, and the Board may allot equity securities (and sell treasury shares) under any such offer or agreement as if the power had not ended | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 19 | Authorize the Company, for the purposes of Section 701 of the Companies Act 2006 to make one or more market purchases (as defined in Section 693(4) of the Companies Act 2006) of its ordinary shares of EUR 0.07 each (“Ordinary Shares”), such power to be limited: (A) to a maximum number of 624 million Ordinary Shares; (B) by the condition that the minimum price which may be paid for an Ordinary Share is EUR 0.07 and the maximum price which may be paid for an Ordinary Share is the higher of: (i) an amount equal to 5% above the average market value of an Ordinary Share for the five business days immediately preceding the day on which that Ordinary Share is contracted to be purchased; and (ii) the higher of the price of the last independent trade and the highest current independent bid on the trading venues where the purchase is carried out, in each case, exclusive of expenses; [Authority expires at the earlier of the end of next year’s AGM or the close of business on 18 AUG 2011]; but in each case so that the Company may enter into a contract to purchase Ordinary Shares which will or may be completed or executed wholly or partly after the power ends and the Company may purchase Ordinary Shares pursuant to any such contract as if the power had not ended | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 20 | Authorize the Directors, pursuant Article 129 of the Company’s Articles of Association, to offer ordinary shareholders (excluding any shareholder holding shares as treasury shares) the right to choose to receive extra ordinary shares, credited as fully paid up, instead of some or all of any cash dividend or dividends which may be declared or paid at any time after the date of the passing of this resolution and prior to or on 18 MAY 2015 | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 21 | Authorize the Company, in accordance with Section 366 of the Companies Act 2006 and in substitution for any previous authorities given to the Company (and its subsidiaries), (and all companies that are subsidiaries of the Company at any time during the period for which this resolution has effect) to: (A) make political donations to political organisations other than political parties not exceeding GBP 200,000 in total per annum; and (B) incur political expenditure not exceeding GBP 200,000 in total per annum; [Authority expires at the earlier of beginning with the date of the passing of this resolution and ending on 30 JUN 2011 or at the conclusion of the next AGM of the Company]; in this resolution, the terms “political donation”, “political parties”, “political organisation” and “political expenditure” have the meanings given to them by Sections 363 to 365 of the Companies Act 2006 | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 22 | Amend the Articles of Association of the Company by deleting all the provisions of the Company’s Memorandum of Association which, by virtue of Section 28 of the Companies Act 2006, are to be treated as provisions of the Company’s Articles of Association; and adopt the Articles of Association of the Company produced to the meeting and as specified, in substitution for, and to the exclusion of, the existing Articles of Association | Management | Yes | For | For | |||||||||||
CRBQ | ROYAL DUTCH SHELL PLC | G7690A100 | 5/18/2010 | 23 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Approve in order to address our concerns for the long term success of the Company arising from the risks associated with oil sands, we as shareholders of the Company direct that the Audit Committee or a Risk Committee of the Board commissions and reviews a report setting out the assumptions made by the Company in deciding to proceed with oil sands projects regarding future carbon prices, oil price volatility, demand for oil, anticipated regulation of greenhouse gas emissions and legal and reputational risks arising from local environmental damage and impairment of traditional livelihoods the findings of the report and review should be reported to investors in the Business Review section of the Company’s Annual Report presented to the AGM in 2011 | Stockholder | Yes | Against | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 1 | PLEASE NOTE THAT THE SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR ALL RESOLUTIONS. THANKS YOU. | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 2 | Receive the report of the Board of Directors of Sinopec Corporation for the Year 2009 | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 3 | Receive the report of the Board of Supervisors of Sinopec Corporation for the Year 2009 | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 4 | Approve the audited accounts and audited consolidated accounts of Sinopec Corporation for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 5 | Approve the Plan for allocating any surplus common reserve funds at an amount of RMB 20 billion from the after-tax profits | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 6 | Approve the Profit Distribution Plan for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 7 | Authorize the Board of Directors of Sinopec Corporation [the ‘‘Board of Directors’’] to determine the interim Profit Distribution Plan of Sinopec Corporation for 2009 | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 8 | Re-appoint KPMG Huazhen and KPMG as the Domestic and Overseas Auditors of Sinopec Corporation for the year 2010, respectively, and authorize the Board of Directors to determine their remunerations | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 9 | Approve the proposal in respect of the acquisition of certain equity interest and loans held by Sinopec International Petroleum Exploration and Production Corporation | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 10 | Authorize the Board of Directors, pursuant to the relevant regulations, within the maximum balance of the issuable bonds, namely after issuance, the relevant accumulative debt financing instruments balance shall not exceed 40% of the latest total audited net assets of Sinopec Corporation, to determine issuance of debt financing instruments, including but not limited to short term financial instruments, mid-term financial notes and corporate bonds; to determine the terms and conditions and all other matters in relation to the issuance of such debt financing instrument[s] based on the needs of Sinopec Corporation and the market conditions, including without limitation to the determination of the actual value, interest rate, term, targeted group and use of proceeds of the bond[s] subject to the aforementioned limits, as well as to the production, execution and disclosure of all necessary documents thereof [Authority expires at the completion of next AGM of Sinopec Corporation] | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 11 | Approve type of securities to be issued | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 12 | Approve an issuance size | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 13 | Approve nominal value and issue price | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 14 | Approve the term | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 15 | Approve the interest rate | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 16 | Approve the method and timing of interest payment | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 17 | Approve the conversion period | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 18 | Approve the determination and adjustment of conversion price | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 19 | Approve the downward adjustment to conversion price | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 20 | Approve the conversion method of fractional share | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 21 | Approve the terms of redemption | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 22 | Approve the terms of sale back | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 23 | Approve the dividend rights of the year of conversion | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 24 | Approve the method of issuance and target subscribers | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 25 | Approve the subscription arrangement for existing shareholders | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 26 | Approve the CB Holders and bondholder meetings | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 27 | Approve the use of proceeds from the issuance of the Convertible Bonds | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 28 | Approve the guarantee | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 29 | Approve the validity period of the resolutions in relation to the issuance of the convertible bonds | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 30 | Approve the matters relating to authorization in relation to the issuance of the convertible bonds | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 31 | Approve the Feasibility Analysis Report on the use of proceeds from the issuance of the convertible bonds | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 32 | Receive the report on the use of proceeds from last issuance of securities | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 33 | Authorize the Board of Directors of Sinopec Corporation a general mandate to issue new shares: in order to grant discretion to the Board of Directors on the flexibility of issuance of new shares, to allot issue and deal with shares not exceeding 20% of the existing domestic listed shares and overseas listed foreign shares of Sinopec Corporation however, notwithstanding the obtaining of the general mandate, any issue of domestic shares needs shareholders’ approval at shareholders’ meeting in accordance with the relevant PRC Laws and regulations’ it is resolved as follow: 1] Subject to paragraphs [3] and [4] and pursuant to the Company Law [the “Company Law”] of the People’s Republic of China [the “PRC”] and the listing rules of the relevant stock exchanges [as amended from time to time], to allot, issue and deal with shares during the Relevant Period and to determine the terms and conditions for the allotment and issue of new shares including the following terms: a] class and number of new shares to be issued; b] price determination method of new shares and/or issue price [including price range]; c] the starting and closing dates for the issue; d] class and number of the new shares to be issued to existing shareholders; and e] the making or granting of offers, agreements and options which might require the exercise of such powers; 2] to make or grant offers, agreements and options which would or might require the exercise of such powers after the end of the relevant period; 3] the aggregate nominal amount of new | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | domestic listed shares and new overseas listed foreign shares allotted, issued and dealt with or agreed conditionally or unconditionally to be allotted, issued and dealt with [whether pursuant to an option or otherwise] by the Board of Directors of Sinopec Corporation pursuant to the approval in paragraph [1], otherwise than pursuant to issue of shares by conversion of the surplus reserve into share capital in accordance with the Company Law of the PRC and the Articles of Association of Sinopec Corporation, shall not exceed 20% of each class of the existing domestic listed shares and overseas listed foreign shares of Sinopec Corporation In exercising the powers granted in paragraph [1], the Board of Directors of Sinopec Corporation must [i] comply with the Company Law of the PRC and the relevant regulatory stipulations [as amended from time to time] of the places where Sinopec Corporation is listed; and [ii] obtain approval from China Securities Regulatory Commission and other relevant PRC government departments, The Board of Directors of Sinopec Corporation, subject to the approval of the relevant authorities of the PRC and in accordance with the Company Law of the PRC, authorized to increase the registered capital of Sinopec Corporation to the required amount upon the exercise of the powers pursuant to paragraph [1] above to authorize the Board of Directors to sign the necessary documents, complete the necessary formalities and take other necessary steps to complete the allotment and issue and listing of new shares, provided the same do not violate the relevant laws, administrative regulations, listing rules of the relevant stock exchanges and the Articles of Association. Subject to the approval of the relevant PRC authorities, authorize the Board of Directors of Sinopec Corporation to make appropriate and necessary amendments to the Articles of Association after completion of the allotment and issue of new shares according to the method, type and number of the allotment and issue of new shares by Sinopec Corporation and the actual situation of the shareholding structure of Sinopec Corporation at the time of completion of the allotment and issue of new shares in order to reflect the alteration of the share capital structure and registered capital of Sinopec Corporation pursuant to the exercise of this mandate [Authority expires earlier of the conclusion of the next AGM of Sinopec Corporation or 12 months] | ||||||||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 34 | Election of Mr. Ma Weihua as an Independent Non- Executive Directors of the Fourth Session of the Board of Directors of Sinopec Corp | Management | Yes | For | For | |||||||||||
CRBQ | CHINA PETROLEUM & CHEMICAL CORP SINOPEC | Y15010104 | 5/18/2010 | 35 | Election of Mr. Wu Xiaogen as an Independent Non- Executive Directors of the Fourth Session of the Board of Directors of Sinopec Corp | Management | Yes | For | For | |||||||||||
CRBQ | ANADARKO PETROLEUM CORPORATION | APC | 032511107 | 5/18/2010 | 1 | ELECTION OF DIRECTOR: H. PAULETT EBERHART | Management | Yes | For | For | ||||||||||
CRBQ | ANADARKO PETROLEUM CORPORATION | APC | 032511107 | 5/18/2010 | 2 | ELECTION OF DIRECTOR: PRESTON M. GEREN III | Management | Yes | For | For | ||||||||||
CRBQ | ANADARKO PETROLEUM CORPORATION | APC | 032511107 | 5/18/2010 | 3 | ELECTION OF DIRECTOR: JAMES T. HACKETT | Management | Yes | For | For | ||||||||||
CRBQ | ANADARKO PETROLEUM CORPORATION | APC | 032511107 | 5/18/2010 | 4 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. | Management | Yes | For | For | ||||||||||
CRBQ | ANADARKO PETROLEUM CORPORATION | APC | 032511107 | 5/18/2010 | 5 | STOCKHOLDER PROPOSAL - AMENDMENT TO NON- DISCRIMINATION POLICY. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | ANADARKO PETROLEUM CORPORATION | APC | 032511107 | 5/18/2010 | 6 | STOCKHOLDER PROPOSAL - AMENDMENT TO BY- LAWS: REIMBURSEMENT OF PROXY EXPENSES. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | SOUTHWESTERN ENERGY COMPANY | SWN | 845467109 | 5/18/2010 | 1 | DIRECTOR: LEWIS E. EPLEY JR., ROBERT L. HOWARD, HAROLD M. KORELL, VELLO A. KUSSKRAA, KENNETH R. MOURTON, STEVEN L. MUELLER, CHARLES E. SCHARLAU | Management | Yes | For | For | ||||||||||
CRBQ | SOUTHWESTERN ENERGY COMPANY | SWN | 845467109 | 5/18/2010 | 2 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010. | Management | Yes | For | For | ||||||||||
CRBQ | SOUTHWESTERN ENERGY COMPANY | SWN | 845467109 | 5/18/2010 | 3 | THE AMENDMENT AND RESTATEMENT OF THE COMPANY’S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK TO 1,250,000,000 SHARES. | Management | Yes | For | For | ||||||||||
CRBQ | SOUTHWESTERN ENERGY COMPANY | SWN | 845467109 | 5/18/2010 | 4 | A STOCKHOLDER PROPOSAL FOR A DIRECTOR ELECTION MAJORITY VOTE STANDARD, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | SOUTHWESTERN ENERGY COMPANY | SWN | 845467109 | 5/18/2010 | 5 | A STOCKHOLDER PROPOSAL FOR A POLITICAL CONTRIBUTIONS AND EXPENDITURES REPORT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | GOLDCORP INC NEW | 380956409 | 5/19/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTION “C” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “A.1 TO A.10 AND B”. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | GOLDCORP INC NEW | 380956409 | 5/19/2010 | 2 | To receive and consider the audited consolidated financial statements of the Company for the YE 31 DEC 2009 and the report of the Auditors thereon | Non Voting | ||||||||||||||
CRBQ | GOLDCORP INC NEW | 380956409 | 5/19/2010 | 3 | Election of Ian W. Telfer as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | GOLDCORP INC NEW | 380956409 | 5/19/2010 | 4 | Election of Douglas M. Holtby as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | GOLDCORP INC NEW | 380956409 | 5/19/2010 | 5 | Election of Charles A. Jeannes as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | GOLDCORP INC NEW | 380956409 | 5/19/2010 | 6 | Election of John P. Bell as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | GOLDCORP INC NEW | 380956409 | 5/19/2010 | 7 | Election of Lawrence I. Bell as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | GOLDCORP INC NEW | 380956409 | 5/19/2010 | 8 | Election of Beverley A. Briscoe as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | GOLDCORP INC NEW | 380956409 | 5/19/2010 | 9 | Election of Peter J. Dey as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | GOLDCORP INC NEW | 380956409 | 5/19/2010 | 10 | Election of P. Randy Reifel as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | GOLDCORP INC NEW | 380956409 | 5/19/2010 | 11 | Election of A. Dan Rovig as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | GOLDCORP INC NEW | 380956409 | 5/19/2010 | 12 | Election of Kenneth F. Williamson as a Director of the Company for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | GOLDCORP INC NEW | 380956409 | 5/19/2010 | 13 | Appointment of Deloitte & Touche LLP, Chartered Accountants, as the Auditors of the Company for the ensuing year and authorize the Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBQ | GOLDCORP INC NEW | 380956409 | 5/19/2010 | 14 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Approve that the Board create and adopt, by 01 SEP 2010, a Corporate Policy on the right to free, prior, and informed consent (FPIC) for its operations impacting indigenous communities and all communities dependent on natural resources for survival | Stockholder | Yes | Against | For | |||||||||||
CRBQ | GOLDCORP INC NEW | 380956409 | 5/19/2010 | 15 | Transact such other business | Non Voting | ||||||||||||||
CRBQ | IAMGOLD CORP | 450913108 | 5/19/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTION “3” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.9 AND 2”. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | IAMGOLD CORP | 450913108 | 5/19/2010 | 2 | To receive and consider the annual report of management to the shareholders and the audited consolidated financial statements of the Corporation for the YE 31 DEC 2009 and the report of the Auditors thereon | Non Voting | ||||||||||||||
CRBQ | IAMGOLD CORP | 450913108 | 5/19/2010 | 3 | Election of Derek Bullock as a Director of the Corporation for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IAMGOLD CORP | 450913108 | 5/19/2010 | 4 | Election of John E. Caldwell as a Director of the Corporation for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IAMGOLD CORP | 450913108 | 5/19/2010 | 5 | Election of Donald K. Charter as a Director of the Corporation for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IAMGOLD CORP | 450913108 | 5/19/2010 | 6 | Election of W. Robert Dengler as a Director of the Corporation for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IAMGOLD CORP | 450913108 | 5/19/2010 | 7 | Election of Guy G. Dufresne as a Director of the Corporation for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IAMGOLD CORP | 450913108 | 5/19/2010 | 8 | Election of Peter C. Jones as a Director of the Corporation for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IAMGOLD CORP | 450913108 | 5/19/2010 | 9 | Election of Mahendra Naik as a Director of the Corporation for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IAMGOLD CORP | 450913108 | 5/19/2010 | 10 | Election of William D. Pugliese as a Director of the Corporation for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IAMGOLD CORP | 450913108 | 5/19/2010 | 11 | Election of John Shaw as a Director of the Corporation for the ensuing year | Management | Yes | For | For | |||||||||||
CRBQ | IAMGOLD CORP | 450913108 | 5/19/2010 | 12 | Appointment of KPMG LLP Chartered Accountants, as the Auditors of the Corporation for the ensuing year and authorize the Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBQ | IAMGOLD CORP | 450913108 | 5/19/2010 | 13 | Approve the Corporation’s approach to Executive Compensation | Management | Yes | For | For | |||||||||||
CRBQ | IAMGOLD CORP | 450913108 | 5/19/2010 | 14 | Transact such other business | Non Voting | ||||||||||||||
CRBQ | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 1 | Receive the audited financial statements for the YE 31 DEC 2009 and the reports of the Directors and Auditors thereon | Management | Yes | For | For | |||||||||||
CRBQ | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 2 | Approve the payment of a final single-tier dividend of 18 Sen per share in respect of the FYE 31 DEC 2009 as recommended by the Directors | Management | Yes | For | For | |||||||||||
CRBQ | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 3 | Approve the payment of Directors fees of MYR 259,933 for the FYE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 4 | Election of Dato’ Capt. Ahmad Sufian @ Qurnain bin Abdul Rashid as a Director, who retires pursuant to Article 88 of the Articles of Association of the Company | Management | Yes | For | For | |||||||||||
CRBQ | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 5 | Re-elect Mr. Tan Gee Sooi as a Director, who retires pursuant to Article 107 of the Articles of Association of the Company | Management | Yes | For | For | |||||||||||
CRBQ | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 6 | Re-appoint Datuk Oh Siew Nam as a Director of the Company pursuant to Section 129(6) of the Companies Act 1965 to hold office until the conclusion of the next AGM of the Company | Management | Yes | For | For | |||||||||||
CRBQ | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 7 | Re-appoint Dato Sri Liang Kim Bang as a Director of the Company pursuant to Section 129(6) of the Companies Act 1965, to hold office until the conclusion of the next AGM of the Company | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 8 | Re-appoint YM Raja Dato’ Seri Abdul Aziz bin Raja Salim as a Director of the Company pursuant to Section 129(6) of the Companies Act 1965, to hold office until the conclusion of the next AGM of the Company | Management | Yes | For | For | |||||||||||
CRBQ | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 9 | Re-appointment of Messrs. Mazars as the Auditors of the Company and authorize the Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBQ | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 10 | Authorize the Directors of the Company, subject to the Companies Act 1965 and the Articles of Association of the Company, to allot and issue shares in the Company at any time until the conclusion of the next AGM and upon such terms and conditions and for such purposes as the Directors may, in their absolute discretion, deem fit provided that the aggregate number of shares to be issued does not exceed 10% of the issued and paid-up share capital of the Company for the time being and that the Directors be and are also empowered to obtain approval for the listing of and quotation for the additional shares so issued on Bursa Malaysia Securities Berhad | Management | Yes | For | For | |||||||||||
CRBQ | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 11 | Approve specified together with details of the Proposed Shareholders’ Mandate are set out in the Circular to Shareholders dated 27 APR 2010 | Management | Yes | For | For | |||||||||||
CRBQ | PERLIS PLANTATIONS BERHAD | Y70879104 | 5/19/2010 | 12 | Transact any other business | Management | Yes | For | For | |||||||||||
CRBQ | HALLIBURTON COMPANY | HAL | 406216101 | 5/19/2010 | 1 | ELECTION OF DIRECTOR: A.M. BENNETT | Management | Yes | For | For | ||||||||||
CRBQ | HALLIBURTON COMPANY | HAL | 406216101 | 5/19/2010 | 2 | ELECTION OF DIRECTOR: J.R. BOYD | Management | Yes | For | For | ||||||||||
CRBQ | HALLIBURTON COMPANY | HAL | 406216101 | 5/19/2010 | 3 | ELECTION OF DIRECTOR: M. CARROLL | Management | Yes | For | For | ||||||||||
CRBQ | HALLIBURTON COMPANY | HAL | 406216101 | 5/19/2010 | 4 | ELECTION OF DIRECTOR: N.K. DICCIANI | Management | Yes | For | For | ||||||||||
CRBQ | HALLIBURTON COMPANY | HAL | 406216101 | 5/19/2010 | 5 | ELECTION OF DIRECTOR: S.M. GILLIS | Management | Yes | For | For | ||||||||||
CRBQ | HALLIBURTON COMPANY | HAL | 406216101 | 5/19/2010 | 6 | ELECTION OF DIRECTOR: J.T. HACKETT | Management | Yes | For | For | ||||||||||
CRBQ | HALLIBURTON COMPANY | HAL | 406216101 | 5/19/2010 | 7 | ELECTION OF DIRECTOR: D.J. LESAR | Management | Yes | For | For | ||||||||||
CRBQ | HALLIBURTON COMPANY | HAL | 406216101 | 5/19/2010 | 8 | ELECTION OF DIRECTOR: R.A. MALONE | Management | Yes | For | For | ||||||||||
CRBQ | HALLIBURTON COMPANY | HAL | 406216101 | 5/19/2010 | 9 | ELECTION OF DIRECTOR: J.L. MARTIN | Management | Yes | For | For | ||||||||||
CRBQ | HALLIBURTON COMPANY | HAL | 406216101 | 5/19/2010 | 10 | ELECTION OF DIRECTOR: D.L. REED | Management | Yes | For | For | ||||||||||
CRBQ | HALLIBURTON COMPANY | HAL | 406216101 | 5/19/2010 | 11 | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. | Management | Yes | For | For | ||||||||||
CRBQ | HALLIBURTON COMPANY | HAL | 406216101 | 5/19/2010 | 12 | PROPOSAL ON HUMAN RIGHTS POLICY. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | HALLIBURTON COMPANY | HAL | 406216101 | 5/19/2010 | 13 | PROPOSAL ON POLITICAL CONTRIBUTIONS. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | HALLIBURTON COMPANY | HAL | 406216101 | 5/19/2010 | 14 | PROPOSAL ON EXECUTIVE COMPENSATION POLICIES. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | HALLIBURTON COMPANY | HAL | 406216101 | 5/19/2010 | 15 | PROPOSAL ON SPECIAL SHAREOWNER MEETINGS. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | CORN PRODUCTS INTERNATIONAL, INC. | CPO | 219023108 | 5/19/2010 | 1 | DIRECTOR:ILENE S. GORDON, KAREN L. HENDRICKS, BARBARA A. KLEIN, DWAYNE A. WILSON | Management | Yes | For | For | ||||||||||
CRBQ | CORN PRODUCTS INTERNATIONAL, INC. | CPO | 219023108 | 5/19/2010 | 2 | TO APPROVE AMENDMENTS TO THE COMPANY’S CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFIED BOARD STRUCTURE. | Management | Yes | For | For | ||||||||||
CRBQ | CORN PRODUCTS INTERNATIONAL, INC. | CPO | 219023108 | 5/19/2010 | 3 | TO AMEND AND REAPPROVE THE CORN PRODUCTS INTERNATIONAL, INC. STOCK INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | CORN PRODUCTS INTERNATIONAL, INC. | CPO | 219023108 | 5/19/2010 | 4 | TO AMEND AND REAPPROVE THE CORN PRODUCTS INTERNATIONAL, INC. ANNUAL INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
CRBQ | CORN PRODUCTS INTERNATIONAL, INC. | CPO | 219023108 | 5/19/2010 | 5 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY AND ITS SUBSIDIARIES, IN RESPECT OF THE COMPANY’S OPERATIONS IN 2010. | Management | Yes | For | For | ||||||||||
CRBQ | SILVER WHEATON CORP | 828336107 | 5/20/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMERS “A.1 TO A.8. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | SILVER WHEATON CORP | 828336107 | 5/20/2010 | 2 | Election of Peter D. Barnes as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SILVER WHEATON CORP | 828336107 | 5/20/2010 | 3 | Election of Lawrence I. Bell as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SILVER WHEATON CORP | 828336107 | 5/20/2010 | 4 | Election of George L. Brack as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SILVER WHEATON CORP | 828336107 | 5/20/2010 | 5 | Election of John A. Brough as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SILVER WHEATON CORP | 828336107 | 5/20/2010 | 6 | Election of R. Peter Gillin as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SILVER WHEATON CORP | 828336107 | 5/20/2010 | 7 | Election of Douglas M. Holtby as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SILVER WHEATON CORP | 828336107 | 5/20/2010 | 8 | Election of Eduardo Luna as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SILVER WHEATON CORP | 828336107 | 5/20/2010 | 9 | Election of Wade D. Nesmith as a Director | Management | Yes | For | For | |||||||||||
CRBQ | SILVER WHEATON CORP | 828336107 | 5/20/2010 | 10 | Appointment of Deloitte & Touche LLP, Chartered Accountants, as the Auditors | Management | Yes | For | For | |||||||||||
CRBQ | SILVER WHEATON CORP | 828336107 | 5/20/2010 | 11 | Other business | Non Voting | ||||||||||||||
CRBQ | PETROCHINA CO LTD | Y6883Q104 | 5/20/2010 | 1 | Receive the report of the Board of Directors of the Company for the year 2009 | Management | Yes | For | For | |||||||||||
CRBQ | PETROCHINA CO LTD | Y6883Q104 | 5/20/2010 | 2 | Receive the report of the Supervisory Committee of the Company for the year 2009 | Management | Yes | For | For | |||||||||||
CRBQ | PETROCHINA CO LTD | Y6883Q104 | 5/20/2010 | 3 | Approve the Audited Financial Statements of the Company for the year 2009 | Management | Yes | For | For | |||||||||||
CRBQ | PETROCHINA CO LTD | Y6883Q104 | 5/20/2010 | 4 | Approve the declaration and payment of the final dividends for the YE 31 DEC 2009 in the amount and in the manner recommended by the Board of Directors | Management | Yes | For | For | |||||||||||
CRBQ | PETROCHINA CO LTD | Y6883Q104 | 5/20/2010 | 5 | Authorize the Board of Directors to determine the distribution of interim dividends for the year 2010 | Management | Yes | For | For | |||||||||||
CRBQ | PETROCHINA CO LTD | Y6883Q104 | 5/20/2010 | 6 | Approve the continuation of appointment of PricewaterhouseCoopers, Certified Public Accountants, as the International Auditors of the Company and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants, as the Domestic Auditors of the Company, for the year 2010 and authorize the Board of Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBQ | PETROCHINA CO LTD | Y6883Q104 | 5/20/2010 | 7 | Approve the transaction as contemplated in the Subscription Agreement entered into between the Company, China Petroleum Finance Co., Ltd and China National Petroleum Corporation dated 25 MAR 2010 | Management | Yes | For | For | |||||||||||
CRBQ | PETROCHINA CO LTD | Y6883Q104 | 5/20/2010 | 8 | Authorize the Board of Directors, granted an unconditional general mandate to separately or concurrently issue, allot and deal with additional domestic shares and overseas listed foreign shares of the Company in accordance with the status quo of the market, including to decide on the class and number of shares to be issued; the pricing mechanism and/or the issue price (or the range of issue price); the opening and closing date and time of such issue; the class and number of shares to be issued and allotted to current shareholders of the Company; and/or to make any proposals, enter into any agreements or grant any share options or conversion rights which may invo ve the exercise of the power mentioned above; the number of the domestic shares and overseas listed foreign shares issued and allotted or agreed conditionally or unconditionally to be issued and allotted whether or CONTD | Management | Yes | For | For | |||||||||||
CRBQ | PETROCHINA CO LTD | Y6883Q104 | 5/20/2010 | 9 | CONTD not by way of the exercise of share options, conversion rights or by any other means in accordance with (a) above shall not exceed 20% of each of the existing domestic shares and overseas listed foreign shares of the Company in issue as at the date of this resolution; (c) the Board of Directors may make any proposals, enter into any agreements or grant any share options or conversion rights which may invoke the exercise, after the expiry of the relevant period of this mandate, of the power mentioned above; Authority expire after the 12 month period following the passing of this resolution ; and to make such amendments to the Articles of Association of the Company as it thinks fit so as to reflect the increased registered share capital and the new capital structure of the Company by reference to the manner of the allotment and issuance, class and number of shares of the Company allotted and issued, as well as the capital | Non Voting | ||||||||||||||
CRBQ | PETROCHINA CO LTD | Y6883Q104 | 5/20/2010 | 10 | CONTD of the Company alter such allotment and issuance; and to execute and do or procure to be executed and done, all such documents, deeds and things as it may consider necessary in connection with the issue of such shares so long as the same does not contravene and laws, rules, regulations or listing rules of the stock exchanges on which the shares of the Company are listed, and the Articles of Association of the Company; in order to facilitate the issuance of shares in accordance with this resolution in a timely manner, to establish a special committee of the Board of Directors comprising Jiang Jiemin, Zhou Jiping and Wang Guoliang and to authorise such committee to exercise all such power granted to the Board of Directors to execute and do all such documents, deeds and things as it may consider necessary in connection with the issue of such shares contingent on the passing of sub-paragraphs (a) to (f) of this resolution an | Non Voting | ||||||||||||||
CRBQ | PETROCHINA CO LTD | Y6883Q104 | 5/20/2010 | 11 | CONTD the relevant period of this mandate; the Board of Directors and the special committee of the Board of Directors will only exercise its respecthie power under such mandate in accordance with the Company Law of the PRC, the Securities Law of the PRC, regulations or the listing rules of the stock exchange on which the Shares of the Company are listed as amended from time to time and only if all necessary approvals from the China Securities Regulatory Commission and/or other relevant PRC government authorities are obtained and the special committee of the Board of Directors will only exercise its power under such mandate in accordance with the power granted by the shareholders at the AGM to the Board of Directors | Non Voting | ||||||||||||||
CRBQ | CNOOC LTD | Y1662W117 | 5/20/2010 | 1 | �� | Receive and approve the audited statement of accounts together with the report of the Directors and Independent Auditors report thereon for the YE 31 DEC 2009 | Management | Yes | For | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | CNOOC LTD | Y1662W117 | 5/20/2010 | 2 | Declare a final dividend for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | CNOOC LTD | Y1662W117 | 5/20/2010 | 3 | Re-election of Mr. Tse Hau Yin, Aloysius as an Independent Non-Executive Director | Management | Yes | For | For | |||||||||||
CRBQ | CNOOC LTD | Y1662W117 | 5/20/2010 | 4 | Re-election of Mr. Zhou Shouwei as an Non-executive Director | Management | Yes | For | For | |||||||||||
CRBQ | CNOOC LTD | Y1662W117 | 5/20/2010 | 5 | Re-election of Mr. Yang Hua as an Executive Director | Management | Yes | For | For | |||||||||||
CRBQ | CNOOC LTD | Y1662W117 | 5/20/2010 | 6 | Authorize the Board of Directors to fix the remuneration of each of the Directors | Management | Yes | For | For | |||||||||||
CRBQ | CNOOC LTD | Y1662W117 | 5/20/2010 | 7 | Reelection of Mr. Chiu Sung Hong as Independent Non- Executive Director and authorize the Board of Directors to fix his remuneration | Management | Yes | For | For | |||||||||||
CRBQ | CNOOC LTD | Y1662W117 | 5/20/2010 | 8 | Re-appointment the Company’s Independent Auditor and authorize the Board of Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBQ | CNOOC LTD | Y1662W117 | 5/20/2010 | 9 | Approve to grant a general mandate to the Directors to repurchase shares in the capital of the Company not exceeding 10% of the share captial of the Company in issue as at the date of passing of this resolution | Management | Yes | For | For | |||||||||||
CRBQ | CNOOC LTD | Y1662W117 | 5/20/2010 | 10 | Approve to grant a general mandate to the Directors to allot, issue and deal with additional shares in the capital of the Company not exceeding 20% of the share captial of the Company in issue as at the date of passing of this resolution | Management | Yes | For | For | |||||||||||
CRBQ | CNOOC LTD | Y1662W117 | 5/20/2010 | 11 | Approve to grant a general mandate to the Directors to allot, issue and deal with shares in the capital of the Company by the aggregate number of shares repurchased, which shall not exceeding 10% of the share captial of the Company in issue as at the date of passing of this resolution | Management | Yes | For | For | |||||||||||
CRBQ | CNOOC LTD | Y1662W117 | 5/20/2010 | 12 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED THE SAME AS A “TAKE NO ACTION” VOTE. | Non Voting | ||||||||||||||
CRBQ | CNOOC LTD | Y1662W117 | 5/20/2010 | 13 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | PETROPAVLOVSK PLC, LONDON | G5555S109 | 5/20/2010 | 1 | Receive the accounts and the reports of the Directors and Auditors thereon | Management | Yes | For | For | |||||||||||
CRBQ | PETROPAVLOVSK PLC, LONDON | G5555S109 | 5/20/2010 | 2 | Receive and approve the Directors’ remuneration report | Management | Yes | For | For | |||||||||||
CRBQ | PETROPAVLOVSK PLC, LONDON | G5555S109 | 5/20/2010 | 3 | Appointment of Deloitte LLP as the Auditors | Management | Yes | For | For | |||||||||||
CRBQ | PETROPAVLOVSK PLC, LONDON | G5555S109 | 5/20/2010 | 4 | Authorize the Directors to fix the remuneration of the Auditors | Management | Yes | For | For | |||||||||||
CRBQ | PETROPAVLOVSK PLC, LONDON | G5555S109 | 5/20/2010 | 5 | Re-elect Charlie McVeigh as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | PETROPAVLOVSK PLC, LONDON | G5555S109 | 5/20/2010 | 6 | Re-elect Graham Birch as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | PETROPAVLOVSK PLC, LONDON | G5555S109 | 5/20/2010 | 7 | Re-elect Lord Guthrie as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | PETROPAVLOVSK PLC, LONDON | G5555S109 | 5/20/2010 | 8 | Re-elect Pavel Maslovskiy as a Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | PETROPAVLOVSK PLC, LONDON | G5555S109 | 5/20/2010 | 9 | Authorize the Directors to allot shares | Management | Yes | For | For | |||||||||||
CRBQ | PETROPAVLOVSK PLC, LONDON | G5555S109 | 5/20/2010 | 10 | Approve to disapply statutory pre-emption rithts | Management | Yes | For | For | |||||||||||
CRBQ | PETROPAVLOVSK PLC, LONDON | G5555S109 | 5/20/2010 | 11 | Authorize the Company to purchase shares | Management | Yes | For | For | |||||||||||
CRBQ | PETROPAVLOVSK PLC, LONDON | G5555S109 | 5/20/2010 | 12 | Adopt new Articles of Association | Management | Yes | For | For | |||||||||||
CRBQ | PETROPAVLOVSK PLC, LONDON | G5555S109 | 5/20/2010 | 13 | Approve a reduction to allow general meetings to be called on not less than 14 days’ notice | Management | Yes | For | For | |||||||||||
CRBQ | INTREPID POTASH, INC | IPI | 46121Y102 | 5/20/2010 | 1 | DIRECTOR: J. LANDIS MARTIN, BARTH E. WHITHAM | Management | Yes | For | For | ||||||||||
CRBQ | INTREPID POTASH, INC | IPI | 46121Y102 | 5/20/2010 | 2 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INTREPID’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | Yes | For | For | ||||||||||
CRBQ | STEEL DYNAMICS, INC. | STLD | 858119100 | 5/20/2010 | 1 | DIRECTOR: KEITH E. BUSSE, MARK D. MILLETT, RICHARD P. TEETS, JR., JOHN C. BATES, DR. FRANK D. BYRNE, PAUL B. EDGERLEY, RICHARD J. FREELAND, DR. JURGEN KOLB, JAMES C. MARCUCCILLI, JOSEPH D. RUFFOLO, GABRIEL L. SHAHEEN | Management | Yes | For | For | ||||||||||
CRBQ | STEEL DYNAMICS, INC. | STLD | 858119100 | 5/20/2010 | 2 | TO APPROVE THE AUDIT COMMITTEE’S APPOINTMENT OF ERNST & YOUNG LLP AS STEEL DYNAMICS INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2010. | Management | Yes | For | For | ||||||||||
CRBQ | STEEL DYNAMICS, INC. | STLD | 858119100 | 5/20/2010 | 3 | TO GIVE PROXIES DISCRETION TO VOTE ON ANY OTHER MATTERS THAT MAY PROPERLY COME BEFORE THE MEETING. | Management | Yes | For | For | ||||||||||
CRBQ | THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 5/20/2010 | 1 | ELECTION OF DIRECTOR: KATHLEEN B. COOPER | Management | Yes | For | For | ||||||||||
CRBQ | THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 5/20/2010 | 2 | ELECTION OF DIRECTOR: WILLIAM R. GRANBERRY | Management | Yes | For | For | ||||||||||
CRBQ | THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 5/20/2010 | 3 | ELECTION OF DIRECTOR: WILLIAM G. LOWRIE | Management | Yes | For | For | ||||||||||
CRBQ | THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 5/20/2010 | 4 | APPROVAL OF THE AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS. | Management | Yes | For | For | ||||||||||
CRBQ | THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 5/20/2010 | 5 | APPROVAL OF THE AMENDMENT TO THE WILLIAMS COMPANIES, INC. 2007 INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
CRBQ | THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 5/20/2010 | 6 | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2010. | Management | Yes | For | For | ||||||||||
CRBQ | THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 5/20/2010 | 7 | STOCKHOLDER PROPOSAL REQUESTING A REPORT REGARDING THE ENVIRONMENTAL IMPACT OF CERTAIN FRACTURING OPERATIONS OF THE COMPANY. | Stockholder | Yes | Against | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 5/20/2010 | 8 | STOCKHOLDER PROPOSAL REQUESTING AN ADVISORY VOTE RELATED TO COMPENSATION. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 1 | Approve the 2009 annual report of OJSC Polyus Gold, the 2009 RAS financial statements of OJSC Polyus Gold, including profit and loss statement | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 2 | Approve to distribute the 2009 RAS net profit OJSC Polyus Gold as: RUR 1,769,025,492.16 to be distributed as dividends; RUR 341,287,018.98 to keep at the Company’s disposal; to declare dividends upon the 2009 financial results of OJSC Polyus Gold at the rate of RUR 15.83 per ordinary share of OJSC Polyus Gold, considering the effected interim dividend payment upon the results of 6 months of 2009 in the amount of RUR 6.55 per ordinary share, to effect the final payment in the amount of RUR 9.28 per ordinary share of OJSC Polyus Gold, to resolve that dividends shall be paid within 60 days upon the date of the resolution, to set the dividend payment methods: bank and postal money transfers | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 3 | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO RESOLUTION 3 REGARDING THE ELECTION OF DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. PLEASE NOTE THAT ONLY A VOTE “FOR” THE DIRECTOR WILL BE CUMULATED. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY QUESTIONS. | Non Voting | ||||||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 4 | Election of Anton B. Averin as the Board of Director | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 5 | Election of Pavel S. Grachev as the Board of Director | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 6 | Election of Evgeny I. Ivanov as the Board of Director | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 7 | Election of Anna A. Kolonchina as the Board of Director | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 8 | Election of Oleg Yu. Lipatov as the Board of Director | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 9 | Election of Lord Patrick Gillford as the Board of Director | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 10 | Election of Alexander I. Mosionzhik as the Board of Director | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 11 | Election of Mikhail D. Prokhorov as the Board of Director | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 12 | Election of Zumrud H. Rustamova as the Board of Director | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 13 | Election of Ekaterina M. Salnikova as the Board of Director | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 14 | Election of Valery V. Senko as the Board of Director | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 15 | Election of Mikhail A. Sosnovsky as the Board of Director | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 16 | Election of Maxim V. Finsky as the Board of Director | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 17 | Election of Andrey A. Zaitsev, Head of Planning and Budgeting Department, as the member of the Audit Commission of OJSC Polyus Gold | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 18 | Election of Olga Yu. Rompel, adviser to the General Director, as the member of the Audit Commission of OJSC Polyus Gold | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 19 | Election of Alexander G. Spektor, Head of Current investment projects control Department, as the member of the Audit Commission of OJSC Polyus Gold | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 20 | Election of Oleg E. Cherney, head of documentary operations unit of finance department, as the member of the Audit Commission of OJSC Polyus Gold | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 21 | Election of Alexey S. Shaimardanov, Director for international reporting, as the member of the Audit Commission of OJSC Polyus Gold | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 22 | Approve the LLC Rosexpertiza as the Company’s RAS Auditor for 2010 | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 23 | Approve to determine the value (insurance premium) of liability insurance for OJSC Polyus Gold with a total limit of liability not less than USD 20,000,000 in the amount not exceeding USD 150,000 | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 24 | Approve the Directors’ and Officers’ liability insurance policy for OJSC Polyus Gold, being a related party transaction with all members of the Board of Directors as beneficiary parties, with a Russian insurance company for the period from 01 JUL 2010 till 30 JUN 2011, with a total limit of liability not less than USD 20,000,000 and insurance premium not exceeding USD 150,000 | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 25 | Approve to determine that members of OJSC Polyus Gold Board of Directors who will be recognized as independent by the Company’s Board of Directors in accordance with the requirements of paragraph 6.2.8. of the Company’s Charter and international corporate governance standards, from the date of their election to OJSC Polyus Gold Board of Directors till the date of termination of their powers shall be entitled to remuneration in the amount of 937,500 Russian rubles per quarter each, and that the document supported expenses incurred by them due to the discharge of their duties as OJSC Polyus Gold Board of Directors members shall be reimbursed in the net amount of up to 2,000,000 Russian rubles per year to each of such Directors; to resolve that should an “Independent Director” be elected Chairman of the audit Committee CONTD | Management | Yes | For | For | |||||||||||
CRBQ | POLYUS GOLD OJSC, MOSCOW | 678129107 | 5/21/2010 | 26 | ..CONTD or staff and remuneration Committee of the Board of Directors of OJSC Polyus Gold he is entitled to the additional remuneration of RUR 468,750 per quarter during his term of office as the Committee Chairman | Non Voting | ||||||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 1 | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR” AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | Non Voting | ||||||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 2 | “French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: Voting instructions will be forwarded to the Global Custodians that have become Registered Intermediaries, on the Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact your representative” | Non Voting | ||||||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 3 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 694699 DUE TO CHANGE IN VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 4 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK-https://balo.journal- officiel.gouv.fr/pdf/2010/0226/201002261000408.pdf | Non Voting | ||||||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 5 | Approve the Company’s financial statements | Management | Yes | For | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 6 | Approve the consolidated financial statements | Management | Yes | For | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 7 | Approve the allocation of the profit, setting of the dividend | Management | Yes | For | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 8 | Approve the Agreements pursuant to Article L. 225-38 of the Commercial Code | Management | Yes | For | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 9 | Approve the commitments pursuant to Article L. 225-42 of the Commercial Code | Management | Yes | For | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 10 | Authorize the Board of Directors to proceed with the Company’s shares | Management | Yes | For | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 11 | Approve the renewal of Mr. Thierry Desmarest’s term as Board Member | Management | Yes | For | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 12 | Approve the renewal of Mr. Thierry de Rudder’s term as Board Member | Management | Yes | For | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 13 | Appointment of Mr. Gunnar Brock as a Board Member | Management | Yes | For | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 14 | Appointment of Mr. Claude Clement as a Board Member to represent the Employees Shareholders pursuant to Article 11 of the Statutes | Management | Yes | For | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 15 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Appointment as Director, Mr. Philippe Marchandise representing the Employees who are shareholders of the Company for a 3-year period [In accordance with Article 11 of the bylaws, only one of the recommended Directors in resolutions 10, 11 and 12 will be elected] | Stockholder | Yes | Against | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 16 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Appointment as Director, Mr. Mohammed Zaki representing the Employees who are shareholders of the Company for a 3-year period [In accordance with Article 11 of the bylaws, only one of the recommended Directors in resolutions 10, 11 and 12 will be elected] | Stockholder | Yes | Against | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 17 | Approve the renewal of the Cabinet Ernst and Young Audit as permanent statutory Auditor | Management | Yes | For | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 18 | Approve the Cabinet KPMG Audit as permanent statutory Auditor | Management | Yes | For | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 19 | Appointment of Cabinet Auditex as the substitute statutory Auditor | Management | Yes | For | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 20 | Appointment of Cabinet KPMG Audit I.S. as the substitute statutory Auditor | Management | Yes | For | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 21 | Authorize the Board of Directors to increase the capital with preferential subscription rights of the Shareholders, by issuing common shares or any securities giving access to the capital by incorporation of premiums, reserves, profits or others | Management | Yes | For | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 22 | Authorize the Board of Directors to increase the capital by issuing common shares or any securities giving access to the capital, with cancellation of preferential subscription rights | Management | Yes | For | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 23 | Authorize the Board of Directors to increase the capital by issuing common shares or any securities giving access to the capital as remuneration for the contributions in kind granted to the Company | Management | Yes | For | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 24 | Authorize the Board of Directors to increase the capital in accordance to Article L. 3332-18 et seq. of the Code of Labor | Management | Yes | For | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 25 | Approve the authorization to grant options to subscribe or purchase Company’s shares to some Collaborators of the group as well as to Officers of the Company or Companies of the group | Management | Yes | For | For | |||||||||||
CRBQ | TOTAL S A | F92124100 | 5/21/2010 | 26 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Approve to add a new paragraph to the end of Article 9 of the Articles of Association as specified | Stockholder | Yes | Against | For | |||||||||||
CRBQ | BUNGE LIMITED | BG | G16962105 | 5/21/2010 | 1 | ELECTION OF DIRECTOR: JORGE BORN, JR. | Management | Yes | For | For | ||||||||||
CRBQ | BUNGE LIMITED | BG | G16962105 | 5/21/2010 | 2 | ELECTION OF DIRECTOR: BERNARD DE LA TOUR D’AUVERGNE LAURAGUAIS | Management | Yes | For | For | ||||||||||
CRBQ | BUNGE LIMITED | BG | G16962105 | 5/21/2010 | 3 | ELECTION OF DIRECTOR: WILLIAM ENGELS | Management | Yes | For | For | ||||||||||
CRBQ | BUNGE LIMITED | BG | G16962105 | 5/21/2010 | 4 | ELECTION OF DIRECTOR: L. PATRICK LUPO | Management | Yes | For | For | ||||||||||
CRBQ | BUNGE LIMITED | BG | G16962105 | 5/21/2010 | 5 | TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO TO DETERMINE THE INDEPENDENT AUDITORS’ FEES. | Management | Yes | For | For | ||||||||||
CRBQ | BUNGE LIMITED | BG | G16962105 | 5/21/2010 | 6 | TO APPROVE THE BUNGE LIMITED ANNUAL INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
CRBQ | DIAMOND OFFSHORE DRILLING, INC. | DO | 25271C102 | 5/24/2010 | 1 | DIRECTOR: JAMES S. TISCH, LAWRENCE R. DICKERSON, JOHN R. BOLTON, CHARLES L. FABRIKANT, PAUL G. GAFFNEY, EDWARD GREBOW, HERBERT C. HOFFMANN, ARTHUR L. REBELL, RAYMOND S. TROUBH | Management | Yes | For | For | ||||||||||
CRBQ | DIAMOND OFFSHORE DRILLING, INC. | DO | 25271C102 | 5/24/2010 | 2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2010. | Management | Yes | For | For | ||||||||||
CRBQ | DIAMOND OFFSHORE DRILLING, INC. | DO | 25271C102 | 5/24/2010 | 3 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | Yes | For | For | ||||||||||
CRBQ | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED THE SAME AS A “TAKE NO ACTION” VOTE. | Non Voting | ||||||||||||||
CRBQ | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100421 /LTN20100421524.pdf | Non Voting | ||||||||||||||
CRBQ | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 3 | Receive the audited consolidated financial statements of the Company and its subsidiaries and the reports of the Directors and Auditors for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 4 | Approve a final dividend of HKD 5.9 cents per share for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 5 | Approve the Scheme Amendment Proposal as defined in the Company’s circular dated 22 APR2010 , and any one or more of the Directors of the Company be and are hereby authorized to execute and deliver such other documents or supplemental agreements or deeds on behalf of the Company and to do all such things and take all such actions as he or they may consider necessary or desirable for the purpose of giving effect to the Scheme Amendment Proposal | Management | Yes | For | For | |||||||||||
CRBQ | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 6 | Re-elect Mr. YU Xubo as an Executive Director and the Managing Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 7 | Re-elect Mr. CHI Jingtao as a Non-executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 8 | Re-elect Mr. LAM Wai Hon, Ambrose as an Independent Non-executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 9 | Authorize the Board of Directors of the Company to fix the above executive Director’s and Non-executive Directors’ remuneration | Management | Yes | For | For | |||||||||||
CRBQ | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 10 | Re-appoint Auditors and authorize the Board of Directors of the Company to fix their remunerations | Management | Yes | For | For | |||||||||||
CRBQ | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 11 | Approve to increase the authorized share capital of the Company from HKD 400,000,000 divided into 4,000,000,000 shares to HKD 1,000,000,000 divided into 10,000,000,000 shares by creation of an additional HKD 600,000,000 divided into 6,000,000,000 shares ranking pari passu in all respects with the existing issued and unissued shares | Management | Yes | For | For | |||||||||||
CRBQ | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 12 | Authorize the Directors to allot, issue and deal with additional shares of the Company | Management | Yes | For | For | |||||||||||
CRBQ | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 13 | Authorize the Directors to repurchase the Company’s own shares | Management | Yes | For | For | |||||||||||
CRBQ | CHINA AGRI-INDUSTRIES HOLDINGS LTD | Y1375F104 | 5/25/2010 | 14 | Approve to add the nominal amount of the shares repurchased under Resolution 7B to the mandate granted to the Directors under resolution 7A | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | Y9892H107 | 5/25/2010 | 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 688970 DUE TO ADDITIONAL RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | Y9892H107 | 5/25/2010 | 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100428 /LTN20100428059.pdf | Non Voting | ||||||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | Y9892H107 | 5/25/2010 | 3 | Approve the report of the Board of Directors of the Company for 2009 | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | Y9892H107 | 5/25/2010 | 4 | Approve the report of the Independent Directors of the Company for 2009 | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | Y9892H107 | 5/25/2010 | 5 | Approve the report of Supervisory Committee of the Company for 2009 | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | Y9892H107 | 5/25/2010 | 6 | Approve the financial report for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | Y9892H107 | 5/25/2010 | 7 | Approve the Company’s 2009 annual report and its summary report | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | Y9892H107 | 5/25/2010 | 8 | Approve the profit distribution proposal of the Company for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | Y9892H107 | 5/25/2010 | 9 | Approve the remunerations of the Directors and Supervisors of the Company for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | Y9892H107 | 5/25/2010 | 10 | Re-appointment of Ernst & Young Hua Ming and Ernst & Young as the Company’s domestic and International Auditors respectively for the YE 31 DEC 2010, and authorize the Board of Directors to determine their remuneration | Management | Yes | For | For | |||||||||||
CRBQ | ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE | Y9892H107 | 5/25/2010 | 11 | Authorize the Board of Directors to make the donation decisions with a total aggregate annual amount not exceeding 6% of the Company’s total net profit of the year, and to report the execution of the donation in the AGM | Management | Yes | For | For | |||||||||||
CRBQ | CAMECO CORP | 13321L108 | 5/26/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTION “3” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.12 AND 2”. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | CAMECO CORP | 13321L108 | 5/26/2010 | 2 | Election of John H. Clappison as a Director | Management | Yes | For | For | |||||||||||
CRBQ | CAMECO CORP | 13321L108 | 5/26/2010 | 3 | Election of Joe F. Colvin as a Director | Management | Yes | For | For | |||||||||||
CRBQ | CAMECO CORP | 13321L108 | 5/26/2010 | 4 | Election of James R. Curtiss as a Director | Management | Yes | For | For | |||||||||||
CRBQ | CAMECO CORP | 13321L108 | 5/26/2010 | 5 | Election of Donald H.F. Deranger as a Director | Management | Yes | For | For | |||||||||||
CRBQ | CAMECO CORP | 13321L108 | 5/26/2010 | 6 | Election of James K. Gowans as a Director | Management | Yes | For | For | |||||||||||
CRBQ | CAMECO CORP | 13321L108 | 5/26/2010 | 7 | Election of Gerald W. Grandey as a Director | Management | Yes | For | For | |||||||||||
CRBQ | CAMECO CORP | 13321L108 | 5/26/2010 | 8 | Election of Nancy E. Hopkins as a Director | Management | Yes | For | For | |||||||||||
CRBQ | CAMECO CORP | 13321L108 | 5/26/2010 | 9 | Election of Oyvind Hushovd as a Director | Management | Yes | For | For | |||||||||||
CRBQ | CAMECO CORP | 13321L108 | 5/26/2010 | 10 | Election of J.W. George Ivany as a Director | Management | Yes | For | For | |||||||||||
CRBQ | CAMECO CORP | 13321L108 | 5/26/2010 | 11 | Election of A. Anne McLellan as a Director | Management | Yes | For | For | |||||||||||
CRBQ | CAMECO CORP | 13321L108 | 5/26/2010 | 12 | Election of A. Neil McMillan as a Director | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | CAMECO CORP | 13321L108 | 5/26/2010 | 13 | Election of Victor J. Zaleschuk as a Director | Management | Yes | For | For | |||||||||||
CRBQ | CAMECO CORP | 13321L108 | 5/26/2010 | 14 | Appointment of KPMG LLP as the Auditors | Management | Yes | For | For | |||||||||||
CRBQ | CAMECO CORP | 13321L108 | 5/26/2010 | 15 | Approve, on an advisory basis and not to diminish the role and responsibilities of the Board of Directors, that the shareholders accept the approach to executive compensation disclosed in Cameco’s Management proxy circular delivered in advance of the 2010 annual meeting of shareholders | Management | Yes | For | For | |||||||||||
CRBQ | EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/26/2010 | 1 | DIRECTOR: M.J. BOSKIN, P. BRABECK-LETMATHE, L.R.FAULKNER, J.S. FISHMAN, K.C. FRAZIER, W.W. GEORGE, M.C. NELSON, S.J. PALMISANO, S.S. REINEMUND, R. W. TILLERSON, EE. WHITACER | Management | Yes | For | For | ||||||||||
CRBQ | EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/26/2010 | 2 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 52) | Management | Yes | For | For | ||||||||||
CRBQ | EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/26/2010 | 3 | SPECIAL SHAREHOLDER MEETINGS (PAGE 54) | Stockholder | Yes | Against | For | ||||||||||
CRBQ | EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/26/2010 | 4 | INCORPORATE IN NORTH DAKOTA (PAGE 55) | Stockholder | Yes | Against | For | ||||||||||
CRBQ | EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/26/2010 | 5 | SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) | Stockholder | Yes | Against | For | ||||||||||
CRBQ | EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/26/2010 | 6 | AMENDMENT OF EEO POLICY (PAGE 57) | Stockholder | Yes | Against | For | ||||||||||
CRBQ | EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/26/2010 | 7 | POLICY ON WATER (PAGE 59) | Stockholder | Yes | Against | For | ||||||||||
CRBQ | EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/26/2010 | 8 | WETLANDS RESTORATION POLICY (PAGE 60) | Stockholder | Yes | Against | For | ||||||||||
CRBQ | EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/26/2010 | 9 | REPORT ON CANADIAN OIL SANDS (PAGE 62) | Stockholder | Yes | Against | For | ||||||||||
CRBQ | EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/26/2010 | 10 | REPORT ON NATURAL GAS PRODUCTION (PAGE 64) | Stockholder | Yes | Against | For | ||||||||||
CRBQ | EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/26/2010 | 11 | REPORT ON ENERGY TECHNOLOGY (PAGE 65) | Stockholder | Yes | Against | For | ||||||||||
CRBQ | EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/26/2010 | 12 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 67) | Stockholder | Yes | Against | For | ||||||||||
CRBQ | EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/26/2010 | 13 | PLANNING ASSUMPTIONS (PAGE 69) | Stockholder | Yes | Against | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 1 | ELECTION OF DIRECTOR: S.H. ARMACOST | Management | Yes | For | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 2 | ELECTION OF DIRECTOR: L.F. DEILY | Management | Yes | For | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 3 | ELECTION OF DIRECTOR: R.E. DENHAM | Management | Yes | For | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 4 | ELECTION OF DIRECTOR: R.J. EATON | Management | Yes | For | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 5 | ELECTION OF DIRECTOR: C. HAGEL | Management | Yes | For | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 6 | ELECTION OF DIRECTOR: E. HERNANDEZ | Management | Yes | For | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 7 | ELECTION OF DIRECTOR: F.G. JENIFER | Management | Yes | For | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 8 | ELECTION OF DIRECTOR: G.L. KIRKLAND | Management | Yes | For | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 9 | ELECTION OF DIRECTOR: S. NUNN | Management | Yes | For | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 10 | ELECTION OF DIRECTOR: D.B. RICE | Management | Yes | For | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 11 | ELECTION OF DIRECTOR: K.W. SHARER | Management | Yes | For | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 12 | ELECTION OF DIRECTOR: C.R. SHOEMATE | Management | Yes | For | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 13 | ELECTION OF DIRECTOR: J.G. STUMPF | Management | Yes | For | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 14 | ELECTION OF DIRECTOR: R.D. SUGAR | Management | Yes | For | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 15 | ELECTION OF DIRECTOR: C. WARE | Management | Yes | For | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 16 | ELECTION OF DIRECTOR: J.S. WATSON | Management | Yes | For | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 17 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | Yes | For | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 18 | AMENDMENT TO CHEVRON’S BY-LAWS TO REDUCE THE PERCENTAGE OF STOCKHOLDINGS REQUIRED FOR STOCKHOLDERS TO CALL FOR SPECIAL MEETINGS | Management | Yes | For | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 19 | APPOINTMENT OF AN INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Stockholder | Yes | Against | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 20 | HOLDING EQUITY-BASED COMPENSATION THROUGH RETIREMENT | Stockholder | Yes | Against | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 21 | DISCLOSURE OF PAYMENTS TO HOST GOVERNMENTS | Stockholder | Yes | Against | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 22 | GUIDELINES FOR COUNTRY SELECTION | Stockholder | Yes | Against | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 23 | FINANCIAL RISKS FROM CLIMATE CHANGE | Stockholder | Yes | Against | For | ||||||||||
CRBQ | CHEVRON CORPORATION | CVX | 166764100 | 5/26/2010 | 24 | HUMAN RIGHTS COMMITTEE | Stockholder | Yes | Against | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | TENARIS, S.A. | TS | 88031M109 | 6/2/2010 | 1 | CONSIDERATION OF BOARD’S MANAGEMENT REPORT AND CERTIFICATIONS AND THE INDEPENDENT AUDITORS’ REPORTS FOR YEARS ENDED DECEMBER 31, 2009, 2008 AND 2007, AND THE ANNUAL ACCOUNTS. | Management | Yes | For | For | ||||||||||
CRBQ | TENARIS, S.A. | TS | 88031M109 | 6/2/2010 | 2 | APPROVAL OF THE COMPANY’S CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEARS ENDED DECEMBER 31, 2009, 2008 AND 2007. | Management | Yes | For | For | ||||||||||
CRBQ | TENARIS, S.A. | TS | 88031M109 | 6/2/2010 | 3 | APPROVAL OF THE COMPANY’S ANNUAL ACCOUNTS AS AT DECEMBER 31, 2009. | Management | Yes | For | For | ||||||||||
CRBQ | TENARIS, S.A. | TS | 88031M109 | 6/2/2010 | 4 | ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE YEAR ENDED DECEMBER 31, 2009. | Management | Yes | For | For | ||||||||||
CRBQ | TENARIS, S.A. | TS | 88031M109 | 6/2/2010 | 5 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING YEAR ENDED DECEMBER 31, 2009. | Management | Yes | For | For | ||||||||||
CRBQ | TENARIS, S.A. | TS | 88031M109 | 6/2/2010 | 6 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS. | Management | Yes | For | For | ||||||||||
CRBQ | TENARIS, S.A. | TS | 88031M109 | 6/2/2010 | 7 | COMPENSATION OF MEMBERS OF THE BOARD OF DIRECTORS. | Management | Yes | For | For | ||||||||||
CRBQ | TENARIS, S.A. | TS | 88031M109 | 6/2/2010 | 8 | APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 AND APPROVAL OF THEIR FEES. | Management | Yes | For | For | ||||||||||
CRBQ | TENARIS, S.A. | TS | 88031M109 | 6/2/2010 | 9 | AUTHORISATION TO THE COMPANY, OR ANY SUBSIDIARY, TO FROM TIME TO TIME PURCHASE, ACQUIRE OR RECEIVE SHARES OF THE COMPANY. | Management | Yes | For | For | ||||||||||
CRBQ | TENARIS, S.A. | TS | 88031M109 | 6/2/2010 | 10 | AUTHORISATION TO BOARD TO CAUSE DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS, INCLUDING SHAREHOLDER MEETING & PROXY MATERIALS AND ANNUAL REPORTS TO SHAREHOLDERS, BY ELECTRONIC MEANS. | Management | Yes | For | For | ||||||||||
CRBQ | TENARIS, S.A. | TS | 88031M109 | 6/2/2010 | 1 | CONSIDERATION OF BOARD’S MANAGEMENT REPORT AND CERTIFICATIONS AND THE INDEPENDENT AUDITORS’ REPORTS FOR YEARS ENDED DECEMBER 31, 2009, 2008 AND 2007, AND THE ANNUAL ACCOUNTS. | Management | Yes | For | For | ||||||||||
CRBQ | TENARIS, S.A. | TS | 88031M109 | 6/2/2010 | 2 | APPROVAL OF THE COMPANY’S CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEARS ENDED DECEMBER 31, 2009, 2008 AND 2007. | Management | Yes | For | For | ||||||||||
CRBQ | TENARIS, S.A. | TS | 88031M109 | 6/2/2010 | 3 | APPROVAL OF THE COMPANY’S ANNUAL ACCOUNTS AS AT DECEMBER 31, 2009. | Management | Yes | For | For | ||||||||||
CRBQ | TENARIS, S.A. | TS | 88031M109 | 6/2/2010 | 4 | ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE YEAR ENDED DECEMBER 31, 2009. | Management | Yes | For | For | ||||||||||
CRBQ | TENARIS, S.A. | TS | 88031M109 | 6/2/2010 | 5 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING YEAR ENDED DECEMBER 31, 2009. | Management | Yes | For | For | ||||||||||
CRBQ | TENARIS, S.A. | TS | 88031M109 | 6/2/2010 | 6 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS. | Management | Yes | For | For | ||||||||||
CRBQ | TENARIS, S.A. | TS | 88031M109 | 6/2/2010 | 7 | COMPENSATION OF MEMBERS OF THE BOARD OF DIRECTORS. | Management | Yes | For | For | ||||||||||
CRBQ | TENARIS, S.A. | TS | 88031M109 | 6/2/2010 | 8 | APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 AND APPROVAL OF THEIR FEES. | Management | Yes | For | For | ||||||||||
CRBQ | TENARIS, S.A. | TS | 88031M109 | 6/2/2010 | 9 | AUTHORISATION TO THE COMPANY, OR ANY SUBSIDIARY, TO FROM TIME TO TIME PURCHASE, ACQUIRE OR RECEIVE SHARES OF THE COMPANY. | Management | Yes | For | For | ||||||||||
CRBQ | TENARIS, S.A. | TS | 88031M109 | 6/2/2010 | 10 | AUTHORISATION TO BOARD TO CAUSE DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS, INCLUDING SHAREHOLDER MEETING & PROXY MATERIALS AND ANNUAL REPORTS TO SHAREHOLDERS, BY ELECTRONIC MEANS. | Management | Yes | For | For | ||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR ALL RESOLUTION NUMBERS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 2 | Approve the report of the Board of the Directors of the Company the ‘Board’ for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 3 | Approve the report of the Supervisory Committee of the Company for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 4 | Approve the audited financial statements and the Auditors’ report of the Company for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 5 | Approve the proposal for distribution of profit of the Company for the YE 31 DEC 2009 and the declaration of the Company’s final dividend for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 6 | Approve the budget proposals of the Company for the year 2010 | Management | Yes | For | For | |||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 7 | Appointment of Mr. Gu Zongqin as the Independent Non- Executive Director of the Company, authorize any Executive Director of the Company to sign a Service Contract with Mr. Gu Zongqin for and on behalf of the Company, and authorize the Board to determine his remuneration based on the recommendation by the remuneration Committee of the Board | Management | Yes | For | For | |||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 8 | Appointment of Mr. Qiu Kewen as the Supervisor of the Company, authorize any Executive Director of the Company to sign a Service Contract with Mr. Qiu Kewen for and on behalf of the Company, and authorize the Board, which in turn will further delegate the Remuneration Committee of the Board to determine his remuneration | Management | Yes | For | For | |||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 9 | Re-appoint Ernst & Young Hua Ming and Ernst & Young as the Domestic and International Auditors of the Company for a term until the conclusion of the next AGM of the Company and authorize the Audit Committee of the Board to determine their remuneration | Management | Yes | For | For | |||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 10 | CONTD Board, contingent on the Board resolving to separately or concurrently issue domestic shares and overseas listed foreign shares (H Shares) pursuant to Paragraph (a) of this special resolution, to increase the registered capital of the Company to reflect the number of such shares authorized to be issued by the Company pursuant to Paragraph (a) of this special resolution and to make such appropriate and necessary amendments to the Articles of Association of the Company as they think fit | Management | Yes | For | For | |||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | to reflect such increases in the registered capital of the Company and to take any other action and complete any formality required to effect the separate or concurrent issuance of domestic shares and overseas listed foreign shares (H Shares) pursuant to Paragraph (a) of this special resolution and the increase in the registered capital of the Company CONTD. | ||||||||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 11 | CONTD. overseas listed foreign shares H Shares to be issued and allotted or agreed conditionally or unconditionally to be issued and allotted by the Board shall not exceed 20% of each of its existing domestic shares and overseas listed foreign shares H Shares of the Company; and the Board will only exercise its power under such mandate in accordance with the Company Law of the PRC and the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited as amended from time to time or applicable laws, rules and regulations of other government or regulatory bodies and only if all necessary approvals from the China Securities Regulatory Commission and/or other relevant PRC government authorities are obtained; authorize the Board, contingent on the Board resolving to separately or concurrently issue domestic CONTD. | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 12 | CONTD. shares and overseas listed foreign shares H Shares pursuant to this special resolution, to increase the registered capital of the Company to reflect the number of such shares authorized to be issued by the Company pursuant to of this special resolution and to make such appropriate and necessary amendments to the Articles of Association of the Company as they think fit to reflect such increases in the registered capital of the Company and to take any other action and complete any formality required to effect the separate or concurrent issuance of domestic shares and overseas listed foreign shares H Shares pursuant to this CONTD. | Non Voting | ||||||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 13 | CONTD. special resolution and to the increase in the registered capital of the Company; Authority expires at the conclusion of the next AGM of the Company or 12 months period following the passing of this special resolution | Non Voting | ||||||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 14 | PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDING BELOW COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | CHINA BLUECHEMICAL LTD | Y14251105 | 6/4/2010 | 15 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/listedco/listconews/sehk/201 00416/LTN20100416847.pdf | Non Voting | ||||||||||||||
CRBQ | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 1 | Receive and adopt the Audited financial statements for the FYE 31 DEC 2009 and the Directors’ and Auditors’ reports thereon | Management | Yes | For | For | |||||||||||
CRBQ | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 2 | Approve the declaration of a final dividend of 5.25 sen less 25% tax per ordinary share of 50 sen each for the FYE 31 DEC 2009 to be paid on 15 JUL 2010 to members registered in the record of depositors on 30 JUN 2010 | Management | Yes | For | For | |||||||||||
CRBQ | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 3 | Approve the payment of Directors’ fees of MYR 521,300 for the FYE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 4 | Re-elect Tan Sri Lim Kok Thay as a Director of the Company pursuant to Article 99 of the Articles of the Association of the Company | Management | Yes | For | For | |||||||||||
CRBQ | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 5 | Re-elect Mr. Quah Chek Tin as a Director of the Company pursuant to Article 99 of the Articles of the Association of the Company | Management | Yes | For | For | |||||||||||
CRBQ | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 6 | Re-appoint Tan Sri Mohd Amin bin Osman as a Director of the Company, who retires in accordance with Section 129 of the Companies Act, 1965, to hold office until the conclusion of the next AGM | Management | Yes | For | For | |||||||||||
CRBQ | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 7 | Re-appoint Lt. Gen. B Dato’ Haji Abdul Jamil bin Haji Ahmad as a Director of the Company, who retires in accordance with Section 129 of the Companies Act, 1965, to hold office until the conclusion of the next AGM | Management | Yes | For | For | |||||||||||
CRBQ | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 8 | Re-appoint PricewaterhouseCoopers as the Auditors of the Company and authorize the Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBQ | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 9 | Authorize the Directors of the Company, subject always to the Companies Act, 1965, the Articles of Association of the Company, the Main Market Listing Requirements of Bursa Malaysia Securities Berhad MMLR and the approval of any relevant Governmental and/or regulatory authorities, where such approval is required, pursuant to the Section 132 D of the Companies Act, 1965 to: 1 issue and allot shares in the Company; and/or 2 issue, make or grant offers, agreements, options or other instruments that might or would require shares to be issued collectively, Instruments during and/or after the period the approval granted by this resolution is in force, at any time and upon such terms and conditions and for such purposes as the Directors may, in their absolute discretion deem fit, provided that: CONTD.. | Management | Yes | For | For | |||||||||||
CRBQ | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 10 | ..CONTD i the number of shares to be issued pursuant to the authority granted under this resolution, when aggregated with all shares issued and/or shares that are capable of being issued from the instruments issued pursuant to Section 132 D of the Companies Act, 1965 in the preceding 12 months calculated in accordance with the MMLR , does not exceed 10% of the issued and paid-up share capital of the Company at the time of issuance, making or granting the instruments, and ii for the purpose of determining the number of shares which are capable of being issued from the instruments, each instrument is treated as giving rise to the maximum number of shares into which it can be converted or exercised, CONTD.. | Non Voting | ||||||||||||||
CRBQ | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 11 | ..CONTD Authority shall continue in force until the conclusion of the next AGM of the Company or when it is required by the law to be held, which ever is earlier ; authorize the Directors of the Company to take all such action that may be necessary and/or desirable to give effect to this resolution and in connection therewith to enter into and execute on behalf of the Company any instrument, agreement and/or arrangement with any person, and in all cases with full power to assent to any condition, modification, variation and/or amendment if any , in connection therewith; and to obtain the approval for the Listing of and quotation for the additional shares so issued on Bursa Malaysia Securities Berhad | Non Voting | ||||||||||||||
CRBQ | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 12 | Authorize the Company, subject to compliance with all applicable laws, the Company’s Articles of Association, and the regulations and guidelines applied from time to time by Bursa Malaysia Securities Berhad Bursa Securities and/or any other relevant regulatory authorities: a) to utilize up to the aggregate of the total retained earnings and share premium account of the Company based on its latest Audited financial statements available up to the date of transaction, to purchase from time to time during the validity of the approval and authority under this resolution, such number of ordinary shares of 50 SEN each in the Company as may be determined by the Directors of the Company on Bursa Securities upon such terms and conditions as the Directors may deem fit and expedient in the interests of the Company, provided that the aggregate number of shares to be purchased and/or held by the Company pursuant to CONTD.. | |||||||||||||||
CRBQ | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 13 | ..CONTD this resolution does not exceed 10% of the total issued and paid-up ordinary share capital of the Company at the time of purchase, and provided that in the event that the Company ceases to hold all or any part of such shares as a result of among others cancellations, sales and/or distributions of any of these shares so purchased, the Company shall be entitled to further purchase and/or hold such additional numbers of shares as shall in aggregate with the shares then still held by the Company not exceed 10% of the total issued and paid-up ordinary share capital of the Company at the time of purchase; based on the Audited financial statements of the Company for the FYE 31 DEC 2009, the Company’s retained earnings and share premium account were approximately MYR 2,530.1 million and MYR 42.1 million respectively; b) approval and authority conferred by this resolution shall commence on the passing of this CONTD.. | Non Voting | ||||||||||||||
CRBQ | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 14 | ..CONTD resolution, and shall remain valid and in full force and effect until: i the conclusion of the next AGM is required by law to be held, unless earlier revoked or varied by ordinary resolution of the members of the Company in general meeting, whichever occurs first; c) autorize the Directors of the Company in their absolute discretion, to deal with any shares purchased and any existing treasury shares the said shares in the following manner: i cancel the said shares; and/or ii retain the said shares as treasury shares; and/or iii distribute all or part of the said shares as dividends to shareholders, and/or resell all or part of the said shares on Bursa Securities in accordance with the relevant rules of Bursa Securities and/or cancel all or part of the said shares, or in any other manner as may be prescribed by all applicable laws and/or regulations and guidelines applied from time to time by Bursa Securities and/or any | Non Voting | ||||||||||||||
CRBQ | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 15 | ..CONTD relevant authority for the time being in force and that the authority to deal with the said shares shall continue to be valid until all the said shares have been dealt with by the Directors of the Company; and d) to take all such actions that may be necessary and/or desirable to give effect to this resolution and in connection therewith to enter into and execute on behalf of the Company any instrument, agreement and/or arrangement with any person, and in all cases with full power to assent to any condition, modification, variation and/or amendment if any as may be imposed by any relevant regulatory authority or Bursa Securities and/or to do all such Acts and things as the Directors may deem fit and expedient in the best interest of the Company | Non Voting | ||||||||||||||
CRBQ | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 16 | Authorize the Company and/or its subsidiaries to enter into any of the transactions falling within the types of recurrent related party transactions of a revenue or trading nature with the related parties as set out in Section 2.3 under Part B of the document to shareholders dated 17 MAY 2010 provided that such transactions are undertaken in the ordinary course of business, at arm/s length and based on commercial terms and on terms which are not more favourable to the related party than those generally available to/from the public and are not, in the Company’s opinion, detrimental to the minority shareholders and that the breakdown of the aggregate value of the recurrent related party transactions conducted/to be conducted during the FY, including the types of recurrent related party CONTD... | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 17 | ..CONTD transactions made and the names of the related parties, will be disclosed in the annual report of the Company pursuant to the requirements of the Main Market Listing Requirements of Bursa Malaysia Securities Berhad; such approval shall continue to be in force until: i the conclusion of the next AGM AGM of the Company following this AGM at which such proposed shareholders mandate is passed, at which time it will lapse, unless by a resolution passed at the meeting, the authority is renewed; | Non Voting | ||||||||||||||
CRBQ | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | ii the expiration of the period within which the next AGM of the Company after that date is required to be held pursuant to Section 143 1 of the Companies Act, 1965 but shall not extend to such extension as may be allowed pursuant to Section 143 2 of the Companies Act, 1965 ; or iii revoked or varied by resolution passed by the shareholders in general meeting, whichever is earlier | ||||||||||||||||
CRBQ | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 18 | Approve and adopt the amendments to the existing Articles of Association of the Company as proposed and set forth under part C of the document to shareholders dated 17 MAY 2010; and autorize the Directors of the Company to do all acts and things and take all such steps as they may consider necessary and/or desirable to give full effect to these amendments to the Articles of Association of the Company | Management | Yes | For | For | |||||||||||
CRBQ | GENTING PLANTATIONS BHD | Y26930100 | 6/8/2010 | 19 | Transact such other business | Non Voting | ||||||||||||||
CRBQ | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 1 | Receive and adopt the Directors’ and Auditors reports and the financial statements for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 2 | Approve the remuneration report for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 3 | Declare a final dividend | Management | Yes | For | For | |||||||||||
CRBQ | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 4 | Re-elect Mr. C.H. Bailey as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 5 | Re-elect Mr. W.M. Hayes as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 6 | Re-elect Mr. G.S. Menendez as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 7 | Re-elect Mr. D.E. Yarur as a Director | Management | Yes | For | For | |||||||||||
CRBQ | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 8 | Re-elect Deloitte LLP as the Auditors of the Company to hold office from the conclusion of this meeting until the conclusion of the next general meeting at which the accounts are laid before the Company and to authorize the Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBQ | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 9 | Authorize the Directors of the Company, in substitution for all existing authorities, in accordance Section 551 of the Companies Act 2006 to: A) allot shares as defined in Section 540 of the Companies Act 2006 in the Company or grant rights to subscribe for or to convert any security into shares in the Company up to an aggregate nominal amount of GBP 16,430,945; and B) allot equity securities as defined in Section 560 of the Companies Act 2006 up to an aggregate nominal amount of GBP 32,861,890 such amount to be reduced by the aggregate nominal amount of shares allotted or rights to subscribe for or to convert any security into shares in the Company granted under paragraph A of this Resolution 9 in connection with an offer by way of a rights issue; i to ordinary shareholders in proportion as nearly as may be practicable CONTD.. | Management | Yes | For | For | |||||||||||
CRBQ | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 10 | ..CONTD to their existing holdings; and ii to holders of other equity securities as defined in Section 560 1 of the Companies Act 2006 as required by the rights of those securities or, subject to such rights, as the Directors otherwise consider necessary; and so that the Directors may impose any limits or restrictions and make any arrangements which they consider necessary or appropriate to deal with treasury shares, fractional | Non Voting | ||||||||||||||
CRBQ | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | entitlements, record dates or legal, regulatory or practical problems in, or under the laws of, any territory or any other matter Authority the earliier at the end of the Company’s next AGM to be held in 2011 or on 30 JUN 2011 but, in each case, so that the Company may make offers and enter into agreements before the authority expires which would or might, CONTD.. | ||||||||||||||||
CRBQ | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 11 | ..CONTD require shares to be allotted or rights to subscribe for or to convert any security into shares to be granted after the authority expires and the Directors may allot shares or grant such rights under any such offer or agreement as if the authority had not expired | Non Voting | ||||||||||||||
CRBQ | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 12 | Authorize the Directors of the Company,, in substitution for all existing powers and subject to the passing of resolution 9, pursuant to Section 570 of the Companies Act 2006 to allot equity securities as defined in Section 560 of the Companies Act 2006 for cash pursuant to the authority granted by Resolution 9 and/or where the allotment constitutes an allotment of equity securities by virtue of Section 560 3 of the Companies Act 2006, in each case free of the restriction in Section 561 of the Companies Act 2006, such power to be limited: A) to the allotment of equity securities in connection with an offer of equity securities but in the case of an allotment pursuant to the authority granted by paragraph B of resolution 9, such power shall be limited to the allotment of equity securities in CONTD.. | Management | Yes | For | For | |||||||||||
CRBQ | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 13 | ..CONTD connection with an offer by way of a rights issue only : i to ordinary shareholders in proportion as nearly as may be practicable to their existing holdings; and ii to holders of other equity securities as defined in Section 560 1 of the Companies Act 2006 as required by the rights of those securities or, subject to such rights, as the Directors otherwise consider necessary; and so that the Directors may impose any limits or restrictions and make any arrangements which they consider necessary or appropriate to deal with treasury shares, fractional entitlements, record dates or legal, regulatory or practical problems in, or under the laws of, any territory or any other matter; and B) to the allotment of equity securities pursuant to the authority granted by paragraph A of resolution 9 and or allotment CONTD.. | Non Voting | ||||||||||||||
CRBQ | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 14 | ..CONTD which constitutes an allotment of equity securities by virtue of Section 560 3 of the Companies Act 2006, in each case otherwise than in the circumstances set out in paragraph A of this Resolution 10 up to a nominal amount of GBP 2,464,641, Authority expires the earlier at the end of the Company’s next AGM to be held in 2011 or on 30 JUN 2011 but so that the Company may make offers and enter into agreements before the power expires which would or might, require equity securities to be allotted after the power expires and the Directors may allot equity securities under any such offer or agreement as if the power had not expired | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 15 | Authorize the Company, to make one or more market purchases within the meaning of Section 693 4 of the Companies Act 2006 of ordinary shares of 5p in the capital of the Company Ordinary Shares provided that: A the maximum aggregate number of ordinary shares authorized to be purchased is GBP 98,585,669 representing 10% of the issued ordinary share capital ; B the minimum price which may be paid for an ordinary share is 5p; C the | Management | Yes | For | For | |||||||||||
CRBQ | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | maximum price which may be paid for an ordinary share is an amount equal to 105%of the average of the middle market quotations for an ordinary share as derived from The London Stock Exchange Daily official list for the 5 business days immediately preceding the day on which that ordinary share is purchased; Authority expires the earlier of the conclusion of the next AGM of the Company CONTD.. | ||||||||||||||||
CRBQ | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 16 | ..CONTD to be held in 2011 or on 30 JUN 2011 ; and the Company may make a contract to purchase ordinary shares under this authority before the expiry of the authority which will or may be executed wholly or partly after the expiry of the authority, and may make purchase of ordinary shares in pursuance of any such contract | Non Voting | ||||||||||||||
CRBQ | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 17 | Approve, that a general meeting of the Company other than an AGM may be called on not less than 14 clear days notice | Management | Yes | For | For | |||||||||||
CRBQ | ANTOFAGASTA P L C | G0398N128 | 6/9/2010 | 18 | Amend the Articles of Association of the Company by deleting all the provisions of the Company’s Memorandum of Association which, by virtue of Section 28 Companies Act 2006, are to be treated as provisions of the Company’s Articles of Association; and adopt the Articles of Association as specified as the Articles of Association of the Company in substitution for, and to the exclusion of, the existing Articles of Association | Management | Yes | For | For | |||||||||||
CRBQ | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR ALL RESOLUTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100506 /LTN20100506469.pdf | Non Voting | ||||||||||||||
CRBQ | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 3 | Receive and adopt the audited consolidated financial statements of the Company and the reports of the Directors and the Auditors of the Company for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 4 | Re-elect Mr. Liu De Shu as a Non-executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 5 | Re-elect Mr. Du Ke Ping as an Executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 6 | Re-elect Mr. Ko Ming Tung, Edward as an Independent Non-executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 7 | Re-elect Mr. Tang Tin Sek as an Independent Non- executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 8 | Authorize the Board of Directors of the Company to fix the remuneration for all Directors | Management | Yes | For | For | |||||||||||
CRBQ | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 9 | Re-appoint Deloitte Touche Tohmatsu as the Auditors of the Company and to authorize the Board of Directors of the Company to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBQ | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 10 | Authorize the Directors a general mandate to allot, issue and deal with ordinary shares of the Company | Management | Yes | For | For | |||||||||||
CRBQ | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 11 | Authorize the Directors a general mandate to repurchase ordinary shares of the Company | Management | Yes | For | For | |||||||||||
CRBQ | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 12 | Authorize the directors to allot, issue and deal with ordinary shares of the Company by the number of ordinary shares repurchased | Management | Yes | For | For | |||||||||||
CRBQ | SINOFERT HOLDINGS LTD, HAMILTON | G8403G103 | 6/9/2010 | 13 | Approve the proposed amendments to the bye-laws of the Company | Management | Yes | For | For | |||||||||||
CRBQ | DEVON ENERGY CORPORATION | DVN | 25179M103 | 6/9/2010 | 1 | DIRECTOR: JOHN RICHELS | Management | Yes | For | For | ||||||||||
CRBQ | DEVON ENERGY CORPORATION | DVN | 25179M103 | 6/9/2010 | 2 | RATIFY THE APPOINTMENT OF THE COMPANY’S INDEPENDENT AUDITORS FOR 2010. | Management | Yes | For | For | ||||||||||
CRBQ | DEVON ENERGY CORPORATION | DVN | 25179M103 | 6/9/2010 | 3 | ADOPT SIMPLE MAJORITY VOTE. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | FREEPORT-MCMORAN COPPER & GOLD INC. | FCX | 35671D857 | 6/9/2010 | 1 | DIRECTOR: RICHARD C. ADKERSON, ROBERT J. ALLISON JR, ROBERT A. DAY, GERALD J. FORD, H. DEVON GRAHAM, JR., CHARLES C. KRULAK, BOBBY LEE LACKEY, JON C. MADONNA, DUSTANE E. MCCOY, JAMES R. MOFFETT, B.M. RANKIN, JR. STEPHEN H. SIEGELE | Management | Yes | For | For | ||||||||||
CRBQ | FREEPORT-MCMORAN COPPER & GOLD INC. | FCX | 35671D857 | 6/9/2010 | 2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Yes | For | For | ||||||||||
CRBQ | FREEPORT-MCMORAN COPPER & GOLD INC. | FCX | 35671D857 | 6/9/2010 | 3 | ADOPTION OF THE AMENDED AND RESTATED 2006 STOCK INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
CRBQ | FREEPORT-MCMORAN COPPER & GOLD INC. | FCX | 35671D857 | 6/9/2010 | 4 | STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE COMPANY’S BOARD OF DIRECTORS. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | FREEPORT-MCMORAN COPPER & GOLD INC. | FCX | 35671D857 | 6/9/2010 | 5 | STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A POLICY REQUIRING SENIOR EXECUTIVES TO RETAIN SHARES ACQUIRED THROUGH EQUITY COMPENSATION PROGRAMS UNTIL TWO YEARS FOLLOWING TERMINATION OF THEIR EMPLOYMENT. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | CHESAPEAKE ENERGY CORPORATION | CHK | 165167107 | 6/11/2010 | 1 | DIRECTOR: FRANK KEATING, MERRILL A. MILLER JR., FREDERICK B. WHITEMORE | Management | Yes | For | For | ||||||||||
CRBQ | CHESAPEAKE ENERGY CORPORATION | CHK | 165167107 | 6/11/2010 | 2 | TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
CRBQ | CHESAPEAKE ENERGY CORPORATION | CHK | 165167107 | 6/11/2010 | 3 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | Yes | For | For | ||||||||||
CRBQ | CHESAPEAKE ENERGY CORPORATION | CHK | 165167107 | 6/11/2010 | 4 | SHAREHOLDER PROPOSAL RELATING TO ANNUAL CASH BONUSES TO NAMED EXECUTIVE OFFICERS. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | CHESAPEAKE ENERGY CORPORATION | CHK | 165167107 | 6/11/2010 | 5 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE PARTICIPATION IN DERIVATIVE OR SPECULATIVE TRANSACTIONS INVOLVING STOCK. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | CHESAPEAKE ENERGY CORPORATION | CHK | 165167107 | 6/11/2010 | 6 | SHAREHOLDER PROPOSAL REQUESTING AN ADVISORY SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | Stockholder | Yes | Against | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | CHESAPEAKE ENERGY CORPORATION | CHK | 165167107 | 6/11/2010 | 7 | SHAREHOLDER PROPOSAL REQUESTING AN ADVISORY SHAREHOLDER VOTE ON EXECUTIVE AND DIRECTOR COMPENSATION. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | CHESAPEAKE ENERGY CORPORATION | CHK | 165167107 | 6/11/2010 | 8 | SHAREHOLDER PROPOSAL RELATING TO HYDRAULIC FRACTURING. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | CHESAPEAKE ENERGY CORPORATION | CHK | 165167107 | 6/11/2010 | 9 | SHAREHOLDER PROPOSAL RELATING TO A SUSTAINABILITY REPORT. | Stockholder | Yes | Against | For | ||||||||||
CRBQ | JIANGXI COPPER CO LTD | Y4446C100 | 6/17/2010 | 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100428 /LTN201004281244.pdf | Non Voting | ||||||||||||||
CRBQ | JIANGXI COPPER CO LTD | Y4446C100 | 6/17/2010 | 2 | Approve the report of the Board of Directors of the Company for the year of 2009 | Management | Yes | For | For | |||||||||||
CRBQ | JIANGXI COPPER CO LTD | Y4446C100 | 6/17/2010 | 3 | Approve the report of the Supervisory Committee of the Company for the year of 2009 | Management | Yes | For | For | |||||||||||
CRBQ | JIANGXI COPPER CO LTD | Y4446C100 | 6/17/2010 | 4 | Approve the audited financial statements and the auditors’ report for the year of 2009 | Management | Yes | For | For | |||||||||||
CRBQ | JIANGXI COPPER CO LTD | Y4446C100 | 6/17/2010 | 5 | Approve the proposal for distribution of profit of the Company for the year of 2009 | Management | Yes | For | For | |||||||||||
CRBQ | JIANGXI COPPER CO LTD | Y4446C100 | 6/17/2010 | 6 | Appoint Ernst & Young Hua Ming and Ernst & Young as the Company’s domestic and International Auditors for the year of 2010 and to authorise the Board of Directors of the Company to determine their remunerations and any one Executive Director of the Company to enter into the service agreement and any other related documents with Ernst & Young Hua Ming and Ernst & Young | Management | Yes | For | For | |||||||||||
CRBQ | JIANGXI COPPER CO LTD | Y4446C100 | 6/17/2010 | 7 | Authorize the Directors of the Company to issue new H shares of not more than 20% of the total H shares in issue as at the date of the AGM | Management | Yes | For | For | |||||||||||
CRBQ | JIANGXI COPPER CO LTD | Y4446C100 | 6/17/2010 | 8 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR ALL RESOLUTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 2 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100429 /LTN201004291685.pdf | Non Voting | ||||||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 3 | Approve the report of the Board of Directors of the Company for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 4 | Approve the report of the Board of supervisors of the Company for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 5 | Approve the audited financial statements of the Company for the YE 31 DEC 2009 | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 6 | Approve the Company’s profit distribution plan for the YE 31 DEC 2009, i.e. final dividend for the YE 31 DEC 2009 in the amount of RMB 0.53 per share inclusive of tax be declared and distributed, the aggregate amount of which is approximately RMB 10,541,000,000 | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 7 | Approve the remuneration of the Directors and supervisors of the Company for the YE 31 DEC 2009, i.e. aggregate remuneration of the executive Directors is in the amount of RMB 902,336.78; aggregate remuneration of the non- executive Directors is in the amount of RMB 1,612,500, of which the aggregate remuneration of the independent non- executive Directors is in the amount of RMB 1,612,500, the non-executive Directors other than the independent non- executive Directors are remunerated by Shenhua Group Corporation Limited and are not remunerated by the Company in cash; remuneration of the supervisors is in the amount of RMB 1,262,331.32 | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 8 | Re-appointment of KPMG Huazhen and KPMG as the PRC and international Auditors respectively of the Company for 2010, the term of such re-appointment of shall continue until the next AGM, and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo and Mr. Ling Wen, all being Directors of the Company, to determine their remuneration | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 9 | Approve the revision of annual capital of continuing connected transactions carried out pursuant to the Transportation Service Framework Agreement dated 18 DEC 2009 entered into between the Company and Taiyuan Railway Bureau from RMB 2,600,000,000 to RMB 7,000,000,000 for the YE 31 DEC 2010 | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 10 | Approve the revision of annual capital of continuing connected transactions carried out pursuant to the Mutual Coal Supply Agreement dated 23 MAR 2007 entered into between the Company and Shenhua Group Corporation Limited for the supply of coal by the Company and its subsidiaries the Group to Shenhua Group Corporation Limited and its subsidiaries excluding the Group the Shenhua Group from RMB 2,732,720,000 to RMB 4,500,000,000 for the year ending 31 DEC 2010 | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 11 | Approve the Mutual Coal Supply Agreement dated 12 MAR 2010 entered into between the Company and Shenhua Group Corporation Limited, the transactions contemplated there under and the following proposed annual capitals; a proposed annual capitals of RMB 6,600,000,000, RMB 7,000,000,000 and RMB 7,500,000,000 for the three YE 31 DEC 2011, 31 DEC 2012 and 31 DEC 2013, respectively, for the supply of coal by the Group to the Shenhua Group; and b proposed annual capitals of RMB 11,000,000,000, RMB 13,000,000,000 and RMB 16,000,000,000 for the three YE 31 DEC 2011, 31 DEC 2012 and 31 DEC 2013, respectively, for the supply of coal by the Shenhua Group to the Group | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 12 | Approve the Mutual Supplies and Services Agreement dated 12 MAR 2010 entered into between the Company and Shenhua Group Corporation Limited, the transactions contemplated there under and the following proposed annual capitals: a proposed annual capitals of RMB 4,600,000,000, RMB 7,300,000,000 and RMB 8,600,000,000 for the 3 YE 31 DEC 2011, 31 DEC 2012 and 31 DEC 2013, respectively, for production supplies and ancillary services by the Group to the Shenhua Group; and b proposed annual capitals of RMB 5,500,000,000, RMB 6,000,000,000 and RMB 6,600,000,000 for the 3 YE 31 DEC 2011, 31 DEC 2012 and 31 DEC 2013, respectively, for production supplies and ancillary services by the Shenhua Group to the Group | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 13 | Approve the Coal Supply Framework Agreement dated 12 MAR 2010 entered into between the Company and China Datang Corporation, the proposed annual capitals thereto of RMB 4,300,000,000, RMB 4,600,000,000 and RMB 4,900,000,000 for the 3 years ending 31 DEC 2011, 31 DEC 2012 and 31 DEC 2013, respectively, and the transactions contemplated there under | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 14 | Approve the Coal Supply Framework Agreement dated 12 MAR 2010 entered into between the Company and Tianjin Jinneng Investment Company, the proposed annual capitals thereto of RMB 4,100,000,000, RMB 4,400,000,000 and RMB 4,800,000,000 for the 3 YE 31 DEC 2011, 31 DEC 2012 and 31 DEC 2013, respectively, and the transactions contemplated there under | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 15 | Approve the Coal Supply Framework Agreement dated 12 MAR 2010 entered into between the Company and Jiangsu Guoxin Asset Management Group Company Limited, the proposed annual capitals thereto of RMB 3,500,000,000, RMB 3,800,000,000 and RMB 4,100,000,000 for the three YE 31 DEC 2011, 31 DEC 2012 and 31 DEC 2013, respectively, and the transactions contemplated there under | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 16 | Approve the Transportation Service Framework Agreement dated 12 MAR 2010 entered into between the Company and Taiyuan Railway Bureau, the proposed annual capitals thereto of RMB 8,100,000,000, RMB 8,600,000,000 and RMB 9,300,000,000 for the three years ending 31 DEC 2011, 31 DEC 2012 and 31 DEC 2013, respectively, and the transactions contemplated there under | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 17 | Approve the Coal Supply Framework Agreement dated 12 MAR 2010 entered into between the Company and Shaanxi Province Coal Transportation and Sales Group Co Ltd, the proposed annual capitals thereto of RMB 6,000,000,000, RMB 6,400,000,000 and RMB 7,100,000,000 for the three years ending 31 DEC 2011, 31 DEC 2012 and 31 DEC 2013, respectively, and the transactions contemplated there under | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 18 | Re-appointment of Dr. Zhang Xiwu as an executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 19 | Re-appointment of Dr. Zhang Yuzhuo as an executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 20 | Re-appointment of Dr. Ling Wen as an executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 21 | Re-appointment of Mr. Han Jianguo as a non-executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 22 | Appointment of Mr. Liu Benrun as a non-executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 23 | Appointment of Mr. Xie Songlin as a non-executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 24 | Re-appointment of Mr. Gong Huazhang as an independent non-executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 25 | Appointment of Mr. Guo Peizhang as an independent non- executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 26 | Appointment of Ms. Fan Hsu Lai Tai as an independent non-executive Director of the Company | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 27 | Appointment of Mr. Sun Wenjian as a shareholders’ representative supervisor of the Company | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 28 | Appointment of Mr. Tang Ning as a shareholders representative supervisor of the Company | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 29 | Approve a general mandate to the Board of Directors to, by reference to market conditions and in accordance with needs of the Company, to allot, issue and deal with, either separately or concurrently, additional domestic shares A shares and overseas listed foreign invested shares H shares not exceeding 20% of each of the number of domestic shares A shares and the number of overseas- listed foreign invested shares H shares in issue at the time | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | of passing this resolution at AGM; pursuant to PRC laws and regulations, the Company will seek further approval from its shareholders in general meeting for each issuance of domestic shares A shares even where this general mandate is approved; 2 the Board of Directors be authorised to including but not limited to the following :- i formulate and implement detailed CONTD | ||||||||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 30 | CONTD issuance plan, including but not limited to the class of shares to be issued, pricing mechanism and/or issuance price including price range , number of shares to be issued, allottees and use of proceeds, time of issuance, period of issuance and whether to issue shares to existing shareholders; ii approve and execute, on behalf of the Company, agreements related to share issuance, including but not limited to underwriting agreement and engagement agreements of professional advisers; iii approve and execute, on behalf of the Company, documents related to share issuance for submission to regulatory authorities, and to carry out approval procedures required by regulatory authorities and venues in which the Company is listed; iv amend, as required by regulatory authorities within or outside China, agreements and statutory CONTD | Non Voting | ||||||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 31 | CONTD documents referred to in ii and iii above; v engage the services of professional advisers for share issuance related matters, and to approve and execute all acts, deeds, documents or other matters necessary, appropriate or required for share issuance; vi increase the registered capital of the Company after share issuance, and to make corresponding amendments to the articles of association of the Company relating to share capital and shareholdings etc, and to carry out statutory registrations and filings within and outside China; Authority expires from the conclusion of the AGM of the Company for 2010 the expiration of a period of 12 months following the passing of this special resolution at the AGM for 2009; or c the date on which the authority conferred by this special resolution CONTD | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 32 | CONTD is revoked or varied by a special resolution of shareholders at a general meeting, except where the Board of Directors has resolved to issue domestic shares A shares or overseas-listed foreign invested shares H shares during the Relevant Period and the share issuance is to be continued or implemented after the Relevant Period | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 33 | Approve the following general mandate to repurchase domestic shares A shares and overseas-listed foreign invested shares H shares ; 1 approve a general mandate to the Board of Directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase domestic shares A shares not exceeding 10% of the number of domestic shares A shares in issue at the time when this resolution is passed at AGM and the relevant resolutions are passed at class meetings of shareholders; pursuant to PRC laws and regulations, and for repurchases of domestic shares A shares , the Company will seek further approval from its shareholders in general meeting for each repurchase of domestic shares A shares even where the general mandate is granted, but will not be required to seek shareholders’ approval CONTD | Management | Yes | For | For | |||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 34 | CONTD at class meetings of domestic share A share shareholders or overseas-listed foreign invested share H share shareholders; 2 approve a general mandate to the Board of Directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase overseas-listed foreign invested shares H shares not exceeding 10% of the number of overseas-listed foreign invested shares H shares in issue at the time when this resolution is passed at AGM and the relevant resolutions are passed at class meetings of shareholders; 3 the Board of Directors be authorized to including but not limited to the following :- i formulate and implement detailed repurchase plan, including but not limited to repurchase price, number of shares to repurchase, time of repurchase and period of repurchase etc; ii notify CONTD | Non Voting | ||||||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 35 | CONTD creditors in accordance with the PRC Company Law and articles of association of the Company; iii open overseas share accounts and to carry out related change of foreign exchange registration procedures; iv carry out relevant approval procedures required by regulatory authorities and venues in which the Company is listed, and to carry out filings with the China Securities Regulatory Commission; v carry out cancellation procedures for repurchased shares, decrease registered capital, and to make corresponding amendments to the articles of association of the Company relating to share capital and shareholdings etc, and to carry out statutory registrations and filings within and outside China; vi approve and execute, on behalf of the Company, documents and matters related to share repurchase; The above CONTD | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 36 | CONTD general mandate will expire on the earlier of Relevant Period :- a the conclusion of the AGM of the Company for 2010; b the expiration of a period of twelve months following the passing of this special resolution at the AGM for 2009, the first A shareholders’ class meeting in 2010 and the first H shareholders’ class meeting in 2010; or c the date on which the authority conferred by this special resolution is revoked or varied by a special resolution of shareholders at a general meeting, or a special resolution of shareholders at a class meeting of domestic share A share shareholders or a class meeting of overseas-listed foreign invested share H share shareholders, except where the Board of Directors CONTD | Non Voting | ||||||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 37 | CONTD has resolved to repurchase domestic shares A shares or overseas-listed foreign invested shares H shares during the Relevant Period and the share repurchase is to be continued or implemented after the relevant period | Non Voting | ||||||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY BELOW RESOLUTION. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100429 /LTN201004291691.pdf | Non Voting | ||||||||||||||
CRBQ | CHINA SHENHUA ENERGY COMPANY LTD | Y1504C113 | 6/18/2010 | 3 | Authorize the Board of Directors, to repurchase domestic shares [A shares] and overseas-listed foreign invested shares [H shares]:- by reference to market conditions and in accordance with needs of the Company, to repurchase domestic shares [A shares] not exceeding 10% of the number of domestic shares [A shares] in issue at the time when this resolution is passed at AGM and the relevant resolutions are passed at class meetings of shareholders, pursuant to PRC laws and regulations, and for repurchases of domestic shares [A shares], the Company will seek further approval from its shareholders in general meeting for each repurchase of domestic shares [A shares] even where the general mandate is granted, but will not be required to seek shareholders’ approval at class meetings of domestic share [A share] shareholders or overseas-listed foreign invested share [H share] shareholders; 2] approve a general mandate to the Board of Directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase overseas-listed foreign invested shares [H shares] not exceeding 10% of the number of overseas-listed foreign invested shares [H shares] in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of shareholders; 3] authorize the Board of Directors to [including but not limited to the following]: i) formulate and implement detailed repurchase plan, including but not limited to repurchase price, number of shares to repurchase, time of repurchase and period of repurchase etc; ii) notify creditors in accordance with the PRC Company Law and articles of association of the Company; iii) open overseas share accounts and to carry out related change of foreign exchange registration procedures; iv) carry out relevant approval procedures required by regulatory authorities and venues in which the Company is listed, and to carry out filings with the China Securities Regulatory Commission; v) carry out cancelation procedures for repurchased shares, decrease registered capital, and to make corresponding amendments to the | Management | Yes | For | For | |||||||||||
CRBQ | ANGANG STEEL COMPANY LTD | Y0132D105 | 6/18/2010 | 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/listedco/listconews/sehk/201 00429/LTN201004291437.pdf | Non Voting | ||||||||||||||
CRBQ | ANGANG STEEL COMPANY LTD | Y0132D105 | 6/18/2010 | 2 | Approve the report of the Board of Directors of the Company for 2009 | Management | Yes | For | For | |||||||||||
CRBQ | ANGANG STEEL COMPANY LTD | Y0132D105 | 6/18/2010 | 3 | Approve the report of the Supervisory Committee of the Company for 2009 | Management | Yes | For | For | |||||||||||
CRBQ | ANGANG STEEL COMPANY LTD | Y0132D105 | 6/18/2010 | 4 | Approve the Audited financial statements of the Company for 2009 | Management | Yes | For | For | |||||||||||
CRBQ | ANGANG STEEL COMPANY LTD | Y0132D105 | 6/18/2010 | 5 | Approve the proposal for distribution of the profits of the Company for 2009 | Management | Yes | For | For | |||||||||||
CRBQ | ANGANG STEEL COMPANY LTD | Y0132D105 | 6/18/2010 | 6 | Approve the proposed remuneration of the Directors and Supervisors of the Company for 2009 | Management | Yes | For | For | |||||||||||
CRBQ | ANGANG STEEL COMPANY LTD | Y0132D105 | 6/18/2010 | 7 | Approve the appointment of RSM China Certified Public Accountants and RSM Nelson Wheeler Certified Public Accountants as the domestic and international Auditor of the Company, respectively, for 2010, and authorize the Board of Directors of the Company to determine their remunerations | Management | Yes | For | For | |||||||||||
CRBQ | ANGANG STEEL COMPANY LTD | Y0132D105 | 6/18/2010 | 8 | Approve to grant the general mandate to the Board of Directors the ‘Board’ and/or the Committee of the Board (which is composed by the Directors of the Company and authorized by the Board) | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 1 | Please reference meeting materials. | Non Voting | ||||||||||||||
CRBQ | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 2 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 3 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 4 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 5 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 6 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 7 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 8 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 9 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 10 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 11 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 12 | Appoint a Corporate Auditor | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 13 | Appoint a Corporate Auditor | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL INDUSTRIES,LTD. | J77669133 | 6/18/2010 | 14 | Appoint a Corporate Auditor | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 1 | Approve the Company annual report | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 2 | Approve the Company annual accounting statements, including profit and loss statements (Profit and Loss Accounts) | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 3 | Approve the distribution of the Company profits based on the results of the year 2009 | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 4 | Approve the amounts, timing, and form of payment of dividends in accordance with the results of the year 2009 | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 5 | Approve the remuneration and reimbursement of expenses for members of the Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 6 | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. PLEASE NOTE THAT ONLY A VOTE “FOR” THE DIRECTOR WILL BE CUMULATED. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY QUESTIONS. | Non Voting | ||||||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 7 | Election of Bogdanov Vladimir Leonidovich as a Member of the Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 8 | Election of Bogdanchikov Sergey Mikhailovich as a Member of the Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 9 | Election of Kostin Andrey Leonidovich as a Member of the Board of Directors of the Company | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 10 | Election of Kudryashov Sergey Ivanovich as a Member of the Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 11 | Election of Nekipelov Alexander Dmitrievich as a Member of the Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 12 | Election of Petrov Youriy Alexandrovich as a Member of the Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 13 | Election of Reous Andrey Georgievich as a Member of the Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 14 | Election of Rudloff Hans-Joerg as a Member of the Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 15 | Election of Sechin Igor Ivanovich as a Member of the Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 16 | Election of Tokarev Nikolay Petrovich as a Member of the Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 17 | Election of Kobzev Andrey Nikolaevich as a Member of the Internal Audit Commission of the Company | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 18 | Election of Pakhomov Sergey Alexandrovich as a Member of the Internal Audit Commission of the Company | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 19 | Election of Pesotskiy Konstantin Valerievich as a Member of the Internal Audit Commission of the Company | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 20 | Election of Fisenko Tatiana Vladimirovna as a Member of the Internal Audit Commission of the Company | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 21 | Election of Yugov Alexander Sergeevich as a Member of the Internal Audit Commission of the Company | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 22 | Election of the External Auditor of the Company | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 23 | Approve the related party transactions: providing by OOO ‘RN-Yuganskneftegas’ of the services to the Company on production at oil and gas fields, the licenses for development thereof held by the Company, production of oil in the amount of 63,435.0 thousand tons and production of associated gas in the amount of 3,916.0 million cubic meters for the overall maximum amount of 115,000,000.0 thousand Roubles and on transfer of produced resources of hydrocarbons to the Company for further distribution | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 24 | Approve the related party transactions: providing by OJSC ‘AK ‘Transneft’ of the services to the Company on transportation of crude oil by long-distance pipelines in the quantity of 114,000.0 thousand tons for a fee not exceeding the overall maximum amount of 167,000,000.0 thousand Roubles in the year 2011 | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 25 | Approve the related party transactions: execution by the Company of the General Agreement with OJSC ‘Russian Regional Development Bank’ on the general terms and conditions of deposit transactions and transactions within this General Agreement on deposit by the Company of its cash funds in Roubles, and/or in USA dollars, and/or in EURO at accounts with OJSC ‘Russian Regional Development Bank’ for the maximum amount of 493,000,000.0 thousand Roubles at the specified terms and conditions | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 26 | Approve the related party transactions: execution by the Company of the general agreement with OJSC Bank VTB on general terms and conditions of deposit transactions and transactions within this general agreement on deposit by the Company of its cash funds in Roubles, and/or in USA dollars, and/or in EURO at accounts with OJSC Bank VTB for the maximum amount of 493,000,000.0 thousand Roubles at the specified terms and conditions | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 27 | Approve the related party transactions: execution by the Company of the general agreement with OJSC ‘Russian Regional Development Bank’ on general terms and conditions of foreign currency exchange transactions and transactions within this General Agreement on purchase and sales of foreign currency (forex transactions) with the following currency pairs: USA dollar/rouble, EURO/rouble, EURO/USA dollar for the overall maximum amount of 238,000,000.0 thousand Roubles at the specified exchange rates | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 28 | Approve the related party transactions: execution by the Company of the general agreement with OJSC Bank VTB on general terms and conditions of foreign currency exchange transactions with the use of ‘Reuter Dealing’ ‘BS- Client’ systems and transactions within this General Agreement on sales and purchase of foreign currency (forex transactions) with the following currency pairs: USA Dollar/Rouble, Euro/Rouble, EURO/USA dollar for the overall maximum amount of 578,000,000.0 thousand Roubles at the specified exchange rates | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 29 | Approve the related party transactions: the execution by the Company of the agreement with OJSC ‘Russian Regional Development Bank’ on procedure for execution of credit transactions with the use of ‘Reuter Dealing’ system and also performing of transactions within this Agreement on receiving by the Company of loans from OJSC ‘Russian Regional Development Bank’ in Roubles, and/or in USA dollars, and/or in EURO for the overall maximum amount of 216,000,000.0 thousand Roubles | Management | Yes | For | For | |||||||||||
CRBQ | OJSC OC ROSNEFT | 67812M207 | 6/18/2010 | 30 | Approve the related party transactions: the execution by the Company of the agreement with OJSC Bank VTB on procedure for execution of credit transactions with the use of ‘Reuter Dealing’ system and also performing of transactions within this Agreement on receiving by the Company of loans from OJSC Bank VTB in Roubles, and/or in USA dollars, and/or in EURO for the overall maximum amount of 216,000,000.0 thousand Roubles at the specified terms and conditions | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 1 | PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF VOTING OPTIONS COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 2 | Approve the procedure of the AGM of shareholders of OJSC Uralkali | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 3 | Approve OJSC Uralkali’s annual report for 2009 | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 4 | Approve the annual accounting statements of OJSC Uralkali for 2009 | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 5 | Approve OJSC Uralkali’s profit distribution on results of 2009 at the amount of RUB 1,153,184.1 Thousand; and the distribution of RUB 2,475,388.1 Thousand from undistributed profit for 2008 as follows: to pay dividends on results of 2009 at RUB 1.70 per ordinary share assigning RUB 3,611,463.0 Thousand for dividend payments; not to pay the remuneration provided by Regulations on the Board of Directors of OJSC Uralkali to the Board Members; pursuant to Regulations on the Board Committees of OJSC Uralkali to assign the amount of RUB 16,821.8 Thousand to pay remuneration to the Board Members who are Independent Directors for their activities as the Board Committees Members of OJSC Uralkali; CONTD | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 6 | CONTD and not to pay the remuneration provided by Regulations on the Auditing Commission of OJSC Uralkali to the Auditing Commission Members; to pay remuneration at the rate of RUB 287.4 Thousand to the Auditing Commission Members | Non Voting | ||||||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 7 | Election of Valery Yuryevich Lepehin to the Auditing Commission of OJSC Uralkali | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 8 | Election of Aleksandra Vladimirovna Orlova to the Auditing Commission of OJSC Uralkali | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 9 | Election of Natalya Sergeevna Prokopova to the Auditing Commission of OJSC Uralkali | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 10 | Election of Elena Alekseevna Radaeva to the Auditing Commission of OJSC Uralkali | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 11 | Election of Alexey Mihaylovich Yakovlev to the Auditing Commission of OJSC Uralkali | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 12 | Approve the Limited Liability Company Auditing Firm “Buhgalterskie Auditorskie Traditsii Audit” (LLC Auditing Firm “BAT-audit”) as the Auditor of OJSC Uralkali for 2010 | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 13 | Approve the Regulations on the General Meeting of Shareholders of OJSC “Uralkali” in a new version | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 14 | Approve the Regulations on the Board of Directors of OJSC “Uralkali” in a new version | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 15 | Approve the Regulations on the Auditing Commission of OJSC “Uralkali” in a new version | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 16 | Approve the Regulations on Remunerations and Indemnity to OJSC “Uralkali” Board Members | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 17 | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. PLEASE NOTE THAT ONLY A VOTE “FOR” THE DIRECTOR WILL BE CUMULATED. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY QUESTIONS. | Non Voting | ||||||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 18 | Election of Jury Valeryevich Gavrilov as a Member of the Board of Directors of OJSC “Uralkali” | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 19 | Election of Andrey Rudolfovich Konogorov as a Member of the Board of Directors of OJSC “Uralkali” | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 20 | Election of Anna Grigoryevna Koff as a Member of the Board of Directors of OJSC “Uralkali” | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 21 | Election of Kuzma Valeryevich Marchuk as a Member of the Board of Directors of OJSC “Uralkali” | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 22 | Election of Denis Stanislavovich Morozov as a Member of the Board of Directors of OJSC “Uralkali” | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 23 | Election of Vladimir Eduardovich Ruga as a Member of the Board of Directors of OJSC “Uralkali” | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 24 | Election of Dmitry Yevgenyevich Rybolovlev as a Member of the Board of Directors of OJSC “Uralkali” | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 25 | Election of Hans Jochum Horn as a Member of the Board of Directors of OJSC “Uralkali” | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 26 | Election of Ilya Arturovich Yuzhanov as a Member of the Board of Directors of OJSC “Uralkali” | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 27 | Approve the conclusion of the following contracts between OJSC “Uralkali” (Customer) and OJSC “Galurgia” (Contractor, Performer): work contracts (including work contracts for design and survey works); contracts for research and development works; contracts for engineering development and process design works as interested party transactions; and which may be concluded in the process of OJSC Uralkali s usual business activity in the future; and to determine that the ceiling amount to which the specified transactions may be concluded is RUB 650 million | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 28 | Approve the conclusion of the following contracts between OJSC “Uralkali” (Customer) and the Contractors (Performers): (1) LLC “SMT “BShSU” and (or) (2) CJSC “Novaya Nedvizhimost” and (or) (3) LLC “Vagonoe Depo Balahontsy” and (or) (4) LLC “Satellit-Service” and (or) (5) CJSC “Avtotranskali”: work contracts; paid service contracts as interested party transactions; and which may be concluded in the process of OJSC Uralkali s usual business activity in the future; and to determine that the ceiling amount to which the specified transactions may be concluded is RUB 5700 million | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 29 | Approve the conclusion of paid service contracts between OJSC “Uralkali” (Customer) and LLC “Polyclinic Uralkali- Med” (Performer) as interested party transactions; and which may be concluded in the process of OJSC Uralkali s usual business activity in the future; and to determine that the ceiling amount to which the specified transactions may be concluded is RUB 35 million | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 30 | Approve the conclusion of sales contracts between OJSC “Uralkali” (Customer) and the Sellers: (1) LLC “SMT “BShSU” and (or) (2) LLC “Satellit-Service” and (or) (3) CJSC “Avtotranskali” and (or) (4) LLC “Vagonoe Depo Balahontsy” and (or) (5) CJSC Novaya Nedvizhimost” as interested party transactions; and which may be concluded in the process of OJSC Uralkali s usual business activity in the future; and to determine that the ceiling amount to which the specified transactions may be concluded is RUB 50 million | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 31 | Approve the conclusion of sales contracts between OJSC “Uralkali” (Seller) and the Customers: (1) LLC “SMT “BShSU” and (or) (2) CJSC “Avtotranskali” and (or) (3) LLC “Vagonoe Depo Balahontsy” and (or) (4) CJSC Novaya Nedvizhimost” as interested party transactions; and which may be concluded in the process of OJSC Uralkali s usual business activity in the future; and to determine that the ceiling amount to which the specified transactions may be concluded is RUB 1,100 million | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 32 | Approve the conclusion of lease contracts between OJSC “Uralkali” (Lessor) and the Lessees: (1) LLC “SMT “BShSU” and (or) (2) LLC “Vagonoe Depo Balahontsy” and (or) (3) CJSC “Avtotranskali” and (or) (4) LLC “Satellit- Service” and (or) (5) LLC “Polyclinic Uralkali-Med” and (or) (6) CJSC “Novaya Nedvizhimost” and (or) (7) CJSC “Uralkali-Tehnologiya” as interested party transactions; and which may be concluded in the process of OJSC Uralkali s usual business activity in the future; and to determine that the ceiling amount to which the specified transactions may be concluded is RUB 100 million | Management | Yes | For | For | |||||||||||
CRBQ | URALKALI JSC | 91688E206 | 6/18/2010 | 33 | Approve the conclusion of sublicense contracts between OJSC “Uralkali” (Sublicensee) and LLC “Satellit-Service” (Sublicensor) as interested party transactions; and which may be concluded in the process of OJSC Uralkali s usual business activity in the future; and to determine that the ceiling amount to which the specified transactions may be concluded is RUB 20 million | Management | Yes | For | For | |||||||||||
CRBQ | NORSK HYDRO A S | R61115102 | 6/21/2010 | 1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non Voting | ||||||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE FOR THE YEAR ENDED 31 DECEMBER 2009. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 3 | TO CONSIDER AND APPROVE THE INDEPENDENT AUDITOR’S REPORT AND THE AUDITED FINANCIAL REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2009 (INCLUDING THE FINANCIAL REPORT PREPARED IN ACCORDANCE WITH THE INTERNATIONAL FINANCIAL REPORTING STANDARDS AND THE FINANCIAL REPORT PREPARED IN ACCORDANCE WITH THE PRC ACCOUNTING STANDARDS FOR BUSINESS ENTERPRISES (2006). | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 4 | TO CONSIDER AND APPROVE THE NON-PAYMENT OF 2009 FINAL DIVIDENDS FOR THE FISCAL YEAR ENDED 31 DECEMBER 2009 AND NON-IMPLEMENTATION OF INCREASING SHARE CAPITAL BY TRANSFERRING CAPITAL RESERVES. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 5 | TO CONSIDER AND RE-APPOINT THE EXECUTIVE DIRECTOR OF THE 4TH SESSION OF THE BOARD FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. XIONG WEIPING. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 6 | TO CONSIDER AND RE-APPOINT THE EXECUTIVE DIRECTOR OF THE 4TH SESSION OF THE BOARD FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. LUO JIANCHUAN. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 7 | TO CONSIDER AND RE-APPOINT THE EXECUTIVE DIRECTOR OF THE 4TH SESSION OF THE BOARD FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. CHEN JIHUA. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 8 | TO CONSIDER AND RE-APPOINT THE EXECUTIVE DIRECTOR OF THE 4TH SESSION OF THE BOARD FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. LIU XIANGMIN. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 9 | TO CONSIDER AND APPOINT/RE-APPOINT AS NON- EXECUTIVE DIRECTOR OF THE 4TH SESSION OF THE BOARD FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. SHI CHUNGUI. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 10 | TO CONSIDER AND APPOINT/RE-APPOINT AS NON- EXECUTIVE DIRECTOR OF THE 4TH SESSION OF THE BOARD FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. LV YOUQING. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 11 | TO CONSIDER AND RE-APPOINT AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE 4TH SESSION OF THE BOARD FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. ZHANG ZHUOYUAN. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 12 | TO CONSIDER AND RE-APPOINT AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE 4TH SESSION OF THE BOARD FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. WANG MENGKUI. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 13 | TO CONSIDER AND RE-APPOINT AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE 4TH SESSION OF THE BOARD FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. ZHU DEMIAO. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 14 | TO CONSIDER AND RE-APPOINT AS SHAREHOLDERS- ELECTED SUPERVISOR OF THE 4TH SESSION OF THE SUPERVISORY COMMITTEE FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. AO HONG. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 15 | TO CONSIDER AND RE-APPOINT AS SHAREHOLDERS- ELECTED SUPERVISOR OF THE 4TH SESSION OF THE SUPERVISORY COMMITTEE FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. ZHANG ZHANKUI. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 16 | TO AUTHORIZE THE BOARD TO SET THE REMUNERATION FOR THE COMPANY’S DIRECTORS AND SUPERVISORS FOR YEAR 2010. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 17 | TO CONSIDER AND APPROVE THE RENEWAL OF ONE- YEAR LIABILITY INSURANCE FOR THE COMPANY’S DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT (FROM 18 MAY 2010 TO 17 MAY 2011). | Management | Yes | For | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 18 | TO CONSIDER AND APPROVE THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS (CERTIFIED PUBLIC ACCOUNTANTS, HONG KONG) AS THE INTERNATIONAL AUDITORS AND PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS COMPANY LIMITED AS PRC AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, AND TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THEIR REMUNERATION. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 19 | TO CONSIDER AND APPROVE PROPOSALS (IF ANY) PUT FORWARD AT SUCH MEETING BY ANY SHAREHOLDER(S) HOLDING 3 PERCENT OR MORE OF THE SHARES CARRYING THE RIGHT TO VOTE AT SUCH MEETING. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 20 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY (DETAILS OF WHICH ARE SET OUT IN THE APPENDIX HEADED “PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION” OF THE COMPANY CIRCULAR DATED 7 MAY 2010), AND ANY ONE DIRECTOR OR SECRETARY TO THE BOARD BE AND IS HEREBY AUTHORISED TO DEAL WITH ON BEHALF OF THE COMPANY THE RELEVANT FILING, AMENDMENTS AND REGISTRATION (WHERE NECESSARY) PROCEDURES AND OTHER RELATED ISSUES ARISING FROM THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 21 | TO CONSIDER AND APPROVE THE ISSUE MANDATE | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 22 | TO CONSIDER AND APPROVE THE ISSUE OF SHORT- TERM BILLS. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 23 | TO CONSIDER AND APPROVE THE ISSUE OF MEDIUM- TERM NOTES. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 1 | TO CONSIDER AND APPROVE THE DIRECTORS’ REPORT FOR THE YEAR ENDED 31 DECEMBER 2009. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE FOR THE YEAR ENDED 31 DECEMBER 2009. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 3 | TO CONSIDER AND APPROVE THE INDEPENDENT AUDITOR’S REPORT AND THE AUDITED FINANCIAL REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2009 (INCLUDING THE FINANCIAL REPORT PREPARED IN ACCORDANCE WITH THE INTERNATIONAL FINANCIAL REPORTING STANDARDS AND THE FINANCIAL REPORT PREPARED IN ACCORDANCE WITH THE PRC ACCOUNTING STANDARDS FOR BUSINESS ENTERPRISES (2006). | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 4 | TO CONSIDER AND APPROVE THE NON-PAYMENT OF 2009 FINAL DIVIDENDS FOR THE FISCAL YEAR ENDED 31 DECEMBER 2009 AND NON-IMPLEMENTATION OF INCREASING SHARE CAPITAL BY TRANSFERRING CAPITAL RESERVES. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 5 | TO CONSIDER AND RE-APPOINT THE EXECUTIVE DIRECTOR OF THE 4TH SESSION OF THE BOARD FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. XIONG WEIPING. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 6 | TO CONSIDER AND RE-APPOINT THE EXECUTIVE DIRECTOR OF THE 4TH SESSION OF THE BOARD FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. LUO JIANCHUAN. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 7 | TO CONSIDER AND RE-APPOINT THE EXECUTIVE DIRECTOR OF THE 4TH SESSION OF THE BOARD FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. CHEN JIHUA. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 8 | TO CONSIDER AND RE-APPOINT THE EXECUTIVE DIRECTOR OF THE 4TH SESSION OF THE BOARD FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. LIU XIANGMIN. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 9 | TO CONSIDER AND APPOINT/RE-APPOINT AS NON- EXECUTIVE DIRECTOR OF THE 4TH SESSION OF THE BOARD FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. SHI CHUNGUI. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 10 | TO CONSIDER AND APPOINT/RE-APPOINT AS NON- EXECUTIVE DIRECTOR OF THE 4TH SESSION OF THE BOARD FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. LV YOUQING. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 11 | TO CONSIDER AND RE-APPOINT AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE 4TH SESSION OF THE BOARD FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. ZHANG ZHUOYUAN. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 12 | TO CONSIDER AND RE-APPOINT AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE 4TH SESSION OF THE BOARD FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. WANG MENGKUI. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 13 | TO CONSIDER AND RE-APPOINT AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE 4TH SESSION OF THE BOARD FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. ZHU DEMIAO. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 14 | TO CONSIDER AND RE-APPOINT AS SHAREHOLDERS- ELECTED SUPERVISOR OF THE 4TH SESSION OF THE SUPERVISORY COMMITTEE FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. AO HONG. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 15 | TO CONSIDER AND RE-APPOINT AS SHAREHOLDERS- ELECTED SUPERVISOR OF THE 4TH SESSION OF THE SUPERVISORY COMMITTEE FOR A TERM OF THREE YEARS EXPIRING UPON CONCLUSION OF THE COMPANY’S 2012 ANNUAL GENERAL MEETING: MR. ZHANG ZHANKUI. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 16 | TO AUTHORIZE THE BOARD TO SET THE REMUNERATION FOR THE COMPANY’S DIRECTORS AND SUPERVISORS FOR YEAR 2010. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 17 | TO CONSIDER AND APPROVE THE RENEWAL OF ONE- YEAR LIABILITY INSURANCE FOR THE COMPANY’S DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT (FROM 18 MAY 2010 TO 17 MAY 2011). | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 18 | TO CONSIDER AND APPROVE THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS (CERTIFIED PUBLIC ACCOUNTANTS, HONG KONG) AS THE INTERNATIONAL AUDITORS AND PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS COMPANY LIMITED AS PRC AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, AND TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THEIR REMUNERATION. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 19 | TO CONSIDER AND APPROVE PROPOSALS (IF ANY) PUT FORWARD AT SUCH MEETING BY ANY SHAREHOLDER(S) HOLDING 3 PERCENT OR MORE OF THE SHARES CARRYING THE RIGHT TO VOTE AT SUCH MEETING. | Management | Yes | For | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 20 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY (DETAILS OF WHICH ARE SET OUT IN THE APPENDIX HEADED “PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION” OF THE COMPANY CIRCULAR DATED 7 MAY 2010), AND ANY ONE DIRECTOR OR SECRETARY TO THE BOARD BE AND IS HEREBY AUTHORISED TO DEAL WITH ON BEHALF OF THE COMPANY THE RELEVANT FILING, AMENDMENTS AND REGISTRATION (WHERE NECESSARY) PROCEDURES AND OTHER RELATED ISSUES ARISING FROM THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 21 | TO CONSIDER AND APPROVE THE ISSUE MANDATE | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 22 | TO CONSIDER AND APPROVE THE ISSUE OF SHORT- TERM BILLS. | Management | Yes | For | For | ||||||||||
CRBQ | ALUMINUM CORPORATION OF CHINA LIMITED | ACH | 022276109 | 6/22/2010 | 23 | TO CONSIDER AND APPROVE THE ISSUE OF MEDIUM- TERM NOTES. | Management | Yes | For | For | ||||||||||
CRBQ | PETROLEO BRASILEIRO S.A. - PETROBRAS | PBR | 71654V408 | 6/22/2010 | 1 | TO APPROVE THE MODIFICATION OF THE BYLAWS OF THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE COMPANY’S WEBSITE. | Management | Yes | For | For | ||||||||||
CRBQ | VALE S.A. | VALE | 91912E105 | 6/22/2010 | 1 | APPOINTMENT OF A MEMBER OF BOARD OF DIRECTORS- VALEPAR S.A. NOMINEE FOR THIS POSITION IS MR. JOSE MAURO METTRAU CARNEIRO DA CUNHA. FOR MORE DETAILS ON VALEPAR’S PROPOSAL, PLEASE REVIEW THE DOCUMENTS RELATED TO THIS MEETING ON THE COMPANY’S WEBPAGE. | Management | Yes | For | For | ||||||||||
CRBQ | WEATHERFORD INTERNATIONAL LTD | WFT | H27013103 | 6/23/2010 | 1 | APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL LTD. FOR THE YEAR ENDED DECEMBER 31, 2009 AND THE STATUTORY FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL LTD. FOR THE YEAR ENDED DECEMBER 31, 2009. | Management | Yes | For | For | ||||||||||
CRBQ | WEATHERFORD INTERNATIONAL LTD | WFT | H27013103 | 6/23/2010 | 2 | DISCHARGE OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS FROM LIABILITY FOR ACTIONS DURING THE YEAR ENDED DECEMBER 31, 2009. | Management | Yes | For | For | ||||||||||
CRBQ | WEATHERFORD INTERNATIONAL LTD | WFT | H27013103 | 6/23/2010 | 3 | ELECTION OF THE DIRECTOR: BERNARD J. DUROC- DANNER | Management | Yes | For | For | ||||||||||
CRBQ | WEATHERFORD INTERNATIONAL LTD | WFT | H27013103 | 6/23/2010 | 4 | ELECTION OF THE DIRECTOR: SAMUEL W. BODMAN, III | Management | Yes | For | For | ||||||||||
CRBQ | WEATHERFORD INTERNATIONAL LTD | WFT | H27013103 | 6/23/2010 | 5 | ELECTION OF THE DIRECTOR: DAVID J. BUTTERS | Management | Yes | For | For | ||||||||||
CRBQ | WEATHERFORD INTERNATIONAL LTD | WFT | H27013103 | 6/23/2010 | 6 | ELECTION OF THE DIRECTOR: NICHOLAS F. BRADY | Management | Yes | For | For | ||||||||||
CRBQ | WEATHERFORD INTERNATIONAL LTD | WFT | H27013103 | 6/23/2010 | 7 | ELECTION OF THE DIRECTOR: WILLIAM E. MACAULAY | Management | Yes | For | For | ||||||||||
CRBQ | WEATHERFORD INTERNATIONAL LTD | WFT | H27013103 | 6/23/2010 | 8 | ELECTION OF THE DIRECTOR: ROBERT B. MILLARD | Management | Yes | For | For | ||||||||||
CRBQ | WEATHERFORD INTERNATIONAL LTD | WFT | H27013103 | 6/23/2010 | 9 | ELECTION OF THE DIRECTOR: ROBERT K. MOSES, JR. | Management | Yes | For | For | ||||||||||
CRBQ | WEATHERFORD INTERNATIONAL LTD | WFT | H27013103 | 6/23/2010 | 10 | ELECTION OF THE DIRECTOR: GUILLERMO ORTIZ | Management | Yes | For | For | ||||||||||
CRBQ | WEATHERFORD INTERNATIONAL LTD | WFT | H27013103 | 6/23/2010 | 11 | ELECTION OF THE DIRECTOR: EMYR JONES PARRY | Management | Yes | For | For | ||||||||||
CRBQ | WEATHERFORD INTERNATIONAL LTD | WFT | H27013103 | 6/23/2010 | 12 | ELECTION OF THE DIRECTOR: ROBERT A. RAYNE | Management | Yes | For | For | ||||||||||
CRBQ | WEATHERFORD INTERNATIONAL LTD | WFT | H27013103 | 6/23/2010 | 13 | APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING DECEMBER 31, 2010 AND THE RE-ELECTION OF ERNST & YOUNG LTD, ZURICH AS STATUTORY AUDITOR FOR YEAR ENDING DECEMBER 31, 2010. | Management | Yes | For | For | ||||||||||
CRBQ | WEATHERFORD INTERNATIONAL LTD | WFT | H27013103 | 6/23/2010 | 14 | APPROVAL OF THE RECLASSIFICATION OF CHF 475 MILLION OF LEGAL RESERVES (ADDITIONAL PAID-IN CAPITAL) TO OTHER RESERVES. | Management | Yes | For | For | ||||||||||
CRBQ | WEATHERFORD INTERNATIONAL LTD | WFT | H27013103 | 6/23/2010 | 15 | APPROVAL OF AN AMENDMENT TO THE ARTICLES OF ASSOCIATION TO EXTEND THE COMPANY’S AUTHORIZED SHARE CAPITAL TO JUNE 23, 2012 AND TO INCREASE ISSUABLE AUTHORIZED CAPITAL TO AN AMOUNT EQUAL TO 50% OF STATED CAPITAL AS OF MAY 5, 2010. | Management | Yes | For | For | ||||||||||
CRBQ | WEATHERFORD INTERNATIONAL LTD | WFT | H27013103 | 6/23/2010 | 16 | APPROVAL OF AN AMENDMENT TO THE ARTICLES OF ASSOCIATION TO INCREASE THE AMOUNT OF CONDITIONAL CAPITAL TO 50% OF STATED CAPITAL AS OF MAY 5, 2010 AND TO SPECIFY IN THE ARTICLES OF ASSOCIATION THE AMOUNT OF CONDITIONAL SHARE CAPITAL THAT MAY BE ALLOCATED TO EACH CATEGORY OF BENEFICIARY PROVIDED FOR IN THE ARTICLES. | Management | Yes | For | For | ||||||||||
CRBQ | WEATHERFORD INTERNATIONAL LTD | WFT | H27013103 | 6/23/2010 | 17 | APPROVAL OF THE WEATHERFORD INTERNATIONAL LTD. 2010 OMNIBUS INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 1 | Approve the annual report of OAO ‘LUKOIL’ for 2009 and the annual financial statements, including the income statements [profit and loss accounts] of the Company, and the distribution of profits | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 2 | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY QUESTIONS. THANK YOU. | Non Voting | ||||||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 3 | Election ALEKPEROV, Vagit Yusufovich to the Board of Directors | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 4 | Election BELIKOV, Igor Vyacheslavovich to the Board of Directors | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 5 | Election BLAZHEEV, Victor Vladimirovich to the Board of Directors | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 6 | Election WALLETTE (Jr.), Donald Evert to the Board of Directors | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 7 | Election GRAYFER, Valery Isaakovich to the Board of Directors | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 8 | Election GREF, Herman Oskarovich to the Board of Directors | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 9 | Election ESAULKOVA, Tatiana Stanislavovna to the Board of Directors | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 10 | Election IVANOV, Igor Sergeevich to the Board of Directors | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 11 | Election MAGANOV, Ravil Ulfatovich to the Board of Directors | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 12 | Election MIKHAILOV, Sergei Anatolievich to the Board of Directors | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 13 | Election of MOBIUS, Mark to the Board of Directors | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 14 | Election of SHOKHIN, Alexander Nikolaevich to the Board of Directors | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 15 | Election IVANOVA, Lyubov Gavrilovna as a Member to the Audit Commission | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 16 | Election KONDRATIEV, Pavel Gennadievich as a Member to the Audit Commission | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 17 | Election NIKITENKO, Vladimir Nikolaevich as a Member to the Audit Commission | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 18 | Approve to pay remuneration and reimburse expenses to members of the Board of Directors of OAO “LUKOIL” as specified | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 19 | Approve to deem it appropriate to establish additional remuneration for newly elected Members of the Board of Directors for their participation in conferences and other events on written instructions of the Chairman of the Board of Directors, in an amount of 104,000 roubles, and to retain the amounts of remuneration for Members of the Board of Directors of OAO “LUKOIL” established by decision of the AGM of OAO “LUKOIL” of 26 JUN 2008 (Minutes No. 1) | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 20 | Approve to pay remuneration to each of the Members of the Audit Commission of OAO “LUKOIL” in the amount established by decision of the AGM of OAO “LUKOIL” of 26 JUN 2008 (Minutes No. 1) - 2,600,000 roubles | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 21 | Approve to deem it appropriate to retain the amounts of remuneration for Members of the Audit Commission of OAO “LUKOIL” established by decision of the AGM of OAO “LUKOIL” of 26 JUN 2008 (Minutes No. 1) | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 22 | Approve the Independent Auditor of OAO “LUKOIL”- Closed Joint Stock Company KPMG | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 23 | Approve the amendments to the Regulations on the Procedure for Preparing and Holding the General Shareholders Meeting of OAO “Lukoil”, as specified | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 24 | Approve the contract(s) of guarantee between OAO “LUKOIL” (Guarantor) and Sberbank of Russia OAO (Bank) on the specified terms and conditions | Management | Yes | For | For | |||||||||||
CRBQ | LUKOIL OIL COMPANY JSC, MOSCOW | 677862104 | 6/24/2010 | 25 | Approve the Policy (contract) on insuring the liability of Directors, Officers and Corporations between OAO “LUKOIL” (Policyholder) and OAO Kapital Strakhovanie (Insurer) on the specified terms and conditions | Management | Yes | For | For | |||||||||||
CRBQ | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 1 | Please reference meeting materials. | Non Voting | ||||||||||||||
CRBQ | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 2 | Approve Appropriation of Retained Earnings | Management | Yes | For | For | |||||||||||
CRBQ | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 3 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 4 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 5 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 6 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 7 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 8 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 9 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 10 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 11 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 12 | Appoint a Director | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | NIPPON STEEL CORPORATION | J55999122 | 6/24/2010 | 13 | Appoint a Corporate Auditor | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 1 | PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE AGENDA [139 RESOLUTIONS] FOR THE GAZPROM OF RUSSIA MEETING, THE AGENDA HAS BEEN BROKEN UP AMONG TWO INDIVIDUAL MEETINGS. THE MEETING IDS AND HOW THE RESOLUTIONS HAVE BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID 711982 [RESOLUTIONS 1 THROUGH 10.70] AND MEETING ID 711640 [RESOLUTIONS 10.71 THROUGH 12.11]. IN ORDER TO VOTE ON THE COMPLETE AGENDA OF THIS MEETING YOU MUST VOTE ON ALL TWO MEETINGS. | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 2 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gazprom Invest Yug, pursuant to which ZAO Gazprom Invest Yug undertakes, within the period between July 1, 2010 and December 31, 2011, acting on OAO Gazprom’s instructions, to provide services related to implementation of OAO Gazprom’s investment projects involving construction and commissioning of facilities and OAO Gazprom undertakes to pay for such services the maximum amount of 9 billion Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 3 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazpromtrans, pursuant to which OOO Gazpromtrans undertakes, within the period between July 1, 2010 and December 31, 2011, acting on OAO Gazprom’s instructions, to provide services related to implementation of OAO Gazprom’s investment projects involving construction and commissioning of facilities and OAO Gazprom undertakes to pay for such services the maximum amount of 600 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 4 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gaztelecom, pursuant to which ZAO Gaztelecom undertakes, within the period between July 1, 2010 and December 31, 2011, acting on OAO Gazprom’s instructions, to provide services related to implementation of OAO Gazprom’s investment projects involving construction and commissioning of facilities and OAO Gazprom undertakes to pay for such services the maximum amount of 80 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 5 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazprom Tsentrremont, pursuant to which OOO Gazprom Tsentrremont undertakes, within the period between July 1, 2010 and December 31, 2011, acting on OAO Gazprom’s instructions, to provide services related to implementation of OAO Gazprom’s investment projects involving construction and commissioning of facilities, and OAO Gazprom undertakes to pay for such services the maximum amount of 1.6 billion Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 6 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, in the event of loss or destruction of, or damage to, including deformation of the original geometrical dimensions of the structures or individual elements of, machinery or equipment; linear portions, technological equipment and fixtures of trunk gas pipelines, petroleum pipelines or refined product pipelines; property forming part of wells; natural gas held at the facilities of the Unified Gas Supply System in the course of transportation or storage in underground gas storage reservoirs [insured property], as well as in the event of losses incurred by OAO Gazprom as a result of an interruption in production operations due to destruction or loss of or damage to insured property [insured events], to make payment of insurance compensation to OAO Gazprom or OAO Gazprom’s subsidiary companies to which the insured property has been leased [beneficiaries] up to the aggregate insurance amount not exceeding 10 trillion Rubles in respect of all insured events, and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in an aggregate maximum amount of 5 billion Rubles, with each agreement having an effective term of 1 year | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 7 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, in the event that harm is caused to life, health or property of other persons or the natural environment as a result of an emergency or incident occurring, among other things, as a result of a terrorist act at a hazardous industrial facility operated by OAO Gazprom [insured events], to make an insurance payment to physical persons whose life, health or property has been harmed, to legal entities whose property has been harmed or to the state, acting through those authorized agencies of executive power whose competence includes environmental protection management, in the event that harm is caused to the natural environment [beneficiaries] up to an aggregate insurance amount not exceeding 30 million Rubles, and OAO Gazprom undertakes to pay an insurance premium in an aggregate maximum amount of 100,000 Rubles, each agreement having an effective term of 1 year | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 8 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, in the event that harm is caused to the life or health of OAO Gazprom’s employees [insured persons] as a result of an accident that occurs during the period of the insurance coverage on a 24-hour-a-day basis or diseases that are diagnosed during the effective period of the agreements [insured events], to make an insurance payment to the insured person or the person designated by him as his beneficiary or to the heir of the insured person [beneficiaries], up to the aggregate insurance amount not exceeding 150 billion Rubles, and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in an aggregate maximum amount of 40 million Rubles, each agreement having an effective term of 1 year | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 9 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ, pursuant to which OAO SOGAZ undertakes, in the event that harm is caused to the life or health of employees of OAO Gazprom’s branch responsible for the administration of OAO Gazprom premises [insured persons] as a result of an accident occurring during the performance by an insured person of his official duties, including the time of travel from the place of residence of such person to the place of the performance of his official duties, and back, within 2.5 hours before the beginning and after the end of the working day [insured events], to make an insurance payment to the insured person or the person designated by him as his beneficiary or to a heir of the insured person [beneficiaries], up to the aggregate insurance amount not exceeding 279.66 million Rubles, and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in an aggregate maximum amount of 589,000 Rubles, each agreement having an effective term of 1 year | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 10 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, whenever employees of OAO Gazprom or members of their families or non-working retired former employees of OAO Gazprom or members of their families [insured persons who are beneficiaries] apply to a health care institution for the provision of medical services [insured events], to arrange and pay for the provision of medical services to the insured persons up to the aggregate insurance amount not exceeding 90 billion Rubles and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in an aggregate maximum amount of 200 million Rubles, each agreement having an effective term of 1 year | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 11 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, whenever employees of OAO Gazprom’s branch responsible for the administration of OAO Gazprom premises, members of their families or | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | nonworking retired former employees of OAO Gazprom’s branch responsible for the administration of OAO Gazprom premises [insured persons who are beneficiaries] apply to a health care institution for the provision of medical services [insured events], to arrange and pay for the provision of medical services to the insured persons up to the aggregate insurance amount not exceeding 154.3 million Rubles and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in an aggregate maximum amount of 151.2 million Rubles, each agreement having an effective term of 1 year | ||||||||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 12 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, whenever employees of OAO Gazprom’s branch OAO Gazprom Avtopredpriyatie, members of their families or non-working retired former employees of OAO Gazprom’s branch OAO Gazprom Avtopredpriyatie or members of their families [insured persons who are beneficiaries] apply to a health care institution for the provision of medical services [insured events], to arrange and pay for the provision of medical services to the insured persons up to the aggregate insurance amount not exceeding 62.8 million Rubles and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in an aggregate maximum amount of 59.03 million Rubles, each agreement having an effective term of 1 year | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 13 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, whenever harm [damage or destruction] is caused to a transportation vehicle owned by OAO Gazprom, or such vehicle is stolen or hijacked, or an individual component, part, unit, device or supplementary equipment installed on such transportation vehicle is stolen [insured events], to make an insurance payment to OAO Gazprom [beneficiary] up to the aggregate insurance amount not exceeding 1,183.6 million Rubles and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in an aggregate maximum amount of 22.49 million Rubles, each agreement having an effective term of 1 year | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 14 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreement between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, in the event of: assertion of claims against members of the Board of Directors or the Management Committee of OAO Gazprom who are not persons holding state positions in the Russian Federation or positions in the state civil service [insured persons] by physical persons or legal entities for whose benefit the agreement will be entered into and who could suffer harm, including shareholders of OAO Gazprom, debtors and creditors of OAO Gazprom, employees of OAO Gazprom, as well as the Russian Federation represented by its authorized agencies and representatives [third parties [beneficiaries]] for compensation of losses resulting from unintentional erroneous acts [omissions] of insured persons in the conduct by them of their management activities; the | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | insured persons incurring judicial or other costs in settling such claims; assertion of claims against OAO Gazprom by third persons [beneficiaries] for compensation of losses resulting from unintentional erroneous acts [omissions] of insured persons in the conduct by them of their management activities on the basis of claims asserted with respect to OAO Gazprom’s securities, as well as claims originally asserted against insured persons; OAO Gazprom incurring judicial or other costs in settling such claims [insured events], to make an insurance payment to third parties [beneficiaries] whose interests were prejudiced, as well as insured persons and/or OAO Gazprom in the event of incurrence of judicial or other costs involved in settling claims for compensation of losses, up to the aggregate insurance amount not exceeding the Ruble equivalent of 100 million U.S. Dollars, and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in an aggregate maximum amount equal to the Ruble equivalent of 2 million U.S. Dollars, such agreement having an effective term of 1 year | ||||||||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 15 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Vostokgazprom, ZAO Gaztelecom, OAO Gazprom Promgaz, OAO Gazpromregiongaz, OOO Gazprom Export, OOO Gazpromtrans, ZAO Gazprom Invest Yug, OAO Gazprom Space Systems, OOO Gazprom Komplektatsiya, ZAO Gazprom Neft Orenburg, OAO Gazprom Neft , OAO Druzhba, OAO Lazurnaya, OOO Mezhregiongaz, OAO Salavatnefteorgsintez, OAO SOGAZ, DOAO Tsentrenergogaz of OAO Gazprom, OAO Tsentrgaz, Gazprombank [Open Joint Stock Company] and ZAO Yamalgazinvest [the Contractors] pursuant to which the Contractors undertake to provide, from August 30, 2010 to December 31, 2010, in accordance with instructions from OAO Gazprom, services of arranging for and carrying out stocktaking of fixed assets of OAO Gazprom that are to be leased to the Contractors, and OAO Gazprom undertakes to pay for such services an aggregate maximum amount of 3 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 16 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes, within the period between July 1, 2010 and November 30, 2011, to perform, acting on OAO Gazprom’s instructions, research work for OAO Gazprom covering the following subjects: “Development of regulatory and methodological documentation ensuring reliability and development of gas distribution systems”; “Development of recommendations concerning the selection of gas supply options in respect of remote and newly commissioned gas consuming facilities”; “Predictive estimate of efficient areas and volumes of the use of natural gas and other types of fuel and energy resources in regions of Eastern Siberia and the Far East through the year of 2030 under different economic development scenarios”; “Flow diagram of development of Severokolpakovskoye gas condensate field with | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | identification of a pilot production period”; “Development of OAO Gazprom’s technical policy covering the energy parameters of the unified gas supply system through the year of 2020” and deliver the research results to OAO Gazprom, and OAO Gazprom undertakes to accept of the research results and pay for such work an aggregate maximum amount of 127.54 million Rubles | ||||||||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 17 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the period between July 1, 2010 and November 30, 2011 to perform, acting on OAO Gazprom’s instructions, research work for OAO Gazprom covering the following subjects: “Preparation of regulatory and methodological documents on ensuring control of development of natural gas fields at OAO Gazprom”; “Technical and economic considerations concerning the utilization residual gas at Astrakhan Gas Processing Facility”; “Development of permanent geological and technological [geological and filtration] models of Kshuk and Lower Kvakchik gas condensate fields”; “Development of a methodology for cost-effective management of low pressure trunk transportation of gas in a gas transportation system with compressor plants equipped with full-pressure gas pumping units [based on the example of GTS OOO Gazprom Transgaz Yugorsk]”; “Development of regulatory and technical documentation for arrangement for and conduct of repairs of OAO Gazprom’s facilities”, delivering the research results to OAO Gazprom and OAO Gazprom undertakes to accept the research results and pay for such work an aggregate maximum amount of 328.4 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 18 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the period between July 1, 2010 and November 30, 2011 to perform, acting on OAO Gazprom’s instructions, research work for OAO Gazprom covering the following subjects: “Development of regulatory documentation for the information support of prospecting and development of gas condensate and oil and gas condensate fields in the area of the study of gas condensate parameters of wells and deposits, planning and monitoring of the mining process”; “Information and analytical support of the management of gas distribution to consumers in Russian Federation regions, including monitoring of the load of gas pipeline branches and analysis of the compliance with the terms of permits for the use of gas”; “Development of a set of regulatory documents relating to standardization of the dispatch control of gas supply systems”; “Development of regulatory and methodological basis facilitating the preparation of development and exploitation of methane- coal deposits”, delivering the research results to OAO Gazprom and OAO Gazprom undertakes to accept the research results and pay for such work an aggregate maximum amount of 321.7 million Rubles | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 19 | Approve, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, Agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the period between July 1, 2010 and December 31, 2012 to perform, acting on OAO Gazprom’s instructions, research work for OAO Gazprom covering the following subject: “A program of commissioning gas pipeline branches through the year of 2030”, delivering the research results to OAO Gazprom and OAO Gazprom undertakes to accept the research results and pay for such work an aggregate maximum amount of 100 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 20 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the period between July 1, 2010 and December 31, 2011 to perform, acting on OAO Gazprom’s instructions, research work for OAO Gazprom covering the following subject: “Development of a system of costing design and exploration operations at OAO Gazprom’s facilities on the basis of labor costs”, delivering the research results to OAO Gazprom and OAO Gazprom undertakes to accept the research results and pay for such work an aggregate maximum amount of 58 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 21 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the period between July 1, 2010 and December 31, 2010 to perform, acting on OAO Gazprom’s instructions, research work for OAO Gazprom covering the following subject: “Development of corporate unit rates for construction and assembly, drilling, start-up and commissioning work by clusters of concentrated construction in prices current as of 01 JAN 2010 [by types of directories of state and industry cost estimation standards used in the design of production facilities]”, delivering the research results to OAO Gazprom and OAO Gazprom undertakes to accept the research results and pay for such work an aggregate maximum amount of 35 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 22 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the period between July 1, 2010 and December 31, 2011 to perform, acting on OAO Gazprom’s instructions, research work for OAO Gazprom covering the following subject: “Improvement of the technology of natural gas conversion on a bifunctional catalytic agent with the production of synthetic liquid fuel and development of proposals for the introduction of the developed technological solutions for pilot production purposes”, delivering the research results to OAO Gazprom and OAO Gazprom undertakes to accept the research results and pay for such work an aggregate maximum amount of 360 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 23 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the period between July 1, 2010 and December 31, 2012 to perform, acting on OAO Gazprom’s instructions, research work for OAO Gazprom covering the following subject: “Development of plans of activities for supply of natural gas and gasification of regions of Eastern Siberia and the Far East”, delivering the research results to OAO Gazprom and OAO Gazprom undertakes to accept the research results and pay for such work an aggregate maximum amount of 14.5 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 24 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz pursuant to which OAO Gazprom Promgaz undertakes to perform, within the period between July 1, 2010 and December 31, 2011, acting on OAO Gazprom’s instructions, research work for OAO Gazprom covering the following subjects: “Development of a Comprehensive Program for Early Diagnostics and Prevention of Cardiovascular Diseases of OAO Gazprom’s Personnel”; “Development of an Occupational Risk Management System and a Program for Prevention of Injuries to Personnel at OAO Gazprom’s Enterprises”; “Development of a regulatory and methodological framework for the vocational selection of personnel at OAO Gazprom’s organizations for work on a rotational team basis”; and “Development of a Comprehensive Program for Early Identification and Prevention of Oncological Diseases of OAO Gazprom’s Personnel”, delivering the research results to OAO Gazprom and OAO Gazprom undertakes to accept the research results and pay for such work an aggregate maximum amount of 90 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 25 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz pursuant to which OAO Gazprom Promgaz undertakes to perform, within the period between July 1, 2010 and December 31, 2012, acting on OAO Gazprom’s instructions, research work for OAO Gazprom covering the following subjects: “Development of a system of medical, sanitary and psychological support for work at the Shtokman field with the use of rotational team labor system” and “Development of unified standards for evaluating [monitoring] and forecasting the impact of natural, environmental and production factors on the state of human health in the area of construction of the Pre-Caspian gas pipeline, development of the Caspian Sea shelf and Central Asian oil and gas fields”, delivering the research results to OAO Gazprom and OAO Gazprom undertakes to accept the research results and pay for such work an aggregate maximum amount of 116 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 26 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes, within the period between July 1, 2010 and December 31, 2010, acting on OAO Gazprom’s instructions, to provide services related to express assessment of estimated cost of OAO Gazprom’s commissioned facilities, determination of the operational cost and expenses included in Chapters 1 and 9 of the consolidated estimates of the construction cost of OAO Gazprom’s facilities in accordance with statutory, methodological and regulatory documentation effective as of January 1, 2010, with the purpose of establishing effective control over the use of the mentioned limits, analysis of the labor costs involved in the design of mining facilities, trunk gas pipelines and compressor plants on the basis of actual data provided by OAO Gazprom’s design institutions, support of the Comprehensive Plan of Activities for Optimizing the Company’s Costs Structure in terms of cost estimation-related regulatory framework and assessment of cost estimation-related regulatory documents facilitating the introduction of new construction technologies, and OAO Gazprom undertakes to pay for such services an aggregate maximum amount of 66 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 27 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes, within the period between July 1, 2010 and July 1, 2012 to perform, acting on OAO Gazprom’s instructions, research work for OAO Gazprom covering the following subject: “Assessment of opportunities for the sale of methane extracted at the primary production sites of Kuznetsk Coal Basin”, delivering the research results to OAO Gazprom, and OAO Gazprom undertakes to accept of the research results and pay for such work an aggregate maximum amount of 35 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 28 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz and OAO Gazprom Space Systems [the Contractors], pursuant to which the Contractors undertake, within the period between July 1, 2010 and December 31, 2010, acting on OAO Gazprom’s instructions, to provide services related to implementation of programs of scientific and technical cooperation of OAO Gazprom with foreign partner companies and OAO Gazprom undertakes to pay for such services an aggregate maximum amount of 2 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 29 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gaztelecom, pursuant to which ZAO Gaztelecom undertakes, within the period between July 1, 2010 and December 31, 2011, to perform, acting on OAO Gazprom’s instructions, a set of work relating to technical maintenance of OAO Gazprom’s technological assets constituting elements of communication lines and | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | equipment of the fiber optic communication system of Yamal–Europe pipeline in the territories of the Russian Federation and the Republic of Belarus, delivering the results to OAO Gazprom, and OAO Gazprom undertakes to accept of the results of the operations and pay for such work an aggregate maximum amount of 268.24 million Rubles | ||||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 30 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of an agreement between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz will deliver to OAO Gazprom complete exclusive rights to utility model “Corporate system for collecting space data required for the design and operation of long-distance technical structures, prospecting of oil and gas fields and their development and operation” owned by it, and OAO Gazprom undertakes to pay OAO Gazprom Promgaz a fee for the acquisition of exclusive rights to the utility model in an aggregate maximum amount of 20,000 Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 31 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, ZAO Gazprom Invest Yug and OAO Tomskgazprom [the Licensees], pursuant to which OAO Gazprom will grant the Licensees ordinary [non-exclusive] license to use computer software package “Software for computation of cost estimates based on the resource method under the current level of well construction prices” by recording it in the memory of the Licensees’ computers, and the Licensees will pay OAO Gazprom a license fee in an aggregate maximum amount of 975,000 Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 32 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazpromtrans, ZAO Yamalgazinvest, OOO Mezhregiongaz, OAO Gazpromregiongaz, OAO Salavatnefteorgsintez, OOO REP and Gazpromipoteka Fund [the Licensees], pursuant to which OAO Gazprom will grant the Licensees an ordinary [non-exclusive] license to use OAO Gazprom’s trade marks, registered in the State Register of Trade Marks and Service Marks of the Russian Federation, as follows: on goods, labels or packaging of goods which are produced, offered for sale, sold or displayed at exhibitions or fairs or otherwise introduced into civil transactions in the territory of the Russian Federation, are stored or transported for such purpose or brought into the territory of the Russian Federation; in connection with performance of work or provision of services, including the development of oil and gas fields or construction of oil or gas pipelines; on covering, business and other documentation, including documentation related to introduction of goods into civil transactions; in offers for the sale of goods, performance of work or provision of services, as well as in announcements, advertisements, in connection with the conduct of charitable or sponsored events, in printed publications, on official letterheads, on signs, including signs on administrative buildings, industrial facilities, multi-functional refueling complexes providing accompanying types of roadside service, shops, car washing units, cafes, car service/tire fitting businesses, | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | recreational services centers, on transportation vehicles, as well as on clothes and individual protection gear; on the Licensees’ corporate seals; in the Internet; in the Licensees’ corporate names, and the Licensees will pay OAO Gazprom license fees in the form of quarterly payments for the right of use of each of OAO Gazprom’s trade mark with respect to each transaction in the amount not exceeding 300 times the minimum statutory wage established by the effective legislation of the Russian Federation as of the date of signing the delivery and acceptance acts, plus value added tax at the rate required by the effective legislation of the Russian Federation, in an aggregate maximum amount of 38.232 million Rubles | ||||||||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 33 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Neft [the Licensee], pursuant to which OAO Gazprom will grant the Licensee an exclusive license to use the following OAO Gazprom’s trade marks, registered in blue, azure and white color/color combination in the State Register of Trade Marks and Service Marks of the Russian Federation, as follows: on goods, labels or packaging of goods which are produced, offered for sale, sold or displayed at exhibitions or fairs or otherwise introduced into civil transactions in the territory of the Russian Federation, are stored or transported for such purpose or brought into the territory of the Russian Federation; in connection with performance of work or provision of services, including the development of oil and gas fields or construction of oil or gas pipelines; on covering, business and other documentation, including documentation related to introduction of goods into civil transactions; in offers for the sale of goods, performance of work or provision of services, as well as in announcements, advertisements, in connection with the conduct of charitable or sponsored events, in printed publications, on official letterheads, on signs, including signs on administrative buildings, industrial facilities, multi-functional refueling complexes providing accompanying types of roadside service, shops, car washing units, cafes, car service/tire fitting businesses, recreational services centers, on transportation vehicles, as well as on clothes and individual protection gear; on the Licensee’s corporate seals; in the Internet; in the Licensee’s corporate name, and the Licensee will pay OAO Gazprom a license fee in the form of one-time [lump-sum] payment in an aggregate maximum amount of 7.304 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 34 | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO RESOLUTIONS 11.1 TO 11.17 REGARDING THE ELECTION OF DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. PLEASE NOTE THAT ONLY A VOTE “FOR” THE DIRECTOR WILL BE CUMULATED. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY QUESTIONS. | Non Voting | ||||||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 35 | Election of Akimov Andrei Igorevich to the Board of Directors of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 36 | Election of Ananenkov Aleksandr Georgievich to the Board of Directors of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 37 | Election of Bergmann Burckhard to the Board of Directors of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 38 | Election of Gazizullin Farit Rafikovich to the Board of Directors of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 39 | Election of Gusakov Vladimir Anatolievich to the Board of Directors of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 40 | Election of Zubkov Viktor Alekseevich to the Board of Directors of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 41 | Election of Karpel Elena Evgenievna to the Board of Directors of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 42 | Election of Makarov Aleksei Aleksandrovich to the Board of Directors of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 43 | Election of Miller Aleksei Borisovich to the Board of Directors of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 44 | Election of Musin Valery Abramovich to the Board of Directors of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 45 | Election of Nabiullina Elvira Sakhipzadovna to the Board of Directors of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 46 | Election of Nikolaev Viktor Vasilievich to the Board of Directors of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 47 | Election of Rusakova Vlada Vilorikovna to the Board of Directors of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 48 | Election of Sereda Mikhail Leonidovich to the Board of Directors of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 49 | Election of Fortov Vladimir Evgenievich to the Board of Directors of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 50 | Election of Shmatko Sergei Ivanovich to the Board of Directors of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 51 | Election of Yusufov Igor Khanukovich to the Board of Directors of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 52 | PLEASE NOTE THAT ALTHOUGH THERE ARE 11 CANDIDATES TO BE ELECTED AS TO THE AUDIT COMMISSION, THERE ARE ONLY 9 VACANCIES AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 9 OF THE 11 CANDIDATES. THANK YOU. | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 53 | Election of Arkhipov Dmitry Aleksandrovich as a Member of the Audit Commission of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 54 | Election of Belobrov Andrei Viktorovich as a Member of the Audit Commission of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 55 | Election of Bikulov Vadim Kasymovich as a Member of the Audit Commission of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 56 | Election of Kobzev Andrei Nikolaevich as a Member of the Audit Commission of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 57 | Election of Lobanova Nina Vladislavovna as a Member of the Audit Commission of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 58 | Election of Logunov Dmitry Sergeyevich as a Member of the Audit Commission of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 59 | Election of Nosov Yury Stanislavovich as a Member of the Audit Commission of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 60 | Election of Pesotsky Konstantin Valerievich as a Member of the Audit Commission of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 61 | Election of Salekhov Marat Khasanovich as a Member of the Audit Commission of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 62 | Election of Tikhonova Maria Gennadievna as a Member of the Audit Commission of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 63 | Election of Yugov Aleksandr Sergeyevich as a Member of the Audit Commission of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 64 | REMINDER PLEASE NOTE IN ORDER TO VOTE ON THE FULL MEETING AGENDA YOU MUST ALSO VOTE ON MEETING ID 711982 WHICH CONTAINS RESOULTIONS 1 TO 10.70. | Non Voting | ||||||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 1 | PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE AGENDA [139 RESOLUTIONS] FOR THE GAZPROM OF RUSSIA MEETING, THE AGENDA HAS BEEN BROKEN UP AMONG TWO INDIVIDUAL MEETINGS. THE MEETING IDS AND HOW THE RESOLUTIONS HAVE BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID 711982 [RESOLUTIONS 1 THROUGH 10.70] AND MEETING ID 711640 [RESOLUTIONS 10.71 THROUGH 12.11]. IN ORDER TO VOTE ON THE COMPLETE AGENDA OF THIS MEETING YOU MUST VOTE ON BOTH THE MEETINGS. | Non Voting | ||||||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 2 | Approval of the annual report of OAO “Gazprom” for 2009 | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 3 | Approval of the annual accounting statements, including the profit and loss reports (profit and loss accounts) of the Company based on the results of 2009 | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 4 | Approval of the distribution of profit of the Company based on the results of 2009 | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 5 | Approval of the amount of, time for and form of payment of annual dividends on the Company’s shares that have been proposed by the Board of Directors of the Company based on the results of 2009 | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 6 | Approval of the Closed Joint Stock Company PricewaterhouseCoopers Audit as the Company’s External Auditor | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 7 | Amendments to the Clauses 19.1, 21.3, 31.1, 32.1 and 53.1 and Article 55 of the Charter of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 8 | Amendments to Article 23 and Clauses 24.2 and 25.1 of the Regulation on the General Shareholders’ Meeting of OAO Gazprom | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 9 | Payment of remuneration to Members of the Board of Directors in the amounts recommended by the Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 10 | Payment of remuneration to Members of the Audit Commission in the amounts recommended by the Board of Directors of the Company | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 11 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] regarding receipt by OAO Gazprom of funds in a maximum sum of 500 million U.S. dollars or its equivalent in Rubles or Euros, for a term of up to and including 5 years, with interest for using the loans to be paid at a rate not exceeding 12% per annum in the case of loans in U.S. Dollars/Euros and at a rate not exceeding the Bank of Russia’s refinancing rate in effect on the date of entry into the applicable loan agreement, plus 3% per annum, in the case of loans in Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 12 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Sberbank of Russia OAO regarding receipt by OAO Gazprom of funds in a maximum sum of 1.5 billion U.S. Dollars or its equivalent in Rubles or Euros, for a term of up to and including 5 years, with interest for using the loans to be paid at a rate not exceeding 12% per annum in the case of loans in U.S. Dollars/Euros and at a rate not exceeding the Bank of Russia’s refinancing rate in effect on the date of entry into the applicable loan agreement, plus 3% per annum, in the case of loans in Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 13 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO VTB Bank regarding receipt by OAO Gazprom of funds in a maximum sum of 1 billion U.S. Dollars or its equivalent in Rubles or Euros, for a term of up to and including 5 years, with interest for using the loans to be paid at a rate not exceeding 12% per annum in the case of loans in U.S. Dollars/Euros and at a rate not exceeding the Bank of Russia’s refinancing rate in effect on the date of entry into the applicable loan agreement, plus 3% per annum, in the case of loans in Rubles | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 14 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and State Corporation “Bank for Development and Foreign Economic Affairs [Vnesheconombank]” regarding receipt by OAO Gazprom of cash in a maximum amount of 6 billion U.S. Dollars or its equivalent in Rubles or Euros, for a term of up to and including 5 years, with interest for using the loans to be paid at a rate not exceeding 12% per annum in the case of loans in U.S. dollars / euros and at a rate not exceeding the Bank of Russia’s refinancing rate in effect on the date of entry into the applicable loan agreement, plus 3% per annum, in the case of loans in Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 15 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of transactions between OAO Gazprom and Gazprombank [Open Joint Stock Company] entered into under the loan facility agreement between OAO Gazprom and the Bank, involving receipt by OAO Gazprom of cash in the maximum amount of 25 billion Rubles, for a | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | term not exceeding 30 calendar days, with interest for using the loans to be paid at a rate not exceeding the reference offered rate for Ruble loans [deposits] in the Moscow money market [MosPrime Rate] established for loans with a maturity equal to the period of using the applicable loan, quoted as of the date of entry into the applicable transaction, plus 2% | ||||||||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 16 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of transactions between OAO Gazprom and Sberbank of Russia OAO entered into under the loan facility agreement between OAO Gazprom and the Bank, involving receipt by OAO Gazprom of cash in the maximum amount of 17 billion Rubles, for a term not exceeding 30 calendar days, with interest for using the loans to be paid at a rate not exceeding the reference offered rate for Ruble loans [deposits] in the Moscow money market [MosPrime Rate] established for loans with a maturity equal to the period of using the applicable loan, quoted as of the date of entry into the applicable transaction, plus 4% | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 17 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of transactions between OAO Gazprom and ZAO Gazenergoprombank entered into under the loan facility agreement between OAO Gazprom and the Bank, involving receipt by OAO Gazprom of cash in the maximum amount of 100 million U.S. Dollars, for a term not exceeding 30 calendar days, with interest for using the loans to be paid at a rate not exceeding the London Interbank Offered Rate [LIBOR] established for loans with a maturity equal to the period of using the applicable loan, quoted as of the date of entry into the applicable transaction, plus 4% | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 18 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of transactions between OAO Gazprom and OAO Bank VTB, entered into under the loan facility agreement between OAO Gazprom and the bank, involving receipt by OAO Gazprom of cash in the maximum amount of 5 billion Rubles, for a term not exceeding 30 calendar days, with interest for using the loans to be paid at a rate not exceeding the reference offered rate for Ruble loans [deposits] in the Moscow money market [MosPrime Rate] established for loans with a maturity equal to the period of using the applicable loan, quoted as of the date of entry into the applicable transaction, plus 4% | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 19 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which Gazprombank [Open Joint Stock Company] will accept and credit, upon the terms and conditions announced by the Bank, cash transferred to accounts opened in OAO Gazprom’s name and conduct operations through the accounts in accordance with OAO Gazprom’s instructions, as well as agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] regarding in the account of a non-reducible balance in a maximum amount not exceeding 20 billion Rubles or its equivalent in a foreign currency per transaction, with interest to be paid by the bank at a rate not lower than 0.1% per annum in the relevant currency | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 20 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Sberbank of Russia OAO, ZAO Gazenergoprombank and OAO Bank VTB pursuant to which the Banks will accept and credit, upon the terms and conditions announced by the Banks, cash transferred to accounts opened in OAO Gazprom’s name and conduct operations through the accounts in accordance with OAO Gazprom’s instructions | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 21 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company], Sberbank of Russia OAO, ZAO Gazenergoprombank and OAO Bank VTB, pursuant to which the Banks will provide services to OAO Gazprom making use of electronic payments system of the respective Bank, including receipt from OAO Gazprom of electronic payment documents for executing payment operations through the accounts, provision of electronic statements of accounts and conduct of other electronic document processing, and OAO Gazprom will pay for the services provided at the tariffs of the respective Bank effective at the time of the provision of the services | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 22 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, the foreign currency purchase/sale transactions between OAO Gazprom and Gazprombank [Open Joint Stock Company] to be entered into under the General Agreement on the Conduct of Conversion Operations No. 3446 between OAO Gazprom and the Bank dated September 12, 2006, in the maximum amount of 500 million U.S. Dollars or its equivalent in Rubles, Euros or other currency for each transaction | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 23 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which OAO Gazprom will issue suretyships to secure performance by OAO Gazprom’s subsidiary companies of their obligations to Gazprombank [Open Joint Stock Company] with respect to the Bank’s guarantees issued to the Russian Federation’s tax authorities in connection with the subsidiary companies challenging such tax authorities’ claims in court, in an aggregate maximum amount equivalent to 500 million U.S. Dollars and for a period not exceeding 14 months | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 24 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Sberbank of Russia OAO pursuant to which OAO Gazprom will issue suretyships to secure performance by OAO Gazprom’s subsidiary companies of their obligations to Sberbank of Russia OAO with respect to the Bank’s guarantees issued to the Russian Federation’s tax authorities in connection with the subsidiary companies challenging such tax authorities’ claims in court, in an aggregate maximum amount equivalent to 500 million U.S. Dollars and for a period not exceeding 14 months | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 25 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which OAO Gazprom will issue suretyships to secure performance by OAO Gazprom’s subsidiary companies of their obligations to Gazprombank [Open Joint Stock Company] with respect to the Bank’s guarantees issued to the Russian Federation’s tax authorities related to such companies’ obligations to pay excise taxes in connection with exports of petroleum products that are subject to excise taxes, and eventual penalties, in the aggregate maximum amount of 1.8 billion Rubles and for a period not exceeding 14 months | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 26 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreement between OAO Gazprom and Bank Societe Generale pursuant to which OAO Gazprom undertakes to Bank Societe Generale to secure performance by OOO Gazprom Export of its obligations under a direct contract in connection with the gas transportation agreement between Nord Stream AG and OOO Gazprom Export, concluded between OOO Gazprom Export and Bank Societe Generale [hereinafter referred to as “Direct Contract in connection with the GTA”] including the obligations to pay a termination fee pursuant to the terms and conditions of the Direct Contract in connection with the GTA, in an aggregate maximum amount of 12.094 billion Euros | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 27 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Beltransgaz pursuant to which OAO Gazprom will grant OAO Beltransgaz temporary possession and use of the facilities of the Yamal-Europe trunk gas pipeline system and the related service equipment that are situated in the territory of the Republic of Belarus for a period not exceeding 12 months and OAO Beltransgaz will make payment for using such property in the maximum amount of 6.4 billion Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 28 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazpromtrans pursuant to which OAO Gazprom will grant OOO Gazpromtrans temporary possession and use of the infrastructure facilities of the railway stations of the Surgutskiy Condensate Stabilization Plant, Sernaya railway station and Tvyordaya Sera railway station, the facilities of the railway station situated in the town of Slavyansk-na-Kubani, the facilities of the railway line between Obskaya and Bovanenkovo stations, as well as the software and hardware solutions “System for Managing OAO Gazprom’s Property and Other Assets at OOO Gazpromtrans Level [ERP]” and “Electronic Archive Module at OOO Gazpromtrans Level” for a period not exceeding 12 months and OOO Gazpromtrans will make payment for using such property in the maximum amount of 3.6 billion Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 29 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gazprom Neft Orenburg pursuant to which OAO Gazprom will grant ZAO Gazprom Neft Orenburg temporary possession and use of the wells, downhole and above-ground well equipment within the Eastern Segment of the Orenburgskoye oil and gas- condensate field for a period not exceeding 12 months and ZAO Gazprom Neft Orenburg will make payment for using such property in the maximum amount of 1.49 billion Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 30 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Lazurnaya pursuant to which OAO Gazprom will grant OAO Lazurnaya temporary possession and use of the property of the first and second units of the Lazurnaya Peak Hotel complex situated in the city of Sochi, for a period not exceeding 12 months and OAO Lazurnaya will make payment for using such property in the maximum amount of 83.4 million Rubles | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 31 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the Agreements between OAO Gazprom and DOAO Tsentrenergogaz of OAO Gazprom pursuant to which OAO Gazprom will grant DOAO Tsentrenergogaz of OAO Gazprom temporary possession and use of the building and equipment of the repair and machining shop at the home base of the oil and gas production department for the Zapolyarnoye gas-oil- condensate field, situated in the Yamalo-Nenetskiy Autonomous Area, Tazovskiy District, township of Novozapolyarnyi, the building and equipment of the repair and machining shop at the Southern Regional Repair Base situated in the Stavropolskiy Province, town of Izobilnyi, as well as the software and hardware solutions “System for Managing OAO Gazprom’s Property and Other Assets at DOAO Tsentrenergogaz of OAO Gazprom Level [ERP]”, “OAO Gazprom Long Term Investments Reporting and Analysis System [LTIAA] at DOAO Tsentrenergogaz Level” and “Electronic Archive Module at DOAO Tsentrenergogaz of OAO Gazprom Level” for a period not exceeding 12 months and DOAO Tsentrenergogaz of OAO Gazprom will make payment for using such property in the maximum amount of 123.2 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 32 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Tsentrgaz pursuant to which OAO Gazprom will grant OAO Tsentrgaz temporary possession and use of the facilities of a preventative clinic situated in the Tula Region, Shchekinsky District, township of Grumant, as well as the software and hardware solutions “System for Managing OAO Gazprom’s Property and Other Assets at OAO Tsentrgaz Level [ERP]”, “OAO Gazprom Long-Term Investments Reporting and Analysis System | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | [LTIAA] at OAO Tsentrgaz Level”, “System of Reporting and Analysis of Information on Non-Core Assets within OAO Gazprom System [RAINCA] at OAO Tsentrgaz Level” and “Electronic Archive Module at OAO Tsentrgaz Level” for a period not exceeding 12 months and OAO Tsentrgaz will make payment for using such property in the maximum amount of 35.5 million Rubles | ||||||||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 33 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, Agreements between OAO Gazprom and OAO Gazprom Promgaz pursuant to which OAO Gazprom will grant OAO Gazprom Promgaz temporary possession and use of experimental prototypes of gas- using equipment [self-contained modular boiler installation, recuperative air heater, mini-boiler unit, radiant panel heating system, U-shaped radiant tube, modularized complete full-function small-sized gas and water treatment installations for coal bed methane extraction wells, well- head equipment, borehole enlargement device, and pressure core sampler] located in the Rostov Region, town of Kamensk-Shakhtinsky, and the Kemerovi Region, city of Novokuznetsk, an aerospace data processing software and equipment complex, as well as the software and hardware solutions “System for Managing OAO Gazprom’s Property and Other Assets at OAO Gazprom Promgaz Level [ERP]” and “Electronic Archive Module at OAO Gazprom Promgaz Level” for a period not exceeding 12 months and OAO Gazprom Promgaz will make payment for using such property in the maximum amount of 21.6 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 34 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which OAO Gazprom will grant Gazprombank [Open Joint Stock Company] temporary possession and use of the non-residential premises in a building that are situated at 31 Lenina Street, Yugorsk, Tyumen Region and are used to house a branch of Gazprombank [Open Joint Stock Company], with a total floor space of 810.6 square meters, and the plot of land occupied by the building and required for the use of that building, with an area of 3,371 square meters, for a period not exceeding 12 months and Gazprombank [Open Joint Stock Company] will make payment for using such property in the maximum amount of 2.4 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 35 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Salavatnefteorgsintez pursuant to which OAO Gazprom will grant OAO Salavatnefteorgsintez temporary possession and use of the gas condensate pipeline running from the Karachaganakskoye gas condensate field to the Orenburg Gas Refinery for a period not exceeding 12 months and OAO Salavatnefteorgsintez will make payment for using such property in the maximum amount of 283,000 Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 36 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Vostokgazprom pursuant to which OAO Gazprom will grant OAO Vostokgazprom temporary possession and use of M-468R special-purpose communications installation, as well as the software and hardware solutions “System for Managing OAO Gazprom’s Property and Other Assets at OAO Vostokgazprom Level [ERP]”, “OAO Gazprom Long-Term Investments Reporting and Analysis System [LTIAA] at OAO Vostokgazprom Level”, “System of Reporting and Analysis of Information on Non-Core Assets within OAO Gazprom System [RAINCA] at OAO Vostokgazprom Level” and “Electronic Archive Module at OAO Vostokgazprom Level” for a period not exceeding 12 months and OAO Vostokgazprom will make payment for using such property in the maximum amount of 17.7 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 37 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazprom Export pursuant to which OAO Gazprom will grant OOO Gazprom Export temporary possession and use of an M-468R special-purpose communications installation, as well as the software and hardware solutions “OAO Gazprom Long-Term Investments Reporting and Analysis System [LTIAA] at OOO Gazprom Export Level” and “System of Reporting and Analysis of Information on Non-Core Assets within OAO Gazprom System [RAINCA] at OOO Gazprom Export Level” for a period not exceeding 12 months and OOO Gazprom Export will make payment for using such property in the maximum amount of 3.4 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 38 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, Agreements between OAO Gazprom and OAO Gazprom Neft pursuant to which OAO Gazprom will grant OAO Gazprom Neft temporary possession and use of an M-468R special-purpose communications installation, as well as the software and hardware solutions “System for Managing OAO Gazprom’s Property and Other Assets at OAO Gazprom Neft Level [ERP]”, “OAO Gazprom Long-Term Investments Reporting and Analysis System [LTIAA] at OAO Gazprom Neft Level”, “System of Reporting and Analysis of Information on Non-Core Assets within OAO Gazprom System [RAINCA] at OAO Gazprom Neft Level” and “Electronic Archive Module at OAO Gazprom Neft Level” for a period not exceeding 12 months and OAO Gazprom Neft will make payment for using such property in the maximum amount of 15.4 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 39 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Space Systems pursuant to which OAO Gazprom will grant OAO Gazprom Space Systems temporary possession and use of software and hardware solutions “System for Managing OAO Gazprom’s Property and Other Assets at OAO Gazkom Level [ERP]”, | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | “OAO Gazprom Long-Term Investments Reporting and Analysis System [LTIAA] at OAO Gazprom Space Systems Level” and “Electronic Archive Module at OAO Gazprom Space Systems Level” for a period not exceeding 12 months and OAO Gazprom Space Systems will make payment for using such property in the maximum amount of 19.7 million Rubles | ||||||||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 40 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Yamalgazinvest pursuant to which OAO Gazprom will grant ZAO Yamalgazinvest temporary possession and use of the software and hardware solutions “System for Managing OAO Gazprom’s Property and Other Assets at ZAO Yamalgazinvest Level [ERP]” and “Electronic Archive Module at ZAO Yamalgazinvest Level” for a period not exceeding 12 months and ZAO Yamalgazinvest will make payment for using such property in the maximum amount of 12.9 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 41 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gazprom Invest Yug, pursuant to which OAO Gazprom will grant ZAO Gazprom Invest Yug temporary possession and use of the ERP software and equipment complex “System for Managing OAO Gazprom’s Property and Other Assets at ZAO Gazprom Invest Yug Level [ERP]” for a period not exceeding 12 months and ZAO Gazprom Invest Yug will make payment for using such property in the maximum amount of 2.4 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 42 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Mezhregiongaz, pursuant to which OAO Gazprom will grant OOO Mezhregiongaz temporary possession and use of the software and hardware solutions “System for Managing OAO Gazprom’s Property and Other Assets at OOO Mezhregiongaz Level [ERP]”, “OAO Gazprom Long-Term Investments Reporting and Analysis System [LTIAA] at OOO Mezhregiongaz Level” and “System of Reporting and Analysis of Information on Non- Core Assets within OAO Gazprom System [RAINCA] at OOO Mezhregiongaz Level” for a period not exceeding 12 months and OOO Mezhregiongaz will make payment for using such property in the maximum amount of 14 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 43 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ, pursuant to which OAO Gazprom will grant OAO SOGAZ temporary possession and use of the software and hardware solutions “System for Managing OAO Gazprom’s Property and Other Assets at OAO SOGAZ Level (ERP)” and “Electronic Archive Module at OAO Insurance Company of Gas Industry (SOGAZ) Level” for a period not exceeding 12 months and OAO SOGAZ will make payment for using such property in the maximum amount of 13.4 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 44 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazprom Komplektatsiya pursuant to which OAO Gazprom will grant OOO Gazprom Komplektatsiya temporary possession and use of the software and hardware solutions “System for Managing OAO Gazprom’s Property and Other Assets at OOO Gazprom Komplektatsiya Level [ERP]”, “OAO Gazprom Long-Term Investments Reporting and Analysis System [LTIAA] at OOO Gazprom Komplektatsiya Level”, “System of Reporting and Analysis of Information on Non-Core Assets within OAO Gazprom System [RAINCA] at OOO Gazprom Komplektatsiya Level” and “Electronic Archive Module at OOO Gazprom Komplektatsiya Level” for a period not exceeding 12 months and OAO Gazprom Komplektatsiya will make payment for using such property in the maximum amount of 15.2 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 45 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gaztelecom pursuant to which OAO Gazprom will grant ZAO Gaztelecom temporary possession and use of communications facilities comprised of buildings, communications lines, communications networks, cable duct systems and equipment, which are located in the city of Moscow, the city of Maloyaroslavets, the city of Rostov-on-Don, the city of Kaliningrad, the Moscow Region and the Smolensk Region of the Russian Federation and in the territory of the Republic of Belarus, as well as the software and hardware solutions “System for Managing OAO Gazprom’s Property and Other Assets at ZAO Gaztelecom Level [ERP]” and “Electronic Archive Module at ZAO Gaztelecom Level” for a period not exceeding 12 months and ZAO Gaztelecom will make payment for using such property in the maximum amount of 233.4 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 46 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazpromregiongaz pursuant to which OAO Gazprom will grant OAO Gazpromregiongaz temporary possession and use of the property complex of the gas distribution system, comprised of facilities designed to transport and supply directly to consumers [gas offtaking pipelines, gas distribution pipelines, inter-township and street gas pipelines, high, medium and low pressure gas pipelines, gas flow control stations and buildings], as well as the software and hardware solutions “System for Managing OAO Gazprom’s Property and Other Assets at OAO Gazpromregiongaz Level [ERP]”, “OAO Gazprom Long-Term Investments Reporting and Analysis System [LTIAA] at OAO Gazpromregiongaz Level”, and “Electronic Archive Module at OAO Gazpromregiongaz Level” for a period not exceeding 12 months and OAO Gazpromregiongaz will make payment for using such property in the maximum amount of 726.6 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 47 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Druzhba pursuant to which OAO Gazprom will grant OAO Druzhba temporary possession and use of the facilities of Druzhba vacation center [hotels, effluent treatment facilities, transformer substations entrance checkpoints, cottages, utility networks, metal fences, parking areas, ponds, roads, pedestrian crossings, sites, sewage pumping station, sports center, roofed ground-level arcade, servicing station, diesel-generator station, boiler house extension, storage facility, Fisherman’s Lodge, garage, garage with administrative and amenity building, a stela, as well as service machinery, equipment, furniture and accessories] situated in the Moscow Region, Naro-Fominsk District, village of Rogozinino, for a period not exceeding 12 months and OAO Druzhba will make payment for using such property in the maximum amount of 265.5 million Rubles | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 48 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which the Bank, acting as a Customs Broker, will issue guarantees to the Russian Federation’s customs authorities in respect of OAO Gazprom’s obligations to pay customs payments and eventual interest and penalties, in the maximum amount of 50 million Rubles, with a fee due to the bank at a rate not exceeding 1% per annum of the amount of the guarantee | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 49 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which the Bank, acting as a Customs Broker, will issue guarantees to the Russian Federation’s customs authorities in respect of OAO Gazprom’s obligations to pay customs payments and eventual interest and penalties, in a maximum amount equivalent to 1 million Euros, with a fee due to the bank at a rate not exceeding 1% per annum of the amount of the guarantee | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 50 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Mezhregiongaz, pursuant to which OAO Gazprom undertakes, acting on behalf of OOO Mezhregiongaz and at its instructions, to declare for customs purposes the natural gas transported by pipeline across the customs border of the Russian Federation, and OOO Mezhregiongaz undertakes to pay for such services in the amount not exceeding 3,000 Rubles per cargo customs declaration, as well as the value added tax at the rate required by the effective legislation of the Russian Federation, for an aggregate maximum amount of 170,000 Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 51 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO NOVATEK, pursuant to which OAO Gazprom undertakes, acting on behalf of OAO NOVATEK and at its instructions, to declare for customs purposes the natural gas transported by pipeline across the customs border of the Russian Federation, and OAO NOVATEK undertakes to pay for such services in the amount not exceeding 1.58 Rubles per 1 thousand cubic meters of natural gas, as well as the value added tax at the rate required by the effective legislation of the Russian Federation, on the basis of the monthly volume of the transported natural gas, for an aggregate maximum amount of 42.7 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 52 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Mezhregiongaz pursuant to which OAO Gazprom will deliver and OOO Mezhregiongaz will accept [take off] gas in the amount not exceeding 300 billion cubic meters, deliverable on a monthly basis, and will pay for the gas an aggregate maximum amount of 992 billion Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 53 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Mezhregiongaz pursuant to which OOO Mezhregiongaz undertakes, acting on OAO Gazprom’s instructions and for a total fee not exceeding 252.23 million Rubles, in its own name, but for OAO Gazprom’s account, to accept gas produced by OAO Gazprom and its affiliates and sell it through OOO Mezhregiongaz’s electronic trading site in the amount not exceeding 11.25 billion cubic meters for a maximum amount of 25.22 billion Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 54 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Mezhregiongaz pursuant to which OOO Mezhregiongaz will deliver and OAO Gazprom will accept [take off] gas bought by OOO Mezhregiongaz from independent entities in the amount not exceeding 11.25 billion cubic meters and will pay for the gas an aggregate maximum amount of 39.98 billion Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 55 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazprom Export pursuant to which OOO Gazprom Export undertakes, acting on OAO Gazprom’s instructions and for a total fee not exceeding 70 million Rubles, in its own name, but for OAO Gazprom’s account, to accept liquid hydrocarbons owned by OAO Gazprom, including crude oil, gas condensate and refined products [gasoline, liquefied gases, etc.] and sell them in the market outside the customs territory of the Russian Federation, in the amount not exceeding 1.6 million tons for a maximum amount of 15 billion Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 56 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Northgas, pursuant to which ZAO Northgas will deliver and OAO Gazprom will accept [take off] gas in the amount not exceeding 70 million cubic meters, deliverable on a monthly basis, and will pay for the gas an aggregate maximum amount of 61 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 57 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Severneftegazprom, pursuant to which OAO Severneftegazprom will deliver and OAO Gazprom will accept [take off] gas in the amount not exceeding 16.45 billion cubic meters and will pay for the gas an aggregate maximum amount of 33.25 billion Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 58 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gazprom Neft Orenburg, pursuant to which ZAO Gazprom Neft Orenburg will deliver and OAO Gazprom will accept [take off] unstable crude oil in the amount not exceeding 800 thousand tons and will pay for the crude oil an aggregate maximum amount of 7 billion Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 59 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SIBUR Holding, pursuant to which OAO SIBUR Holding will deliver and OAO Gazprom will accept [take off] dry stripped gas processed at OAO SIBUR Holding’s gas refining complexes in the amount not exceeding 2.3 billion cubic meters and will pay for the gas an aggregate maximum amount of 2.89 billion Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 60 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO NOVATEK pursuant to which OAO Gazprom will deliver and OAO NOVATEK will accept [take off] gas in the amount not exceeding 16.5 billion cubic meters and will pay for the gas an aggregate maximum amount of 27.67 billion Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 61 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Tomskgazprom pursuant to which OAO Gazprom will provide services related to arranging for the transportation of gas in a total amount not exceeding 3 billion cubic meters and OAO Tomskgazprom will pay for the services related to arranging for the transportation of gas via trunk gas pipelines an aggregate maximum amount of 1.4 billion Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 62 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Mezhregiongaz pursuant to which OAO Gazprom will provide services related to arranging for the transportation of gas in a total amount not exceeding 50 billion cubic meters across the territory of the Russian Federation and the Republic of Kazakhstan and OOO Mezhregiongaz will pay for the services related to arranging for the transportation of gas via trunk gas pipelines an aggregate maximum amount of 92 billion Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 63 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Neft pursuant to which OAO Gazprom will provide services related to arranging for the transportation of gas in a total amount not exceeding 5 billion cubic meters and OAO Gazprom Neft will pay for the services related to arranging for the transportation of gas via trunk gas pipelines an aggregate maximum amount of 3.2 billion Rubles | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 64 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO NOVATEK pursuant to which OAO Gazprom will provide services related to arranging for the transportation of gas in a total amount not exceeding 47 billion cubic meters and OAO NOVATEK will pay for the services related to arranging for the transportation of gas via trunk gas pipelines an aggregate maximum amount of 66.5 billion Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 65 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO NOVATEK pursuant to which OAO Gazprom will provide services related to arranging for the injection of gas owned by OAO NOVATEK into underground gas storage facilities and its storage in such facilities in the amount not exceeding 3.45 billion cubic meters and OAO NOVATEK will pay for the services related to arranging for gas injection and storage an aggregate maximum amount of 1.8 million Rubles, as well as services related to arranging for the off-taking the gas owned by OAO NOVATEK from underground gas storage facilities in the amount not exceeding 1.15 billion cubic meters and OAO NOVATEK will pay for the services related to arranging for the off-taking of gas an aggregate maximum amount of 29.2 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 66 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and a/s Latvijas Gaze pursuant to which OAO Gazprom will sell and a/s Latvijas Gaze will purchase gas as follows: in the amount not exceeding 800 million cubic meters for an aggregate maximum amount of 200 million Euros in the second half of 2010 and in the amount not exceeding 1.5 billion cubic meters for an aggregate maximum amount of 450 million Euros in 2011; as well as pursuant to which, a/s Latvijas Gaze will provide services of injection of gas owned by OAO Gazprom into Incukalna underground gas storage facility, of its storage in the | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | storage facility, its off-taking and transportation across the territory of Latvian Republic as follows: in the second half of 2010, services related to the injection of gas into storage facilities in the amount not exceeding 600 million cubic meters, services related to storage of gas and its off-taking in the amount not exceeding 400 million cubic meters, services related to the transportation of gas in the amount not exceeding 1 billion cubic meters, and OAO Gazprom will pay for such services an aggregate maximum amount of 10 million Euros; in 2011, services related to the injection of gas into storage facilities in the amount not exceeding 900 million cubic meters, services related to storage of gas and its off-taking in the amount not exceeding 900 million cubic meters, services related to the transportation of gas in the amount not exceeding 1.8 billion cubic meters, and OAO Gazprom will pay for such services an aggregate maximum amount of 22 million Euros | ||||||||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 67 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and AB Lietuvos Dujos pursuant to which OAO Gazprom will sell and AB Lietuvos Dujos will purchase gas as follows: in the amount not exceeding 675 million cubic meters for an aggregate maximum amount of 170 million Euros in the second half of 2010 and in the amount not exceeding 1.6 billion cubic meters for an aggregate maximum amount of 480 million Euros in 2011, and pursuant to which AB Lietuvos Dujos will provide services related to the transportation of gas in transport mode across the territory of the Republic of Lithuania as follows: in the amount not exceeding 1 billion cubic meters in the second half of 2010, OAO Gazprom will pay an aggregate maximum amount of 4.2 million Euros for the gas transportation services and in the amount not exceeding 2.5 billion cubic meters in 2011, OAO Gazprom will pay an aggregate maximum amount of 14.7 million Euros for the gas transportation services | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 68 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and UAB Kauno termofikacijos elektrine pursuant to which OAO Gazprom will sell and UAB Kauno termofikacijos elektrine will purchase gas as follows: in the amount not exceeding 180 million cubic meters for an aggregate maximum amount of 45 million Euros in the second half of 2010 and in the amount not exceeding 470 million cubic meters for an aggregate maximum amount of 141 million Euros in 2011 | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 69 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and MoldovaGaz S.A. pursuant to which OAO Gazprom will deliver and MoldovaGaz S.A. will accept [take off] gas in the amount not exceeding 3.5 billion cubic meters for an aggregate maximum amount of 900 million U.S. Dollars in 2011, and pursuant to which MoldovaGaz | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | S.A. will provide in 2011 services related to the transportation of gas in transport mode across the territory of the Republic of Moldova in the amount not exceeding 19.14 billion cubic meters, and OAO Gazprom will pay for services related to the transportation of gas via trunk gas pipelines an aggregate maximum amount of 47.85 million U.S. Dollars | ||||||||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 70 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and KazRosGaz LLP pursuant to which in 2010 OAO Gazprom will deliver and KazRosGaz LLP will accept [take off] gas in the amount not exceeding 1.2 billion cubic meters for an aggregate maximum amount of 170 million U.S. Dollars and pursuant to which OAO Gazprom will provide in 2010 services related to arranging for the transportation of gas owned by KazRosGaz LLP across the territory of the Russian Federation in the amount not exceeding 10.5 billion cubic meters and KazRosGaz LLP will pay for the services related to arranging for the transportation of gas via trunk gas pipelines an aggregate maximum amount of 43.5 million U.S. Dollars | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 71 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Beltransgaz, pursuant to which OAO Gazprom will sell, and OAO Beltransgaz will purchase gas in 2011 in the amount not exceeding 22.5 billion cubic meters for an aggregate maximum amount of 5.625 billion U.S. Dollars and pursuant to which OAO Beltransgaz in 2011 will provide services related to the transportation of gas in transport mode across the territory of the Republic of Belarus via gas transportation system of OAO Beltransgaz and via the Byelorussian segment of Russian Yamal Europe gas pipeline in the amount not exceeding 48.2 billion cubic meters and OAO Gazprom will pay for the services related to the transportation of gas via trunk gas pipelines an aggregate maximum amount of 600 million U.S. Dollars | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 72 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and GAZPROM Germania GmbH, pursuant to which OAO Gazprom will provide services in 2011 related to arranging for the transportation of natural gas owned by GAZPROM Germania GmbH across the territory of the Republic of Kazakhstan, the Republic of Uzbekistan, the Russian Federation and the Republic of Belarus in the amount not exceeding 63.3 billion cubic meters, and GAZPROM Germania GmbH will pay for the services related to arranging for the transportation of gas via trunk gas pipelines an aggregate maximum amount of 1.8 billion U.S. Dollars | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 73 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and GAZPROM Germania GmbH, pursuant to which OAO Gazprom undertakes, acting on the instructions of GAZPROM Germania GmbH for a fee in the total maximum amount of 96,000 U.S. Dollars, in its own name, but for the account of GAZPROM Germania GmbH, to arrange in 2011 for the transportation of natural gas owned by GAZPROM Germania GmbH across the territory of the Republic of Belarus for the amount not exceeding 37.293 million U.S. Dollars | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 74 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazpromtrans, pursuant to which OOO Gazpromtrans undertakes, acting on the instructions of OAO Gazprom, for a fee in the total maximum amount of 350,000 Rubles, in its own name, but for the account of OAO Gazprom, to ensure in 2010 2011 arrangement of operations related to the development and assessment of cost estimate documentation, start-up and commissioning work at OAO Gazprom’s facilities commissioned under investment projects implementation contracts, as well as other work, including work of preparatory and support nature, required for the performance of start-up and commissioning work and the commissioning of OAO Gazprom’s facilities | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 75 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gazprom Invest Yug, pursuant to which ZAO Gazprom Invest Yug undertakes, acting on the instructions of OAO Gazprom, for a fee in an aggregate maximum amount of 200,000 Rubles, in its own name, but for the account of OAO Gazprom, to ensure in 2010-2011 arrangement of operations related to the development and assessment of cost estimate documentation, start-up and commissioning work at OAO Gazprom’s facilities commissioned under investment projects implementation contracts, as well as other operations, including those of preparatory and support nature, required for the performance of start-up and commissioning work and the commissioning of OAO Gazprom’s facilities | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 76 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazprom Tsentrremont, pursuant to which OOO Gazprom Tsentrremont undertakes, acting on the instructions of OAO Gazprom, for a fee in an aggregate maximum amount of 112,500 Rubles, in its own name, but for the account of OAO Gazprom, to ensure in 2010-2011 arrangement of operations related to the development and assessment of cost estimate documentation, start-up and commissioning work at OAO Gazprom’s facilities, commissioned under investment projects implementation contracts, as well as other operations, including those of preparatory and support nature, required for the performance of start-up and commissioning work and the commissioning of OAO Gazprom’s facilities | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 77 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Yamalgazinvest, pursuant to which ZAO Yamalgazinvest undertakes, acting on the instructions of OAO Gazprom, for a fee in an aggregate maximum amount of 525,000 Rubles, in its own name, but for the account of OAO Gazprom, to ensure in 2010 2011 arrangement of operations related to the development and assessment of cost estimate documentation, start-up and commissioning work at OAO Gazprom’s facilities, commissioned under investment projects implementation contracts, as well as other operations, including those of preparatory and support nature, required for the performance of start-up and commissioning work and the commissioning of OAO Gazprom’s facilities | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 78 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Space Systems, pursuant to which OAO Gazprom Space Systems undertakes, within the period between July 1, 2010 and December 31, 2011, acting on OAO Gazprom’s instructions, to provide services related to the implementation of OAO Gazprom’s investment projects involving construction and commissioning of facilities, and OAO Gazprom undertakes to pay for such services the maximum amount of 2 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 79 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreement between OAO Gazprom and ZAO Yamalgazinvest, pursuant to which ZAO Yamalgazinvest undertakes, within the period between July 1, 2010 and December 31, 2011, acting on OAO Gazprom’s instructions, to provide services related to implementation of OAO Gazprom’s investment projects involving construction and commissioning of facilities, and OAO Gazprom undertakes to pay for such services the maximum amount of 9 billion Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 80 | Approval, in accordance with Chapter XI of the Federal Law “on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gazprom Neft Orenburg, pursuant to which ZAO Gazprom Neft Orenburg undertakes, within the period between July 1, 2010 and December 31, 2011, acting on OAO Gazprom’s instructions, to provide services related to implementation of OAO Gazprom’s investment projects involving construction and commissioning of facilities and OAO Gazprom undertakes to pay for such services the maximum amount of 85 million Rubles | Management | Yes | For | For | |||||||||||
CRBQ | GAZPROM O A O | 368287207 | 6/25/2010 | 81 | PLEASE NOTE THAT THIS AGENDA IS CONTINUED ON MEETING 711640, WHICH WILL CONTAIN RESOLUTION ITEMS 10.71 TO 12.11. THANK YOU. | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 2 | Approve Appropriation of Retained Earnings | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 3 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 4 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 5 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 6 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 7 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 8 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 9 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 10 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 11 | Appoint a Corporate Auditor | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 12 | Appoint a Substitute Corporate Auditor | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 13 | Renewal of Countermeasures to Large-Scale Acquisitions of Sumitomo Metal Mining Co., Ltd. Shares (Takeover Defense Measures) | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 14 | Approve Payment of Bonuses to Directors | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 1 | Please reference meeting materials. | Non Voting | ||||||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 2 | Approve Appropriation of Retained Earnings | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 3 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 4 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 5 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 6 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 7 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 8 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 9 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 10 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 11 | Appoint a Corporate Auditor | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 12 | Appoint a Substitute Corporate Auditor | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 13 | Renewal of Countermeasures to Large-Scale Acquisitions of Sumitomo Metal Mining Co., Ltd. Shares (Takeover Defense Measures) | Management | Yes | For | For | |||||||||||
CRBQ | SUMITOMO METAL MINING CO.,LTD. | J77712123 | 6/25/2010 | 14 | Approve Payment of Bonuses to Directors | Management | Yes | For | For | |||||||||||
CRBQ | XTO ENERGY INC. | XTO | 98385X106 | 6/25/2010 | 1 | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 13, 2009, AMONG EXXON MOBIL CORPORATION, EXXONMOBIL INVESTMENT CORPORATION AND XTO ENERGY INC. | Management | Yes | For | For | ||||||||||
CRBQ | XTO ENERGY INC. | XTO | 98385X106 | 6/25/2010 | 2 | ADJOURNMENT OF THE XTO ENERGY INC. SPECIAL MEETING, IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | Management | Yes | For | For | ||||||||||
CRBQ | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 1 | Please reference meeting materials. | Non Voting | ||||||||||||||
CRBQ | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 2 | Approve Appropriation of Retained Earnings | Management | Yes | For | For | |||||||||||
CRBQ | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 3 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 4 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 5 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 6 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 7 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 8 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 9 | Appoint a Director | Management | Yes | For | For | |||||||||||
CRBQ | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 10 | Appoint a Corporate Auditor | Management | Yes | For | For | |||||||||||
CRBQ | JFE HOLDINGS,INC. | J2817M100 | 6/28/2010 | 11 | Appoint a Substitute Corporate Auditor | Management | Yes | For | For | |||||||||||
CRBQ | OJSC MMC NORILSK NICKEL | 46626D108 | 6/28/2010 | 1 | Approve MMC Norilsk Nickel’s 2009 annual report | Management | Yes | For | For | |||||||||||
CRBQ | OSISKO MNG CORP | 688278100 | 6/30/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTIONS “1.1 TO 1.9 AND 2”. THANK YOU | Non Voting | ||||||||||||||
CRBQ | OSISKO MNG CORP | 688278100 | 6/30/2010 | 2 | To receive the Corporation’s audited financial statements for the YE 31 DEC 2009 and the related report of the Auditors | Non Voting | ||||||||||||||
CRBQ | OSISKO MNG CORP | 688278100 | 6/30/2010 | 3 | Election of Sean Roosen as a Director | Management | Yes | For | For | |||||||||||
CRBQ | OSISKO MNG CORP | 688278100 | 6/30/2010 | 4 | Election of Robert Wares as a Director | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | OSISKO MNG CORP | 688278100 | 6/30/2010 | 5 | Election of Victor Bradley as a Director | Management | Yes | For | For | |||||||||||
CRBQ | OSISKO MNG CORP | 688278100 | 6/30/2010 | 6 | Election of Norman Storm as a Director | Management | Yes | For | For | |||||||||||
CRBQ | OSISKO MNG CORP | 688278100 | 6/30/2010 | 7 | Election of Staph Leavenworth Bakali as a Director | Management | Yes | For | For | |||||||||||
CRBQ | OSISKO MNG CORP | 688278100 | 6/30/2010 | 8 | Election of Andre J. Douchane as a Director | Management | Yes | For | For | |||||||||||
CRBQ | OSISKO MNG CORP | 688278100 | 6/30/2010 | 9 | Election of Serge Vezina as a Director | Management | Yes | For | For | |||||||||||
CRBQ | OSISKO MNG CORP | 688278100 | 6/30/2010 | 10 | Election of Marcel Cote as a Director | Management | Yes | For | For | |||||||||||
CRBQ | OSISKO MNG CORP | 688278100 | 6/30/2010 | 11 | Election of William A. Mackinnon as a Director | Management | Yes | For | For | |||||||||||
CRBQ | OSISKO MNG CORP | 688278100 | 6/30/2010 | 12 | Appoint PricewaterhouseCoopers LLP as the Corporation’s External Auditors for 2010 and to authorize the Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
CRBQ | OSISKO MNG CORP | 688278100 | 6/30/2010 | 13 | Approve the Corporation’s Shareholders Rights Plan | Management | Yes | For | For | |||||||||||
CRBQ | OSISKO MNG CORP | 688278100 | 6/30/2010 | 14 | Transact any other business | Non Voting | ||||||||||||||
CRBQ | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 1 | TO APPROVE 2009 ANNUAL REPORT OF MECHEL OAO. | Management | Yes | For | For | ||||||||||
CRBQ | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 2 | TO APPROVE 2009 ANNUAL ACCOUNTING REPORT INCLUDING PROFIT AND LOSS ACCOUNT OF MECHEL OAO. | Management | Yes | For | For | ||||||||||
CRBQ | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 3 | TO APPROVE DISTRIBUTION OF PROFIT INCLUDING COMPANY’S DIVIDEND PAYMENT ACCORDING TO BUSINESS YEAR RESULTS. | Management | Yes | For | For | ||||||||||
CRBQ | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 4 | DIRECTOR: JOHNSON, ARTHUR DAVID, GUSEV, V. VASSILIEVICH, EVTUSHENKO, A.E., ZYUZIN, I.V., KOZHUKHOVSKIY, I.S., KOLPAKOVK, POLIN, V. ANAATOLYEVICH, PROSKURNYA, V.V. GALE, ROGERIAN | Management | Yes | For | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
CRBQ | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 5 | ELECT MEMBER OF THE AUDITING COMMITTEE: ZAGREBIN, ALEKSEY VYACHESLAVOVICH | Management | Yes | For | For | ||||||||||
CRBQ | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 6 | ELECT MEMBER OF THE AUDITING COMMITTEE: MIKHAYLOVA, NATALYA GRIGORYEVNA | Management | Yes | For | For | ||||||||||
CRBQ | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 7 | ELECT MEMBER OF THE AUDITING COMMITTEE: RADISHEVSKAYA, LYUDMILA EDUARDOVNA | Management | Yes | For | For | ||||||||||
CRBQ | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 8 | TO APPROVE ZAO ENERGYCONSULTING/AUDIT TO BE THE AUDITOR OF MECHEL OPEN JOINT STOCK COMPANY. | Management | Yes | For | For | ||||||||||
CRBQ | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 9 | TO APPROVE A NEW VERSION OF ARTICLES OF ASSOCIATION OF MECHEL OAO. | Management | Yes | For | For | ||||||||||
CRBQ | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 10 | TO APPROVE A NEW VERSION OF STATEMENT ON GENERAL MEETING OF SHAREHOLDERS OF MECHEL OPEN JOINT STOCK COMPANY. | Management | Yes | For | For | ||||||||||
CRBQ | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 11 | TO APPROVE A NEW VERSION OF STATEMENT ON BOARD OF DIRECTORS OF MECHEL OAO. | Management | Yes | For | For | ||||||||||
CRBQ | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 12 | TO APPROVE A NEW VERSION OF STATEMENT ON REMUNERATION AND COMPENSATION FOR EXPENSES OF MEMBERS OF BOARD OF DIRECTORS. | Management | Yes | For | For | ||||||||||
CRBQ | MECHEL OAO | MTL | 583840103 | 6/30/2010 | 13 | TO APPROVE CONCLUSION OF THE GUARANTEE AGREEMENT(S) AS THE TRANSACTION(S) OF INTEREST BY MECHEL OAO (HEREAFTER “COMPANY”) ON THE TERMS AND CONDITIONS (SEE FULL TEXT OF RESOLUTIONS ATTACHED). | Management | Yes | For | For | ||||||||||
Jefferies | TR/J CRB Wildcatters Exploration & Production Equity ETF
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
WCAT | ENCORE ACQUISITION COMPANY | EAC | 29255W100 | 3/9/2010 | 1 | ADOPT THE AGREEMENT AND PLAN OF MERGER DATED OCTOBER 31, 2009, BY AND BETWEEN DENBURY RESOURCES INC. AND ENCORE ACQUISITION COMPANY. | Management | Yes | For | For | ||||||||||
WCAT | ENCORE ACQUISITION COMPANY | EAC | 29255W100 | 3/9/2010 | 2 | ADJOURN THE SPECIAL MEETING OF STOCKHOLDERS, IF NECESSARY OR APPROPRIATE TO PERMIT THE SOLICITATION OF ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER. | Management | Yes | For | For | ||||||||||
WCAT | CELTIC EXPL LTD | 15118Q109 | 4/22/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE IN “FAVOR” OR “AGAINST” ONLY FOR RESOLUTIONS “1, 4” AND “5” AND “IN FAVOR” OR “ABSTAIN” ONLY FOR RESOLUTION NUMBERS “2.1- 2.5” AND “3”. THANK YOU. | Non Voting | ||||||||||||||
WCAT | CELTIC EXPL LTD | 15118Q109 | 4/22/2010 | 2 | To receive and consider the audited financial statements of the Corporation for the YE 31 DEC 2009 and the report of the Auditors thereon | Non Voting | ||||||||||||||
WCAT | CELTIC EXPL LTD | 15118Q109 | 4/22/2010 | 3 | Approve to fix the number of Directors to be elected at the Meeting at 5 | Management | Yes | For | For | |||||||||||
WCAT | CELTIC EXPL LTD | 15118Q109 | 4/22/2010 | 4 | Election of Robert J. Dales as a Director of the Corporation for the ensuing | Management | Yes | For | For | |||||||||||
WCAT | CELTIC EXPL LTD | 15118Q109 | 4/22/2010 | 5 | Election of William C. Guinan as a Director of the Corporation for the | Management | Yes | For | For | |||||||||||
WCAT | CELTIC EXPL LTD | 15118Q109 | 4/22/2010 | 6 | Election of Eldon A. McIntyre as a Director of the Corporation for the | Management | Yes | For | For | |||||||||||
WCAT | CELTIC EXPL LTD | 15118Q109 | 4/22/2010 | 7 | Election of Neil G. Sinclair as a Director of the Corporation for the ensuing | Management | Yes | For | For | |||||||||||
WCAT | CELTIC EXPL LTD | 15118Q109 | 4/22/2010 | 8 | Election of David J. Wilson as a Director of the Corporation for the ensuing | Management | Yes | For | For | |||||||||||
WCAT | CELTIC EXPL LTD | 15118Q109 | 4/22/2010 | 9 | Appointment of PricewaterhouseCoopers LLP, Chartered Accountants, as the | Management | Yes | For | For | |||||||||||
WCAT | CELTIC EXPL LTD | 15118Q109 | 4/22/2010 | 10 | Approve the all unallocated options, rights or other entitlements under the Corporation’s stock option plan | Management | Yes | For | For | |||||||||||
WCAT | CELTIC EXPL LTD | 15118Q109 | 4/22/2010 | 11 | Amend the Corporation’s Articles to divide the issued and outstanding Common Shares on a two-for-one the basis | Management | Yes | For | For | |||||||||||
WCAT | CELTIC EXPL LTD | 15118Q109 | 4/22/2010 | 12 | Transact such other business | Non Voting | ||||||||||||||
WCAT | IVANHOE ENERGY INC | 465790103 | 4/28/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTION “3” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1.1 to 1.7 AND 2”. THANK YOU. | Non Voting | ||||||||||||||
WCAT | IVANHOE ENERGY INC | 465790103 | 4/28/2010 | 2 | To receive the report of the Directors | Non Voting | ||||||||||||||
WCAT | IVANHOE ENERGY INC | 465790103 | 4/28/2010 | 3 | To receive the Company’s audited financial statements for the FYE 31 DEC 2009 and the Auditor’s report thereon | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
WCAT | IVANHOE ENERGY INC | 465790103 | 4/28/2010 | 4 | Election of Mr. A. Robert Abboud as a Directors for the ensuing year | Management | Yes | For | For | |||||||||||
WCAT | IVANHOE ENERGY INC | 465790103 | 4/28/2010 | 5 | Election of Mr. Robert M. Friedland as a Directors for the ensuing year | Management | Yes | For | For | |||||||||||
WCAT | IVANHOE ENERGY INC | 465790103 | 4/28/2010 | 6 | Election of Mr. Howard R. Balloch as a Directors for the ensuing year | Management | Yes | For | For | |||||||||||
WCAT | IVANHOE ENERGY INC | 465790103 | 4/28/2010 | 7 | Election of Mr. Robert G. Graham as a Directors for the ensuing year | Management | Yes | For | For | |||||||||||
WCAT | IVANHOE ENERGY INC | 465790103 | 4/28/2010 | 8 | Election of Mr. Robert A. Pirraglia as a Directors for the ensuing year | Management | Yes | For | For | |||||||||||
WCAT | IVANHOE ENERGY INC | 465790103 | 4/28/2010 | 9 | Election of Mr. Brian F. Downey as a Directors for the ensuing year | Management | Yes | For | For | |||||||||||
WCAT | IVANHOE ENERGY INC | 465790103 | 4/28/2010 | 10 | Election of Mr. Peter G. Meredith as a Directors for the ensuing year | Management | Yes | For | For | |||||||||||
WCAT | IVANHOE ENERGY INC | 465790103 | 4/28/2010 | 11 | Appointment of the Auditors for the ensuing year and authorize the Directors to fix the Auditors’ remuneration | Management | Yes | For | For | |||||||||||
WCAT | IVANHOE ENERGY INC | 465790103 | 4/28/2010 | 12 | Approve to consider and, if thought advisable, to pass an ordinary resolution authorizing the Company to amend and restate the Company’s existing Equity Incentive Plan [the Existing Plan] to: (i) adopt a rolling plan provision pursuant to which the Company would be authorized to allocate for issuance, and issue, under the Equity Incentive Plan up to a maximum of 7% of the common shares of the Company issued and outstanding from time to time; (ii) increase the maximum number of common shares which may be allocated for issuance under the Bonus Plan component of the Existing Plan from 2,900,000 common shares to 3,400,000 common shares; (iii) modify the cashless exercise option provisions to delete the requirement for approval by the Board Of Directors of the Company; and (iv) make certain other technical amendments to the Existing Plan [the Equity Incentive Plan Amendment Resolution] | Management | Yes | For | For | |||||||||||
WCAT | IVANHOE ENERGY INC | 465790103 | 4/28/2010 | 13 | Transact such other business | Non Voting | ||||||||||||||
WCAT | OPTI CANADA INC | 68383K109 | 4/29/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘WITHHOLD’ FOR RESOLUTION NUMERS “1.1 TO 1.6 AND 2”. THANK YOU. | Non Voting | ||||||||||||||
WCAT | OPTI CANADA INC | 68383K109 | 4/29/2010 | 2 | To receive the financial statements of the Corporation for the FYE 31 DEC 2009, together with the report of the Auditors | Management | Yes | For | For | |||||||||||
WCAT | OPTI CANADA INC | 68383K109 | 4/29/2010 | 3 | Election of Ian W. Delaney as a Director of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | OPTI CANADA INC | 68383K109 | 4/29/2010 | 4 | Election of Charles L. Dunlap as a Director of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | OPTI CANADA INC | 68383K109 | 4/29/2010 | 5 | Election of Edythe Dee Marcoux as a Director of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | OPTI CANADA INC | 68383K109 | 4/29/2010 | 6 | Election of Christopher Slubicki as a Director of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | OPTI CANADA INC | 68383K109 | 4/29/2010 | 7 | Election of James M. Stanford as a Director of the Corporation | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
WCAT | OPTI CANADA INC | 68383K109 | 4/29/2010 | 8 | Election of Bruce Waterman as a Director of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | OPTI CANADA INC | 68383K109 | 4/29/2010 | 9 | Appointment of PricewaterhouseCoopers LLP as the Auditors of the Corporation | Non Voting | ||||||||||||||
WCAT | OPTI CANADA INC | 68383K109 | 4/29/2010 | 10 | Transact such other business | Non Voting | ||||||||||||||
WCAT | PROGRESS ENERGY RES CORP | 74326Y107 | 4/29/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR RESOLUTION NUMERS “1.1 TO 1.8 AND 2”. THANK YOU. | Non Voting | ||||||||||||||
WCAT | PROGRESS ENERGY RES CORP | 74326Y107 | 4/29/2010 | 2 | Receive and consider our consolidated financial statements for the YE 31 DEC 2009, together with the report of the Auditors | Non Voting | ||||||||||||||
WCAT | PROGRESS ENERGY RES CORP | 74326Y107 | 4/29/2010 | 3 | Fix the number of Directors of Progress Energy Resources Corp, to be elected at the Meeting at eight (8) members | Non Voting | ||||||||||||||
WCAT | PROGRESS ENERGY RES CORP | 74326Y107 | 4/29/2010 | 4 | Election of David D. Johnson as a Director of Progress Energy Resources Corp | Management | Yes | For | For | |||||||||||
WCAT | PROGRESS ENERGY RES CORP | 74326Y107 | 4/29/2010 | 5 | Election of Donald F. Archibald as a Director of Progress Energy Resources | Management | Yes | For | For | |||||||||||
WCAT | PROGRESS ENERGY RES CORP | 74326Y107 | 4/29/2010 | 6 | Election of John A. Brussa as a Director of Progress Energy Resources Corp | Management | Yes | For | For | |||||||||||
WCAT | PROGRESS ENERGY RES CORP | 74326Y107 | 4/29/2010 | 7 | Election of Howard J. Crone as a Director of Progress Energy Resources Corp | Management | Yes | For | For | |||||||||||
WCAT | PROGRESS ENERGY RES CORP | 74326Y107 | 4/29/2010 | 8 | Election of Michael R. Culbert as a Director of Progress Energy Resources | Management | Yes | For | For | |||||||||||
WCAT | PROGRESS ENERGY RES CORP | 74326Y107 | 4/29/2010 | 9 | Election of Brian A. McLachlan as a Director of Progress Energy Resources | Management | Yes | For | For | |||||||||||
WCAT | PROGRESS ENERGY RES CORP | 74326Y107 | 4/29/2010 | 10 | Election of Gary E. Perron as a Director of Progress Energy Resources Corp | Management | Yes | For | For | |||||||||||
WCAT | PROGRESS ENERGY RES CORP | 74326Y107 | 4/29/2010 | 11 | Election of Terrence D. Svarich as a Director of Progress Energy Resources | Management | Yes | For | For | |||||||||||
WCAT | PROGRESS ENERGY RES CORP | 74326Y107 | 4/29/2010 | 12 | Appointment of KPMG LLP as the Auditors and authorize the Directors to fix | Management | Yes | For | For | |||||||||||
WCAT | PROGRESS ENERGY RES CORP | 74326Y107 | 4/29/2010 | 13 | Transact such other business | Non Voting | ||||||||||||||
WCAT | PROGRESS ENERGY RES CORP | 74326Y107 | 4/29/2010 | 1 | Receive the report from the Executive Chairperson of the Company regarding the FY that ran from 1 JAN to 31 DEC 2009; approve the consolidated financial statements of the Company and its subsidiaries to 31 DEC 2009; reports that are referred to in Article 28, Part IV, Lines A, C, D and E, of the Securities Market Law, regarding the FY that ran from 1 JAN to 31 DEC 2009 | Management | Yes | For | For | |||||||||||
WCAT | MCMORAN EXPLORATION CO. | MMR | 582411104 | 5/3/2010 | 1 | DIRECTOR: RICHARD C. ADKERSON, SUZANNE T. MESTAYER, ROBERT DAY, JAMES R. MOFFETT, GERALD J. FORD, B.M. RANKIN JR., H. DEVON GRAHAM JR. | Management | Yes | For | For | ||||||||||
WCAT | MCMORAN EXPLORATION CO. | MMR | 582411104 | 5/3/2010 | 2 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Yes | For | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
WCAT | MCMORAN EXPLORATION CO. | MMR | 582411104 | 5/3/2010 | 3 | APPROVAL OF THE PROPOSED AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK TO 300,000,000. | Management | Yes | For | For | ||||||||||
WCAT | MCMORAN EXPLORATION CO. | MMR | 582411104 | 5/3/2010 | 4 | APPROVAL OF THE AMENDED AND RESTATED 2008 STOCK INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
WCAT | W & T OFFSHORE, INC. | WTI | 92922P106 | 5/3/2010 | 1 | DIRECTOR: MS. VIRGINIA BOULET, MR. J. F. FREEL, MR. SAMIR G. GIBARA, MR. ROBERT I. ISRAEL, MR. TRACY W. KROHN, MR. S.J. NELSON JR., MR. B. FRANK STANLEY | Management | Yes | For | For | ||||||||||
WCAT | W & T OFFSHORE, INC. | WTI | 92922P106 | 5/3/2010 | 2 | PROPOSAL TO APPROVE MATERIAL TERMS OF THE W&T OFFSHORE, INC. AMENDED AND RESTATED INCENTIVE COMPENSATION PLAN. | Management | Yes | For | For | ||||||||||
WCAT | W & T OFFSHORE, INC. | WTI | 92922P106 | 5/3/2010 | 3 | PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | Yes | For | For | ||||||||||
WCAT | MARINER ENERGY, INC. | ME | 56845T305 | 5/5/2010 | 1 | DIRECTOR: ALAN R. CRAIN JR., JOHN F. GREENE, LAURA A. SUGG | Management | Yes | For | For | ||||||||||
WCAT | MARINER ENERGY, INC. | ME | 56845T305 | 5/5/2010 | 2 | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | Yes | For | For | ||||||||||
WCAT | PENN VIRGINIA CORPORATION | PVA | 707882106 | 5/5/2010 | 1 | DIRECTOR: JOHN U. CLARKE, EDWARD B. CLOUES, II, A. JAMES DEARLOVE, ROBERT GARRETT, KEITH D. HORTON, MARSHA R. PERELMAN, WILLIAM H. SHEA, JR. , P. VAN MARCKE DE LUMMEN, GARY K. WRIGHT | Management | Yes | For | For | ||||||||||
WCAT | PENN VIRGINIA CORPORATION | PVA | 707882106 | 5/5/2010 | 2 | AMENDMENT TO ARTICLES OF INCORPORATION. | Management | Yes | For | For | ||||||||||
WCAT | ROSETTA RESOURCES, INC. | ROSE | 777779307 | 5/7/2010 | 1 | DIRECTOR: RICHARD W. BECKLER,MATTHEW D. FITZGERALD, PHILIP L. FREDERICKSON, D. HENRY HOUSTON, RANDY L LIMBACHER, JOSIAH O. LOW III, DONALD D. PATTESON, JR. | Management | Yes | For | For | ||||||||||
WCAT | ROSETTA RESOURCES, INC. | ROSE | 777779307 | 5/7/2010 | 2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | Yes | For | For | ||||||||||
WCAT | WEST ENERGY LTD | 952696102 | 5/11/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS “1 AND 2” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “3.1 TO 3.5 AND 4”. THANK YOU | Non Voting | ||||||||||||||
WCAT | WEST ENERGY LTD | 952696102 | 5/11/2010 | 2 | Receive and consider the consolidated financial statements of West for the YE 31 DEC 2009 and the Auditors’ report thereon | Non Voting | ||||||||||||||
WCAT | WEST ENERGY LTD | 952696102 | 5/11/2010 | 3 | Approve the arrangement under Section 193 of the Business Corporations Act [Alberta] involving, among others, West, the Shareholders and Daylight Resources Trust [Daylight] as set forth in the plan of arrangement attached as Schedule ‘‘A’’ to the arrangement agreement dated 05 MAR 2010, as amended, among West, Daylight and Daylight Energy Ltd., a copy of which is attached as Appendix ‘‘A’’ to the accompanying Information Circular | Management | Yes | For | For | |||||||||||
WCAT | WEST ENERGY LTD | 952696102 | 5/11/2010 | 4 | Approve to fix the number of Directors to be elected at the meeting at five [5] | Management | Yes | For | For | |||||||||||
WCAT | WEST ENERGY LTD | 952696102 | 5/11/2010 | 5 | Election of M. Bruce Chernoff as a Director | Management | Yes | For | For | |||||||||||
WCAT | WEST ENERGY LTD | 952696102 | 5/11/2010 | 6 | Election of Michael A. Columbos as a Director | Management | Yes | For | For | |||||||||||
WCAT | WEST ENERGY LTD | 952696102 | 5/11/2010 | 7 | Election of Larry G.Evans as a Director | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
WCAT | WEST ENERGY LTD | 952696102 | 5/11/2010 | 8 | Election of D. Keith MacDonald as a Director | Management | Yes | For | For | |||||||||||
WCAT | WEST ENERGY LTD | 952696102 | 5/11/2010 | 9 | Election of Ken McCagherty as a Director | Management | Yes | For | For | |||||||||||
WCAT | WEST ENERGY LTD | 952696102 | 5/11/2010 | 10 | Appointment of KPMG LLP, Chartered Accountants, as the Auditors for West for the ensuing year and the authorize the Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
WCAT | WEST ENERGY LTD | 952696102 | 5/11/2010 | 11 | Transact such other business | Non Voting | ||||||||||||||
WCAT | SWIFT ENERGY COMPANY | SFY | 870738101 | 5/11/2010 | 1 | DIRECTOR: GREG MATIUK, BRUCE H. VINCENT | Management | Yes | For | For | ||||||||||
WCAT | SWIFT ENERGY COMPANY | SFY | 870738101 | 5/11/2010 | 2 | TO AMEND THE FIRST AMENDED AND RESTATED SWIFT ENERGY COMPANY 2005 STOCK COMPENSATION PLAN. | Management | Yes | For | For | ||||||||||
WCAT | SWIFT ENERGY COMPANY | SFY | 870738101 | 5/11/2010 | 3 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS SWIFT ENERGY COMPANY’S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | Yes | For | For | ||||||||||
WCAT | BIRCHCLIFF ENERGY LTD NEW | 090697103 | 5/12/2010 | 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 683857 DUE TO RECEIPT OF PAST RECORD DATE. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non Voting | ||||||||||||||
WCAT | BIRCHCLIFF ENERGY LTD NEW | 090697103 | 5/12/2010 | 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS “1” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “2 AND 3”. THANK YOU. | Non Voting | ||||||||||||||
WCAT | BIRCHCLIFF ENERGY LTD NEW | 090697103 | 5/12/2010 | 3 | Receive the audited financial statements of the Corporation for FYE 31 DEC 2009 and the report of the Auditors thereon | Non Voting | ||||||||||||||
WCAT | BIRCHCLIFF ENERGY LTD NEW | 090697103 | 5/12/2010 | 4 | Approve to fix the numbers of Directors to be elected at the Meeting at 4 | Management | Yes | For | For | |||||||||||
WCAT | BIRCHCLIFF ENERGY LTD NEW | 090697103 | 5/12/2010 | 5 | Election of the Directors of the Corporation for the ensuing year | Management | Yes | For | For | |||||||||||
WCAT | BIRCHCLIFF ENERGY LTD NEW | 090697103 | 5/12/2010 | 6 | Appointment of Delloitte & Touche LLP, Chartered Accountants, as the Auditors | Management | Yes | For | For | |||||||||||
WCAT | BIRCHCLIFF ENERGY LTD NEW | 090697103 | 5/12/2010 | 7 | Transact other business | Non Voting | ||||||||||||||
WCAT | PARAMOUNT RES LTD | 699320206 | 5/12/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE IN “IN FAVOR” OR “ABSTAIN” ONLY FOR RESOLUTION NUMBERS “1” AND “2”. THANK YOU. | Non Voting | ||||||||||||||
WCAT | PARAMOUNT RES LTD | 699320206 | 5/12/2010 | 2 | Receive the audited consolidated financial statements of the Corporation for the FYE 31 DEC 2009, and the Auditor’s report on those statements | Non Voting | ||||||||||||||
WCAT | PARAMOUNT RES LTD | 699320206 | 5/12/2010 | 3 | Election of Clayton Riddell, Dirk Junge, Violet Riddell, Alistair Thomson, | Management | Yes | For | For | |||||||||||
WCAT | PARAMOUNT RES LTD | 699320206 | 5/12/2010 | 4 | Re-appointment of Ernst & Young LLP, Chartered Accountants, 1000 Ernst & Young Tower, 440 Second Avenue S.W., Calgary, Alberta T2P 5E9, as the Auditors of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | PARAMOUNT RES LTD | 699320206 | 5/12/2010 | 5 | Transact such other business | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
WCAT | COMPTON PETE CORP | 204940100 | 5/12/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS “1 AND 4” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “2.1 TO 2.8” AND 3”. THANK YOU. | Non Voting | ||||||||||||||
WCAT | COMPTON PETE CORP | 204940100 | 5/12/2010 | 2 | Receive the financial statements for the YE 31 DEC 2009 together with the Auditors’ report thereon | Non Voting | ||||||||||||||
WCAT | COMPTON PETE CORP | 204940100 | 5/12/2010 | 3 | Approve to set the number of Directors to 8 | Management | Yes | For | For | |||||||||||
WCAT | COMPTON PETE CORP | 204940100 | 5/12/2010 | 4 | Election of Mel F. Belich, Q.C. as a Director | Management | Yes | For | For | |||||||||||
WCAT | COMPTON PETE CORP | 204940100 | 5/12/2010 | 5 | Election of Tim S. Granger as a Director | Management | Yes | For | For | |||||||||||
WCAT | COMPTON PETE CORP | 204940100 | 5/12/2010 | 6 | Election of J. Stephens Allan as a Director | Management | Yes | For | For | |||||||||||
WCAT | COMPTON PETE CORP | 204940100 | 5/12/2010 | 7 | Election of David M. Fitzpatrick as a Director | Management | Yes | For | For | |||||||||||
WCAT | COMPTON PETE CORP | 204940100 | 5/12/2010 | 8 | Election of R. Bradley Hurtubise as a Director | Management | Yes | For | For | |||||||||||
WCAT | COMPTON PETE CORP | 204940100 | 5/12/2010 | 9 | Election of Irvine J. Koop as a Director | Management | Yes | For | For | |||||||||||
WCAT | COMPTON PETE CORP | 204940100 | 5/12/2010 | 10 | Election of Warren M. Shimmerlik as a Director | Management | Yes | For | For | |||||||||||
WCAT | COMPTON PETE CORP | 204940100 | 5/12/2010 | 11 | Election of Jeffrey T. Smith as a Director | Management | Yes | For | For | |||||||||||
WCAT | COMPTON PETE CORP | 204940100 | 5/12/2010 | 12 | Appointment of Grant Thornton LLP, Chartered Accountants, as Auditors and | Management | Yes | For | For | |||||||||||
WCAT | COMPTON PETE CORP | 204940100 | 5/12/2010 | 13 | Approve the unallocated options issuable under the Stock Option Plan, to be effective until the date that is 3 years from the date of this meeting | Management | Yes | For | For | |||||||||||
WCAT | COMPTON PETE CORP | 204940100 | 5/12/2010 | 14 | Transact such other business | Non Voting | ||||||||||||||
WCAT | FOREST OIL CORPORATION | FST | 346091705 | 5/12/2010 | 1 | DIRECTOR: LOREN K. CARROLL, PATRICK R. MCDONALD, RAYMOND i. WILCOX | Management | Yes | For | For | ||||||||||
WCAT | FOREST OIL CORPORATION | FST | 346091705 | 5/12/2010 | 2 | PROPOSAL TO APPROVE AN AMENDMENT TO THE FOREST OIL CORPORATION 2007 STOCK INCENTIVE PLAN TO (I) ADD 4,000,000 SHARES AVAILABLE FOR ISSUANCE, (II) FURTHER RESTRICT THE ABILITY OF FOREST TO REPRICE OR EXCHANGE UNDERWATER OPTIONS OR STOCK APPRECIATION RIGHTS, (III) PROHIBIT PAYMENTS IN CONNECTION WITH A CORPORATE CHANGE PRIOR TO THE CORPORATE CHANGE | Management | Yes | For | For | ||||||||||
WCAT | FOREST OIL CORPORATION | FST | 346091705 | 5/12/2010 | 3 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FOREST’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | Management | Yes | For | For | ||||||||||
WCAT | BERRY PETROLEUM COMPANY | BRY | 085789105 | 5/12/2010 | 1 | DIRECTOR: J. BRYANT, R. BUSCH III, W. BUSH, S. CROPPER, J. GAUL, R. HEINEMANN, T. JAMIESON, J. KELLER, M. YOUNG | Management | Yes | For | For | ||||||||||
WCAT | BERRY PETROLEUM COMPANY | BRY | 085789105 | 5/12/2010 | 2 | APPROVAL OF THE 2010 EQUITY INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
WCAT | BERRY PETROLEUM COMPANY | BRY | 085789105 | 5/12/2010 | 3 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITORS). | Management | Yes | For | For | ||||||||||
WCAT | PETROQUEST ENERGY, INC. | PQ | 716748108 | 5/12/2010 | 1 | DIRECTOR: CHARLES T. GOODSON, WILLIAM W. RUCKS, IV, E. WAYNE NORDBERG, MICHAEL L. FINCH, W.J. GORDON III, CHARLES F. MITCHELL II | Management | Yes | For | For | ||||||||||
WCAT | PETROQUEST ENERGY, INC. | PQ | 716748108 | 5/12/2010 | 2 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | Yes | For | For | ||||||||||
WCAT | ANDERSON ENERGY LTD | 033839101 | 5/13/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE “IN FAVOR” OR “ABSTAIN” ONLY FOR RESOLUTION NUMBERS “1” AND “2”. THANK YOU. | Non Voting | ||||||||||||||
WCAT | ANDERSON ENERGY LTD | 033839101 | 5/13/2010 | 2 | To receive and consider the audited financial statements of the Corporation for the YE 31 DEC 2009 and the report of the Auditors thereon | Non Voting | ||||||||||||||
WCAT | ANDERSON ENERGY LTD | 033839101 | 5/13/2010 | 3 | Election of J.C. Anderson, Brian H. Dau, Christopher L. Fong, Glenn D. | Management | Yes | For | For | |||||||||||
WCAT | ANDERSON ENERGY LTD | 033839101 | 5/13/2010 | 4 | Appoint KPMG LLP, Chartered Accountants, as the Auditors of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | ANDERSON ENERGY LTD | 033839101 | 5/13/2010 | 5 | Any other business | Non Voting | ||||||||||||||
WCAT | STORM EXPL INC | 86217P102 | 5/13/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS 1 AND 4 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTIONS 2 AND 3. THANK YOU | Non Voting | ||||||||||||||
WCAT | STORM EXPL INC | 86217P102 | 5/13/2010 | 2 | Receive the financial statements of the Corporation for the YE 31 DEC 2009, and the report of the Auditors thereon | Non Voting | ||||||||||||||
WCAT | STORM EXPL INC | 86217P102 | 5/13/2010 | 3 | Approve to fix the number of Directors for the ensuing year at eight | Management | Yes | For | For | |||||||||||
WCAT | STORM EXPL INC | 86217P102 | 5/13/2010 | 4 | Election of Stuart G. Clark, Brian Lavergne, Matthew J. Brister, John A. | Management | Yes | For | For | |||||||||||
WCAT | STORM EXPL INC | 86217P102 | 5/13/2010 | 5 | Appointment of PricewaterhouseCoopers LLP, Chartered Accountants, as the | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
WCAT | STORM EXPL INC | 86217P102 | 5/13/2010 | 6 | Approve certain specified amendments to the Corporation’s Stock Option Plan | Management | Yes | For | For | |||||||||||
WCAT | STORM EXPL INC | 86217P102 | 5/13/2010 | 7 | Transact such other business as may properly come before the meeting or any adjournment or adjournments thereof | Non Voting | ||||||||||||||
WCAT | NUVISTA ENERGY LTD | 67072Q104 | 5/13/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS “1 AND 4” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “2.1 TO 2.7 AND 3”. THANK YOU. | Non Voting | ||||||||||||||
WCAT | NUVISTA ENERGY LTD | 67072Q104 | 5/13/2010 | 2 | Receive and consider our consolidated financial statements for the YE 31 DEC 2009, together with the report of the Auditors and the report of our Board of Directors | Non Voting | ||||||||||||||
WCAT | NUVISTA ENERGY LTD | 67072Q104 | 5/13/2010 | 3 | Approve to fix the number of Directors to be elected at the meeting at 7 Members | Management | Yes | For | For | |||||||||||
WCAT | NUVISTA ENERGY LTD | 67072Q104 | 5/13/2010 | 4 | Election of W. Peter Comber as a Director | Management | Yes | For | For | |||||||||||
WCAT | NUVISTA ENERGY LTD | 67072Q104 | 5/13/2010 | 5 | Election of Pentti O. Karkkainen as a Director | Management | Yes | For | For | |||||||||||
WCAT | NUVISTA ENERGY LTD | 67072Q104 | 5/13/2010 | 6 | Election of Keith A. MacPhail as a Director | Management | Yes | For | For | |||||||||||
WCAT | NUVISTA ENERGY LTD | 67072Q104 | 5/13/2010 | 7 | Election of Ronald J. Poelzer as a Director | Management | Yes | For | For | |||||||||||
WCAT | NUVISTA ENERGY LTD | 67072Q104 | 5/13/2010 | 8 | Election of Alex G. Verge as a Director | Management | Yes | For | For | |||||||||||
WCAT | NUVISTA ENERGY LTD | 67072Q104 | 5/13/2010 | 9 | Election of Clayton H. Woitas as a Director | Management | Yes | For | For | |||||||||||
WCAT | NUVISTA ENERGY LTD | 67072Q104 | 5/13/2010 | 10 | Election of Grant A. Zawalsky as a Director | Management | Yes | For | For | |||||||||||
WCAT | NUVISTA ENERGY LTD | 67072Q104 | 5/13/2010 | 11 | Appointment of KPMG LLP, Chartered Accountants, as our Auditors and authorize | Management | Yes | For | For | |||||||||||
WCAT | NUVISTA ENERGY LTD | 67072Q104 | 5/13/2010 | 12 | Approve the grant of unallocated stock options under NuVista Energy Ltd’s Stock Option Plan and certain amendments to the Stock Option Plan | Management | Yes | For | For | |||||||||||
WCAT | NUVISTA ENERGY LTD | 67072Q104 | 5/13/2010 | 13 | Transact such other business | Non Voting | ||||||||||||||
WCAT | UTS ENERGY CORP | 903396109 | 5/13/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE IN “FAVOR” OR “AGAINST” ONLY FOR RESOLUTIONS “3” AND “4” AND “IN FAVOR” OR “ABSTAIN” ONLY FOR RESOLUTION NUMBERS “1” AND “2”. THANK YOU. | Non Voting | ||||||||||||||
WCAT | UTS ENERGY CORP | 903396109 | 5/13/2010 | 2 | Receive the consolidated financial statements of the Company for the YE 31 DEC 2009 together with the report of the Auditors thereon | Non Voting | ||||||||||||||
WCAT | UTS ENERGY CORP | 903396109 | 5/13/2010 | 3 | Election of Bonnie D. DuPont, Bruce C. Galloway, Donald R.Ingram, Douglas H. Mitchell, William J. F. Roach, Glen D. Roane, Dennis A. Sharp and John D. Watson as the Directors for the ensuing year | Management | Yes | For | For | |||||||||||
WCAT | UTS ENERGY CORP | 903396109 | 5/13/2010 | 4 | Appointment of KPMG LLP, Chartered Accountants, as the Auditors of the Company at such remuneration as may be approved by the Board of Directors of the Company and authorize the Board of Directors of the Company to fix such remuneration | Management | Yes | For | For | |||||||||||
WCAT | UTS ENERGY CORP | 903396109 | 5/13/2010 | 5 | Ratify and approve the certain amendments to the Option Surrender Plan of the Company as specified | Management | Yes | For | For | |||||||||||
WCAT | UTS ENERGY CORP | 903396109 | 5/13/2010 | 6 | Ratify and approve the certain amendments to the Share Appreciation Rights Plan of the Company as specified | Management | Yes | For | For | |||||||||||
WCAT | UTS ENERGY CORP | 903396109 | 5/13/2010 | 7 | Transact such other business | Non Voting | ||||||||||||||
WCAT | BILL BARRETT CORPORATION | BBG | 06846N104 | 5/13/2010 | 1 | DIRECTOR: WILLIAM F. OWENS, RANDY A. FOUTCH, JOSEPH N. JAGGERS, EDMUND P. SEGNER III | Management | Yes | For | For | ||||||||||
WCAT | BILL BARRETT CORPORATION | BBG | 06846N104 | 5/13/2010 | 2 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | Management | Yes | For | For | ||||||||||
WCAT | BILL BARRETT CORPORATION | BBG | 06846N104 | 5/13/2010 | 3 | PROPOSAL TO AMEND AND RESTATE OUR CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. | Management | Yes | For | For | ||||||||||
WCAT | BILL BARRETT CORPORATION | BBG | 06846N104 | 5/13/2010 | 4 | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS TAKE THE STEPS NECESSARY SO THAT EACH STOCKHOLDER VOTING REQUIREMENT IN OUR CERTIFICATE OF INCORPORATION AND BYLAWS THAT CALLS FOR A GREATER THAN SIMPLE MAJORITY VOTE BE CHANGED TO A MAJORITY OF THE VOTES CAST FOR AND AGAINST THE PROPOSAL IN COMPLIANCE WITH APPLICABLE LAW. | Stockholder | Yes | Against | For | ||||||||||
WCAT | COMSTOCK RESOURCES, INC. | CRK | 205768203 | 5/18/2010 | 1 | DIRECTOR: CECIL E. MARTIN, NANCY E. UNDERWOOD | Management | Yes | For | For | ||||||||||
WCAT | COMSTOCK RESOURCES, INC. | CRK | 205768203 | 5/18/2010 | 2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | Yes | For | For | ||||||||||
WCAT | COMSTOCK RESOURCES, INC. | CRK | 205768203 | 5/18/2010 | 3 | IN THEIR DISCRETION ON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | Management | Yes | For | For | ||||||||||
WCAT | CARRIZO OIL & GAS, INC. | CRZO | 144577103 | 5/18/2010 | 1 | DIRECTOR: S.P. JOHNSON IV, STEVEN A. WEBSTER, THOMAS L. CARTER, JR. F. GARDNER PARKER, ROGER RAMSEY, FRANK A. WOJTEK | Management | Yes | For | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
WCAT | CARRIZO OIL & GAS, INC. | CRZO | 144577103 | 5/18/2010 | 2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | Yes | For | For | ||||||||||
WCAT | QUICKSILVER RESOURCES INC. | KWK | 74837R104 | 5/19/2010 | 1 | DIRECTOR: ANNE DARDEN SELF, STEVEN M. MORRIS | Management | Yes | For | For | ||||||||||
WCAT | DELPHI ENERGY CORP | 247128101 | 5/20/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.8 AND 2”. THANK YOU. | Non Voting | ||||||||||||||
WCAT | DELPHI ENERGY CORP | 247128101 | 5/20/2010 | 2 | To receive the financial statements of Delphi for the YE 31 DEC 2009 and the Auditors’ report thereon | Non Voting | ||||||||||||||
WCAT | DELPHI ENERGY CORP | 247128101 | 5/20/2010 | 3 | Election of Messrs. David J. Reid, Tony Angelidis, Harry S. Campbell, Robert A. Lehodey, Andrew E. Osis, Lamont C. Tolley, Stephen W. C. Mulherin, David J. Sandmeyer as the Directors for the ensuing year | Management | Yes | For | For | |||||||||||
WCAT | DELPHI ENERGY CORP | 247128101 | 5/20/2010 | 4 | Appointment of KPMG LLP, Chartered Accountants as the Auditors of Delphi for the ensuing year to hold office until the next annual meeting of shareholders or until their Successor is appointed and authorize the Board of Directors of Delphi to fix their remuneration | Management | Yes | For | For | |||||||||||
WCAT | DELPHI ENERGY CORP | 247128101 | 5/20/2010 | 5 | Transact such other business | Non Voting | ||||||||||||||
WCAT | GOODRICH PETROLEUM CORPORATION | GDP | 382410405 | 5/20/2010 | 1 | DIRECTOR: WALTER G. GOODRICH, ROBERT C. TURNHAM JR., STEPHEN M. STRATY, ARTHUR A SEELIGSON | Management | Yes | For | For | ||||||||||
WCAT | GOODRICH PETROLEUM CORPORATION | GDP | 382410405 | 5/20/2010 | 2 | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010. | Management | Yes | For | For | ||||||||||
WCAT | GMX RESOURCES INC. | GMXR | 38011M108 | 5/20/2010 | 1 | DIRECTOR: KEN L KENWORTHY, JR. T. J.BOSIMER, STEVEN CRAIG, KEN L. KENWORTHY SR., JON W. “TUCKER” MCHUGH, MICHAEL G. COOK, THOMAS, G. CASSO | Management | Yes | For | For | ||||||||||
WCAT | GMX RESOURCES INC. | GMXR | 38011M108 | 5/20/2010 | 2 | APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION TO INCREASE MAXIMUM NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 50,000,000 SHARES TO 100,000,000 SHARES. | Management | Yes | For | For | ||||||||||
WCAT | GMX RESOURCES INC. | GMXR | 38011M108 | 5/20/2010 | 3 | APPROVAL OF AMENDMENT TO 2008 LONG-TERM INCENTIVE PLAN TO INCREASE MAXIMUM NUMBER OF SHARES OF COMMON STOCK ISSUABLE UNDER THE 2008 LONG-TERM INCENTIVE PLAN FROM 750,000 SHARES TO 1,750,000 SHARES. | Management | Yes | For | For | ||||||||||
WCAT | GMX RESOURCES INC. | GMXR | 38011M108 | 5/20/2010 | 4 | RATIFICATION OF SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Yes | For | For | ||||||||||
WCAT | STONE ENERGY CORPORATION | SGY | 861642106 | 5/21/2010 | 1 | DIRECTOR: ROBERT A. BERNHARD, GOERGE R. CHRISTMAS, B.J. DUPLANTIS, PETER D. KINNEAR, JOHN P. LABORDE, RICHARD A. PATTAROZZI, DONALD E. POWELL, KAY G. PRIESTLY, DAVID R. VOELKER, DAVID H. WELCH | Management | Yes | For | For | ||||||||||
WCAT | STONE ENERGY CORPORATION | SGY | 861642106 | 5/21/2010 | 2 | RATIFICATION OF APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, ERNST & YOUNG LLP | Management | Yes | For | For | ||||||||||
WCAT | CREW ENERGY INC | 226533107 | 5/25/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS “1” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “2 AND 3”. THANK YOU. | Non Voting | ||||||||||||||
WCAT | CREW ENERGY INC | 226533107 | 5/25/2010 | 2 | Receive and consider the financial statements of the corporation for the YE 31 DEC 2009, together with the Auditors’ report | Non Voting | ||||||||||||||
WCAT | CREW ENERGY INC | 226533107 | 5/25/2010 | 3 | Approve to fix the number of Directors of Crew to be elected at the meeting at 5 | Management | Yes | For | For | |||||||||||
WCAT | CREW ENERGY INC | 226533107 | 5/25/2010 | 4 | Election of John A. Brussa ,Dale O. Shwed ,David G. Smith ,Dennis L. Nerland , Jeffery E. Errico as the Directors of the Crew | Management | Yes | For | For | |||||||||||
WCAT | CREW ENERGY INC | 226533107 | 5/25/2010 | 5 | Appointment of KPMG LLP, Chartered Accountants, as Auditors of Crew for the ensuing year and the authorization of the Directors to fix their remuneration as such | Management | Yes | For | For | |||||||||||
WCAT | CREW ENERGY INC | 226533107 | 5/25/2010 | 6 | Transact any other business | Non Voting | ||||||||||||||
WCAT | DELTA PETROLEUM CORPORATION | DPTR | 247907207 | 5/25/2010 | 1 | DIRECTOR: JOHN R. WALLACE, HANK BROWN, KEVINK R. COLLINS, JERRIE F. ECKELBERGER, ALERON H. LARSON, JR. RUSSELL S. LEWIS, JAMES J. MURREN, JORDAN R. SMITH, DANILE J. TAYLOR, ANTHONY MADEKIC, JEAN-MICHEL FONCK | Management | Yes | For | For | ||||||||||
WCAT | DELTA PETROLEUM CORPORATION | DPTR | 247907207 | 5/25/2010 | 2 | TO CONSIDER AND VOTE UPON THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR DELTA PETROLEUM CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | Yes | For | For | ||||||||||
WCAT | DELTA PETROLEUM CORPORATION | DPTR | 247907207 | 5/25/2010 | 3 | TO TRANSACT SUCH OTHER BUSINESS AS MAY BE PROPERLY BROUGHT BEFORE THE MEETING AND ANY ADJOURNMENT THEREOF. | Management | Yes | For | For | ||||||||||
WCAT | FAIRBORNE ENERGY LTD NEW | 303623102 | 5/26/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTION “1” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “2.1 TO 2.7 AND 3”. THANK YOU. | Non Voting | ||||||||||||||
WCAT | FAIRBORNE ENERGY LTD NEW | 303623102 | 5/26/2010 | 2 | Receive and consider the financial statements of the Corporation for the YE 31 DEC 2009, together with the Auditors’ report thereon | Non Voting | ||||||||||||||
WCAT | FAIRBORNE ENERGY LTD NEW | 303623102 | 5/26/2010 | 3 | Approve to fix the number of Directors to be elected at the meeting at 7 | Management | Yes | For | For | |||||||||||
WCAT | FAIRBORNE ENERGY LTD NEW | 303623102 | 5/26/2010 | 4 | Election of Richard A. Walls as a Director of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | FAIRBORNE ENERGY LTD NEW | 303623102 | 5/26/2010 | 5 | Election of Steven R. VanSickle as a Director of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | FAIRBORNE ENERGY LTD NEW | 303623102 | 5/26/2010 | 6 | Election of Greg Bay as a Director of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | FAIRBORNE ENERGY LTD NEW | 303623102 | 5/26/2010 | 7 | Election of Robert B. Hodgins as a Director of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | FAIRBORNE ENERGY LTD NEW | 303623102 | 5/26/2010 | 8 | Election of Johannes J. Niuwenburg as a Director of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | FAIRBORNE ENERGY LTD NEW | 303623102 | 5/26/2010 | 9 | Election of Carl J. Tricoli as a Director of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | FAIRBORNE ENERGY LTD NEW | 303623102 | 5/26/2010 | 10 | Election of Rodney D. Wimer as a Director of the Corporation | Management | Yes | For | For | |||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
WCAT | FAIRBORNE ENERGY LTD NEW | 303623102 | 5/26/2010 | 11 | Appoint KPMG LLP, Chartered Accountants, as the Auditors of the Corporation for the ensuing year and authorize the Directors to fix their remuneration as such | Management | Yes | For | For | |||||||||||
WCAT | FAIRBORNE ENERGY LTD NEW | 303623102 | 5/26/2010 | 12 | Transact such other business | Non Voting | ||||||||||||||
WCAT | LEGACY OIL PLUS GAS INC | 524701505 | 5/26/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS “1 AND 4” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “2 AND 3”. THANK YOU. | Non Voting | ||||||||||||||
WCAT | LEGACY OIL PLUS GAS INC | 524701505 | 5/26/2010 | 2 | Approve to fix the Board of Directors at 7 Members | Management | Yes | For | For | |||||||||||
WCAT | LEGACY OIL PLUS GAS INC | 524701505 | 5/26/2010 | 3 | Election of Paul Colbome, James Bertram, Randal Brockway, A. Scott Dawson, Johanees J. Jim Nieuwenburg , James Pasieka, Trent Yanko as the Directors for the ensuing year | Management | Yes | For | For | |||||||||||
WCAT | LEGACY OIL PLUS GAS INC | 524701505 | 5/26/2010 | 4 | Appointment of PricewaterhouseCoopers LLP as Auditors of the corporation and the granting of the authority to the Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
WCAT | LEGACY OIL PLUS GAS INC | 524701505 | 5/26/2010 | 5 | Amend the Articles of Amalgamation of the corporation to cancel and delete the Class B shares as an authorized class of securities of the corporation | Management | Yes | For | For | |||||||||||
WCAT | LEGACY OIL PLUS GAS INC | 524701505 | 5/26/2010 | 6 | Transact any other business | Non Voting | ||||||||||||||
WCAT | ADVANTAGE OIL & GAS LTD | 00765F101 | 5/26/2010 | 1 | “PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR “AGAINST” ONLY FOR RESOLUTIONS 1 AND 3 AND “IN FAVOR” OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS 2 AND 4. THANK YOU.” | Non Voting | ||||||||||||||
WCAT | ADVANTAGE OIL & GAS LTD | 00765F101 | 5/26/2010 | 2 | To receive and consider the consolidated financial statements of the Corporation for the YE 31 DEC 2009 and the Auditors’ report thereon | Non Voting | ||||||||||||||
WCAT | ADVANTAGE OIL & GAS LTD | 00765F101 | 5/26/2010 | 3 | Approve to fix the number of Directors of the Corporation at 9 | Management | Yes | For | For | |||||||||||
WCAT | ADVANTAGE OIL & GAS LTD | 00765F101 | 5/26/2010 | 4 | Election of Messrs. Stephen E. Balog, Kelly I. Drader, Paul G. Haggis, John A. Howard, Andy J. Mah, Ronald A. Sheila H. O’Brien, Carol D. and Steven Sharpe as the Directors of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | ADVANTAGE OIL & GAS LTD | 00765F101 | 5/26/2010 | 5 | Approve, certain proposed amendments to the restricted share performance incentive plan of the Corporation as specified | Management | Yes | For | For | |||||||||||
WCAT | ADVANTAGE OIL & GAS LTD | 00765F101 | 5/26/2010 | 6 | Appointment of PricewaterhouseCoopers LLP, Chartered Accountants, as the Auditors of the Corporation and to authorize the Directors to fix their remuneration as such | Management | Yes | For | For | |||||||||||
WCAT | ADVANTAGE OIL & GAS LTD | 00765F101 | 5/26/2010 | 7 | Transact such other business | Non Voting | ||||||||||||||
WCAT | ANGLE ENERGY INC | 034760207 | 5/26/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.6 AND 2”. THANK YOU. | Non Voting | ||||||||||||||
WCAT | ANGLE ENERGY INC | 034760207 | 5/26/2010 | 2 | Place before the Shareholders the audited financial statements of the Corporation for the financial period ended 31 DEC 2009, together with the Auditors’ report thereon | Non Voting | ||||||||||||||
WCAT | ANGLE ENERGY INC | 034760207 | 5/26/2010 | 3 | Election of Noralee Bradley as a Director | Management | Yes | For | For | |||||||||||
WCAT | ANGLE ENERGY INC | 034760207 | 5/26/2010 | 4 | Election of Clarence Chow as a Director | Management | Yes | For | For | |||||||||||
WCAT | ANGLE ENERGY INC | 034760207 | 5/26/2010 | 5 | Election of Timothy Dunne as a Director | Management | Yes | For | For | |||||||||||
WCAT | ANGLE ENERGY INC | 034760207 | 5/26/2010 | 6 | Election of Gregg Fischbuch as a Director | Management | Yes | For | For | |||||||||||
WCAT | ANGLE ENERGY INC | 034760207 | 5/26/2010 | 7 | Election of John Gareau as a Director | Management | Yes | For | For | |||||||||||
WCAT | ANGLE ENERGY INC | 034760207 | 5/26/2010 | 8 | Election of Edward Muchowski as a Director | Management | Yes | For | For | |||||||||||
WCAT | ANGLE ENERGY INC | 034760207 | 5/26/2010 | 9 | Appointment of KPMG LLP, Chartered Accountants, as the Auditor of the Corporation for the ensuing year at a remuneration to be determined by the Board of Directors of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | ANGLE ENERGY INC | 034760207 | 5/26/2010 | 10 | Transact such other business | Non Voting | ||||||||||||||
WCAT | BANKERS PETE LTD | 066286303 | 5/26/2010 | 1 | To receive the financial statements for the FYE 31 DEC 2009, and the report of the Auditors thereon | Non Voting | ||||||||||||||
WCAT | BANKERS PETE LTD | 066286303 | 5/26/2010 | 2 | Approve to fix the number of Directors of the Corporation at 7 | Management | Yes | For | For | |||||||||||
WCAT | BANKERS PETE LTD | 066286303 | 5/26/2010 | 3 | Election of Abdel F. Abby Badwi, Eric Brown, General Wesley Clark retired , Robert Cross, Jonathan Harris, Phillip Knoll, John B. Zaozirny as the Directors for the ensuing year | Management | Yes | For | For | |||||||||||
WCAT | BANKERS PETE LTD | 066286303 | 5/26/2010 | 4 | Appointment of KPMG LLP, Chartered Accountants, as the Auditors of the Corporation to hold office until the close of the next annual meeting and authorize the Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
WCAT | BANKERS PETE LTD | 066286303 | 5/26/2010 | 5 | Approve the Company’s shareholders’ rights plan | Management | Yes | For | For | |||||||||||
WCAT | BANKERS PETE LTD | 066286303 | 5/26/2010 | 6 | Transact such other business | Management | Yes | For | For | |||||||||||
WCAT | BANKERS PETE LTD | 066286303 | 5/26/2010 | 7 | PLEASE NOTE THAT THE SHAREHOLDERS ARE ALLOWED TO VOTE FOR OR AGAINST FOR THE RESOLUTIONS 1 AND 4 AND IN FAVOR OR ABSTAIN FOR THE RESOLUTIONS 2 AND 3. THANK YOU. | Non Voting | ||||||||||||||
WCAT | ST. MARY LAND & EXPLORATION COMPANY | SM | 792228108 | 5/26/2010 | 1 | ELECTION OF DIRECTOR: BARBARA M. BAUMANN | Management | Yes | For | For | ||||||||||
WCAT | ST. MARY LAND & EXPLORATION COMPANY | SM | 792228108 | 5/26/2010 | 2 | ELECTION OF DIRECTOR: ANTHONY J. BEST | Management | Yes | For | For | ||||||||||
WCAT | ST. MARY LAND & EXPLORATION COMPANY | SM | 792228108 | 5/26/2010 | 3 | ELECTION OF DIRECTOR: LARRY W. BICKLE | Management | Yes | For | For | ||||||||||
WCAT | ST. MARY LAND & EXPLORATION COMPANY | SM | 792228108 | 5/26/2010 | 4 | ELECTION OF DIRECTOR: WILLIAM J. GARDINER | Management | Yes | For | For | ||||||||||
WCAT | ST. MARY LAND & EXPLORATION COMPANY | SM | 792228108 | 5/26/2010 | 5 | ELECTION OF DIRECTOR: JULIO M. QUINTANA | Management | Yes | For | For | ||||||||||
WCAT | ST. MARY LAND & EXPLORATION COMPANY | SM | 792228108 | 5/26/2010 | 6 | ELECTION OF DIRECTOR: JOHN M. SEIDL | Management | Yes | For | For | ||||||||||
WCAT | ST. MARY LAND & EXPLORATION COMPANY | SM | 792228108 | 5/26/2010 | 7 | ELECTION OF DIRECTOR: WILLIAM D. SULLIVAN | Management | Yes | For | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
WCAT | ST. MARY LAND & EXPLORATION COMPANY | SM | 792228108 | 5/26/2010 | 8 | THE PROPOSAL TO APPROVE AN AMENDMENT TO THE EQUITY INCENTIVE COMPENSATION PLAN TO INCREASE THE STATED TOTAL NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THIS PLAN. | Management | Yes | For | For | ||||||||||
WCAT | ST. MARY LAND & EXPLORATION COMPANY | SM | 792228108 | 5/26/2010 | 9 | THE PROPOSAL TO APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY TO “SM ENERGY COMPANY”. | Management | Yes | For | For | ||||||||||
WCAT | ST. MARY LAND & EXPLORATION COMPANY | SM | 792228108 | 5/26/2010 | 10 | THE PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | Yes | For | For | ||||||||||
WCAT | BRIGHAM EXPLORATION COMPANY | BEXP | 109178103 | 5/26/2010 | 1 | DIRECTOR: BEN M. BRIGHAM, DAVID T. BRIGHAM, HAROLD D. CARTER, STEPHEN C. HURLEY, STEPHEN P. REYNOLDS, HOBART A. SMITH, DR. SCOTT W. TINKER | Management | Yes | For | For | ||||||||||
WCAT | BRIGHAM EXPLORATION COMPANY | BEXP | 109178103 | 5/26/2010 | 2 | APPROVAL OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | Yes | For | For | ||||||||||
WCAT | VAALCO ENERGY, INC. | EGY | 91851C201 | 6/2/2010 | 1 | DIRECTOR: ROBERT L. GERRY, III, W. RUSSELL SCHEIRMAN, ROBERT H. ALLEN, FREDERICK W. BRAZELTON, LUIGI CAFLISCH, O. DONALDSON CHAPOTON, WILLIAM S. FARISH, JOHN J. MYERS, JR. | Management | Yes | For | For | ||||||||||
WCAT | VAALCO ENERGY, INC. | EGY | 91851C201 | 6/2/2010 | 2 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE, LLP. AS THE INDEPENDENT AUDITORS OF THE COMPANY. | Management | Yes | For | For | ||||||||||
WCAT | VENOCO, INC. | VQ | 92275P307 | 6/2/2010 | 1 | DIRECTOR: TIMOTHY M. MARQUEZ, MARK A. SNELL | Management | Yes | For | For | ||||||||||
WCAT | VENOCO, INC. | VQ | 92275P307 | 6/2/2010 | 2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS VENOCO, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. THIS PROPOSAL IS MADE BY THE BOARD OF DIRECTORS AND IS NOT CONDITIONED ON THE APPROVAL OF ANY OTHER MATTERS. | Management | Yes | For | For | ||||||||||
WCAT | ENERGY PARTNERS, LTD. | EPL | 29270U303 | 6/3/2010 | 1 | DIRECTOR: CHARLES O. BUCKNER, SCOTT A. GRIFFITHS, MARC MCCARTHY, STEVEN J. PULLY, JOHN F. SCHWARTZ | Management | Yes | For | For | ||||||||||
WCAT | ENERGY PARTNERS, LTD. | EPL | 29270U303 | 6/3/2010 | 2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2010. | Management | Yes | For | For | ||||||||||
WCAT | ENERGY PARTNERS, LTD. | EPL | 29270U303 | 6/3/2010 | 3 | ADJOURNMENT OR POSTPONEMENT OF THE MEETING, AS NECESSARY. | Management | Yes | For | For | ||||||||||
WCAT | TOREADOR RESOURCES CORPORATION | TRGL | 891050106 | 6/3/2010 | 1 | DIRECTOR: JULIEN BALKANY, BERNARD, DE COMBRET, PETER J. HILL, ADAM KROLOFF, CRAIG M. MCKENZIE, IAN VANN, HERBERT WILLIAMSON III | Management | Yes | For | For | ||||||||||
WCAT | TOREADOR RESOURCES CORPORATION | TRGL | 891050106 | 6/3/2010 | 2 | PROPOSAL TO APPROVE THE AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION. | Management | Yes | For | For | ||||||||||
WCAT | TOREADOR RESOURCES CORPORATION | TRGL | 891050106 | 6/3/2010 | 3 | PROPOSAL TO APPROVE THE AMENDMENT TO THE 2005 LONG-TERM INCENTIVE PLAN. | Management | Yes | For | For | ||||||||||
WCAT | SANDRIDGE ENERGY, INC. | SD | 80007P307 | 6/4/2010 | 1 | DIRECTOR: WILLIAM A. GILLAND, D. DWIGHT SCOTT, JEFFREY S. SEROTA | Management | Yes | For | For | ||||||||||
WCAT | SANDRIDGE ENERGY, INC. | SD | 80007P307 | 6/4/2010 | 2 | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | ||||||||||||||
WCAT | ATP OIL & GAS CORPORATION | ATPG | 00208J108 | 6/4/2010 | 1 | DIRECTOR: MR. T. PAUL BULMAHN, MR. ROBERT J. KAROW, MR. GERARD J. SWONKE | Management | Yes | For | For | ||||||||||
WCAT | ATP OIL & GAS CORPORATION | ATPG | 00208J108 | 6/4/2010 | 2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS OF ATP FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | ||||||||||||||
WCAT | ATP OIL & GAS CORPORATION | ATPG | 00208J108 | 6/4/2010 | 3 | TO APPROVE ATP’S 2010 STOCK PLAN. | ||||||||||||||
WCAT | ATP OIL & GAS CORPORATION | ATPG | 00208J108 | 6/4/2010 | 4 | TO APPROVE AMENDMENTS TO ATP’S RESTATED ARTICLES OF INCORPORATION IN ORDER TO CONFORM WITH THE REQUIREMENTS OF THE TEXAS BUSINESS ORGANIZATIONS CODE. | ||||||||||||||
WCAT | PETROLEUM DEVELOPMENT CORPORATION | PETD | 716578109 | 6/4/2010 | 1 | DIRECTOR: LARRY F. MAZZA, JAMES M. TRIMBLE, RICHARD W. MCCULLOUGH | Management | Yes | For | For | ||||||||||
WCAT | PETROLEUM DEVELOPMENT CORPORATION | PETD | 716578109 | 6/4/2010 | 2 | TO APPROVE THE COMPANY’S 2010 LONG-TERM EQUITY COMPENSATION PLAN. | Management | Yes | For | For | ||||||||||
WCAT | PETROLEUM DEVELOPMENT CORPORATION | PETD | 716578109 | 6/4/2010 | 3 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2010. | Management | Yes | For | For | ||||||||||
WCAT | HOUSTON AMERICAN ENERGY CORP. | HUSA | 44183U100 | 6/15/2010 | 1 | DIRECTOR: STEPHEN HARTZELL, EDWIN BROUN III | Management | Yes | For | For | ||||||||||
WCAT | HOUSTON AMERICAN ENERGY CORP. | HUSA | 44183U100 | 6/15/2010 | 2 | PROPOSAL TO RATIFY THE APPOINTMENT OF GBH CPAS, PC AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Yes | For | For | ||||||||||
WCAT | HOUSTON AMERICAN ENERGY CORP. | HUSA | 44183U100 | 6/15/2010 | 3 | IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING. | Management | Yes | For | For | ||||||||||
WCAT | AMERICAN OIL & GAS INC. | AEZ | 028723104 | 6/15/2010 | 1 | ELECTION OF DIRECTOR: PATRICK D. O’BRIEN | Management | Yes | For | For | ||||||||||
WCAT | AMERICAN OIL & GAS INC. | AEZ | 028723104 | 6/15/2010 | 2 | ELECTION OF DIRECTOR: ANDREW P. CALERICH | Management | Yes | For | For | ||||||||||
WCAT | AMERICAN OIL & GAS INC. | AEZ | 028723104 | 6/15/2010 | 3 | ELECTION OF DIRECTOR: C. SCOTT HOBBS | Management | Yes | For | For | ||||||||||
WCAT | AMERICAN OIL & GAS INC. | AEZ | 028723104 | 6/15/2010 | 4 | ELECTION OF DIRECTOR: NICK DEMARE | Management | Yes | For | For | ||||||||||
WCAT | AMERICAN OIL & GAS INC. | AEZ | 028723104 | 6/15/2010 | 5 | ELECTION OF DIRECTOR: JON R. WHITNEY | Management | Yes | For | For | ||||||||||
WCAT | AMERICAN OIL & GAS INC. | AEZ | 028723104 | 6/15/2010 | 6 | APPROVAL OF THE AMENDMENT TO THE ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED SHARES OF COMMON STOCK TO 150,000,000 SHARES. | Management | Yes | For | For | ||||||||||
WCAT | AMERICAN OIL & GAS INC. | AEZ | 028723104 | 6/15/2010 | 7 | RATIFICATION OF THE EMPLOYMENT OF HEIN & ASSOCIATES, LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | Yes | For | For | ||||||||||
WCAT | AMERICAN OIL & GAS INC. | AEZ | 028723104 | 6/15/2010 | 8 | ANY OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | Yes | For | For | ||||||||||
WCAT | GULFPORT ENERGY CORPORATION | GPOR | 402635304 | 6/18/2010 | 1 | DIRECTOR: MIKE LIDDELL, DONALD L. DILLINGHAM, DAVID L. HOUSTON, JAMES D. PALM, SCOTT E. STRELLER | Management | Yes | For | For | ||||||||||
WCAT | GULFPORT ENERGY CORPORATION | GPOR | 402635304 | 6/18/2010 | 2 | PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | Yes | For | For | ||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
WCAT | QUESTERRE ENERGY CORP | 74836K100 | 6/21/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS “1” AND ‘IN FAVOR’ OR ‘ABSTAIN’ FOR RESOLUTION NUMBERS “2 AND 3”. THANK YOU. | Non Voting | ||||||||||||||
WCAT | QUESTERRE ENERGY CORP | 74836K100 | 6/21/2010 | 2 | To receive the audited financial statements of the Corporation for the YE 31 DEC 2009 and the report of the Auditors thereon | Non Voting | ||||||||||||||
WCAT | QUESTERRE ENERGY CORP | 74836K100 | 6/21/2010 | 3 | Approve to fix the number of Directors to be elected at the Meeting at seven | Management | Yes | For | For | |||||||||||
WCAT | QUESTERRE ENERGY CORP | 74836K100 | 6/21/2010 | 4 | Election of Leslie R. Beddoes, Michael R. Binnion, Pierre Boivin, Russ Hammond, Peder N. Paus, Pat Quinlan, Bjorn I. Tonnessen as the Directors | Management | Yes | For | For | |||||||||||
WCAT | QUESTERRE ENERGY CORP | 74836K100 | 6/21/2010 | 5 | Appointment of PricewaterhouseCoopers LLP, Chartered Accountants, as the Auditors of the Corporation for the ensuing year and authorize the Board of Directors to fix their remuneration | Management | Yes | For | For | |||||||||||
WCAT | QUESTERRE ENERGY CORP | 74836K100 | 6/21/2010 | 6 | Transact any other business | Non Voting | ||||||||||||||
WCAT | REX ENERGY CORPORATION | REXX | 761565100 | 6/24/2010 | 1 | DIRECTOR: LANCE T. SHANER, BENJAMIN W. HUBERT, DANIEL J. CHURAY, JOHN A. LOMBARDI, JOHN W. HIGBEE, ERIC L. MATTSON | Management | Yes | For | For | ||||||||||
WCAT | REX ENERGY CORPORATION | REXX | 761565100 | 6/24/2010 | 2 | RATIFICATION OF THE APPOINTMENT OF MALIN, BERGQUIST & COMPANY, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | Yes | For | For | ||||||||||
WCAT | ITERATION ENERGY LTD | ADPV08746 | 6/28/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTION “1” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “2 AND 3”. THANK YOU. | Non Voting | ||||||||||||||
WCAT | ITERATION ENERGY LTD | ADPV08746 | 6/28/2010 | 2 | To receive the audited consolidated financial statements of Iteration for the YE 31 DEC 2009, together with the Auditor’s report on those statements | Management | Yes | For | For | |||||||||||
WCAT | ITERATION ENERGY LTD | ADPV08746 | 6/28/2010 | 3 | Approve the holders of common shares of Iteration, the holders of options to acquire common shares of Iteration and Storm Ventures International Inc., as contemplated by an arrangement agreement dated effective 03 MAY 2010, between Iteration and SVI, as amended on 27 MAY 2010 | Management | Yes | For | For | |||||||||||
WCAT | ITERATION ENERGY LTD | ADPV08746 | 6/28/2010 | 4 | Election of Donald F. Archibald, Pat Breen, Dallas Droppo, James T. Grenon, Michael J. Hibberd, Brian Illing, P. Geol, Gary Peddle, and Robert Waters as the Directors | Management | Yes | For | For | |||||||||||
WCAT | ITERATION ENERGY LTD | ADPV08746 | 6/28/2010 | 5 | Appointment of Ernst & Young LLP, Chartered Accountants, as the Auditors of Iteration for the ensuing year, and authorizing the Directors of Iteration to fix their remuneration | Management | Yes | For | For | |||||||||||
WCAT | ITERATION ENERGY LTD | ADPV08746 | 6/28/2010 | 6 | Transact such other business | Management | Yes | For | For | |||||||||||
WCAT | GALLEON ENERGY INC | 36380R104 | 6/30/2010 | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR “AGAINST” ONLY FOR RESOLUTION “1” AND “IN FAVOR” OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “2.A to 2.G AND 3”. THANK YOU. | Non Voting | ||||||||||||||
WCAT | GALLEON ENERGY INC | 36380R104 | 6/30/2010 | 2 | To receive and consider the financial statements of the Corporation for the YE 31 DEC 2009, the Auditors’ report thereon and the report of the Board of Directors | Non Voting | ||||||||||||||
WCAT | GALLEON ENERGY INC | 36380R104 | 6/30/2010 | 3 | Approve to fix the number of Directors to be elected at the meeting at 7 | Management | Yes | For | For | |||||||||||
WCAT | GALLEON ENERGY INC | 36380R104 | 6/30/2010 | 4 | Election of Glenn R. Carley as a Director of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | GALLEON ENERGY INC | 36380R104 | 6/30/2010 | 5 | Election of Steve Sugianto as a Director of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | GALLEON ENERGY INC | 36380R104 | 6/30/2010 | 6 | Election of John A. Brussa as a Director of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | GALLEON ENERGY INC | 36380R104 | 6/30/2010 | 7 | Election of William L. Cooke as a Director of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | GALLEON ENERGY INC | 36380R104 | 6/30/2010 | 8 | Election of Lawrence E. Fenwick as a Director of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | GALLEON ENERGY INC | 36380R104 | 6/30/2010 | 9 | Election of Daryl H. Gilbert as a Director of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | GALLEON ENERGY INC | 36380R104 | 6/30/2010 | 10 | Election of Brad R. Munro as a Director of the Corporation | Management | Yes | For | For | |||||||||||
WCAT | GALLEON ENERGY INC | 36380R104 | 6/30/2010 | 11 | Appointment of Ernst & Young LLP, Chartered Accountants, as the Auditors of the Corporation for the ensuing year and authorize the Directors to fix their remuneration as such | Management | Yes | For | For | |||||||||||
WCAT | GALLEON ENERGY INC | 36380R104 | 6/30/2010 | 12 | Transact such other business | Non Voting | ||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
WCAT | NORTHERN OIL AND GAS INC. | NOG | 665531109 | 6/30/2010 | 1 | DIRECTOR: MICHAEL L REGER, ROBERT GRABB, RYAN R. GILBERTSON, LOREN J. O’TOOLE, JACK KING, LISA BROMILEY MEIER, CARTER STEWART | Management | Yes | For | For | ||||||||||
WCAT | NORTHERN OIL AND GAS INC. | NOG | 665531109 | 6/30/2010 | 2 | TO RATIFY THE APPOINTMENT OF MANTYLA MCREYNOLDS LLC AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 | Management | Yes | For | For | ||||||||||
WCAT | NORTHERN OIL AND GAS INC. | NOG | 665531109 | 6/30/2010 | 3 | TO APPROVE A CHANGE OF THE COMPANY’S STATE OF INCORPORATION FROM NEVADA TO MINNESOTA | Management | Yes | For | For | ||||||||||
| OLAM International LTD | B058ZX6 | 10/29/2009 | 2 | Approve and adopt the new Articles of Association of the Company as specified in substitution for, and to the exclusion of, the existing Articles of Association of the Company | Management | Yes | For | For | ||||||||||||
| OLAM International LTD | B058ZX6 | 10/29/2009 | 3 | Approve and adopt, subject to and contingent upon the passing of Resolution S.2 above, the scrip dividend scheme to be known as the Olam Scrip Dividend Scheme [Olam Scrip Dividend Scheme], under which the Directors of the Company [the Directors’] may, whenever the Directors, or the Company in general meeting, have resolved that a dividend [including an interim, final, special or other dividend] be paid or declared on the ordinary shares in the capital of the Company [the Shares], resolve that Shareholders entitled to such dividend may elect to receive part only or all of an allotment of shares credited as fully paid in lieu of cash in respect of the dividend [further particulars of which are as specified in respect of the proposed Olam Scrip Dividend Scheme]; and authorize the Directors to establish and administer the Olam Scrip Dividend Scheme, to modify and/or alter the Olam Scrip Dividend Scheme from time to time and to do all such acts and things and to enter into all such transactions and arrangements as may be necessary or expedient in order to give full effect to the Olam Scrip Dividend Scheme, for the purposes of, in connection with or where contemplated by the Olam Scrip Dividend Scheme, to: allot and issue from time to time shares [including shares issued to any party pursuant to Other Arrangements [as specified in this resolution Olam Scrip Dividend Scheme statement] entered into by the Company in accordance with the Olam Scrip Dividend Scheme]; and/or make or grant offers, agreements or options that might or would require shares to be issued during the continuance of this authority or thereafter, at any time and upon such terms and conditions and to or with such persons as the Directors may, in their absolute discretion, deem fit; and issue shares in pursuance of any offer, agreement or option made or granted by the Directors of the Company while such authority was in force [notwithstanding that such issue of such shares pursuant to the offer, agreement or option may | Management | Yes | For | For | ||||||||||||
| B058ZX6 | 10/29/2009 | 3 | occur after the expiration of the authority contained in this Resolution 3]; and to complete and do all acts and things [including executing such documents as may be required in connection with the Olam Scrip Dividend Scheme] as they or he may consider desirable, necessary or expedient to give full effect to this Resolution 3 and the Olam ScripDividend Scheme | |||||||||||||||||
| B058ZX6 | 10/29/2009 | 4 | Authorize the Directors, for the purposes Companies Act [Chapter 50 of Singapore] [the ‘Companies Act’], to purchase or otherwise acquire the shares not exceeding in aggregate 10% of the issued ordinary share capital of the Company, by way of on-market purchases on the Singapore Exchange Securities Trading Limited [SGX-ST] and/or off-market purchases effected otherwise than on the SGX-ST in accordance with any equal access scheme(s) which satisfies the conditions prescribed by the Act, at a price of up to 105% of the average of the closing market prices of a share over the last 5 market days in the case of an off-market share purchase and a price up to 120% of such average closing price in case of off-market purchase [share purchase mandate]; and authorize the Directors of the Company and/or any of them to complete and do all such acts and things deemed necessary, expedient, incidental or in the interests of the Company to give effect to the transactions contemplated and/or authorized by this resolution; [Authority expires the earlier of the date of the next AGM of the Company or the date when the purchase of shares is carried out to the full extent mandated] | Management | Yes | For | For | |||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
| pursuant to: a) a rights issue; or b) the exercise of options under any share option scheme or similar arrangement for the time being adopted for the grant or issue to option holders of shares in the Company; or c) an issue of shares in the Company upon the exercise of any rights or subscription or conversion attaching to any warrants, convertible bonds, debentures or notes issued by the Company; and/or d) any scrip dividend and/or other similar arrangement provided for the allotment of shares in lieu of the whole or part of a dividend on shares of the Company in accordance with the Articles of Association of the Company from time to time; [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Articles of Association of the Company or any applicable laws to be held] | ||||||||||||||||||||
| pursuant to: a) a rights issue; or b) the exercise of options under any share option scheme or similar arrangement for the time being adopted for the grant or issue to option holders of shares in the Company; or c) an issue of shares in the Company upon the exercise of any rights or subscription or conversion attaching to any warrants, convertible bonds, debentures or notes issued by the Company; and/or d) any scrip dividend and/or other similar arrangement provided for the allotment of shares in lieu of the whole or part of a dividend on shares of the Company in accordance with the Articles of Association of the Company from time to time; [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Articles of Association of the Company or any applicable laws to be held] the date on which the Company agrees to buy the shares concerned , based on share prices and currency exchange rates published in the daily Official List of the London Stock Exchange; this authority shall continue for the period ending on the date of the Annual General Meeting in 2011 or 15 July 2011, whichever is the earlier, provided that, if the Company has agreed before this date to purchase ordinary shares where these purchases will or may be executed after the authority terminates (either wholly or in part), the Company may complete such purchases price volatility, demand for oil, anticipated regulation of greenhouse gas emissions and legal and reputational risks arising from local environmental damage and impairment of traditional livelihoods. The findings of the report and review should be reported to investors in the Business Review section of the Company s Annual Report presented to the Annual General Meeting in 2011 | ||||||||||||||||||||
Fund | Company | Ticker | CUSIP/ SEDOL | Meeting Date | Matter Identification | A brief identification of the matter voted on | Proposed by | Voted | Vote | With or | ||||||||||
| shares arising from the exercise of share options or vesting of share awards outstanding or subsisting at the time of the passing of this Resolution, provided the options or awards were granted in compliance with Part VIII of Chapter 8 of the Listing Manual of SGX-ST; and (iii) any subsequent bonus issue, consolidation or subdivision of the Company s shares; and [Authority expired earlier the conclusion of the next AGM or the date by which the next AGM of the Company is required by law to be held] | Management | Yes | For | For | ||||||||||||||||
| shares arising from the exercise of share options or vesting of share awards outstanding or subsisting at the time of the passing of this Resolution, provided the options or awards were granted in compliance with Part VIII of Chapter 8 of the Listing Manual of SGX-ST; and (iii) any subsequent bonus issue, consolidation or subdivision of the Company s shares; and [Authority expired earlier the conclusion of the next AGM or the date by which the next AGM of the Company is required by law to be held] | Management | Yes | For | For | ||||||||||||||||
| 6 | STOCKHOLDER PROPOSAL REGARDING REPORT ON POLITICAL SPENDING | Stockholder | Yes | Against | For | |||||||||||||||
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| ALPS ETF Trust | ||
| By: | /s/ Thomas A. Carter | |
| Thomas A. Carter | ||
| President | ||
| Date: | August 27, 2010 | |
