Mark T Iwicki Form 3 Kala Pharmaceuticals / Mark T Iwicki ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Iwicki Mark T

(Last) (First) (Middle)

C/O KALA PHARMACEUTICALS, INC.

100 BEAVER STREET, SUITE 201

(Street)

WALTHAM MA 02453

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/19/2017

3. Issuer Name and Ticker or Trading Symbol
Kala Pharmaceuticals, Inc. [ KALA ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
Chief Executive Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	(1)	06/04/2025	Common Stock	272,495	3.34	D
Stock Option (right to buy)	(2)	09/15/2025	Common Stock	378,844	5.21	D
Stock Option (right to buy)	(3)	04/08/2025	Common Stock	609,811	3.34	D

Explanation of Responses:

1. This option was granted on June 4, 2015 and vests over four years, with 2.0833% of the shares underlying the option vested on May 8, 2015 and an additional 2.0833% of the shares vesting at the end of each successive one-month period thereafter.

2. This option was granted on September 15, 2015 and vests over four years, with 25% of the shares underlying the option vested on April 8, 2016 and 2.0833% of the shares vesting at the end of each successive one-month period thereafter.

3. This option was granted on June 17, 2016 and vests over four years, with 2.0833% of the shares underlying the option vested on April 8, 2015 and an additional 2.0833% of the shares vesting at the end of each successive one-month period thereafter.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

	/s/ Mary Reumuth, Attorney-in-Fact	07/19/2017
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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