UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811- 22227
IndexIQ ETF Trust
(Exact name of registrant as specified in charter)
800 Westchester Avenue
Suite N611, Rye Brook, NY 10573
(Address of principal executive offices) (Zip code)
Adam S. Patti
IndexIQ Advisors LLC
800 Westchester Avenue
Suite N611
Rye Brook, NY 10573
(Name and address of agent for service)
Registrant’s telephone number, including area code: (914) 697-4946
Date of fiscal year end: April 30
Date of reporting period: June 30, 2010
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and Rule 30b1-4 thereunder (17 CFR 270.30b1 -4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
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IQ HEDGE MULTI-STRATEGY TRACKER ETF | | | |
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| | | |
iShares Barclays TIPS Bond Fund | | | |
Ticker: | | TIP | | | |
Security ID: | | 464287176 | | | |
Meeting Date: | | 6/28/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve Investment Advisory Agreement | For | For | Management |
1.1 | | Elect Trustee George G.C. Parker | For | For | Management |
1.2 | | Elect Trustee J. Darrell Duffie | For | For | Management |
1.3 | | Elect Trustee Cecilia H. Herbert | For | For | Management |
1.4 | | Elect Trustee Charles A. Hurty | For | For | Management |
1.5 | | Elect Trustee John E. Kerrigan | For | For | Management |
1.6 | | Elect Trustee Robert H. Silver | For | For | Management |
1.7 | | Elect Trustee Lee T. Kranefuss | For | For | Management |
1.8 | | Elect Trustee John E. Martinez | For | For | Management |
1.9 | | Elect Trustee Robert S. Kapito | For | For | Management |
|
| | | |
iShares Barclays Aggregate Bond Fund | | | |
Ticker: | | AGG | | | |
Security ID: | | 464287226 | | | |
Meeting Date: | | 6/28/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve Investment Advisory Agreement | For | For | Management |
1.1 | | Elect Trustee George G.C. Parker | For | For | Management |
1.2 | | Elect Trustee J. Darrell Duffie | For | For | Management |
1.3 | | Elect Trustee Cecilia H. Herbert | For | For | Management |
1.4 | | Elect Trustee Charles A. Hurty | For | For | Management |
1.5 | | Elect Trustee John E. Kerrigan | For | For | Management |
1.6 | | Elect Trustee Robert H. Silver | For | For | Management |
1.7 | | Elect Trustee Lee T. Kranefuss | For | For | Management |
1.8 | | Elect Trustee John E. Martinez | For | For | Management |
1.9 | | Elect Trustee Robert S. Kapito | For | For | Management |
| | | | | |
iShares MSCI Emerging Markets Index Fund | | | |
Ticker: | | EEM | | | |
Security ID: | | 464287234 | | | |
Meeting Date: | | 6/28/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve Investment Advisory Agreement | For | For | Management |
1.1 | | Elect Trustee George G.C. Parker | For | For | Management |
1.2 | | Elect Trustee J. Darrell Duffie | For | For | Management |
1.3 | | Elect Trustee Cecilia H. Herbert | For | For | Management |
1.4 | | Elect Trustee Charles A. Hurty | For | For | Management |
1.5 | | Elect Trustee John E. Kerrigan | For | For | Management |
1.6 | | Elect Trustee Robert H. Silver | For | For | Management |
1.7 | | Elect Trustee Lee T. Kranefuss | For | For | Management |
1.8 | | Elect Trustee John E. Martinez | For | For | Management |
1.9 | | Elect Trustee Robert S. Kapito | For | For | Management |
|
| | | |
iShares Barclays Lehman 1-3 Year Treasury Bond Fund | | | |
Ticker: | | SHY | | | |
Security ID: | | 464287457 | | | |
Meeting Date: | | 6/28/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve Investment Advisory Agreement | For | For | Management |
1.1 | | Elect Trustee George G.C. Parker | For | For | Management |
1.2 | | Elect Trustee J. Darrell Duffie | For | For | Management |
1.3 | | Elect Trustee Cecilia H. Herbert | For | For | Management |
1.4 | | Elect Trustee Charles A. Hurty | For | For | Management |
1.5 | | Elect Trustee John E. Kerrigan | For | For | Management |
1.6 | | Elect Trustee Robert H. Silver | For | For | Management |
1.7 | | Elect Trustee Lee T. Kranefuss | For | For | Management |
1.8 | | Elect Trustee John E. Martinez | For | For | Management |
1.9 | | Elect Trustee Robert S. Kapito | For | For | Management |
| | | | | |
iShares JPMorgan USD Emerging Markets Bond Fund | | | |
Ticker: | | EMB | | | |
Security ID: | | 464288281 | | | |
Meeting Date: | | 6/28/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve Investment Advisory Agreement | For | For | Management |
1.1 | | Elect Trustee George G.C. Parker | For | For | Management |
1.2 | | Elect Trustee J. Darrell Duffie | For | For | Management |
1.3 | | Elect Trustee Cecilia H. Herbert | For | For | Management |
1.4 | | Elect Trustee Charles A. Hurty | For | For | Management |
1.5 | | Elect Trustee John E. Kerrigan | For | For | Management |
1.6 | | Elect Trustee Robert H. Silver | For | For | Management |
1.7 | | Elect Trustee Lee T. Kranefuss | For | For | Management |
1.8 | | Elect Trustee John E. Martinez | For | For | Management |
1.9 | | Elect Trustee Robert S. Kapito | For | For | Management |
|
| | | |
iShares iBoxx $ High Yield Corporate Bond Fund | | | |
Ticker: | | HYG | | | |
Security ID: | | 464288513 | | | |
Meeting Date: | | 6/28/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve Investment Advisory Agreement | For | For | Management |
1.1 | | Elect Trustee George G.C. Parker | For | For | Management |
1.2 | | Elect Trustee J. Darrell Duffie | For | For | Management |
1.3 | | Elect Trustee Cecilia H. Herbert | For | For | Management |
1.4 | | Elect Trustee Charles A. Hurty | For | For | Management |
1.5 | | Elect Trustee John E. Kerrigan | For | For | Management |
1.6 | | Elect Trustee Robert H. Silver | For | For | Management |
1.7 | | Elect Trustee Lee T. Kranefuss | For | For | Management |
1.8 | | Elect Trustee John E. Martinez | For | For | Management |
1.9 | | Elect Trustee Robert S. Kapito | For | For | Management |
| | | | | |
iShares Barclays Short Treasury Bond Fund | | | |
Ticker: | | SHV | | | |
Security ID: | | 464288679 | | | |
Meeting Date: | | 6/28/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve Investment Advisory Agreement | For | For | Management |
1.1 | | Elect Trustee George G.C. Parker | For | For | Management |
1.2 | | Elect Trustee J. Darrell Duffie | For | For | Management |
1.3 | | Elect Trustee Cecilia H. Herbert | For | For | Management |
1.4 | | Elect Trustee Charles A. Hurty | For | For | Management |
1.5 | | Elect Trustee John E. Kerrigan | For | For | Management |
1.6 | | Elect Trustee Robert H. Silver | For | For | Management |
1.7 | | Elect Trustee Lee T. Kranefuss | For | For | Management |
1.8 | | Elect Trustee John E. Martinez | For | For | Management |
1.9 | | Elect Trustee Robert S. Kapito | For | For | Management |
|
| | | |
SPDR Barclays Capital High Yield Bond ETF | | | |
Ticker: | | JNK | | | |
Security ID: | | 78464A417 | | | |
Meeting Date: | | 6/18/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Director Frank Nesvet | For | For | Management |
1.2 | | Elect Director David M. Kelly | For | For | Management |
1.3 | | Elect Director Bonny Eugenia Boatman | For | For | Management |
1.4 | | Elect Director Dwight D. Churchill | For | For | Management |
1.5 | | Elect Director Carl G. Verboncoeur | For | For | Management |
1.6 | | Elect Director James E. Ross | For | For | Management |
2 | | Approve Multi-Manager Structure | For | For | Management |
3 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Purchasing And Selling Real Estate | | | |
4 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Issuing Senior Securities And Borrowing Money | | | |
5 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Making Loans | | | |
6 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Purchasing And Selling Commodities | | | |
7 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Concentrating Investments In A Particular Industry Or | | | |
| | Group Of Industries | | | |
8 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Underwriting Activities | | | |
9 | | Approve Elimination of Fundamental Investment | For | For | Management |
| | Policy: Outdated Policies Not Required By Law | | | |
| | | | | |
SPDR Barclays Capital International Treasury Bond ETF | | | |
Ticker: | | BWX | | | |
Security ID: | | 78464A516 | | | |
Meeting Date: | | 6/18/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Director Frank Nesvet | For | For | Management |
1.2 | | Elect Director David M. Kelly | For | For | Management |
1.3 | | Elect Director Bonny Eugenia Boatman | For | For | Management |
1.4 | | Elect Director Dwight D. Churchill | For | For | Management |
1.5 | | Elect Director Carl G. Verboncoeur | For | For | Management |
1.6 | | Elect Director James E. Ross | For | For | Management |
2 | | Approve Multi-Manager Structure | For | For | Management |
3 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Purchasing And Selling Real Estate | | | |
4 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Issuing Senior Securities And Borrowing Money | | | |
5 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Making Loans | | | |
6 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Purchasing And Selling Commodities | | | |
7 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Concentrating Investments In A Particular Industry Or | | | |
| | Group Of Industries | | | |
8 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Underwriting Activities | | | |
9 | | Approve Elimination of Fundamental Investment | For | For | Management |
| | Policy: Outdated Policies Not Required By Law | | | |
| | | | | |
SPDR Barclays Capital Aggregate Bond ETF | | | |
Ticker: | | LAG | | | |
Security ID: | | 78464A649 | | | |
Meeting Date: | | 6/18/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Director Frank Nesvet | For | For | Management |
1.2 | | Elect Director David M. Kelly | For | For | Management |
1.3 | | Elect Director Bonny Eugenia Boatman | For | For | Management |
1.4 | | Elect Director Dwight D. Churchill | For | For | Management |
1.5 | | Elect Director Carl G. Verboncoeur | For | For | Management |
1.6 | | Elect Director James E. Ross | For | For | Management |
2 | | Approve Multi-Manager Structure | For | For | Management |
3 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Purchasing And Selling Real Estate | | | |
4 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Issuing Senior Securities And Borrowing Money | | | |
5 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Making Loans | | | |
6 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Purchasing And Selling Commodities | | | |
7 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Concentrating Investments In A Particular Industry Or | | | |
| | Group Of Industries | | | |
8 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Underwriting Activities | | | |
9 | | Approve Elimination of Fundamental Investment | For | For | Management |
| | Policy: Outdated Policies Not Required By Law | | | |
| | | | | |
SPDR Barclays Capital 1-3 Month T-Bill ETF | | | |
Ticker: | | BIL | | | |
Security ID: | | 78464A680 | | | |
Meeting Date: | | 6/18/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Director Frank Nesvet | For | For | Management |
1.2 | | Elect Director David M. Kelly | For | For | Management |
1.3 | | Elect Director Bonny Eugenia Boatman | For | For | Management |
1.4 | | Elect Director Dwight D. Churchill | For | For | Management |
1.5 | | Elect Director Carl G. Verboncoeur | For | For | Management |
1.6 | | Elect Director James E. Ross | For | For | Management |
2 | | Approve Multi-Manager Structure | For | For | Management |
3 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Purchasing And Selling Real Estate | | | |
4 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Issuing Senior Securities And Borrowing Money | | | |
5 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Making Loans | | | |
6 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Purchasing And Selling Commodities | | | |
7 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Concentrating Investments In A Particular Industry Or | | | |
| | Group Of Industries | | | |
8 | | Approve Change of Fundamental Investment Policy: | For | For | Management |
| | Underwriting Activities | | | |
9 | | Approve Elimination of Fundamental Investment | For | For | Management |
| | Policy: Outdated Policies Not Required By Law | | | |
| | | | | |
Vanguard Short-Term Bond ETF | | | |
Ticker: | | BSV | | | |
Security ID: | | 921937827 | | | |
Meeting Date: | | 7/2/2009 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Trustee John J. Brennan | For | For | Management |
1.2 | | Elect Trustee Charles D. Ellis | For | For | Management |
1.3 | | Elect Trustee Emerson U. Fullwood | For | For | Management |
1.4 | | Elect Trustee Rajiv L. Gupta | For | For | Management |
1.5 | | Elect Trustee Amy Gutmann | For | For | Management |
1.6 | | Elect Trustee JoAnn Heffernan Heisen | For | For | Management |
1.7 | | Elect Trustee F. William McNabb, III | For | For | Management |
1.8 | | Elect Trustee Andre F. Perold | For | For | Management |
1.9 | | Elect Trustee Alfred M. Rankin, Jr. | For | For | Management |
1.10 | | Elect Trustee Peter F. Volanakis | For | For | Management |
2 | | Approve Change of Fundamental Investment Policy- | For | For | Management |
| | Purchasing And Selling Real Estate | | | |
3 | | Approve Change of Fundamental Investment Policy- | For | For | Management |
| | Issuing Senior Securities | | | |
4 | | Approve Change of Fundamental Investment Policy- | For | For | Management |
| | Borrowing Money | | | |
5 | | Approve Change of Fundamental Investment Policy- | For | For | Management |
| | Making Loans | | | |
6 | | Approve Change of Fundamental Investment Policy- | For | For | Management |
| | Purchasing And Selling Commodities | | | |
7 | | Approve Change of Fundamental Investment Policy- | For | For | Management |
| | Concentrating Investments In A Particular Industry Or | | | |
| | Group Of Industries | | | |
8 | | Approve Elimination of Fundamental Investment | For | For | Management |
| | Policy-Outdated Fundamental Policies not Required | | | |
| | By Law. | | | |
9 | | Institute Procedures to Prevent Investments in | Against | Against | Shareholder |
| | Companies that Contribute to Genocide or Crimes | | | |
| | Against Humanity | | | |
| | | | | |
Vanguard Total Bond Market ETF | | | |
Ticker: | | BND | | | |
Security ID: | | 921937835 | | | |
Meeting Date: | | 7/2/2009 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Trustee John J. Brennan | For | For | Management |
1.2 | | Elect Trustee Charles D. Ellis | For | For | Management |
1.3 | | Elect Trustee Emerson U. Fullwood | For | For | Management |
1.4 | | Elect Trustee Rajiv L. Gupta | For | For | Management |
1.5 | | Elect Trustee Amy Gutmann | For | For | Management |
1.6 | | Elect Trustee JoAnn Heffernan Heisen | For | For | Management |
1.7 | | Elect Trustee F. William McNabb, III | For | For | Management |
1.8 | | Elect Trustee Andre F. Perold | For | For | Management |
1.9 | | Elect Trustee Alfred M. Rankin, Jr. | For | For | Management |
1.10 | | Elect Trustee Peter F. Volanakis | For | For | Management |
2 | | Approve Change of Fundamental Investment Policy- | For | For | Management |
| | Purchasing And Selling Real Estate | | | |
3 | | Approve Change of Fundamental Investment Policy- | For | For | Management |
| | Issuing Senior Securities | | | |
4 | | Approve Change of Fundamental Investment Policy- | For | For | Management |
| | Borrowing Money | | | |
5 | | Approve Change of Fundamental Investment Policy- | For | For | Management |
| | Making Loans | | | |
6 | | Approve Change of Fundamental Investment Policy- | For | For | Management |
| | Purchasing And Selling Commodities | | | |
7 | | Approve Change of Fundamental Investment Policy- | For | For | Management |
| | Concentrating Investments In A Particular Industry Or | | | |
| | Group Of Industries | | | |
8 | | Approve Elimination of Fundamental Investment | For | For | Management |
| | Policy-Outdated Fundamental Policies not Required | | | |
| | By Law. | | | |
9 | | Institute Procedures to Prevent Investments in | Against | Against | Shareholder |
| | Companies that Contribute to Genocide or Crimes | | | |
| | Against Humanity | | | |
| | | | | |
Vanguard ETF Emerging Markets | | | |
Ticker: | | VWO | | | |
Security ID: | | 922042858 | | | |
Meeting Date: | | 7/2/2009 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Trustee John J. Brennan | For | For | Management |
1.2 | | Elect Trustee Charles D. Ellis | For | For | Management |
1.3 | | Elect Trustee Emerson U. Fullwood | For | For | Management |
1.4 | | Elect Trustee Rajiv L. Gupta | For | For | Management |
1.5 | | Elect Trustee Amy Gutmann | For | For | Management |
1.6 | | Elect Trustee JoAnn Heffernan Heisen | For | For | Management |
1.7 | | Elect Trustee F. William McNabb, III | For | For | Management |
1.8 | | Elect Trustee Andre F. Perold | For | For | Management |
1.9 | | Elect Trustee Alfred M. Rankin, Jr. | For | For | Management |
1.10 | | Elect Trustee Peter F. Volanakis | For | For | Management |
2 | | Approve Change of Fundamental Investment Policy- | For | For | Management |
| | Purchasing And Selling Real Estate | | | |
3 | | Approve Change of Fundamental Investment Policy- | For | For | Management |
| | Issuing Senior Securities | | | |
4 | | Approve Change of Fundamental Investment Policy- | For | For | Management |
| | Borrowing Money | | | |
5 | | Approve Change of Fundamental Investment Policy- | For | For | Management |
| | Making Loans | | | |
6 | | Approve Change of Fundamental Investment Policy- | For | For | Management |
| | Purchasing And Selling Commodities | | | |
7 | | Approve Change of Fundamental Investment Policy- | For | For | Management |
| | Concentrating Investments In A Particular Industry Or | | | |
| | Group Of Industries | | | |
8 | | Approve Elimination of Fundamental Investment | For | For | Management |
| | Policy- Outdated Fundamental Policies not Required | | | |
| | By Law. | | | |
9 | | Institute Procedures to Prevent Investments in | Against | Against | Shareholder |
| | Companies that Contribute to Genocide or Crimes | | | |
| | Against Humanity | | | |
| | | | | |
IQ HEDGE MACRO TRACKER ETF | | | |
|
iShares MSCI Emerging Markets Index Fund | | | |
Ticker: | | EEM | | | |
Security ID: | | 464287234 | | | |
Meeting Date: | | 6/28/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve Investment Advisory Agreement | For | For | Management |
1.1 | | Elect Trustee George G.C. Parker | For | For | Management |
1.2 | | Elect Trustee J. Darrell Duffie | For | For | Management |
1.3 | | Elect Trustee Cecilia H. Herbert | For | For | Management |
1.4 | | Elect Trustee Charles A. Hurty | For | For | Management |
1.5 | | Elect Trustee John E. Kerrigan | For | For | Management |
1.6 | | Elect Trustee Robert H. Silver | For | For | Management |
1.7 | | Elect Trustee Lee T. Kranefuss | For | For | Management |
1.8 | | Elect Trustee John E. Martinez | For | For | Management |
1.9 | | Elect Trustee Robert S. Kapito | For | For | Management |
|
| | | |
iShares Barclays Lehman 1-3 Year Treasury Bond Fund | | | |
Ticker: | | SHY | | | |
Security ID: | | 464287457 | | | |
Meeting Date: | | 6/28/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve Investment Advisory Agreement | For | For | Management |
1.1 | | Elect Trustee George G.C. Parker | For | For | Management |
1.2 | | Elect Trustee J. Darrell Duffie | For | For | Management |
1.3 | | Elect Trustee Cecilia H. Herbert | For | For | Management |
1.4 | | Elect Trustee Charles A. Hurty | For | For | Management |
1.5 | | Elect Trustee John E. Kerrigan | For | For | Management |
1.6 | | Elect Trustee Robert H. Silver | For | For | Management |
1.7 | | Elect Trustee Lee T. Kranefuss | For | For | Management |
1.8 | | Elect Trustee John E. Martinez | For | For | Management |
1.9 | | Elect Trustee Robert S. Kapito | For | For | Management |
| | | | | |
iShares JPMorgan USD Emerging Markets Bond Fund | | | |
Ticker: | | EMB | | | |
Security ID: | | 464288281 | | | |
Meeting Date: | | 6/28/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve Investment Advisory Agreement | For | For | Management |
1.1 | | Elect Trustee George G.C. Parker | For | For | Management |
1.2 | | Elect Trustee J. Darrell Duffie | For | For | Management |
1.3 | | Elect Trustee Cecilia H. Herbert | For | For | Management |
1.4 | | Elect Trustee Charles A. Hurty | For | For | Management |
1.5 | | Elect Trustee John E. Kerrigan | For | For | Management |
1.6 | | Elect Trustee Robert H. Silver | For | For | Management |
1.7 | | Elect Trustee Lee T. Kranefuss | For | For | Management |
1.8 | | Elect Trustee John E. Martinez | For | For | Management |
1.9 | | Elect Trustee Robert S. Kapito | For | For | Management |
|
| | | |
iShares Barclays Short Treasury Bond Fund | | | |
Ticker: | | SHV | | | |
Security ID: | | 464288679 | | | |
Meeting Date: | | 6/28/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve Investment Advisory Agreement | For | For | Management |
1.1 | | Elect Trustee George G.C. Parker | For | For | Management |
1.2 | | Elect Trustee J. Darrell Duffie | For | For | Management |
1.3 | | Elect Trustee Cecilia H. Herbert | For | For | Management |
1.4 | | Elect Trustee Charles A. Hurty | For | For | Management |
1.5 | | Elect Trustee John E. Kerrigan | For | For | Management |
1.6 | | Elect Trustee Robert H. Silver | For | For | Management |
1.7 | | Elect Trustee Lee T. Kranefuss | For | For | Management |
1.8 | | Elect Trustee John E. Martinez | For | For | Management |
1.9 | | Elect Trustee Robert S. Kapito | For | For | Management |
| | | | | |
iShares iBoxx $ InvesTop Investment Grade Bond Fund | | | |
Ticker: | | LQD | | | |
Security ID: | | 464287242 | | | |
Meeting Date: | | 6/28/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve Investment Advisory Agreement | For | For | Management |
1.1 | | Elect Trustee George G.C. Parker | For | For | Management |
1.2 | | Elect Trustee J. Darrell Duffie | For | For | Management |
1.3 | | Elect Trustee Cecilia H. Herbert | For | For | Management |
1.4 | | Elect Trustee Charles A. Hurty | For | For | Management |
1.5 | | Elect Trustee John E. Kerrigan | For | For | Management |
1.6 | | Elect Trustee Robert H. Silver | For | For | Management |
1.7 | | Elect Trustee Lee T. Kranefuss | For | For | Management |
1.8 | | Elect Trustee John E. Martinez | For | For | Management |
1.9 | | Elect Trustee Robert S. Kapito | For | For | Management |
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iShares Russell 2000 Index Fund | | | |
Ticker: | | IWM | | | |
Security ID: | | 464287655 | | | |
Meeting Date: | | 6/28/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve Investment Advisory Agreement | For | For | Management |
1.1 | | Elect Trustee George G.C. Parker | For | For | Management |
1.2 | | Elect Trustee J. Darrell Duffie | For | For | Management |
1.3 | | Elect Trustee Cecilia H. Herbert | For | For | Management |
1.4 | | Elect Trustee Charles A. Hurty | For | For | Management |
1.5 | | Elect Trustee John E. Kerrigan | For | For | Management |
1.6 | | Elect Trustee Robert H. Silver | For | For | Management |
1.7 | | Elect Trustee Lee T. Kranefuss | For | For | Management |
1.8 | | Elect Trustee John E. Martinez | For | For | Management |
1.9 | | Elect Trustee Robert S. Kapito | For | For | Management |
| | | | | |
iShares Barclays Credit Bond Fund | | | |
Ticker: | | CFT | | | |
Security ID: | | 464288620 | | | |
Meeting Date: | | 6/28/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve Investment Advisory Agreement | For | For | Management |
1.1 | | Elect Trustee George G.C. Parker | For | For | Management |
1.2 | | Elect Trustee J. Darrell Duffie | For | For | Management |
1.3 | | Elect Trustee Cecilia H. Herbert | For | For | Management |
1.4 | | Elect Trustee Charles A. Hurty | For | For | Management |
1.5 | | Elect Trustee John E. Kerrigan | For | For | Management |
1.6 | | Elect Trustee Robert H. Silver | For | For | Management |
1.7 | | Elect Trustee Lee T. Kranefuss | For | For | Management |
1.8 | | Elect Trustee John E. Martinez | For | For | Management |
1.9 | | Elect Trustee Robert S. Kapito | For | For | Management |
| | | | | |
SPDR Barclays Capital International Treasury Bond ETF | | | |
Ticker: | | BWX | | | |
Security ID: | | 78464A516 | | | |
Meeting Date: | | 6/18/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Director Frank Nesvet | For | For | Management |
1.2 | | Elect Director David M. Kelly | For | For | Management |
1.3 | | Elect Director Bonny Eugenia Boatman | For | For | Management |
1.4 | | Elect Director Dwight D. Churchill | For | For | Management |
1.5 | | Elect Director Carl G. Verboncoeur | For | For | Management |
1.6 | | Elect Director James E. Ross | For | For | Management |
2 | | Approve Multi-Manager Structure | For | For | Management |
3 | | Approve Change of Fundamental Investment | For | For | Management |
| | Policy: Purchasing And Selling Real Estate | | | |
4 | | Approve Change of Fundamental Investment | For | For | Management |
| | Policy: Issuing Senior Securities And Borrowing | | | |
| | Money | | | |
5 | | Approve Change of Fundamental Investment | For | For | Management |
| | Policy: Making Loans | | | |
6 | | Approve Change of Fundamental Investment | For | For | Management |
| | Policy: Purchasing And Selling Commodities | | | |
7 | | Approve Change of Fundamental Investment | For | For | Management |
| | Policy: Concentrating Investments In A Particular | | | |
| | Industry Or Group Of Industries | | | |
8 | | Approve Change of Fundamental Investment | For | For | Management |
| | Policy: Underwriting Activities | | | |
9 | | Approve Elimination of Fundamental Investment | For | For | Management |
| | Policy: Outdated Policies Not Required By Law | | | |
| | | | | |
SPDR Barclays Capital 1-3 Month T-Bill ETF | | | |
Ticker: | | BIL | | | |
Security ID: | | 78464A680 | | | |
Meeting Date: | | 6/18/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Director Frank Nesvet | For | For | Management |
1.2 | | Elect Director David M. Kelly | For | For | Management |
1.3 | | Elect Director Bonny Eugenia Boatman | For | For | Management |
1.4 | | Elect Director Dwight D. Churchill | For | For | Management |
1.5 | | Elect Director Carl G. Verboncoeur | For | For | Management |
1.6 | | Elect Director James E. Ross | For | For | Management |
2 | | Approve Multi-Manager Structure | For | For | Management |
3 | | Approve Change of Fundamental Investment | For | For | Management |
| | Policy: Purchasing And Selling Real Estate | | | |
4 | | Approve Change of Fundamental Investment | For | For | Management |
| | Policy: Issuing Senior Securities And Borrowing | | | |
| | Money | | | |
5 | | Approve Change of Fundamental Investment | For | For | Management |
| | Policy: Making Loans | | | |
6 | | Approve Change of Fundamental Investment | For | For | Management |
| | Policy: Purchasing And Selling Commodities | | | |
7 | | Approve Change of Fundamental Investment | For | For | Management |
| | Policy: Concentrating Investments In A Particular | | | |
| | Industry Or Group Of Industries | | | |
8 | | Approve Change of Fundamental Investment | For | For | Management |
| | Policy: Underwriting Activities | | | |
9 | | Approve Elimination of Fundamental Investment | For | For | Management |
| | Policy: Outdated Policies Not Required By Law | | | |
| | | | | |
IQ REAL RETURN ETF | | | |
|
SPDR Barclays Capital 1-3 Month T-Bill ETF | | | |
Ticker: | | BIL | | | |
Security ID: | | 78464A680 | | | |
Meeting Date: | | 6/18/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Director Frank Nesvet | For | For | Management |
1.2 | | Elect Director David M. Kelly | For | For | Management |
1.3 | | Elect Director Bonny Eugenia Boatman | For | For | Management |
1.4 | | Elect Director Dwight D. Churchill | For | For | Management |
1.5 | | Elect Director Carl G. Verboncoeur | For | For | Management |
1.6 | | Elect Director James E. Ross | For | For | Management |
2 | | Approve Multi-Manager Structure | For | For | Management |
3 | | Approve Change of Fundamental | For | For | Management |
| | Investment Policy: Purchasing And Selling | | | |
| | Real Estate | | | |
4 | | Approve Change of Fundamental | For | For | Management |
| | Investment Policy: Issuing Senior | | | |
| | Securities And Borrowing Money | | | |
5 | | Approve Change of Fundamental | For | For | Management |
| | Investment Policy: Making Loans | | | |
6 | | Approve Change of Fundamental | For | For | Management |
| | Investment Policy: Purchasing And Selling | | | |
| | Commodities | | | |
7 | | Approve Change of Fundamental | For | For | Management |
| | Investment Policy: Concentrating | | | |
| | Investments In A Particular Industry Or | | | |
| | Group Of Industries | | | |
8 | | Approve Change of Fundamental | For | For | Management |
| | Investment Policy: Underwriting Activities | | | |
9 | | Approve Elimination of Fundamental | For | For | Management |
| | Investment Policy: Outdated Policies Not | | | |
| | Required By Law | | | |
| | | | | |
IQ GLOBAL RESOURCES ETF | | | |
|
Nisshin Seifun Group Inc. | | | |
Ticker: | | | | | |
Security ID: | | J57633109 | | | |
Meeting Date: | | 6/25/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve Allocation of Income, with a Final Dividend | For | For | Management |
| | of JPY 12 | | | |
2.1 | | Elect Director Ippei Murakami | For | For | Management |
2.2 | | Elect Director Yasutaka Miyauchi | For | For | Management |
2.3 | | Elect Director Akihisa Sasaki | For | For | Management |
2.4 | | Elect Director Kazuo Ikeda | For | For | Management |
2.5 | | Elect Director Mikihisa Nanri | For | For | Management |
2.6 | | Elect Director Toshio Maruo | For | For | Management |
2.7 | | Elect Director Akiya Fukada | For | For | Management |
2.8 | | Elect Director Toshinori Shiragami | For | For | Management |
2.9 | | Elect Director Hiroshi Oeda | For | For | Management |
2.1 | | Elect Director Ariyoshi Okumura | For | For | Management |
2.11 | | Elect Director Akio Mimura | For | For | Management |
2.12 | | Elect Director Takashi Harada | For | For | Management |
3 | | Appoint Statutory Auditor Satoshi Ito | For | For | Management |
4 | | Approve Stock Option Plan for Directors | For | For | Management |
5 | | Approve Stock Option Plan | For | For | Management |
|
| | | | | |
Nippon Meat Packers Inc. | | | |
Ticker: | | | | | |
Security ID: | | J54752142 | | | |
Meeting Date: | | 6/25/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Amend Articles to Allow Sales of Supplementary | For | For | Management |
| | Shares to Odd-Lot Holders | | | |
2.1 | | Elect Director Hiroshi Kobayashi | For | For | Management |
2.2 | | Elect Director Noboru Takezoe | For | For | Management |
2.3 | | Elect Director Hiroji Ohkoso | For | For | Management |
2.4 | | Elect Director Bin Ueda | For | For | Management |
2.5 | | Elect Director Kouji Uchida | For | For | Management |
2.6 | | Elect Director Takaharu Chuujou | For | For | Management |
2.7 | | Elect Director Katsutoshi Nishio | For | For | Management |
2.8 | | Elect Director Masayuki Matsuba | For | For | Management |
2.9 | | Elect Director Kazuhiro Tsujimoto | For | For | Management |
2.1 | | Elect Director Toshiko Katayama | For | For | Management |
2.11 | | Elect Director Koji Kawamura | For | For | Management |
2.12 | | Elect Director Iwao Taka | For | For | Management |
3 | | Approve Takeover Defense Plan (Poison Pill) | For | Against | Management |
| | | | | | |
Ajinomoto Co. Inc. | | | |
Ticker: | | | | | | |
Security ID: | | | J00882126 | | | |
Meeting Date: | | | 6/29/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JPY | For | For | Management |
| | | | | | |
|
| | | |
Toyo Suisan Kaisha Ltd. | | | |
Ticker: | | | | | | |
Security ID: | | | J92547132 | | | |
Meeting Date: | | | 6/25/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JPY 25 | For | For | Management |
| 2.1 | | Elect Director Tadasu Tsutsumi | For | For | Management |
| 2.2 | | Elect Director Mutsuhiko Oda | For | For | Management |
| 2.3 | | Elect Director Kazuo Obata | For | For | Management |
| 2.4 | | Elect Director Jinichi Mera | For | For | Management |
| 2.5 | | Elect Director Fumio Taniguchi | For | For | Management |
| 2.6 | | Elect Director Katsuhide Sato | For | For | Management |
| 2.7 | | Elect Director Hiroshi Yamauchi | For | For | Management |
| 2.8 | | Elect Director Toru Yamashita | For | For | Management |
| 2.9 | | Elect Director Hiroyuki Minami | For | For | Management |
| 2.1 | | Elect Director Kenji Sugawara | For | For | Management |
| 2.11 | | Elect Director Senichi Teshima | For | For | Management |
| 2.12 | | Elect Director Hiroji Yoshino | For | For | Management |
| 2.13 | | Elect Director Eiji Kondo | For | For | Management |
| 2.14 | | Elect Director Atsumi Shimoi | For | For | Management |
| 2.15 | | Elect Director Masaharu Oikawa | For | For | Management |
| 2.16 | | Elect Director Kiyoshi Fukagawa | For | For | Management |
| 3 | | Appoint Statutory Auditor Isamu Mori | For | For | Management |
| 4 | | Appoint Alternate Statutory Auditor Tsutomu Ushijima | For | For | Management |
| 5 | | Approve Annual Bonus Payment to Directors | For | For | Management |
| | | | | | |
NISSIN FOODS HOLDINGS CO LTD | | | |
Ticker: | | | | | | |
Security ID: | | | J58063124 | | | |
Meeting Date: | | | 6/29/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JPY 35 | For | For | Management |
| 2.1 | | Elect Director Kouki Andou | For | For | Management |
| 2.2 | | Elect Director Susumu Nakagawa | For | For | Management |
| 2.3 | | Elect Director Noritaka Andou | For | For | Management |
| 2.4 | | Elect Director Akihide Matsuo | For | For | Management |
| 2.5 | | Elect Director Takayuki Naruto | For | For | Management |
| 2.6 | | Elect Director Ken Sasahara | For | For | Management |
| 2.7 | | Elect Director Mitsuru Tanaka | For | For | Management |
| 2.8 | | Elect Director Yukio Yokoyama | For | For | Management |
| 2.9 | | Elect Director Yorihiko Kojima | For | Against | Management |
| 2.1 | | Elect Director Eizou Kobayashi | For | For | Management |
| 2.11 | | Elect Director Yoko Ishikura | For | For | Management |
| 3 | | Appoint Alternate Statutory Auditor Kiyotaka Matsumiya | For | For | Management |
| 4 | | Approve Takeover Defense Plan (Poison Pill) | For | Against | Management |
| | | | | | |
|
| | | |
Daio Paper Corp. | | | |
Ticker: | | | | | | |
Security ID: | | | J79518114 | | | |
Meeting Date: | | | 6/29/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JPY 4.5 | For | For | Management |
| 2 | | Amend Articles to Indemnify Directors- Indemnify | For | For | Management |
| | | Statutory Auditors | | | |
| | | | | | |
Nippon Paper Group Inc. | | | |
Ticker: | | | | | | |
Security ID: | | | J56354103 | | | |
Meeting Date: | | | 6/29/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve Allocation of Income, with a Final Dividend of JPY 40 | For | For | Management |
| 2.1 | | Elect Director Masatomo Nakamura | For | For | Management |
| 2.2 | | Elect Director Yoshio Haga | For | For | Management |
| 2.3 | | Elect Director Tsuyoshi Yamashita | For | For | Management |
| 2.4 | | Elect Director Masayuki Hayashi | For | For | Management |
| 2.5 | | Elect Director Masaru Motomura | For | For | Management |
| 2.6 | | Elect Director Fumio Manoshiro | For | For | Management |
| 2.7 | | Elect Director Shuhei Marukawa | For | For | Management |
| 2.8 | | Elect Director Hironori Iwase | For | For | Management |
| 2.9 | | Elect Director Kazuhiro Sakai | For | For | Management |
| 2.1 | | Elect Director Masahiro Murakami | For | For | Management |
| 3 | | Appoint Alternate Statutory Auditor Masashi Ozawa | For | For | Management |
| | | | | | |
|
Barrick Gold Corp. | | | |
Ticker: | | | ABX | | | |
Security ID: | | | 67901108 | | | |
Meeting Date: | | | 4/28/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect H.L. Beck as Director | For | For | Management |
| 1.2 | | Elect C.W.D. Birchall as Director | For | For | Management |
| 1.3 | | Elect D.J. Carty as Director | For | For | Management |
| 1.4 | | Elect G. Cisneros as Director | For | For | Management |
| 1.5 | | Elect M.A. Cohen as Director | For | For | Management |
| 1.6 | | Elect P.A. Cossgrove as Director | For | For | Management |
| 1.7 | | Elect R.M. Franklin as Director | For | For | Management |
| 1.8 | | Elect J.B. Harvey as Director | For | For | Management |
| 1.9 | | Elect B. Mulroney as Director | For | For | Management |
| 1.1 | | Elect A. Munk as Director | For | For | Management |
| 1.11 | | Elect P. Munk as Director | For | For | Management |
| 1.12 | | Elect A.W. Regent as Director | For | For | Management |
| 1.13 | | Elect N.P. Rothschild as Director | For | For | Management |
| 1.14 | | Elect S.J. Shaprio as Director | For | For | Management |
| 2 | | Approve PricewaterhouseCoppers LLP as Auditors and | For | For | Management |
| | | Authorize Board to Fix Their Remuneration | | | |
| 3 | | Advisory Vote on Executive Compensation Approach | For | For | Management |
| | | | | | |
Arch Coal, Inc. | | | |
Ticker: | | | ACI | | | |
Security ID: | | | 39380100 | | | |
Meeting Date: | | | 4/22/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director Brian J. Jennings | For | For | Management |
| 1.2 | | Elect Director Steven F. Leer | For | For | Management |
| 1.3 | | Elect Director Robert G. Potter | For | For | Management |
| 1.4 | | Elect Director Theodore D. Sands | For | For | Management |
| 2 | | Ratify Auditors | For | For | Management |
| 3 | | Amend Omnibus Stock Plan | For | Against | Management |
| 4 | | Amend Executive Incentive Bonus Plan | For | For | Management |
| | | | | | |
|
Agnico-Eagle Mines Limited | | | |
Ticker: | | | AEM | | | |
Security ID: | | | 8474108 | | | |
Meeting Date: | | | 4/30/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director Leanne M. Baker | For | For | Management |
| 1.2 | | Elect Director Douglas R. Beaumont | For | For | Management |
| 1.3 | | Elect Director Sean Boyd | For | For | Management |
| 1.4 | | Elect Director Clifford Davis | For | For | Management |
| 1.5 | | Elect Director David Garofalo | For | For | Management |
| 1.6 | | Elect Director Bernard Kraft | For | For | Management |
| 1.7 | | Elect Director Mel Leiderman | For | For | Management |
| 1.8 | | Elect Director James D. Nasso | For | For | Management |
| 1.9 | | Elect Director Merfyn Roberts | For | For | Management |
| 1.1 | | Elect Director Eberhard Scherkus | For | For | Management |
| 1.11 | | Elect Director Howard R. Stockford | For | For | Management |
| 1.12 | | Elect Director Pertti Voutilainen | For | For | Management |
| 2 | | Approve Ernst & Young LLP as Auditors and Authorize | For | For | Management |
| | | Board to Fix Their Remuneration | | | |
| 3 | | Amend Stock Option Plan | For | For | Management |
| 4 | | Approve Increase in Size of Board to Fifteen | For | For | Management |
| | | | | |
Aristocrat Leisure Ltd. | | | |
Ticker: | | ALL | | | |
Security ID: | | Q0521T108 | | | |
Meeting Date: | | 4/28/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Elect ID Blackburne as Director | For | For | Management |
2 | | Elect SW Morro as Director | For | For | Management |
3 | | Elect DJ Simpson as Director | For | For | Management |
4 | | Approve the Grant of 449,572 Performance Share Rights | For | For | Management |
| | to JR Ordell, Chief Executive Officer and Managing Director | | | |
5 | | Approve the Grant of 110,174 Performance Share Rights | For | For | Management |
| | to V Blanco, Senior Vice President, Platform Architecture | | | |
6 | | Approve Remuneration Report for the Financial Year | For | Against | Management |
| | Ended Dec. 31, 2009 | | | |
| | | | | |
|
Alpha Natural Resources, Inc. | | | |
Ticker: | | ANR | | | |
Security ID: | | 02076X102 | | | |
Meeting Date: | | 5/19/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Director Michael J. Quillen | For | For | Management |
1.2 | | Elect Director William J. Crowley Jr. | For | For | Management |
1.3 | | Elect Director Kevin S. Crutchfield | For | For | Management |
1.4 | | Elect Director E. Linn Draper, Jr. | For | For | Management |
1.5 | | Elect Director Glenn A. Eisenberg | For | For | Management |
1.6 | | Elect Director John W. Fox, Jr. | For | For | Management |
1.7 | | Elect Director P. Michael Giftos | For | For | Management |
1.8 | | Elect Director Joel Richards, III | For | For | Management |
1.9 | | Elect Director James F. Roberts | For | For | Management |
1.1 | | Elect Director Ted G. Wood | For | For | Management |
2 | | Approve Omnibus Stock Plan | For | Against | Management |
3 | | Ratify Auditors | For | For | Management |
| | | | | | |
Apache Corporation | | | |
Ticker: | | | APA | | | |
Security ID: | | | 37411105 | | | |
Meeting Date: | | | 5/6/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Elect Director Eugene C. Fiedorek | For | For | Management |
| 2 | | Elect Director Patricia Albjerg Graham | For | For | Management |
| 3 | | Elect Director F.H. Merelli | For | For | Management |
| 4 | | Ratify Auditors | For | For | Management |
| | | | | | |
|
Anadarko Petroleum Corporation | | | |
Ticker: | | | APC | | | |
Security ID: | | | 32511107 | | | |
Meeting Date: | | | 5/18/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Elect Director H. Paulett Eberhart | For | For | Management |
| 2 | | Elect Director Preston M. Geren III | For | For | Management |
| 3 | | Elect Director James T. Hackett | For | For | Management |
| 4 | | Ratify Auditors | For | For | Management |
| 5 | | Amend EEO Policy to Prohibit Discrimination based on | Against | Against | Share Holder |
| | | Sexual Orientation and Gender Identity | | | |
| 6 | | Reimburse Expenses Incurred by Stockholder in Contested | Against | Against | Share Holder |
| | | Election of Directors | | | |
| | | | | | |
|
American Water Works Company, Inc. | | | |
Ticker: | | | AWK | | | |
Security ID: | | | 30420103 | | | |
Meeting Date: | | | 5/7/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director Stephen P. Adik | For | For | Management |
| 1.2 | | Elect Director Donald L. Correll | For | For | Management |
| 1.3 | | Elect Director Martha Clark Goss | For | For | Management |
| 1.4 | | Elect Director Julie A. Dobson | For | For | Management |
| 1.5 | | Elect Director Richard R. Grigg | For | For | Management |
| 1.6 | | Elect Director Julia L. Johnson | For | For | Management |
| 1.7 | | Elect Director George MacKenzie | For | For | Management |
| 1.8 | | Elect Director William J. Marrazzo | For | For | Management |
| 2 | | Ratify Auditors | For | For | Management |
| | | | | | |
Bunge Limited | | | |
Ticker: | | | BG | | | |
Security ID: | | | G16962105 | | | |
Meeting Date: | | | 5/21/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1a | | Elect Jorge Born, Jr. as Director | For | For | Management |
| 1b | | Elect Bernard de La Tour D'Auvergne Lauraguais as | For | For | Management |
| | | Director | | | |
| 1c | | Elect William Engels as Director | For | For | Management |
| 1d | | Elect L. Patrick Lupo as Director | For | For | Management |
| 2 | | Approve Deloitte & Touche LLP as Auditors and Authorize | For | For | Management |
| | | Board to Fix Their Remuneration | | | |
| 3 | | Approve Bunge Limited Annual Incentive Plan | For | For | Management |
| 4 | | Transact Other Business (Non-Voting) | | | Management |
| | | | | | |
|
BHP Billiton Limited (Formerly BHP Ltd.) | | | |
Ticker: | | | BHP | | | |
Security ID: | | | Q1498M100 | | | |
Meeting Date: | | | 11/26/2009 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for | For | For | Management |
| | | BHP Billiton Ltd and BHP Billiton Plc for the Fiscal Year | | | |
| | | Ended June 30, 2009 | | | |
| 2 | | Elect Carlos Cordeiro as a Director of BHP Billiton Ltd and | For | For | Management |
| | | BHP Billiton Plc | | | |
| 3 | | Elect David Crawford as a Director of BHP Billiton Ltd and | For | For | Management |
| | | BHP Billiton Plc | | | |
| 4 | | Elect Gail de Planque as a Director of BHP Billiton Ltd and | For | For | Management |
| | | BHP Billiton Plc | | | |
| 5 | | Elect Marius Kloppers as a Director of BHP Billiton Ltd and | For | For | Management |
| | | BHP Billiton Plc | | | |
| 6 | | Elect Don Argus as a Director of BHP Billiton Ltd and BHP | For | For | Management |
| | | Billiton Plc | | | |
| 7 | | Elect Wayne Murdy as a Director of BHP Billiton Ltd and | For | For | Management |
| | | BHP Billiton Plc | | | |
| 8 | | Approve KPMG Audit Plc as Auditors of BHP Billiton Plc | For | For | Management |
| 9 | | Approve Renewal of General Authority to Issue of Up to | For | For | Management |
| | | 555.97 Million Shares in BHP Billiton Plc in Connection | | | |
| | | with Its Employee Share and Incentive Schemes | | | |
| 10 | | Renew the Disapplication of Pre-Emption Rights in BHP | For | For | Management |
| | | Billiton Plc | | | |
| 11 | | Authorize Repurchase of Up To 223.11 Million Shares in | For | For | Management |
| | | BHP Billiton Plc | | | |
| 12i | | Approve Cancellation of Shares in BHP Billiton Plc Held by | For | For | Management |
| | | BHP Billiton Ltd on April 30, 2010 | | | |
| 12ii | | Approve Cancellation of Shares in BHP Billiton Plc Held by | For | For | Management |
| | | BHP Billiton Ltd on June 17, 2010 | | | |
| 12iii | | Approve Cancellation of Shares in BHP Billiton Plc Held by | For | For | Management |
| | | BHP Billiton Ltd on Sept. 15, 2010 | | | |
| 12iv | | Approve Cancellation of Shares in BHP Billiton Plc Held by | For | For | Management |
| | | BHP Billiton Ltd on Nov. 11, 2010 | | | |
| 13 | | Approve Remuneration Report for the Fiscal Year Ended | For | For | Management |
| | | June 30, 2009 | | | |
| 14 | | Approve Grant of Approximately 55,932 Deferred Shares, | For | For | Management |
| | | 223,739 Options, and 424,612 Performance Shares to | | | |
| | | Marius Kloppers, CEO, Pursuant to the Group Incentive | | | |
| | | Scheme and the Long Term Incentive Plan | | | |
| | | | | | |
Peabody Energy Corporation | | | |
Ticker: | | | BTU | | | |
Security ID: | | | 704549104 | | | |
Meeting Date: | | | 5/4/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director Gregory H. Boyce | For | For | Management |
| 1.2 | | Elect Director William A. Coley | For | For | Management |
| 1.3 | | Elect Director William E. James | For | For | Management |
| 1.4 | | Elect Director Robert B. Karn, III | For | For | Management |
| 1.5 | | Elect Director M. Frances Keeth | For | For | Management |
| 1.6 | | Elect Director Henry E. Lentz | For | For | Management |
| 1.7 | | Elect Director Robert A. Malone | For | For | Management |
| 1.8 | | Elect Director William C. Rusnack | For | For | Management |
| 1.9 | | Elect Director John F. Turner | For | For | Management |
| 1.1 | | Elect Director Alan H. Washkowitz | For | For | Management |
| 2 | | Ratify Auditors | For | For | Management |
| | | | | | |
|
Bucyrus International, Inc. | | | |
Ticker: | | | BUCY | | | |
Security ID: | | | 118759109 | | | |
Meeting Date: | | | 4/22/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director Deepak K. Kapur | For | For | Management |
| 1.2 | | Elect Director Theodore C. Rogers | For | For | Management |
| 1.3 | | Elect Director Robert C. Scharp | For | For | Management |
| 2 | | Ratify Auditors | For | For | Management |
| | | | | | |
|
Canfor Corp. | | | |
Ticker: | | | CFP | | | |
Security ID: | | | 137576104 | | | |
Meeting Date: | | | 4/29/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Peter J. G. Bentley as Director | For | Withhold | Management |
| 1.2 | | Elect Glen D. Clark as Director | For | For | Management |
| 1.3 | | Elect Ronald L. Cliff as Director | For | For | Management |
| 1.4 | | Elect Michael J. Korenberg as Director | For | For | Management |
| 1.5 | | Elect James A. Pattison as Director | For | For | Management |
| 1.6 | | Elect Conrad A. Pinette as Director | For | For | Management |
| 1.7 | | Elect James F. Shepard as Director | For | For | Management |
| 1.8 | | Elect James McNeill (Mack) Singleton as Director | For | For | Management |
| 1.9 | | Elect Ross S. Smith as Director | For | For | Management |
| 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
| | | | | | |
Centerra Gold Inc. | | | |
Ticker: | | | CG | | | |
Security ID: | | | 152006102 | | | |
Meeting Date: | | | 5/19/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Ian G. Austin as Director | For | For | Management |
| 1.2 | | Elect William J. Braithwaite as Director | For | For | Management |
| 1.3 | | Elect Patrick M. James as Director | For | For | Management |
| 1.4 | | Elect Stephen A. Lang as Director | For | For | Management |
| 1.5 | | Elect John W. Lill as Director | For | For | Management |
| 1.6 | | Elect Sheryl K. Pressler as Director | For | For | Management |
| 1.7 | | Elect Terry V. Rogers as Director | For | For | Management |
| 1.8 | | Elect Anthony J. Webb as Director | For | For | Management |
| 1.9 | | Elect Bruce V. Walter as Director | For | For | Management |
| 2 | | Approve KPMG LLP as Auditors and Authorize Board to Fix | For | For | Management |
| | | Their Remuneration | | | |
|
| | | | | | |
Canadian Natural Resources Ltd. | | | |
Ticker: | | | CNQ | | | |
Security ID: | | | 136385101 | | | |
Meeting Date: | | | 5/6/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director Catherine M. Best | For | For | Management |
| 1.2 | | Elect Director N. Murray Edwards | For | For | Management |
| 1.3 | | Elect Director Gary A. Filmon | For | For | Management |
| 1.4 | | Elect Director Gordon D. Giffin | For | For | Management |
| 1.5 | | Elect Director Steve W. Laut | For | For | Management |
| 1.6 | | Elect Director Keith A.J. MacPhail | For | For | Management |
| 1.7 | | Elect Director Allan P. Markin | For | For | Management |
| 1.8 | | Elect Director Frank J. McKenna | For | For | Management |
| 1.9 | | Elect Director James S. Palmer | For | For | Management |
| 1.1 | | Elect Director Eldon R. Smith | For | For | Management |
| 1.11 | | Elect Director David A. Tuer | For | For | Management |
| 2 | | Approve PricewaterhouseCoopers LLP as Auditors and | For | For | Management |
| | | Authorize Board to Fix Their Remuneration | | | |
| 3 | | Approve Stock Split | For | For | Management |
| 4 | | Amend Stock Option Plan | For | Against | Management |
| | | | | | |
CONSOL Energy Inc. | | | |
Ticker: | | | CNX | | | |
Security ID: | | | 20854P109 | | | |
Meeting Date: | | | 5/4/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director John Whitmire | For | For | Management |
| 1.2 | | Elect Director J. Brett Harvey | For | For | Management |
| 1.3 | | Elect Director James E. Altmeyer, Sr. | For | For | Management |
| 1.4 | | Elect Director Philip W. Baxter | For | For | Management |
| 1.5 | | Elect Director William E. Davis | For | For | Management |
| 1.6 | | Elect Director Raj K. Gupta | For | For | Management |
| 1.7 | | Elect Director Patricia A. Hammick | For | For | Management |
| 1.8 | | Elect Director David C. Hardesty, Jr. | For | For | Management |
| 1.9 | | Elect Director John T. Mills | For | For | Management |
| 1.1 | | Elect Director William P. Powell | For | For | Management |
| 1.11 | | Elect Director Joseph T. Williams | For | For | Management |
| 2 | | Ratify Auditors | For | For | Management |
|
| | | | | | |
ConocoPhillips | | | |
Ticker: | | | COP | | | |
Security ID: | | | 20825C104 | | | |
Meeting Date: | | | 5/12/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director Richard L. Armitage | For | For | Management |
| 1.2 | | Elect Director Richard H. Auchinleck | For | For | Management |
| 1.3 | | Elect Director James E. Copeland, Jr. | For | For | Management |
| 1.4 | | Elect Director Kenneth M. Duberstein | For | For | Management |
| 1.5 | | Elect Director Ruth R. Harkin | For | For | Management |
| 1.6 | | Elect Director Harold W. Mcgraw III | For | For | Management |
| 1.7 | | Elect Director James J. Mulva | For | For | Management |
| 1.8 | | Elect Director Robert A. Niblock | For | For | Management |
| 1.9 | | Elect Director Harald J. Norvik | For | For | Management |
| 1.1 | | Elect Director William K. Reilly | For | For | Management |
| 1.11 | | Elect Director Bobby S. Shackouls | For | For | Management |
| 1.12 | | Elect Director Victoria J. Tschinkel | For | For | Management |
| 1.13 | | Elect Director Kathryn C. Turner | For | For | Management |
| 1.14 | | Elect Director William E. Wade, Jr. | For | For | Management |
| 2 | | Ratify Auditors | For | For | Management |
| 3 | | Report on Board Risk Management Oversight | Against | Against | Share Holder |
| 4 | | Adopt Quantitative GHG Goals for Products and Operations | Against | Against | Share Holder |
| 5 | | Report on Environmental Impact of Oil Sands Operations | Against | Against | Share Holder |
| | | in Canada | | | |
| 6 | | Adopt Policy to Address Coastal Louisiana Environmental | Against | Against | Share Holder |
| | | Impacts | | | |
| 7 | | Report on Financial Risks of Climate Change | Against | Against | Share Holder |
| 8 | | Adopt Goals to Reduce Emission of TRI Chemicals | Against | Against | Share Holder |
| 9 | | Amend EEO Policy to Prohibit Discrimination Based on | Against | Against | Share Holder |
| | | Sexual Orientation and Gender Identity | | | |
| 10 | | Report on Political Contributions | Against | Against | Share Holder |
| | | | | | |
Chevron Corporation | | | |
Ticker: | | | CVX | | | |
Security ID: | | | 166764100 | | | |
Meeting Date: | | | 5/26/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Elect Director S.H. Armacost | For | For | Management |
| 2 | | Elect Director L.F. Deily | For | For | Management |
| 3 | | Elect Director R.E. Denham | For | For | Management |
| 4 | | Elect Director R.J. Eaton | For | For | Management |
| 5 | | Elect Director C. Hagel | For | For | Management |
| 6 | | Elect Director E. Hernandez | For | For | Management |
| 7 | | Elect Director F.G. Jenifer | For | For | Management |
| 8 | | Elect Director G.L. Kirkland | For | For | Management |
| 9 | | Elect Director S. Nunn | For | For | Management |
| 10 | | Elect Director D.B. Rice | For | For | Management |
| 11 | | Elect Director K.W. Sharer | For | For | Management |
| 12 | | Elect Director C.R. Shoemate | For | For | Management |
| 13 | | Elect Director J.G. Stumpf | For | For | Management |
| 14 | | Elect Director R.D. Sugar | For | For | Management |
| 15 | | Elect Director C. Ware | For | For | Management |
| 16 | | Elect Director J.S. Watson | For | For | Management |
| 17 | | Ratify Auditors | For | For | Management |
| 18 | | Provide Right to Call Special Meeting | For | For | Management |
| 19 | | Request Director Nominee with Environmental Qualifications | Against | Against | Share Holder |
| 20 | | Stock Retention/Holding Period | Against | Against | Share Holder |
| 21 | | Disclose Payments To Host Governments | Against | Against | Share Holder |
| 22 | | Adopt Guidelines for Country Selection | Against | Against | Share Holder |
| 23 | | Report on Financial Risks From Climate Change | Against | Against | Share Holder |
| 24 | | Amend Bylaws to Establish a Board Committee on Human | Against | Against | Share Holder |
| | | Rights | | | |
| | | | | | |
|
Extract Resources Ltd. | | | |
Ticker: | | | EXT | | | |
Security ID: | | | Q36899104 | | | |
Meeting Date: | | | 6/22/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Elect Alastair Clayton as a Director | For | For | Management |
| 2 | | Elect Ron Chamberlain as a Director | For | For | Management |
| 3 | | Approve the Extract Resources Ltd Performance Rights | For | For | Management |
| 4 | | Approve the Grant of Up to 1.34 Million Performance | For | Against | Management |
| | | Rights to Jonathan Leslie Under the Extract Resources Ltd | | | |
| | | Performance Rights Plan | | | |
| 5 | | Approve the Issuance of 15,524 Shares to Stephen Galloway | For | For | Management |
| 6 | | Approve the Issuance of 4,851 Shares to John Main | For | For | Management |
| 7 | | Approve the Issuance of 4,851 Shares to Neil MacLachlan | For | For | Management |
| 8 | | Approve the Issuance of 4,851 Shares to Inge Zaamwani-Kamwi | For | For | Management |
| 9 | | Approve the Issuance of 1,808 Shares to Alastair Clayton | For | For | Management |
| 10 | | Approve the Issuance of 1,037 Shares to Ron Chamberlain | For | For | Management |
| | | | | | |
Flowserve Corporation | | | |
Ticker: | | | FLS | | | |
Security ID: | | | 34354P105 | | | |
Meeting Date: | | | 5/14/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director Gayla Delly | For | For | Management |
| 1.2 | | Elect Director Rick Mills | For | For | Management |
| 1.3 | | Elect Director Charles Rampacek | For | For | Management |
| 1.4 | | Elect Director William Rusnack | For | For | Management |
| 1.5 | | Elect Director Mark Blinn | For | For | Management |
| 2 | | Ratify Auditors | For | For | Management |
|
Goldcorp Inc. | | | |
Ticker: | | | G | | | |
Security ID: | | | 380956409 | | | |
Meeting Date: | | | 5/19/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Ian W. Telfer as Director | For | For | Management |
| 1.2 | | Elect Douglas M. Holtby as Director | For | For | Management |
| 1.3 | | Elect Charles A. Jeannes as Director | For | For | Management |
| 1.4 | | Elect John P. Bell as Director | For | For | Management |
| 1.5 | | Elect Lawrence I. Bell as Director | For | For | Management |
| 1.6 | | Elect Beverley A. Briscoe as Director | For | For | Management |
| 1.7 | | Elect Peter J. Dey as Director | For | For | Management |
| 1.8 | | Elect P. Randy Reifel as Director | For | For | Management |
| 1.9 | | Elect A. Dan Rovig as Director | For | For | Management |
| 1.1 | | Elect Kenneth F. Williamson as Director | For | For | Management |
| 2 | | Approve Deloitte & Touche LLP as Auditors and Authorize | For | For | Management |
| | | Board to Fix Their Remuneration | | | |
| 3 | | Community-Environment Impact | Against | Against | Share Holder |
|
| | | | | | |
Gindalbie Metals Ltd. | | | |
Ticker: | | | GBG | | | |
Security ID: | | | Q4046S108 | | | |
Meeting Date: | | | 6/16/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve the Grant of Securities to Anshan Iron and Steel | For | For | Management |
| | | Group Corporation Pursuant to the Share Mortgage and to | | | |
| | | Angang Group Investment (Australia) Pty Ltd Pursuant to | | | |
| | | the Cross Charge | | | |
| | | | | | |
Gindalbie Metals Ltd. | | | |
Ticker: | | | GBG | | | |
Security ID: | | | Q4046S108 | | | |
Meeting Date: | | | 6/28/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve the Issuance of Up to 80.215 Million Shares at an | For | For | Management |
| | | Issue Price of A$0.93 Each to Angang Group Hong Kong | | | |
| 2 | | Approve the Issuance of Up to 120.215 Million Shares at | For | For | Management |
| | | an Issue Price A$0.93 Each to Sophisticated and | | | |
| | | Professional Investor Clients of the Joint Lead Managers or | | | |
| | | Their Related Bodies Corporate | | | |
|
| | | | | | |
Hormel Foods Corp. | | | |
Ticker: | | | HRL | | | |
Security ID: | | | 440452100 | | | |
Meeting Date: | | | 1/26/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director Terrell K. Crews | For | For | Management |
| 1.2 | | Elect Director Jeffrey M. Ettinger | For | For | Management |
| 1.3 | | Elect Director Jody H. Feragen | For | For | Management |
| 1.4 | | Elect Director Susan I. Marvin | For | For | Management |
| 1.5 | | Elect Director John L. Morrison | For | For | Management |
| 1.6 | | Elect Director Elsa A. Murano | For | For | Management |
| 1.7 | | Elect Director Robert C. Nakasone | For | For | Management |
| 1.8 | | Elect Director Susan K. Nestergard | For | For | Management |
| 1.9 | | Elect Director Ronald D. Pearson | For | For | Management |
| 1.1 | | Elect Director Dakota A. Pippins | For | For | Management |
| 1.11 | | Elect Director Huch C. Smith | For | For | Management |
| 1.12 | | Elect Director John G. Turner | For | For | Management |
| 2 | | Ratify Auditors | For | For | Management |
| 3 | | Implement Specific Animal Welfare Policies and Practices | Against | Against | Share Holder |
| | | for Suppliers | | | |
|
| | | | | | |
The Hershey Company | | | |
Ticker: | | | HSY | | | |
Security ID: | | | 427866108 | | | |
Meeting Date: | | | 5/4/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director Pamela M. Arway | For | For | Management |
| 1.2 | | Elect Director Robert F. Cavanaugh | For | For | Management |
| 1.3 | | Elect Director Charles A. Davis | For | For | Management |
| 1.4 | | Elect Director James E. Nevels | For | For | Management |
| 1.5 | | Elect Director Thomas J. Ridge | For | For | Management |
| 1.6 | | Elect Director David L. Shedlarz | For | For | Management |
| 1.7 | | Elect Director David J. West | For | For | Management |
| 1.8 | | Elect Director LeRoy S. Zimmerman | For | For | Management |
| 2 | | Ratify Auditors | For | For | Management |
| | | | | | |
IDEX Corporation | | | |
Ticker: | | | IEX | | | |
Security ID: | | | 45167R104 | | | |
Meeting Date: | | | 4/6/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director Neil A. Springer | For | For | Management |
| 1.2 | | Elect Director Ruby R. Chandy | For | For | Management |
| 2 | | Amend Omnibus Stock Plan | For | Against | Management |
| 3 | | Ratify Auditors | For | For | Management |
|
| | | | | | |
IAMGOLD Corporation | | | |
Ticker: | | | IMG | | | |
Security ID: | | | 450913108 | | | |
Meeting Date: | | | 5/19/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Derek Bullock as Director | For | For | Management |
| 1.2 | | Elect John E. Caldwell as Director | For | For | Management |
| 1.3 | | Elect Donald K. Charter as Director | For | For | Management |
| 1.4 | | Elect W. Robert Dengler as Director | For | For | Management |
| 1.5 | | Elect Guy G. Dufresne as Director | For | For | Management |
| 1.6 | | Elect Peter C. Jones as Director | For | For | Management |
| 1.7 | | Elect Mahendra Naik as Director | For | For | Management |
| 1.8 | | Elect William D. Pugliese as Director | For | For | Management |
| 1.9 | | Elect John Shaw as Director | For | For | Management |
| 2 | | Approve KPMG LLP as Auditors and Authorize Board to Fix | For | For | Management |
| | | Their Remuneration | | | |
| 3 | | Advisory Vote on Executive Compensation Approach | For | For | Management |
|
| | | | | | |
Imperial Oil Ltd. | | | |
Ticker: | | | IMO | | | |
Security ID: | | | 453038408 | | | |
Meeting Date: | | | 4/29/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
| 2.1 | | Elect K.T. (Krystyna) Hoeg as Director | For | For | Management |
| 2.2 | | Elect B.H. (Bruce) March as Director | For | For | Management |
| 2.3 | | Elect J.M. (Jack) Mintz as Director | For | For | Management |
| 2.4 | | Elect R.C. (Robert) Olsen as Director | For | Withhold | Management |
| 2.5 | | Elect D.S. (David) Sutherland as Director | For | For | Management |
| 2.6 | | Elect S.D. (Sheelagh) Whittaker as Director | For | For | Management |
| 2.7 | | Elect V.L. (Victor) Young as Director | For | For | Management |
| | | | | | |
IRESS Market Technology Ltd. | | | |
Ticker: | | | IRE | | | |
Security ID: | | | Q49822101 | | | |
Meeting Date: | | | 5/5/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Elect John Cameron as Director | For | For | Management |
| 2 | | Elect James Killen as Director | For | For | Management |
| 3 | | Elect Peter Dunai as Director | For | For | Management |
| 4 | | Approve Remuneration Report for the Year Ended Dec. 31, 2009 | For | For | Management |
| 5 | | Approve the Increase in the Aggregate Remuneration Fee | None | For | Management |
| | | of Directors from A$400,000 to A$600,000 Per Annum | | | |
| 6 | | Approve the Grant of Up to 29,000 Deferred Shares and | For | For | Management |
| | | Up to 125,000 Performance Rights Under the Employee | | | |
| | | Performance Share Plan and Employee Performance | | | |
| | | Rights Plan to Andrew Walsh, Managing Director | | | |
|
| | | | | | |
Joy Global, Inc. | | | |
Ticker: | | | JOYG | | | |
Security ID: | | | 481165108 | | | |
Meeting Date: | | | 3/9/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director Steven L. Gerard | For | For | Management |
| 1.2 | | Elect Director John Nils Hanson | For | For | Management |
| 1.3 | | Elect Director Ken C. Johnsen | For | For | Management |
| 1.4 | | Elect Director Gale E. Klappa | For | For | Management |
| 1.5 | | Elect Director Richard B. Loynd | For | For | Management |
| 1.6 | | Elect Director P. Eric Siegert | For | For | Management |
| 1.7 | | Elect Director Michael W. Sutherlin | For | For | Management |
| 1.8 | | Elect Director James H. Tate | For | For | Management |
| 2 | | Ratify Auditors | For | For | Management |
|
| | | | | | |
Kellogg Company | | | |
Ticker: | | | K | | | |
Security ID: | | | 487836108 | | | |
Meeting Date: | | | 4/23/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director Benjamin Carson | For | For | Management |
| 1.2 | | Elect Director Gordon Gund | For | For | Management |
| 1.3 | | Elect Director Dorothy Johnson | For | For | Management |
| 1.4 | | Elect Director Ann McLaughlin Korologos | For | For | Management |
| 2 | | Ratify Auditors | For | For | Management |
| 3 | | Reduce Supermajority Vote Requirement | Against | For | Share Holder |
| | | | | | |
Kinross Gold Corporation | | | |
Ticker: | | | K | | | |
Security ID: | | | 496902404 | | | |
Meeting Date: | | | 5/5/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect John A. Brough as Director | For | For | Management |
| 1.2 | | Elect Tye W. Burt as Director | For | For | Management |
| 1.3 | | Elect John K. Carrington as Director | For | For | Management |
| 1.4 | | Elect John M.H. Huxley as Director | For | For | Management |
| 1.5 | | Elect John A. Keyes as Director | For | For | Management |
| 1.6 | | Elect Catherin McLeod-Seltzer as Director | For | For | Management |
| 1.7 | | Elect George F. Michals as Director | For | For | Management |
| 1.8 | | Elect John E. Oliver as Director | For | For | Management |
| 1.9 | | Elect Terence C.W. Reid as Director | For | For | Management |
| 2 | | Approve KPMG LLP as Auditors and Authorize Board to Fix | For | For | Management |
| | | Their Remuneration | | | |
|
| | | | | | |
Kraft Foods Inc | | | |
Ticker: | | | KFT | | | |
Security ID: | | | 50075N104 | | | |
Meeting Date: | | | 5/18/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Elect Director Ajaypal S. Banga | For | For | Management |
| 2 | | Elect Director Myra M. Hart | For | For | Management |
| 3 | | Elect Director Lois D. Juliber | For | For | Management |
| 4 | | Elect Director Mark D. Ketchum | For | For | Management |
| 5 | | Elect Director Richard A. Lerner | For | For | Management |
| 6 | | Elect Director Mackey J. McDonald | For | For | Management |
| 7 | | Elect Director John C. Pope | For | For | Management |
| 8 | | Elect Director Fredric G. Reynolds | For | For | Management |
| 9 | | Elect Director Irene B. Rosenfeld | For | For | Management |
| 10 | | Elect Director J.F. Van Boxmeer | For | For | Management |
| 11 | | Elect Director Deborah C. Wright | For | For | Management |
| 12 | | Elect Director Frank G. Zarb | For | For | Management |
| 13 | | Ratify Auditors | For | For | Management |
| 14 | | Provide Right to Act by Written Consent | Against | For | Share Holder |
| | | | | | |
Lihir Gold Ltd. | | | |
Ticker: | | | LGL | | | |
Security ID: | | | Y5285N149 | | | |
Meeting Date: | | | 5/5/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for the | For | For | Management |
| | | Year Ended Dec. 31, 2009 | | | |
| 2 | | Elect Peter Cassidy as a Director | For | For | Management |
| 3 | | Elect Mike Etheridge as a Director | For | For | Management |
| 4 | | Reappoint PricewaterhouseCoopers as the Company's Auditor | For | For | Management |
| 5 | | Approve the Termination Benefits Payable to the New | For | For | Management |
| | | CEO/Managing Director Under His Employment Contract | | | |
| 6 | | Approve the Grant of Up to 1.5 Million Share Rights Under | For | For | Management |
| | | the Lihir Senior Executive Share Plan to the New | | | |
| | | CEO/Managing Director | | | |
|
| | | | | | |
Mirabela Nickel Ltd. | | | |
Ticker: | | | MBN | | | |
Security ID: | | | Q6188C106 | | | |
Meeting Date: | | | 3/29/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Ratify the Past Issuance of 16.4 Million Shares at A$2.30 | For | None | Management |
| | | Each to the Clients of Macquarie Capital Advisers Limited | | | |
| | | and Argonaut Securities Pty Limited Made on Dec. 15, 2009 | | | |
| 2 | | Approve the Issuance of 400,000 Shares at A$2.30 Each to | For | None | Management |
| | | Craig Burton, Chairman and Executive Director of Mirabela Nickel Ltd. | | | |
| 3 | | Approve The Issuance of 1.7 Million Shares at A$2.30 Each | For | None | Management |
| | | to Lancaster Park SA. where Colin Steyn, a Non | | | |
| | | Executive Director of Mirabela Nickel Ltd., is Associated | | | |
| 4 | | Ratify the Past Issuance of a Total of 5.5 Million Shares at | For | None | Management |
| | | C$2.23 Each, which were Converted from Special | | | |
| | | Warrants, Made on Feb. 9, 2010 | | | |
|
| | | | | | |
Macarthur Coal Ltd. | | | |
Ticker: | | | MCC | | | |
Security ID: | | | Q5689Z101 | | | |
Meeting Date: | | | 4/19/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve the Issuance of Shares to Noble Group Members | For | For | Management |
| 1 | | Approve the Issuance of Shares to Noble Group Members | For | For | Management |
| | | | | | |
Massey Energy Company | | | |
Ticker: | | | MEE | | | |
Security ID: | | | 576206106 | | | |
Meeting Date: | | | 5/18/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director Richard M. Gabrys | For | Withhold | Management |
| 1.2 | | Elect Director Dan R. Moore | For | Withhold | Management |
| 1.3 | | Elect Director Baxter F. Phillips, Jr. | For | Withhold | Management |
| 2 | | Ratify Auditors | For | For | Management |
| 3 | | Report on Implementation of EPA Settlement Reforms and | Against | Against | Share Holder |
| | | CSR Commitments | | | |
| 4 | | Adopt Quantitative GHG goals from Products and Operations | Against | Against | Share Holder |
| 5 | | Require a Majority Vote for the Election of Directors | Against | For | Share Holder |
| 6 | | Declassify the Board of Directors | None | For | Share Holder |
|
| | | | | | |
MeadWestvaco Corporation | | | |
Ticker: | | | MWV | | | |
Security ID: | | | 583334107 | | | |
Meeting Date: | | | 4/26/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Elect Director Michael E. Campbell | For | For | Management |
| 2 | | Elect Director Thomas W. Cole, Jr., Ph.D. | For | For | Management |
| 3 | | Elect Director James G. Kaiser | For | For | Management |
| 4 | | Elect Director Richard B. Kelson | For | For | Management |
| 5 | | Elect Director James M. Kilts | For | For | Management |
| 6 | | Elect Director Susan J. Kropf | For | For | Management |
| 7 | | Elect Director Douglas S. Luke | For | For | Management |
| 8 | | Elect Director John A. Luke, Jr. | For | For | Management |
| 9 | | Elect Director Robert C. McCormack | For | For | Management |
| 10 | | Elect Director Timothy H. Powers | For | For | Management |
| 11 | | Elect Director Edward M. Straw | For | For | Management |
| 12 | | Elect Director Jane L. Warner | For | For | Management |
| 13 | | Ratify Auditors | For | For | Management |
| 14 | | Amend Articles/Bylaws/Charter--Call Special Meetings | Against | For | Share Holder |
| | | | | | |
Newmont Mining Corporation | | | |
Ticker: | | | NEM | | | |
Security ID: | | | 651639106 | | | |
Meeting Date: | | | 4/23/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Elect Director Glen A. Barton | For | For | Management |
| 2 | | Elect Director Vincent A. Calarco | For | For | Management |
| 3 | | Elect Director Joseph A. Carrabba | For | For | Management |
| 4 | | Elect Director Noreen Doyle | For | For | Management |
| 5 | | Elect Director Veronica M. Hagen | For | For | Management |
| 6 | | Elect Director Michael S. Hamson | For | For | Management |
| 7 | | Elect Director Richard T. O'Brien | For | For | Management |
| 8 | | Elect Director John B. Prescott | For | For | Management |
| 9 | | Elect Director Donald C. Roth | For | For | Management |
| 10 | | Elect Director James V. Taranik | For | For | Management |
| 11 | | Elect Director Simon Thompson | For | For | Management |
| 12 | | Ratify Auditors | For | For | Management |
| 13 | | Amend Articles/Bylaws/Charter--Call Special Meetings | Against | Against | Share Holder |
| 14 | | Require a Majority Vote for the Election of Directors | Against | For | Share Holder |
|
| | | | | | |
OM Holdings Ltd. | | | |
Ticker: | | | OMH | | | |
Security ID: | | | G6748X104 | | | |
Meeting Date: | | | 5/19/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for the | For | For | Management |
| | | Year Ended Dec. 31, 2009 | | | |
| 2 | | Approve Final Dividend of A$0.02 Per Share | For | For | Management |
| 3 | | Elect Tan Peng Chin as Director | For | For | Management |
| 4 | | Elect Julie Anne Wolseley as Director | For | Against | Management |
| 5 | | Approve Foo Kon Tan as Auditor and Authorize Board to | For | For | Management |
| | | Fix Their Remuneration | | | |
| | | | | | |
Occidental Petroleum Corporation | | | |
Ticker: | | | OXY | | | |
Security ID: | | | 674599105 | | | |
Meeting Date: | | | 5/7/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Elect Director Spencer Abraham | For | Against | Management |
| 2 | | Elect Director John S. Chalsty | For | Against | Management |
| 3 | | Elect Director Stephen I. Chazen | For | For | Management |
| 4 | | Elect Director Edward P. Djerejian | For | Against | Management |
| 5 | | Elect Director John E. Feick | For | Against | Management |
| 6 | | Elect Director Carlos M. Gutierrez | For | Against | Management |
| 7 | | Elect Director Ray R. Irani | For | Against | Management |
| 8 | | Elect Director Irvin W. Maloney | For | Against | Management |
| 9 | | Elect Director Avedick B. Poladian | For | Against | Management |
| 10 | | Elect Director Rodolfo Segovia | For | Against | Management |
| 11 | | Elect Director Aziz D. Syriani | For | Against | Management |
| 12 | | Elect Director Rosemary Tomich | For | Against | Management |
| 13 | | Elect Director Walter L. Weisman | For | Against | Management |
| 14 | | Ratify Auditors | For | For | Management |
| 15 | | Amend Omnibus Stock Plan | For | For | Management |
| 16 | | Advisory Vote to Ratify Named Executive Officers' | For | Against | Management |
| | | Compensation | | | |
| 17 | | Limit Executive Compensation | Against | Against | Share Holder |
| 18 | | Require Independent Board Chairman | Against | Against | Share Holder |
| 19 | | Amend Articles/Bylaws/Charter--Call Special Meetings | Against | Against | Share Holder |
| 20 | | Report on Host Country Social and Environmental Laws | Against | Against | Share Holder |
| 21 | | Require a Majority Vote for the Election of Directors | Against | For | Share Holder |
| 22 | | Report on Policy for Increasing Safety by Reducing | Against | Against | Share Holder |
| | | Hazardous Substance Usage and Re-locating Facilities | | | |
| 23 | | Double Trigger on Equity Plans | Against | For | Share Holder |
|
| | | | | | |
Pan American Silver Corp. | | | |
Ticker: | | | PAA | | | |
Security ID: | | | 697900108 | | | |
Meeting Date: | | | 5/10/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director Ross J. Beaty | For | For | Management |
| 1.2 | | Elect Director Geoffrey A. Burns | For | For | Management |
| 1.3 | | Elect Director Robert P. Pirooz | For | For | Management |
| 1.4 | | Elect Director William Fleckenstein | For | For | Management |
| 1.5 | | Elect Director Michael J.J. Maloney | For | For | Management |
| 1.6 | | Elect Director Michael Larson | For | For | Management |
| 1.7 | | Elect Director Paul B. Sweeney | For | For | Management |
| 1.8 | | Elect Director David C. Press | For | For | Management |
| 1.9 | | Elect Director Walter T. Segsworth | For | For | Management |
| 2 | | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
| 3 | | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
| 4 | | Advisory Vote on Executive Compensation Approach | For | For | Management |
| 5 | | Amend Stock Option Plan and Stock Bonus Plan | For | Against | Management |
| | | | | | |
Pentair, Inc. | | | |
Ticker: | | | PNR | | | |
Security ID: | | | 709631105 | | | |
Meeting Date: | | | 4/29/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Elect Director Glynis A. Bryan | For | For | Management |
| 2 | | Elect Director T. Michael Glenn | For | For | Management |
| 3 | | Elect Director David H. Y. Ho | For | For | Management |
| 4 | | Elect Director William T. Monahan | For | For | Management |
| 5 | | Amend Omnibus Stock Plan | For | Against | Management |
| 6 | | Ratify Auditors | For | For | Management |
|
| | | | | | |
Red Back Mining Inc. | | | |
Ticker: | | | RBI | | | |
Security ID: | | | 756297107 | | | |
Meeting Date: | | | 5/10/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director Richard P. Clark | For | For | Management |
| 1.2 | | Elect Director Lukas H. Lundin | For | For | Management |
| 1.3 | | Elect Director Michael W. Hunt | For | For | Management |
| 1.4 | | Elect Director Robert F. Chase | For | For | Management |
| 1.5 | | Elect Director Brian D. Edgar | For | For | Management |
| 1.6 | | Elect Director George L. Brack | For | For | Management |
| 2 | | Approve PricewaterhouseCoopers LLP as Auditors and | For | For | Management |
| | | Authorize Board to Fix Their Remuneration | | | |
| 3 | | Approve Stock Option Plan | For | For | Management |
| 4 | | Approve Stock Option Plan Grants | For | For | Management |
| 5 | | Amend Bylaws No. 8.03 and No. 8.05 | For | For | Management |
| | | | | | |
Transocean Ltd. | | | |
Ticker: | | | RIG | | | |
Security ID: | | | H8817H100 | | | |
Meeting Date: | | | 5/14/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | For | For | Management |
| 2 | | Approve Discharge of Board and Senior Management | For | For | Management |
| 3 | | Approve Allocation of Income and Omission of Dividends | For | For | Management |
| 4 | | Change Location of Registered Office to Steinhausen, | For | For | Management |
| | | Switzerland | | | |
| 5 | | Approve Creation of CHF 2.5 Billion Pool of Capital without | For | Against | Management |
| | | Preemptive Rights | | | |
| 6 | | Approve Reduction in Share Capita and Repayment of | For | For | Management |
| | | $3.11 per Share | | | |
| 7 | | Amend Articles Re: Share Certificates due to New Swiss | For | For | Management |
| | | Federal Act on Intermediated Securities | | | |
| 8a | | Elect Steven Newman as Director | For | For | Management |
| 8b | | Reelect Thomas Carson as Director | For | For | Management |
| 8c | | Reelect Robert Sprague as Director | For | For | Management |
| 8d | | Reelect J. Michael Talbert as Director | For | For | Management |
| 8e | | Reelect John Whitmire as Director | For | For | Management |
| 9 | | Appointment Of Ernst & Young LLP as Independent | For | For | Management |
| | | Registered Public Accounting Firm for Fiscal Year 2010 | | | |
| 10 | | Transact Other Business (Voting) | For | Against | Management |
|
| | | | | | |
ShawCor Ltd. | | | |
Ticker: | | | SCL.A | | | |
Security ID: | | | 820904209 | | | |
Meeting Date: | | | 5/7/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect John T. Baldwin as Director | For | For | Management |
| 1.2 | | Elect William P. Buckley as Director | For | For | Management |
| 1.3 | | Elect James W. Derrick as Director | For | For | Management |
| 1.4 | | Elect Leslie W. J. Hutchison as Director | For | For | Management |
| 1.5 | | Elect Geoffrey F. Hyland as Director | For | For | Management |
| 1.6 | | Elect Murray K. Mullen as Director | For | For | Management |
| 1.7 | | Elect John F. Petch as Director | For | For | Management |
| 1.8 | | Elect Robert J. Ritchie as Director | For | For | Management |
| 1.9 | | Elect Paul G. Robinson as Director | For | For | Management |
| 1.1 | | Elect Heather A. Shaw as Director | For | For | Management |
| 1.11 | | Elect Virginia L. Shaw as Director | For | For | Management |
| 1.12 | | Elect Zoltan D. Simo as Director | For | For | Management |
| 1.13 | | Elect E. Charlene Valiquette as Director | For | For | Management |
| 1.14 | | Elect Donald C. Vaughn as Director | For | For | Management |
| 2 | | Approve Ernst & Young LLP as Auditors and Authorize | For | For | Management |
| | | Board to Fix Their Remuneration | | | |
| 3 | | Approve Restricted Share Unit Plan | For | For | Management |
| | | | | | |
Seaboard Corporation | | | |
Ticker: | | | SEB | | | |
Security ID: | | | 811543107 | | | |
Meeting Date: | | | 4/26/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director Steven J. Bresky | For | Withhold | Management |
| 1.2 | | Elect Director David A. Adamsen | For | Withhold | Management |
| 1.3 | | Elect Director Douglas W. Baena | For | Withhold | Management |
| 1.4 | | Elect Director Joseph E. Rodrigues | For | Withhold | Management |
| 1.5 | | Elect Director Edward I. Shifman, Jr. | For | Withhold | Management |
| 2 | | Ratify Auditors | For | For | Management |
|
Seven Network Ltd. | | | |
Ticker: | | | SEV | | | |
Security ID: | | | Q8461W106 | | | |
Meeting Date: | | | 4/20/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve the Scheme of Arrangement Between the | For | Against | Management |
| | | Company and Seven Shareholders Other Than Wroxby Pty | | | |
| | | Ltd, Ashblue Holdings Pty Ltd and their Respective Related | | | |
| | | Bodies Corporate | | | |
|
Sigma Pharmaceuticals Ltd. | | | |
Ticker: | | | SIP | | | |
Security ID: | | | Q8484A107 | | | |
Meeting Date: | | | 6/21/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Chairman's Address and Presentation by the Managing | None | None | Management |
| | | Director and Chief Executive Officer | | | |
| 2 | | Receive Financial Statements and Statutory Reports for | None | None | Management |
| | | the Year Ended Jan. 31, 2010 | | | |
| 3 | | Adopt the Remuneration Report for the Year Ended Jan. | For | For | Management |
| | | 31, 2010 | | | |
| 4a | | Retirement of John Stocker as a Director | None | None | Management |
| 4b | | Retirement of Doug Curlewis as a Director | None | None | Management |
| 4c | | Elect David Manuel as a Director | For | For | Management |
| | | | | | |
Spark Infrastructure Group | | | |
Ticker: | | | SKI | | | |
Security ID: | | | Q8604W120 | | | |
Meeting Date: | | | 5/28/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve the Adoption of the Remuneration Report for the | For | For | Management |
| | | Year Ended Dec. 31, 2009 | | | |
| 2 | | Elect Don Morley as Director of Spark Infrastructure 1 and | For | For | Management |
| | | Spark Infrastructure 2 | | | |
| 3 | | Elect Dominic Loi Shun Chan as Director of Spark | None | None | Management |
| | | Infrastructure 1 and Spark Infrastructure 2 | | | |
| 4 | | Elect Andrew John Hunter as Director of Spark | None | None | Management |
| | | Infrastructure 1, Spark Infrastructure 2, and Spark | | | |
| | | Infrastructure International | | | |
| 5 | | Elect John Dorrian as Director of Spark Infrastructure 1 | None | None | Management |
| | | and Spark Infrastructure 2 | | | |
| 6 | | Elect Andrew Fay as Director of Spark Infrastructure 1, | None | None | Management |
| | | Spark Infrastructure 2, and Spark Infrastructure International | | | |
| 7 | | Approve Amendments of the Constitution of | For | For | Management |
| | | Infrastructure 1 and Infrastructure 2 and Articles of | | | |
| | | Association of Spark Infrastructure International | | | |
|
Schlumberger Ltd. | | | |
Ticker: | | | SLB | | | |
Security ID: | | | 806857108 | | | |
Meeting Date: | | | 4/7/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect P. Camus as Director | For | For | Management |
| 1.2 | | Elect P. Currie as Director | For | For | Management |
| 1.3 | | Elect J.S. Gorelick as Director | For | For | Management |
| 1.4 | | Elect A. Gould as Director | For | For | Management |
| 1.5 | | Elect T. Isaac as Director | For | For | Management |
| 1.6 | | Elect K.V. Kamath as Director | For | For | Management |
| 1.7 | | Elect N. Kudryavtsev as Director | For | For | Management |
| 1.8 | | Elect A. Lajous as Director | For | For | Management |
| 1.9 | | Elect M.E. Marks as Director | For | For | Management |
| 1.1 | | Elect L.R. Reif as Director | For | For | Management |
| 1.11 | | Elect T.I. Sandvold as Director | For | For | Management |
| 1.12 | | Elect H. Seydoux as Director | For | For | Management |
| 2 | | Adopt and Approve Financials and Dividends | For | For | Management |
| 3 | | Approve 2010 Omnibus Stock Incentive Plan | For | For | Management |
| 4 | | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
| 5 | | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
| | | | | | |
Silver Wheaton Corp. | | | |
Ticker: | | | SLW | | | |
Security ID: | | | 828336107 | | | |
Meeting Date: | | | 5/20/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Peter D. Barnes as Director | For | For | Management |
| 1.2 | | Elect Lawrence I. Bell as Director | For | For | Management |
| 1.3 | | Elect George L. Brack as Director | For | For | Management |
| 1.4 | | Elect John A. Brough as Director | For | For | Management |
| 1.5 | | Elect R. Peter Gillin as Director | For | For | Management |
| 1.6 | | Elect Douglas M. Holtby as Director | For | For | Management |
| 1.7 | | Elect Eduardo Luna as Director | For | For | Management |
| 1.8 | | Elect Wade D. Nesmith as Director | For | For | Management |
| 2 | | Approve Deloitte & Touche LLP as Auditors and Authorize | For | For | Management |
| | | Board to Fix Their Remuneration | | | |
|
Suncor Energy Inc | | | |
Ticker: | | | SU | | | |
Security ID: | | | 867224107 | | | |
Meeting Date: | | | 5/4/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director Mel E. Benson | For | For | Management |
| 1.2 | | Elect Director Brian A. Canfield | For | For | Management |
| 1.3 | | Elect Director Dominic D'Alessandro | For | For | Management |
| 1.4 | | Elect Director John T. Ferguson | For | For | Management |
| 1.5 | | Elect Director W. Douglas Ford | For | For | Management |
| 1.6 | | Elect Director Richard L. George | For | For | Management |
| 1.7 | | Elect Director Paul Haseldonckx | For | For | Management |
| 1.8 | | Elect Director John R. Huff | For | For | Management |
| 1.9 | | Elect Director Jacques Lamarre | For | For | Management |
| 1.1 | | Elect Director Brian F. MacNeill | For | For | Management |
| 1.11 | | Elect Director Maureen McCaw | For | For | Management |
| 1.12 | | Elect Director Michael W. O'Brien | For | For | Management |
| 1.13 | | Elect Director James W. Simpson | For | For | Management |
| 1.14 | | Elect Director Eira Thomas | For | For | Management |
| 2 | | Approve PricewaterhouseCoopers LLP as Auditors and | For | For | Management |
| | | Authorize Board to Fix Their Remuneration | | | |
| | | | | | |
Teck Resources Ltd | | | |
Ticker: | | | TCK.B | | | |
Security ID: | | | 878742204 | | | |
Meeting Date: | | | 4/22/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect M.M. Ashar as Director | For | For | Management |
| 1.2 | | Elect J.B. Aune as Director | For | For | Management |
| 1.3 | | Elect J.H. Bennett as Director | For | For | Management |
| 1.4 | | Elect H.J. Bolton as Director | For | For | Management |
| 1.5 | | Elect F.P. Chee as Director | For | For | Management |
| 1.6 | | Elect J.L. Cockwell as Director | For | For | Management |
| 1.7 | | Elect N.B. Keevil as Director | For | For | Management |
| 1.8 | | Elect N.B. Keevil III as Director | For | For | Management |
| 1.9 | | Elect T. Kuriyama as Director | For | For | Management |
| 1.1 | | Elect D.R. Lindsay as Director | For | For | Management |
| 1.11 | | Elect T. Mochihara as Director | For | For | Management |
| 1.12 | | Elect J.G. Rennie as Director | For | For | Management |
| 1.13 | | Elect W.S.R. Seyffert as Director | For | For | Management |
| 1.14 | | Elect C.M. Thompson as Director | For | For | Management |
| 2 | | Approve PricewaterhouseCoopers LLP as Auditors and | For | For | Management |
| | | Authorize Board to Fix Their Remuneration | | | |
| 3 | | Approve Stock Option Plan | For | For | Management |
|
Sino-Forest Corporation | | | |
Ticker: | | | TRE | | | |
Security ID: | | | 82934H101 | | | |
Meeting Date: | | | 5/31/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Elect allen T.Y. Chan, William E. Ardell, James M.E. Hyde, | For | Withhold | Management |
| | | Edmund Mak, Judson Martin, Simon Murray and Peter | | | |
| | | Wang as Directors | | | |
| 2 | | Approve Ernst & Young LLP as Auditors and Authorize | For | For | Management |
| | | Board to Fix Their Remuneration | | | |
| | | | | | |
Tyson Foods, Inc. | | | |
Ticker: | | | TSN | | | |
Security ID: | | | 902494103 | | | |
Meeting Date: | | | 2/5/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director Don Tyson | For | For | Management |
| 1.2 | | Elect Director John Tyson | For | For | Management |
| 1.3 | | Elect Director Lloyd V. Hackley | For | Withhold | Management |
| 1.4 | | Elect Director Jim Kever | For | For | Management |
| 1.5 | | Elect Director Kevin M. McNamara | For | Withhold | Management |
| 1.6 | | Elect Director Brad T. Sauer | For | Withhold | Management |
| 1.7 | | Elect Director Robert Thurber | For | Withhold | Management |
| 1.8 | | Elect Director Barbara A. Tyson | For | For | Management |
| 1.9 | | Elect Director Albert C. Zapanta | For | For | Management |
| 2 | | Amend Executive Incentive Bonus Plan | For | For | Management |
| 3 | | Ratify Auditors | For | For | Management |
| 4 | | Report on Water Pollution Prevention Measures | Against | Against | Share Holder |
| 5 | | Report on Reducing Environmental Impacts | Against | Against | Share Holder |
| 6 | | Phase Out Antibiotics in Animal Feed | Against | Against | Share Holder |
|
West Fraser Timber Co. Ltd. | | | |
Ticker: | | | WFT | | | |
Security ID: | | | 952845105 | | | |
Meeting Date: | | | 4/27/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Henry H. Ketcham as Director | For | For | Management |
| 1.2 | | Elect Clark S. Binkley as Director | For | For | Management |
| 1.3 | | Elect J. Duncan Gibson as Director | For | For | Management |
| 1.4 | | Elect Samuel W. Ketcham as Director | For | For | Management |
| 1.5 | | Elect William P. Ketcham as Director | For | For | Management |
| 1.6 | | Elect Harald H. Ludwig as Director | For | For | Management |
| 1.7 | | Elect Brian F. MacNeill as Director | For | For | Management |
| 1.8 | | Elect Robert L. Phillips as Director | For | For | Management |
| 1.9 | | Elect Janice G. Rennie as Director | For | For | Management |
| 2 | | Approve PricewaterhouseCoopers LLP as Auditors and | For | For | Management |
| | | Authorize Board to Fix Their Remuneration | | | |
| | | | | | |
Woodside Petroleum Ltd. | | | |
Ticker: | | | WPL | | | |
Security ID: | | | 980228100 | | | |
Meeting Date: | | | 4/30/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports (Non- | None | None | Management |
| | | Voting) | | | |
| 2 | | Elect Andrew Jamieson as Director | For | For | Management |
| 3 | | Adopt the Remuneration Report for the Year Ended Dec. | For | For | Management |
| | | 31, 2009 | | | |
|
Exxon Mobil Corporation | | | |
Ticker: | | | XOM | | | |
Security ID: | | | 30231G102 | | | |
Meeting Date: | | | 5/26/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Director M.J. Boskin | For | For | Management |
| 1.2 | | Elect Director P. Brabeck-Letmathe | For | For | Management |
| 1.3 | | Elect Director L.R. Faulkner | For | For | Management |
| 1.4 | | Elect Director J.S. Fishman | For | For | Management |
| 1.5 | | Elect Director K.C. Frazier | For | For | Management |
| 1.6 | | Elect Director W.W. George | For | For | Management |
| 1.7 | | Elect Director M.C. Nelson | For | For | Management |
| 1.8 | | Elect Director S.J. Palmisano | For | For | Management |
| 1.9 | | Elect Director S.C. Reinemund | For | For | Management |
| 1.1 | | Elect Director R.W. Tillerson | For | For | Management |
| 1.11 | | Elect Director E.E. Whitacre, Jr. | For | For | Management |
| 2 | | Ratify Auditors | For | For | Management |
| 3 | | Amend Articles/Bylaws/Charter--Call Special Meetings | Against | Against | Share Holder |
| 4 | | Reincorporate in Another State [from New Jersey to North | Against | Against | Share Holder |
| | | Dakota] | | | |
| 5 | | Advisory Vote to Ratify Named Executive Officers' | Against | For | Share Holder |
| | | Compensation | | | |
| 6 | | Amend EEO Policy to Prohibit Discrimination based on | Against | Against | Share Holder |
| | | Sexual Orientation and Gender Identity | | | |
| 7 | | Adopt Policy on Human Right to Water | Against | Against | Share Holder |
| 8 | | Adopt Policy to Address Coastal Louisiana Environmental | Against | Against | Share Holder |
| | | Impacts | | | |
| 9 | | Report on Environmental Impact of Oil Sands Operations | Against | Against | Share Holder |
| | | in Canada | | | |
| 10 | | Report on Environmental Impacts of Natural Gas Fracturing | Against | Against | Share Holder |
| 11 | | Report on Energy Technologies Development | Against | Against | Share Holder |
| 12 | | Adopt Quantitative GHG Goals from Products and Operations | Against | Against | Share Holder |
| 13 | | Report on Risks of Alternative Long-term Fossil Fuel | Against | Against | Share Holder |
| | | Demand Estimates | | | |
| | | | | | |
Yamana Gold Inc. | | | |
Ticker: | | | YRI | | | |
Security ID: | | | 98462Y100 | | | |
Meeting Date: | | | 5/5/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | | Elect Peter Marrone as Director | For | For | Management |
| 1.2 | | Elect Patrick J. Mars as Director | For | For | Management |
| 1.3 | | Elect Juvenal Mesquita Filho as Director | For | For | Management |
| 1.4 | | Elect Antenor F. Silva, Jr. as Director | For | For | Management |
| 1.5 | | Elect Nigel Lees as Director | For | For | Management |
| 1.6 | | Elect Dino Titaro as Director | For | For | Management |
| 1.7 | | Elect John Begeman as Director | For | For | Management |
| 1.8 | | Elect Robert Horn as Director | For | For | Management |
| 1.9 | | Elect Richard Graff as Director | For | For | Management |
| 1.1 | | Elect Carl Renzoni as Director | For | For | Management |
| 1.11 | | Elect Alexander Davidson as Director | For | For | Management |
| 2 | | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
|
Anglo American plc | | | |
Ticker: | | | | | | |
Security ID: | | | G03764134 | | | |
Meeting Date: | | | 4/22/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | For | For | Management |
| 2 | | Elect Sir Philip Hampton as Director | For | For | Management |
| 3 | | Elect Ray O'Rourke as Director | For | For | Management |
| 4 | | Elect Sir John Parker as Director | For | For | Management |
| 5 | | Elect Jack Thompson as Director | For | For | Management |
| 6 | | Re-elect Cynthia Carroll as Director | For | For | Management |
| 7 | | Re-elect Nicky Oppenheimer as Director | For | For | Management |
| 8 | | Reappoint Deloitte LLP as Auditors | For | For | Management |
| 9 | | Authorise Board to Fix Remuneration of Auditors | For | For | Management |
| 10 | | Approve Remuneration Report | For | For | Management |
| 11 | | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management |
| 12 | | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management |
| 13 | | Authorise Market Purchase | For | For | Management |
| 14 | | Amend Articles of Association | For | For | Management |
| 15 | | Authorise the Company to Call EGM with Two Weeks' | For | For | Management |
| | | Notice | | | |
| | | | | | |
Antofagasta plc | | | |
Ticker: | | | | | | |
Security ID: | | | G0398N128 | | | |
Meeting Date: | | | 6/9/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | For | For | Management |
| 2 | | Approve Remuneration Report | For | Abstain | Management |
| 3 | | Approve Final Dividend | For | For | Management |
| 4 | | Re-elect Charles Bailey as Director | For | Against | Management |
| 5 | | Re-elect William Hayes as Director | For | For | Management |
| 6 | | Re-elect Gonzalo Menendez as Director | For | Against | Management |
| 7 | | Re-elect Daniel Yarur as Director | For | For | Management |
| 8 | | Reappoint Deloitte LLP as Auditors and Authorise Their | For | For | Management |
| | | Remuneration | | | |
| 9 | | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management |
| 10 | | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management |
| 11 | | Authorise Market Purchase | For | For | Management |
| 12 | | Authorise the Company to Call EGM with Two Weeks' Notice | For | For | Management |
| 13 | | Adopt New Articles of Association | For | For | Management |
|
Associated British Foods plc | | | |
Ticker: | | | | | | |
Security ID: | | | G05600138 | | | |
Meeting Date: | | | 12/4/2009 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | For | For | Management |
| 2 | | Approve Remuneration Report | For | For | Management |
| 3 | | Approve Final Dividend of 14.1 Pence Per Ordinary Share | For | For | Management |
| 4 | | Re-elect Willard Weston as Director | For | Against | Management |
| 5 | | Re-elect Lord Jay of Ewelme as Director | For | For | Management |
| 6 | | Re-elect Javier Ferran as Director | For | For | Management |
| 7 | | Re-elect Timothy Clarke as Director | For | For | Management |
| 8 | | Reappoint KPMG Audit plc as Auditors and Authorise the | For | For | Management |
| | | Board to Determine Their Remuneration | | | |
| 9 | | Authorise Issue of Equity or Equity-Linked Securities with | For | For | Management |
| | | Pre-emptive Rights Under a General Authority up to | | | |
| | | Aggregate Nominal Amount of GBP 14,900,000 and an | | | |
| | | Additional Amount Pursuant to a Rights Issue of up to | | | |
| | | GBP 14,900,000 | | | |
| 10 | | Authorise Issue of Equity or Equity-Linked Securities | For | For | Management |
| | | without Pre-emptive Rights up to Aggregate Nominal | | | |
| | | Amount of GBP 2,200,000 | | | |
| 11 | | Approve That a General Meeting, Other Than an Annual | For | For | Management |
| | | General Meeting, May be Called on Not Less Than 14 Clear | | | |
| | | Days' Notice | | | |
| 12 | | Adopt New Articles of Association | For | For | Management |
| | | | | | |
BG Group plc | | | |
Ticker: | | | | | | |
Security ID: | | | G1245Z108 | | | |
Meeting Date: | | | 5/12/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | For | For | Management |
| 2 | | Approve Remuneration Report | For | For | Management |
| 3 | | Approve Final Dividend | For | For | Management |
| 4 | | Elect Mark Seligman as Director | For | For | Management |
| 5 | | Re-elect Peter Backhouse as Director | For | For | Management |
| 6 | | Re-elect Lord Sharman as Director | For | For | Management |
| 7 | | Re-elect Philippe Varin as Director | For | For | Management |
| 8 | | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Management |
| 9 | | Authorise the Audit Committee to Fix Remuneration of | For | For | Management |
| | | Auditors | | | |
| 10 | | Authorise EU Political Donations and Expenditure | For | For | Management |
| 11 | | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management |
| 12 | | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management |
| 13 | | Authorise Market Purchase | For | For | Management |
| 14 | | Authorise the Company to Call EGM with Two Weeks' Notice | For | For | Management |
| 15 | | Adopt New Articles of Association | For | For | Management |
|
BP plc | | | | |
Ticker: | | | | | | |
Security ID: | | | G12793108 | | | |
Meeting Date: | | | 4/15/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | For | For | Management |
| 2 | | Approve Remuneration Report | For | For | Management |
| 3 | | Elect Paul Anderson as Director | For | For | Management |
| 4 | | Re-elect Antony Burgmans as Director | For | For | Management |
| 5 | | Re-elect Cynthia Carroll as Director | For | For | Management |
| 6 | | Re-elect Sir William Castell as Director | For | For | Management |
| 7 | | Re-elect Iain Conn as Director | For | For | Management |
| 8 | | Re-elect George David as Director | For | For | Management |
| 9 | | Elect Ian Davis as Director | For | For | Management |
| 10 | | Re-elect Robert Dudley as Director | For | For | Management |
| 11 | | Re-elect Douglas Flint as Director | For | For | Management |
| 12 | | Re-elect Dr Byron Grote as Director | For | For | Management |
| 13 | | Re-elect Dr Tony Hayward as Director | For | For | Management |
| 14 | | Re-elect Andy Inglis as Director | For | For | Management |
| 15 | | Re-elect Dr DeAnne Julius as Director | For | For | Management |
| 16 | | Elect Carl-Henric Svanberg as Director | For | For | Management |
| 17 | | Reappoint Ernst & Young LLP as Auditors and Authorise | For | For | Management |
| | | Their Remuneration | | | |
| 18 | | Adopt New Articles of Association | For | For | Management |
| 19 | | Authorise Market Purchase | For | For | Management |
| 20 | | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management |
| 21 | | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management |
| 22 | | Authorise the Company to Call EGM with Two Weeks' Notice | For | For | Management |
| 23 | | Approve Executive Directors' Incentive Plan | For | For | Management |
| 24 | | Approve Scrip Dividend | For | For | Management |
| 25 | | Approve that the Audit Committee or a Risk Committee of | Against | Against | Share Holder |
| | | the Board Commissions and Reviews a Report Setting Out | | | |
| | | the Assumptions Made by the Company in Deciding to | | | |
| | | Proceed with the Sunrise Project | | | |
| | | | | | |
China Agri-Industries Holdings Ltd. | | | |
Ticker: | | | | | | |
Security ID: | | | Y1375F104 | | | |
Meeting Date: | | | 5/25/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | For | For | Management |
| 2 | | Approve Final Dividend of HK$0.059 Per Share | For | For | Management |
| 3 | | Amend Share Option Scheme | For | For | Management |
| 4a1 | | Reelect Yu Xubo as Executive and Managing Director | For | For | Management |
| 4a2 | | Reelect Chi Jingtao as Non-Executive Director | For | Against | Management |
| 4a3 | | Reelect Lam Wai Hon, Ambrose as Independent Non- | For | For | Management |
| | | Executive Director | | | |
| 4b | | Authorize the Board to Fix the Above Executive Director's | For | For | Management |
| | | and Non-Executive Directors' Remuneration | | | |
| 5 | | Reappoint Auditors and Authorize Board to Fix Their | For | For | Management |
| | | Remuneration | | | |
| 6 | | Approve Authorize Increase in Share Capital from HK$400 | For | Against | Management |
| | | Million to HK$1 Billion by the Creation of 6 Billion New Shares | | | |
| 7a | | Approve Issuance of Equity or Equity-Linked Securities | For | Against | Management |
| | | without Preemptive Rights | | | |
| 7b | | Authorize Repurchase of Up to 10 Percent of Issued Share | For | For | Management |
| | | Capital | | | |
| 7c | | Authorize Reissuance of Repurchased Shares | For | Against | Management |
|
CNOOC Ltd. | | | |
Ticker: | | | | | | |
Security ID: | | | Y1662W117 | | | |
Meeting Date: | | | 5/20/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1a | | Accept Financial Statements and Statutory Reports | For | For | Management |
| 1b | | Approve Final Dividend | For | For | Management |
| 1c1 | | Reelect Tse Hau Yin, Aloysius as Independent Non- | For | For | Management |
| | | Executive Director | | | |
| 1c2 | | Reelect Zhou Shouwei as Non-Executive Director | For | For | Management |
| 1c3 | | Reelect Yang Hua as Executive Director | For | For | Management |
| 1c4 | | Authorize Board Of Directors to Fix Remuneration of Directors | For | For | Management |
| 1d | | Reelect Chiu Sung Hong as Independent Non-Executive | For | For | Management |
| | | Director and Authorize Board to Fix His Remuneration | | | |
| 1e | | Re-appoint Auditors and Authorise The Board to Fix | For | For | Management |
| | | Remuneration | | | |
| 2a | | Authorize Repurchase of Up to 10 Percent of Issued Share | For | For | Management |
| | | Capital | | | |
| 2b | | Approve Issuance of Equity or Equity-Linked Securities | For | Against | Management |
| | | without Preemptive Rights | | | |
| 2c | | Authorize Reissuance of Repurchased Shares | For | Against | Management |
| | | | | | |
Coal & Allied Industries Ltd. | | | |
Ticker: | | | | | | |
Security ID: | | | Q25758105 | | | |
Meeting Date: | | | 4/16/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports (Non- | | | Management |
| | | Voting) | | | |
| 2 | | Elect Chris Renwick as Director | For | For | Management |
| 3 | | Approve the Remuneration Report for the Financial Year | For | For | Management |
| | | Ended Dec. 31, 2009 | | | |
| 4 | | Approve the Cancellation of 1.86 Million Fully Paid | For | For | Management |
| | | Preference Shares of the Company | | | |
|
Ebro Puleva S.A. | | | |
Ticker: | | | | | | |
Security ID: | | | E38028135 | | | |
Meeting Date: | | | 5/31/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve Individual and Consolidated Financial Statements | For | For | Management |
| | | and Statutory Reports for Fiscal Year Ended December 31, 2009 | | | |
| 2 | | Approve Discharge of Directors for Fiscal Year Ended Dec. | For | For | Management |
| | | 31, 2009 | | | |
| 3 | | Approve Allocation of Income and Dividends of EUR 0.40 | For | For | Management |
| | | Per Share | | | |
| 4 | | Approve Sale of Dairy Products Business | For | For | Management |
| 5 | | Approve Extraordinary Dividend of EUR 0.60 per Share | For | For | Management |
| | | Based on the Results from the Sale of the Dairy Products | | | |
| | | Business | | | |
| 6 | | Authorize Share Repurchase Program and Cancellation of | For | For | Management |
| | | Repurchased Shares in Accordance with Article 75 | | | |
| 7 | | Authorize Donations to Ebro Puleva Foundation | For | For | Management |
| 8 | | Amend Articles 1, 9, 11 12, 17, 22 30, 31, 32, 36, 37 and 38 | For | Against | Management |
| | | of Company Bylaws | | | |
| 9 | | Amend Articles 2, 6, 8 and 14 of General Meeting | For | Against | Management |
| 10 | | Approve Remuneration of Directors and Present | For | Against | Management |
| | | Remuneration Report for Fiscal Year Ended December 31, | | | |
| | | 2009; Authorize Board to Establish an Incentive Plan that | | | |
| | | will Include Delivery of Shares | | | |
| 11 | | Fix Number of Directors According to Article 19 of | For | For | Management |
| | | Company Bylaws | | | |
| 12 | | Authorize Board to Ratify and Execute Approved | For | For | Management |
| | | | | | |
Eldorado Gold Corporation | | | |
Ticker: | | | | | | |
Security ID: | | | 284902103 | | | |
Meeting Date: | | | 5/6/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Elect John S. Auston as Director | For | For | Management |
| 2 | | Elect K. Ross Cory as Director | For | For | Management |
| 3 | | Elect Robert R. Gilmore as Director | For | For | Management |
| 4 | | Elect Geoffrey A. Handley as Director | For | For | Management |
| 5 | | Elect Wayne D. Lenton as Director | For | For | Management |
| 6 | | Elect Jonathan A. Rubenstein as Director | For | For | Management |
| 7 | | Elect Donald M. Shumka as Director | For | For | Management |
| 8 | | Elect Paul N. Wright as Director | For | For | Management |
| 9 | | Ratify KPMG LLP as Auditors | For | For | Management |
| 10 | | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
| 11 | | Approve Remuneration of Directors | For | For | Management |
|
Eni Spa | | | |
Ticker: | | | | | | |
Security ID: | | | T3643A145 | | | |
Meeting Date: | | | 4/29/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | For | For | Management |
| 2 | | Approve Allocation of Income | For | For | Management |
| 3 | | Approve Auditors and Authorize Board to Fix Their | For | For | Management |
| | | Remuneration | | | |
| 1 | | Amend Company Bylaws | For | For | Management |
|
Eurasian Natural Resources Corporation plc | | | |
Ticker: | | | | | | |
Security ID: | | | G3215M109 | | | |
Meeting Date: | | | 6/9/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | For | For | Management |
| 2 | | Approve Final Dividend | For | For | Management |
| 3 | | Approve Remuneration Report | For | Against | Management |
| 4 | | Elect Felix Vulis as Director | For | For | Management |
| 5 | | Elect Zaure Zaurbekova as Director | For | For | Management |
| 6 | | Elect Dr Dieter Ameling as Director | For | For | Management |
| 7 | | Re-elect Dr Johannes Sittard as Director | For | Against | Management |
| 8 | | Re-elect Roderick Thomson as Director | For | For | Management |
| 9 | | Re-elect Abdraman Yedilbayev as Director | For | For | Management |
| 10 | | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Management |
| 11 | | Authorise the Audit Committee to Fix Remuneration of | For | For | Management |
| | | Auditors | | | |
| 12 | | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management |
| 13 | | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management |
| 14 | | Authorise Market Purchase | For | For | Management |
| 15 | | Adopt New Articles of Association | For | For | Management |
| 16 | | Authorise the Company to Call EGM with Two Weeks' | For | For | Management |
| | | Notice | | | |
| | | | | | |
Felix Resources Ltd. | | | |
Ticker: | | | | | | |
Security ID: | | | Q37592104 | | | |
Meeting Date: | | | 12/8/2009 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve the Scheme of Arrangement between the | For | For | Management |
| | | Company and Its Shareholders | | | |
|
GDF Suez | | | |
Ticker: | | | | | | |
Security ID: | | | F42768105 | | | |
Meeting Date: | | | 5/3/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve Financial Statements and Statutory Reports | For | For | Management |
| 2 | | Accept Consolidated Financial Statements and Statutory | For | For | Management |
| | | Reports | | | |
| 3 | | Approve Allocation of Income and Dividends of EUR 1.47 | For | For | Management |
| | | per Share | | | |
| 4 | | Approve Auditors' Special Report Regarding Related-Party | For | For | Management |
| | | Transactions | | | |
| 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share | For | For | Management |
| | | Capital | | | |
| 6 | | Authorize Issuance of Equity or Equity-Linked Securities | For | For | Management |
| | | with Preemptive Rights up to Aggregate Nominal Amount | | | |
| | | of EUR 250 Million | | | |
| 7 | | Authorize Issuance of Equity or Equity-Linked Securities | For | For | Management |
| | | without Preemptive Rights up to Aggregate Nominal | | | |
| | | Amount of EUR 250 Million | | | |
| 8 | �� | Approve Issuance of Shares up to 20 Percent of Issued | For | For | Management |
| | | Capital Per Year for a Private Placement, up to Aggregate | | | |
| | | Nominal Amount of EUR 250 Million | | | |
| 9 | | Authorize Board to Increase Capital in the Event of | For | For | Management |
| | | Additional Demand Related to Delegation Submitted to | | | |
| | | Shareholder Vote Above Under Items 6, 7 and 8 | | | |
| 10 | | Authorize Capital Increase of up to 10 Percent of Issued | For | For | Management |
| | | Capital for Future Acquisitions | | | |
| 11 | | Approve Employee Stock Purchase Plan | For | For | Management |
| 12 | | Approve Employee Stock Purchase Plan for International | For | For | Management |
| | | Employees | | | |
| 13 | | Set Global Limit for Capital Increase to Result from All | For | For | Management |
| | | Issuance Requests under Items 6 to 12 at EUR 310 Million | | | |
| 14 | | Authorize Capitalization of Reserves for Bonus Issue or | For | For | Management |
| | | Increase in Par Value | | | |
| 15 | | Approve Reduction in Share Capital via Cancellation of | For | For | Management |
| | | Repurchased Shares | | | |
| 16 | | Authorize up to 0.5 Percent of Issued Capital for Use in | For | For | Management |
| | | Stock Option Plan | | | |
| 17 | | Authorize up to 0.5 Percent of Issued Capital for Use in | For | Against | Management |
| | | Restricted Stock Plan | | | |
| 18 | | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
| A | | Approve Dividends of EUR 0.80 per Share | Against | Against | Share Holder |
| | | | | | |
Golden Agri-Resources Ltd | | | |
Ticker: | | | | | | |
Security ID: | | | ADPV11073 | | | |
Meeting Date: | | | 4/27/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Adopt Financial Statements and Directors' and Auditors' | For | For | Management |
| | | Reports | | | |
| 2 | | Declare First and Final Dividend of SGD 0.00495 Per | For | For | Management |
| | | Ordinary Share | | | |
| 3 | | Approve Directors' Fees of SGD 258,336 for the Year | For | For | Management |
| | | Ended Dec. 31, 2009 (2008: SGD 228,000) | | | |
| 4 | | Reelect Frankle (Djafar) Widjaja as Director | For | For | Management |
| 5 | | Reelect Simon Lim as Director | For | For | Management |
| 6 | | Reelect Hong Pian Tee as Director | For | For | Management |
| 7 | | Reappoint Moore Stephens LLP as Auditors and Authorize | For | For | Management |
| | | Board to Fix Their Remuneration | | | |
| 8 | | Approve Issuance of Equity or Equity-Linked Securities | For | For | Management |
| | | with or without Preemptive Rights | | | |
| 9 | | Authorize Issuance of Equity or Equity-Linked Securities | For | For | Management |
| | | with Preemptive Rights | | | |
| 10 | | Approve Issuance of Shares without Preemptive Rights at | For | For | Management |
| | | a Discount of Up to 20 Percent of the Weighted Average | | | |
| | | Price Per Share | | | |
| 11 | | Authorize Share Repurchase Program | For | For | Management |
| 12 | | Approve Mandate for Transactions with Related Parties | For | For | Management |
| | | | | | |
Holmen AB | | | |
Ticker: | | | | | | |
Security ID: | | | W4200N112 | | | |
Meeting Date: | | | 3/24/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Open Meeting | None | None | Management |
| 2 | | Elect Fredrik Lundberg as Chairman of Meeting | For | For | Management |
| 3 | | Prepare and Approve List of Shareholders | For | For | Management |
| 4 | | Approve Agenda of Meeting | For | For | Management |
| 5 | | Designate Inspector(s) of Minutes of Meeting | For | For | Management |
| 6 | | Acknowledge Proper Convening of Meeting | For | For | Management |
| 7 | | Receive Financial Statements and Statutory Reports; | None | None | Management |
| | | Receive Auditor's Report; Receive CEO's Review | | | |
| 8 | | Allow Questions | None | None | Management |
| 9 | | Approve Financial Statements and Statutory Reports | For | For | Management |
| 10 | | Approve Allocation of Income and Dividends of SEK 7.00 | For | For | Management |
| | | per Share | | | |
| 11 | | Approve Discharge of Board and President | For | For | Management |
| 12 | | Determine Number of Members (9) and Deputy Members | For | For | Management |
| | | (0) of Board | | | |
| 13 | | Approve Remuneration of Directors in the Amount of SEK | For | For | Management |
| | | 550,000 for Chairman, and SEK 275,000 for Other Non | | | |
| | | executive Directors; Approve Remuneration for Auditors | | | |
| 14 | | Reelect Fredrik Lundberg (Chair), Carl Bennet, Magnus | For | Against | Management |
| | | Hall, Carl Kempe, Curt Kallstromer, Hans Larsson, Ulf | | | |
| | | Lundahl, and Goran Lundin as Directors; Elect Louise Lindh | | | |
| | | as New Director | | | |
| 15 | | Receive Information Regarding the Nominating | None | None | Management |
| | | Committee's Work in Preparation to the 2011 AGM | | | |
| 16 | | Approve Remuneration Policy And Other Terms of | For | For | Management |
| | | Employment For Executive Management | | | |
| 17 | | Authorize Share Repurchase Program and Reissuance of | For | For | Management |
| | | Repurchased Shares | | | |
| | | Shareholder Proposals | None | None | Management |
| 18 | | Amend Articles Re: Location of General Meeting | None | Against | Share Holder |
| 19 | | Shareholder Proposal to Take Measures Against Damage | None | Against | Share Holder |
| | | from Grazing Elks | | | |
| 20 | | Amend Arbitration Clause in Event of Company Purchasing | None | Against | Share Holder |
| | | Wood from Forest Owners | | | |
| 21 | | Close Meeting | None | None | Management |
| | | | | | |
Kazakhmys plc | | | |
Ticker: | | | | | | |
Security ID: | | | G5221U108 | | | |
Meeting Date: | | | 1/11/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve the Proposed Sale of 50 Percent of the Issued | For | For | Management |
| | | Share Capital of Ekibastuz GRES-1 Limited Liability | | | |
| | | Partnership to Joint Stock Company National Welfare | | | |
| | | Fund Samruk-Kazyna | | | |
|
Kazakhmys plc | | | |
Ticker: | | | | | | |
Security ID: | | | G5221U108 | | | |
Meeting Date: | | | 5/14/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | For | For | Management |
| 2 | | Approve Final Dividend | For | For | Management |
| 3 | | Approve Remuneration Report | For | For | Management |
| 4 | | Re-elect Philip Aiken as Director | For | For | Management |
| 5 | | Re-elect Simon Heale as Director | For | For | Management |
| 6 | | Re-elect David Munro as Director | For | For | Management |
| 7 | | Elect Clinton Dines as Director | For | For | Management |
| 8 | | Reappoint Ernst & Young LLP as Auditors | For | For | Management |
| 9 | | Authorise Board to Fix Remuneration of Auditors | For | For | Management |
| 10 | | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management |
| 11 | | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management |
| 12 | | Authorise Market Purchase | For | For | Management |
| 13 | | Approve UK Sharesave Plan | For | For | Management |
| 14 | | Approve International Sharesave Plan | For | For | Management |
| 15 | | Approve UK Share Incentive Plan | For | For | Management |
| 16 | | Approve International Share Incentive Plan | For | For | Management |
| 17 | | Amend Long Term Incentive Plan | For | For | Management |
| 18 | | Amend UK Executive Share Option Plan | For | For | Management |
| 19 | | Authorise the Company to Call EGM with Two Weeks' | For | For | Management |
| | | Notice | | | |
| 20 | | Adopt New Articles of Association | For | For | Management |
| | | | | | |
Kerry Group plc | | | |
Ticker: | | | | | | |
Security ID: | | | G52416107 | | | |
Meeting Date: | | | 5/5/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | For | For | Management |
| 2 | | Approve Dividends | For | For | Management |
| 3ai | | Reelect Denis Buckley as Director | For | Against | Management |
| 3aii | | Reelect Michael Dowling as Director | For | Against | Management |
| 3bi | | Reelect Michael J Fleming as Director | For | Against | Management |
| 3bii | | Reelect John Twomey as Director | For | Against | Management |
| 3ci | | Reelect Denis Carroll as Director | For | Against | Management |
| 3cii | | Reelect Stan McCarthy as Director | For | For | Management |
| 3ciii | | Reelect Donal O'Donoghue as Director | For | Against | Management |
| 3civ | | Reelect Gerard O' Hanlon as Director | For | Against | Management |
| 4 | | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
| 5 | | Authorize Issuance of Equity or Equity-Linked Securities | For | For | Management |
| | | with Preemptive Rights | | | |
| 6 | | Authorize Issuance of Equity or Equity-Linked Securities | For | For | Management |
| | | without Preemptive Rights | | | |
| 7 | | Authorize Share Repurchase up to five Percent of Issued | For | For | Management |
�� | | | Share Capital | | | |
|
Lee & Man Paper Manufacturing Ltd. | | | |
Ticker: | | | | | | |
Security ID: | | | G5427W130 | | | |
Meeting Date: | | | 6/24/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve New Electricity Services Agreement and Annual Caps | For | For | Management |
| 2 | | Approve New Steam Services Agreement and Annual Caps | For | For | Management |
|
NEW HOPE CORPORATION LTD | | | |
Ticker: | | | | | | |
Security ID: | | | Q66635105 | | | |
Meeting Date: | | | 11/26/2009 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Receive the Financial Statements and Reports for the | None | None | Management |
| | | Financial Year Ended July 31, 2009 | | | |
| 2 | | Approve the Remuneration Report for the Financial Year | For | For | Management |
| | | Ended July 31, 2009 | | | |
| 3a | | Elect P.R. Robinson as a Director | For | For | Management |
| 3b | | Elect W.H. Grant as a Director | For | For | Management |
| 3c | | Confirm the Appointment of R.C. Neale as a Director | For | For | Management |
| 3d | | Elect R.C. Neale as a Director | For | For | Management |
| 4 | | Approve the Increase in Non-Executive Directors' | For | For | Management |
| | | Remuneration to A$1 Million Per Annum | | | |
| | | | | | |
New World Resources NV | | | |
Ticker: | | | | | | |
Security ID: | | | N6341Z102 | | | |
Meeting Date: | | | 4/27/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Open Meeting | None | None | Management |
| 2a | | Discussion of Annual Report, Including Corporate | None | None | Management |
| | | Governance Section | | | |
| 2b | | Approve Financial Statements | For | For | Management |
| 2c | | Receive Explanation on Company's Reserves and Dividend | None | None | Management |
| | | Policy | | | |
| 3 | | Approve Discharge of Directors | For | For | Management |
| 4 | | Reelect Zdenek Bakala, Peter Kadas, and Hans Jurgen | For | For | Management |
| | | Mende as Directors | | | |
| 5 | | Approve Amendments to Articles of Association | For | For | Management |
| 6 | | Approve Remuneration Report Containing Remuneration | For | Against | Management |
| | | Policy for Management Board Members | | | |
| 7 | | Authorize Repurchase of Up to Five Percent of A Shares | For | For | Management |
| 8 | | Grant Board Authority to Issue Shares Up To Five Percent | For | For | Management |
| | | of A Shares | | | |
| 9 | | Authorize Board to Exclude Preemptive Rights from | For | For | Management |
| | | Issuance under Item 8 | | | |
| 10 | | Ratify KPMG Accountants NV as Auditors | For | For | Management |
| 11 | | Close Meeting | None | None | Management |
|
Nutreco Holdings NV | | | |
Ticker: | | | | | | |
Security ID: | | | N6508Y120 | | | |
Meeting Date: | | | 4/1/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Open Meeting | None | None | Management |
| 2 | | Receive Report of Supervisory Board | None | None | Management |
| 3 | | Receive Report of Management Board | None | None | Management |
| 4.1 | | Approve Financial Statements | For | For | Management |
| 4.2 | | Approve Dividends of EUR 1.32 Per Share | For | For | Management |
| 5.1 | | Discussion on Company's Corporate Governance Structure | None | None | Management |
| 5.2 | | Approve Remuneration of Supervisory Board | For | For | Management |
| 6.1 | | Approve Discharge of Management Board | For | For | Management |
| 6.2 | | Approve Discharge of Supervisory Board | For | For | Management |
| 7 | | Ratify KPMG Accountants N.V. as Auditors | For | For | Management |
| 8.1 | | Grant Board Authority to Issue Shares Up To Ten Percent | For | For | Management |
| | | of Issued Capital Plus Additional Ten Percent in Case of | | | |
| | | Takeover/Merger and Restricting/Excluding Preemptive | | | |
| | | Rights | | | |
| 8.2 | | Authorize Board to Exclude Preemptive Rights from | For | For | Management |
| | | Issuance under Item 8.1 | | | |
| 9.1 | | Authorize Repurchase of Up to Ten Percent of Ordinary | For | For | Management |
| | | and Cumulative Preference A Shares | | | |
| 9.2 | | Cancel Cumulative Preference A Shares | For | For | Management |
| 10.1 | | Accept Resignation of Y. Barbieux as Supervisory Board | None | None | Management |
| | | Member | | | |
| 10.2 | | Elect H. Verhagen to Supervisory Board | For | For | Management |
| 11.1 | | Amend Articles Including Change Company Name | For | For | Management |
| 11.2 | | Amedn Articles 31.2 and 31.3 Re: Quorum Requirements | For | For | Management |
| | | to Amend Articles | | | |
| 12 | | Allow Questions | None | None | Management |
| 13 | | Close Meeting | None | None | Management |
| | | | | |
Petropavlovsk plc | | | |
Ticker: | | | | | |
Security ID: | | G5555S109 | | | |
Meeting Date: | | 2/10/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Auth. Directors to Elect on Behalf of Company, that | For | For | Management |
| | Exercise of Conversion Rights Attached to USD 330M 4 | | | |
| | Percent Guaranteed Convertible Bonds Due 2015 be | | | |
| | Settled in Full by Delivery of Ord. Shares in Exchange for | | | |
| | Petropavlovsk 2010 Ltd Preference Shares | | | |
|
Petropavlovsk plc | | | |
Ticker: | | | | | |
Security ID: | | G5555S109 | | | |
Meeting Date: | | 5/20/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | | Approve Remuneration Report | For | Against | Management |
3 | | Reappoint Deloitte LLP as Auditors | For | For | Management |
4 | | Authorise Board to Fix Remuneration of Auditors | For | For | Management |
5 | | Elect Charlie McVeigh as Director | For | For | Management |
6 | | Elect Graham Birch as Director | For | For | Management |
7 | | Re-elect Lord Guthrie as Director | For | For | Management |
8 | | Re-elect Pavel Maslovskiy as Director | For | For | Management |
9 | | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management |
10 | | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management |
11 | | Authorise Market Purchase | For | For | Management |
12 | | Adopt New Articles of Association | For | For | Management |
13 | | Authorise the Company to Call EGM with Two Weeks' Notice | For | For | Management |
|
PORTUCEL-Empresa Produtora de Pasta de Papel S.A. | | | |
Ticker: | | | | | |
Security ID: | | X67182109 | | | |
Meeting Date: | | 3/15/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Accept Individual Financial Statements and Statutory | For | For | Management |
| | Reports for Fiscal 2009 | | | |
2 | | Accept Consolidated Financial Statements and Statutory | For | For | Management |
| | Reports for Fiscal 2009 | | | |
3 | | Approve Allocation of Income and Dividends | For | For | Management |
4 | | Approve Discharge of Management and Supervisory Board | For | For | Management |
5 | | Elect Directors | For | Against | Management |
6 | | Appraise Remuneration Report Issued by the | For | Against | Management |
| | Remuneration Committee | | | |
7 | | Approve Remuneration of Executive Directors and | For | Against | Management |
| | Independent Non-Executive Directors | | | |
8 | | Authorize Repurchase of Shares | For | For | Management |
| | | | | | |
Randgold Resources Ltd | | | |
Ticker: | | | | | | |
Security ID: | | | G73740113 | | | |
Meeting Date: | | | 5/4/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | For | For | Management |
| 2 | | Elect Kadri Dagdelen as Director | For | For | Management |
| 3 | | Re-elect Philippe Lietard as Director | For | For | Management |
| 4 | | Re-elect Robert Israel as Director | For | For | Management |
| 5 | | Re-elect Norborne Cole Jr as Director | For | For | Management |
| 6 | | Re-elect Karl Voltaire as Director | For | For | Management |
| 7 | | Approve Remuneration Report | For | Against | Management |
| 8 | | Approve Non-executive Director Fees | For | For | Management |
| 9 | | Reappoint BDO LLP as Auditors | For | For | Management |
| 10a | | Amend Memorandum of Association Re: Approval of | For | For | Management |
| | | Increase in Authorised Ordinary Shares | | | |
| 10b | | Amend Memorandum of Association Re: Increased | For | For | Management |
| | | Authorised Share Capital | | | |
| 10c | | Amend Articles of Association Re: Increased Authorised | For | For | Management |
| | | Share Capital | | | |
|
Rio Tinto plc | | | |
Ticker: | | | | | | |
Security ID: | | | G75754104 | | | |
Meeting Date: | | | 4/15/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | For | For | Management |
| 2 | | Approve Remuneration Report | For | Against | Management |
| 3 | | Elect Robert Brown as Director | For | For | Management |
| 4 | | Elect Ann Godbehere as Director | For | For | Management |
| 5 | | Elect Sam Walsh as Director | For | For | Management |
| 6 | | Re-elect Guy Elliott as Director | For | For | Management |
| 7 | | Re-elect Michael Fitzpatrick as Director | For | For | Management |
| 8 | | Re-elect Lord Kerr of Kinlochard as Director | For | For | Management |
| 9 | | Reappoint PricewaterhouseCoopers LLP as Auditor and | For | For | Management |
| | | Authorise Their Remuneration | | | |
| 10 | | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management |
| 11 | | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management |
| 12 | | Authorise Market Purchase | For | For | Management |
| 13 | | Authorise the Company to Call EGM with Two Weeks' | For | For | Management |
| | | Notice | | | |
| | | | | | |
Royal Dutch Shell plc | | | |
Ticker: | | | | | | |
Security ID: | | | G7690A100 | | | |
Meeting Date: | | | 5/18/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | For | For | Management |
| 2 | | Approve Remuneration Report | For | For | Management |
| 3 | | Elect Charles Holliday as Director | For | For | Management |
| 4 | | Re-elect Josef Ackermann as Director | For | For | Management |
| 5 | | Re-elect Malcolm Brinded as Director | For | For | Management |
| 6 | | Re-elect Simon Henry as Director | For | For | Management |
| 7 | | Re-elect Lord Kerr of Kinlochard as Director | For | For | Management |
| 8 | | Re-elect Wim Kok as Director | For | For | Management |
| 9 | | Re-elect Nick Land as Director | For | For | Management |
| 10 | | Re-elect Christine Morin-Postel as Director | For | For | Management |
| 11 | | Re-elect Jorma Ollila as Director | For | For | Management |
| 12 | | Re-elect Jeroen van der Veer as Director | For | For | Management |
| 13 | | Re-elect Peter Voser as Director | For | For | Management |
| 14 | | Re-elect Hans Wijers as Director | For | For | Management |
| 15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Management |
| 16 | | Authorise Board to Fix Remuneration of Auditors | For | For | Management |
| 17 | | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management |
| 18 | | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management |
| 19 | | Authorise Market Purchase | For | For | Management |
| 20 | | Approve Scrip Dividend Scheme | For | For | Management |
| 21 | | Authorise EU Political Donations and Expenditure | For | For | Management |
| 22 | | Adopt New Articles of Association | For | For | Management |
| 23 | | Direct the Audit Committee or a Risk Committee of the | Against | Against | Share Holder |
| | | Board to Commission and Review a Report on Investment | | | |
| | | Risks Associated with Future Canadian Oil Sands Projects | | | |
| | | | | | |
Sandvik Ab | | | |
Ticker: | | | | | | |
Security ID: | | | W74857165 | | | |
Meeting Date: | | | 5/4/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Open Meeting | None | None | Management |
| 2 | | Elect Chairman of Meeting | For | For | Management |
| 3 | | Prepare and Approve List of Shareholders | For | For | Management |
| 4 | | Designate Inspector(s) of Minutes of Meeting | For | For | Management |
| 5 | | Approve Agenda of Meeting | For | For | Management |
| 6 | | Acknowledge Proper Convening of Meeting | For | For | Management |
| 7 | | Receive Financial Statements and Statutory Reports (Non- | None | None | Management |
| | | Voting) | | | |
| 8 | | Receive President's Report | None | None | Management |
| 9 | | Approve Financial Statements and Statutory Reports | For | For | Management |
| 10 | | Approve Discharge of Board and President | For | For | Management |
| 11 | | Approve Allocation of Income and Dividends of SEK 1 per | For | For | Management |
| 12 | | Determine Number of Members (8) and Deputy Members | For | For | Management |
| | | (0) of Board | | | |
| 13 | | Approve Remuneration of Directors; Approve | For | For | Management |
| | | Remuneration of Auditors | | | |
| 14 | | Reelect Georg Ehrnrooth, Fredrik Lundberg, Hanne de | For | For | Management |
| | | Mora, Egil Myklebust, Anders Nyren (Chair), Lars | | | |
| | | Pettersson and Simon Thompson as Directors; Elect Lars | | | |
| | | Westerberg as Director | | | |
| 15 | | Authorize Chairman of Board and Representatives of Four | For | For | Management |
| | | of Company's Largest Shareholders to Serve on | | | |
| | | Nominating Committee | | | |
| 16 | | Approve Remuneration Policy And Other Terms of | For | Against | Management |
| | | Employment For Executive Management | | | |
| 17 | | Close Meeting | None | None | Management |
|
Sociedad General de Aguas de Barcelona | | | |
Ticker: | | | | | | |
Security ID: | | | E55282318 | | | |
Meeting Date: | | | 1/12/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve Delisting of Shares from the Barcelona, Madrid | For | For | Management |
| | | and Bilbao Stock Exchanges; Approve Public Offer of | | | |
| | | Shares for Acqusition in the Amount of EUR 20 per Share | | | |
| 2 | | Approve Reduction in Capital Charged to Reserves | For | For | Management |
| | | Representing Shares Obtained from Public Offer in Item 1; | | | |
| | | Formulate Requirements in Delisting of Shares up to EUR | | | |
| | | 14.96 million via Amortization; Authorize Board to Execute | | | |
| | | Capital Reduction; Amend Bylaws | | | |
| 3 | | Approve Sale of Company Participation up to 54.79 | For | For | Management |
| | | Percent of Capital to Criteria Caixacorp or Any of its | | | |
| | | Companies in the Amount of EUR 687.1 Million | | | |
| 4 | | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
| | | | | | |
Sociedad General de Aguas de Barcelona | | | |
Ticker: | | | | | | |
Security ID: | | | E55282318 | | | |
Meeting Date: | | | 6/28/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve Individual and Consolidated Financial Statements | For | For | Management |
| | | and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | | | |
| 2 | | Approve Discharge of Directors including Board Chairman | For | For | Management |
| | | and Management | | | |
| 3 | | Approve Allocation of Income and Dividends for the Fiscal | For | For | Management |
| | | Year Ended Dec. 31, 2009 | | | |
| 4 | | Fix Number of Directors and Elect Directors | For | For | Management |
| 5 | | Elect Auditors of Company and Consolidated Group for a | For | For | Management |
| | | Three-Year Term | | | |
| 6 | | Authorize Repurchase of Shares | For | For | Management |
| 7 | | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
| | | | | | |
Statoil ASA | | | |
Ticker: | | | | | | |
Security ID: | | | R4446E112 | | | |
Meeting Date: | | | 5/19/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Open Meeting | | | Management |
| 2 | | Elect Olaug Svarva as Chair of Meeting | For | For | Management |
| 3 | | Approve Notice of Meeting and Agenda | For | For | Management |
| 4 | | Registration of Attending Shareholders and Proxies | None | None | Management |
| 5 | | Designate Inspector(s) of Minutes of Meeting | For | For | Management |
| 6 | | Approve Financial Statements and Statutory Reports; | For | For | Management |
| | | Approve Allocation of Income and Dividends of NOK 6.00 | | | |
| | | per Share | | | |
| 7 | | Approve Remuneration Policy And Other Terms of | For | Against | Management |
| | | Employment For Executive Management | | | |
| 8 | | Approve Remuneration of Auditors | For | For | Management |
| 9a | | Reelect Olaug Svarva as Member of Corporate Assembly | For | For | Management |
| 9b | | Reelect Idar Kreutzer as Member of Corporate Assembly | For | For | Management |
| 9c | | Reelect Karin Aslaksen as Member of Corporate Assembly | For | For | Management |
| 9d | | Reelect Greger Mannsverk as Member Corporate Assembly | For | For | Management |
| 9e | | Relect Steinar Olsen as Member of Corporate Assembly | For | For | Management |
| 9f | | Reelect Ingvald Strommen as Member of Corporate | For | For | Management |
| 9g | | Reelect Rune Bjerke as Member of Corporate Assembly | For | For | Management |
| 9h | | Relect Tore Ulstein as Member of Corporate Assembly | For | For | Management |
| 9i | | Elect Live Aker as Member of Corporate Assembly | For | For | Management |
| 9j | | Elect Siri Kalvig as Member of Corporate Assembly | For | For | Management |
| 9k | | Elect Thor Bolstad as Member of Corporate Assembly | For | For | Management |
| 9l | | Elect Barbro Haetta-Jacobsen as Member of Corporate | For | For | Management |
| | | Assembly | | | |
| 9m | | Reelect Arthur Sletteberg as Deputy Member of Corporate | For | For | Management |
| | | Assembly | | | |
| 9n | | Reelect Anne-Margrethe Firing as Deputy Member of | For | For | Management |
| | | Corporate Assembly | | | |
| 9o | | Elect Linda Aase as Deputy Member of Corporate | For | For | Management |
| 9p | | Reelect Shahzad Rana as Deputy Member of Corporate | For | For | Management |
| | | Assembly | | | |
| 10 | | Approve Remuneration of Members and Deputy Members | For | For | Management |
| | | of Corporate Assembly in the Amount of NOK 100,000 for | | | |
| | | Chair, NOK 52,500 for Deputy Chair, NOK 37,000 for | | | |
| | | Members, and NOK 5,250 for Deputy Members | | | |
| 11a | | Reelect Olaug Svarva as Chair of Nominating Committee | For | For | Management |
| 11b | | Reelect Bjorn Haavik as Member of Nominating | For | For | Management |
| 11c | | Reelect Tom Rathke as Member of Nominating Committee | For | For | Management |
| 11d | | Elect Live Aker as Member of Nominating Committee | For | For | Management |
| 12 | | Approve Remuneration of Nominating Committee in the | For | For | Management |
| | | Amount of NOK 10,000 per Meeting for Chair and NOK | | | |
| | | 7,400 per Meeting for Other Members | | | |
| 13 | | Authorize Repurchase and Reissuance of Shares up to a | For | Against | Management |
| | | Nominal Value of NOK 20 Million in Connection with Share | | | |
| | | Saving Scheme for Employees | | | |
| 14 | | Authorize Repurchase of Shares up to a Nominal Value of | For | For | Management |
| | | NOK 187.5 Million and Cancellation of Repurchased | | | |
| | | Shares; Amend Articles Accordingly | | | |
| 15 | | Amend Articles Re: Specify Share Capital and Number of | For | For | Management |
| | | Shares; Right to Sign for Company; Number of Members of | | | |
| | | Corporate Assembly; Approve Electronic Distribution of | | | |
| | | Documents Pertaining to General Meetings; Other | | | |
| | | Amendments | | | |
| 16 | | Withdraw Company From Tar Sands Activities in Canada | Against | Against | Share Holder |
| | | | | | |
Straits Asia Resources Ltd. | | | |
Ticker: | | | | | | |
Security ID: | | | Y81705108 | | | |
Meeting Date: | | | 4/30/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Adopt Financial Statements and Directors' and Auditors' | For | For | Management |
| | | Reports | | | |
| 2 | | Declare Final Dividend of $0.0203 Per Share | For | For | Management |
| 3 | | Reelect Chitrapongse Kwangsukstith as Director | For | For | Management |
| 4 | | Reelect Apisit Rujikeatkamjorn as Director | For | For | Management |
| 5 | | Reelect Han Eng Juan as Director | For | For | Management |
| 6 | | Reelect Michael Gibson as Director | For | For | Management |
| 7 | | Approve Directors' Fees of up to SGD 600,000 for the Year | For | For | Management |
| | | Ending Dec. 31, 2010 | | | |
| 8 | | Reappoint PricewaterhouseCoopers LLP as Auditors and | For | For | Management |
| | | Authorize Board to Fix Their Remuneration | | | |
| 9 | | Approve Issuance of Equity or Equity-Linked Securities | For | For | Management |
| | | with or without Preemptive Rights | | | |
| 10 | | Approve Issuance of Shares without Preemptive Rights at | For | For | Management |
| | | a Discount of Up to 20 Percent of the Weighted Average | | | |
| | | Price Per Share | | | |
| 11 | | Approve Issuance of Shares and Grant of Options Pursuant | For | Against | Management |
| | | to the Straits Asia Employee Share Option Plan | | | |
| | | | | | |
Suez Environnement Company | | | |
Ticker: | | | | | | |
Security ID: | | | F4984P118 | | | |
Meeting Date: | | | 5/20/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve Financial Statements and Statutory Reports | For | For | Management |
| 2 | | Accept Consolidated Financial Statements and Statutory | For | For | Management |
| | | Reports | | | |
| 3 | | Approve Allocation of Income and Dividends of EUR 1.30 | For | For | Management |
| | | per Share | | | |
| 4 | | Approve Auditors' Special Report Regarding Related-Party | For | For | Management |
| | | Transactions | | | |
| 5 | | Approve Remuneration of Directors in the Aggregate | For | For | Management |
| | | Amount of EUR 450,000 | | | |
| 6 | | Ratify Appointment of Patrick Ouart as Director | For | For | Management |
| 7 | | Elect Jerome Tolot as Director | For | For | Management |
| 8 | | Elect Dirk Beeuwsaert as Director | For | For | Management |
| 9 | | Elect Alain Chaigneau as Director | For | For | Management |
| 10 | | Elect Guillaume Pepy as Director | For | For | Management |
| 11 | | Elect Gilles Benoist as Director | For | For | Management |
| 12 | | Elect Gerald Arbola as Director | For | For | Management |
| 13 | | Authorize Repurchase of Up to 10 Percent of Issued Share | For | For | Management |
| | | Capital | | | |
| 14 | | Approve Reduction in Share Capital via Cancellation of | For | For | Management |
| | | Repurchased Shares | | | |
| 15 | | Authorize Issuance of Equity or Equity-Linked Securities | For | For | Management |
| | | with Preemptive Rights up to Aggregate Nominal Amount | | | |
| | | of EUR 220 Million | | | |
| 16 | | Authorize Issuance of Equity or Equity-Linked Securities | For | For | Management |
| | | without Preemptive Rights up to Aggregate Nominal | | | |
| | | Amount of EUR 220 Million | | | |
| 17 | | Approve Issuance of Shares Up to EUR 220 Million for a | For | For | Management |
| | | Private Placement | | | |
| 18 | | Authorize Board to Increase Capital in the Event of | For | For | Management |
| | | Additional Demand Related to Delegation Submitted to | | | |
| | | Shareholder Vote Under Items 15 to 17 Above | | | |
| 19 | | Authorize Board to Set Issue Price for 10 Percent Per Year | For | Against | Management |
| | | of Issued Capital Pursuant to Issue Authority without | | | |
| | | Preemptive Rights | | | |
| 20 | | Authorize Capital Increase of up to 10 Percent of Issued | For | For | Management |
| | | Capital for Future Acquisitions | | | |
| 21 | | Authorize Capitalization of Reserves of Up to EUR 220 | For | For | Management |
| | | Million for Bonus Issue or Increase in Par Value | | | |
| 22 | | Authorize Capital Increase of Up to EUR 220 Million for | For | For | Management |
| | | Future Exchange Offers | | | |
| 23 | | Approve Issuance of Securities Convertible into Debt | For | For | Management |
| 24 | | Approve Employee Stock Purchase Plan | For | For | Management |
| 25 | | Approve Stock Purchase Plan Reserved for International | For | For | Management |
| | | Employees | | | |
| 26 | | Authorize up to 1 Percent of Issued Capital for Use in | For | Against | Management |
| | | Restricted Stock Plan | | | |
| 27 | | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
| | | | | | |
The Weir Group plc | | | |
Ticker: | | | | | | |
Security ID: | | | G95248137 | | | |
Meeting Date: | | | 5/12/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | For | For | Management |
| 2 | | Approve Final Dividend | For | For | Management |
| 3 | | Approve Remuneration Report | For | For | Management |
| 4 | | Elect Jon Stanton as Director | For | For | Management |
| 5 | | Re-elect Keith Cochrane as Director | For | For | Management |
| 6 | | Re-elect Alan Mitchelson as Director | For | For | Management |
| 7 | | Re-elect Lord Smith of Kelvin as Director | For | For | Management |
| 8 | | Reappoint Ernst & Young LLP as Auditors | For | For | Management |
| 9 | | Authorise Board to Fix Remuneration of Auditors | For | For | Management |
| 10 | | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management |
| 11 | | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management |
| 12 | | Authorise Market Purchase | For | For | Management |
| 13 | | Adopt New Articles of Association | For | For | Management |
| 14 | | Authorise the Company to Call EGM with Two Weeks' | For | For | Management |
| | | Notice | | | |
| 15 | | Amend Long-Term Incentive Plan | For | For | Management |
| | | | | | |
Total SA | | | |
Ticker: | | | | | | |
Security ID: | | | F92124100 | | | |
Meeting Date: | | | 5/21/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve Financial Statements and Statutory Reports | For | For | Management |
| 2 | | Accept Consolidated Financial Statements and Statutory | For | For | Management |
| | | Reports | | | |
| 3 | | Approve Allocation of Income and Dividends of EUR 2.28 | For | For | Management |
| | | per Share | | | |
| 4 | | Approve Auditors' Special Report Regarding Related-Party | For | For | Management |
| | | Transactions | | | |
| 5 | | Approve Transaction with Christophe de Margerie Re: | For | Against | Management |
| | | Severance Payment | | | |
| 6 | | Authorize Repurchase of Up to 10 Percent of Issued Share | For | For | Management |
| | | Capital | | | |
| 7 | | Reelect Thierry Desmarest as Director | For | For | Management |
| 8 | | Reelect Thierry de Rudder as Director | For | Against | Management |
| 9 | | Elect Gunnar Brock as Director | For | For | Management |
| 10 | | Elect Claude Clement as Representative of Employee | For | For | Management |
| | | Shareholders to the Board | | | |
| 11 | | Elect Philippe Marchandise as Representative of Employee | Against | Against | Management |
| | | Shareholders to the Board | | | |
| 12 | | Elect Mohammed Zaki as Representative of Employee | Against | Against | Management |
| | | Shareholders to the Board | | | |
| 13 | | Reelect Ernst & Young Audit as Auditor | For | For | Management |
| 14 | | Reelect KPMG Audit as Auditor | For | For | Management |
| 15 | | Ratify Auditex as Alternate Auditor | For | For | Management |
| 16 | | Ratify KPMG Audit I.S. as Alternate Auditor | For | For | Management |
| 17 | | Authorize Issuance of Equity or Equity-Linked Securities | For | For | Management |
| | | with Preemptive Rights up to Aggregate Nominal Amount | | | |
| | | of EUR 2.5 Billion | | | |
| 18 | | Authorize Issuance of Equity or Equity-Linked Securities | For | For | Management |
| | | without Preemptive Rights up to Aggregate Nominal | | | |
| | | Amount of EUR 850 million | | | |
| 19 | | Authorize Capital Increase of up to 10 Percent of Issued | For | For | Management |
| | | Capital for Future Acquisitions | | | |
| 20 | | Approve Employee Stock Purchase Plan | For | For | Management |
| 21 | | Authorize up to 0.1 Percent of Issued Capital for Use in | For | For | Management |
| | | Stock Option Plan | | | |
| A | | Amend Article 9 of Bylaws Re: Mutual Fund | Against | Against | Share Holder |
| | | | | | |
Upm-Kymmene Oy (Formerly Kymmene Corp.) | | | |
Ticker: | | | | | | |
Security ID: | | | X9518S108 | | | |
Meeting Date: | | | 3/22/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Open Meeting | None | None | Management |
| 2 | | Calling the Meeting to Order | None | None | Management |
| 3 | | Designate Inspector or Shareholder Representative(s) of | For | For | Management |
| | | Minutes of Meeting | | | |
| 4 | | Acknowledge Proper Convening of Meeting | For | For | Management |
| 5 | | Prepare and Approve List of Shareholders | For | For | Management |
| 6 | | Receive Financial Statements and Statutory Reports; | None | None | Management |
| | | Receive Board's and Auditor's Report; Receive CEO's | | | |
| 7 | | Accept Financial Statements and Statutory Reports | For | For | Management |
| 8 | | Approve Allocation of Income and Dividends of EUR 0.45 | For | For | Management |
| | | Per Share | | | |
| 9 | | Approve Discharge of Board and President | For | For | Management |
| 10 | | Approve Remuneration of Directors in the Amount of EUR | For | For | Management |
| | | 175,000 for Chairman, EUR 120,000 for Vice Chairman, | | | |
| | | and EUR 95,000 for Other Directors | | | |
| 11 | | Fix Number of Directors at Nine | For | For | Management |
| 12 | | Reelect Matti Alahuhta, Berndt Brunow, Karl Grotenfelt, | For | For | Management |
| | | Wendy Lane, Jussi Pesonen, Ursula Ranin, Veli-Matti | | | |
| | | Reinikkala, and Bjorn Wahlroos as Directors; Elect Robert | | | |
| | | Routs as New Director | | | |
| 13 | | Approve Remuneration of Auditors | For | For | Management |
| 14 | | Ratify PricewaterhouseCoopers as Auditors | For | For | Management |
| 15 | | Amend Articles Re: Specify Number of Directors | For | For | Management |
| 16 | | Amend Articles Re: Notification of General Meeting | For | For | Management |
| 17 | | Authorize Repurchase of up to 51 Million Issued Shares | For | For | Management |
| 18 | | Approve Issuance of 25 Million Shares without Preemptive | For | For | Management |
| | | Rights | | | |
| 19 | | Approve Charitable Donations of Up to EUR 500,000 | For | For | Management |
| 20 | | Close Meeting | None | None | Management |
| | | | | | |
Veolia Environnement | | | |
Ticker: | | | | | | |
Security ID: | | | F9686M107 | | | |
Meeting Date: | | | 5/7/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve Financial Statements and Statutory Reports | For | For | Management |
| 2 | | Accept Consolidated Financial Statements and Statutory | For | For | Management |
| | | Reports | | | |
| 3 | | Approve Non-Tax Deductible Expenses | For | For | Management |
| 4 | | Approve Allocation of Income and Dividends of EUR 1.21 | For | For | Management |
| | | per Share | | | |
| 5 | | Approve Stock Dividend Program | For | For | Management |
| 6 | | Approve Auditors' Special Report Regarding Related-Party | For | Against | Management |
| | | Transactions | | | |
| 7 | | Amend Terms Regarding Related-Party Transactions for | For | For | Management |
| | | Executive Corporate Officers | | | |
| 8 | | Approve Agreement for Antoine Frerot | For | Against | Management |
| 9 | | Reelect Daniel Bouton as Director | For | For | Management |
| 10 | | Reelect Jean Francois Dehecq as Director | For | For | Management |
| 11 | | Reelect Paul Louis Girardot as Director | For | For | Management |
| 12 | | Ratify Appointement of Esther Koplowitz as Director | For | For | Management |
| 13 | | Reelect Serge Michel as Director | For | For | Management |
| 14 | | Reelect Georges Ralli as Director | For | For | Management |
| 15 | | Elect Groupe Industriel Marcel Dassault as Director | For | For | Management |
| 16 | | Elect Antoine Frerot as Director | For | For | Management |
| 17 | | Authorize Repurchase of Up to 10 Percent of Issued Share | For | For | Management |
| | | Capital | | | |
| 18 | | Authorize Issuance of Equity or Equity-Linked Securities | For | For | Management |
| | | with Preemptive Rights up to 40 Percent of the Capital | | | |
| 19 | | Authorize Issuance of Equity or Equity-Linked Securities | For | For | Management |
| | | without Preemptive Rights up to 10 Percent of the Capital | | | |
| 20 | | Approve Issuance of Shares up to 20 Percent of Issued | For | For | Management |
| | | Capital Per Year for a Private Placement | | | |
| 21 | | Authorize Capital Increase of up to 10 Percent of Issued | For | For | Management |
| | | Capital for Future Acquisitions | | | |
| 22 | | Authorize Capitalization of Reserves of Up to EUR 400 | For | For | Management |
| | | Million for Bonus Issue or Increase in Par Value | | | |
| 23 | | Authorize Board to Increase Capital in the Event of | For | For | Management |
| | | Additional Demand Related to Delegation Submitted to | | | |
| | | Shareholder Vote Above | | | |
| 24 | | Approve Employee Stock Purchase Plan | For | For | Management |
| 25 | | Approve Employee Stock Purchase Plan for International | For | For | Management |
| | | Employees | | | |
| 26 | | Authorize up to 1 Percent of Issued Capital for Use in | For | For | Management |
| | | Stock Option Plan | | | |
| 27 | | Approve Reduction in Share Capital via Cancellation of | For | For | Management |
| | | Repurchased Shares | | | |
| 28 | | Authorize Board to Issue Free Warrants with Preemptive | For | For | Management |
| | | Rights During a Public Tender Offer or Share Exchange | | | |
| 29 | | Amend Article 17 of Bylaws Re: Appointment of Censors | For | For | Management |
| 30 | | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
| 31 | | Elect Qatari Diar Real Estate Investment Company as | For | Against | Management |
| | | Director | | | |
| | | | | |
Wilmar International Ltd (frmly EZYHEALTH ASIA PACIFIC LTD) | | | |
Ticker: | | | | | |
Security ID: | | Y9586L109 | | | |
Meeting Date: | | 4/28/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Adopt Financial Statements and Directors' and Auditors' | For | For | Management |
| | Reports | | | |
2 | | Declare Final Dividend of SGD 0.05 Per Ordinary Share for | For | For | Management |
| | the Year Ended Dec. 31, 2009 | | | |
3 | | Approve Directors' Fees of SGD 360,000 for the Year | For | For | Management |
| | Ended Dec. 31, 2009 (2008: SGD 360,000) | | | |
4 | | Reelect Leong Horn Kee as Director | For | For | Management |
5 | | Reelect Lee Hock Kuan as Director | For | For | Management |
6 | | Reelect Kuok Khoon Ean as Director | For | For | Management |
7 | | Reelect John Daniel Rice as Director | For | For | Management |
8 | | Reelect Kuok Khoon Chen as Director | For | For | Management |
9 | | Reappoint Ernst and Young LLP as Auditors and Authorize | For | For | Management |
| | Board to Fix Their Remuneration | | | |
10 | | Approve Transaction with a Related Party | For | For | Management |
11 | | Approve Issuance of Equity or Equity-Linked Securities | For | For | Management |
| | with or without Preemptive Rights | | | |
12 | | Approve Issuance of Shares and Grant Options Pursuant to | For | Against | Management |
| | the Wilmar Executives' Share Option Scheme 2009 | | | |
13 | | Approve Issuance of Shares without Preemptive Rights at | For | For | Management |
| | a Discount Exceeding 10 Percent but not Exceeding 20 | | | |
| | Percent of the Weighted Average Price per Share | | | |
1 | | Authorize Share Repurchase Program | For | For | Management |
1 | | Approve Grant of Options to Kuok Khoon Hong Pursuant | For | Against | Management |
| | to the 2009 Option Scheme | | | |
2 | | Approve Grant of Options to Martua Sitorus Pursuant to | For | Against | Management |
| | the 2009 Option Scheme | | | |
| | | | | | |
Xstrata plc | | | |
Ticker: | | | | | | |
Security ID: | | | G9826T102 | | | |
Meeting Date: | | | 5/5/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports | For | For | Management |
| 2 | | Approve Final Dividend | For | For | Management |
| 3 | | Approve Remuneration Report | For | Against | Management |
| 4 | | Re-elect Mick Davis as Director | For | For | Management |
| 5 | | Re-elect David Rough as Director | For | For | Management |
| 6 | | Re-elect Sir Steve Robson as Director | For | For | Management |
| 7 | | Re-elect Willy Strothotte as Director | For | Against | Management |
| 8 | | Elect Dr Con Fauconnier as Director | For | For | Management |
| 9 | | Reappoint Ernst & Young LLP as Auditors and Authorise | For | For | Management |
| | | Their Remuneration | | | |
| 10 | | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management |
| 11 | | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management |
| 12 | | Authorise the Company to Call EGM with Not Less Than 20 | For | For | Management |
| | | Clear Days' Notice | | | |
| 13 | | Amend Articles of Association | For | For | Management |
|
Adelaide Brighton Ltd. | | | |
Ticker: | | | | | | |
Security ID: | | | Q0109N101 | | | |
Meeting Date: | | | 5/19/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports for | None | None | Management |
| | | the Year Ended Dec. 31, 2009 | | | |
| 2 | | Elect Graeme Pettigrew as Director | For | For | Management |
| 3 | | Approve the Increase in Non-executive Directors' | For | For | Management |
| | | Remuneration from A$950,000 to A$1.1 Million Per Annum | | | |
| 4 | | Approve the Grant of 1.8 Million Awards to Mark Chellew, | For | For | Management |
| | | Managing Director, Under the Adelaide Brighton | | | |
| | | Executive Performance Share Plan | | | |
| 5 | | Approve Remuneration Report for the Year Ended Dec. 31, 2009 | For | For | Management |
| | | | | | |
APN News & Media Ltd | | | |
Ticker: | | | | | | |
Security ID: | | | Q1076J107 | | | |
Meeting Date: | | | 4/30/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Receive Financial Statements and Statutory Reports | None | None | Management |
| 2(a) | | Elect Kevin John Luscombe as Director | For | For | Management |
| 2(b) | | Elect Anthony Cameron O'Reilly as Director | For | Against | Management |
| 2(c) | | Elect Albert Edward Harris as Director | For | For | Management |
| 3 | | Adopt the Remuneration Report for the Year Ended Dec. | For | For | Management |
| | | 31, 2009 | | | |
|
Austar United Communications Ltd. | | | |
Ticker: | | | | | | |
Security ID: | | | Q0716Q109 | | | |
Meeting Date: | | | 5/27/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for the | For | For | Management |
| | | Year Ended Dec. 31, 2009 | | | |
| 2 | | Approve the Adoption of the Remuneration Report for the | For | Against | Management |
| | | Year Ended Dec. 31, 2009 | | | |
| 3a | | Elect Roger Amos as Director | For | For | Management |
| 3b | | Elect Timothy Downing as Director | For | For | Management |
| 4 | | Approve the Buy-Back of Up to A$400 Million Ordinary | For | For | Management |
| 5 | | Approve Reduction in Share Capital by Returning Up to | For | For | Management |
| | | A$400 Million to Shareholders | | | |
| 6 | | Approve the Issuance of 1.69 Million Shares to John | For | For | Management |
| | | Porter, Chief Executive Officer, Pursuant to the Austar | | | |
| | | United Communications Limited 2007 Long Term Incentive | | | |
| 7a | | Approve the Issuance of 30,000 Shares to Roger Amos, | For | For | Management |
| | | Non-Executive Director of the Company | | | |
| 7b | | Approve the Issuance of 30,000 Shares to Timothy | For | For | Management |
| | | Downing, Non-Executive Director of the Company | | | |
| 7c | | Approve the Issuance of 30,000 Shares to John Dick, Non- | For | For | Management |
| | | Executive Director of the Company | | | |
| | | | | |
Boart Longyear Ltd. | | | |
Ticker: | | | | | |
Security ID: | | Q1645L104 | | | |
Meeting Date: | | 5/11/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Elect Graham Bradley as Director | For | For | Management |
2 | | Elect Bruce Brook as Director | For | For | Management |
3 | | Elect David McLemore as Director | For | For | Management |
4 | | Approve the Grant of 900,000 Options with an Exercise | For | For | Management |
| | Price of A$0.245 Each to Craig Kipp, Chief Executive Officer | | | |
5 | | Approve the Consolidation of the Company's Share Capital | For | For | Management |
| | on the Basis that Every Ten Shares be Consolidated Into | | | |
| | One Share | | | |
6 | | Approve Remuneration Report for the Year Ended Dec. 31, 2009 | For | Against | Management |
|
Coal of Africa Ltd. | | | |
Ticker: | | | | | |
Security ID: | | Q2593N100 | | | |
Meeting Date: | | 4/22/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve Issuance of 50 Million Shares at GBPL0.60 Per | For | For | Management |
| | Share to Firefly Investments 163 (Proprietary) Ltd | | | |
2 | | Ratify the Past Issuance of 350,000 Shares at A$2.00 Per | For | For | Management |
| | Share Made on Feb. 17, 2010 to Gravitas Ltd | | | |
|
Consolidated Media Holdings Ltd. (formerly Publishing and Broadcasting Ltd) | | | |
Ticker: | | | | | |
Security ID: | | Q2784N109 | | | |
Meeting Date: | | 5/28/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve the Adoption of a New Constitution | For | For | Management |
2 | | Authorize the Repurchase of 73.77 Million Ordinary Shares | For | For | Management |
| | Issued by the Company | | | |
| | | | | | |
Corporate Express Australia Ltd. | | | |
Ticker: | | | | | | |
Security ID: | | | Q28881102 | | | |
Meeting Date: | | | 5/20/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Accept Financial Statements and Statutory Reports for the | None | None | Management |
| | | Period Ended January 31, 2010 | | | |
| 2a | | Elect Michael Miles as Director | For | For | Management |
| 2b | | Elect Tony Larkin as Director | For | For | Management |
| 2c | | Elect Chris Gillies as Director | For | For | Management |
| 2d | | Elect Grant Logan as Director | For | Against | Management |
| 3 | | Adopt Remuneration Report for the Financial Period | For | For | Management |
| | | Ended January 31, 2010 | | | |
| 1 | | Approve the Giving of Financial Assistance to Staples | For | For | Management |
| | | Australia Pursuant to Section 260B(1) of the Corporations | | | |
|
Iluka Resources Ltd. (formerly Westralian Sands) | | | |
Ticker: | | | | | | |
Security ID: | | | Q4875J104 | | | |
Meeting Date: | | | 5/20/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Elect Wayne Osborn as Director | For | For | Management |
| 2 | | Elect Stephen Turner as Director | For | For | Management |
| 3 | | Elect Gavin Rezos as Director | For | For | Management |
| 4 | | Approve Remuneration Report of the Company for the | For | For | Management |
| | | Year Ended Dec. 31, 2009 | | | |
|
Invocare Ltd. | | | |
Ticker: | | | | | | |
Security ID: | | | Q4976L107 | | | |
Meeting Date: | | | 5/21/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Adopt Remuneration Report for the Year Ended Dec. 31, 2009 | For | For | Management |
| 2 | | Elect Benjamin Chow as a Director | For | For | Management |
| 3 | | Elect Tina Clifton as a Director | For | For | Management |
| 4 | | Approve Increase in Non-executive Directors' Aggregate | None | For | Management |
| | | Fee Pool from A$575,000 to A$650,000 per Annum | | | |
| | | | | | |
Minara Resources Ltd. | | | |
Ticker: | | | | | | |
Security ID: | | | Q6120A101 | | | |
Meeting Date: | | | 5/25/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve the Adoption of the Remuneration Report for the | For | For | Management |
| | | Year Ended Dec. 31, 2009 | | | |
| 2 | | Elect Ivan Glasenberg as Director | For | For | Management |
| 3 | | Elect Malcolm Macpherson as Director | For | For | Management |
| 4 | | Approve the Grant of Performance Rights to a Maximum | For | For | Management |
| | | Value of A$3 Million to Peter Johnston, Managing Director | | | |
| | | and Chief Executive Officer, Under the Long Term | | | |
| | | Incentive Scheme | | | |
|
Mirabela Nickel Ltd. | | | |
Ticker: | | | | | | |
Security ID: | | | Q6188C106 | | | |
Meeting Date: | | | 5/27/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve the Adoption of the Remuneration Report for the | For | For | Management |
| | | Year Ended Dec. 31, 2009 | | | |
| 2 | | Elect Colin Steyn as Director | For | Against | Management |
| 3 | | Elect Nicholas Sheard as Director | For | For | Management |
| 4 | | Elect Craig Burton as Director | For | For | Management |
| | | | | | |
PanAust Ltd | | | |
Ticker: | | | | | | |
Security ID: | | | Q7283A110 | | | |
Meeting Date: | | | 5/21/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve Remuneration Report | For | For | Management |
| 2 | | Elect Zezhong Li as Director | For | For | Management |
| 3 | | Elect Nerolie Withnall as Director | For | For | Management |
| 4 | | Elect Geoffrey Handley as Director | For | For | Management |
| 5 | | Approve the Increase in Non-Executive Directors' | For | For | Management |
| | | Aggregate Fee Pool from A$800,000 to A$1.2 Million Eer | | | |
| 6 | | Approve the Issuance of 7.15 Million Shares and an | For | For | Management |
| | | Advanced Loan Equal to the Market Price of the 7.15 | | | |
| | | Million Shares to Gary Stafford, Managing Director, Under | | | |
| | | the Executive Long Term Share Plan | | | |
|
TPG Telecom Limited | | | |
Ticker: | | | | | | |
Security ID: | | | Q8702T151 | | | |
Meeting Date: | | | 6/3/2010 | | | |
|
| # | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | | Approve the Giving of Financial Assistance by Australian | For | For | Management |
| | | PIPE Group Companies Pursuant to the PIPE Acquisition | | | |
| 2 | | Approve the Issuance of 41 Million Shares at A$1.59 Each | For | For | Management |
| | | to Institutions and Sophisticated and Professional | | | |
| | | | | |
IQ MERGER ARBITRAGE ETF | | | |
|
United Minerals Corporation NL | | | |
Ticker: | | | | | |
Security ID: | | Q93267138 | | | |
Meeting Date: | | 11/25/2009 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | To receive and consider the annual financial report, | None | None | Management |
| | Directors' report and Auditor's report for the YE 30 JUN | | | |
| | 2009 | | | |
2 | | Adopt the remuneration report as set out in the | For | For | Management |
| | Company's annual report for the FYE 30 JUN 2009 | | | |
3 | | Re-elect Mr. Malcolm Randall as a Director of the | For | For | Management |
| | Company, who retires by rotation in accordance with | | | |
| | Clause 15.2 of the Company's Constitution | | | |
4 | | Re-elect Mr. David Craig as a Director of the Company, | For | For | Management |
| | who retires by rotation in accordance with Clause 15.2 | | | |
| | of the Company's Constitution | | | |
|
Sino Gold Mining Ltd | | | |
Ticker: | | | | | |
Security ID: | | Q8505T101 | | | |
Meeting Date: | | 12/2/2009 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve, pursuant to and in accordance with Section | For | For | Management |
| | 411 of the Corporations Act 2001 (Cth), the scheme of | | | |
| | arrangement proposed between Sino Gold Mining | | | |
| | Limited and the holders of its ordinary shares | | | |
| | | | | |
Nufarm Limited | | | |
Ticker: | | | | | |
Security ID: | | Q7007B105 | | | |
Meeting Date: | | 12/3/2009 | | | |
|
# | | Proposal | Mgmt Rec Vote Cast | Sponsor |
3 | | Adopt the remuneration report of the Company for the | For | For | Management |
| | YE 31 JUL 2009 | | | |
4 | | Re-elect Dr. W.B. [Bruce] Goodfellow as a Director of | For | For | Management |
| | the Company, who retires by rotation in accordance | | | |
| | with the Company's constitution and ASX Listing Rule | | | |
| | 14.4 | | | |
5 | | Re-elect Dr. J.W. [John] Stocker AO as a Director of the | For | For | Management |
| | Company, who retires by rotation in accordance with | | | |
| | the Company's constitution and ASX Listing Rule 14.4 | | | |
6 | | Re-elect Dr. R.J. [Bob] Edgar as a Director of the | For | For | Management |
| | Company | | | |
7 | | Approve to issue of 26,700,000 Ordinary Shares at an | For | For | Management |
| | issue price of AUD 11.25 each on 21 MAY 2009 to | | | |
| | Institutional Investors as part of an Institutional Equity | | | |
| | Placement for the purpose of Listing Rule 7.4 | | | |
8 | | Approve to increase the maximum total remuneration | For | For | Management |
| | payable to the Non-Executive Directors from AUD | | | |
| | 1,200,000 per annum to an amount not exceeding AUD | | | |
| | 1,600,000, to be divided among the Non-Executive | | | |
| | Directors in such proportions and manner as the | | | |
| | Directors may determine | | | |
|
|
Verenex Energy Inc | | | | | |
Ticker: | | | | | |
Security ID: | | 923401103 | | | |
Meeting Date: | | 12/11/2009 | | | |
|
# | | Proposal | Mgmt Rec Vote Cast | Sponsor |
2 | | Approve the Arrangement, pursuant to 193 of the | For | For | Management |
| | Business Corporations Act [Alberta] involving Verenex, | | | |
| | the Security holders, Area 47 [Canada] Holdings Limited | | | |
| | and the Libyan Investment Authority | | | |
3 | | Transact such other business | None | None | Management |
| | | | | |
Oce NV, Venlo | | | |
Ticker: | | | | | |
Security ID: | | 674627104 | | | |
Meeting Date: | | 2/12/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Opening | None | None | Management |
2 | | Announcements | None | None | Management |
3 | | Discussion of the public offer by Canon Finance | None | None | Management |
| | Netherlands B.V., a wholly owned direct subsidiary of | | | |
| | Canon Inc., for all issued and outstanding ordinary | | | |
| | shares in the capital of the Company for a cash amount | | | |
| | of EUR 8.60 per issued and outstanding ordinary share | | | |
4 | | Grant discharge to the Resigning Directors Messrs. Mr. | For | For | Management |
| | G.J.A. van de Aast, M. Arentsen, R.W.A. De Becker and | | | |
| | D.M. Wendt in respect of their performance in their | | | |
| | supervision of the Management Board's policies and | | | |
| | the general course of the Company's affairs and its | | | |
| | business | | | |
5 | | Appoint Mr. T. Tanaka as a Member of the Supervisory | For | For | Management |
| | Board | | | |
6 | | Appoint Mr. S. Liebman as a Member of the | For | For | Management |
| | Supervisory Board | | | |
7 | | Appoint Mr. N. Eley as a Member of the Supervisory | For | For | Management |
| | Board | | | |
8 | | Appoint Mr. J.M. van den Wall Bake as a Member of | For | For | Management |
| | the Supervisory Board | | | |
9 | | Amend the Company's Articles of Association regarding | For | For | Management |
| | the elimination of the cumulative protective | | | |
| | preference shares | | | |
10 | | Amend the Company's Articles of Association to delete | For | For | Management |
| | the transfer restriction regarding convertible | | | |
| | cumulative financing preference shares | | | |
11 | | Amend the Company's Articles of Association to change | For | For | Management |
| | the Corporate Governance Structure | | | |
12 | | Announcements, questions and closing | None | None | Management |
| | | | | |
IQ CANADA SMALL CAP ETF | | | |
|
Paramount Resources Ltd. | | | |
Ticker: | | POU | | | |
Security ID: | | 699320206 | | | |
Meeting Date: | | 5/12/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Elect Clayton Riddell, Dirk Junge, Violet Riddell, | For | None | Management |
| | Alistair Thomson, James Riddell, David Knott, Susan | | | |
| | Riddell Rose, Bernhard Wylie, John Gorman, John | | | |
| | Roy and Thomas Claugus as Directors | | | |
2 | | Ratify Ernst & Young LLP as Auditors | For | None | Management |
|
Centerra Gold Inc. | | | |
Ticker: | | CG | | | |
Security ID: | | 152006102 | | | |
Meeting Date: | | 5/19/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Ian G. Austin as Director | For | None | Management |
1.2 | | Elect William J. Braithwaite as Director | For | None | Management |
1.3 | | Elect Patrick M. James as Director | For | None | Management |
1.4 | | Elect Stephen A. Lang as Director | For | None | Management |
1.5 | | Elect John W. Lill as Director | For | None | Management |
1.6 | | Elect Sheryl K. Pressler as Director | For | None | Management |
1.7 | | Elect Terry V. Rogers as Director | For | None | Management |
1.8 | | Elect Anthony J. Webb as Director | For | None | Management |
1.9 | | Elect Bruce V. Walter as Director | For | None | Management |
2 | | Approve KPMG LLP as Auditors and Authorize | For | None | Management |
| | Board to Fix Their Remuneration | | | |
| | | | | |
Equinox Minerals Limited | | | |
Ticker: | | EQN | | | |
Security ID: | | 29445L204 | | | |
Meeting Date: | | 5/7/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Elect Peter Tomsett, David McAusland, David | For | None | Management |
| | Mosher, Jim Pantelidis, Brian Penny and Craig | | | |
| | Williams as Directors | | | |
1.1 | | Elect Peter Tomsett as Director | For | None | Management |
1.2 | | Elect David McAusland as Director | For | None | Management |
1.3 | | Elect David Mosher as Director | For | None | Management |
1.4 | | Elect Jim Pantelidis as Director | For | None | Management |
1.5 | | Elect Brian Penny as Director | For | None | Management |
1.6 | | Elect Craig Williams as Director | For | None | Management |
2 | | Approve PricewaterhouseCoopers LLP asAuditors | For | None | Management |
| | and Authorize Board to Fix Their Remuneration | | | |
3 | | Approve Unallocated Options Under the Stock | For | None | Management |
| | Option Plan | | | |
|
Fronteer Gold Inc. | | | |
Ticker: | | FRG | | | |
Security ID: | | 35903Q106 | | | |
Meeting Date: | | 5/7/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Elect Director Oliver Lennox-King | For | None | Management |
2 | | Elect Director Mark O'Dea | For | None | Management |
3 | | Elect Director George Bell | For | None | Management |
4 | | Elect Director Lyle Hepburn | For | None | Management |
5 | | Elect Director Donald McInnes | For | None | Management |
6 | | Elect Director Jo Mark Zurel | For | None | Management |
7 | | Elect Director Scott Hand | For | None | Management |
8 | | Approve PricewaterhouseCoopers LLP as Auditors | For | None | Management |
| | and Authorize Board to Fix Their Remuneration | | | |
9 | | Re-approve Stock Option Plan | For | None | Management |
10 | | Change Company Name to Fronteer Gold Inc. | For | None | Management |
| | | | | |
Lundin Mining Corporation | | | |
Ticker: | | LUN | | | |
Security ID: | | 550372106 | | | |
Meeting Date: | | 5/7/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Colin K. Benner as Director | For | None | Management |
1.2 | | Elect Donald K. Charter as Director | For | None | Management |
1.3 | | Elect John H. Craig as Director | For | None | Management |
1.4 | | Elect Brian D. Edgar as Director | For | None | Management |
1.5 | | Elect Lukas H. Lundin as Director | For | None | Management |
1.6 | | Elect Dale C. Peniuk as Director | For | None | Management |
1.7 | | Elect William A. Rand as Director | For | None | Management |
1.8 | | Elect Philip J. Wright as Director | For | None | Management |
2 | | Approve PricewaterhouseCoopers LLP as Auditors | For | None | Management |
| | and Authorize Board to Fix Their Remuneration | | | |
3 | | Change Location of Registered Office | For | None | Management |
|
NuVista Energy Ltd. | | | |
Ticker: | | NVA | | | |
Security ID: | | 67072Q104 | | | |
Meeting Date: | | 5/13/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Seven | For | None | Management |
2.1 | | Elect W. Peter Comber as Director | For | None | Management |
2.2 | | Elect Pentti O. Karkkainen as Director | For | None | Management |
2.3 | | Elect Keith A. MacPhail as Director | For | None | Management |
2.4 | | Elect Ronald J. Poelzer as Director | For | None | Management |
2.5 | | Elect Alex G. Verge as Director | For | None | Management |
2.6 | | Elect Clayton H. Woitas as Director | For | None | Management |
2.7 | | Elect Grant A. Zawalsky as Director | For | None | Management |
3 | | Approve Auditors and Authorize Board to Fix Their | For | None | Management |
| | Remuneration | | | |
4 | | Approve all Unallocated Options under the Stock | For | None | Management |
| | Option Plan | | | |
| | | | | |
Trican Well Service Ltd. | | | |
Ticker: | | TCW | | | |
Security ID: | | 895945103 | | | |
Meeting Date: | | 5/12/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Eight | For | None | Management |
2.1 | | Elect Kenneth M. Bagan as Director | For | None | Management |
2.2 | | Elect G. Allen Brooks as Director | For | None | Management |
2.3 | | Elect Murray L. Cobbe as Director | For | None | Management |
2.4 | | Elect Dale M. Dusterhoft as Director | For | None | Management |
2.5 | | Elect Donald R. Luft as Director | For | None | Management |
2.6 | | Elect Kevin L. Nugent as Director | For | None | Management |
2.7 | | Elect Douglas F. Robinson as Director | For | None | Management |
2.8 | | Elect Gary L. Warren as Director | For | None | Management |
3 | | Approve KPMG Auditors and Authorize Board to Fix | For | None | Management |
| | Their Remuneration | | | |
4 | | Amend Stock Option Plan | For | None | Management |
5 | | Approve Unallocated Options Under the Stock | For | None | Management |
| | Option Plan | | | |
6 | | Approve Performance Share Unit Plan | For | None | Management |
7 | | Amend and Restate By-Law Number 1 | For | None | Management |
| | | | | |
Consolidated Thompson Iron Mines Limited | | | |
Ticker: | | CLM | | | |
Security ID: | | 210206108 | | | |
Meeting Date: | | 5/6/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Jean Dipatie as Director | For | None | Management |
1.2 | | Elect Pierre Lortie as Director | For | None | Management |
1.3 | | Elect C. Kevin McArthur as Director | For | None | Management |
1.4 | | Elect Gerald McCarvill as Director | For | None | Management |
1.5 | | Elect Yin Xiao Peng as Director | For | None | Management |
1.6 | | Elect Richard Quesnel as Director | For | None | Management |
1.7 | | Elect V. James Sardo as Director | For | None | Management |
1.8 | | Elect Brian V. Tobin as Director | For | None | Management |
1.9 | | Elect Bernard R. Wilson as Director | For | None | Management |
2 | | Approve KPMG LLP as Auditors and Authorize | For | None | Management |
| | Board to Fix Their Remuneration | | | |
3 | | Amend Articles: Change Registered Office from | For | None | Management |
| | Toronto to Quebec | | | |
4 | | Amend Articles: Include the French Language | For | None | Management |
| | Name of the Corporation | | | |
5 | | Allow Board to Appoint Additional Directors | For | None | Management |
| | Between Annual Meetings | | | |
6 | | Amend Stock Option Plan | For | None | Management |
7 | | Adopt By-Law No. 2 and Repeal By-Law No.1 | For | None | Management |
| | | | | |
Thompson Creek Metals Co Inc. | | | |
Ticker: | | TCM | | | |
Security ID: | | 884768102 | | | |
Meeting Date: | | 5/6/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Denis C. Arsenault as Director | For | None | Management |
1.2 | | Elect Carol T. Banducci as Director | For | None | Management |
1.3 | | Elect James L. Freer as Director | For | None | Management |
1.4 | | Elect James P. Geyer as Director | For | None | Management |
1.5 | | Elect Timothy J. Haddon as Director | For | None | Management |
1.6 | | Elect Kevin Loughrey as Director | For | None | Management |
1.7 | | Elect Thomas J. O’Neil as Director | For | None | Management |
2 | | Approve 2010 Employee Stock Purchase Plan | For | None | Management |
3 | | Approve 2010 Long-Term Incentive Plan | For | None | Management |
4 | | Approve KPMG LLP as Auditors and Authorize | For | None | Management |
| | Board to Fix Their Remuneration | | | |
|
Capstone Mining Corp | | | |
Ticker: | | CS | | | |
Security ID: | | 14068G104 | | | |
Meeting Date: | | 5/17/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Director Darren M. Pylot | For | None | Management |
1.2 | | Elect Director Stephen P. Quin | For | None | Management |
1.3 | | Elect Director D. Bruce McLeod | For | None | Management |
1.4 | | Elect Director Lawrence Bell | For | None | Management |
1.5 | | Elect Director Colin K. Benner | For | None | Management |
1.6 | | Elect Director George Brack | For | None | Management |
1.7 | | Elect Director Dale Peniuk | For | None | Management |
2 | | Approve Deloitte & Touche LLP as Auditors and | For | None | Management |
| | Authorize Board to Fix Their Remuneration | | | |
3 | | Amend Incentive Share Option Plan and Bonus | For | None | Management |
| | Share Plan | | | |
| | | | | |
Pan American Silver Corp. | | | |
Ticker: | | PAA | | | |
Security ID: | | 697900108 | | | |
Meeting Date: | | 5/10/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Director Ross J. Beaty | For | None | Management |
1.2 | | Elect Director Geoffrey A. Burns | For | None | Management |
1.3 | | Elect Director Robert P. Pirooz | For | None | Management |
1.4 | | Elect Director William Fleckenstein | For | None | Management |
1.5 | | Elect Director Michael J.J. Maloney | For | None | Management |
1.6 | | Elect Director Michael Larson | For | None | Management |
1.7 | | Elect Director Paul B. Sweeney | For | None | Management |
1.8 | | Elect Director David C. Press | For | None | Management |
1.9 | | Elect Director Walter T. Segsworth | For | None | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | For | None | Management |
3 | | Authorize Board to Fix Remuneration of Auditors | For | None | Management |
4 | | Advisory Vote on Executive Compensation | For | None | Management |
| | Approach | | | |
5 | | Amend Stock Option Plan and Stock Bonus Plan | For | None | Management |
|
|
Birchcliff Energy Ltd | | | |
Ticker: | | BIR | | | |
Security ID: | | 90697103 | | | |
Meeting Date: | | 5/12/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Four | For | None | Management |
2 | | Elect Gordon W. Cameron, Larry A. Shaw, Werner | For | None | Management |
| | A. Siemens, and A. Jeffery Tonken as Directors | | | |
3 | | Approve Deloitte & Touche LLP as Auditors and | For | None | Management |
| | Authorize Board to Fix Their Remuneration | | | |
| | | | | |
Connacher Oil & Gas Ltd. | | | |
Ticker: | | CLL | | | |
Security ID: | | 20588Y103 | | | |
Meeting Date: | | 5/11/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Elect D. Hugh Bessell, Colin M. Evans, Richard A. | For | None | Management |
| | Gusella, Jennifer K. Kennedy, Stewart D. McGregor, | | | |
| | Kelly J. Ogle, Peter D. Sametz, W. C. (Mike) Seth as | | | |
| | Directors | | | |
2 | | Approve Deloitte & Touche LLP as Auditors and | For | None | Management |
| | Authorize Board to Fix Their Remuneration | | | |
3 | | Approve Unallocated Stock Options and Share Unit | For | None | Management |
| | Awards Under the Stock Option Plan and Share | | | |
| | Unit Award Plan | | | |
4 | | Approve Extention of the Term of the Shareholder | For | None | Management |
| | Rights Plan | | | |
|
Flint Energy Services Ltd. | | | |
Ticker: | | FES | | | |
Security ID: | | 339457103 | | | |
Meeting Date: | | 5/10/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Elect Stuart O'Connor, John Bates, W. J. (Bill) | For | None | Management |
| | Lingard, T. D. (Terry) Freeman, C. Douglas Annable, | | | |
| | Philip C. Lachambre, Roger Thomas and Ian Reid as | | | |
| | Directors | | | |
2 | | Approve KPMG LLP as Auditors and Authorize | For | None | Management |
| | Board to Fix Their Remuneration | | | |
| | | | | |
Lake Shore Gold Corp. | | | |
Ticker: | | LSG | | | |
Security ID: | | 510728108 | | | |
Meeting Date: | | 5/5/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Alan C. Moon as Director | For | None | Management |
1.2 | | Elect Arnold Klassen as Director | For | None | Management |
1.3 | | Elect Daniel G. Innes as Director | For | None | Management |
1.4 | | Elect Frank Hallam as Director | For | None | Management |
1.5 | | Elect Ignacio Bustamante as Director | For | None | Management |
1.6 | | Elect Ignacio Rosado as Director | For | None | Management |
1.7 | | Elect Jonathan Gill as Director | For | None | Management |
1.8 | | Elect Peter Crossgrove as Director | For | None | Management |
1.9 | | Elect Roberto Danino as Director | For | None | Management |
1.1 | | Elect Anthony P. Makuch as Director | For | None | Management |
2 | | Approve Deloitte & Touche LLP Auditors and | For | None | Management |
| | Authorize Board to Fix Their Remuneration | | | |
3 | | Approve Unallocated Options Under the Stock | For | None | Management |
| | Option Plan | | | |
4 | | Amend Stock Option Plan | For | None | Management |
|
European Goldfields Limited | | | |
Ticker: | | EGU | | | |
Security ID: | | 298774100 | | | |
Meeting Date: | | 5/12/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Elect Martyn Konig, Mark Rachovides, Timothy | For | None | Management |
| | Morgan-Wynne, Dimitrios Koutras, Georgios | | | |
| | Sossidis, Jeffrey O'Leary, Bruce Burrows and Alfred | | | |
| | Vinton as Directors | | | |
2 | | Approve Ernst & Young LLP as Auditors and | For | None | Management |
| | Authorize Board to Fix Their Remuneration | | | |
3 | | Approve Unallocated Options under the Share | For | None | Management |
| | Option Plan and under the Restricted Share Unit | | | |
| | Plan | | | |
4 | | Approve Unallocated RSUs under the RSU Plan | For | None | Management |
5 | | Approve JOE Amendments to SOP | For | None | Management |
6 | | Approve Non-JOE Amendments to SOP | For | None | Management |
7 | | Approve JOE Amendments to RSU | For | None | Management |
8 | | Approve Non-JOE Amendments RSU | For | None | Management |
| | | | | |
New Gold Inc. | | | |
Ticker: | | NGD | | | |
Security ID: | | 644535106 | | | |
Meeting Date: | | 5/6/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Nine | For | None | Management |
2.1 | | Elect James Estey as Director | For | None | Management |
2.2 | | Elect Robert Gallagher as Director | For | None | Management |
2.3 | | Elect Vahan Kololian as Director | For | None | Management |
2.4 | | Elect Martyn Konig as Director | For | None | Management |
2.5 | | Elect Pierre Lassonde as Director | For | None | Management |
2.6 | | Elect Craig Nelsen as Director | For | None | Management |
2.7 | | Elect Randall Oliphant as Director | For | None | Management |
2.8 | | Elect Ian Telfer as Director | For | None | Management |
2.9 | | Elect Raymond Threlkeld as Director | For | None | Management |
3 | | Approve Deloitte & Touche LLP as Auditors and | For | None | Management |
| | Authorize Board to Fix Their Remuneration | | | |
|
|
Aura Minerals Inc | | | |
Ticker: | | ORA | | | |
Security ID: | | 05152Q305 | | | |
Meeting Date: | | 5/27/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Nine | For | For | Management |
2.1 | | Elect Patrick J. Mars as Director | For | For | Management |
2.2 | | Elect Patrick Downey as Director | For | For | Management |
2.3 | | Elect Elizabeth Martin as Director | For | For | Management |
2.4 | | Elect William Murray as Director | For | For | Management |
2.5 | | Elect John Ivany as Director | For | For | Management |
2.6 | | Elect Tom Ogryzlo as Director | For | For | Management |
3 | | Approve PricewaterhouseCoopers LLP as Auditors | For | For | Management |
| | and Authorize Board to Fix Their Remuneration | | | |
4 | | Approve Stock Option Plan | For | Against | Management |
5 | | Approve Treasury Share Unit Plan | For | Against | Management |
6 | | Other Business | For | Against | Management |
| | | | | |
Gammon Gold Inc | | | |
Ticker: | | GAM | | | |
Security ID: | | 36467T106 | | | |
Meeting Date: | | 5/13/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Elect Colin Benner, Ronald Smith, Rene Marion, | For | None | Management |
| | Luis Chavez, George Elliott, Terrence Cooper, | | | |
| | Richard Colterjohn, Alan R. Edwards, and Joseph | | | |
| | Spiteri as Directors | | | |
2 | | Approve KPMG LLP as Auditors and Authorize | For | None | Management |
| | Board to Fix Their Remuneration | | | |
3 | | Amend Stock Option Plan: Increase Maximum | For | None | Management |
| | Number of Common Shares Reserved for Issuance | | | |
| | Under the Plan | | | |
4 | | Amend Stock Option Plan: Provide Early Vesting on | For | None | Management |
| | a Change of Control | | | |
5 | | Approve Deferred Share Unit Plan | For | None | Management |
|
Jaguar Mining Inc. | | | |
Ticker: | | JAG | | | |
Security ID: | | 47009M103 | | | |
Meeting Date: | | 5/13/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Elect Andrew C. Burns, Gilmour Clausen, William E. | For | None | Management |
| | Dow, Gary E. German, Anthony F. Griffiths and | | | |
| | Daniel R. Titcomb as Directors | | | |
2 | | Approve KPMG LLP as Auditors and Authorize | For | None | Management |
| | Board to Fix Their Remuneration | | | |
| | | | | |
Quadra FNX Mining Ltd | | | |
Ticker: | | QUX | | | |
Security ID: | | 747319101 | | | |
Meeting Date: | | 5/19/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect William H. Myckatyn as Director | For | None | Management |
1.2 | | Elect Paul M. Blythe as Director | For | None | Management |
1.3 | | Elect Geoffrey S. Belsher as Director | For | None | Management |
1.4 | | Elect George W. Poling as Director | For | None | Management |
1.5 | | Elect Ken Williamson as Director | For | None | Management |
1.6 | | Elect Neil MacKenzie as Director | For | None | Management |
1.7 | | Elect Greg Van Staveren as Director | For | None | Management |
1.8 | | Elect John Brough as Director | For | None | Management |
1.9 | | Elect John Lydall as Director | For | None | Management |
2 | | Approve all Unallocated Options Under the Stock | For | None | Management |
| | Option Plan | | | |
3 | | Approve Shareholder Rights Plan | For | None | Management |
4 | | Approve Arrangement with FNX Mining Company | For | None | Management |
| | Inc. | | | |
|
DundeeWealth Inc. | | | |
Ticker: | | DW | | | |
Security ID: | | 265312108 | | | |
Meeting Date: | | 5/26/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Elect Morley Beallor, R. L. (Bob) Brooks, Claude | For | Withhold | Management |
| | Dalphond, David Goodman, Ned Goodman, Harold | | | |
| | P. Gordon, Judith Kavanagh, Garth A.C. MacRae, | | | |
| | Robert McLeish, Andrew T. Molson, Russell A. | | | |
| | Morgan, and Nancy Orr as Directors | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors | For | For | Management |
| | and Authorize Board to Fix Their Remuneration | | | |
3 | | Amend Share Incentive Plans | For | For | Management |
| | | | | |
Uranium One Inc. | | | |
Ticker: | | UUU | | | |
Security ID: | | 91701P105 | | | |
Meeting Date: | | 5/7/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve Increase in Size of Board from Twelve to | For | None | Management |
| | Fifteen | | | |
2.1 | | Elect Ian Telfer as Director | For | None | Management |
2.2 | | Elect Andrew Adams as Director | For | None | Management |
2.3 | | Elect Massimo Carello as Director | For | None | Management |
2.4 | | Elect Shigeo Fujinami as Director | For | None | Management |
2.5 | | Elect David Hodgson as Director | For | None | Management |
2.6 | | Elect D. Jean Nortier as Director | For | None | Management |
2.7 | | Elect Terry Rosenberg as Director | For | None | Management |
2.8 | | Elect Phillip Shirvington as Director | For | None | Management |
2.9 | | Elect Akihiro Takubo as Director | For | None | Management |
2.1 | | Elect Mark Wheatley as Director | For | None | Management |
2.11 | | Elect Kenneth Williamson as Director | For | None | Management |
2.12 | | Elect Ilya Yampolskiy as Director | For | None | Management |
2.13 | | Elect Vadim Zhivov as Director | For | None | Management |
3 | | Approve Deloitte & Touche LLP as Auditors and | For | None | Management |
| | Authorize Board to Fix Their Remuneration | | | |
|
|
Biovail Corporation | | | |
Ticker: | | BVF | | | |
Security ID: | | 09067J109 | | | |
Meeting Date: | | 5/18/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Douglas J.P. Squires as Director | For | None | Management |
1.2 | | Elect J. Spencer Lanthier as Director | For | None | Management |
1.3 | | Elect Serge Gouin as Director | For | None | Management |
1.4 | | Elect David H. Laidley as Director | For | None | Management |
1.5 | | Elect Mark Parrish as Director | For | None | Management |
1.6 | | Elect Laurence E. Paul as Director | For | None | Management |
1.7 | | Elect Robert N. Power as Director | For | None | Management |
1.8 | | Elect Frank Potter as Director | For | None | Management |
1.9 | | Elect Lloyd M. Segal as Director | For | None | Management |
1.1 | | Elect Louis R. Tull as Director | For | None | Management |
1.11 | | Elect Michael R. Van Every as Director | For | None | Management |
1.12 | | Elect William M. Wells as Director | For | None | Management |
2 | | Approve Ernst & Young LLP as Auditors and | For | None | Management |
| | Authorize Board to Fix Their Remuneration | | | |
| | | | | |
FNX Mining Company Inc. | | | |
Ticker: | | FNX | | | |
Security ID: | | 30253R101 | | | |
Meeting Date: | | 5/19/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve Arrangement | For | None | Management |
|
Ensign Energy Services Inc. | | | |
Ticker: | | ESI | | | |
Security ID: | | 293570107 | | | |
Meeting Date: | | 5/26/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Nine | For | For | Management |
2.1 | | Elect N. Murray Edwards as Director | For | For | Management |
2.2 | | Elect Robert H. Geddes as Director | For | For | Management |
2.3 | | Elect James B. Howe as Director | For | For | Management |
2.4 | | Elect Len O. Kangas as Director | For | For | Management |
2.5 | | Elect Selby W. Porter as Director | For | For | Management |
2.6 | | Elect John G. Schroeder as Director | For | For | Management |
2.7 | | Elect Kenneth J. Skirka as Director | For | For | Management |
2.8 | | Elect Gail D. Surkan as Director | For | For | Management |
2.9 | | Elect Barth E. Whitham as Director | For | For | Management |
3 | | Approve PricewaterhouseCoopers LLP as Auditors | For | For | Management |
| | and Authorize Board to Fix Their Remuneration | | | |
|
|
North American Palladium Ltd. | | | |
Ticker: | | PDL | | | |
Security ID: | | 656912102 | | | |
Meeting Date: | | 5/20/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Steven R. Berlin as Director | For | None | Management |
1.2 | | Elect William J. Biggar as Director | For | None | Management |
1.3 | | Elect C. David A. Comba as Director | For | None | Management |
1.4 | | Elect Andre J. Douchane as Director | For | None | Management |
1.5 | | Elect Robert J. Quinn as Director | For | None | Management |
1.6 | | Elect Greg J. Van Staveren as Director | For | None | Management |
1.7 | | Elect William J. Weymark as Director | For | None | Management |
2 | | Approve KPMG LLP as Auditors and Authorize | For | None | Management |
| | Board to Fix Their Remuneration | | | |
3 | | Amend Articles | For | None | Management |
4 | | Adopt Amended and Restated RRSP Plan | For | None | Management |
5 | | Adopt Amended and Restated Stock Option Plan | For | None | Management |
| | | | | |
Peyto Energy Trust | | | |
Ticker: | | PEY.U | | | |
Security ID: | | 717045108 | | | |
Meeting Date: | | 5/19/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Eight | For | None | Management |
2 | | Elect Rick Braund, Donald Gray, Michael MacBean, | For | None | Management |
| | Brian Davis, Darren Gee, Gregory Fletcher, Stephen | | | |
| | Chetner and Scott Robinson as Directors | | | |
3 | | Approve Deloitte & Touche LLP as Auditors and | For | None | Management |
| | Authorize Board to Fix Their Remuneration | | | |
4 | | Approve Valiant Trust Company as Trustee for | For | None | Management |
| | Peyto Energy Trust and Peyto Operating Trust and | | | |
| | Authorize Directors to Fix Their Remuneration | | | |
|
|
Exeter Resource Corporation | | | |
Ticker: | | XRC | | | |
Security ID: | | 301835104 | | | |
Meeting Date: | | 5/27/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Seven | For | For | Management |
2.1 | | Elect Bryce G. Roxburgh as Director | For | For | Management |
2.2 | | Elect Yale R. Simpson as Director | For | For | Management |
2.3 | | Elect Douglas W. Scheving as Director | For | For | Management |
2.4 | | Elect Robert G. Reynolds as Director | For | For | Management |
2.5 | | Elect Louis G. Montpellier as Director | For | For | Management |
2.6 | | Elect Roger Walsh as Director | For | For | Management |
2.7 | | Elect Julian Bavin as Director | For | For | Management |
3 | | Approve PricewaterhouseCoopers LLP as Auditors | For | For | Management |
| | and Authorize Board to Fix Their Remuneration | | | |
4 | | Other Business | For | Against | Management |
| | | | | |
Harry Winston Diamond Corporation | | | |
Ticker: | | HW | | | |
Security ID: | | 41587B100 | | | |
Meeting Date: | | 6/3/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Matthew W. Barrett as Director | For | For | Management |
1.2 | | Elect Thomas M. Boehlert as Director | For | For | Management |
1.3 | | Elect Micheline Bouchard as Director | For | For | Management |
1.4 | | Elect Robert A. Gannicott as Director | For | For | Management |
1.5 | | Elect Noel Harwerth as Director | For | For | Management |
1.6 | | Elect Daniel Jarvis as Director | For | For | Management |
1.7 | | Elect Laurent E. Mommeja as Director | For | For | Management |
1.8 | | Elect J. Roger B. Phillimore as Director | For | For | Management |
2 | | Approve KPMG LLP as Auditors and Authorize | For | For | Management |
| | Board to Fix Their Remuneration | | | |
|
Sherritt International Corporation | | | |
Ticker: | | S | | | |
Security ID: | | 823901103 | | | |
Meeting Date: | | 5/20/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Ian W. Delaney as Director | For | None | Management |
1.2 | | Elect Michael F. Garvey as Director | For | None | Management |
1.3 | | Elect R. Peter Gillin as Director | For | None | Management |
1.4 | | Elect Marc Lalonde as Director | For | None | Management |
1.5 | | Elect Edythe A. (Dee) Marcoux as Director | For | None | Management |
1.6 | | Elect Bernard Michel as Director | For | None | Management |
1.7 | | Elect John R. Moses as Director | For | None | Management |
1.8 | | Elect Daniel P. Owen as Director | For | None | Management |
1.9 | | Elect Patrick Sheehy as Director | For | None | Management |
2 | | Approve Deloitte & Touch LLP as Auditors and | For | None | Management |
| | Authorize Board to Fix Their Remuneration | | | |
3 | | Amend Stock Option Plan | For | None | Management |
| | | | | |
Detour Gold Corporation | | | |
Ticker: | | DGC | | | |
Security ID: | | 250669108 | | | |
Meeting Date: | | 5/26/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Gerald S. Panneton as Director | For | For | Management |
1.2 | | Elect Louis Dionne as Director | For | For | Management |
1.3 | | Elect Ingrid J. Hibbard as Director | For | For | Management |
1.4 | | Elect Robert E. Doyle as Director | For | For | Management |
1.5 | | Elect Jonathan Rubenstein as Director | For | For | Management |
1.6 | | Elect Peter E. Crossgrove as Director | For | For | Management |
1.7 | | Elect Ronald W. Thiessen as Director | For | For | Management |
1.8 | | Elect J. Michael Kenyon as Director | For | For | Management |
1.9 | | Elect Andre Gaumond as Director | For | For | Management |
1.1 | | Elect Alex G. Morrison as Director | For | For | Management |
2 | | Approve KPMG LLP as Auditors and Authorize | For | For | Management |
| | Board to Fix Their Remuneration | | | |
3 | | Approve Amended Stock Option Plan and Certain | For | Against | Management |
| | Option Grants | | | |
|
Legacy Oil & Gas Inc. | | | |
Ticker: | | LEG | | | |
Security ID: | | 524701505 | | | |
Meeting Date: | | 5/26/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Seven | For | For | Management |
2 | | Elect Paul Colborne, James Bertram, Randal | For | For | Management |
| | Brockway, A. Scott Dawson, Johannes J.(Jim) | | | |
| | Nieuwenburg, James Pasieka and Trent Yanko as | | | |
| | Directors | | | |
3 | | Approve PricewaterhouseCoopers LLP as Auditors | For | Withhold | Management |
| | and Authorize Board to Fix Their Remuneration | | | |
4 | | Amend Articles: Cancel and Delete Class B Shares | For | For | Management |
| | | | | |
Bankers Petroleum Ltd | | | |
Ticker: | | BNK | | | |
Security ID: | | 66286303 | | | |
Meeting Date: | | 5/26/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Seven | For | For | Management |
2 | | Elect Abdel F. (Abby) Badwi, Eric Brown, General | For | Withhold | Management |
| | Wesley Clark, Robert Cross, Jonathan Harris, Phillip | | | |
| | Knoll and John B. Zaozirny as Directors | | | |
3 | | Approve KPMG LLP as Auditors and Authorize | For | For | Management |
| | Board to Fix Their Remuneration | | | |
4 | | Approve Shareholder Rights Plan | For | For | Management |
|
Crew Energy Inc. | | | |
Ticker: | | CR | | | |
Security ID: | | 226533107 | | | |
Meeting Date: | | 5/25/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Five | For | For | Management |
2 | | Elect John A. Brussa, Dale O. Shwed, David G. | For | Withhold | Management |
| | Smith, Dennis L. Nerland and Jeffery E. Errico as | | | |
| | Directors | | | |
3 | | Approve KPMG LLP as Auditors and Authorize | For | For | Management |
| | Board to Fix Their Remuneration | | | |
|
Dundee Corporation | | | |
Ticker: | | DC.A | | | |
Security ID: | | 264901109 | | | |
Meeting Date: | | 6/7/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Elect Normand Beauchamp, Michael Cooper, David | For | Withhold | Management |
| | Goodman, Jonathan C. Goodman, Ned Goodman, | | | |
| | Harold P. Gordon, Ellis Jacob, Frederick H. Lowy, | | | |
| | Garth A. C. MacRae, Robert McLeish, K. Barry | | | |
| | Sparks and Harry R. Steele as Directors | | | |
2 | | Approve PricewaterhouseCoopers LLP as Auditors | For | For | Management |
| | and Authorize Board to Fix Their Remuneration | | | |
3 | | Amend Share Incentive Plan | For | Against | Management |
| | | | | |
NovaGold Resources Inc. | | | |
Ticker: | | NG | | | |
Security ID: | | 6.70E+210 | | | |
Meeting Date: | | 5/26/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Six | For | For | Management |
2.1 | | Elect Kalidas V. Madhavpeddi as Director | For | For | Management |
2.2 | | Elect Clynton R. Nauman as Director | For | For | Management |
2.3 | | Elect Gerald J. McConnell as Director | For | Withhold | Management |
2.4 | | Elect James L. Philip as Director | For | For | Management |
2.5 | | Elect Tony S. Giardini as Director | For | For | Management |
2.6 | | Elect Rick Van Nieuwenhuyse as Director | For | Withhold | Management |
3 | | Approve PricewaterhourseCoopers LLP as Auditors | For | For | Management |
| | and Authorize Board to Fix Their Remuneration | | | |
|
|
Rubicon Minerals Corporation | | | |
Ticker: | | RMX | | | |
Security ID: | | 780911103 | | | |
Meeting Date: | | 5/31/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Five | For | For | Management |
2.1 | | Elect David W. Adamson as Director | For | For | Management |
2.2 | | Elect David R. Reid as Director | For | For | Management |
2.3 | | Elect Chris J. Bradbrook as Director | For | For | Management |
2.4 | | Elect Bruce A. Thomas as Director | For | For | Management |
2.5 | | Elect Julian Kemp as Director | For | For | Management |
3 | | Approve De Visser Gray LLP as Auditors and | For | For | Management |
| | Authorize Board to Fix Their Remuneration | | | |
4 | | Approve All Unallocated Entitlements Under the | For | Against | Management |
| | Stock Option Plan for the Ensuing 3 Years | | | |
| | | | | |
Semafo Inc. | | | |
Ticker: | | SMF | | | |
Security ID: | | 816922108 | | | |
Meeting Date: | | 6/16/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Bryan A. Coates as Director | For | For | Management |
1.2 | | Elect Pierre Claver Damiba as Director | For | For | Management |
1.3 | | Elect Benoit La Salle as Director | For | For | Management |
1.4 | | Elect Jean Lamarre as Director | For | For | Management |
1.5 | | Elect John LeBoutillier as Director | For | For | Management |
1.6 | | Elect Gilles Masson as Director | For | For | Management |
1.7 | | Elect Lawrence McBrearty as Director | For | For | Management |
2 | | Approve PricewaterhouseCoopers LLP as Auditors | For | For | Management |
| | and Authorize Board to Fix Their Remuneration | | | |
3 | | Approve Stock Option Plan | For | For | Management |
|
Alamos Gold Inc. | | | |
Ticker: | | AGI | | | |
Security ID: | | 11527108 | | | |
Meeting Date: | | 6/2/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Seven | For | For | Management |
2.1 | | Elect Mark Wayne as Director | For | For | Management |
2.2 | | Elect John A. McCluskey as Director | For | For | Management |
2.3 | | Elect Leonard Harris as Director | For | For | Management |
2.4 | | Elect James M. McDonald as Director | For | For | Management |
2.5 | | Elect David Gower as Director | For | For | Management |
2.6 | | Elect Eduardo Luna as Director | For | For | Management |
2.7 | | Elect Paul J. Murphy as Director | For | For | Management |
3 | | Approve Ernst & Young LLP as Auditors and | For | For | Management |
| | Authorize Board to Fix Their Remuneration | | | |
| | | | | |
IESI-BFC Ltd | | | |
Ticker: | | BIN | | | |
Security ID: | | 44951D108 | | | |
Meeting Date: | | 6/2/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Keith Carrigan as Director | For | For | Management |
1.2 | | Elect Daniel Dickinson as Director | For | For | Management |
1.3 | | Elect Charles Flood as Director | For | For | Management |
1.4 | | Elect James Forese as Director | For | For | Management |
1.5 | | Elect Douglas Knight as Director | For | For | Management |
1.6 | | Elect Daniel Milliard as Director | For | For | Management |
2 | | Approve Deloitte & Touche LLP as Auditors and | For | For | Management |
| | Authorize Board to Fix Their Remuneration | | | |
|
|
Northern Dynasty Minerals Ltd. | | | |
Ticker: | | NDM | | | |
Security ID: | | 66510M204 | | | |
Meeting Date: | | 6/10/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Director Scott D. Cousens | For | For | Management |
1.2 | | Elect Director Robert A. Dickinson | For | For | Management |
1.3 | | Elect Director David Elliott | For | Withhold | Management |
1.4 | | Elect Director Gordon J. Fretwell | For | Withhold | Management |
1.5 | | Elect Director Russell E. Hallbauer | For | For | Management |
1.6 | | Elect Director Wayne Kirk | For | Withhold | Management |
1.7 | | Elect Director Stephen V. Scott | For | For | Management |
1.8 | | Elect Director Marchand Snyman | For | For | Management |
1.9 | | Elect Director Ronald W. Thiessen | For | For | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | | Amend Articles | For | For | Management |
4 | | Approve Shareholder Rights Plan | For | For | Management |
| | | | | |
Great Canadian Gaming Corporation | | | |
Ticker: | | GC | | | |
Security ID: | | 389914102 | | | |
Meeting Date: | | 6/23/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Ten | For | For | Management |
2.1 | | Elect Ross J. McLeod as Director | For | For | Management |
2.2 | | Elect Earnest C. Beaudin as Director | For | For | Management |
2.3 | | Elect Richard S. Buski as Director | For | For | Management |
2.4 | | Elect Larry W. Campbell as Director | For | For | Management |
2.5 | | Elect Thomas W. Gaffney as Director | For | For | Management |
2.6 | | Elect Peter G. Meredith as Director | For | For | Management |
2.7 | | Elect David L. Prupas as Director | For | For | Management |
2.8 | | Elect Adrian R. Thomas as Director | For | For | Management |
2.9 | | Elect Rod N. Baker as Director | For | For | Management |
2.1 | | Elect Brian E. Egli as Director | For | For | Management |
3 | | Approve Deloitte & Touche LLP as Auditors and | For | For | Management |
| | Authorize Board to Fix Their Remuneration | | | |
4 | | Amend Articles | For | For | Management |
|
AltaGas Income Trust | | | |
Ticker: | | ALA.U | | | |
Security ID: | | 21360102 | | | |
Meeting Date: | | 6/3/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Nine | For | For | Management |
2.1 | | Elect David W. Cornhill as Director | For | For | Management |
2.2 | | Elect Allan L. Edgeworth as Director | For | For | Management |
2.3 | | Elect Hugh A. Fergusson as Director | For | For | Management |
2.4 | | Elect Denis C. Fonteyne as Director | For | For | Management |
2.5 | | Elect Daryl H. Gilbert as Director | For | For | Management |
2.6 | | Elect Robert B. Hodgins as Director | For | For | Management |
2.7 | | Elect Myron F. Kanik as Director | For | For | Management |
2.8 | | Elect David F. Mackie as Director | For | For | Management |
2.9 | | Elect M. Neil McCrank as Director | For | For | Management |
3 | | Approve Ernst & Young LLP as Auditors and | For | For | Management |
| | Authorize Board to Fix Their Remuneration | | | |
4 | | Approve Conversion from Income Trust to | For | For | Management |
| | Corporation | | | |
5 | | Approve New Stock Option Plan | For | For | Management |
| | | | | |
Savanna Energy Services Corp. | | | |
Ticker: | | SVY | | | |
Security ID: | | 804694107 | | | |
Meeting Date: | | 6/3/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Six | For | For | Management |
2.1 | | Elect Ken Mullen as Director | For | For | Management |
2.2 | | Elect Allen Brooks as Director | For | For | Management |
2.3 | | Elect John Hooks as Director | For | For | Management |
2.4 | | Elect Kevin Nugent as Director | For | For | Management |
2.5 | | Elect James Saunders as Director | For | For | Management |
2.6 | | Elect Tor Wilson as Director | For | For | Management |
3 | | Approve Deloitte & Touche LLP as Auditors and | For | For | Management |
| | Authorize Board to Fix Their Remuneration | | | |
|
|
AECON Group Inc. | | | |
Ticker: | | ARE | | | |
Security ID: | | 00762V109 | | | |
Meeting Date: | | 6/15/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Scott C. Balfour as Director | For | For | Management |
1.2 | | Elect John M. Beck as Director | For | For | Management |
1.3 | | Elect Austin C. Beutel as Director | For | For | Management |
1.4 | | Elect Michael A. Butt as Director | For | For | Management |
1.5 | | Elect Anthony P. Franceschini as Director | For | For | Management |
1.6 | | Elect J.D. Hole as Director | For | For | Management |
1.7 | | Elect Rolf Kindbom as Director | For | For | Management |
1.8 | | Elect Brian V. Tobin, as Director | For | For | Management |
1.9 | | Elect Robert P. Wildeboer as Director | For | For | Management |
2 | | Approve PricewaterhouseCoopers LLP as Auditors | For | For | Management |
| | and Authorize Board to Fix Their Remuneration | | | |
3 | | Approve Stock Option Plan | For | For | Management |
| | | | | |
DragonWave Inc | | | |
Ticker: | | DWI | | | |
Security ID: | | 26144M103 | | | |
Meeting Date: | | 6/15/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Elect Gerry Spencer, Peter Allen, Jean-Paul Cossart, | For | For | Management |
| | Russell Frederick, Claude Haw, Thomas Manley and | | | |
| | Terry Matthews as Directors | | | |
1.1 | | Elect Gerry Spencer as Director | For | For | Management |
1.2 | | Elect Peter Allen as Director | For | For | Management |
1.3 | | Elect Jean-Paul Cossart as Director | For | For | Management |
1.4 | | Elect Russell Frederick as Director | For | For | Management |
1.5 | | Elect Claude Haw as Director | For | For | Management |
1.6 | | Elect Thomas Manley as Director | For | For | Management |
1.7 | | Elect Terry Matthews as Director | For | For | Management |
2 | | Ratify Ernst and Young LLP as Auditors | For | For | Management |
3 | | Amend By-Law No.1A with Respect to Quorum | For | For | Management |
| | Requirements | | | |
4 | | Amend By-Law No.1A with Respect Allowing for | For | For | Management |
| | the Issuance of Uncertified Shares | | | |
5 | | Approve Amendment Provisions of the Stock | For | For | Management |
| | Option Plan | | | |
6 | | Approve Maximum Number of Shares Issuable | For | For | Management |
| | Under the Stock Option Plan | | | |
7 | | Approve All Unallocated Options Under the Stock | For | For | Management |
| | Option Plan | | | |
|
Dollarama Inc | | | |
Ticker: | | DOL | | | |
Security ID: | | 25675T107 | | | |
Meeting Date: | | 6/10/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Larry Rossy as Director | For | For | Management |
1.2 | | Elect Joshua Bekenstein as Director | For | For | Management |
1.3 | | Elect Gregory David as Director | For | For | Management |
1.4 | | Elect Stephen Gunn as Director | For | For | Management |
1.5 | | Elect Matthew Levin as Director | For | For | Management |
1.6 | | Elect Nicholas Nomicos as Director | For | For | Management |
1.7 | | Elect Donald Gray Reid as Director | For | For | Management |
1.8 | | Elect Neil Rossy as Director | For | For | Management |
1.9 | | Elect John J. Swidler as Director | For | For | Management |
2 | | Approve PricewaterhouseCoopers LLP as Auditors | For | For | Management |
| | and Authorize Board to Fix Their Remuneration | | | |
| | | | | |
Taseko Mines Limited | | | |
Ticker: | | TKO | | | |
Security ID: | | 876511106 | | | |
Meeting Date: | | 6/16/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Nine | For | For | Management |
2.1 | | Elect William P. Armstrong as Director | For | For | Management |
2.2 | | Elect T. Barry Coughlan as Director | For | For | Management |
2.3 | | Elect Scott D. Cousens as Director | For | For | Management |
2.4 | | Elect Robert A. Dickinson as Director | For | For | Management |
2.5 | | Elect David Elliott as Director | For | For | Management |
2.6 | | Elect Russell E. Hallbauer as Director | For | For | Management |
2.7 | | Elect Wayne Kirk as Director | For | For | Management |
2.8 | | Elect Richard A. Mundie as Director | For | For | Management |
2.9 | | Elect Ronald W. Thiessen as Director | For | For | Management |
3 | | Ratify KPMG LLP as Auditors | For | For | Management |
4 | | Approve Continuation of Shareholder Rights Plan | For | For | Management |
5 | | Amend Articles | For | For | Management |
|
Eastern Platinum Ltd. | | | |
Ticker: | | ELR | | | |
Security ID: | | 276855103 | | | |
Meeting Date: | | 6/10/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Eight | For | For | Management |
2.1 | | Elect Ian Terry Rozier as Director | For | For | Management |
2.2 | | Elect David W. Cohen as Director | For | For | Management |
2.3 | | Elect Gordon Keep as Director | For | For | Management |
2.4 | | Elect John Andrews as Director | For | For | Management |
2.5 | | Elect John Hawkrigg as Director | For | For | Management |
2.6 | | Elect J. Merfyn Roberts as Director | For | For | Management |
2.7 | | Elect Robert J. Gayton as Director | For | For | Management |
2.8 | | Elect Zwelakhe Sisulu as Director | For | For | Management |
3 | | Approve Deloitte & Touche LLP as Auditors and | For | For | Management |
| | Authorize Board to Fix Their Remuneration | | | |
| | | | | |
Jinshan Gold Mines Inc. | | | |
Ticker: | | JIN | | | |
Security ID: | | 47758X102 | | | |
Meeting Date: | | 6/17/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Nine | For | For | Management |
2.1 | | Elect Zhaoxue Sun as Director | For | For | Management |
2.2 | | Elect Xin Song as Director | For | For | Management |
2.3 | | Elect Bing Liu as Director | For | For | Management |
2.4 | | Elect Zhanming Wu as Director | For | For | Management |
2.5 | | Elect Ian He as Director | For | For | Management |
2.6 | | Elect Yunfei Chen as Director | For | For | Management |
2.7 | | Elect Gregory Hall as Director | For | For | Management |
2.8 | | Elect John King Burns as Director | For | For | Management |
2.9 | | Elect Xiangdong Jiang as Director | For | For | Management |
3 | | Ratify Deloitte & Touche Tohmatsu as Auditors | For | For | Management |
4 | | Authorize Board to Fix Remuneration of Auditors | For | For | Management |
5 | | Change Company Name to China Gold | For | For | Management |
| | International Resources Corporation Ltd. | | | |
6 | | Approve Stock Option Grants to Certain Directors, | For | Against | Management |
| | Officers, Employees and Consultants of the | | | |
| | Company | | | |
7 | | Other Business | For | Against | Management |
|
HudBay Minerals Inc. | | | |
Ticker: | | HBM | | | |
Security ID: | | 443628102 | | | |
Meeting Date: | | 6/24/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect J. Bruce Barraclough as Director | For | For | Management |
1.2 | | Elect Alan R. Hibben as Director | For | For | Management |
1.3 | | Elect W. Warren Holmes as Director | For | For | Management |
1.4 | | Elect John L. Knowles as Director | For | For | Management |
1.5 | | Elect Alan J. Lenczner as Director | For | For | Management |
1.6 | | Elect Kenneth G. Stowe as Director | For | For | Management |
1.7 | | Elect G. Wesley Voorheis as Director | For | For | Management |
2 | | Fix Number of Directors From Time to Time | For | For | Management |
3 | | Approve Deloitte & Touche LLP as Auditors and | For | For | Management |
| | Authorize Board to Fix Their Remuneration | | | |
| | | | | |
Gabriel Resources Ltd. | | | |
Ticker: | | GBU | | | |
Security ID: | | 361970106 | | | |
Meeting Date: | | 6/17/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Raymond E. Flood as Director | For | For | Management |
1.2 | | Elect Jonathan Henry as Director | For | For | Management |
1.3 | | Elect Keith R. Hulley as Director | For | For | Management |
1.4 | | Elect Wayne Kirk as Director | For | For | Management |
1.5 | | Elect Igor Levental as Director | For | For | Management |
1.6 | | Elect Simon Prior-Palmer as Director | For | For | Management |
1.7 | | Elect Walter T. Segsworth as Director | For | For | Management |
1.8 | | Elect A. Murray Sinclair as Director | For | For | Management |
2 | | Approve PricewaterhouseCoopers LLP as Auditors | For | For | Management |
| | and Authorize Board to Fix Their Remuneration | | | |
3 | | Amend Stock Option Plan | For | Against | Management |
4 | | Amend Deferred Share Unit Plan | For | Against | Management |
|
Gold Wheaton Gold Corp. | | | |
Ticker: | | GLW | | | |
Security ID: | | 38075N406 | | | |
Meeting Date: | | 6/15/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors Five | For | For | Management |
2.1 | | Elect David Cohen as Director | For | For | Management |
2.2 | | Elect Francesco Aquilini as Director | For | For | Management |
2.3 | | Elect Frank Giustra as Director | For | For | Management |
2.4 | | Elect Terry MacGibbon as Director | For | For | Management |
2.5 | | Elect Nolan Watson as Director | For | For | Management |
3 | | Approve Deloitte & Touche LLP as Auditors and | For | For | Management |
| | Authorize Board to Fix Their Remuneration | | | |
| | | | | |
Great Basin Gold Ltd. | | | |
Ticker: | | GBG | | | |
Security ID: | | 390124105 | | | |
Meeting Date: | | 6/22/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Patrick R. Cooke as Director | For | For | Management |
1.2 | | Elect T. Barry Coughlan as Director | For | For | Management |
1.3 | | Elect Ferdinand Dippenaar as Director | For | For | Management |
1.4 | | Elect David M.S. Elliott as Director | For | For | Management |
1.5 | | Elect Wayne Kirk as Director | For | For | Management |
1.6 | | Elect Joshua C. Ngoma as Director | For | For | Management |
1.7 | | Elect Gert J. Robbertze as Director | For | For | Management |
1.8 | | Elect Walter T. Segsworth as Director | For | For | Management |
1.9 | | Elect Ronald W. Thiessen as Director | For | For | Management |
2 | | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | | Approve Shareholder Rights Plan | For | For | Management |
4 | | Amend Articles | For | For | Management |
|
Neo Material Technologies Inc | | | |
Ticker: | | NEM | | | |
Security ID: | | 64045Y108 | | | |
Meeting Date: | | 6/17/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Director Gary E. German | For | For | Management |
1.2 | | Elect Director Ho Soo Ching | For | For | Management |
1.3 | | Elect Director James J. Jackson | For | For | Management |
1.4 | | Elect Director Constantine E. Karayannopoulos | For | For | Management |
1.5 | | Elect Director Claire M.C. Kennedy | For | For | Management |
1.6 | | Elect Director William E. Macfarlane | For | For | Management |
1.7 | | Elect Director Peter E. O'Connor | For | For | Management |
1.8 | | Elect Director John E. Pearson | For | For | Management |
2 | | Approve KPMG LLP as Auditors and Authorize | For | For | Management |
| | Board to Fix Their Remuneration | | | |
3 | | Approve Shareholder Rights Plan | For | For | Management |
| | | | | |
Canaccord Financial Inc. | | | |
Ticker: | | CF | | | |
Security ID: | | 134801109 | | | |
Meeting Date: | | 6/25/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Fourteen | For | For | Management |
2 | | Elect C.N. Bralver, P.M. Brown, M.C. Carello, W.J. | For | Withhold | Management |
| | Eeuwes, P.J. Evershed, M.Gaasenbeek, M. D. | | | |
| | Harris, T. J.D. Hoare, D.J. Kassie, T. A. Lyons, M. G. | | | |
| | Maybank, P. D. Reynolds, M.l A. Walker, and J.B. | | | |
| | Zaozirny as Directors | | | |
3 | | Approve Ernst & Young LLP as Auditors and | For | For | Management |
| | Authorize Board to Fix Their Remuneration | | | |
|
Questerre Energy Corp. | | | |
Ticker: | | QEC | | | |
Security ID: | | 74836K100 | | | |
Meeting Date: | | 6/21/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Seven | For | For | Management |
2 | | Elect Leslie R. Beddoes, Jr, Michael R. Binnion, | For | Withhold | Management |
| | Pierre Boivin, Russ Hammond, Peder N. Paus, Pat | | | |
| | Quinlan and Bjorn I. Tonnessen as Directors | | | |
3 | | Approve PricewaterhouseCoopers LLP as Auditors | For | For | Management |
| | and Authorize Board to Fix Their Remuneration | | | |
|
|
Mercator Minerals Ltd. | | | |
Ticker: | | ML | | | |
Security ID: | | 587582107 | | | |
Meeting Date: | | 6/25/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Eight | For | For | Management |
2.1 | | Elect Director Joseph Keane | For | For | Management |
2.2 | | Elect Director Raymond R. Lee | For | For | Management |
2.3 | | Elect Director Michael D. Lindeman | For | For | Management |
2.4 | | Elect Director Stephen P. Quin | For | For | Management |
2.5 | | Elect Director Robert J. Quinn | For | For | Management |
2.6 | | Elect Director Michael L. Surratt | For | For | Management |
2.7 | | Elect Director Gavin Thomas | For | For | Management |
2.8 | | Elect Director Ronald Earl Vankoughnett | For | For | Management |
3 | | Approve BDO Canada LLP as Auditors and | For | For | Management |
| | Authorize Board to Fix Their Remuneration | | | |
| | | | | |
Galleon Energy Inc. | | | |
Ticker: | | GO | | | |
Security ID: | | 36380R104 | | | |
Meeting Date: | | 6/30/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Fix Number of Directors at Seven | For | For | Management |
2.1 | | Elect Director Glenn R. Carley | For | For | Management |
2.2 | | Elect Director Steve Sugianto | For | For | Management |
2.3 | | Elect Director John A. Brussa | For | For | Management |
2.4 | | Elect Director William L. Cooke | For | For | Management |
2.5 | | Elect Director Lawrence E. Fenwick | For | For | Management |
2.6 | | Elect Director Daryl H. Gilbert | For | For | Management |
2.7 | | Elect Director Brad R. Munro | For | For | Management |
3 | | Approve Ernst & Young LLP as Auditors and | For | For | Management |
| | Authorize Board to Fix Their Remuneration | | | |
|
Osisko Mining Corporation | | | |
Ticker: | | OSK | | | |
Security ID: | | 688278100 | | | |
Meeting Date: | | 6/30/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1.1 | | Elect Director Sean Roosen | For | For | Management |
1.2 | | Elect Director Robert Wares | For | For | Management |
1.3 | | Elect Director Victor Bradley | For | For | Management |
1.4 | | Elect Director Norman Storm | For | For | Management |
1.5 | | Elect Director Staph Leavenworth Bakali | For | For | Management |
1.6 | | Elect Director Andre J. Douchane | For | For | Management |
1.7 | | Elect Director Serge Vezina | For | For | Management |
1.8 | | Elect Director Marcel Cote | For | For | Management |
1.9 | | Elect Director William A. MacKinnon | For | For | Management |
2 | | Approve PricewaterhouseCoopers LLP as Auditors | For | For | Management |
| | and Authorize Board to Fix Their Remuneration | | | |
3 | | Approve Shareholder Rights Plan | For | For | Management |
| | | | | |
IQ AUSTRALIA SMALL CAP ETF | | | |
|
IRESS Market Technology Ltd. | | | |
Ticker: | | IRE | | | |
Security ID: | | Q49822101 | | | |
Meeting Date: | | 5/5/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Elect John Cameron as Director | For | For | Management |
2 | | Elect James Killen as Director | For | For | Management |
3 | | Elect Peter Dunai as Director | For | For | Management |
4 | | Approve Remuneration Report for the Year | For | For | Management |
| | Ended Dec. 31, 2009 | | | |
5 | | Approve the Increase in the Aggregate | For | For | Management |
| | Remuneration Fee of Directors from A$400,000 | | | |
| | to A$600,000 Per Annum | | | |
6 | | Approve the Grant of Up to 29,000 Deferred | None | For | Management |
| | Shares and Up to 125,000 Performance Rights | | | |
| | Under the Employee Performance Share Plan | | | |
| | and Employee Performance Rights Plan to | | | |
| | Andrew Walsh, Managing Director | | | |
|
|
Boart Longyear Ltd. | | | |
Ticker: | | | | | |
Security ID: | | Q1645L104 | | | |
Meeting Date: | | 5/11/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Elect Graham Bradley as Director | For | For | Management |
2 | | Elect Bruce Brook as Director | For | For | Management |
3 | | Elect David McLemore as Director | For | For | Management |
4 | | Approve the Grant of 900,000 Options with an | For | For | Management |
| | Exercise Price of A$0.245 Each to Craig Kipp, | | | |
| | Chief Executive Officer | | | |
5 | | Approve the Consolidation of the Company's | For | For | Management |
| | Share Capital on the Basis that Every Ten | | | |
| | Shares be Consolidated Into One Share | | | |
6 | | Approve Remuneration Report for the Year | For | Against | Management |
| | Ended Dec. 31, 2009 | | | |
| | | | | |
Adelaide Brighton Ltd. | | | |
Ticker: | | | | | |
Security ID: | | Q0109N101 | | | |
Meeting Date: | | 5/19/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Receive Financial Statements and Statutory | None | None | Management |
| | Reports for the Year Ended Dec. 31, 2009 | | | |
2 | | Elect Graeme Pettigrew as Director | For | For | Management |
3 | | Approve the Increase in Non-executive | For | For | Management |
| | Directors' Remuneration from A$950,000 to | | | |
| | A$1.1 Million Per Annum | | | |
4 | | Approve the Grant of 1.8 Million Awards to | For | For | Management |
| | Mark Chellew, Managing Director, Under the | | | |
| | Adelaide Brighton Executive Performance | | | |
| | Share Plan | | | |
5 | | Approve Remuneration Report for the Year | For | For | Management |
| | Ended Dec. 31, 2009 | | | |
|
OM Holdings Ltd. | | | |
Ticker: | | OMH | | | |
Security ID: | | G6748X104 | | | |
Meeting Date: | | 5/19/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Accept Financial Statements and Statutory | For | For | Management |
| | Reports for the Year Ended Dec. 31, 2009 | | | |
2 | | Approve Final Dividend of A$0.02 Per Share | For | For | Management |
3 | | Elect Tan Peng Chin as Director | For | For | Management |
4 | | Elect Julie Anne Wolseley as Director | For | Against | Management |
5 | | Approve Foo Kon Tan as Auditor and Authorize | For | For | Management |
| | Board to Fix Their Remuneration | | | |
| | | | | |
Corporate Express Australia Ltd. | | | |
Ticker: | | | | | |
Security ID: | | Q28881102 | | | |
Meeting Date: | | 5/20/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Accept Financial Statements and Statutory | None | None | Management |
| | Reports for the Period Ended January 31, 2010 | | | |
|
1 | | Approve the Giving of Financial Assistance to | For | For | Management |
| | Staples Australia Pursuant to Section 260B(1) of | | | |
| | the Corporations Act | | | |
2a | | Elect Michael Miles as Director | For | For | Management |
2b | | Elect Tony Larkin as Director | For | For | Management |
2c | | Elect Chris Gillies as Director | For | For | Management |
2d | | Elect Grant Logan as Director | For | Against | Management |
3 | | Adopt Remuneration Report for the Financial | For | For | Management |
| | Period Ended January 31, 2010 | | | |
|
Iluka Resources Ltd. (formerly Westralian Sands) | | | |
Ticker: | | | | | |
Security ID: | | Q4875J104 | | | |
Meeting Date: | | 5/20/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Elect Wayne Osborn as Director | For | For | Management |
2 | | Elect Stephen Turner as Director | For | For | Management |
3 | | Elect Gavin Rezos as Director | For | For | Management |
4 | | Approve Remuneration Report of the Company | For | For | Management |
| | for the Year Ended Dec. 31, 2009 | | | |
| | | | | |
Invocare Ltd. | | | |
Ticker: | | | | | |
Security ID: | | Q4976L107 | | | |
Meeting Date: | | 5/21/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Adopt Remuneration Report for the Year Ended | For | For | Management |
| | Dec. 31, 2009 | | | |
2 | | Elect Benjamin Chow as a Director | For | For | Management |
3 | | Elect Tina Clifton as a Director | For | For | Management |
4 | | Approve Increase in Non-executive Directors' | None | For | Management |
| | Aggregate Fee Pool from A$575,000 to | | | |
| | A$650,000 per Annum | | | |
|
PanAust Ltd | | | |
Ticker: | | | | | |
Security ID: | | Q7283A110 | | | |
Meeting Date: | | 5/21/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve Remuneration Report | For | For | Management |
2 | | Elect Zezhong Li as Director | For | For | Management |
3 | | Elect Nerolie Withnall as Director | For | For | Management |
4 | | Elect Geoffrey Handley as Director | For | For | Management |
5 | | Approve the Increase in Non-Executive | For | For | Management |
| | Directors' Aggregate Fee Pool from A$800,000 | | | |
| | to A$1.2 Million Per Annum | | | |
6 | | Approve the Issuance of 7.15 Million Shares | For | For | Management |
| | and an Advanced Loan Equal to the Market | | | |
| | Price of the 7.15 Million Shares to Gary | | | |
| | Stafford, Managing Director, Under the | | | |
| | Executive Long Term Share Plan | | | |
| | | | | |
Minara Resources Ltd. | | | |
Ticker: | | | | | |
Security ID: | | Q6120A101 | | | |
Meeting Date: | | 5/25/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve the Adoption of the Remuneration | For | For | Management |
| | Report for the Year Ended Dec. 31, 2009 | | | |
2 | | Elect Ivan Glasenberg as Director | For | For | Management |
3 | | Elect Malcolm Macpherson as Director | For | For | Management |
4 | | Approve the Grant of Performance Rights to a | For | For | Management |
| | Maximum Value of A$3 Million to Peter | | | |
| | Johnston, Managing Director and Chief | | | |
| | Executive Officer, Under the Long Term | | | |
| | Incentive Scheme | | | |
|
Austar United Communications Ltd. | | | |
Ticker: | | | | | |
Security ID: | | Q0716Q109 | | | |
Meeting Date: | | 5/27/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Accept Financial Statements and Statutory | For | For | Management |
| | Reports for the Year Ended Dec. 31, 2009 | | | |
2 | | Approve the Adoption of the Remuneration | For | Against | Management |
| | Report for the Year Ended Dec. 31, 2009 | | | |
3a | | Elect Roger Amos as Director | For | For | Management |
3b | | Elect Timothy Downing as Director | For | For | Management |
4 | | Approve the Buy-Back of Up to A$400 Million | For | For | Management |
| | Ordinary Shares | | | |
5 | | Approve Reduction in Share Capital by | For | For | Management |
| | Returning Up to A$400 Million to Shareholders | | | |
6 | | Approve the Issuance of 1.69 Million Shares to | For | For | Management |
| | John Porter, Chief Executive Officer, Pursuant | | | |
| | to the Austar United Communications Limited | | | |
| | 2007 Long Term Incentive Plan | | | |
7a | | Approve the Issuance of 30,000 Shares to | For | For | Management |
| | Roger Amos, Non-Executive Director of the | | | |
| | Company | | | |
7b | | Approve the Issuance of 30,000 Shares to | For | For | Management |
| | Timothy Downing, Non-Executive Director of | | | |
| | the Company | | | |
7c | | Approve the Issuance of 30,000 Shares to John | For | For | Management |
| | Dick, Non-Executive Director of the Company | | | |
| | | | | |
Mirabela Nickel Ltd. | | | |
Ticker: | | | | | |
Security ID: | | Q6188C106 | | | |
Meeting Date: | | 5/27/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve the Adoption of the Remuneration | For | For | Management |
| | Report for the Year Ended Dec. 31, 2009 | | | |
2 | | Elect Colin Steyn as Director | For | Against | Management |
3 | | Elect Nicholas Sheard as Director | For | For | Management |
4 | | Elect Craig Burton as Director | For | For | Management |
|
Consolidated Media Holdings Ltd. (formerly Publishing and Broadcasting Ltd) | | | |
Ticker: | | | | | |
Security ID: | | Q2784N109 | | | |
Meeting Date: | | 5/28/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve the Adoption of a New Constitution | For | For | Management |
2 | | Authorize the Repurchase of 73.77 Million | For | For | Management |
| | Ordinary Shares Issued by the Company | | | |
|
Spark Infrastructure Group | | | |
Ticker: | | SKI | | | |
Security ID: | | Q8604W120 | | | |
Meeting Date: | | 5/28/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve the Adoption of the Remuneration | For | For | Management |
| | Report for the Year Ended Dec. 31, 2009 | | | |
2 | | Elect Don Morley as Director of Spark | For | For | Management |
| | Infrastructure 1 and Spark Infrastructure 2 | | | |
3 | | Elect Dominic Loi Shun Chan as Director of | None | None | Management |
| | Spark Infrastructure 1 and Spark Infrastructure | | | |
| | 2 | | | |
4 | | Elect Andrew John Hunter as Director of Spark | None | None | Management |
| | Infrastructure 1, Spark Infrastructure 2, and | | | |
| | Spark Infrastructure International | | | |
5 | | Elect John Dorrian as Director of Spark | None | None | Management |
| | Infrastructure 1 and Spark Infrastructure 2 | | | |
6 | | Elect Andrew Fay as Director of Spark | None | None | Management |
| | Infrastructure 1, Spark Infrastructure 2, and | | | |
| | Spark Infrastructure International | | | |
7 | | Approve Amendments of the Constitution of | For | For | Management |
| | Infrastructure 1 and Infrastructure 2 and | | | |
| | Articles of Association of Spark Infrastructure | | | |
| | International | | | |
| | | | | |
TPG Telecom Limited | | | |
Ticker: | | | | | |
Security ID: | | Q8702T151 | | | |
Meeting Date: | | 6/3/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve the Giving of Financial Assistance by | For | For | Management |
| | Australian PIPE Group Companies Pursuant to | | | |
| | the PIPE Acquisition | | | |
2 | | Approve the Issuance of 41 Million Shares at | For | For | Management |
| | A$1.59 Each to Institutions and Sophisticated | | | |
| | and Professional Investors | | | |
|
Gindalbie Metals Ltd. | | | |
Ticker: | | GBG | | | |
Security ID: | | Q4046S108 | | | |
Meeting Date: | | 6/16/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve the Grant of Securities to Anshan Iron | For | For | Management |
| | and Steel Group Corporation Pursuant to the | | | |
| | Share Mortgage and to Angang Group | | | |
| | Investment (Australia) Pty Ltd Pursuant to the | | | |
| | Cross Charge | | | |
|
Sigma Pharmaceuticals Ltd. | | | |
Ticker: | | SIP | | | |
Security ID: | | Q8484A107 | | | |
Meeting Date: | | 6/21/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Chairman's Address and Presentation by the | None | None | Management |
| | Managing Director and Chief Executive Officer | | | |
2 | | Receive Financial Statements and Statutory | None | None | Management |
| | Reports for the Year Ended Jan. 31, 2010 | | | |
3 | | Adopt the Remuneration Report for the Year | For | For | Management |
| | Ended Jan. 31, 2010 | | | |
4a | | Retirement of John Stocker as a Director | None | None | Management |
4b | | Retirement of Doug Curlewis as a Director | None | None | Management |
4c | | Elect David Manuel as a Director | For | For | Management |
| | | | | |
Extract Resources Ltd. | | | |
Ticker: | | EXT | | | |
Security ID: | | Q36899104 | | | |
Meeting Date: | | 6/22/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Elect Alastair Clayton as a Director | For | For | Management |
2 | | Elect Ron Chamberlain as a Director | For | For | Management |
3 | | Approve the Extract Resources Ltd | For | For | Management |
| | Performance Rights Plan | | | |
4 | | Approve the Grant of Up to 1.34 Million | For | Against | Management |
| | Performance Rights to Jonathan Leslie Under | | | |
| | the Extract Resources Ltd Performance Rights | | | |
| | Plan | | | |
5 | | Approve the Issuance of 15,524 Shares to | For | For | Management |
| | Stephen Galloway | | | |
6 | | Approve the Issuance of 4,851 Shares to John | For | For | Management |
| | Main | | | |
7 | | Approve the Issuance of 4,851 Shares to Neil | For | For | Management |
| | MacLachlan | | | |
8 | | Approve the Issuance of 4,851 Shares to Inge | For | For | Management |
| | Zaamwani-Kamwi | | | |
9 | | Approve the Issuance of 1,808 Shares to | For | For | Management |
| | Alastair Clayton | | | |
10 | | Approve the Issuance of 1,037 Shares to Ron | For | For | Management |
| | Chamberlain | | | |
|
Gindalbie Metals Ltd. | | | |
Ticker: | | GBG | | | |
Security ID: | | Q4046S108 | | | |
Meeting Date: | | 6/28/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve the Issuance of Up to 80.215 Million | For | For | Management |
| | Shares at an Issue Price of A$0.93 Each to | | | |
| | Angang Group Hong Kong (Holdings) Ltd | | | |
2 | | Approve the Issuance of Up to 120.215 Million | For | For | Management |
| | Shares at an Issue Price A$0.93 Each to | | | |
| | Sophisticated and Professional Investor Clients | | | |
| | of the Joint Lead Managers or Their Related | | | |
| | Bodies Corporate | | | |
| | | | | |
IQ SOUTH KOREA SMALL CAP ETF | | | |
|
Standard Diagnostics Inc. | | | |
Ticker: | | | | | |
Security ID: | | Y8153J109 | | | |
Meeting Date: | | 5/27/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Approve Delisting from | For | For | Management |
| | KOSDAQ | | | |
|
Wooree ETI Co. | | | |
Ticker: | | | | | |
Security ID: | | Y9692V108 | | | |
Meeting Date: | | 6/18/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Amend Articles of | For | For | Management |
| | Incorporation | | | |
|
Aju Capital Co. Ltd. | | | |
Ticker: | | | | | |
Security ID: | | Y00344104 | | | |
Meeting Date: | | 6/25/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Elect Bae Yoon-Do as Outside | For | For | Management |
| | Director | | | |
2 | | Elect Bae Yoon-Do as Member | For | For | Management |
| | of Audit Committee | | | |
|
|
On Media Co. | | | |
Ticker: | | | | | |
Security ID: | | Y6441V108 | | | |
Meeting Date: | | 6/30/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Amend Articles of | For | For | Management |
| | Incorporation | | | |
2 | | Elect Four Inside Directors and | For | For | Management |
| | Three Outside Directors | | | |
| | (Bundled) | | | |
3 | | Elect Three Members of Audit | For | For | Management |
| | Committee | | | |
| | | | | |
IQ TAIWAN SMALL CAP ETF | | | |
|
Continental Holdings Corp | | | |
Ticker: | | | | | |
Security ID: | | Y1753K105 | | | |
Meeting Date: | | 6/29/2010 | | | |
|
# | | Proposal | Mgmt Rec | Vote Cast | Sponsor |
1 | | Amend Articles of Association | For | For | Management |
2 | | Approve Amendments on the | For | For | Management |
| | Procedures for Loans to Other | | | |
| | Parties and Endorsement and | | | |
| | Guarantees | | | |
3 | | Elect Independent Directors | For | For | Management |
4 | | Approve Release of | For | For | Management |
| | Restrictions of Competitive | | | |
| | Activities of Directors | | | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | |
(Registrant) IndexIQ ETF Trust | |
|
|
By: | /s/ Adam S. Patti |
|
|
Name: | Adam S. Patti |
Title: | President |
Date: | August 26, 2010 |