Schedule of Investments ─ IQ Chaikin U.S. Small Cap ETF
July 31, 2021 (unaudited)
Shares | Value | |||||||
Common Stocks — 99.9% | ||||||||
Communication Services — 3.2% | ||||||||
AMC Networks, Inc., Class A* | 7,568 | $ | 378,703 | |||||
Angi, Inc.*(a) | 30,944 | 356,166 | ||||||
Cargurus, Inc.* | 16,881 | 482,797 | ||||||
Consolidated Communications Holdings, Inc.* | 55,871 | 429,648 | ||||||
Emerald Holding, Inc.* | 72,875 | 287,856 | ||||||
IDT Corp., Class B* | 17,753 | 884,099 | ||||||
Liberty Latin America Ltd., Class C* | 30,992 | 428,619 | ||||||
QuinStreet, Inc.* | 19,816 | 363,425 | ||||||
Scholastic Corp. | 13,360 | 449,030 | ||||||
Sinclair Broadcast Group, Inc., Class A(a) | 13,748 | 388,931 | ||||||
TEGNA, Inc. | 21,364 | 378,570 | ||||||
Telephone and Data Systems, Inc. | 17,521 | 391,594 | ||||||
TrueCar, Inc.* | 84,070 | 442,208 | ||||||
United States Cellular Corp.* | 11,027 | 400,942 | ||||||
World Wrestling Entertainment, Inc., Class A(a) | 7,414 | 366,103 | ||||||
Total Communication Services | 6,428,691 | |||||||
Consumer Discretionary — 9.9% | ||||||||
1-800-Flowers.com, Inc., Class A* | 14,570 | 444,385 | ||||||
Adtalem Global Education, Inc.* | 10,174 | 369,723 | ||||||
America’s Car-Mart, Inc.* | 2,640 | 419,760 | ||||||
American Eagle Outfitters, Inc.(a) | 13,757 | 474,204 | ||||||
American Public Education, Inc.* | 11,291 | 334,439 | ||||||
Asbury Automotive Group, Inc.* | 2,047 | 420,577 | ||||||
Carriage Services, Inc. | 11,431 | 425,005 | ||||||
Cato Corp. (The), Class A | 33,523 | 553,130 | ||||||
Children's Place, Inc. (The)* | 5,771 | 486,668 | ||||||
Core-Mark Holding Co., Inc. | 10,397 | 447,487 | ||||||
Dillard's, Inc., Class A(a) | 4,166 | 763,503 | ||||||
Escalade, Inc. | 19,238 | 436,703 | ||||||
Ethan Allen Interiors, Inc. | 14,919 | 354,625 | ||||||
Foot Locker, Inc. | 7,151 | 408,036 | ||||||
Genius Brands International, Inc.*(a) | 207,358 | 325,552 | ||||||
Gentherm, Inc.* | 5,428 | 450,144 | ||||||
Graham Holdings Co., Class B | 715 | 475,232 | ||||||
Green Brick Partners, Inc.* | 17,737 | 444,667 | ||||||
Haverty Furniture Cos., Inc. | 10,817 | 389,304 | ||||||
Hooker Furniture Corp. | 11,033 | 366,185 | ||||||
iRobot Corp.* | 3,293 | 288,138 | ||||||
Johnson Outdoors, Inc., Class A | 2,818 | 333,567 | ||||||
Lakeland Industries, Inc.*(a) | 14,439 | 389,275 | ||||||
LCI Industries | 3,041 | 443,439 | ||||||
Liquidity Services, Inc.* | 21,651 | 429,556 | ||||||
Lumber Liquidators Holdings, Inc.* | 16,014 | 305,547 | ||||||
MarineMax, Inc.* | 8,150 | 438,389 | ||||||
MDC Holdings, Inc. | 6,773 | 361,136 | ||||||
Motorcar Parts of America, Inc.* | 17,879 | 397,629 | ||||||
Murphy USA, Inc. | 2,783 | 410,520 | ||||||
National Vision Holdings, Inc.* | 9,178 | 495,428 | ||||||
Norwegian Cruise Line Holdings Ltd.*(a) | 14,580 | 350,357 | ||||||
Penske Automotive Group, Inc. | 5,014 | 444,240 | ||||||
Perdoceo Education Corp.* | 33,635 | 398,911 | ||||||
Rent-A-Center, Inc. | 6,977 | 399,224 | ||||||
Rocky Brands, Inc. | 7,441 | 404,790 | ||||||
Sally Beauty Holdings, Inc.* | 19,984 | 378,097 | ||||||
Smith & Wesson Brands, Inc. | 23,053 | 540,593 | ||||||
Standard Motor Products, Inc. | 9,675 | 404,028 | ||||||
Strategic Education, Inc. | 4,377 | 347,052 | ||||||
Superior Group of Cos., Inc. | 15,825 | 370,463 | ||||||
Tri Pointe Homes, Inc.* | 19,759 | 476,587 | ||||||
Unifi, Inc.* | 14,596 | 344,320 | ||||||
Universal Electronics, Inc.* | 7,318 | 342,043 | ||||||
Vista Outdoor, Inc.* | 12,544 | 506,652 | ||||||
Vivint Smart Home, Inc.*(a) | 28,092 | 344,689 | ||||||
Winmark Corp. | 2,157 | 454,739 | ||||||
Zumiez, Inc.* | 9,377 | 409,306 | ||||||
Total Consumer Discretionary | 19,998,044 | |||||||
Consumer Staples — 3.6% | ||||||||
BellRing Brands, Inc., Class A* | 17,038 | 563,447 | ||||||
Central Garden & Pet Co., Class A* | 7,752 | 335,739 | ||||||
Coca-Cola Consolidated, Inc. | 1,393 | 556,016 | ||||||
Edgewell Personal Care Co.(a) | 10,158 | 417,291 | ||||||
Ingles Markets, Inc., Class A | 6,525 | 389,934 | ||||||
Medifast, Inc. | 1,900 | 542,469 | ||||||
National Beverage Corp.(a) | 8,225 | 373,250 | ||||||
Nu Skin Enterprises, Inc., Class A | 7,605 | 408,312 | ||||||
Pilgrim's Pride Corp.* | 16,909 | 374,534 | ||||||
Sanderson Farms, Inc. | 2,583 | 482,608 | ||||||
Seaboard Corp. | 109 | 447,990 | ||||||
Seneca Foods Corp., Class A* | 8,542 | 467,589 | ||||||
Spectrum Brands Holdings, Inc. | 4,732 | 413,340 | ||||||
Sprouts Farmers Market, Inc.* | 15,112 | 371,453 | ||||||
Universal Corp. | 6,819 | 355,679 | ||||||
USANA Health Sciences, Inc.* | 4,121 | 392,608 | ||||||
Weis Markets, Inc. | 7,118 | 374,763 | ||||||
Total Consumer Staples | 7,267,022 | |||||||
Energy — 3.8% | ||||||||
Archrock, Inc. | 42,389 | 364,969 | ||||||
Brigham Minerals, Inc., Class A | 27,478 | 539,668 | ||||||
ChampionX Corp.* | 18,512 | 430,219 | ||||||
Comstock Resources, Inc.* | 72,613 | 441,487 | ||||||
CVR Energy, Inc. | 26,501 | 362,004 | ||||||
Dril-Quip, Inc.* | 12,106 | 345,989 | ||||||
EQT Corp.* | 21,651 | 398,162 | ||||||
Exterran Corp.* | 119,724 | 524,391 | ||||||
Helix Energy Solutions Group, Inc.* | 79,658 | 330,581 | ||||||
International Seaways, Inc.(a) | 42,966 | 706,791 | ||||||
Liberty Oilfield Services, Inc., Class A* | 35,631 | 363,080 | ||||||
NextDecade Corp.* | 150,664 | 495,685 | ||||||
NexTier Oilfield Solutions, Inc.* | 108,138 | 413,087 | ||||||
ProPetro Holding Corp.* | 37,736 | 284,907 | ||||||
Renewable Energy Group, Inc.*(a) | 6,091 | 373,074 | ||||||
REX American Resources Corp.* | 4,780 | 391,960 | ||||||
Solaris Oilfield Infrastructure, Inc., Class A | 32,785 | 285,229 | ||||||
Tellurian, Inc.* | 171,912 | 648,108 | ||||||
Total Energy | 7,699,391 | |||||||
Financials — 26.7% | ||||||||
1st Source Corp. | 8,455 | 387,154 | ||||||
Affiliated Managers Group, Inc. | 2,700 | 427,788 | ||||||
Allegiance Bancshares, Inc. | 9,923 | 361,892 | ||||||
Altabancorp | 9,568 | 386,452 | ||||||
A-Mark Precious Metals, Inc. | 11,175 | 569,254 | ||||||
American National Group, Inc. | 3,729 | 615,210 | ||||||
Ameris Bancorp | 7,661 | 372,401 | ||||||
Argo Group International Holdings Ltd. | 7,994 | 416,727 | ||||||
Artisan Partners Asset Management, Inc., Class A | 7,710 | 370,774 | ||||||
Associated Banc-Corp. | 18,850 | 373,230 | ||||||
Atlantic Capital Bancshares, Inc.* | 16,692 | 400,608 | ||||||
Atlantic Union Bankshares Corp. | 10,487 | 371,974 | ||||||
Axis Capital Holdings Ltd. | 8,115 | 412,810 | ||||||
Axos Financial, Inc.* | 8,557 | 409,452 | ||||||
B Riley Financial, Inc. | 7,376 | 498,323 | ||||||
BancorpSouth Bank | 12,385 | 319,533 | ||||||
BankUnited, Inc. | 9,153 | 362,276 | ||||||
Banner Corp. | 7,543 | 400,081 | ||||||
Berkshire Hills Bancorp, Inc. | 18,023 | 487,342 | ||||||
Blucora, Inc.* | 24,175 | 407,590 | ||||||
Brookline Bancorp, Inc. | 26,819 | 385,389 | ||||||
Cambridge Bancorp | 4,771 | 408,302 |
Schedule of Investments ─ IQ Chaikin U.S. Small Cap ETF (continued)
July 31, 2021 (unaudited)
Shares | Value | |||||||
Common Stocks (continued) | ||||||||
Financials (continued) | ||||||||
Camden National Corp. | 8,405 | $ | 376,292 | |||||
Cannae Holdings, Inc.* | 10,153 | 337,587 | ||||||
Cathay General Bancorp | 9,865 | 373,588 | ||||||
CBTX, Inc. | 13,095 | 344,398 | ||||||
Central Pacific Financial Corp. | 15,078 | 385,997 | ||||||
City Holding Co. | 4,919 | 372,172 | ||||||
CNO Financial Group, Inc. | 16,561 | 378,253 | ||||||
Cohen & Steers, Inc. | 6,158 | 512,407 | ||||||
Community Trust Bancorp, Inc. | 9,136 | 363,247 | ||||||
Cowen, Inc., Class A(a) | 11,444 | 457,531 | ||||||
CVB Financial Corp. | 18,211 | 347,102 | ||||||
Diamond Hill Investment Group, Inc. | 2,579 | 444,233 | ||||||
Eagle Bancorp, Inc. | 7,560 | 416,027 | ||||||
Enstar Group Ltd.* | 1,630 | 418,943 | ||||||
Enterprise Financial Services Corp. | 8,137 | 362,666 | ||||||
Evercore, Inc., Class A | 3,054 | 403,739 | ||||||
EZCORP, Inc., Class A* | 80,941 | 462,983 | ||||||
Federal Agricultural Mortgage Corp., Class C | 3,994 | 389,415 | ||||||
Financial Institutions, Inc. | 13,280 | 390,963 | ||||||
First Bancshares, Inc. (The) | 10,988 | 423,807 | ||||||
First BankCorp | 9,247 | 369,880 | ||||||
First Busey Corp. | 15,684 | 370,142 | ||||||
First Commonwealth Financial Corp. | 27,994 | 368,681 | ||||||
First Foundation, Inc. | 17,147 | 404,155 | ||||||
First Merchants Corp. | 8,651 | 352,355 | ||||||
First Mid Bancshares, Inc. | 9,157 | 372,598 | ||||||
First Midwest Bancorp, Inc. | 18,361 | 329,396 | ||||||
First of Long Island Corp. (The) | 18,931 | 407,963 | ||||||
Flagstar Bancorp, Inc. | 8,920 | 408,179 | ||||||
Flushing Financial Corp. | 18,949 | 417,825 | ||||||
FNB Corp. | 31,675 | 362,995 | ||||||
Fulton Financial Corp. | 23,621 | 361,874 | ||||||
German American Bancorp, Inc. | 8,704 | 328,141 | ||||||
Greenhill & Co., Inc. | 24,409 | 391,032 | ||||||
Hanmi Financial Corp. | 20,389 | 371,691 | ||||||
Hanover Insurance Group, Inc. (The) | 3,107 | 422,241 | ||||||
HarborOne Bancorp, Inc. | 29,864 | 406,449 | ||||||
HBT Financial, Inc. | 23,497 | 383,941 | ||||||
Heartland Financial USA, Inc. | 8,004 | 365,142 | ||||||
Heritage Commerce Corp. | 32,919 | 356,842 | ||||||
Heritage Financial Corp. | 14,245 | 344,587 | ||||||
Heritage Insurance Holdings, Inc. | 36,307 | 266,493 | ||||||
Hilltop Holdings, Inc. | 11,786 | 373,380 | ||||||
Hingham Institution For Savings The | 1,418 | 423,982 | ||||||
HomeStreet, Inc. | 9,128 | 344,217 | ||||||
Hope Bancorp, Inc. | 26,712 | 353,934 | ||||||
Horace Mann Educators Corp. | 9,310 | 370,631 | ||||||
Houlihan Lokey, Inc. | 6,049 | 538,966 | ||||||
Independent Bank Corp. | 17,016 | 357,846 | ||||||
Interactive Brokers Group, Inc., Class A | 5,507 | 340,663 | ||||||
International Bancshares Corp. | 8,666 | 338,667 | ||||||
Investors Bancorp, Inc. | 27,384 | 378,447 | ||||||
Kearny Financial Corp. | 33,301 | 400,611 | ||||||
Lakeland Bancorp, Inc. | 23,080 | 377,820 | ||||||
Lazard Ltd., Class A | 9,245 | 436,364 | ||||||
Live Oak Bancshares, Inc.(a) | 5,873 | 353,496 | ||||||
Mercantile Bank Corp. | 12,389 | 387,156 | ||||||
Merchants Bancorp | 9,591 | 351,414 | ||||||
Mercury General Corp. | 6,615 | 402,390 | ||||||
Meridian Bancorp, Inc. | 21,839 | 417,343 | ||||||
Metropolitan Bank Holding Corp.* | 7,988 | 567,388 | ||||||
Midland States Bancorp, Inc. | 14,502 | 356,894 | ||||||
MidWestOne Financial Group, Inc. | 12,989 | 378,370 | ||||||
Moelis & Co., Class A | 7,602 | 450,419 | ||||||
MVB Financial Corp. | 11,901 | 493,296 | ||||||
National Western Life Group, Inc., Class A | 1,615 | 335,742 | ||||||
NBT Bancorp, Inc. | 10,082 | 351,358 | ||||||
Northfield Bancorp, Inc. | 25,268 | 415,659 | ||||||
Northwest Bancshares, Inc. | 27,839 | 370,537 | ||||||
OceanFirst Financial Corp. | 16,803 | 327,659 | ||||||
OFG Bancorp | 17,784 | 410,810 | ||||||
Oportun Financial Corp.* | 19,424 | 409,458 | ||||||
Oppenheimer Holdings, Inc., Class A | 10,044 | 451,478 | ||||||
Peapack-Gladstone Financial Corp. | 13,027 | 419,600 | ||||||
PennyMac Financial Services, Inc. | 6,016 | 378,346 | ||||||
Peoples Bancorp, Inc. | 12,127 | 357,625 | ||||||
Pinnacle Financial Partners, Inc. | 4,537 | 406,561 | ||||||
Piper Sandler Cos. | 3,668 | 450,027 | ||||||
Popular, Inc. | 5,721 | 416,260 | ||||||
Preferred Bank | 6,317 | 372,577 | ||||||
Premier Financial Corp. | 12,095 | 323,904 | ||||||
PROG Holdings, Inc. | 9,293 | 406,755 | ||||||
Provident Financial Services, Inc. | 18,055 | 389,988 | ||||||
QCR Holdings, Inc. | 8,519 | 418,198 | ||||||
Republic Bancorp, Inc., Class A | 9,083 | 442,887 | ||||||
S&T Bancorp, Inc. | 12,008 | 353,636 | ||||||
Safety Insurance Group, Inc. | 4,775 | 365,861 | ||||||
Sandy Spring Bancorp, Inc. | 9,263 | 385,248 | ||||||
Sculptor Capital Management, Inc. | 18,385 | 426,900 | ||||||
Selective Insurance Group, Inc. | 5,545 | 451,086 | ||||||
ServisFirst Bancshares, Inc.(a) | 6,559 | 466,214 | ||||||
Simmons First National Corp., Class A | 13,558 | 369,049 | ||||||
SiriusPoint Ltd.* | 39,555 | 387,639 | ||||||
SLM Corp. | 22,386 | 421,528 | ||||||
South State Corp. | 5,124 | 352,736 | ||||||
Southern First Bancshares, Inc.* | 8,581 | 425,017 | ||||||
State Auto Financial Corp. | 20,410 | 1,020,500 | ||||||
Stewart Information Services Corp. | 7,731 | 456,206 | ||||||
Towne Bank | 13,233 | 394,476 | ||||||
TriCo Bancshares | 8,492 | 334,840 | ||||||
Trustmark Corp. | 11,951 | 358,769 | ||||||
UMB Financial Corp. | 4,357 | 407,815 | ||||||
Umpqua Holdings Corp. | 22,921 | 432,519 | ||||||
United Community Banks, Inc. | 11,790 | 339,670 | ||||||
United Fire Group, Inc. | 11,559 | 288,050 | ||||||
Universal Insurance Holdings, Inc. | 28,053 | 397,230 | ||||||
Univest Financial Corp. | 14,071 | 384,983 | ||||||
Valley National Bancorp | 29,277 | 377,381 | ||||||
Victory Capital Holdings, Inc., Class A | 15,738 | 479,852 | ||||||
Virtus Investment Partners, Inc. | 1,708 | 471,630 | ||||||
Walker & Dunlop, Inc. | 3,915 | 405,124 | ||||||
WesBanco, Inc. | 11,156 | 360,116 | ||||||
Wintrust Financial Corp. | 5,307 | 378,920 | ||||||
Total Financials | 54,010,632 | |||||||
Health Care — 13.2% | ||||||||
Akero Therapeutics, Inc.*(a) | 13,866 | 297,287 | ||||||
Alector, Inc.* | 19,974 | 480,075 | ||||||
Alkermes PLC* | 21,535 | 557,110 | ||||||
Allscripts Healthcare Solutions, Inc.* | 26,792 | 457,607 | ||||||
Amneal Pharmaceuticals, Inc.* | 59,773 | 294,681 | ||||||
AngioDynamics, Inc.* | 17,192 | 457,823 | ||||||
Aquestive Therapeutics, Inc.*(a) | 77,361 | 251,423 | ||||||
Arcutis Biotherapeutics, Inc.* | 13,905 | 324,404 | ||||||
Assembly Biosciences, Inc.* | 87,451 | 303,455 | ||||||
Avanos Medical, Inc.* | 9,197 | 348,934 | ||||||
Axogen, Inc.* | 19,856 | 404,467 | ||||||
Axonics, Inc.* | 6,717 | 456,420 | ||||||
Beam Therapeutics, Inc.*(a) | 5,026 | 462,392 | ||||||
BioDelivery Sciences International, Inc.* | �� | 102,883 | 386,840 | |||||
Bioxcel Therapeutics, Inc.*(a) | 9,321 | 238,524 | ||||||
Catalyst Pharmaceuticals, Inc.* | 87,261 | 509,604 | ||||||
Cerus Corp.* | 66,935 | 337,352 | ||||||
Coherus Biosciences, Inc.* | 27,534 | 359,319 | ||||||
Collegium Pharmaceutical, Inc.* | 16,974 | 422,483 | ||||||
Computer Programs and Systems, Inc. | 13,147 | 415,051 | ||||||
Concert Pharmaceuticals, Inc.* | 80,616 | 268,451 |
Schedule of Investments ─ IQ Chaikin U.S. Small Cap ETF (continued)
July 31, 2021 (unaudited)
Shares | Value | |||||||
Common Stocks (continued) | ||||||||
Health Care (continued) | ||||||||
Cross Country Healthcare, Inc.* | 32,208 | $ | 528,855 | |||||
Eagle Pharmaceuticals, Inc.* | 9,638 | 448,167 | ||||||
Enanta Pharmaceuticals, Inc.* | 8,157 | 344,633 | ||||||
Harpoon Therapeutics, Inc.* | 19,229 | 188,252 | ||||||
Heat Biologics, Inc.*(a) | 55,257 | 349,777 | ||||||
ICU Medical, Inc.* | 1,958 | 398,042 | ||||||
Inogen, Inc.* | 7,660 | 611,038 | ||||||
Integer Holdings Corp.* | 4,367 | 427,486 | ||||||
Invacare Corp.*(a) | 50,159 | 362,650 | ||||||
Kezar Life Sciences, Inc.* | 67,496 | 328,706 | ||||||
Liquidia Corp.*(a) | 149,544 | 343,951 | ||||||
MeiraGTx Holdings PLC* | 27,877 | 389,999 | ||||||
Meridian Bioscience, Inc.* | 15,325 | 314,162 | ||||||
Molecular Templates, Inc.* | 31,876 | 223,132 | ||||||
Myriad Genetics, Inc.* | 13,211 | 417,864 | ||||||
National HealthCare Corp. | 5,163 | 400,907 | ||||||
Natus Medical, Inc.* | 15,707 | 419,377 | ||||||
NextCure, Inc.* | 40,187 | 278,496 | ||||||
NextGen Healthcare, Inc.* | 22,225 | 360,490 | ||||||
Omeros Corp.*(a) | 22,600 | 327,700 | ||||||
Organogenesis Holdings, Inc.* | 22,079 | 338,692 | ||||||
Orthofix Medical, Inc.* | 9,280 | 368,787 | ||||||
Outlook Therapeutics, Inc.* | 178,788 | 404,061 | ||||||
Owens & Minor, Inc. | 10,702 | 494,968 | ||||||
Pennant Group, Inc. (The)* | 8,783 | 300,554 | ||||||
Personalis, Inc.*(a) | 16,346 | 343,103 | ||||||
Premier, Inc., Class A | 11,884 | 423,546 | ||||||
Prestige Consumer Healthcare, Inc.* | 9,126 | 479,571 | ||||||
Radius Health, Inc.* | 19,285 | 291,782 | ||||||
Replimune Group, Inc.* | 13,185 | 431,545 | ||||||
Rocket Pharmaceuticals, Inc.*(a) | 9,067 | 324,780 | ||||||
Scholar Rock Holding Corp.* | 7,940 | 248,125 | ||||||
SeaSpine Holdings Corp.* | 23,120 | 452,921 | ||||||
Select Medical Holdings Corp. | 11,797 | 465,392 | ||||||
Selecta Biosciences, Inc.* | 88,900 | 307,594 | ||||||
Shockwave Medical, Inc.* | 3,088 | 562,016 | ||||||
SIGA Technologies, Inc.* | 61,888 | 394,227 | ||||||
SmileDirectClub, Inc.*(a) | 39,017 | 275,460 | ||||||
Spero Therapeutics, Inc.*(a) | 27,328 | 364,556 | ||||||
Tactile Systems Technology, Inc.* | 7,382 | 361,570 | ||||||
TCR2 Therapeutics, Inc.* | 18,219 | 226,644 | ||||||
TFF Pharmaceuticals, Inc.* | 29,644 | 245,749 | ||||||
Translate Bio, Inc.*(a) | 24,396 | 674,305 | ||||||
Triple-S Management Corp.* | 15,455 | 376,020 | ||||||
Vanda Pharmaceuticals, Inc.* | 26,783 | 436,831 | ||||||
Varex Imaging Corp.*(a) | 19,633 | 535,981 | ||||||
Verastem, Inc.* | 162,864 | 526,051 | ||||||
Vericel Corp.*(a) | 7,242 | 383,391 | ||||||
Voyager Therapeutics, Inc.* | 85,408 | 269,035 | ||||||
Total Health Care | 26,804,643 | |||||||
Industrials — 17.6% | ||||||||
ABM Industries, Inc. | 7,886 | 366,620 | ||||||
Acacia Research Corp.* | 60,492 | 341,175 | ||||||
Advanced Drainage Systems, Inc. | 3,890 | 474,930 | ||||||
Alamo Group, Inc. | 2,576 | 378,080 | ||||||
Apogee Enterprises, Inc. | 9,840 | 390,353 | ||||||
Applied Industrial Technologies, Inc. | 4,412 | 395,756 | ||||||
ArcBest Corp. | 5,717 | 337,932 | ||||||
Argan, Inc. | 7,540 | 338,923 | ||||||
ASGN, Inc.* | 4,215 | 426,263 | ||||||
Astec Industries, Inc. | 5,334 | 327,028 | ||||||
Blue Bird Corp.* | 16,071 | 401,775 | ||||||
Boise Cascade Co. | 6,962 | 356,106 | ||||||
BrightView Holdings, Inc.* | 23,845 | 382,235 | ||||||
CBIZ, Inc.* | 12,317 | 398,332 | ||||||
Clean Harbors, Inc.* | 4,786 | 454,670 | ||||||
Comfort Systems USA, Inc. | 5,381 | 402,230 | ||||||
CoreCivic, Inc.* | 44,450 | 456,946 | ||||||
CRA International, Inc. | 5,390 | 462,085 | ||||||
Crane Co. | 4,284 | 416,533 | ||||||
Curtiss-Wright Corp. | 3,392 | 401,274 | ||||||
Custom Truck One Source, Inc.*(a) | 43,024 | 335,157 | ||||||
Ducommun, Inc.* | 6,704 | 361,681 | ||||||
Eagle Bulk Shipping, Inc.*(a) | 11,137 | 464,413 | ||||||
Echo Global Logistics, Inc.* | 12,808 | 396,151 | ||||||
EMCOR Group, Inc. | 3,587 | 436,932 | ||||||
Encore Wire Corp. | 5,992 | 469,953 | ||||||
Ennis, Inc. | 18,841 | 372,487 | ||||||
Federal Signal Corp. | 10,503 | 416,024 | ||||||
Franklin Electric Co., Inc. | 5,096 | 416,649 | ||||||
Genco Shipping & Trading Ltd. | 39,908 | 700,385 | ||||||
Gibraltar Industries, Inc.* | 4,396 | 328,293 | ||||||
GrafTech International Ltd. | 32,892 | 373,982 | ||||||
Greenbrier Cos., Inc. (The)(a) | 8,519 | 364,613 | ||||||
Heidrick & Struggles International, Inc. | 11,262 | 481,000 | ||||||
Helios Technologies, Inc. | 5,520 | 446,292 | ||||||
Heritage-Crystal Clean, Inc.* | 14,828 | 417,853 | ||||||
Hillenbrand, Inc. | 8,431 | 381,924 | ||||||
HNI Corp. | 10,168 | 379,266 | ||||||
Hub Group, Inc., Class A* | 5,979 | 396,288 | ||||||
Huron Consulting Group, Inc.* | 7,985 | 392,303 | ||||||
ICF International, Inc. | 4,602 | 421,405 | ||||||
IES Holdings, Inc.* | 7,980 | 434,192 | ||||||
Insperity, Inc. | 4,804 | 475,836 | ||||||
Insteel Industries, Inc. | 13,043 | 506,460 | ||||||
Kelly Services, Inc., Class A* | 18,063 | 395,941 | ||||||
Kforce, Inc. | 7,505 | 468,537 | ||||||
Korn Ferry | 6,449 | 443,304 | ||||||
ManTech International Corp., Class A | 4,626 | 404,590 | ||||||
Marten Transport Ltd. | 23,705 | 375,013 | ||||||
MasTec, Inc.*(a) | 4,293 | 434,580 | ||||||
Matson, Inc. | 6,031 | 404,801 | ||||||
Matthews International Corp., Class A | 10,171 | 351,917 | ||||||
Meritor, Inc.* | 13,673 | 332,664 | ||||||
Miller Industries, Inc. | 8,709 | 326,675 | ||||||
Moog, Inc., Class A | 4,838 | 376,735 | ||||||
MRC Global, Inc.* | 44,549 | 408,514 | ||||||
Mueller Industries, Inc. | 9,728 | 422,195 | ||||||
MYR Group, Inc.* | 5,613 | 536,771 | ||||||
National Presto Industries, Inc. | 3,941 | 380,228 | ||||||
Northwest Pipe Co.* | 12,037 | 341,971 | ||||||
PGT Innovations, Inc.* | 15,932 | 359,745 | ||||||
Powell Industries, Inc. | 11,877 | 345,502 | ||||||
Primoris Services Corp. | 12,142 | 363,046 | ||||||
Radiant Logistics, Inc.* | 57,882 | 360,026 | ||||||
Regal Beloit Corp. | 2,820 | 415,189 | ||||||
Rush Enterprises, Inc., Class A | 8,073 | 379,350 | ||||||
Ryder System, Inc. | 5,317 | 404,890 | ||||||
Saia, Inc.* | 1,745 | 394,370 | ||||||
Schneider National, Inc., Class B | 16,110 | 361,508 | ||||||
Shyft Group, Inc. (The) | 10,814 | 426,504 | ||||||
SPX Corp.* | 6,903 | 460,154 | ||||||
SPX FLOW, Inc. | 6,352 | 521,817 | ||||||
Standex International Corp. | 4,210 | 387,320 | ||||||
Sterling Construction Co., Inc.* | 17,339 | 380,764 | ||||||
Tennant Co. | 5,036 | 398,448 | ||||||
Thermon Group Holdings, Inc.* | 20,640 | 343,862 | ||||||
Timken Co. (The) | 4,956 | 394,002 | ||||||
Titan Machinery, Inc.* | 15,776 | 450,089 | ||||||
Transcat, Inc.* | 8,196 | 523,315 | ||||||
TriMas Corp.* | 13,268 | 434,129 | ||||||
Triton International Ltd. | 7,316 | 386,212 | ||||||
TrueBlue, Inc.* | 18,268 | 496,707 | ||||||
UFP Industries, Inc. | 5,304 | 393,875 | ||||||
Universal Logistics Holdings, Inc. | 15,290 | 352,435 | ||||||
Upwork, Inc.* | 8,985 | 465,333 | ||||||
VSE Corp. | 10,184 | 509,709 |
Schedule of Investments ─ IQ Chaikin U.S. Small Cap ETF (continued)
July 31, 2021 (unaudited)
Shares | Value | |||||||
Common Stocks (continued) | ||||||||
Industrials (continued) | ||||||||
Werner Enterprises, Inc. | 8,528 | $ | 389,815 | |||||
Total Industrials | 35,581,337 | |||||||
Information Technology — 13.1% | ||||||||
A10 Networks, Inc.* | 41,860 | 534,552 | ||||||
ACI Worldwide, Inc.* | 10,572 | 362,620 | ||||||
ADTRAN, Inc. | 24,117 | 540,462 | ||||||
Amkor Technology, Inc. | 16,967 | 418,067 | ||||||
Belden, Inc. | 9,067 | 444,283 | ||||||
Benchmark Electronics, Inc. | 13,010 | 343,464 | ||||||
Blackbaud, Inc.* | 5,659 | 403,656 | ||||||
Brightcove, Inc.* | 19,994 | 229,331 | ||||||
Cambium Networks Corp.* | 8,611 | 379,315 | ||||||
Cass Information Systems, Inc. | 8,694 | 383,318 | ||||||
ChannelAdvisor Corp.* | 17,082 | 397,840 | ||||||
CommScope Holding Co., Inc.* | 26,190 | 554,180 | ||||||
CommVault Systems, Inc.* | 6,237 | 471,455 | ||||||
Cornerstone OnDemand, Inc.* | 9,230 | 442,486 | ||||||
CSG Systems International, Inc. | 8,962 | 406,516 | ||||||
CTS Corp. | 12,951 | 453,156 | ||||||
CyberOptics Corp.* | 15,490 | 725,707 | ||||||
Daktronics, Inc.* | 64,158 | 392,005 | ||||||
Digi International, Inc.* | 21,183 | 438,064 | ||||||
eGain Corp.* | 42,389 | 494,680 | ||||||
ePlus, Inc.* | 4,037 | 373,261 | ||||||
ExlService Holdings, Inc.* | 4,462 | 505,188 | ||||||
FARO Technologies, Inc.* | 4,647 | 338,720 | ||||||
FormFactor, Inc.* | 8,918 | 332,285 | ||||||
GTY Technology Holdings, Inc.* | 62,954 | 435,642 | ||||||
Hackett Group, Inc. (The) | 24,544 | 439,828 | ||||||
Insight Enterprises, Inc.* | 4,216 | 423,202 | ||||||
Intelligent Systems Corp.*(a) | 9,833 | 332,257 | ||||||
InterDigital, Inc. | 6,340 | 417,743 | ||||||
Iteris, Inc.* | 65,198 | 406,184 | ||||||
J2 Global, Inc.* | 3,356 | 474,102 | ||||||
Kimball Electronics, Inc.* | 15,592 | 317,921 | ||||||
Knowles Corp.* | 19,229 | 385,349 | ||||||
Mitek Systems, Inc.*(a) | 27,591 | 610,037 | ||||||
NeoPhotonics Corp.* | 33,664 | 326,541 | ||||||
NETGEAR, Inc.*(a) | 9,788 | 335,239 | ||||||
NetScout Systems, Inc.* | 14,286 | 410,865 | ||||||
Onto Innovation, Inc.* | 6,122 | 429,030 | ||||||
OSI Systems, Inc.* | 4,186 | 418,809 | ||||||
Perficient, Inc.* | 6,851 | 645,981 | ||||||
Photronics, Inc.* | 31,281 | 418,227 | ||||||
Plexus Corp.* | 4,380 | 395,602 | ||||||
Progress Software Corp. | 9,130 | 416,237 | ||||||
Rambus, Inc.* | 20,693 | 489,596 | ||||||
Ribbon Communications, Inc.* | 48,998 | 338,576 | ||||||
Rimini Street, Inc.* | 44,847 | 389,720 | ||||||
Sanmina Corp.* | 9,721 | 373,481 | ||||||
ScanSource, Inc.* | 13,431 | 370,561 | ||||||
SMART Global Holdings, Inc.*(a) | 8,742 | 409,475 | ||||||
Smith Micro Software, Inc.* | 73,075 | 413,605 | ||||||
SPS Commerce, Inc.* | 4,051 | 441,356 | ||||||
Sykes Enterprises, Inc.* | 9,126 | 489,701 | ||||||
Synaptics, Inc.*(a) | 2,970 | 451,202 | ||||||
Teradata Corp.* | 10,438 | 518,351 | ||||||
TTEC Holdings, Inc. | 4,004 | 418,418 | ||||||
TTM Technologies, Inc.* | 27,743 | 388,125 | ||||||
Unisys Corp.* | 15,825 | 353,689 | ||||||
Veeco Instruments, Inc.*(a) | 19,396 | 449,987 | ||||||
VirnetX Holding Corp.*(a) | 72,222 | 296,110 | ||||||
Vishay Intertechnology, Inc. | 16,706 | 369,704 | ||||||
Vishay Precision Group, Inc.* | 13,056 | 474,324 | ||||||
Xerox Holdings Corp. | 16,575 | 399,955 | ||||||
Xperi Holding Corp. | 18,479 | 383,809 | ||||||
Total Information Technology | 26,623,152 | |||||||
Materials — 4.3% | ||||||||
American Vanguard Corp. | 19,710 | 325,412 | ||||||
Avient Corp. | 8,511 | 412,954 | ||||||
Clearwater Paper Corp.* | 10,693 | 315,337 | ||||||
Commercial Metals Co. | 13,043 | 427,810 | ||||||
Eagle Materials, Inc. | 2,993 | 422,971 | ||||||
Element Solutions, Inc. | 21,994 | 514,440 | ||||||
Greif, Inc., Class A | 7,057 | 427,795 | ||||||
Hawkins, Inc. | 12,001 | 435,756 | ||||||
HB Fuller Co. | 6,395 | 413,245 | ||||||
Kaiser Aluminum Corp. | 3,641 | 443,037 | ||||||
Louisiana-Pacific Corp. | 7,253 | 402,106 | ||||||
Marrone Bio Innovations, Inc.* | 192,475 | 240,594 | ||||||
Materion Corp. | 6,073 | 433,369 | ||||||
Minerals Technologies, Inc. | 5,341 | 428,455 | ||||||
PQ Group Holdings, Inc.* | 24,088 | 374,809 | ||||||
Schnitzer Steel Industries, Inc., Class A | 9,626 | 504,595 | ||||||
Stepan Co. | 3,165 | 373,312 | ||||||
Tredegar Corp. | 26,801 | 350,289 | ||||||
UFP Technologies, Inc.* | 8,074 | 482,664 | ||||||
United States Lime & Minerals, Inc. | 3,009 | 418,251 | ||||||
Verso Corp., Class A | 27,572 | 524,419 | ||||||
Total Materials | 8,671,620 | |||||||
Real Estate — 2.3% | ||||||||
Alexander & Baldwin, Inc. | 23,959 | 479,659 | ||||||
American Finance Trust, Inc. | 40,965 | 346,974 | ||||||
CTO Realty Growth, Inc. | 7,734 | 434,573 | ||||||
Forestar Group, Inc.* | 17,280 | 353,722 | ||||||
Industrial Logistics Properties Trust | 17,392 | 471,323 | ||||||
Kennedy-Wilson Holdings, Inc. | 19,904 | 401,862 | ||||||
Marcus & Millichap, Inc.* | 11,937 | 474,973 | ||||||
Piedmont Office Realty Trust, Inc., Class A | 23,159 | 440,484 | ||||||
Plymouth Industrial REIT, Inc. | 23,874 | 551,012 | ||||||
PS Business Parks, Inc. | 2,603 | 400,003 | ||||||
RMR Group, Inc. (The), Class A | 9,857 | 386,789 | ||||||
Total Real Estate | 4,741,374 | |||||||
Utilities — 2.2% | ||||||||
ALLETE, Inc. | 5,987 | 421,006 | ||||||
Black Hills Corp. | 6,025 | 407,591 | ||||||
California Water Service Group | 7,140 | 447,535 | ||||||
Consolidated Water Co., Ltd.(a) | 29,909 | 379,246 | ||||||
Middlesex Water Co. | 5,091 | 517,958 | ||||||
Otter Tail Corp. | 8,713 | 442,533 | ||||||
SJW Group | 6,386 | 440,187 | ||||||
South Jersey Industries, Inc.(a) | 17,815 | 448,404 | ||||||
Southwest Gas Holdings, Inc. | 5,854 | 409,370 | ||||||
Unitil Corp. | 8,804 | 465,908 | ||||||
Total Utilities | 4,379,738 | |||||||
Total Common Stocks | ||||||||
(Cost $183,335,491) | 202,205,644 |
Schedule of Investments ─ IQ Chaikin U.S. Small Cap ETF (continued)
July 31, 2021 (unaudited)
Shares | Value | |||||||
Short-Term Investments — 1.5% | ||||||||
Money Market Funds — 1.5% | ||||||||
Dreyfus Government Cash Management Fund, Institutional Shares, 0.03%(b)(c) | 2,851,857 | $ | 2,851,857 | |||||
Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 0.01%(b) | 147,423 | 147,423 | ||||||
Total Short-Term Investments | ||||||||
(Cost $2,999,280) | 2,999,280 | |||||||
Total Investments — 101.4% | ||||||||
(Cost $186,334,771) | 205,204,924 | |||||||
Other Assets and Liabilities, Net — (1.4)% | (2,819,709 | ) | ||||||
Net Assets — 100.0% | $ | 202,385,215 |
__________________________
* | Non-income producing securities. |
(a) | All or a portion of the security was on loan. In addition, "Other Assets and Liabilities, Net" may include pending sales that are also on loan. The aggregate market value of securities on loan was $10,863,083; total market value of collateral held by the Fund was $11,433,888. Market value of the collateral held includes non-cash U.S. Treasury securities collateral having a value of $8,582,031. |
(b) | Reflects the 1-day yield at July 31, 2021. |
(c) | Represents security purchased with cash collateral received for securities on loan. |
Schedule of Investments ─ IQ Chaikin U.S. Small Cap ETF (continued)
July 31, 2021 (unaudited)
The following is a summary of the inputs used to value the Fund's investments as of July 31, 2021. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. | ||||||||||||||||
Description | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Asset Valuation Inputs | ||||||||||||||||
Investments in Securities:(d) | ||||||||||||||||
Common Stocks | $ | 202,205,644 | $ | – | $ | – | $ | 202,205,644 | ||||||||
Short-Term Investments: | ||||||||||||||||
Money Market Funds | 2,999,280 | – | – | 2,999,280 | ||||||||||||
Total Investments in Securities | $ | 205,204,924 | $ | – | $ | – | $ | 205,204,924 |
(d) | For a complete listing of investments and their industries, see the Schedule of Investments. |
For the period ended July 31, 2021, the Fund did not have any transfers between any levels within the fair value hierarchy.