Schedule of Investments ─ IQ U.S. Small Cap ETF (formerly, IQ Chaikin U.S. Small Cap ETF)
July 31, 2023 (unaudited)
Shares | Value | |||||||
Common Stocks — 99.9% | ||||||||
Communication Services — 1.9% | ||||||||
AMC Networks, Inc., Class A* | 23,298 | $ | 294,021 | |||||
EchoStar Corp., Class A* | 22,359 | 434,435 | ||||||
IDT Corp., Class B* | 12,015 | 284,996 | ||||||
Liberty Latin America Ltd., Class C* | 49,511 | 411,932 | ||||||
Madison Square Garden Entertainment Corp.*(a) | 6,936 | 241,650 | ||||||
QuinStreet, Inc.* | 25,769 | 228,829 | ||||||
Scholastic Corp. | 11,960 | 516,553 | ||||||
Sinclair, Inc. | 23,831 | 331,489 | ||||||
Sphere Entertainment Co.*(a) | 6,936 | 294,433 | ||||||
Stagwell, Inc.* | 55,116 | 369,828 | ||||||
Thryv Holdings, Inc.* | 17,734 | 420,296 | ||||||
United States Cellular Corp.* | 19,727 | 349,365 | ||||||
Total Communication Services | 4,177,827 | |||||||
Consumer Discretionary — 9.2% | ||||||||
Academy Sports & Outdoors, Inc. | 6,268 | 374,764 | ||||||
Accel Entertainment, Inc.* | 44,892 | 511,769 | ||||||
Adtalem Global Education, Inc.* | 10,590 | 457,912 | ||||||
Arko Corp. | 48,169 | 401,729 | ||||||
Asbury Automotive Group, Inc.* | 1,936 | 436,762 | ||||||
Bowlero Corp.* | 24,127 | 292,660 | ||||||
Buckle, Inc. (The) | 11,468 | 419,270 | ||||||
Carriage Services, Inc. | 13,400 | 433,758 | ||||||
Cavco Industries, Inc.* | 1,287 | 380,502 | ||||||
Cheesecake Factory, Inc. (The)(a) | 11,668 | 429,149 | ||||||
Chegg, Inc.* | 25,130 | 254,567 | ||||||
Clarus Corp. | 43,276 | 385,156 | ||||||
Denny’s Corp.* | 36,646 | 430,957 | ||||||
Dillard’s, Inc., Class A | 1,329 | 455,900 | ||||||
Dorman Products, Inc.* | 4,742 | 401,600 | ||||||
Duolingo, Inc.* | 2,868 | 445,085 | ||||||
Ethan Allen Interiors, Inc. | 14,893 | 468,683 | ||||||
GoPro, Inc., Class A* | 81,303 | 332,529 | ||||||
Graham Holdings Co., Class B | 675 | 396,056 | ||||||
Grand Canyon Education, Inc.* | 3,590 | 389,694 | ||||||
Group 1 Automotive, Inc. | 1,806 | 466,905 | ||||||
Hyatt Hotels Corp., Class A(a) | 3,659 | 462,315 | ||||||
Johnson Outdoors, Inc., Class A | 6,491 | 383,748 | ||||||
KB Home | 10,186 | 549,738 | ||||||
Kontoor Brands, Inc.(a) | 8,451 | 357,984 | ||||||
La-Z-Boy, Inc. | 14,062 | 441,125 | ||||||
LCI Industries | 3,723 | 507,333 | ||||||
Levi Strauss & Co., Class A(a) | 22,433 | 338,065 | ||||||
Malibu Boats, Inc., Class A* | 7,245 | 434,338 | ||||||
MarineMax, Inc.* | 14,225 | 573,694 | ||||||
MDC Holdings, Inc. | 10,521 | 539,517 | ||||||
Meritage Homes Corp. | 3,496 | 520,729 | ||||||
Monarch Casino & Resort, Inc. | 5,516 | 382,369 | ||||||
Movado Group, Inc. | 14,734 | 422,866 | ||||||
OneSpaWorld Holdings Ltd.* | 34,109 | 438,130 | ||||||
Papa John’s International, Inc. | 5,458 | 451,377 | ||||||
Perdoceo Education Corp.* | 30,452 | 406,534 | ||||||
Playa Hotels & Resorts NV* | 42,601 | 347,624 | ||||||
Ralph Lauren Corp. | 3,499 | 459,524 | ||||||
RCI Hospitality Holdings, Inc. | 5,232 | 364,932 | ||||||
Standard Motor Products, Inc. | 11,080 | 422,924 | ||||||
Steven Madden Ltd. | 11,360 | 379,197 | ||||||
Strategic Education, Inc. | 4,552 | 341,855 | ||||||
Stride, Inc.* | 10,427 | 398,416 | ||||||
Travel + Leisure Co. | 10,440 | 425,221 | ||||||
Tri Pointe Homes, Inc.* | 16,151 | 514,894 | ||||||
Vacasa, Inc., Class A* | 425,025 | 315,156 |
Shares | Value | |||||||
Common Stocks (continued) | ||||||||
Consumer Discretionary (continued) | ||||||||
Vista Outdoor, Inc.* | 14,759 | $ | 447,198 | |||||
Total Consumer Discretionary | 20,192,210 | |||||||
Consumer Staples — 3.9% | ||||||||
Andersons, Inc. (The) | 9,903 | 483,464 | ||||||
Calavo Growers, Inc. | 14,215 | 536,332 | ||||||
Cal-Maine Foods, Inc. | 6,717 | 310,258 | ||||||
Central Garden & Pet Co., Class A* | 10,480 | 400,546 | ||||||
Coca-Cola Consolidated, Inc. | 764 | 483,925 | ||||||
Duckhorn Portfolio, Inc. (The)* | 25,720 | 323,558 | ||||||
Fresh Del Monte Produce, Inc. | 13,582 | 361,010 | ||||||
Herbalife Ltd.* | 25,400 | 412,496 | ||||||
Hostess Brands, Inc.* | 16,437 | 395,145 | ||||||
Ingles Markets, Inc., Class A | 4,610 | 390,928 | ||||||
Inter Parfums, Inc. | 2,875 | 429,985 | ||||||
John B Sanfilippo & Son, Inc. | 4,271 | 465,155 | ||||||
Medifast, Inc. | 3,945 | 401,956 | ||||||
MGP Ingredients, Inc. | 4,229 | 482,148 | ||||||
PriceSmart, Inc. | 5,722 | 444,771 | ||||||
SpartanNash Co. | 16,490 | 370,036 | ||||||
TreeHouse Foods, Inc.* | 8,112 | 418,660 | ||||||
United Natural Foods, Inc.* | 15,521 | 322,837 | ||||||
Universal Corp. | 7,732 | 391,007 | ||||||
USANA Health Sciences, Inc.* | 6,502 | 422,045 | ||||||
Vector Group Ltd. | 34,052 | 446,762 | ||||||
Total Consumer Staples | 8,693,024 | |||||||
Energy — 3.0% | ||||||||
Arch Resources, Inc. | 3,111 | 399,577 | ||||||
Archrock, Inc. | 41,858 | 488,064 | ||||||
Bristow Group, Inc.* | 18,257 | 561,768 | ||||||
California Resources Corp. | 10,623 | 566,737 | ||||||
CNX Resources Corp.*(a) | 25,528 | 520,771 | ||||||
Crescent Energy Co., Class A | 36,160 | 429,219 | ||||||
Denbury, Inc.* | 4,667 | 410,276 | ||||||
Dril-Quip, Inc.* | 14,267 | 369,373 | ||||||
Expro Group Holdings NV* | 22,275 | 494,282 | ||||||
Gulfport Energy Corp.* | 5,112 | 523,724 | ||||||
International Seaways, Inc. | 9,812 | 420,837 | ||||||
REX American Resources Corp.* | 14,303 | 529,497 | ||||||
Valaris Ltd.* | 6,287 | 482,842 | ||||||
World Fuel Services Corp. | 16,006 | 360,775 | ||||||
Total Energy | 6,557,742 | |||||||
Financials — 21.2% | ||||||||
Amalgamated Financial Corp. | 23,118 | 461,435 | ||||||
A-Mark Precious Metals, Inc. | 11,802 | 481,404 | ||||||
American Equity Investment Life Holding Co. | 11,217 | 602,016 | ||||||
Ameris Bancorp | 11,187 | 488,313 | ||||||
AssetMark Financial Holdings, Inc.* | 13,017 | 389,208 | ||||||
Associated Banc-Corp. | 22,746 | 431,037 | ||||||
Atlantic Union Bankshares Corp. | 11,668 | 373,143 | ||||||
Axis Capital Holdings Ltd. | 7,501 | 413,455 | ||||||
Axos Financial, Inc.* | 11,077 | 520,619 | ||||||
Bancorp, Inc. (The)* | 14,684 | 556,524 | ||||||
Bank of Marin Bancorp | 18,682 | 391,948 | ||||||
Bridge Investment Group Holdings, Inc., Class A | 36,095 | 451,548 | ||||||
Bridgewater Bancshares, Inc.* | 37,728 | 404,067 | ||||||
Brighthouse Financial, Inc.* | 9,271 | 483,297 | ||||||
Business First Bancshares, Inc. | 23,873 | 488,203 | ||||||
Byline Bancorp, Inc. | 18,942 | 415,777 | ||||||
Capital City Bank Group, Inc. | 13,953 | 452,496 |
Schedule of Investments ─ IQ U.S. Small Cap ETF (formerly, IQ Chaikin U.S. Small Cap ETF) (continued)
July 31, 2023 (unaudited)
Shares | Value | |||||||
Common Stocks (continued) | ||||||||
Financials (continued) | ||||||||
Capstar Financial Holdings, Inc. | 26,994 | $ | 401,671 | |||||
Cass Information Systems, Inc. | 9,454 | 358,779 | ||||||
Central Pacific Financial Corp. | 22,846 | 416,711 | ||||||
CNO Financial Group, Inc. | 18,429 | 473,994 | ||||||
Coastal Financial Corp./Wa* | 11,357 | 512,996 | ||||||
Columbia Banking System, Inc. | 19,093 | 426,729 | ||||||
Community Trust Bancorp, Inc. | 10,776 | 413,583 | ||||||
ConnectOne Bancorp, Inc. | 23,131 | 473,492 | ||||||
CrossFirst Bankshares, Inc.* | 39,024 | 455,410 | ||||||
Diamond Hill Investment Group, Inc. | 2,478 | 449,782 | ||||||
Employers Holdings, Inc. | 9,810 | 378,960 | ||||||
Enova International, Inc.* | 9,204 | 507,048 | ||||||
Enstar Group Ltd.* | 1,763 | 451,116 | ||||||
Enterprise Financial Services Corp. | 9,180 | 376,380 | ||||||
Equity Bancshares, Inc., Class A | 16,782 | 455,799 | ||||||
Evercore, Inc., Class A | 3,544 | 478,653 | ||||||
EVERTEC, Inc. | 12,117 | 476,562 | ||||||
Farmers National Banc Corp. | 32,354 | 444,867 | ||||||
Federated Hermes, Inc. | 10,197 | 344,964 | ||||||
First Bancshares, Inc. (The) | 15,834 | 495,763 | ||||||
First Busey Corp. | 20,106 | 435,496 | ||||||
First Commonwealth Financial Corp. | 32,900 | 475,076 | ||||||
First Financial Corp. | 10,912 | 416,947 | ||||||
First Foundation, Inc. | 54,999 | 402,043 | ||||||
FirstCash Holdings, Inc. | 4,286 | 408,370 | ||||||
Flushing Financial Corp. | 27,465 | 433,398 | ||||||
FNB Corp. | 35,255 | 450,911 | ||||||
Genworth Financial, Inc., Class A* | 81,466 | 477,391 | ||||||
Green Dot Corp., Class A* | 23,805 | 465,388 | ||||||
Hancock Whitney Corp. | 11,234 | 494,408 | ||||||
Hanmi Financial Corp. | 22,024 | 418,456 | ||||||
HarborOne Bancorp, Inc. | 33,576 | 352,212 | ||||||
Heartland Financial USA, Inc. | 10,667 | 366,305 | ||||||
Heritage Commerce Corp. | 49,094 | 471,302 | ||||||
Hilltop Holdings, Inc. | 13,783 | 426,308 | ||||||
Horace Mann Educators Corp. | 12,226 | 368,369 | ||||||
Horizon Bancorp, Inc./In | 36,975 | 458,120 | ||||||
International Bancshares Corp. | 9,551 | 474,112 | ||||||
James River Group Holdings Ltd. | 19,804 | 366,176 | ||||||
Kearny Financial Corp. | 50,363 | 432,618 | ||||||
Kemper Corp. | 7,482 | 381,358 | ||||||
Lazard Ltd., Class A | 12,351 | 433,520 | ||||||
Live Oak Bancshares, Inc. | 16,782 | 635,534 | ||||||
MBIA, Inc.* | 44,165 | 386,002 | ||||||
Mercantile Bank Corp. | 13,373 | 469,660 | ||||||
Merchants Bancorp | 15,705 | 496,435 | ||||||
Mercury General Corp. | 12,885 | 414,639 | ||||||
Metropolitan Bank Holding Corp.*(a) | 12,067 | 546,514 | ||||||
MGIC Investment Corp. | 30,474 | 510,135 | ||||||
Mid Penn Bancorp, Inc. | 15,969 | 375,271 | ||||||
Midland States Bancorp, Inc. | 19,093 | 447,349 | ||||||
MidWestOne Financial Group, Inc. | 16,747 | 410,804 | ||||||
Mr Cooper Group, Inc.* | 9,981 | 578,599 | ||||||
National Western Life Group, Inc., Class A | 1,675 | 706,297 | ||||||
Nicolet Bankshares, Inc. | 6,487 | 542,638 | ||||||
NMI Holdings, Inc., Class A* | 18,315 | 489,194 | ||||||
OceanFirst Financial Corp. | 22,130 | 412,282 | ||||||
OFG Bancorp | 16,397 | 549,136 | ||||||
Old Second Bancorp, Inc. | 29,087 | 465,101 | ||||||
Oscar Health, Inc., Class A* | 62,531 | 470,233 | ||||||
PacWest Bancorp | 42,031 | 390,888 | ||||||
Pathward Financial, Inc. | 9,857 | 512,170 | ||||||
Peapack-Gladstone Financial Corp. | 13,806 | 403,549 | ||||||
PennyMac Financial Services, Inc. | 6,864 | 516,379 | ||||||
Peoples Bancorp, Inc. | 15,881 | 447,368 | ||||||
Piper Sandler Cos. | 2,951 | 431,908 | ||||||
PJT Partners, Inc., Class A | 5,665 | 449,291 |
Shares | Value | |||||||
Common Stocks (continued) | ||||||||
Financials (continued) | ||||||||
Premier Financial Corp. | 19,727 | $ | 427,287 | |||||
QCR Holdings, Inc. | 9,314 | 477,156 | ||||||
Radian Group, Inc. | 18,505 | 498,340 | ||||||
Renasant Corp. | 13,373 | 413,761 | ||||||
Repay Holdings Corp.* | 62,246 | 519,754 | ||||||
S&T Bancorp, Inc. | 13,017 | 411,077 | ||||||
Safety Insurance Group, Inc. | 5,489 | 395,208 | ||||||
SiriusPoint Ltd.* | 50,303 | 469,830 | ||||||
Southern Missouri Bancorp, Inc. | 10,940 | 525,886 | ||||||
Stewart Information Services Corp. | 10,136 | 477,710 | ||||||
StoneX Group, Inc.* | 3,951 | 363,531 | ||||||
Towne Bank | 15,345 | 387,922 | ||||||
UMB Financial Corp. | 7,084 | 502,964 | ||||||
United Community Banks, Inc. | 14,560 | 423,259 | ||||||
United Fire Group, Inc. | 15,403 | 370,288 | ||||||
Univest Financial Corp. | 17,226 | 335,907 | ||||||
Victory Capital Holdings, Inc., Class A | 13,972 | 463,311 | ||||||
Virtu Financial, Inc., Class A | 21,638 | 401,601 | ||||||
Virtus Investment Partners, Inc. | 2,149 | 442,114 | ||||||
Washington Federal, Inc. | 13,577 | 421,430 | ||||||
Total Financials | 46,791,745 | |||||||
Health Care — 13.6% | ||||||||
ACADIA Pharmaceuticals, Inc.* | 21,731 | 635,414 | ||||||
Addus HomeCare Corp.* | 3,835 | 351,171 | ||||||
Alkermes PLC* | 14,521 | 425,175 | ||||||
Alphatec Holdings, Inc.* | 26,215 | 463,219 | ||||||
Amphastar Pharmaceuticals, Inc.* | 10,906 | 661,885 | ||||||
AngioDynamics, Inc.* | 39,550 | 343,690 | ||||||
Arcus Biosciences, Inc.* | 22,421 | 446,178 | ||||||
Artivion, Inc.* | 31,219 | 543,835 | ||||||
Atea Pharmaceuticals, Inc.* | 122,077 | 418,724 | ||||||
Avanos Medical, Inc.* | 13,765 | 336,830 | ||||||
Bridgebio Pharma, Inc.* | 24,665 | 863,522 | ||||||
CareDx, Inc.* | 44,743 | 488,146 | ||||||
Century Therapeutics, Inc.* | 117,855 | 359,458 | ||||||
Coherus Biosciences, Inc.*(a) | 59,790 | 288,188 | ||||||
Collegium Pharmaceutical, Inc.* | 17,047 | 387,990 | ||||||
Computer Programs and Systems, Inc.* | 13,560 | 355,543 | ||||||
Cross Country Healthcare, Inc.* | 18,323 | 472,733 | ||||||
Cullinan Oncology, Inc.* | 39,977 | 423,356 | ||||||
Deciphera Pharmaceuticals, Inc.* | 26,469 | 357,861 | ||||||
Dyne Therapeutics, Inc.* | 35,500 | 432,390 | ||||||
Emergent BioSolutions, Inc.* | 39,475 | 271,588 | ||||||
EQRx, Inc.* | 210,804 | 360,475 | ||||||
Evolent Health, Inc., Class A* | 12,603 | 383,005 | ||||||
GoodRx Holdings, Inc., Class A* | 65,433 | 604,601 | ||||||
Haemonetics Corp.* | 4,942 | 455,850 | ||||||
Harmony Biosciences Holdings, Inc.* | 12,525 | 443,009 | ||||||
HealthStream, Inc. | 15,090 | 339,223 | ||||||
ICU Medical, Inc.* | 2,471 | 440,283 | ||||||
ImmunityBio, Inc.*(a) | 224,703 | 494,347 | ||||||
Immunovant, Inc.* | 26,368 | 601,981 | ||||||
Innoviva, Inc.* | 36,352 | 492,570 | ||||||
Inogen, Inc.* | 32,770 | 267,731 | ||||||
Integer Holdings Corp.* | 5,273 | 487,647 | ||||||
Iovance Biotherapeutics, Inc.* | 66,932 | 485,926 | ||||||
iRadimed Corp. | 10,394 | 456,608 | ||||||
Krystal Biotech, Inc.* | 5,108 | 659,443 | ||||||
Ligand Pharmaceuticals, Inc.* | 5,558 | 371,997 | ||||||
Lyell Immunopharma, Inc.* | 173,287 | 500,799 | ||||||
Maravai LifeSciences Holdings, Inc., Class A* | 29,191 | 330,150 | ||||||
Merit Medical Systems, Inc.* | 5,526 | 412,626 | ||||||
ModivCare, Inc.* | 4,872 | 213,101 | ||||||
Multiplan Corp.* | 385,810 | 829,492 |
Schedule of Investments ─ IQ U.S. Small Cap ETF (formerly, IQ Chaikin U.S. Small Cap ETF) (continued)
July 31, 2023 (unaudited)
Shares | Value | |||||||
Common Stocks (continued) | ||||||||
Health Care (continued) | ||||||||
National HealthCare Corp. | 7,043 | $ | 415,678 | |||||
Nkarta, Inc.* | 115,200 | 263,808 | ||||||
Nuvation Bio, Inc.* | 246,362 | 455,770 | ||||||
Orthofix Medical, Inc.* | 24,415 | 480,731 | ||||||
OrthoPediatrics Corp.* | 9,233 | 385,478 | ||||||
Pacira BioSciences, Inc.* | 10,021 | 364,263 | ||||||
Patterson Cos., Inc. | 15,292 | 502,954 | ||||||
PMV Pharmaceuticals, Inc.* | 85,735 | 560,707 | ||||||
Prestige Consumer Healthcare, Inc.* | 6,530 | 425,821 | ||||||
PTC Therapeutics, Inc.* | 8,442 | 340,550 | ||||||
Pulmonx Corp.* | 36,580 | 512,120 | ||||||
REGENXBIO, Inc.* | 21,627 | 410,913 | ||||||
Sana Biotechnology, Inc.*(a) | 125,063 | 732,869 | ||||||
Scilex Holding Co.* | 34,109 | 186,578 | ||||||
Sharecare, Inc.* | 287,999 | 400,319 | ||||||
SI-BONE, Inc.* | 20,790 | 535,550 | ||||||
SIGA Technologies, Inc. | 76,985 | 441,894 | ||||||
Supernus Pharmaceuticals, Inc.* | 11,287 | 346,398 | ||||||
Travere Therapeutics, Inc.* | 18,183 | 312,566 | ||||||
UFP Technologies, Inc.* | 3,150 | 613,195 | ||||||
Vanda Pharmaceuticals, Inc.* | 60,229 | 348,124 | ||||||
Varex Imaging Corp.* | 22,483 | 523,629 | ||||||
Veradigm, Inc.* | 31,337 | 423,676 | ||||||
Vir Biotechnology, Inc.* | 17,575 | 247,456 | ||||||
Xencor, Inc.* | 14,663 | 356,164 | ||||||
Y-mAbs Therapeutics, Inc.* | 81,628 | 497,115 | ||||||
Total Health Care | 30,042,086 | |||||||
Industrials — 21.0% | ||||||||
AAR Corp.* | 7,497 | 448,321 | ||||||
ABM Industries, Inc. | 9,101 | 421,194 | ||||||
ACCO Brands Corp. | 76,873 | 468,157 | ||||||
Air Lease Corp. | 10,388 | 439,828 | ||||||
Alamo Group, Inc. | 2,212 | 428,597 | ||||||
Allison Transmission Holdings, Inc. | 9,040 | 530,558 | ||||||
Ameresco, Inc., Class A* | 8,309 | 483,667 | ||||||
API Group Corp.* | 18,191 | 523,173 | ||||||
Applied Industrial Technologies, Inc. | 2,878 | 417,281 | ||||||
Arcosa, Inc. | 6,480 | 500,126 | ||||||
Argan, Inc. | 10,106 | 384,432 | ||||||
Astec Industries, Inc. | 9,920 | 490,048 | ||||||
AZZ, Inc. | 9,923 | 439,887 | ||||||
Barrett Business Services, Inc. | 4,614 | 418,628 | ||||||
Beacon Roofing Supply, Inc.* | 6,949 | 595,321 | ||||||
Boise Cascade Co. | 6,728 | 696,281 | ||||||
Brady Corp., Class A | 7,614 | 392,730 | ||||||
BrightView Holdings, Inc.* | 72,769 | 561,049 | ||||||
Brink’s Co. (The) | 6,129 | 447,172 | ||||||
CBIZ, Inc.* | 8,264 | 437,083 | ||||||
Columbus McKinnon Corp. | 11,005 | 465,952 | ||||||
Comfort Systems USA, Inc. | 2,804 | 487,812 | ||||||
Conduent, Inc.* | 119,230 | 412,536 | ||||||
CoreCivic, Inc.* | 44,451 | 431,175 | ||||||
CSW Industrials, Inc. | 2,944 | 531,539 | ||||||
Custom Truck One Source, Inc.* | 60,229 | 416,785 | ||||||
Douglas Dynamics, Inc. | 12,824 | 398,185 | ||||||
Ducommun, Inc.* | 7,475 | 374,796 | ||||||
Eagle Bulk Shipping, Inc.(a) | 8,988 | 415,156 | ||||||
Encore Wire Corp. | 2,196 | 374,835 | ||||||
Energy Vault Holdings, Inc.* | 191,102 | 640,192 | ||||||
EnerSys | 4,708 | 509,971 | ||||||
Ennis, Inc. | 19,415 | 418,199 | ||||||
ESCO Technologies, Inc. | 4,281 | 430,455 | ||||||
First Advantage Corp.* | 29,294 | 439,410 | ||||||
Flowserve Corp. | 12,028 | 454,177 | ||||||
Forrester Research, Inc.* | 12,642 | 402,901 |
Shares | Value | |||||||
Common Stocks (continued) | ||||||||
Industrials (continued) | ||||||||
Forward Air Corp. | 3,795 | $ | 450,998 | |||||
Franklin Electric Co., Inc. | 4,346 | 429,472 | ||||||
Genco Shipping & Trading Ltd. | 26,116 | 378,682 | ||||||
GEO Group, Inc. (The)* | 51,833 | 387,193 | ||||||
Gibraltar Industries, Inc.* | 8,432 | 545,297 | ||||||
Global Industrial Co. | 15,237 | 434,255 | ||||||
Gorman-Rupp Co. (The) | 16,357 | 518,517 | ||||||
Granite Construction, Inc.(a) | 9,967 | 407,949 | ||||||
Great Lakes Dredge & Dock Corp.* | 75,315 | 632,646 | ||||||
Healthcare Services Group, Inc. | 29,486 | 371,818 | ||||||
Heartland Express, Inc. | 25,688 | 419,999 | ||||||
Heidrick & Struggles International, Inc. | 13,471 | 367,354 | ||||||
Helios Technologies, Inc. | 6,254 | 395,253 | ||||||
Heritage-Crystal Clean, Inc.* | 11,484 | 529,068 | ||||||
HireRight Holdings Corp.* | 38,544 | 412,806 | ||||||
HNI Corp. | 14,690 | 427,332 | ||||||
Hub Group, Inc., Class A* | 4,872 | 439,113 | ||||||
Hyster-Yale Materials Handling, Inc. | 8,197 | 391,489 | ||||||
IES Holdings, Inc.* | 9,490 | 543,967 | ||||||
Insperity, Inc. | 3,365 | 395,892 | ||||||
Insteel Industries, Inc. | 14,700 | 474,075 | ||||||
Kadant, Inc. | 1,952 | 435,003 | ||||||
Kaman Corp. | 17,891 | 409,525 | ||||||
Kforce, Inc. | 6,467 | 410,266 | ||||||
Korn Ferry | 7,912 | 416,804 | ||||||
Kratos Defense & Security Solutions, Inc.* | 30,338 | 457,800 | ||||||
Lindsay Corp. | 2,696 | 357,301 | ||||||
ManpowerGroup, Inc. | 4,956 | 390,929 | ||||||
Marten Transport Ltd. | 19,520 | 442,323 | ||||||
Matson, Inc. | 6,856 | 640,762 | ||||||
McGrath RentCorp | 4,383 | 422,434 | ||||||
MillerKnoll, Inc. | 19,997 | 391,341 | ||||||
Moog, Inc., Class A | 4,060 | 428,086 | ||||||
MSC Industrial Direct Co., Inc., Class A | 4,868 | 491,279 | ||||||
Mueller Industries, Inc. | 5,565 | 451,099 | ||||||
Mueller Water Products, Inc., Class A | 29,337 | 472,032 | ||||||
MYR Group, Inc.* | 3,238 | 461,609 | ||||||
National Presto Industries, Inc. | 5,673 | 444,253 | ||||||
NOW, Inc.* | 36,679 | 417,774 | ||||||
NV5 Global, Inc.* | 3,934 | 430,970 | ||||||
PGT Innovations, Inc.* | 16,287 | 465,971 | ||||||
Planet Labs PBC* | 104,061 | 387,107 | ||||||
Primoris Services Corp. | 16,585 | 526,740 | ||||||
Proto Labs, Inc.* | 12,336 | 408,938 | ||||||
Quanex Building Products Corp. | 18,994 | 534,491 | ||||||
Resources Connection, Inc. | 23,972 | 383,073 | ||||||
Rush Enterprises, Inc., Class A | 7,490 | 484,453 | ||||||
Ryder System, Inc. | 4,586 | 468,460 | ||||||
Schneider National, Inc., Class B | 15,304 | 471,516 | ||||||
SP Plus Corp.* | 11,927 | 458,593 | ||||||
Standex International Corp. | 3,340 | 496,224 | ||||||
Sterling Check Corp.* | 36,679 | 440,515 | ||||||
Sterling Infrastructure, Inc.* | 10,796 | 647,652 | ||||||
Tennant Co. | 5,968 | 478,872 | ||||||
Terex Corp. | 8,453 | 495,599 | ||||||
Thermon Group Holdings, Inc.* | 16,410 | 453,080 | ||||||
Triton International Ltd. | 6,469 | 545,401 | ||||||
TrueBlue, Inc.* | 22,976 | 343,491 | ||||||
TTEC Holdings, Inc. | 10,999 | 378,806 | ||||||
Universal Logistics Holdings, Inc. | 14,045 | 436,659 | ||||||
V2X, Inc.* | 10,296 | 529,832 | ||||||
VSE Corp. | 9,109 | 489,609 | ||||||
Wabash National Corp. | 16,630 | 393,798 | ||||||
Watts Water Technologies, Inc., Class A | 2,431 | 453,454 |
Schedule of Investments ─ IQ U.S. Small Cap ETF (formerly, IQ Chaikin U.S. Small Cap ETF) (continued)
July 31, 2023 (unaudited)
Shares | Value | |||||||
Common Stocks (continued) | ||||||||
Industrials (continued) | ||||||||
Werner Enterprises, Inc. | 8,990 | $ | 422,710 | |||||
Total Industrials | 46,447,418 | |||||||
Information Technology — 14.0% | ||||||||
A10 Networks, Inc. | 26,402 | 409,759 | ||||||
ACI Worldwide, Inc.* | 15,158 | 351,514 | ||||||
Adeia, Inc. | 46,158 | 554,819 | ||||||
ADTRAN Holdings, Inc.(a) | 25,786 | 250,898 | ||||||
Advanced Energy Industries, Inc. | 4,173 | 522,376 | ||||||
Alkami Technology, Inc.* | 32,304 | 545,292 | ||||||
Alteryx, Inc., Class A* | 6,950 | 288,147 | ||||||
American Software, Inc., Class A | 32,431 | 373,929 | ||||||
Belden, Inc. | 4,714 | 455,561 | ||||||
Benchmark Electronics, Inc. | 17,263 | 457,642 | ||||||
Blackbaud, Inc.* | 5,901 | 445,231 | ||||||
Box, Inc., Class A* | 15,266 | 477,063 | ||||||
Cohu, Inc.* | 10,653 | 465,003 | ||||||
Couchbase, Inc.* | 29,087 | 485,462 | ||||||
CTS Corp. | 8,269 | 369,046 | ||||||
Diodes, Inc.* | 4,409 | 416,606 | ||||||
Edgio, Inc.* | 516,949 | 406,063 | ||||||
Enfusion, Inc., Class A* | 38,949 | 422,597 | ||||||
ePlus, Inc.* | 8,340 | 469,959 | ||||||
Everbridge, Inc.* | 11,795 | 363,758 | ||||||
FARO Technologies, Inc.* | 16,641 | 276,074 | ||||||
FormFactor, Inc.* | 12,840 | 477,134 | ||||||
Grid Dynamics Holdings, Inc.* | 35,685 | 371,838 | ||||||
Hackett Group, Inc. (The) | 22,130 | 514,523 | ||||||
Insight Enterprises, Inc.* | 2,861 | 419,680 | ||||||
InterDigital, Inc. | 5,609 | 519,898 | ||||||
Jamf Holding Corp.* | 21,058 | 457,380 | ||||||
Kimball Electronics, Inc.* | 16,969 | 495,155 | ||||||
Knowles Corp.* | 24,057 | 439,521 | ||||||
LiveRamp Holdings, Inc.* | 18,649 | 532,243 | ||||||
MeridianLink, Inc.* | 23,639 | 528,095 | ||||||
Mitek Systems, Inc.*(a) | 42,643 | 435,385 | ||||||
N-able, Inc.* | 30,982 | 435,917 | ||||||
NETGEAR, Inc.* | 22,093 | 301,349 | ||||||
NetScout Systems, Inc.* | 14,290 | 399,406 | ||||||
New Relic, Inc.* | 5,432 | 456,179 | ||||||
Onto Innovation, Inc.* | 4,654 | 578,585 | ||||||
OSI Systems, Inc.* | 3,989 | 475,609 | ||||||
PDF Solutions, Inc.* | 9,651 | 443,850 | ||||||
Pegasystems, Inc. | 8,435 | 444,946 | ||||||
Perficient, Inc.* | 5,665 | 361,370 | ||||||
Photronics, Inc.* | 24,665 | 652,389 | ||||||
Plexus Corp.* | 4,192 | 412,870 | ||||||
PowerSchool Holdings, Inc., Class A* | 20,634 | 498,724 | ||||||
Progress Software Corp.(a) | 7,123 | 427,807 | ||||||
PROS Holdings, Inc.* | 14,925 | 567,150 | ||||||
Rambus, Inc.* | 7,978 | 499,503 | ||||||
Rapid7, Inc.* | 8,915 | 409,288 | ||||||
Ribbon Communications, Inc.* | 119,579 | 380,261 | ||||||
Rimini Street, Inc.* | 99,263 | 269,995 | ||||||
RingCentral, Inc., Class A* | 13,334 | 551,494 | ||||||
Sanmina Corp.* | 6,705 | 412,089 | ||||||
ScanSource, Inc.* | 13,435 | 404,259 | ||||||
SMART Global Holdings, Inc.* | 23,722 | 631,005 | ||||||
Smartsheet, Inc., Class A* | 8,556 | 379,886 | ||||||
SolarWinds Corp.* | 47,553 | 501,209 | ||||||
Sprinklr, Inc., Class A* | 31,554 | 443,018 | ||||||
SPS Commerce, Inc.* | 2,686 | 484,528 | ||||||
Squarespace, Inc., Class A* | 12,872 | 426,578 | ||||||
Telos Corp.* | 161,643 | 405,724 | ||||||
Teradata Corp.* | 10,158 | 577,482 | ||||||
TTM Technologies, Inc.* | 30,315 | 435,323 |
Shares | Value | |||||||
Common Stocks (continued) | ||||||||
Information Technology (continued) | ||||||||
Unisys Corp.* | 105,402 | $ | 573,387 | |||||
Veeco Instruments, Inc.* | 19,355 | 545,037 | ||||||
Verint Systems, Inc.* | 10,996 | 410,921 | ||||||
Viavi Solutions, Inc.* | 37,761 | 410,462 | ||||||
Vishay Intertechnology, Inc. | 18,080 | 508,952 | ||||||
Workiva, Inc.* | 3,987 | 419,791 | ||||||
Yext, Inc.* | 42,556 | 413,644 | ||||||
Total Information Technology | 30,947,638 | |||||||
Materials — 4.6% | ||||||||
American Vanguard Corp. | 18,690 | 337,541 | ||||||
Avient Corp. | 9,945 | 403,071 | ||||||
Cabot Corp. | 5,339 | 379,069 | ||||||
Chase Corp. | 3,905 | 491,600 | ||||||
Clearwater Paper Corp.* | 12,249 | 394,785 | ||||||
Ecovyst, Inc.* | 37,009 | 454,841 | ||||||
Greif, Inc., Class A | 6,454 | 477,402 | ||||||
Hawkins, Inc. | 9,342 | 436,738 | ||||||
Haynes International, Inc. | 8,174 | 410,008 | ||||||
HB Fuller Co. | 5,975 | 442,329 | ||||||
Ingevity Corp.* | 5,718 | 366,066 | ||||||
Innospec, Inc. | 3,975 | 425,882 | ||||||
Koppers Holdings, Inc. | 11,703 | 447,757 | ||||||
Materion Corp. | 3,523 | 419,730 | ||||||
NewMarket Corp. | 1,121 | 506,356 | ||||||
O-I Glass, Inc.* | 18,008 | 413,464 | ||||||
Orion SA | 15,675 | 343,596 | ||||||
Pactiv Evergreen, Inc. | 51,121 | 440,152 | ||||||
Sensient Technologies Corp. | 5,345 | 342,294 | ||||||
Stepan Co. | 3,970 | 380,405 | ||||||
Summit Materials, Inc., Class A* | 14,354 | 519,328 | ||||||
SunCoke Energy, Inc. | 45,541 | 404,404 | ||||||
Warrior Met Coal, Inc. | 11,141 | 492,989 | ||||||
Worthington Industries, Inc. | 6,325 | 471,972 | ||||||
Total Materials | 10,201,779 | |||||||
Real Estate — 5.4% | ||||||||
Alexander & Baldwin, Inc. | 21,627 | 415,238 | ||||||
American Assets Trust, Inc. | 22,000 | 495,000 | ||||||
Apartment Investment and Management Co., Class A | 53,182 | 443,006 | ||||||
Apple Hospitality REIT, Inc. | 26,351 | 408,441 | ||||||
Armada Hoffler Properties, Inc. | 34,629 | 430,092 | ||||||
Brandywine Realty Trust | 86,460 | 436,623 | ||||||
Chatham Lodging Trust | 38,986 | 374,266 | ||||||
Corporate Office Properties Trust | 17,248 | 448,448 | ||||||
DiamondRock Hospitality Co. | 50,303 | 427,576 | ||||||
Douglas Emmett, Inc. | 33,167 | 487,555 | ||||||
Elme Communities | 22,898 | 372,093 | ||||||
EPR Properties | 10,733 | 479,121 | ||||||
Equity Commonwealth | 19,746 | 386,824 | ||||||
Forestar Group, Inc.* | 26,283 | 774,823 | ||||||
Highwoods Properties, Inc. | 17,636 | 445,662 | ||||||
Industrial Logistics Properties Trust | 133,212 | 564,819 | ||||||
JBG SMITH Properties | 27,156 | 454,320 | ||||||
Office Properties Income Trust | 33,249 | 256,017 | ||||||
Outfront Media, Inc. | 25,197 | 389,546 | ||||||
Pebblebrook Hotel Trust | 29,128 | 450,028 | ||||||
Piedmont Office Realty Trust, Inc., Class A | 56,023 | 416,811 | ||||||
Plymouth Industrial REIT, Inc. | 19,464 | 443,195 | ||||||
PotlatchDeltic Corp. | 8,262 | 443,091 | ||||||
RLJ Lodging Trust | 38,581 | 397,384 | ||||||
Sunstone Hotel Investors, Inc. | 41,392 | 421,784 | ||||||
Whitestone REIT | 44,451 | 458,734 |
Schedule of Investments ─ IQ U.S. Small Cap ETF (formerly, IQ Chaikin U.S. Small Cap ETF) (continued)
July 31, 2023 (unaudited)
Shares | Value | |||||||
Common Stocks (continued) | ||||||||
Real Estate (continued) | ||||||||
Xenia Hotels & Resorts, Inc. | 31,243 | $ | 396,786 | |||||
Total Real Estate | 11,917,283 | |||||||
Utilities — 2.1% | ||||||||
ALLETE, Inc. | 6,357 | 365,082 | ||||||
Avista Corp. | 9,638 | 372,412 | ||||||
California Water Service Group | 7,027 | 372,572 | ||||||
Chesapeake Utilities Corp. | 3,196 | 377,895 | ||||||
Clearway Energy, Inc., Class C | 13,053 | 344,730 | ||||||
Montauk Renewables, Inc.* | 51,964 | 454,685 | ||||||
New Jersey Resources Corp. | 7,687 | 343,609 | ||||||
Northwest Natural Holding Co. | 8,600 | 369,542 | ||||||
NorthWestern Corp. | 7,067 | 399,073 | ||||||
Otter Tail Corp.(a) | 5,659 | 458,436 | ||||||
SJW Group | 5,372 | 378,511 | ||||||
Unitil Corp. | 7,169 | 373,075 | ||||||
Total Utilities | 4,609,622 | |||||||
Total Common Stocks | ||||||||
(Cost $211,109,455) | 220,578,374 | |||||||
Short-Term Investments — 1.0% | ||||||||
Money Market Funds — 1.0% | ||||||||
Dreyfus Government Cash Management Fund, Institutional Shares, 5.20%(b)(c) | 1,925,167 | 1,925,167 | ||||||
Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 5.30%(b) | 160,201 | 160,201 | ||||||
Total Short-Term Investments | ||||||||
(Cost $2,085,368) | 2,085,368 | |||||||
Total Investments — 100.9% | ||||||||
(Cost $213,194,823) | 222,663,742 | |||||||
Other Assets and Liabilities, Net — (0.9)% | (1,929,720 | ) | ||||||
Net Assets — 100.0% | $ | 220,734,022 | ||||||
* | Non-income producing securities. |
(a) | All or a portion of the security was on loan. In addition, “Other Assets and Liabilities, Net” may include pending sales that are also on loan. The aggregate market value of securities on loan was $5,522,988; total market value of collateral held by the Fund was $5,642,130. Market value of the collateral held includes non-cash U.S. Treasury securities collateral having a value of $3,716,963. |
(b) | Reflects the 1-day yield at July 31, 2023. |
(c) | Represents security purchased with cash collateral received for securities on loan. |
The following is a summary of the inputs used to value the Fund’s investments as of July 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund’s most recent semi-annual or annual financial statements.
Description | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Asset Valuation Inputs | ||||||||||||||||
Investments in Securities:(d) | ||||||||||||||||
Common Stocks | $ | 220,578,374 | $ | – | $ | – | $ | 220,578,374 | ||||||||
Short-Term Investments: | ||||||||||||||||
Money Market Funds | 2,085,368 | – | – | 2,085,368 | ||||||||||||
Total Investments in Securities | $ | 222,663,742 | $ | – | $ | – | $ | 222,663,742 |
(d) | For a complete listing of investments and their industries, see the Schedule of Investments. |
Schedule of Investments ─ IQ U.S. Small Cap ETF (formerly, IQ Chaikin U.S. Small Cap ETF) (continued)
July 31, 2023 (unaudited)
For the period ended July 31, 2023, the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.