Schedule of Investments ─ IQ Global Equity R&D Leaders ETF
January 31, 2024 (unaudited)
Shares | Value | |||||||
Common Stocks — 97.8% | ||||||||
Belgium — 0.3% | ||||||||
UCB SA | 196 | $ | 18,586 | |||||
Brazil — 0.2% | ||||||||
MercadoLibre, Inc.* | 7 | 11,983 | ||||||
Canada — 0.2% | ||||||||
Constellation Software, Inc. | 4 | 11,125 | ||||||
China — 7.5% | ||||||||
Alibaba Group Holding Ltd. | 7,311 | 65,046 | ||||||
Baidu, Inc., Class A* | 2,123 | 27,538 | ||||||
BeiGene Ltd.* | 1,065 | 12,336 | ||||||
BYD Co., Ltd., Class H | 1,559 | 34,761 | ||||||
China Energy Engineering Corp., Ltd., Class H | 163,180 | 14,403 | ||||||
China Petroleum & Chemical Corp., Class H | 34,427 | 17,880 | ||||||
China Railway Group Ltd., Class H | 88,635 | 40,478 | ||||||
Haier Smart Home Co., Ltd., Class H | 4,844 | 13,663 | ||||||
JD.com, Inc., Class A | 1,532 | 17,011 | ||||||
Kuaishou Technology* | 2,275 | 11,379 | ||||||
Lenovo Group Ltd. | 14,397 | 15,047 | ||||||
Li Auto, Inc., Class A* | 659 | 8,936 | ||||||
Meituan, Class B* | 2,489 | 19,916 | ||||||
Metallurgical Corp. of China Ltd., Class H | 140,524 | 27,504 | ||||||
NetEase, Inc. | 990 | 19,186 | ||||||
NIO, Inc., Class A* | 2,182 | 12,309 | ||||||
NXP Semiconductors NV | 78 | 16,424 | ||||||
PetroChina Co., Ltd., Class H | 42,787 | 30,925 | ||||||
Tencent Holdings Ltd. | 2,033 | 70,374 | ||||||
Trip.com Group Ltd.* | 426 | 15,280 | ||||||
Weichai Power Co., Ltd., Class H | 5,639 | 9,955 | ||||||
Xiaomi Corp., Class B* | 11,528 | 18,168 | ||||||
ZTE Corp., Class H | 12,793 | 22,224 | ||||||
Total China | 540,743 | |||||||
Denmark — 0.7% | ||||||||
Genmab A/S* | 31 | 8,678 | ||||||
Novo Nordisk A/S, Class B | 403 | 45,505 | ||||||
Total Denmark | 54,183 | |||||||
Finland — 0.6% | ||||||||
Nokia OYJ | 12,856 | 46,391 | ||||||
France — 1.2% | ||||||||
Airbus SE | 208 | 33,394 | ||||||
Dassault Systemes SE | 240 | 12,575 | ||||||
L'Oreal SA | 24 | 11,593 | ||||||
Renault SA | 266 | 10,133 | ||||||
Thales SA | 70 | 10,292 | ||||||
Valeo SE | 934 | 12,342 | ||||||
Total France | 90,329 | |||||||
Germany — 6.5% | ||||||||
BASF SE | 396 | 19,125 | ||||||
Bayer AG | 1,636 | 51,358 | ||||||
Bayerische Motoren Werke AG | 622 | 65,389 | ||||||
Continental AG | 487 | 40,310 | ||||||
Daimler Truck Holding AG | 455 | 16,439 | ||||||
Infineon Technologies AG | 454 | 16,642 | ||||||
Mercedes-Benz Group AG | 850 | 58,030 | ||||||
Merck KGaA | 157 | 25,990 | ||||||
SAP SE | 394 | 68,820 | ||||||
Siemens AG | 330 | 59,748 | ||||||
Siemens Energy AG* | 880 | 13,349 | ||||||
Siemens Healthineers AG | 312 | 17,576 | ||||||
Traton SE | 804 | 19,842 | ||||||
Total Germany | 472,618 | |||||||
Italy — 0.1% | ||||||||
Telecom Italia SpA* | 31,124 | 9,429 | ||||||
Japan — 9.2% | ||||||||
Aisin Corp. | 419 | 15,923 |
Shares | Value | |||||||
Common Stocks (continued) | ||||||||
Japan (continued) | ||||||||
Astellas Pharma, Inc. | 1,606 | $ | 18,952 | |||||
Canon, Inc. | 851 | 23,753 | ||||||
Chugai Pharmaceutical Co., Ltd. | 300 | 10,974 | ||||||
Daiichi Sankyo Co., Ltd. | 830 | 25,114 | ||||||
Denso Corp. | 2,357 | 37,748 | ||||||
Eisai Co., Ltd. | 226 | 10,820 | ||||||
FUJIFILM Holdings Corp. | 169 | 10,879 | ||||||
Hitachi Ltd. | 299 | 23,881 | ||||||
Honda Motor Co., Ltd. | 5,927 | 67,937 | ||||||
Mazda Motor Corp. | 1,227 | 15,290 | ||||||
Mitsubishi Electric Corp. | 993 | 14,966 | ||||||
Nippon Telegraph & Telephone Corp. | 14,011 | 17,857 | ||||||
Nissan Motor Co., Ltd. | 5,028 | 20,239 | ||||||
Otsuka Holdings Co., Ltd. | 528 | 21,037 | ||||||
Panasonic Holdings Corp. | 3,259 | 31,403 | ||||||
Recruit Holdings Co., Ltd. | 267 | 10,826 | ||||||
Renesas Electronics Corp.* | 846 | 14,307 | ||||||
SoftBank Group Corp. | 580 | 25,632 | ||||||
Sony Group Corp. | 527 | 52,979 | ||||||
Sumitomo Chemical Co., Ltd. | 5,256 | 12,563 | ||||||
Suzuki Motor Corp. | 366 | 16,746 | ||||||
Takeda Pharmaceutical Co., Ltd. | 1,586 | 47,328 | ||||||
TDK Corp. | 255 | 12,982 | ||||||
Tokyo Electron Ltd. | 74 | 14,107 | ||||||
Toyota Motor Corp. | 4,407 | 90,446 | ||||||
Total Japan | 664,689 | |||||||
Netherlands — 1.0% | ||||||||
ASML Holding NV | 49 | 42,485 | ||||||
Koninklijke Philips NV* | 912 | 19,591 | ||||||
Shell PLC | 349 | 10,876 | ||||||
Total Netherlands | 72,952 | |||||||
Singapore — 0.2% | ||||||||
STMicroelectronics NV | 387 | 17,200 | ||||||
South Korea — 4.2% | ||||||||
Hyundai Mobis Co., Ltd. | 60 | 9,441 | ||||||
Hyundai Motor Co. | 121 | 17,642 | ||||||
Kia Corp.* | 175 | 13,492 | ||||||
LG Chem Ltd. | 36 | 11,720 | ||||||
LG Display Co., Ltd. | 980 | 8,554 | ||||||
LG Electronics, Inc. | 300 | 21,017 | ||||||
NAVER Corp. | 79 | 11,868 | ||||||
Samsung Electronics Co., Ltd. | 3,344 | 182,152 | ||||||
SK Hynix, Inc. | 251 | 25,332 | ||||||
Total South Korea | 301,218 | |||||||
Sweden — 0.8% | ||||||||
Telefonaktiebolaget LM Ericsson, B Shares | 6,962 | 38,899 | ||||||
Volvo AB, B Shares | 891 | 21,550 | ||||||
Total Sweden | 60,449 | |||||||
Switzerland — 1.3% | ||||||||
ABB Ltd. | 266 | 11,376 | ||||||
Novartis AG | 812 | 84,622 | ||||||
Total Switzerland | 95,998 | |||||||
Taiwan — 1.8% | ||||||||
Delta Electronics, Inc. | 961 | 8,597 | ||||||
Hon Hai Precision Industry Co., Ltd. | 10,024 | 32,827 | ||||||
MediaTek, Inc. | 1,000 | 30,863 | ||||||
Taiwan Semiconductor Manufacturing Co., Ltd. | 2,756 | 55,297 | ||||||
Total Taiwan | 127,584 | |||||||
United Kingdom — 1.3% | ||||||||
AstraZeneca PLC | 695 | 92,930 | ||||||
United States — 60.7% | ||||||||
3M Co. | 130 | 12,266 | ||||||
Abbott Laboratories | 197 | 22,291 | ||||||
AbbVie, Inc. | 380 | 62,472 |
Schedule of Investments ─ IQ Global Equity R&D Leaders ETF (continued)
January 31, 2024 (unaudited)
Shares | Value | |||||||
Common Stocks (continued) | ||||||||
United States (continued) | ||||||||
Accenture PLC, Class A | 29 | $ | 10,553 | |||||
Adobe, Inc.* | 46 | 28,418 | ||||||
Advanced Micro Devices, Inc.* | 320 | 53,661 | ||||||
Airbnb, Inc., Class A* | 89 | 12,828 | ||||||
Alnylam Pharmaceuticals, Inc.* | 42 | 7,262 | ||||||
Alphabet, Inc., Class A* | 2,506 | 351,091 | ||||||
Amazon.com, Inc.* | 2,620 | 406,624 | ||||||
Amgen, Inc. | 129 | 40,540 | ||||||
Analog Devices, Inc. | 64 | 12,311 | ||||||
Apple, Inc. | 1,177 | 217,039 | ||||||
Applied Materials, Inc. | 148 | 24,316 | ||||||
Aptiv PLC* | 100 | 8,133 | ||||||
AT&T, Inc. | 582 | 10,296 | ||||||
Atlassian Corp., Class A* | 64 | 15,985 | ||||||
Autodesk, Inc.* | 43 | 10,914 | ||||||
Becton Dickinson & Co. | 41 | 9,791 | ||||||
Biogen, Inc.* | 70 | 17,266 | ||||||
Block, Inc.* | 273 | 17,748 | ||||||
Boeing Co. (The)* | 97 | 20,471 | ||||||
Boston Scientific Corp.* | 193 | 12,209 | ||||||
Bristol-Myers Squibb Co. | 1,413 | 69,053 | ||||||
Broadcom, Inc. | 36 | 42,480 | ||||||
Cadence Design Systems, Inc.* | 41 | 11,827 | ||||||
Caterpillar, Inc. | 53 | 15,916 | ||||||
Cisco Systems, Inc. | 1,198 | 60,116 | ||||||
Corning, Inc. | 273 | 8,870 | ||||||
Corteva, Inc. | 221 | 10,051 | ||||||
CSL Ltd. | 60 | 11,966 | ||||||
Cummins, Inc. | 46 | 11,008 | ||||||
Danaher Corp. | 59 | 14,155 | ||||||
Deere & Co. | 44 | 17,318 | ||||||
DoorDash, Inc., Class A* | 77 | 8,023 | ||||||
eBay, Inc. | 277 | 11,376 | ||||||
Edwards Lifesciences Corp.* | 105 | 8,239 | ||||||
Electronic Arts, Inc. | 134 | 18,436 | ||||||
Eli Lilly & Co. | 119 | 76,828 | ||||||
Expedia Group, Inc.* | 70 | 10,383 | ||||||
Ford Motor Co. | 5,046 | 59,139 | ||||||
GE HealthCare Technologies, Inc. | 120 | 8,803 | ||||||
General Electric Co. | 135 | 17,877 | ||||||
General Motors Co. | 2,133 | 82,760 | ||||||
Gilead Sciences, Inc. | 567 | 44,373 | ||||||
GSK PLC | 3,553 | 70,945 | ||||||
Hewlett Packard Enterprise Co. | 1,092 | 16,697 | ||||||
Honeywell International, Inc. | 57 | 11,529 | ||||||
HP, Inc. | 399 | 11,455 | ||||||
Illumina, Inc.* | 83 | 11,870 | ||||||
Incyte Corp.* | 210 | 12,342 | ||||||
Intel Corp. | 2,783 | 119,892 | ||||||
International Business Machines Corp. | 318 | 58,404 | ||||||
Intuit, Inc. | 33 | 20,834 | ||||||
Intuitive Surgical, Inc.* | 24 | 9,077 | ||||||
Johnson & Johnson | 737 | 117,109 | ||||||
Juniper Networks, Inc. | 298 | 11,014 | ||||||
KLA Corp. | 17 | 10,099 | ||||||
Lam Research Corp. | 17 | 14,028 | ||||||
Lockheed Martin Corp. | 30 | 12,882 | ||||||
Marvell Technology, Inc. | 245 | 16,586 | ||||||
Medtronic PLC | 253 | 22,148 | ||||||
Merck & Co., Inc. | 1,667 | 201,340 | ||||||
Meta Platforms, Inc., Class A* | 814 | 317,574 | ||||||
Microchip Technology, Inc. | 99 | 8,433 | ||||||
Micron Technology, Inc. | 297 | 25,468 | ||||||
Microsoft Corp. | 571 | 227,018 | ||||||
Moderna, Inc.* | 375 | 37,894 | ||||||
Nestle SA | 146 | 16,774 | ||||||
NetApp, Inc. | 86 | 7,499 | ||||||
Netflix, Inc.* | 44 | 24,821 | ||||||
Northrop Grumman Corp. | 20 | 8,935 | ||||||
NVIDIA Corp. | 130 | 79,985 | ||||||
Oracle Corp. | 663 | 74,057 | ||||||
Palo Alto Networks, Inc.* | 42 | 14,217 |
Shares | Value | |||||||
Common Stocks (continued) | ||||||||
United States (continued) | ||||||||
PayPal Holdings, Inc.* | 384 | $ | 23,558 | |||||
Pfizer, Inc. | 3,335 | 90,312 | ||||||
Pinterest, Inc., Class A* | 222 | 8,318 | ||||||
Procter & Gamble Co. (The) | 108 | 16,971 | ||||||
QUALCOMM, Inc. | 479 | 71,136 | ||||||
Regeneron Pharmaceuticals, Inc.* | 35 | 32,997 | ||||||
Rivian Automotive, Inc., Class A*(a) | 587 | 8,987 | ||||||
ROBLOX Corp., Class A* | 206 | 7,995 | ||||||
Roche Holding AG | 472 | 135,958 | ||||||
RTX Corp. | 268 | 24,420 | ||||||
Salesforce, Inc.* | 141 | 39,634 | ||||||
Sanofi SA | 671 | 68,048 | ||||||
Schneider Electric SE | 78 | 15,497 | ||||||
ServiceNow, Inc.* | 22 | 16,839 | ||||||
Snowflake, Inc., Class A* | 45 | 8,804 | ||||||
Spotify Technology SA* | 69 | 14,859 | ||||||
Stellantis NV | 2,183 | 48,599 | ||||||
Stryker Corp. | 33 | 11,071 | ||||||
Synopsys, Inc.* | 27 | 14,400 | ||||||
Tesla, Inc.* | 113 | 21,164 | ||||||
Texas Instruments, Inc. | 85 | 13,610 | ||||||
Thermo Fisher Scientific, Inc. | 21 | 11,319 | ||||||
Uber Technologies, Inc.* | 393 | 25,651 | ||||||
Unity Software, Inc.* | 210 | 6,804 | ||||||
Vertex Pharmaceuticals, Inc.* | 67 | 29,036 | ||||||
Western Digital Corp.* | 290 | 16,602 | ||||||
Workday, Inc., Class A* | 70 | 20,375 | ||||||
Total United States | 4,397,372 | |||||||
Total Common Stocks | ||||||||
(Cost $7,036,974) | 7,085,779 | |||||||
Preferred Stock — 2.1% | ||||||||
Germany — 2.1% | ||||||||
Volkswagen AG, 7.31% | ||||||||
(Cost $193,139) | 1,185 | 154,259 | ||||||
Rights — 0.0%(b) | ||||||||
South Korea — 0.0%(b) | ||||||||
LG Display Co., Ltd.* | ||||||||
(Cost $0) | 311 | 117 | ||||||
Warrants — 0.0%(b) | ||||||||
Canada — 0.0%(b) | ||||||||
Constellation Software, Inc., expires 8/22/28*(c) | ||||||||
(Cost $0) | 11 | 0 | ||||||
Total Investments — 99.9% (Cost $7,230,113) | 7,240,155 | |||||||
Other Assets and Liabilities, Net — 0.1% | 8,319 | |||||||
Net Assets — 100% | $ | 7,248,474 | ||||||
Schedule of Investments ─ IQ Global Equity R&D Leaders ETF (continued)
January 31, 2024 (unaudited)
Industry | Value | % of Net Assets | ||||||
Information Technology | $ | 2,166,145 | 29.9 | % | ||||
Health Care | 1,778,112 | 24.5 | ||||||
Consumer Discretionary | 1,627,689 | 22.5 | ||||||
Communication Services | 946,653 | 13.1 | ||||||
Industrials | 521,772 | 7.2 | ||||||
Energy | 59,680 | 0.8 | ||||||
Materials | 53,459 | 0.7 | ||||||
Consumer Staples | 45,339 | 0.6 | ||||||
Financials | 41,306 | 0.6 | ||||||
Total Investments | $ | 7,240,155 | 99.9 | % | ||||
Other Assets and Liabilities, Net | 8,319 | 0.1 | ||||||
Total Net Assets | $ | 7,248,474 | 100 .0 | % |
Non-income producing securities. | |
(a) | All or a portion of the security was on loan. In addition, “Other Assets and Liabilities, Net” may include pending sales that are also on loan. The aggregate market value of securities on loan was $8,803; total market value of collateral held consisted of non-cash U.S. Treasury securities collateral having a value of $9,185. |
(b) | Less than 0.05%. |
(c) | Securities are fair valued as determined in good faith in accordance with the procedures established by the Board of Trustees. The securities are fair valued using significant unobservable inputs. |
Schedule of Investments ─ IQ Global Equity R&D Leaders ETF (continued)
January 31, 2024 (unaudited)
The following is a summary of the inputs used to value the Fund's investments as of January 31, 2024. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements.
Description | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Asset Valuation Inputs | ||||||||||||||||
Investments in Securities:(d) | ||||||||||||||||
Common Stocks | $ | 7,085,779 | $ | — | $ | — | $ | 7,085,779 | ||||||||
Preferred Stock | 154,259 | — | — | 154,259 | ||||||||||||
Rights | — | 117 | — | 117 | ||||||||||||
Warrants | — | — | 0 | (e) | — | |||||||||||
Total Investments in Securities | $ | 7,240,038 | $ | 117 | $ | 0 | $ | 7,240,155 |
(d) | For a complete listing of investments and their countries, see the Schedule of Investments. |
(e) | The Level 3 securities, valued in total at $0, have been fair valued in good faith in accordance with procedures established by the Board of Trustees. |
A reconciliation of assets in which Level 3 inputs are used in determining fair value is presented when there are significant Level 3 financial instruments at the beginning and/or end of the period.