Vifor Pharma (GNHAY) Form 4 Change in insider ownership

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Vifor (International) Ltd

(Last) (First) (Middle)

RECHENSTRASSE 37

(Street)

CH-9014 ST. GALLEN V8

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ChemoCentryx, Inc. [ CCXI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
07/22/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.001 per share	07/22/2020		S(4)		49,028	D	$55.4529(5)	9,578,280	I	See Footnotes(1)(2)(3)
Common Stock, par value $0.001 per share	07/22/2020		S(4)		23,441	D	$55.8476(6)	9,554,839	I	See Footnotes(1)(2)(3)
Common Stock, par value $0.001 per share	07/23/2020		S(4)		22,148	D	$53.5417(7)	9,532,691	I	See Footnotes(1)(2)(3)
Common Stock, par value $0.001 per share	07/23/2020		S(4)		5,452	D	$54.5038(8)	9,527,239	I	See Footnotes(1)(2)(3)
Common Stock, par value $0.001 per share	07/23/2020		S(4)		6,055	D	$55.7775(9)	9,521,184	I	See Footnotes(1)(2)(3)
Common Stock, par value $0.001 per share	07/23/2020		S(4)		900	D	$56.1861(10)	9,520,284	I	See Footnotes(1)(2)(3)
Common Stock, par value $0.001 per share	07/24/2020		S(4)		15,689	D	$52.3145(11)	9,504,595	I	See Footnotes(1)(2)(3)
Common Stock, par value $0.001 per share	07/24/2020		S(4)		9,961	D	$52.8606(12)	9,494,634	I	See Footnotes(1)(2)(3)
Common Stock, par value $0.001 per share	07/24/2020		S(4)		400	D	$53.575(13)	9,494,234	I	See Footnotes(1)(2)(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

Vifor (International) Ltd

(Last) (First) (Middle)

RECHENSTRASSE 37

(Street)

CH-9014 ST. GALLEN V8

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Vifor Pharma Ltd.

(Last) (First) (Middle)

RECHENSTRASSE 37

(Street)

CH-9014 ST. GALLEN V8

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Vifor Fresenius Medical Care Renal Pharma Ltd.

(Last) (First) (Middle)

RECHENSTRASSE 37

(Street)

CH-9014 ST. GALLEN V8

(City) (State) (Zip)

Explanation of Responses:

1. In addition to Vifor (International) Ltd., an entity formed under the laws of Switzerland ("Vifor"), and Vifor Fresenius Medical Care Renal Pharma Ltd., an entity formed under the laws of Switzerland ("VFMCRP"), this Form 4 is being filed by Vifor Pharma Ltd., an entity formed under the laws of Switzerland ("Vifor Pharma" and, together with Vifor and VFMCRP, the "Reporting Persons"). The business addresses for each of the Reporting Persons are listed above. Each of the Reporting Persons may be deemed to have a pecuniary interest in securities reported by it on this Form 4 (the "Subject Securities").

2. Beneficial ownership of the common stock referred to herein is being reported solely because (i) Vifor Pharma may be deemed to beneficially own 6,160,901 shares of Common Stock of ChemoCentryx, Inc. as a result of Vifor Pharma's indirect ownership of 100% of the equity interests of Vifor, and (ii) Vifor Pharma may be deemed to beneficially own 3,333,333 shares of Common Stock of ChemoCentryx, Inc. as a result of Vifor Pharma's indirect ownership of 55% of the equity interests of VFMCRP.

3. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.

4. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Vifor on June 26, 2020.

5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.73 to $55.72, inclusive. Vifor undertakes to provide ChemoCentryx, Inc., any security holder of ChemoCentryx, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (5), (6), (7), (8), (9), (10), (11), (12) and (13) to this Form 4.

6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.73 to $56.07, inclusive.

7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.12 to $54.06, inclusive.

8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.12 to $55.05, inclusive.

9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.14 to $56.12, inclusive.

10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.14 to $56.28, inclusive.

11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.55 to $52.545, inclusive.

12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.55 to $53.48, inclusive.

13. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.57 to $53.58, inclusive.

Remarks:

	VIFOR (INTERNATIONAL) LTD, By: /s/ Markus Frenzen, Title: Group Treasurer, /s/ Georg Frey, Title: Head Legal Corporate	07/24/2020
	VIFOR PHARMA LTD, By: /s/ Markus Frenzen, Title: Group Treasurer, /s/ Georg Frey, Title: Head Legal Corporate	07/24/2020
	VIFOR FRESENIUS MEDICAL CARE RENAL PHARMA LTD, By: /s/ Markus Frenzen, Title: Group Treasurer, /s/ Georg Frey, Title: Head Legal Corporate	07/24/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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