The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3D SYSTEMS CORP | Equities | 88554D205 | 0 | 20 | SH | SOLE | 20 | 0 | 0 | ||
3M CO | Convertible/ | 604059AE5 | 501 | 420,000 | SH | SOLE | 420,000 | 0 | 0 | ||
3M CO | Equities | 88579Y101 | 2,368 | 12,039 | SH | SOLE | 12,039 | 0 | 0 | ||
AAB NATIONAL CO | Equities | 000303107 | 0 | 181 | SH | SOLE | 181 | 0 | 0 | ||
AARONS INC | Equities | 002535201 | 9 | 200 | SH | SOLE | 200 | 0 | 0 | ||
ABAKAN INC | Equities | 00258J107 | 0 | 98,700 | SH | SOLE | 98,700 | 0 | 0 | ||
ABB LTD | Equities | 000375204 | 6,603 | 303,315 | SH | SOLE | 303,315 | 0 | 0 | ||
ABBOTT LABS | Equities | 002824100 | 199 | 3,263 | SH | SOLE | 3,263 | 0 | 0 | ||
ABBVIE INC | Equities | 00287Y109 | 135 | 1,452 | SH | SOLE | 1,452 | 0 | 0 | ||
ABERDEEN GLOBAL PREMIER | Equities | 02083A103 | 26 | 4,129 | SH | SOLE | 4,129 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC | Equities | 021060108 | 48 | 5,540 | SH | SOLE | 5,540 | 0 | 0 | ||
ACCELERATE DIAGNOSTICS INC | Equities | 00430H102 | 49 | 2,195 | SH | SOLE | 2,195 | 0 | 0 | ||
ACCENTURE PLC | Equities | G1151C101 | 28 | 170 | SH | SOLE | 170 | 0 | 0 | ||
ACHAOGEN INC | Equities | 004449104 | 9 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | Equities | 004930202 | 5 | 63 | SH | SOLE | 63 | 0 | 0 | ||
ADAMS & WELD CO SD#27 | Convertible/ | 005518VG7 | 107 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ADIENT PLC | Equities | G0084W101 | 21 | 417 | SH | SOLE | 417 | 0 | 0 | ||
ADOBE SYSTEMS INC | Equities | 00724F101 | 6,769 | 27,765 | SH | SOLE | 27,765 | 0 | 0 | ||
ADVANCED AUTO PARTS INC | Convertible/ | 00751YAA4 | 738 | 710,000 | SH | SOLE | 710,000 | 0 | 0 | ||
ADVANCED AUTO PARTS INC | Convertible/ | 00751YAC0 | 51 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | Equities | 007903107 | 55 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
ADVANSIX INC | Equities | 00773T101 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
ADVANTAGE OIL & GAS LTD | Equities | 00762L101 | 610 | 196,690 | SH | SOLE | 196,690 | 0 | 0 | ||
AEGON N.V. FLOATING PERPETUAL CAPITAL SECURITIES | Equities | 007924509 | 3 | 108 | SH | SOLE | 108 | 0 | 0 | ||
AEGON N.V. PERPETUAL CAPITAL SECURITIES | Equities | 007924301 | 4 | 167 | SH | SOLE | 167 | 0 | 0 | ||
AETNA INC | Convertible/ | 008117AP8 | 6 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
AETNA INC | Equities | 00817Y108 | 21 | 115 | SH | SOLE | 115 | 0 | 0 | ||
AFLAC INC | Equities | 001055102 | 81 | 1,893 | SH | SOLE | 1,893 | 0 | 0 | ||
AGILENT TECHNOLOGIES INC | Equities | 00846U101 | 16 | 253 | SH | SOLE | 253 | 0 | 0 | ||
AGNC INVEST | PFDs, REITs, | 00123Q302 | 28 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
AGTECH HOLDINGS LTD ORD | Equities | G0135Z103 | 2 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
AKAMIA TECHNOLOGIES INC | Equities | 00971T101 | 22 | 300 | SH | SOLE | 300 | 0 | 0 | ||
AKCEA THERAPEUTICS INC | Equities | 00972L107 | 1 | 50 | SH | SOLE | 50 | 0 | 0 | ||
AKEBIA THERAPEUTICS | Equities | 00972D105 | 2 | 175 | SH | SOLE | 175 | 0 | 0 | ||
ALBEMARLE CORP | Equities | 012653101 | 3 | 33 | SH | SOLE | 33 | 0 | 0 | ||
ALCOA INC | Convertible/ | 013817AV3 | 26 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ALERIAN MLP ETF | Equities | 00162Q866 | 85 | 8,372 | SH | SOLE | 8,372 | 0 | 0 | ||
ALEXANDRIA CV PFD 1.75 | PFDs, REITs, | 015271505 | 146 | 4,178 | SH | SOLE | 4,178 | 0 | 0 | ||
ALEXION PHARMA INC | Equities | 015351109 | 1 | 5 | SH | SOLE | 5 | 0 | 0 | ||
ALIBABA GROUP HLDG ADR | Equities | 01609W102 | 86 | 461 | SH | SOLE | 461 | 0 | 0 | ||
ALKERMES PLC | Equities | G01767105 | 8 | 200 | SH | SOLE | 200 | 0 | 0 | ||
ALLIANCEBERNSTEIN HOLDING LP | PFDs, REITs, | 01881G106 | 289 | 10,140 | SH | SOLE | 10,140 | 0 | 0 | ||
ALLIANZGI CONV & INC FD | Equities | 018828103 | 640 | 91,500 | SH | SOLE | 91,500 | 0 | 0 | ||
ALLIANZGI NFJ DIV INT & PREM STRAT FD | Equities | 01883A107 | 246 | 19,500 | SH | SOLE | 19,500 | 0 | 0 | ||
ALLSTATE COR | PFDs, REITs, | 020002879 | 4 | 143 | SH | SOLE | 143 | 0 | 0 | ||
ALLSTATE COR PFD | PFDs, REITs, | 020002408 | 25 | 986 | SH | SOLE | 986 | 0 | 0 | ||
ALLSTATE COR PFD | PFDs, REITs, | 020002804 | 26 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ALLSTATE CORP PFD | PFDs, REITs, | 020002853 | 76 | 2,809 | SH | SOLE | 2,809 | 0 | 0 | ||
ALLSTATE CORPORA | PFDs, REITs, | 020002309 | 0 | 18 | SH | SOLE | 18 | 0 | 0 | ||
ALPHABET INC CL A | Equities | 02079K305 | 2,586 | 2,290 | SH | SOLE | 2,290 | 0 | 0 | ||
ALPHABET INC CL C | Equities | 02079K107 | 9,586 | 8,592 | SH | SOLE | 8,592 | 0 | 0 | ||
ALTABA INC | Equities | 021346101 | 7 | 100 | SH | SOLE | 100 | 0 | 0 | ||
ALTIUS MINERALS CORP | Equities | 020936100 | 36 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
ALTRIA GROUP INC | Equities | 02209S103 | 845 | 14,880 | SH | SOLE | 14,880 | 0 | 0 | ||
AMAG PHARMACEUTICALS INC | Convertible/ | 00163UAA4 | 1,372 | 1,365,000 | SH | SOLE | 1,365,000 | 0 | 0 | ||
AMAZON.COM INC | Equities | 023135106 | 850 | 500 | SH | SOLE | 500 | 0 | 0 | ||
AMBARELLA INC | Equities | G037AX101 | 4 | 100 | SH | SOLE | 100 | 0 | 0 | ||
AMC NETWORKS INC CL | Equities | 00164V103 | 2 | 25 | SH | SOLE | 25 | 0 | 0 | ||
AMERICA MOVIL SAB DE CV | Equities | 02364W105 | 3 | 200 | SH | SOLE | 200 | 0 | 0 | ||
AMERICAN AIRLINES GROUP INC | Equities | 02376R102 | 19 | 506 | SH | SOLE | 506 | 0 | 0 | ||
AMERICAN CAPITAL AGENCY CORP | Equities | 02503X105 | 579 | 31,156 | SH | SOLE | 31,156 | 0 | 0 | ||
AMERICAN CAPITAL HOLDINGS | Equities | 02503V109 | 0 | 200 | SH | SOLE | 200 | 0 | 0 | ||
AMERICAN ELECTRIC POWER CO INC | Equities | 025537101 | 108 | 1,562 | SH | SOLE | 1,562 | 0 | 0 | ||
AMERICAN EXPRESS | Convertible/ | 0258M0DK2 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AMERICAN EXPRESS CO | Equities | 025816109 | 34 | 345 | SH | SOLE | 345 | 0 | 0 | ||
AMERICAN HONDA | Convertible/ | 02665WAC5 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AMERICAN INTL GROUP INC | Equities | 026874107 | 106 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
AMERICAN STATES WTR | Equities | 029899101 | 29 | 500 | SH | SOLE | 500 | 0 | 0 | ||
AMERICAN TOWER CO | Convertible/ | 03027XAJ9 | 15 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
AMERICAN TOWER CORP | Equities | 029912201 | 26 | 179 | SH | SOLE | 179 | 0 | 0 | ||
AMERICAN TOWER CORP | Convertible/ | 03027XAD2 | 68 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
AMERICAN WATER WORKS CO | Equities | 030420103 | 9 | 100 | SH | SOLE | 100 | 0 | 0 | ||
AMERIPRISE FINANCIAL INC | Equities | 031897101 | 8 | 60 | SH | SOLE | 60 | 0 | 0 | ||
AMERISOURCEBERGEN CORP | Equities | 3073E1080 | 5 | 55 | SH | SOLE | 55 | 0 | 0 | ||
AMERN FINANCIAL | PFDs, REITs, | 025932609 | 1 | 45 | SH | SOLE | 45 | 0 | 0 | ||
AMGEN INC | Equities | 031162100 | 46 | 251 | SH | SOLE | 251 | 0 | 0 | ||
AMGEN INC | Convertible/ | 031162BX7 | 29 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
AMGEN INC | Convertible/ | 031162CP3 | 1,965 | 2,025,000 | SH | SOLE | 2,025,000 | 0 | 0 | ||
AMGEN INC (VARIABLE) | Convertible/ | 031162CN8 | 5,611 | 5,590,000 | SH | SOLE | 5,590,000 | 0 | 0 | ||
AMPHENOL CORP | Equities | 032095101 | 17 | 200 | SH | SOLE | 200 | 0 | 0 | ||
AMPLIFY ENERGY CO 22 WTS | Equities | 032113110 | 0 | 324 | SH | SOLE | 324 | 0 | 0 | ||
AMPLIFY ENERGY CORP | Equities | 032113102 | 1 | 74 | SH | SOLE | 74 | 0 | 0 | ||
AMR CORP | PFDs, REITs, | 001ESC102 | 0 | 1,400 | SH | SOLE | 1,400 | 0 | 0 | ||
ANADARKO PETROLEUM CORP | Equities | 032511107 | 11 | 147 | SH | SOLE | 147 | 0 | 0 | ||
ANALOG DEVICES INC | Equities | 032654105 | 70 | 735 | SH | SOLE | 735 | 0 | 0 | ||
ANDEAVOR LOGISTICS L LP | PFDs, REITs, | 03350F106 | 316 | 7,431 | SH | SOLE | 7,431 | 0 | 0 | ||
ANHEUSER BUSCH INBEV SA/NV | Equities | 035229103 | 52 | 514 | SH | SOLE | 514 | 0 | 0 | ||
ANNALY CAPITAL MGMT | PFDs, REITs, | 035710409 | 165 | 16,049 | SH | SOLE | 16,049 | 0 | 0 | ||
ANTARES PHARMA INC | Equities | 036642106 | 8 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
AON PLC | Equities | 037389103 | 2 | 15 | SH | SOLE | 15 | 0 | 0 | ||
APACHE CORP | Equities | 037411105 | 2 | 43 | SH | SOLE | 43 | 0 | 0 | ||
APERGY CORP | Equities | 03755L104 | 71 | 1,690 | SH | SOLE | 1,690 | 0 | 0 | ||
APHRIA INC | Equities | 03765K104 | 10 | 1,140 | SH | SOLE | 1,140 | 0 | 0 | ||
APOLLO COML REAL | PFDs, REITs, | 03762U501 | 10 | 400 | SH | SOLE | 400 | 0 | 0 | ||
APOLLO COMM REAL ESTATE FINANCE INC | PFDs, REITs, | 03762U105 | 86 | 4,700 | SH | SOLE | 4,700 | 0 | 0 | ||
APOLLO GLOBAL | PFDs, REITs, | 037612405 | 8 | 310 | SH | SOLE | 310 | 0 | 0 | ||
APPLE INC | Equities | 037833100 | 13,807 | 74,586 | SH | SOLE | 74,586 | 0 | 0 | ||
APPLE INC (VARIABLE) | Convertible/ | 037833CN8 | 506 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
APPLIED MATERIALS INC | Equities | 038222105 | 16 | 352 | SH | SOLE | 352 | 0 | 0 | ||
APPLIED OPTOELECTRON | Equities | 03823U102 | 9 | 200 | SH | SOLE | 200 | 0 | 0 | ||
APT INVT MGMT CO | PFDs, REITs, | 03748R101 | 11 | 267 | SH | SOLE | 267 | 0 | 0 | ||
AQUABOUNTY TECH | Equities | 03842K200 | 0 | 4 | SH | SOLE | 4 | 0 | 0 | ||
ARAPAHOE CNTY SD #6 | Convertible/ | 038699TA2 | 117 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ARBUTUS BIOPHARMA CORP | Equities | 03879J100 | 0 | 20 | SH | SOLE | 20 | 0 | 0 | ||
ARCELOR MITTAL NY NEW | Equities | 03938L104 | 3 | 104 | SH | SOLE | 104 | 0 | 0 | ||
ARCHER DANIELS MIDLAND CO | Equities | 039483102 | 52 | 1,142 | SH | SOLE | 1,142 | 0 | 0 | ||
ARCOS DORADOS HLDG INC | Equities | G0457F107 | 1 | 100 | SH | SOLE | 100 | 0 | 0 | ||
ARES CAP CORP | Equities | 04010L103 | 74 | 4,525 | SH | SOLE | 4,525 | 0 | 0 | ||
ARES MANAGEMENT | PFDs, REITs, | 04014Y200 | 16 | 600 | SH | SOLE | 600 | 0 | 0 | ||
ARISTA NETWORKS INC | Equities | 040413106 | 73 | 285 | SH | SOLE | 285 | 0 | 0 | ||
ARKEMA SA | Equities | 041232109 | 1 | 5 | SH | SOLE | 5 | 0 | 0 | ||
ARLINGTON TX | Convertible/ | 041796KT9 | 5 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ARMOUR RES REIT | PFDs, REITs, | 042315507 | 415 | 18,198 | SH | SOLE | 18,198 | 0 | 0 | ||
ARRAY BIOPHARMA INC | Equities | 04269X105 | 372 | 22,170 | SH | SOLE | 22,170 | 0 | 0 | ||
ARTHUR J GALLAGHER & CO | Equities | 363576109 | 2,952 | 45,221 | SH | SOLE | 45,221 | 0 | 0 | ||
ASHTEAD GROUP PLC | Equities | 045055100 | 1 | 10 | SH | SOLE | 10 | 0 | 0 | ||
ASSA ABLOY AB | Equities | 045387107 | 2 | 150 | SH | SOLE | 150 | 0 | 0 | ||
ASSC BRITISH FOODS | Equities | 045519402 | 1 | 20 | SH | SOLE | 20 | 0 | 0 | ||
ASSOCIATED BANC PFD | PFDs, REITs, | 045488400 | 26 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ASX LIMITED | Equities | 212E10500 | 7 | 150 | SH | SOLE | 150 | 0 | 0 | ||
AT&T INC | Equities | 00206R102 | 1,138 | 35,426 | SH | SOLE | 35,426 | 0 | 0 | ||
ATHERSYS INC | Equities | 04744L106 | 10 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HOLDINGS INC | Equities | 049164205 | 20 | 285 | SH | SOLE | 285 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HOLDINGS INC | Convertible/ | 049164BH8 | 17,040 | 13,900,000 | SH | SOLE | 13,900,000 | 0 | 0 | ||
ATLAS FINANCIAL | PFDs, REITs, | G06207123 | 10 | 400 | SH | SOLE | 400 | 0 | 0 | ||
AUST & NEW ZEALAND BKG ADRF | Equities | 052528304 | 31 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
AUSTIN TX CCLG DIST | Convertible/ | 052404MW7 | 6 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
AUSTIN TX COD | Convertible/ | 052403DR0 | 22 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
AUSTIN TX ISD | Convertible/ | 052430KT1 | 17 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
AUSTIN TX WTR & WST | Convertible/ | 052476Q35 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AUTODESK INC | Equities | 052769106 | 37 | 280 | SH | SOLE | 280 | 0 | 0 | ||
AUTOZONE INC | Equities | 053332102 | 94 | 140 | SH | SOLE | 140 | 0 | 0 | ||
AVONDALE AZ | Convertible/ | 054314DX4 | 5 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
AX ST TRANSN BRD | Convertible/ | 040647DQ9 | 27 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
AZ BD REGENTS UNIV | Convertible/ | 040484PM3 | 6 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
AZ BD REGENTS UNIV | Convertible/ | 04048RLZ7 | 12 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AZ BD REGENTS UNIV | Convertible/ | 04048RPG5 | 12 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AZ EXCISE TAX | Convertible/ | 040649LU7 | 0 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
AZ HLTH FAC AUTH | Convertible/ | 040506NA1 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AZ HLTH FAC AUTH | Convertible/ | 040507NS0 | 31 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
AZ ST CTFS PART | Convertible/ | 40588E310 | 17 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
AZ ST LOTTERY | Convertible/ | 040624AV0 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AZ ST TRANS BRD HWY | Convertible/ | 040654UD5 | 38 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
AZ ST TRANS BRD HWY | Convertible/ | 040654UL7 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AZ ST TRANSN BRD | Convertible/ | 040647DP1 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AZ TRANS BRD HWY | Convertible/ | 040654VE2 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AZ TRANS EXCISE TAX | Convertible/ | 040649KZ7 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AZ WTR INFRA FA REV | Convertible/ | 040688MM2 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AZ WTR INFRA REV | Convertible/ | 040688LE1 | 0 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
B RILEY FINANCIA | PFDs, REITs, | 05580M306 | 33 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
B&G FOODS INC | Equities | 05508R106 | 15 | 500 | SH | SOLE | 500 | 0 | 0 | ||
BAIDU INC | Equities | 056752108 | 24 | 100 | SH | SOLE | 100 | 0 | 0 | ||
BALL CORP | Equities | 058498106 | 28 | 800 | SH | SOLE | 800 | 0 | 0 | ||
BALTIMORE GAS ELE | Convertible/ | 059165EG1 | 18 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
BANC CALIF L | PFDs, REITs, | 05990K882 | 8 | 300 | SH | SOLE | 300 | 0 | 0 | ||
BANC CALLIF INC | PFDs, REITs, | 05990K874 | 21 | 800 | SH | SOLE | 800 | 0 | 0 | ||
BANCFIRST CORP OK | Equities | 05945F103 | 12 | 202 | SH | SOLE | 202 | 0 | 0 | ||
BANCO BILBAO VIZCAYA ARGENTINA SA | Equities | 00709P108 | 4 | 633 | SH | SOLE | 633 | 0 | 0 | ||
BANCO SANTANDER SA | Equities | 05964H105 | 5 | 922 | SH | SOLE | 922 | 0 | 0 | ||
BANK NEW YORK MEL VAR 23 | Convertible/ | 06406RAC1 | 53 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
BANK OF AMER | PFDs, REITs, | 060505344 | 9 | 326 | SH | SOLE | 326 | 0 | 0 | ||
BANK OF AMERIC | PFDs, REITs, | 060505286 | 94 | 3,580 | SH | SOLE | 3,580 | 0 | 0 | ||
BANK OF AMERICA | Convertible/ | 06051GEC9 | 7 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
BANK OF AMERICA | Convertible/ | 06051GEM7 | 72 | 67,000 | SH | SOLE | 67,000 | 0 | 0 | ||
BANK OF AMERICA CORP | Equities | 060505104 | 112 | 3,983 | SH | SOLE | 3,983 | 0 | 0 | ||
BANK OF AMERICA CORP | PFDs, REITs, | 060505617 | 2 | 77 | SH | SOLE | 77 | 0 | 0 | ||
BANK OF AMERICA CORP | PFDs, REITs, | 060505682 | 70 | 56 | SH | SOLE | 56 | 0 | 0 | ||
BANK OF AMERICA CORP | PFDs, REITs, | 060505740 | 3 | 105 | SH | SOLE | 105 | 0 | 0 | ||
BANK OF AMERICA CORP | PFDs, REITs, | 060505831 | 1 | 42 | SH | SOLE | 42 | 0 | 0 | ||
BANK OF MONTREAL | Equities | 063671101 | 30 | 388 | SH | SOLE | 388 | 0 | 0 | ||
BANK OF NY MELLON CORP | Equities | 064058100 | 22 | 400 | SH | SOLE | 400 | 0 | 0 | ||
BANK OF NY MELLON CORP | PFDs, REITs, | 064058209 | 8 | 301 | SH | SOLE | 301 | 0 | 0 | ||
BARRICK GOLD CORP | Equities | 067901108 | 13 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
BAXTER INTL | Equities | 071813109 | 130 | 1,760 | SH | SOLE | 1,760 | 0 | 0 | ||
BB&T CORP | Equities | 054937107 | 6,110 | 121,143 | SH | SOLE | 121,143 | 0 | 0 | ||
BB&T CORP | PFDs, REITs, | 054937206 | 2 | 81 | SH | SOLE | 81 | 0 | 0 | ||
BB&T CORP | PFDs, REITs, | 054937404 | 9 | 338 | SH | SOLE | 338 | 0 | 0 | ||
BB&T CORP | PFDs, REITs, | 054937800 | 14 | 550 | SH | SOLE | 550 | 0 | 0 | ||
BB&T CORP PFD | PFDs, REITs, | 054937875 | 1,078 | 40,870 | SH | SOLE | 40,870 | 0 | 0 | ||
BB&T CORPORATI | PFDs, REITs, | 054937602 | 1 | 51 | SH | SOLE | 51 | 0 | 0 | ||
BCE INC | Equities | 05534B760 | 103 | 2,538 | SH | SOLE | 2,538 | 0 | 0 | ||
BECTON DICKINSON & CO | Equities | 075887109 | 187 | 782 | SH | SOLE | 782 | 0 | 0 | ||
BENTON CNTY WA SD#1 | Convertible/ | 082887NB2 | 17 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
BERKSHIRE HATHA | Convertible/ | 084670BS6 | 19 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
BERKSHIRE HATHAWAY | Convertible/ | 084670BQ0 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC B | Equities | 084670702 | 952 | 5,103 | SH | SOLE | 5,103 | 0 | 0 | ||
BHP BILLITON LTD | Equities | 088606108 | 9 | 173 | SH | SOLE | 173 | 0 | 0 | ||
BIOGEN IDEC INC | Equities | 09062X103 | 27 | 93 | SH | SOLE | 93 | 0 | 0 | ||
BIOMARIN PHARMA INC | Equities | 09061G101 | 57 | 600 | SH | SOLE | 600 | 0 | 0 | ||
BIOMARIN PHARMA INC | Convertible/ | 09061GAF8 | 5,885 | 4,990,000 | SH | SOLE | 4,990,000 | 0 | 0 | ||
BIOMARIN PHARMA INC | Convertible/ | 09061GAH4 | 7,568 | 7,455,000 | SH | SOLE | 7,455,000 | 0 | 0 | ||
BK NY MELLON COR | Convertible/ | 06406FAB9 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BLACK CREEK DIVERSIFIED | Equities | 132162700 | 8 | 1,065 | SH | SOLE | 1,065 | 0 | 0 | ||
BLACK HILLS CORP | Equities | 092113109 | 15 | 250 | SH | SOLE | 250 | 0 | 0 | ||
BLACKROCK ENHANCED EQUIT | Equities | 09251A104 | 53 | 5,765 | SH | SOLE | 5,765 | 0 | 0 | ||
BLACKROCK GLOBAL OPP EQ TRUST | Equities | 092501105 | 7 | 661 | SH | SOLE | 661 | 0 | 0 | ||
BLACKROCK INC | Equities | 09247X101 | 8 | 16 | SH | SOLE | 16 | 0 | 0 | ||
BLACKROCK MUNIYIELD CF | Equities | 09253W104 | 118 | 8,872 | SH | SOLE | 8,872 | 0 | 0 | ||
BLACKROCK MUNIYIELD INSD | Equities | 9254E1060 | 126 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUALITY | Equities | 09254F100 | 52 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
BLACKSTONE GRP LP | PFDs, REITs, | 09253U108 | 1,222 | 37,984 | SH | SOLE | 37,984 | 0 | 0 | ||
BLUEROCK RESI | PFDs, REITs, | 09627J508 | 8 | 300 | SH | SOLE | 300 | 0 | 0 | ||
BNP PARIBAS | Convertible/ | 05574LPT9 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BOEING CO | Equities | 097023105 | 1,067 | 3,181 | SH | SOLE | 3,181 | 0 | 0 | ||
BOJANGLES' INC | Equities | 097488100 | 1 | 50 | SH | SOLE | 50 | 0 | 0 | ||
BP PLC ADR | Equities | 055622104 | 93 | 2,041 | SH | SOLE | 2,041 | 0 | 0 | ||
BRIGHTHOUSE FINANCIA | Equities | 10922N103 | 0 | 9 | SH | SOLE | 9 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | Equities | 110122108 | 552 | 9,971 | SH | SOLE | 9,971 | 0 | 0 | ||
BRIT AMER TOBACCO | Equities | 110448107 | 135 | 2,670 | SH | SOLE | 2,670 | 0 | 0 | ||
BROADCASTER INC NEW XXX | Equities | 11132B202 | 0 | 100 | SH | SOLE | 100 | 0 | 0 | ||
BROADCOM INC | Equities | Y0486S104 | 4 | 17 | SH | SOLE | 17 | 0 | 0 | ||
BROOKFIELD REAL ASSETS I | Equities | 112830104 | 23 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
BROWARD CNTY FL ARP | Convertible/ | 114894RP5 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BROWN FORMAN CORP | Equities | 115637209 | 2 | 50 | SH | SOLE | 50 | 0 | 0 | ||
BRUNSWICK CORP | Equities | 117043109 | 12 | 186 | SH | SOLE | 186 | 0 | 0 | ||
BUCKEYE PARTNERS | PFDs, REITs, | 118230101 | 35 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
BUNGE LTD | Equities | G16962105 | 4 | 52 | SH | SOLE | 52 | 0 | 0 | ||
BUNGE LTD | PFDs, REITs, | G16962204 | 2,497 | 23,120 | SH | SOLE | 23,120 | 0 | 0 | ||
BURLINGTN NO SANT | Convertible/ | 12189TBC7 | 8 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
CA INC | Convertible/ | 12673PAC9 | 15 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
Ca Inc | Convertible/ | 12673PAE5 | 61 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
CABOT CORP | Equities | 127055101 | 25 | 406 | SH | SOLE | 406 | 0 | 0 | ||
CABOT MICROELECTRONICS CORP | Equities | 12709P103 | 16 | 148 | SH | SOLE | 148 | 0 | 0 | ||
CABOT OIL & GAS CORP | Equities | 127097103 | 1 | 24 | SH | SOLE | 24 | 0 | 0 | ||
CACI INTL INC | Equities | 127190304 | 135 | 800 | SH | SOLE | 800 | 0 | 0 | ||
CALAMOS CONV OPP & INC FD | Equities | 128117108 | 219 | 18,535 | SH | SOLE | 18,535 | 0 | 0 | ||
CALIFORNIA RES CORP | Equities | 13057Q107 | 0 | 2 | SH | SOLE | 2 | 0 | 0 | ||
CALIFORNIA ST | Convertible/ | 13063A7G3 | 16 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CALIFORNIA ST | Convertible/ | 13063BFA5 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CALIFORNIA ST | Convertible/ | 13063CLV0 | 12 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CALIFORNIA ST | Convertible/ | 13063CYB0 | 6 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CAMARILLO CA CDC TA | Convertible/ | 13177LEH2 | 53 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CAMBRIA SHAREHOLDER YLD ETF | Equities | 132061201 | 8 | 200 | SH | SOLE | 200 | 0 | 0 | ||
CAMDEN PROPERTY TRUST | Equities | 133131102 | 64 | 700 | SH | SOLE | 700 | 0 | 0 | ||
CANADIAN APT PPTYS | PFDs, REITs, | 134921105 | 26 | 800 | SH | SOLE | 800 | 0 | 0 | ||
CANADIAN NATIONAL RAILWAY CO | Equities | 136375102 | 7 | 90 | SH | SOLE | 90 | 0 | 0 | ||
CANADIAN PACIFIC RAILWAY LTD | Equities | 13645T100 | 42 | 227 | SH | SOLE | 227 | 0 | 0 | ||
CANOE EIT INC | Equities | 13780R109 | 314 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
CANOPY GROWTH CORP | Equities | 138035100 | 47 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
CAPITAL ONE | PFDs, REITs, | 14040H600 | 3 | 101 | SH | SOLE | 101 | 0 | 0 | ||
CAPITAL ONE FIN PFD | PFDs, REITs, | 14040H709 | 19 | 720 | SH | SOLE | 720 | 0 | 0 | ||
CAPITAL ONE FINL CORP | Equities | 14040H105 | 14 | 150 | SH | SOLE | 150 | 0 | 0 | ||
CARA THERAPEUTICS INC | Equities | 140755109 | 8 | 400 | SH | SOLE | 400 | 0 | 0 | ||
CARDINAL HEALTH INC | Equities | 14149Y108 | 10 | 200 | SH | SOLE | 200 | 0 | 0 | ||
CARDINAL HEALTH INC | Convertible/ | 14149YBA5 | 313 | 325,000 | SH | SOLE | 325,000 | 0 | 0 | ||
CARLSBERG AS | Equities | 142795202 | 2 | 65 | SH | SOLE | 65 | 0 | 0 | ||
CARMAX INC | Equities | 143130102 | 15 | 200 | SH | SOLE | 200 | 0 | 0 | ||
CARNIVAL CORP | Equities | 143658300 | 9 | 150 | SH | SOLE | 150 | 0 | 0 | ||
CARS.COM INC | Equities | 14575E109 | 9 | 333 | SH | SOLE | 333 | 0 | 0 | ||
CATERPILLAR FINL SVCS CORP | Convertible/ | 14912L4D0 | 8 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
CATERPILLAR INC | Equities | 149123101 | 75 | 550 | SH | SOLE | 550 | 0 | 0 | ||
CATERPILLAR INC | Convertible/ | 149123BV2 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CBOA FINANCIAL INC | Equities | 01248E111 | 33 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
CBS CORP | Equities | 124857202 | 11 | 200 | SH | SOLE | 200 | 0 | 0 | ||
CDEX INC | Equities | 12507E205 | 0 | 200 | SH | SOLE | 200 | 0 | 0 | ||
CELANESE CORP | Equities | 150870103 | 22 | 200 | SH | SOLE | 200 | 0 | 0 | ||
CELGENE CORP | Equities | 151020104 | 62 | 786 | SH | SOLE | 786 | 0 | 0 | ||
CELGENE CORP | Convertible/ | 151020AJ3 | 55 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
CELLECTAR BIOSCIENCE | Equities | 15117F302 | 3 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CEL-SCI CORP | Equities | 150837508 | 0 | 289 | SH | SOLE | 289 | 0 | 0 | ||
CENOVUS ENERGY INC | Equities | 15135U109 | 6 | 622 | SH | SOLE | 622 | 0 | 0 | ||
CENTENE CORP | Equities | 15135B101 | 22 | 175 | SH | SOLE | 175 | 0 | 0 | ||
CHANDLER AZ | Convertible/ | 158843WL2 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CHARLES & COLVARD LTD | Equities | 159765106 | 1 | 800 | SH | SOLE | 800 | 0 | 0 | ||
CHARLES SCHWAB CORP | Equities | 808513105 | 130 | 2,550 | SH | SOLE | 2,550 | 0 | 0 | ||
CHARLES SCHWAB PFD | PFDs, REITs, | 808513600 | 938 | 35,775 | SH | SOLE | 35,775 | 0 | 0 | ||
CHART INDUSTRIES INC | Convertible/ | 16115QAC4 | 2,047 | 2,055,000 | SH | SOLE | 2,055,000 | 0 | 0 | ||
CHARTER COMMUNICATIONS | Equities | 16117M305 | 4 | 15 | SH | SOLE | 15 | 0 | 0 | ||
CHEMTRADE LOG INC FD | Equities | 16387P103 | 23 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CHENIERE ENERGY INC | Equities | 16411R208 | 32 | 486 | SH | SOLE | 486 | 0 | 0 | ||
CHEVRON CORP | Equities | 166764100 | 807 | 6,382 | SH | SOLE | 6,382 | 0 | 0 | ||
CHEVRON CORPORA | Convertible/ | 166764BL3 | 19 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CHIMERA INVESTME | PFDs, REITs, | 16934Q307 | 11 | 416 | SH | SOLE | 416 | 0 | 0 | ||
CHIMERA INVESTME | PFDs, REITs, | 16934Q406 | 11 | 418 | SH | SOLE | 418 | 0 | 0 | ||
CHIMERA INVESTMENT | Equities | 16934Q208 | 483 | 26,400 | SH | SOLE | 26,400 | 0 | 0 | ||
CHS INC | PFDs, REITs, | 12542R803 | 20 | 700 | SH | SOLE | 700 | 0 | 0 | ||
CHUBB CORP | Equities | 171232101 | 27 | 210 | SH | SOLE | 210 | 0 | 0 | ||
CHUBB CORP | Convertible/ | 00440EAS6 | 19 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CIGNA CORP | Convertible/ | 125509BS7 | 61 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
CINCINNATI FINANCIAL CORP | Equities | 172062101 | 3,728 | 55,764 | SH | SOLE | 55,764 | 0 | 0 | ||
CINEMARK HOLDINGS INC | Equities | 17243V102 | 70 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CISCO SYSTEMS INC | Equities | 17275R102 | 7,156 | 166,292 | SH | SOLE | 166,292 | 0 | 0 | ||
CISCO SYSTEMS INC | Convertible/ | 17275RAE2 | 2 | 1,667 | SH | SOLE | 1,667 | 0 | 0 | ||
CISCO SYSTEMS INC | Convertible/ | 17275RBD3 | 5 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CITIGROUP IN | PFDs, REITs, | 172967333 | 11 | 419 | SH | SOLE | 419 | 0 | 0 | ||
CITIGROUP INC | PFDs, REITs, | 172967358 | 3 | 121 | SH | SOLE | 121 | 0 | 0 | ||
CITIGROUP INC | Equities | 172967424 | 41 | 616 | SH | SOLE | 616 | 0 | 0 | ||
CITIGROUP INC | Convertible/ | 172967GK1 | 60 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
CITIGROUP INC - PFD SERIES C | PFDs, REITs, | 172967366 | 4 | 157 | SH | SOLE | 157 | 0 | 0 | ||
CITIGROUP INC PFD | PFDs, REITs, | 172967341 | 14 | 510 | SH | SOLE | 510 | 0 | 0 | ||
CITRIX SYSTEMS INC | Equities | 177376100 | 29 | 280 | SH | SOLE | 280 | 0 | 0 | ||
CITY OF SAN ANTONIO | Convertible/ | 7962533W0 | 17 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CITY OFFICE | PFDs, REITs, | 178587200 | 22 | 885 | SH | SOLE | 885 | 0 | 0 | ||
CITY OFFICE REIT | PFDs, REITs, | 178587101 | 66 | 5,175 | SH | SOLE | 5,175 | 0 | 0 | ||
CLARK CTY NV | Convertible/ | 18085PLL6 | 104 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CLASSIFIED AD INC | Equities | 00089Y109 | 0 | 156 | SH | SOLE | 156 | 0 | 0 | ||
CLEVELAND CLIFFS | Convertible/ | 185899AA9 | 62 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CLIFFS NATURAL RES INC | Equities | 18683K101 | 69 | 8,200 | SH | SOLE | 8,200 | 0 | 0 | ||
CLOROX CO | Equities | 189054109 | 44 | 326 | SH | SOLE | 326 | 0 | 0 | ||
CME GROUP INC A | Equities | 12572Q105 | 8 | 50 | SH | SOLE | 50 | 0 | 0 | ||
CNO FINL GROUP INC | Equities | 208464883 | 0 | 7 | SH | SOLE | 7 | 0 | 0 | ||
COCA-COLA CO | Equities | 191216100 | 266 | 6,073 | SH | SOLE | 6,073 | 0 | 0 | ||
COGNEX CORP | Equities | 192422103 | 3,252 | 72,901 | SH | SOLE | 72,901 | 0 | 0 | ||
COGNIZANT TECH SOLULTIONS CORP A | Equities | 192446102 | 30 | 380 | SH | SOLE | 380 | 0 | 0 | ||
COHEN AND STEERS INFRAST | Equities | 19248A109 | 32 | 1,410 | SH | SOLE | 1,410 | 0 | 0 | ||
COLAS SA ORD | Equities | F19320104 | 21 | 100 | SH | SOLE | 100 | 0 | 0 | ||
COLGATE PALMOLIVE | Equities | 194162103 | 137 | 2,109 | SH | SOLE | 2,109 | 0 | 0 | ||
Collier Fl S/B C | Convertible/ | 194653JH5 | 26 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
COMCASE CORPORATI | Convertible/ | 20030NBY6 | 19 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
COMCAST CORP A | Equities | 20030N101 | 51 | 1,548 | SH | SOLE | 1,548 | 0 | 0 | ||
COMMUNITY HEALTHCARE | PFDs, REITs, | 20369C106 | 30 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
COMPAGNIE FINAN RIC | Equities | 204319107 | 1 | 95 | SH | SOLE | 95 | 0 | 0 | ||
COMPASS GROUP | Equities | 20449X401 | 2 | 70 | SH | SOLE | 70 | 0 | 0 | ||
COMPUTER SCIENCE | Convertible/ | 205363AN4 | 55 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
CONAGRA FOODS INC | Equities | 205887102 | 51 | 1,425 | SH | SOLE | 1,425 | 0 | 0 | ||
CONCHO RESOURCES INC | Equities | 20605P101 | 61 | 440 | SH | SOLE | 440 | 0 | 0 | ||
CONOCOPHILLIPS | Equities | 20825C104 | 2,001 | 28,737 | SH | SOLE | 28,737 | 0 | 0 | ||
CONS COMM HLDGS | Equities | 209034107 | 18 | 1,480 | SH | SOLE | 1,480 | 0 | 0 | ||
CONS DISC SELECT SECTOR SPDR FD | Equities | 81369Y407 | 2 | 22 | SH | SOLE | 22 | 0 | 0 | ||
CONSOLIDATED EDISON INC | Equities | 209115104 | 8 | 100 | SH | SOLE | 100 | 0 | 0 | ||
CONSTELLATION BRANDS INC | Equities | 21036P108 | 134 | 610 | SH | SOLE | 610 | 0 | 0 | ||
CONTINENTAL AG | Equities | 210771200 | 1 | 20 | SH | SOLE | 20 | 0 | 0 | ||
CONTINENTAL RESOURCES INC | Equities | 212015101 | 19 | 300 | SH | SOLE | 300 | 0 | 0 | ||
CONTRA COSTA CA P | Convertible/ | 21226PKD9 | 27 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
COPART INC | Equities | 217204106 | 23 | 400 | SH | SOLE | 400 | 0 | 0 | ||
COR OFFICE PPTYS | PFDs, REITs, | 22002T108 | 58 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CORE MED GROUP INC | Equities | 218684108 | 0 | 146 | SH | SOLE | 146 | 0 | 0 | ||
CORENERGY INF | PFDs, REITs, | 21870U304 | 14 | 550 | SH | SOLE | 550 | 0 | 0 | ||
CORNERSTONE ONDEMAND INC | Convertible/ | 21925YAB9 | 9,770 | 9,795,000 | SH | SOLE | 9,795,000 | 0 | 0 | ||
CORNING INC | Equities | 219350105 | 5,600 | 203,563 | SH | SOLE | 203,563 | 0 | 0 | ||
CORNING INC | Convertible/ | 219350AZ8 | 50 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CORNING INC | Convertible/ | 219350BB0 | 1,791 | 1,825,000 | SH | SOLE | 1,825,000 | 0 | 0 | ||
CORPUS CHRISTI TX | Convertible/ | 2201125R3 | 17 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
COSTCO WHOLESALE CORP | Equities | 22160K105 | 3,299 | 15,787 | SH | SOLE | 15,787 | 0 | 0 | ||
COUGAR OIL & GAS CANADA INC | Equities | 22208A101 | 0 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CPI CARD GROUP INC | Equities | 12634H101 | 0 | 80 | SH | SOLE | 80 | 0 | 0 | ||
CREDIT SUISSE HY BD FD | Equities | 22544F103 | 239 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
CREE | Equities | 225447101 | 2 | 50 | SH | SOLE | 50 | 0 | 0 | ||
CRISPR THERAPEUTICS | Equities | H17182108 | 3 | 50 | SH | SOLE | 50 | 0 | 0 | ||
CROSSAMERICA LP | PFDs, REITs, | 22758A105 | 68 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
CROWN CASTLE INTL CORP | PFDs, REITs, | 228227104 | 15 | 140 | SH | SOLE | 140 | 0 | 0 | ||
CSG SYSTEMS INC | Convertible/ | 126349AF6 | 21,573 | 20,455,000 | SH | SOLE | 20,455,000 | 0 | 0 | ||
CSX CORP | Equities | 126408103 | 2,292 | 35,943 | SH | SOLE | 35,943 | 0 | 0 | ||
CSX CORP | Convertible/ | 126408GZ0 | 50 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CUIDAO HLDG CORP | Equities | 229905302 | 0 | 150 | SH | SOLE | 150 | 0 | 0 | ||
CURRENCYSHARES CHINESE RENMINBI ETF | Equities | 23131C107 | 87 | 1,178 | SH | SOLE | 1,178 | 0 | 0 | ||
CURRENCYSHARES SWISS FRANC ETF | Equities | 23129V109 | 95 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
CVR REFINING | Equities | 12663P107 | 568 | 25,401 | SH | SOLE | 25,401 | 0 | 0 | ||
CVS HEALTH CORP | Equities | 126650100 | 16 | 252 | SH | SOLE | 252 | 0 | 0 | ||
CVS HEALTH CORP | Convertible/ | 126650BJ8 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CVS HEALTH CORP | Convertible/ | 126650BW9 | 269 | 265,000 | SH | SOLE | 265,000 | 0 | 0 | ||
CVS HEALTH CORP (VARIABLE) | Convertible/ | 126650DB3 | 2,621 | 2,615,000 | SH | SOLE | 2,615,000 | 0 | 0 | ||
CVS HEALTH CORP (VARIABLE) | Convertible/ | 126650DD9 | 1,049 | 1,045,000 | SH | SOLE | 1,045,000 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR | Equities | 232806109 | 288 | 18,500 | SH | SOLE | 18,500 | 0 | 0 | ||
CYS INV REIT | PFDs, REITs, | 12673A108 | 375 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
DAIWA HOUSE IND LTD ADRF | Equities | 234062206 | 2 | 70 | SH | SOLE | 70 | 0 | 0 | ||
DANAHER CORP | Equities | 235851102 | 13 | 133 | SH | SOLE | 133 | 0 | 0 | ||
DASSAULT SYSTEMS SA ADRF | Equities | 237545108 | 21 | 150 | SH | SOLE | 150 | 0 | 0 | ||
DAVITA INC | Equities | 23918K108 | 16 | 237 | SH | SOLE | 237 | 0 | 0 | ||
DAWSON GEOPHYSICAL | Equities | 239360100 | 0 | 17 | SH | SOLE | 17 | 0 | 0 | ||
DEERE & CO | Equities | 244199105 | 15 | 107 | SH | SOLE | 107 | 0 | 0 | ||
Delaware St | Convertible/ | 246381CC9 | 17 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
DELAWARE ST | Convertible/ | 246381FV4 | 17 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
DELL TECH INC | Equities | 24703L103 | 9 | 111 | SH | SOLE | 111 | 0 | 0 | ||
DENVER CO C&C S | Convertible/ | 24919PJK1 | 101 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
DENVER CO C&C SD #1 | Convertible/ | 249174SM6 | 105 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
DIAGEO PLC | Equities | 25243Q205 | 33 | 232 | SH | SOLE | 232 | 0 | 0 | ||
DIAMOND EQUITIES INC | Equities | 252592100 | 0 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
DIAMOND OFFSHR DRLNG | Equities | 25271C102 | 3 | 155 | SH | SOLE | 155 | 0 | 0 | ||
DIGERATI TECH INC | Equities | 25375L206 | 0 | 100 | SH | SOLE | 100 | 0 | 0 | ||
DIGITAL REALTY TR G PFD | PFDs, REITs, | 253868889 | 1 | 45 | SH | SOLE | 45 | 0 | 0 | ||
DNP SELECT INCOME FUND | Equities | 23325P104 | 36 | 3,375 | SH | SOLE | 3,375 | 0 | 0 | ||
DOLBY LABS INC | Equities | 25659T107 | 4 | 63 | SH | SOLE | 63 | 0 | 0 | ||
DOMINION RESOURCES INC | Equities | 25746U109 | 15 | 223 | SH | SOLE | 223 | 0 | 0 | ||
DONNELLY FIN SOL INC | Equities | 25787G100 | 2 | 100 | SH | SOLE | 100 | 0 | 0 | ||
DOVER CORP | Equities | 260003108 | 942 | 12,874 | SH | SOLE | 12,874 | 0 | 0 | ||
DOVER CORP | Convertible/ | 260003AC2 | 125 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
DOW CHEMICAL CO | Convertible/ | 260543CF8 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
DOWDUPONT INC | Equities | 26078J100 | 3,954 | 59,988 | SH | SOLE | 59,988 | 0 | 0 | ||
DPS LEHMAN BROTHERS HLDGS | PFDs, REITs, | 525ESC711 | 0 | 92 | SH | SOLE | 92 | 0 | 0 | ||
DRIPPING SPRING TX | Convertible/ | 262061NX8 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
DUKE ENERGY | Equities | 26441C303 | 2 | 73 | SH | SOLE | 73 | 0 | 0 | ||
DUKE ENERGY CORP | Equities | 26441C105 | 77 | 976 | SH | SOLE | 976 | 0 | 0 | ||
DUNKIN BRANDS GROUP INC | Equities | 265504100 | 21 | 300 | SH | SOLE | 300 | 0 | 0 | ||
DYNAGAS LNG PAR | PFDs, REITs, | Y2188B116 | 19 | 750 | SH | SOLE | 750 | 0 | 0 | ||
E DIGITAL CORP | Equities | 26841Y103 | 0 | 300 | SH | SOLE | 300 | 0 | 0 | ||
EASTERLY GOVT PPTYS | PFDs, REITs, | 27616P103 | 37 | 1,850 | SH | SOLE | 1,850 | 0 | 0 | ||
EASTMAN CHEMICAL CO | Equities | 277432100 | 3 | 29 | SH | SOLE | 29 | 0 | 0 | ||
EATON CORP | Convertible/ | 278062AC8 | 6 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
EATON CORP PLC | Equities | 278058102 | 2,788 | 37,299 | SH | SOLE | 37,299 | 0 | 0 | ||
EATON VANCE TAX ADV BD & OP STRAT FD | Equities | 27829M103 | 74 | 8,035 | SH | SOLE | 8,035 | 0 | 0 | ||
EATON VANCE TAX MGD BUY | Equities | 27828Y108 | 14 | 929 | SH | SOLE | 929 | 0 | 0 | ||
EATON VANCE TAX-MANAGED DIVERSIFIED EQ INC | Equities | 27828N102 | 5 | 420 | SH | SOLE | 420 | 0 | 0 | ||
EBAY INC | Equities | 278642103 | 10 | 264 | SH | SOLE | 264 | 0 | 0 | ||
EBIX INC | Equities | 278715206 | 8 | 100 | SH | SOLE | 100 | 0 | 0 | ||
ECHO GLOBAL LOGISTICS INC | Convertible/ | 27875TAA9 | 2,297 | 2,205,000 | SH | SOLE | 2,205,000 | 0 | 0 | ||
ECOLAB INC | Equities | 278865100 | 7 | 50 | SH | SOLE | 50 | 0 | 0 | ||
ECOLAB INC | Convertible/ | 278865AL4 | 50 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
ECOTALITY INC XXX | Equities | 27922Y202 | 0 | 833 | SH | SOLE | 833 | 0 | 0 | ||
EDINA MN ISD NO273 | Convertible/ | 280659SL8 | 21 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
EDISON INTERNATIONAL | Equities | 281020107 | 75 | 1,189 | SH | SOLE | 1,189 | 0 | 0 | ||
EDWARDS LIFESCIENCES CP | Equities | 28176E112 | 52 | 360 | SH | SOLE | 360 | 0 | 0 | ||
ELI LILLY & CO | Equities | 532457108 | 177 | 2,073 | SH | SOLE | 2,073 | 0 | 0 | ||
EMERSON ELECTRIC CO | Equities | 291011104 | 9,927 | 143,578 | SH | SOLE | 143,578 | 0 | 0 | ||
EMPIRE STATE REALTY TRUST | PFDs, REITs, | 292104106 | 219 | 12,782 | SH | SOLE | 12,782 | 0 | 0 | ||
ENBRIDGE ENERGY PTNRS LP | PFDs, REITs, | 29250R106 | 4 | 400 | SH | SOLE | 400 | 0 | 0 | ||
ENBRIDGE INC | Equities | 29250N105 | 16 | 460 | SH | SOLE | 460 | 0 | 0 | ||
ENERGY NW WA ELEC R | Convertible/ | 29270CWA9 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ENERGY SELECT SECTOR SPDR FD | Equities | 81369Y506 | 23 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ENERGY TRANSFER PARTNERS | PFDs, REITs, | 29273R109 | 88 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
ENERGY TRNFR EQUITY LP | PFDs, REITs, | 29273V100 | 69 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ENTERGY ARKANSAS | Equities | 29364D761 | 1 | 27 | SH | SOLE | 27 | 0 | 0 | ||
ENTERGY CORP | Equities | 29364G103 | 5 | 62 | SH | SOLE | 62 | 0 | 0 | ||
ENTERPRISE PTNRS | PFDs, REITs, | 293792107 | 356 | 12,850 | SH | SOLE | 12,850 | 0 | 0 | ||
ENVESTNET INC | Convertible/ | 29404KAA4 | 9,250 | 8,785,000 | SH | SOLE | 8,785,000 | 0 | 0 | ||
EOG RESOURCES INC | Equities | 26875P101 | 12 | 100 | SH | SOLE | 100 | 0 | 0 | ||
EPR PROPERTIES | PFDs, REITs, | 26884U109 | 6 | 86 | SH | SOLE | 86 | 0 | 0 | ||
EQUINOX GOLD CORP | Equities | 29446Y106 | 5 | 7,130 | SH | SOLE | 7,130 | 0 | 0 | ||
EQUITY RESIDENTIAL | PFDs, REITs, | 29476L107 | 15 | 233 | SH | SOLE | 233 | 0 | 0 | ||
ESECURESOFT CO | Equities | 296423106 | 0 | 148 | SH | SOLE | 148 | 0 | 0 | ||
ESTEE LAUDER COS INC A | Equities | 518439104 | 114 | 800 | SH | SOLE | 800 | 0 | 0 | ||
EVERGREEN INC ADVANTAGE | Equities | 94987B105 | 460 | 57,573 | SH | SOLE | 57,573 | 0 | 0 | ||
EVERSOURCE ENERGY | Equities | 30040W108 | 21 | 364 | SH | SOLE | 364 | 0 | 0 | ||
EXACT SCIENCES CORP | Equities | 30063P105 | 78 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
EXACT SCIENCES CORP | Convertible/ | 30063PAA3 | 3,600 | 3,430,000 | SH | SOLE | 3,430,000 | 0 | 0 | ||
EXCELSIOR MINING CO | Equities | 300763208 | 34 | 37,170 | SH | SOLE | 37,170 | 0 | 0 | ||
EXELIXIS INC | Equities | 30161Q104 | 135 | 6,260 | SH | SOLE | 6,260 | 0 | 0 | ||
EXELON | Equities | 30161N101 | 35 | 810 | SH | SOLE | 810 | 0 | 0 | ||
EXP WORLD HOLDINGS INC | Equities | 30212W100 | 222 | 19,591 | SH | SOLE | 19,591 | 0 | 0 | ||
EXPEDIA INC | Convertible/ | 30212PAB1 | 7 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
EXPEDIA INC | Convertible/ | 30212PAH8 | 7 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
EXPEDIA INC | Equities | 30212P303 | 33 | 278 | SH | SOLE | 278 | 0 | 0 | ||
EXPRESS SCRIPTS HLDG CO | Equities | 302182100 | 44 | 564 | SH | SOLE | 564 | 0 | 0 | ||
EXTRA SPACE STORAGE INC | PFDs, REITs, | 30225T102 | 79 | 790 | SH | SOLE | 790 | 0 | 0 | ||
EXXON MOBIL CORP | Equities | 30231G102 | 4,974 | 60,122 | SH | SOLE | 60,122 | 0 | 0 | ||
FACEBOOK INC | Equities | 30303M102 | 163 | 840 | SH | SOLE | 840 | 0 | 0 | ||
FACTSET RESEARCH SYSTEMS | Equities | 303075105 | 10 | 50 | SH | SOLE | 50 | 0 | 0 | ||
FAIRFAX FINANCE PFD | PFDs, REITs, | 303901607 | 9 | 500 | SH | SOLE | 500 | 0 | 0 | ||
FAIRFAX FINANCIAL HLDGS | Equities | 303901102 | 56 | 100 | SH | SOLE | 100 | 0 | 0 | ||
FANNIE MAE | Convertible/ | 3135G0F73 | 21 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
FANUC CORPORATION | Equities | 307305102 | 32 | 1,609 | SH | SOLE | 1,609 | 0 | 0 | ||
FAU FIN CORP FL | Convertible/ | 31200CAM8 | 5 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
FEDEX CORP | Equities | 31428X106 | 148 | 651 | SH | SOLE | 651 | 0 | 0 | ||
FERGUSON PLC | Equities | 31502A204 | 2 | 236 | SH | SOLE | 236 | 0 | 0 | ||
FIDELITY NATL FINL INC | Equities | 31620R105 | 45 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
FIDELITY NATL INFO SVCS | Equities | 31620M106 | 32 | 300 | SH | SOLE | 300 | 0 | 0 | ||
FIFTH THIRD BANCO | Convertible/ | 316773CP3 | 61 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
FIFTH THIRD BANCORP | Equities | 316773100 | 8 | 265 | SH | SOLE | 265 | 0 | 0 | ||
FIFTH THIRD PFD | PFDs, REITs, | 316773605 | 804 | 29,650 | SH | SOLE | 29,650 | 0 | 0 | ||
FINANCIAL SELECT SECTOR SPDR FD | Equities | 81369Y605 | 82 | 3,079 | SH | SOLE | 3,079 | 0 | 0 | ||
FIRST TR COMBINED SER | Unit Trusts | 33735N730 | 26 | 30 | SH | SOLE | 30 | 0 | 0 | ||
FIRST TRUST DJ INTERNET ETF | Equities | 33733E306 | 35 | 255 | SH | SOLE | 255 | 0 | 0 | ||
FIRST TRUST HC ALPHADEX ETF | Equities | 33734X143 | 40 | 540 | SH | SOLE | 540 | 0 | 0 | ||
FIRSTENERGY | Equities | 337932107 | 13 | 350 | SH | SOLE | 350 | 0 | 0 | ||
FIRSTMERIT CORP | Convertible/ | 337915AA0 | 56 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
FISERV INC | Equities | 337738108 | 106 | 1,434 | SH | SOLE | 1,434 | 0 | 0 | ||
FITBIT INC | Equities | 33812L102 | 2 | 300 | SH | SOLE | 300 | 0 | 0 | ||
FLAGSTAFF AZ | Convertible/ | 338423QF6 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FLEXTRONICS INTL LTD | Convertible/ | 33938EAS6 | 1,490 | 1,455,000 | SH | SOLE | 1,455,000 | 0 | 0 | ||
FLUOR CORP | Equities | 343412102 | 2 | 50 | SH | SOLE | 50 | 0 | 0 | ||
FORD HLDG LLC | Convertible/ | 345277AE7 | 20 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
FORD MOTOR CO | Equities | 345370860 | 31 | 2,787 | SH | SOLE | 2,787 | 0 | 0 | ||
FORD MOTOR COMP | Convertible/ | 345370CR9 | 15 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
FORD MOTOR CREDIT | Convertible/ | 345397VM2 | 14 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
FORTIVE CORP | Equities | 34959J108 | 23 | 300 | SH | SOLE | 300 | 0 | 0 | ||
FRANKLIN RESOURCES | Equities | 354613101 | 2 | 50 | SH | SOLE | 50 | 0 | 0 | ||
FREDDIE MAC | Convertible/ | 3137EACA5 | 21 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
FREEPORT-MCMORAN INC | Equities | 35671D857 | 15 | 877 | SH | SOLE | 877 | 0 | 0 | ||
FRESNO CA WTR SY | Convertible/ | 358240FC8 | 52 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
FRONTIER COMM CORP | Equities | 35906A306 | 0 | 7 | SH | SOLE | 7 | 0 | 0 | ||
FT BEND CTY TEX | Convertible/ | 34681MMG8 | 15 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
FT LEWIS CLG BD CO | Convertible/ | 347753CR4 | 106 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FUELCELL ENERGY INC | Equities | 35952H106 | 0 | 50 | SH | SOLE | 50 | 0 | 0 | ||
G C I LIBERTY INC | Equities | 36164V305 | 0 | 10 | SH | SOLE | 10 | 0 | 0 | ||
GAP INC | Convertible/ | 364760AK4 | 16,945 | 16,175,000 | SH | SOLE | 16,175,000 | 0 | 0 | ||
GASLOG LTD | PFDs, REITs, | G37585117 | 11 | 400 | SH | SOLE | 400 | 0 | 0 | ||
GASLOG PARTNERS LP | PFDs, REITs, | Y2687W108 | 48 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
GASLOG PARTNERS LP | PFDs, REITs, | Y2687W116 | 13 | 500 | SH | SOLE | 500 | 0 | 0 | ||
GENERAL DYNAMICS CORP | Equities | 369550108 | 9 | 50 | SH | SOLE | 50 | 0 | 0 | ||
GENERAL ELECTRIC CO | Equities | 369604103 | 223 | 16,383 | SH | SOLE | 16,383 | 0 | 0 | ||
GENERAL ELECTRIC CO | Convertible/ | 36962G4D3 | 9 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
GENERAL MILLS INC | Equities | 370334104 | 1,690 | 38,176 | SH | SOLE | 38,176 | 0 | 0 | ||
GENERAL MOLY INC | Equities | 370373102 | 67 | 162,807 | SH | SOLE | 162,807 | 0 | 0 | ||
GENERAL MOTORS CO | Equities | 370442105 | 4 | 95 | SH | SOLE | 95 | 0 | 0 | ||
GENERAL MOTORS CO, CL B-19WT | Equities | 37045V126 | 1 | 57 | SH | SOLE | 57 | 0 | 0 | ||
GENERAL MOTORS CORP 8.25 | PFDs, REITs, | 370ESCBW4 | 0 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
GENERAL MOTORS CORP 9.25 | PFDs, REITs, | 370ESC9S6 | 0 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
GENMARK DIAGNOSTICS INC | Equities | 372309104 | 3 | 400 | SH | SOLE | 400 | 0 | 0 | ||
GENUINE PARTS CO | Equities | 372460105 | 16 | 176 | SH | SOLE | 176 | 0 | 0 | ||
GEORGIA PWR CO | Convertible/ | 373334KH3 | 19 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
GEORGIA ST | Convertible/ | 373384PL4 | 26 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
GILEAD SCIENCES INC | Equities | 375558103 | 56 | 791 | SH | SOLE | 791 | 0 | 0 | ||
GLADSTONE COML C | PFDs, REITs, | 376536603 | 23 | 900 | SH | SOLE | 900 | 0 | 0 | ||
GLADSTONE INVEST | PFDs, REITs, | 376546404 | 14 | 550 | SH | SOLE | 550 | 0 | 0 | ||
GLAXOSMITHKLINE PLC ADR | Equities | 37733W105 | 11 | 275 | SH | SOLE | 275 | 0 | 0 | ||
GLOBAL INDEMNI | PFDs, REITs, | G3933F139 | 15 | 600 | SH | SOLE | 600 | 0 | 0 | ||
GLOBAL INDEMNIT | PFDs, REITs, | G3933F121 | 6 | 250 | SH | SOLE | 250 | 0 | 0 | ||
GLOBAL MEDICAL REIT INC | PFDs, REITs, | 37954A204 | 18 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
GLOBAL NET LEAS | PFDs, REITs, | 379378300 | 15 | 600 | SH | SOLE | 600 | 0 | 0 | ||
GLOBAL NET LEASE INC | PFDs, REITs, | 379378102 | 1,080 | 52,882 | SH | SOLE | 52,882 | 0 | 0 | ||
GMAC CAPITAL T | PFDs, REITs, | 361860208 | 8 | 300 | SH | SOLE | 300 | 0 | 0 | ||
GOL LINHAS AEREAS INTELIGENTES SA | Equities | 38045R107 | 0 | 20 | SH | SOLE | 20 | 0 | 0 | ||
GOLDCORP INC | Equities | 380956409 | 3 | 200 | SH | SOLE | 200 | 0 | 0 | ||
GOLDEN ARCH RESOURCES | Equities | 38079K101 | 0 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
GOLDMAN SACH | PFDs, REITs, | 38148B108 | 5 | 178 | SH | SOLE | 178 | 0 | 0 | ||
GOLDMAN SACHS | PFDs, REITs, | 38145G308 | 336 | 12,982 | SH | SOLE | 12,982 | 0 | 0 | ||
GOLDMAN SACHS GR | Convertible/ | 38141GGS7 | 53 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP | Convertible/ | 38141E2V0 | 22 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP | Convertible/ | 38141ED48 | 27 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP | Convertible/ | 38141EM63 | 42 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP | Convertible/ | 38143VAA7 | 58 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP (VARIABLE) | Convertible/ | 38141GWN0 | 687 | 685,000 | SH | SOLE | 685,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP (VARIABLE) | Convertible/ | 38141GWU4 | 2,301 | 2,310,000 | SH | SOLE | 2,310,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP (VARIABLE) | Convertible/ | 38145GAF7 | 4,989 | 4,935,000 | SH | SOLE | 4,935,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | Equities | 38141G104 | 181 | 822 | SH | SOLE | 822 | 0 | 0 | ||
GOLDMAN SACHS PFD | PFDs, REITs, | 38148B504 | 831 | 31,195 | SH | SOLE | 31,195 | 0 | 0 | ||
GOODYEAR TIRE & RUBBER CO | Equities | 382550101 | 18 | 775 | SH | SOLE | 775 | 0 | 0 | ||
GOVERNMENT PPTY INCM TR | PFDs, REITs, | 38376A103 | 8 | 500 | SH | SOLE | 500 | 0 | 0 | ||
GRANITE CONSTRUCTION | Equities | 387328107 | 153 | 2,750 | SH | SOLE | 2,750 | 0 | 0 | ||
GRANITE POINT MORTGA | PFDs, REITs, | 38741L107 | 99 | 5,410 | SH | SOLE | 5,410 | 0 | 0 | ||
GRD FORKS ND SANI | Convertible/ | 385493EU1 | 15 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
GREEN ENERGY GROUP INC | Equities | 393036108 | 0 | 165 | SH | SOLE | 165 | 0 | 0 | ||
GTE CORP | Convertible/ | 362320BA0 | 12 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GUIDEWARE SOFTWARE | Equities | 40171V100 | 4 | 50 | SH | SOLE | 50 | 0 | 0 | ||
GUIDEWIRE SOFTWARE INC | Convertible/ | 40171VAA8 | 5,348 | 5,265,000 | SH | SOLE | 5,265,000 | 0 | 0 | ||
GUNNISON ETC CO SD | Convertible/ | 402892CV3 | 87 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | Equities | 36197T103 | 4 | 32 | SH | SOLE | 32 | 0 | 0 | ||
HABIT RESTAURANTS INC | Equities | 40449J103 | 2 | 200 | SH | SOLE | 200 | 0 | 0 | ||
HANESBRANDS INC | Equities | 410345102 | 3 | 136 | SH | SOLE | 136 | 0 | 0 | ||
HANOVER INSURAN | PFDs, REITs, | 410867204 | 13 | 500 | SH | SOLE | 500 | 0 | 0 | ||
HARLEY-DAVIDSON INC | Equities | 412822108 | 38 | 900 | SH | SOLE | 900 | 0 | 0 | ||
HARRIS CNTY TX | Convertible/ | 414005QD3 | 17 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
HARTFORD FINANCIAL PFD | PFDs, REITs, | 416518504 | 3 | 104 | SH | SOLE | 104 | 0 | 0 | ||
HARTFORD FINL S | Convertible/ | 416518AB4 | 53 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
HASBRO INC | Equities | 418056107 | 3 | 30 | SH | SOLE | 30 | 0 | 0 | ||
HAWAIIAN ELECTRIC INDUSTRIES INC | Equities | 419870100 | 17 | 500 | SH | SOLE | 500 | 0 | 0 | ||
HCP INC | PFDs, REITs, | 40414L109 | 94 | 3,643 | SH | SOLE | 3,643 | 0 | 0 | ||
HEALTHCARE REALTY TRUST INC | PFDs, REITs, | 421946104 | 643 | 22,105 | SH | SOLE | 22,105 | 0 | 0 | ||
HEALTHCARE SELECT SECTOR SPDR FD | Equities | 81369Y209 | 27 | 325 | SH | SOLE | 325 | 0 | 0 | ||
HELMERICH & PAYNE INC | Equities | 423452101 | 6 | 100 | SH | SOLE | 100 | 0 | 0 | ||
HERCULES CAPITA | PFDs, REITs, | 427096862 | 4 | 162 | SH | SOLE | 162 | 0 | 0 | ||
HERITAGE GLOBAL INC | Equities | 42727E107 | 0 | 50 | SH | SOLE | 50 | 0 | 0 | ||
HEWLETT PACKARD STEP 22 | Convertible/ | 42824CAN9 | 56 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
HEWLETT-PACKARD CO | Convertible/ | 428236BQ5 | 26 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
HEWLETT-PACKARD CO | Convertible/ | 428236BV4 | 16 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
HIGHWOODS PPTY | PFDs, REITs, | 431284108 | 15 | 297 | SH | SOLE | 297 | 0 | 0 | ||
HOEGH LNG PAR | PFDs, REITs, | Y3262R118 | 13 | 500 | SH | SOLE | 500 | 0 | 0 | ||
HOLLY ENE PARTNERS | PFDs, REITs, | 435763107 | 21 | 750 | SH | SOLE | 750 | 0 | 0 | ||
HOLOGIC INC | Equities | 436440101 | 40 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
HOME DEPOT INC | Equities | 437076102 | 5,622 | 28,814 | SH | SOLE | 28,814 | 0 | 0 | ||
HOMEAWAY INC | Convertible/ | 43739QAB6 | 9 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
HONDA MOTOR | Equities | 438128308 | 4 | 140 | SH | SOLE | 140 | 0 | 0 | ||
HONEYWELL INTL INC | Equities | 438516106 | 307 | 2,128 | SH | SOLE | 2,128 | 0 | 0 | ||
HOSPITALITY PROP TR | PFDs, REITs, | 44106M102 | 2,080 | 72,705 | SH | SOLE | 72,705 | 0 | 0 | ||
HOSPITALITY PROP TRUST | Convertible/ | 44106MAQ5 | 262 | 255,000 | SH | SOLE | 255,000 | 0 | 0 | ||
HP INC | Equities | 428236103 | 4 | 187 | SH | SOLE | 187 | 0 | 0 | ||
HTG MOLECULAR DIAG INC | Equities | 40434H104 | 11 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
HUMANA INC | Equities | 444859102 | 155 | 522 | SH | SOLE | 522 | 0 | 0 | ||
HUNTINGTON INGALLS | Equities | 446413106 | 3 | 12 | SH | SOLE | 12 | 0 | 0 | ||
HUNTSMAN CORP | Equities | 447011107 | 2,613 | 89,474 | SH | SOLE | 89,474 | 0 | 0 | ||
HUSKY ENERGY INC | Convertible/ | 448055AF0 | 7 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
HUTCHINSON MN PUR | Convertible/ | 44835EDE5 | 27 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
HYATT HOTELS CORP | Convertible/ | 448579AD4 | 2,788 | 2,665,000 | SH | SOLE | 2,665,000 | 0 | 0 | ||
HYPERDYNAMICS CORP | Equities | 448954206 | 0 | 13 | SH | SOLE | 13 | 0 | 0 | ||
IHS MARKIT LTD | Equities | G47567105 | 4 | 71 | SH | SOLE | 71 | 0 | 0 | ||
ILLINOIS TOOL WORKS | Equities | 452308109 | 21 | 150 | SH | SOLE | 150 | 0 | 0 | ||
IMMUNOGEN INC | Equities | 45253H101 | 1 | 55 | SH | SOLE | 55 | 0 | 0 | ||
IN ST FA REV | Convertible/ | 455057XG9 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INDEPENDENCE GROUP ORD | Equities | Q48886107 | 6 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
INDEPENDENCE REALTY TRUST INC | PFDs, REITs, | 45378A106 | 21 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
INDEPENDENCE RES | Equities | 45378C102 | 0 | 62 | SH | SOLE | 62 | 0 | 0 | ||
INDEPENDENT C CA | Convertible/ | 45385LHC0 | 50 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
INDUSTRIAL LOGISTICS | PFDs, REITs, | 456237106 | 111 | 4,950 | SH | SOLE | 4,950 | 0 | 0 | ||
Ingersoll-Rand | Convertible/ | 45687AAJ1 | 26 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
INGERSOLL-RAND PLC | Equities | G4766G101 | 18 | 200 | SH | SOLE | 200 | 0 | 0 | ||
INTEGRYS ENERGY GR | PFDs, REITs, | 45822P204 | 7 | 267 | SH | SOLE | 267 | 0 | 0 | ||
INTEL CORP | Equities | 458140100 | 6,133 | 123,369 | SH | SOLE | 123,369 | 0 | 0 | ||
INTEL CORP | Convertible/ | 458140AU4 | 19 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
INTERCONTINENTAL EXCHANGE INC | Equities | 45865V100 | 10 | 140 | SH | SOLE | 140 | 0 | 0 | ||
INTERPUBLIC GRP COS | Convertible/ | 460690BH2 | 50 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
INTL BUSINESS MACHINES CORP | Equities | 459200101 | 23 | 167 | SH | SOLE | 167 | 0 | 0 | ||
INTL GAME TECH | Equities | 459902102 | 1 | 28 | SH | SOLE | 28 | 0 | 0 | ||
INTL PAPER CO | Equities | 460146103 | 75 | 1,447 | SH | SOLE | 1,447 | 0 | 0 | ||
INTREXON | Equities | 46122T102 | 4 | 300 | SH | SOLE | 300 | 0 | 0 | ||
INVESCO ADV MUNI INC TRUST II | Equities | 46132E107 | 145 | 13,603 | SH | SOLE | 13,603 | 0 | 0 | ||
INVESCO LTD | Equities | G491BT108 | 2 | 65 | SH | SOLE | 65 | 0 | 0 | ||
INVESCO MORTGAGE CAPITAL INC | PFDs, REITs, | 46131B100 | 368 | 23,115 | SH | SOLE | 23,115 | 0 | 0 | ||
INVESCO MTG C | PFDs, REITs, | 46131B209 | 5 | 200 | SH | SOLE | 200 | 0 | 0 | ||
INVESCO MTG C | PFDs, REITs, | 46131B407 | 4 | 150 | SH | SOLE | 150 | 0 | 0 | ||
INVESCO S&P 500 EQUALl | Equities | 46137V357 | 58 | 565 | SH | SOLE | 565 | 0 | 0 | ||
INVESCO S&P SMALLCAP | Equities | 46138E153 | 100 | 781 | SH | SOLE | 781 | 0 | 0 | ||
INVESCO TRUST FOR INV GRADE MUNIS | Equities | 46131M106 | 183 | 14,828 | SH | SOLE | 14,828 | 0 | 0 | ||
INVITATION HOMES INC | Equities | 46187W107 | 74 | 3,228 | SH | SOLE | 3,228 | 0 | 0 | ||
IONIS PHARMA INC | Convertible/ | 464337AJ3 | 17,016 | 17,387,000 | SH | SOLE | 17,387,000 | 0 | 0 | ||
IONIS PHARMACEUTICALS INC | Equities | 462222100 | 4,923 | 118,152 | SH | SOLE | 118,152 | 0 | 0 | ||
IPATH S&P GSCI CRUDE OIL TOTAL RETURN-INDEX ETN | Equities | 06738C786 | 9 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
IPG PHOTONICS CORP | Equities | 44980X109 | 456 | 2,065 | SH | SOLE | 2,065 | 0 | 0 | ||
IQIYI INC | Equities | 46267X108 | 16 | 500 | SH | SOLE | 500 | 0 | 0 | ||
IRON MOUNTAIN INC | PFDs, REITs, | 46284V101 | 172 | 4,925 | SH | SOLE | 4,925 | 0 | 0 | ||
IRVINE CA SPL T | Convertible/ | 46360TDV2 | 25 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
IRVING TX WWKS/SWR | Convertible/ | 463831KM8 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ISHARES CORE S&P 500 ETF | Equities | 464287200 | 193 | 706 | SH | SOLE | 706 | 0 | 0 | ||
ISHARES CORE S&P 500 ETF | Equities | 464287309 | 108 | 666 | SH | SOLE | 666 | 0 | 0 | ||
ISHARES CORE S&P ETF | Equities | 464287507 | 193 | 992 | SH | SOLE | 992 | 0 | 0 | ||
ISHARES MORNINGSTAR MC ETF | Equities | 464288208 | 22 | 119 | SH | SOLE | 119 | 0 | 0 | ||
ISHARES MSCI EAFE SC | Equities | 464288273 | 8 | 124 | SH | SOLE | 124 | 0 | 0 | ||
ISHARES MSCI EMER MKT ETF | Equities | 464287234 | 3 | 60 | SH | SOLE | 60 | 0 | 0 | ||
ISHARES RUSSELL 1000 ETF | Equities | 464287622 | 8 | 52 | SH | SOLE | 52 | 0 | 0 | ||
ISHARES RUSSELL 2000 VAL ETF | Equities | 464287630 | 67 | 410 | SH | SOLE | 410 | 0 | 0 | ||
ISHARES RUSSELL 2000 VALUE | Equities | 464287630 | 25 | 187 | SH | SOLE | 187 | 0 | 0 | ||
ISHARES RUSSELL MC GWTH ETF | Equities | 464287481 | 35 | 280 | SH | SOLE | 280 | 0 | 0 | ||
ISHARES SHORT TREASURY | Equities | 464288679 | 21 | 190 | SH | SOLE | 190 | 0 | 0 | ||
ISHARES SILVER TRUST | Equities | 46428Q109 | 20 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
ISHARES TR MSCIE EAFE FD | Equities | 464287465 | 3 | 48 | SH | SOLE | 48 | 0 | 0 | ||
JD.COM INC | Equities | 47215P106 | 16 | 400 | SH | SOLE | 400 | 0 | 0 | ||
JEA FL ELEC SYS REV | Convertible/ | 46613C2F1 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
JOHNSON & JOHNSON | Equities | 478160104 | 6,387 | 52,640 | SH | SOLE | 52,640 | 0 | 0 | ||
JOHNSON CONTRO | Convertible/ | 478375AG3 | 54 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
JOHNSON CONTROLS INC | Equities | 478366107 | 183 | 5,482 | SH | SOLE | 5,482 | 0 | 0 | ||
JP MORGAN | PFDs, REITs, | 46637G124 | 6 | 227 | SH | SOLE | 227 | 0 | 0 | ||
JPMORGAN CHASE | PFDs, REITs, | 481246700 | 3 | 127 | SH | SOLE | 127 | 0 | 0 | ||
JPMORGAN CHASE | PFDs, REITs, | 48127A161 | 4 | 155 | SH | SOLE | 155 | 0 | 0 | ||
JPMORGAN CHASE | PFDs, REITs, | 48127X542 | 1,040 | 39,455 | SH | SOLE | 39,455 | 0 | 0 | ||
JPMORGAN CHASE & CO | Equities | 46625H100 | 455 | 4,367 | SH | SOLE | 4,367 | 0 | 0 | ||
JPMORGAN CHASE & CO | Convertible/ | 46625HJY7 | 59 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
JPMORGAN CHASE & VAR | Convertible/ | 46625HKK5 | 122 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
JPMORGAN CHASE PFD | PFDs, REITs, | 48127R461 | 9 | 333 | SH | SOLE | 333 | 0 | 0 | ||
JUNIPER NETWORKS INC | Convertible/ | 48203RAG9 | 6,083 | 5,985,000 | SH | SOLE | 5,985,000 | 0 | 0 | ||
JUNIPER NETWORKS INC | Convertible/ | 48203RAH7 | 896 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
KANSAS CITY SOUTHERN | Equities | 485170302 | 7 | 67 | SH | SOLE | 67 | 0 | 0 | ||
KAR AUCTION SERVICES INC | Equities | 48238T109 | 2 | 39 | SH | SOLE | 39 | 0 | 0 | ||
KARYOPHARM THERAPTIC | Equities | 48576U106 | 20 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
KAYNE ANDERSON ENERGY DEVELOPMENT CO | Equities | 48660Q102 | 2 | 109 | SH | SOLE | 109 | 0 | 0 | ||
KAYNE ANDERSON MLP INV | Equities | 486606106 | 9 | 497 | SH | SOLE | 497 | 0 | 0 | ||
KBC GROUP NV | Equities | 48241F104 | 1 | 16 | SH | SOLE | 16 | 0 | 0 | ||
KENDALL CNTY Il C | Convertible/ | 488764TW1 | 15 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
KEYCORP INC | Equities | 493267108 | 42 | 2,127 | SH | SOLE | 2,127 | 0 | 0 | ||
KEYENCE CORP | Equities | J32491102 | 2 | 4 | SH | SOLE | 4 | 0 | 0 | ||
KEYSIGHT TECHNOLOGIES | Equities | 49338L103 | 7 | 126 | SH | SOLE | 126 | 0 | 0 | ||
KIMBERLY-CLARK CORP | Equities | 494368103 | 4,479 | 42,520 | SH | SOLE | 42,520 | 0 | 0 | ||
KIMBERLY-CLARK CORP | Convertible/ | 494368AS2 | 71 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
KIMCO REALTY | Equities | 49446R109 | 7 | 406 | SH | SOLE | 406 | 0 | 0 | ||
KIMCO REALTY | PFDs, REITs, | 49446R745 | 1 | 46 | SH | SOLE | 46 | 0 | 0 | ||
KINDER MORGAN | PFDs, REITs, | 49456B200 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
KINDER MORGAN INC | Equities | 49456B101 | 984 | 55,715 | SH | SOLE | 55,715 | 0 | 0 | ||
KLA TENCOR CO | Convertible/ | 482480AC4 | 752 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
KLA-TENCOR CORP | Equities | 482480100 | 109 | 1,066 | SH | SOLE | 1,066 | 0 | 0 | ||
KLEIN TX ISD | Convertible/ | 498531FE7 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
KNIGHT TRANS INC | Equities | 499064103 | 21 | 550 | SH | SOLE | 550 | 0 | 0 | ||
KOHL'S CORP | Equities | 500255104 | 3 | 40 | SH | SOLE | 40 | 0 | 0 | ||
KOMATSU LTD | Equities | 500458401 | 1 | 36 | SH | SOLE | 36 | 0 | 0 | ||
KOPIN CORP | Equities | 500600101 | 15 | 5,200 | SH | SOLE | 5,200 | 0 | 0 | ||
KRAFT HEINZ CO | Equities | 500754106 | 306 | 4,878 | SH | SOLE | 4,878 | 0 | 0 | ||
KRAFT HEINZ FOODS | Convertible/ | 50077LAJ5 | 54 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
KROGER CO | Equities | 501044101 | 7 | 231 | SH | SOLE | 231 | 0 | 0 | ||
L BRANDS INC | Convertible/ | 532716AS6 | 9,015 | 8,505,000 | SH | SOLE | 8,505,000 | 0 | 0 | ||
L BRANDS INC | Convertible/ | 532716AT4 | 8,113 | 7,690,000 | SH | SOLE | 7,690,000 | 0 | 0 | ||
L-3 COMMUNICATIONS | Equities | 502424104 | 7 | 35 | SH | SOLE | 35 | 0 | 0 | ||
LAB CORP OF AMER HLDG | Equities | 50540R409 | 57 | 317 | SH | SOLE | 317 | 0 | 0 | ||
LADDER CAP CORP | PFDs, REITs, | 505743104 | 70 | 4,450 | SH | SOLE | 4,450 | 0 | 0 | ||
LAM RESEARCH CORPORATION | Equities | 512807108 | 6 | 34 | SH | SOLE | 34 | 0 | 0 | ||
LAMB WESTON HOLDINGS | Equities | 513272104 | 35 | 517 | SH | SOLE | 517 | 0 | 0 | ||
LANDMARK INFRA | PFDs, REITs, | 51508J306 | 7 | 300 | SH | SOLE | 300 | 0 | 0 | ||
LANDMARK INFRASTRUCTURE LP | PFDs, REITs, | 51508J108 | 136 | 9,833 | SH | SOLE | 9,833 | 0 | 0 | ||
LAREDO PETE INC | Equities | 516806106 | 13 | 1,400 | SH | SOLE | 1,400 | 0 | 0 | ||
LEGGETT & PLATT | Equities | 524660107 | 2,838 | 63,568 | SH | SOLE | 63,568 | 0 | 0 | ||
LEHMAN BRO HLDG PFD | PFDs, REITs, | 05252E204 | 0 | 600 | SH | SOLE | 600 | 0 | 0 | ||
LEHMAN BROS HLDGS | Convertible/ | 525ESCGU7 | 1 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
LEHMAN BROS HOLDING IXXX | Equities | 524ESC100 | 0 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
LENNOX INTL INC | Equities | 526107107 | 10 | 50 | SH | SOLE | 50 | 0 | 0 | ||
LEXARIA BIOSCIENCE | Equities | 52886N307 | 4 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
LIBERTY ALL STAR EQ FD | Equities | 530158104 | 53 | 8,343 | SH | SOLE | 8,343 | 0 | 0 | ||
LIBERTY BROADBAND CO | Equities | 530307305 | 0 | 5 | SH | SOLE | 5 | 0 | 0 | ||
LIBERTY INTERACTIVE | Convertible/ | 530715AJ0 | 18 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
LIBERTY MEDIA CORP | Equities | 531229409 | 1 | 20 | SH | SOLE | 20 | 0 | 0 | ||
LIBERTY MEDIA CORP | Equities | 531229607 | 2 | 40 | SH | SOLE | 40 | 0 | 0 | ||
LIBERTY PROPERTY TR | PFDs, REITs, | 531172104 | 2 | 56 | SH | SOLE | 56 | 0 | 0 | ||
LIVE NATION ENTERTAINMENT INC | Equities | 538034109 | 4 | 73 | SH | SOLE | 73 | 0 | 0 | ||
LIVE NATION ENTERTAINMENT INC | Convertible/ | 538034AJ8 | 2,071 | 1,455,000 | SH | SOLE | 1,455,000 | 0 | 0 | ||
LMP CAPITAL & INCM CF | Equities | 50208A102 | 49 | 3,839 | SH | SOLE | 3,839 | 0 | 0 | ||
LOCKHEED MARTIN CORP | Equities | 539830109 | 2,231 | 7,551 | SH | SOLE | 7,551 | 0 | 0 | ||
LOCKHEED MARTIN CORP | Convertible/ | 539830BF5 | 503 | 510,000 | SH | SOLE | 510,000 | 0 | 0 | ||
LOGMEIN INC | Equities | 54142L109 | 5 | 50 | SH | SOLE | 50 | 0 | 0 | ||
LOS ANGELES CA | Convertible/ | 544495WB6 | 54 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
LOS ANGELES CA W/P | Convertible/ | 544525RX8 | 6 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
LOWER CO RIV AUTH T | Convertible/ | 54811GZS2 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
LOWES CO INC | Convertible/ | 548661AH0 | 481 | 395,000 | SH | SOLE | 395,000 | 0 | 0 | ||
LOWE'S COS INC | Equities | 548661107 | 74 | 770 | SH | SOLE | 770 | 0 | 0 | ||
LSC COMM INC | Equities | 50218P107 | 2 | 100 | SH | SOLE | 100 | 0 | 0 | ||
LTC PROPERTIES, INC | PFDs, REITs, | 502175102 | 30 | 700 | SH | SOLE | 700 | 0 | 0 | ||
LUMENTUM HOLDINGS INC | Equities | 55024U109 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
LUXOTTICA GRP SPA | Equities | 55068R202 | 39 | 600 | SH | SOLE | 600 | 0 | 0 | ||
LYONDELLBASELL INDUS NV | Equities | N53745100 | 642 | 5,846 | SH | SOLE | 5,846 | 0 | 0 | ||
M&T BANK CORP | Equities | 55261F104 | 21 | 125 | SH | SOLE | 125 | 0 | 0 | ||
MA ST | Convertible/ | 57582NSJ5 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MA ST WTR RES AUTH | Convertible/ | 576051BG0 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MACQUARIE GLOBAL INFRAST | Equities | 55608D101 | 30 | 1,345 | SH | SOLE | 1,345 | 0 | 0 | ||
MACQUARIE INFRASTRUCTURE | Equities | 55607X108 | 10 | 240 | SH | SOLE | 240 | 0 | 0 | ||
MACQUARIE INFRASTRUCTURE CO | Convertible/ | 55608BAA3 | 1,730 | 1,750,000 | SH | SOLE | 1,750,000 | 0 | 0 | ||
MACQUARIE INFRASTRUCTURE CO | Convertible/ | 55608BAB1 | 5,167 | 5,830,000 | SH | SOLE | 5,830,000 | 0 | 0 | ||
MAGELLAN MIDSTREAM PTNRS | PFDs, REITs, | 559080106 | 401 | 5,804 | SH | SOLE | 5,804 | 0 | 0 | ||
MAKITA CORP | Equities | 560877300 | 2 | 42 | SH | SOLE | 42 | 0 | 0 | ||
MANITOWOC COMPANY INC | Equities | 563571108 | 1 | 50 | SH | SOLE | 50 | 0 | 0 | ||
MANUFACTURERS TRA VAR 20 | Convertible/ | 564759PS1 | 3 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
MANULIFE FINANCIAL CORP | Equities | 56501R106 | 18 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
MARATHON OIL CORP | Equities | 565849106 | 2 | 100 | SH | SOLE | 100 | 0 | 0 | ||
MARATHON PETRO CORP | Equities | 56585A102 | 10 | 146 | SH | SOLE | 146 | 0 | 0 | ||
MARICOPA AZ COD | Convertible/ | 566795LV0 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MARICOPA AZ SD #38 | Convertible/ | 567184KZ8 | 12 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MARICOPA AZ SD #4 | Convertible/ | 567137F25 | 16 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
MARRIOTT INTL INC | Convertible/ | 571903AK9 | 1,820 | 1,845,000 | SH | SOLE | 1,845,000 | 0 | 0 | ||
MARRIOTT INTL INC CL A | Equities | 571903202 | 30 | 240 | SH | SOLE | 240 | 0 | 0 | ||
MARSH & MCLENNAN COS INC | Equities | 571748102 | 4 | 48 | SH | SOLE | 48 | 0 | 0 | ||
MARVELL TECH GRP LTD | Equities | G5876H105 | 5 | 210 | SH | SOLE | 210 | 0 | 0 | ||
MASCO CORP | Convertible/ | 574599BN5 | 5 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
MASTERCARD INC | Equities | 57636Q104 | 153 | 780 | SH | SOLE | 780 | 0 | 0 | ||
MC DONALDS CORP | Convertible/ | 58013MES9 | 59 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
MCCORMICK & CO INC | Equities | 579780206 | 48 | 410 | SH | SOLE | 410 | 0 | 0 | ||
MCDONALD'S CORP | Equities | 580135101 | 275 | 1,756 | SH | SOLE | 1,756 | 0 | 0 | ||
MCDONALDS CORP | Convertible/ | 58013MEX8 | 869 | 875,000 | SH | SOLE | 875,000 | 0 | 0 | ||
MCKESSON CORP | Equities | 58155Q103 | 4 | 30 | SH | SOLE | 30 | 0 | 0 | ||
MDU RESOURCES GROUP | Equities | 552690109 | 11 | 375 | SH | SOLE | 375 | 0 | 0 | ||
MEDICAL PROP TRUST INC | PFDs, REITs, | 58463J304 | 661 | 47,100 | SH | SOLE | 47,100 | 0 | 0 | ||
MEDTRONIC INC | Equities | 585055106 | 1,107 | 12,928 | SH | SOLE | 12,928 | 0 | 0 | ||
MEDTRONIC INC | Convertible/ | 585055BS4 | 20 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
MEDTRONIC INC (VARIABLE) | Convertible/ | 585055BJ4 | 672 | 665,000 | SH | SOLE | 665,000 | 0 | 0 | ||
MERCADOLIBRE INC | Equities | 58733R102 | 15 | 50 | SH | SOLE | 50 | 0 | 0 | ||
MERCK & CO INC | Equities | 589331107 | 3,358 | 55,316 | SH | SOLE | 55,316 | 0 | 0 | ||
MERITAGE HOMES CORP | Convertible/ | 59001AAN2 | 1,379 | 1,315,000 | SH | SOLE | 1,315,000 | 0 | 0 | ||
MERITAGE HOMES CORP | Convertible/ | 59001AAQ5 | 8,000 | 7,442,000 | SH | SOLE | 7,442,000 | 0 | 0 | ||
MERITAGE HOMES CORP | Convertible/ | 59001AAY8 | 1,505 | 1,490,000 | SH | SOLE | 1,490,000 | 0 | 0 | ||
MESA ROYALTY TRUST ORD | Equities | 590660106 | 3 | 215 | SH | SOLE | 215 | 0 | 0 | ||
METLIFE INC | Equities | 59156R108 | 10 | 235 | SH | SOLE | 235 | 0 | 0 | ||
METROPOLITAN STATE | Convertible/ | 592573AT6 | 163 | 155,000 | SH | SOLE | 155,000 | 0 | 0 | ||
MFS INTERMARKET INCOME I | Equities | 59318R103 | 0 | 5,516 | SH | SOLE | 5,516 | 0 | 0 | ||
MGM GROWTH PPTYS LLC | PFDs, REITs, | 55303A105 | 5,798 | 190,362 | SH | SOLE | 190,362 | 0 | 0 | ||
MGM RESORTS INTL | Equities | 552953101 | 3,016 | 103,886 | SH | SOLE | 103,886 | 0 | 0 | ||
MGM RESORTS INTL | Convertible/ | 552953BW0 | 488 | 475,000 | SH | SOLE | 475,000 | 0 | 0 | ||
MI ST BLDG AUTH | Convertible/ | 594615BA3 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MICHIGAN BELL TE | Convertible/ | 594185AQ3 | 74 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
MICROCHIP TECH INC | Equities | 595017104 | 18 | 200 | SH | SOLE | 200 | 0 | 0 | ||
MICROISLET INC XXX | Equities | 59507Q106 | 0 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
MICRON TECHNOLOGY | Equities | 595112103 | 37 | 700 | SH | SOLE | 700 | 0 | 0 | ||
MICROSOFT CORP | Equities | 594918104 | 13,105 | 132,896 | SH | SOLE | 132,896 | 0 | 0 | ||
MICROSOFT CORP | Convertible/ | 594918AH7 | 20 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
MICROSOFT CORP | Convertible/ | 594918BY9 | 20 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
MICROVISION INC WA | Equities | 594960106 | 4 | 3,300 | SH | SOLE | 3,300 | 0 | 0 | ||
MIDDLEBY CORP | Equities | 596278101 | 31 | 300 | SH | SOLE | 300 | 0 | 0 | ||
MIRANT CORPORATION | PFDs, REITs, | 604675991 | 0 | 374 | SH | SOLE | 374 | 0 | 0 | ||
MKT VECTOR HY MUNI INDX ETF | Equities | 57060U878 | 126 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
MO ST HLTH/ED | Convertible/ | 6069017U4 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MO ST HWY/TRANS | Convertible/ | 60636WJH9 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MOLSON COORS BREWING CO B | Equities | 60871R209 | 24 | 355 | SH | SOLE | 355 | 0 | 0 | ||
MONDELEZ INTL INC | Equities | 609207105 | 296 | 7,210 | SH | SOLE | 7,210 | 0 | 0 | ||
MONRO MUFFLER BRAKE INC | Equities | 610236101 | 581 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MONTANA STATE B | Convertible/ | 61212WAH8 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MONTANA STATE BO | Convertible/ | 61212WAK1 | 5 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
MOOG INC CL A | Equities | 615394202 | 47 | 600 | SH | SOLE | 600 | 0 | 0 | ||
MORGAN STANLEY | Convertible/ | 61746BDZ6 | 20 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
MORGAN STANLEY | Convertible/ | 61747YDU6 | 55 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
MORGAN STANLEY | Convertible/ | 61760LFF7 | 13 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
MOSAIC CO | Equities | 61945A107 | 1,310 | 46,686 | SH | SOLE | 46,686 | 0 | 0 | ||
MOTOROLA SOLUTIONS INC | Equities | 620076307 | 24 | 202 | SH | SOLE | 202 | 0 | 0 | ||
MP WSTRN ST UNIV | Convertible/ | 606432BT8 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MPHASE TECH INC | Equities | 62472C102 | 0 | 400 | SH | SOLE | 400 | 0 | 0 | ||
MT DIABLO CALIFOR | Convertible/ | 621191BE4 | 5 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
MYLAN NV | Equities | N59465109 | 1 | 20 | SH | SOLE | 20 | 0 | 0 | ||
MYZIPSOFT INC | Equities | 628703100 | 0 | 311 | SH | SOLE | 311 | 0 | 0 | ||
NATIONAL GENER | PFDs, REITs, | 636220709 | 8 | 300 | SH | SOLE | 300 | 0 | 0 | ||
NATIONAL GENER | PFDs, REITs, | 636220857 | 10 | 400 | SH | SOLE | 400 | 0 | 0 | ||
NATIONAL GENER | PFDs, REITs, | 636220873 | 6 | 250 | SH | SOLE | 250 | 0 | 0 | ||
NATIONAL GRID PLC | Equities | 636274300 | 4 | 80 | SH | SOLE | 80 | 0 | 0 | ||
NATIONAL RURAL | Convertible/ | 637432LR4 | 8 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
NATL FUEL GAS CO | Equities | 636180101 | 3 | 50 | SH | SOLE | 50 | 0 | 0 | ||
NATL GEN PFD | PFDs, REITs, | 636220808 | 54 | 2,152 | SH | SOLE | 2,152 | 0 | 0 | ||
NATL OILWELL VARCO INC | Equities | 637071101 | 3 | 65 | SH | SOLE | 65 | 0 | 0 | ||
NATL RETAIL PP | PFDs, REITs, | 637417809 | 2 | 91 | SH | SOLE | 91 | 0 | 0 | ||
NAVTEQ CORP | Equities | 63936L100 | 1 | 35 | SH | SOLE | 35 | 0 | 0 | ||
NC EASTERN MUNI PWR | Convertible/ | 658196PP9 | 6 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
NC MUN PWR CA ELEC | Convertible/ | 658203X82 | 12 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NESTLE SA | Equities | 641069406 | 39 | 500 | SH | SOLE | 500 | 0 | 0 | ||
NESTLE SA ORD | Equities | H57312649 | 3 | 37 | SH | SOLE | 37 | 0 | 0 | ||
NETAPP INC | Equities | 64110D104 | 24 | 300 | SH | SOLE | 300 | 0 | 0 | ||
NETFLIX INC | Equities | 64110L106 | 145 | 370 | SH | SOLE | 370 | 0 | 0 | ||
NETGEAR | Equities | 64111Q104 | 15 | 240 | SH | SOLE | 240 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES | Equities | 64125C109 | 10 | 100 | SH | SOLE | 100 | 0 | 0 | ||
NEW MEDIA INV GRP INC | Equities | 64704V106 | 13 | 721 | SH | SOLE | 721 | 0 | 0 | ||
NEW RESIDENTIAL INV CORP | PFDs, REITs, | 64828T102 | 262 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
NEW SENIOR INV GRP INC | Equities | 648691103 | 13 | 1,666 | SH | SOLE | 1,666 | 0 | 0 | ||
NEW YORK CMTY BANCORP PFD | PFDs, REITs, | 64944P307 | 495 | 9,920 | SH | SOLE | 9,920 | 0 | 0 | ||
NEW YORK MTG PFD | PFDs, REITs, | 649604808 | 24 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
NEW YORK N Y | Convertible/ | 64966LS77 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NEWMONT MINING CORP | Equities | 651639106 | 10 | 275 | SH | SOLE | 275 | 0 | 0 | ||
NEXPRISE INC | Equities | 65333Q202 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
NEXTERA ENERGY INC | Equities | 65339F101 | 170 | 1,020 | SH | SOLE | 1,020 | 0 | 0 | ||
NGL ENERGY PARTN | PFDs, REITs, | 62913M206 | 46 | 1,850 | SH | SOLE | 1,850 | 0 | 0 | ||
NICHOLAS APPLEGATE CONV | Equities | 65370G109 | 591 | 98,000 | SH | SOLE | 98,000 | 0 | 0 | ||
NIKE INC | Equities | 654106103 | 952 | 11,945 | SH | SOLE | 11,945 | 0 | 0 | ||
NJ ST TRANS TR | Convertible/ | 646136XR7 | 124 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
NOBLE ENERGY INC | Equities | 655044105 | 14 | 390 | SH | SOLE | 390 | 0 | 0 | ||
NORDSON CORP | Equities | 655663102 | 19 | 150 | SH | SOLE | 150 | 0 | 0 | ||
NORDSTROM INC | Equities | 655664100 | 62 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
NORFOLK SOUTHERN CORP | Equities | 655844108 | 24 | 160 | SH | SOLE | 160 | 0 | 0 | ||
NORTHERN TRUST CORP | Equities | 665859104 | 31 | 300 | SH | SOLE | 300 | 0 | 0 | ||
NORTHROP GRUMMAN | Convertible/ | 666807BE1 | 378 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
NORTHROP GRUNMAN CO | Equities | 666807102 | 47 | 152 | SH | SOLE | 152 | 0 | 0 | ||
NOTIS GLOBAL INC | Equities | 66980B100 | 0 | 100 | SH | SOLE | 100 | 0 | 0 | ||
NOVARTIS AG | Equities | 66987V109 | 7 | 98 | SH | SOLE | 98 | 0 | 0 | ||
NOVATO CA RDA | Convertible/ | 66988TBB8 | 25 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
NOVO-NORDISK | Equities | K7314N152 | 12 | 250 | SH | SOLE | 250 | 0 | 0 | ||
NUANCE COMM INC | Convertible/ | 67020YAF7 | 7,465 | 7,490,000 | SH | SOLE | 7,490,000 | 0 | 0 | ||
NUANCE COMM INC | Convertible/ | 67020YAG5 | 6,381 | 6,615,000 | SH | SOLE | 6,615,000 | 0 | 0 | ||
NUANCE COMM INC | Convertible/ | 67020YAK6 | 1,499 | 1,675,000 | SH | SOLE | 1,675,000 | 0 | 0 | ||
NUCOR | Equities | 670346105 | 4 | 70 | SH | SOLE | 70 | 0 | 0 | ||
NUTRIEN LTD | Equities | 67077M108 | 24 | 440 | SH | SOLE | 440 | 0 | 0 | ||
NUVEEN DIV ADV MUNI FD | Equities | 67066V101 | 144 | 10,860 | SH | SOLE | 10,860 | 0 | 0 | ||
NUVEEN S&P 500 BUY-WRITE INC FD | Equities | 6706ER101 | 8 | 542 | SH | SOLE | 542 | 0 | 0 | ||
NVIDIA | Equities | 67066G104 | 217 | 915 | SH | SOLE | 915 | 0 | 0 | ||
NY ST DORM AUTH PER | Convertible/ | 64990EUT2 | 12 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NY ST DORM AUTH S/T | Convertible/ | 64990ADN2 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
OCCIDENTAL PETRO CORP | Equities | 674599015 | 40 | 476 | SH | SOLE | 476 | 0 | 0 | ||
OCLARO INC | Equities | 67555N107 | 0 | 14 | SH | SOLE | 14 | 0 | 0 | ||
OH ST WTR POLL REV | Convertible/ | 67766WVL3 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
OHIO ST | Convertible/ | 677521ZJ8 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
OMEGA HLTHCARE INVS INC | PFDs, REITs, | 681936100 | 201 | 6,490 | SH | SOLE | 6,490 | 0 | 0 | ||
OMNICOM GROUP INC | Equities | 681919106 | 3 | 42 | SH | SOLE | 42 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | Equities | 682189105 | 26 | 1,188 | SH | SOLE | 1,188 | 0 | 0 | ||
ONEOK INC | Equities | 682680103 | 7 | 104 | SH | SOLE | 104 | 0 | 0 | ||
ORACLE CORP | Equities | 68389X105 | 767 | 17,413 | SH | SOLE | 17,413 | 0 | 0 | ||
ORACLE CORP | Convertible/ | 68389XAS4 | 1,328 | 1,315,000 | SH | SOLE | 1,315,000 | 0 | 0 | ||
ORACLE CORP | Convertible/ | 68389XBK0 | 5 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ORASURE TECHNOLOGIES | Equities | 68554V108 | 3 | 200 | SH | SOLE | 200 | 0 | 0 | ||
ORBIT BRANDS CORP | Equities | 68556C108 | 0 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ORLANDO FL SPL | Convertible/ | 68641HGQ1 | 106 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
OROPLATA RESOURCES INC | Equities | 687157107 | 1 | 8,200 | SH | SOLE | 8,200 | 0 | 0 | ||
OUTFRONT MEDIA INC | PFDs, REITs, | 69007J106 | 39 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
OWENS & MINOR INC HLD | Equities | 690732102 | 9 | 550 | SH | SOLE | 550 | 0 | 0 | ||
OXFORD LANE C | PFDs, REITs, | 691543508 | 15 | 600 | SH | SOLE | 600 | 0 | 0 | ||
OXFORD LANE CAPI | PFDs, REITs, | 691543300 | 8 | 300 | SH | SOLE | 300 | 0 | 0 | ||
PA ST TPK COMMN TPK | Convertible/ | 709224FX2 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PACIFIC BLUE ENERGY CORP | Equities | 69404A104 | 0 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
PACTIV LLC | Convertible/ | 880394AE1 | 6 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
PALO ALTO NETWORKS | Equities | 697435105 | 30 | 146 | SH | SOLE | 146 | 0 | 0 | ||
PAN AMERICAN SILVER CP | Equities | 697900108 | 13 | 700 | SH | SOLE | 700 | 0 | 0 | ||
PANDORA MEDIA INC | Equities | 698354107 | 1 | 100 | SH | SOLE | 100 | 0 | 0 | ||
PAPA MURPHY'S HLDG INC | Equities | 698814100 | 2 | 300 | SH | SOLE | 300 | 0 | 0 | ||
PARK HOTELS & RESORTS INC | PFDs, REITs, | 700517105 | 61 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
PARKER-HANNIFIN CORP | Equities | 701094104 | 71 | 453 | SH | SOLE | 453 | 0 | 0 | ||
PATRIOT GOLD CORP | Equities | 70337F103 | 0 | 500 | SH | SOLE | 500 | 0 | 0 | ||
PAYCHEX INC | Equities | 704326107 | 1,075 | 15,733 | SH | SOLE | 15,733 | 0 | 0 | ||
PAYPAL HOLDINGS INC | Equities | 70450Y103 | 31 | 369 | SH | SOLE | 369 | 0 | 0 | ||
PEBBLEBROOK HO | PFDs, REITs, | 70509V407 | 6 | 250 | SH | SOLE | 250 | 0 | 0 | ||
PENNSBURY PA SD | Convertible/ | 708553PU0 | 34 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
PENNYMAC MOR | PFDs, REITs, | 70931T301 | 23 | 900 | SH | SOLE | 900 | 0 | 0 | ||
PENNYMAC MORT INV TRUST | PFDs, REITs, | 70931T103 | 152 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
PENTAIR PLC | Equities | H6169Q108 | 1 | 35 | SH | SOLE | 35 | 0 | 0 | ||
PEPSICO INC | Equities | 713448108 | 3,233 | 29,696 | SH | SOLE | 29,696 | 0 | 0 | ||
PEPSICO INCORPOR | Convertible/ | 713448CS5 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PFIZER INC | Equities | 717081103 | 5,750 | 158,476 | SH | SOLE | 158,476 | 0 | 0 | ||
PFIZER INC | Convertible/ | 717081DH3 | 49 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PHILIP MORRIS INTL INC | Equities | 718172109 | 779 | 9,643 | SH | SOLE | 9,643 | 0 | 0 | ||
PHILLIPS 66 | Equities | 718546104 | 1,948 | 17,345 | SH | SOLE | 17,345 | 0 | 0 | ||
PHOENIX AZ | Convertible/ | 718814K88 | 21 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PHOENIX AZ | Convertible/ | 718814Q25 | 23 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PHOENIX AZ CVC ARPT | Convertible/ | 71883MHE7 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PHOENIX AZ CVC ARPT | Convertible/ | 71883MHL1 | 16 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
PHOENIX AZ CVC IMP | Convertible/ | 718849BD3 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PHOENIX AZ WST WTR | Convertible/ | 71883PJP3 | 12 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PHOENIX AZ WTR | Convertible/ | 71883RJQ7 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PHOENIX AZ WTR | Convertible/ | 71883RMB6 | 27 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
PHOENIX AZ WTR | Convertible/ | 71883RNK5 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PHX AZ CVC ARPT | Convertible/ | 71883MJK1 | 0 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
PHX WST WTR | Convertible/ | 71883PJC2 | 0 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
PHYSICIANS REALTY TRUST | PFDs, REITs, | 71943U104 | 166 | 10,436 | SH | SOLE | 10,436 | 0 | 0 | ||
PIMA CN AZ IDA | Convertible/ | 72177PAZ3 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PIMA CN AZ IDA E | Convertible/ | 72177MMK0 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PIMA CN AZ IDA L | Convertible/ | 72177LAS8 | 50 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PIMA CN AZ SWR | Convertible/ | 721876RH5 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PIMA CN AZ USD #1 | Convertible/ | 721799E47 | 21 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PIMA CNTY AZ | Convertible/ | 721663ZL9 | 5 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
PIMCO 1-5 YR US TIPS ETF | Equities | 72201R205 | 36 | 700 | SH | SOLE | 700 | 0 | 0 | ||
PIMCO INC STRAT FD | Equities | 72201H108 | 759 | 64,016 | SH | SOLE | 64,016 | 0 | 0 | ||
PIMCO INC STRAT FD II | Equities | 72201J104 | 726 | 69,300 | SH | SOLE | 69,300 | 0 | 0 | ||
PIMCO MUNI INC FD II | Equities | 72200W106 | 109 | 8,321 | SH | SOLE | 8,321 | 0 | 0 | ||
PIONEER FLOATING RATE C | Equities | 72369J102 | 21 | 1,842 | SH | SOLE | 1,842 | 0 | 0 | ||
PIONEER NATURAL RES CO | Equities | 723787107 | 95 | 500 | SH | SOLE | 500 | 0 | 0 | ||
PITNEY BOWES INC | Equities | 724479100 | 6 | 700 | SH | SOLE | 700 | 0 | 0 | ||
PJT PARTNERS INC | Equities | 69343T107 | 1 | 25 | SH | SOLE | 25 | 0 | 0 | ||
PLAINS ALL AMERN PPLN LP | PFDs, REITs, | 726503105 | 61 | 2,584 | SH | SOLE | 2,584 | 0 | 0 | ||
PNC BANK (VARIABLE) | Convertible/ | 69353RFF0 | 4,389 | 4,380,000 | SH | SOLE | 4,380,000 | 0 | 0 | ||
PNC FINANCIAL SRV | Convertible/ | 693475AP0 | 20 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PNC FINL SVCS GRP INC | Equities | 693475105 | 5,773 | 42,733 | SH | SOLE | 42,733 | 0 | 0 | ||
PNC FINL SVCS PFD | PFDs, REITs, | 693475857 | 1,879 | 68,461 | SH | SOLE | 68,461 | 0 | 0 | ||
PORTLAND GENERAL ELEC | Equities | 736508847 | 21 | 500 | SH | SOLE | 500 | 0 | 0 | ||
POWERSHARES DYNAMIC LRE | Equities | 73935X609 | 32 | 715 | SH | SOLE | 715 | 0 | 0 | ||
POWERSHARES QQQ | Equities | 73935A104 | 47 | 273 | SH | SOLE | 273 | 0 | 0 | ||
POWERSHARES RSSLLl 2000 | Equities | 73935X872 | 31 | 860 | SH | SOLE | 860 | 0 | 0 | ||
POWERSHARES RUSSELL 1000 | Equities | 73937B571 | 113 | 3,551 | SH | SOLE | 3,551 | 0 | 0 | ||
PPG INDUSTRIES INC | Equities | 693506107 | 43 | 414 | SH | SOLE | 414 | 0 | 0 | ||
PPL CAP FDG | PFDs, REITs, | 69352P202 | 1 | 28 | SH | SOLE | 28 | 0 | 0 | ||
PRAXAIR INC | Equities | 74005P104 | 5 | 30 | SH | SOLE | 30 | 0 | 0 | ||
PREF APT COMMUNITIES | PFDs, REITs, | 74039L103 | 37 | 2,150 | SH | SOLE | 2,150 | 0 | 0 | ||
PRESTIGE BRANDS HOLDINGS | Equities | 74112D101 | 8 | 200 | SH | SOLE | 200 | 0 | 0 | ||
PRINCIPAL FINANCIAL | Equities | 74251V102 | 5 | 100 | SH | SOLE | 100 | 0 | 0 | ||
PROCTOR & GAMBLE CO | Equities | 742718109 | 4,329 | 55,453 | SH | SOLE | 55,453 | 0 | 0 | ||
PROLOGIS INC | PFDs, REITs, | 74340W103 | 215 | 3,275 | SH | SOLE | 3,275 | 0 | 0 | ||
PROSHARES ULTRASHORT 20 YR TREASURY | Equities | 74347B201 | 36 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
PROSHARES ULTRASHORT S&P 500 | Equities | 74347R883 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
PROSHS ULTRA SILVER | Equities | 74347W841 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
PROTO LABS INC | Equities | 743713109 | 26 | 220 | SH | SOLE | 220 | 0 | 0 | ||
PRUDENTIAL CORP PLC | Equities | 74435K204 | 3 | 55 | SH | SOLE | 55 | 0 | 0 | ||
PRUDENTIAL FIN | Equities | 744320607 | 2 | 91 | SH | SOLE | 91 | 0 | 0 | ||
PRUDENTIAL FINL | Equities | 744320102 | 55 | 593 | SH | SOLE | 593 | 0 | 0 | ||
PRUDENTIAL FINL | PFDs, REITs, | 744320706 | 13 | 518 | SH | SOLE | 518 | 0 | 0 | ||
PRUDENTIAL PLC PFD | PFDs, REITs, | G7293H114 | 5 | 200 | SH | SOLE | 200 | 0 | 0 | ||
PS BUSINESS PARKS INC | PFDs, REITs, | 69360J669 | 3 | 114 | SH | SOLE | 114 | 0 | 0 | ||
PUB SVC ENTERPRISE GP | Equities | 744573106 | 3 | 60 | SH | SOLE | 60 | 0 | 0 | ||
PUBLIC STORA | PFDs, REITs, | 74460W842 | 1 | 55 | SH | SOLE | 55 | 0 | 0 | ||
PUBLIC STORA PFD | PFDs, REITs, | 74460W750 | 60 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
PUBLIC STORAGE | PFDs, REITs, | 74460W107 | 1 | 27 | SH | SOLE | 27 | 0 | 0 | ||
PUBLIC STORAGE | PFDs, REITs, | 74460W602 | 1 | 42 | SH | SOLE | 42 | 0 | 0 | ||
PUBLIC STORAGE | PFDs, REITs, | 74460W800 | 77 | 3,092 | SH | SOLE | 3,092 | 0 | 0 | ||
PUBLIC STORAGE | PFDs, REITs, | 74460W826 | 2 | 77 | SH | SOLE | 77 | 0 | 0 | ||
PUBLIC STORAGE CL A | PFDs, REITs, | 74460W792 | 27 | 1,030 | SH | SOLE | 1,030 | 0 | 0 | ||
PUBLIC STORAGE INC | PFDs, REITs, | 74460D109 | 51 | 224 | SH | SOLE | 224 | 0 | 0 | ||
PUBLIC STORAGE PD | PFDs, REITs, | 74460W875 | 81 | 3,250 | SH | SOLE | 3,250 | 0 | 0 | ||
PURE STORAGE INC | Equities | 74624M102 | 14 | 600 | SH | SOLE | 600 | 0 | 0 | ||
PUREFUNDS ISE CYBER SECURITY ETF | Equities | 30304R407 | 9 | 250 | SH | SOLE | 250 | 0 | 0 | ||
PUTNAM MUNICIPAL OPPTUN | Equities | 746922103 | 117 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
QIAGEN NV | Equities | N72482123 | 2 | 61 | SH | SOLE | 61 | 0 | 0 | ||
QUALCOMM INC | Equities | 747525103 | 8,673 | 154,549 | SH | SOLE | 154,549 | 0 | 0 | ||
QUALCOMM INC | Convertible/ | 747525AE3 | 1,216 | 1,235,000 | SH | SOLE | 1,235,000 | 0 | 0 | ||
QUEST DIAGNOSTIC INC | Equities | 74834L100 | 6 | 51 | SH | SOLE | 51 | 0 | 0 | ||
QUIDEL CORP | Convertible/ | 74838JAA9 | 18,448 | 8,670,000 | SH | SOLE | 8,670,000 | 0 | 0 | ||
QURATE RETAIL GROUP | Equities | 74915M100 | 3 | 140 | SH | SOLE | 140 | 0 | 0 | ||
QVC, INC. | Convertible/ | 747262AU7 | 19 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
QWEST CORP | Equities | 152312104 | 1 | 60 | SH | SOLE | 60 | 0 | 0 | ||
QWEST CORP | Equities | 74913G303 | 1 | 40 | SH | SOLE | 40 | 0 | 0 | ||
QWEST CORP | PFDs, REITs, | 74913G501 | 1 | 41 | SH | SOLE | 41 | 0 | 0 | ||
RALPH LAUREN CO | Convertible/ | 751212AA9 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
RAYONIER | PFDs, REITs, | 754907103 | 14 | 357 | SH | SOLE | 357 | 0 | 0 | ||
RAYTHEON CO | Equities | 755111507 | 3,891 | 20,144 | SH | SOLE | 20,144 | 0 | 0 | ||
RAYTHEON CO | Convertible/ | 755111AF8 | 102 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
RE SEL SECT SPDR | Equities | 81369Y860 | 2 | 63 | SH | SOLE | 63 | 0 | 0 | ||
REALTY INCOME CORP | PFDs, REITs, | 756109104 | 250 | 4,650 | SH | SOLE | 4,650 | 0 | 0 | ||
RECRO PHARMA INC | Equities | 75629F109 | 5 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
REGIONS FINA | PFDs, REITs, | 7591EP506 | 4 | 130 | SH | SOLE | 130 | 0 | 0 | ||
REGIONS FINL CORP | Equities | 7591EP100 | 36 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
REGL TRAN DST CO CO | Convertible/ | 75913TJE5 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
REGULUS THERAPEUTICS INC | Equities | 75915K101 | 0 | 200 | SH | SOLE | 200 | 0 | 0 | ||
REINSURANCE GP | PFDs, REITs, | 759351703 | 1 | 51 | SH | SOLE | 51 | 0 | 0 | ||
RENAISSANCER | PFDs, REITs, | G7498P119 | 2 | 93 | SH | SOLE | 93 | 0 | 0 | ||
REPUBLIC SERVICES INC | Equities | 760759100 | 5,929 | 86,734 | SH | SOLE | 86,734 | 0 | 0 | ||
REPUBLIC SERVICES INC | Convertible/ | 760759AH3 | 3,791 | 3,680,000 | SH | SOLE | 3,680,000 | 0 | 0 | ||
REPUBLIC SERVICES INC | Convertible/ | 760761AB2 | 1,965 | 1,910,000 | SH | SOLE | 1,910,000 | 0 | 0 | ||
RESMED INC | Equities | 761152107 | 31 | 300 | SH | SOLE | 300 | 0 | 0 | ||
RESOLUTE ENERGY CORP | Equities | 76116A306 | 12 | 400 | SH | SOLE | 400 | 0 | 0 | ||
RESTAURANT BRANDS | Equities | 76131D103 | 14 | 224 | SH | SOLE | 224 | 0 | 0 | ||
RETAIL PROP OF AMERICA INC | PFDs, REITs, | 76131V202 | 15 | 1,209 | SH | SOLE | 1,209 | 0 | 0 | ||
RETX PLC | Equities | 759530108 | 1 | 62 | SH | SOLE | 62 | 0 | 0 | ||
REVANCE THERAPEUTICS | Equities | 761330109 | 12 | 439 | SH | SOLE | 439 | 0 | 0 | ||
REYNOLDS AMERIC | Convertible/ | 544152AA9 | 26 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
RMR GROUP INC | Equities | 74967R106 | 1 | 10 | SH | SOLE | 10 | 0 | 0 | ||
RMR REAL ESTATE INCOME C | Equities | 76970B101 | 57 | 3,108 | SH | SOLE | 3,108 | 0 | 0 | ||
ROCKWELL COLLINS | Convertible/ | 774341AE1 | 60 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
ROSEMONT IL | Convertible/ | 777543SS9 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ROSS STORES INC | Equities | 778296103 | 4 | 45 | SH | SOLE | 45 | 0 | 0 | ||
ROYAL BANK CANAD | Convertible/ | 78012KKU0 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ROYAL BNK SCOT | PFDs, REITs, | 780097739 | 2 | 76 | SH | SOLE | 76 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | PFDs, REITs, | 780259107 | 7 | 103 | SH | SOLE | 103 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | Equities | 780259206 | 49 | 714 | SH | SOLE | 714 | 0 | 0 | ||
ROYAL GOLD CORP | Convertible/ | 780287AA6 | 53 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ROYAL GOLD INC | Equities | 780287108 | 37 | 402 | SH | SOLE | 402 | 0 | 0 | ||
RPM INTL INC | Equities | 749685103 | 1,573 | 26,980 | SH | SOLE | 26,980 | 0 | 0 | ||
RPM INTL INC | Convertible/ | 749685AT0 | 174 | 145,000 | SH | SOLE | 145,000 | 0 | 0 | ||
RTI INTL METALS INC | Convertible/ | 74973WAB3 | 5,518 | 5,520,000 | SH | SOLE | 5,520,000 | 0 | 0 | ||
RYANAIR HLDGS PLC | Equities | 783513203 | 1 | 8 | SH | SOLE | 8 | 0 | 0 | ||
RYOHIN KEIKAKU CO | Equities | 78392U105 | 2 | 30 | SH | SOLE | 30 | 0 | 0 | ||
SAFEWAY INC | Convertible/ | 786514BA6 | 27 | 29,000 | SH | SOLE | 29,000 | 0 | 0 | ||
SALESFORCE.COM INC | Equities | 79466L302 | 46 | 334 | SH | SOLE | 334 | 0 | 0 | ||
SALT RIVER PROJ AZ | Convertible/ | 79575DA59 | 15 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
SALT VERDE AZ FC | Convertible/ | 79575EAJ7 | 40 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
SALT VERDE AZ FC | Convertible/ | 79575EAK4 | 57 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SALT VERDE AZ FC | Convertible/ | 79575EAP3 | 59 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SALT VERDE AZ FC | Convertible/ | 79575EAR9 | 70 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
SALT VERDE AZ FC | Convertible/ | 79575EAS7 | 61 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SAMPO OYJ | Equities | 79588J102 | 2 | 75 | SH | SOLE | 75 | 0 | 0 | ||
SAN JOSE CA ARPT | Convertible/ | 798136TS6 | 59 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
SANOFI | Equities | 80105N105 | 40 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
SANOFI 20RTSF | Equities | 80105N113 | 1 | 1,014 | SH | SOLE | 1,014 | 0 | 0 | ||
SAP SE | Equities | 803054204 | 24 | 207 | SH | SOLE | 207 | 0 | 0 | ||
SASOL LTD | Equities | 803866300 | 2 | 50 | SH | SOLE | 50 | 0 | 0 | ||
SCANA CORP | Equities | 80589M102 | 39 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
SCHLUMBERGER LTD | Equities | 806857108 | 2,995 | 44,685 | SH | SOLE | 44,685 | 0 | 0 | ||
SCHWAB US DIV EQUITY ETF | Equities | 808524797 | 10 | 200 | SH | SOLE | 200 | 0 | 0 | ||
SCHWAB US LC ETF | Equities | 808524201 | 1 | 20 | SH | SOLE | 20 | 0 | 0 | ||
SCHWAB US LC VAL ETF | Equities | 808524409 | 1 | 20 | SH | SOLE | 20 | 0 | 0 | ||
SCHWAB US REIT ETF | Equities | 808524847 | 1 | 16 | SH | SOLE | 16 | 0 | 0 | ||
SCHWAB US SC ETF | Equities | 808524607 | 2 | 25 | SH | SOLE | 25 | 0 | 0 | ||
SCOTTSDALE AZ | Convertible/ | 8104537G9 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SCOTTSDALE AZ W/ | Convertible/ | 810526MS9 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SCOTTSDALE AZ W/ | Convertible/ | 810526MT7 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SEABRIDGE GOLD INC | Equities | 811916105 | 17 | 1,525 | SH | SOLE | 1,525 | 0 | 0 | ||
SEAGATE TECHNOLOGY | Equities | G7945J104 | 7 | 132 | SH | SOLE | 132 | 0 | 0 | ||
SEATTLE GENETICS INC | Equities | 812578102 | 27 | 400 | SH | SOLE | 400 | 0 | 0 | ||
SECTOR SPDR CONSUMER STAPLES | Equities | 81369Y308 | 2 | 36 | SH | SOLE | 36 | 0 | 0 | ||
SECURITY NATL FINL CORP | Equities | 814785309 | 0 | 21 | SH | SOLE | 21 | 0 | 0 | ||
SELECT INCOME REIT | PFDs, REITs, | 81618T100 | 2,315 | 103,025 | SH | SOLE | 103,025 | 0 | 0 | ||
SEMPRA ENERGY | Equities | 816851109 | 22 | 187 | SH | SOLE | 187 | 0 | 0 | ||
SERVICE CORP INTL | Equities | 817565104 | 4 | 99 | SH | SOLE | 99 | 0 | 0 | ||
SERVICEMASTER CO LTD | Convertible/ | 817609AB6 | 5 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SEVENTY SEVEN ENERGY | PFDs, REITs, | 818ESC998 | 0 | 50 | SH | SOLE | 50 | 0 | 0 | ||
SHIP FINANCE INTL | Equities | G81075106 | 9 | 600 | SH | SOLE | 600 | 0 | 0 | ||
SHIRE PLC | Equities | 82481R106 | 10 | 60 | SH | SOLE | 60 | 0 | 0 | ||
SIEMENS AG | Equities | 826197501 | 13 | 200 | SH | SOLE | 200 | 0 | 0 | ||
SIMON PPTY GRP | Equities | 828806109 | 12 | 72 | SH | SOLE | 72 | 0 | 0 | ||
SIRIUS XM HLDG INC | Equities | 82966U103 | 2 | 300 | SH | SOLE | 300 | 0 | 0 | ||
SKECHERS USA INC | Equities | 830566105 | 32 | 1,050 | SH | SOLE | 1,050 | 0 | 0 | ||
SKYWORKS SOLUTIONS INC | Equities | 83088M102 | 10 | 100 | SH | SOLE | 100 | 0 | 0 | ||
SNAP INC | Equities | 83304A106 | 26 | 1,970 | SH | SOLE | 1,970 | 0 | 0 | ||
SOFTBANK CORP | Equities | 83404D109 | 1 | 26 | SH | SOLE | 26 | 0 | 0 | ||
SONOCO PRODUCTS CO | Equities | 835495102 | 447 | 8,515 | SH | SOLE | 8,515 | 0 | 0 | ||
SONY CORP | Equities | S68215060 | 51 | 991 | SH | SOLE | 991 | 0 | 0 | ||
SOTHERLY HOT | PFDs, REITs, | 83600C400 | 15 | 600 | SH | SOLE | 600 | 0 | 0 | ||
SOTHERLY HOTELS | PFDs, REITs, | 83600C301 | 15 | 577 | SH | SOLE | 577 | 0 | 0 | ||
SOUTH32 LTD | Equities | 84473L105 | 0 | 11 | SH | SOLE | 11 | 0 | 0 | ||
SOUTHERN CO | Equities | 842587107 | 67 | 1,450 | SH | SOLE | 1,450 | 0 | 0 | ||
SOUTHERN COMPAN | PFDs, REITs, | 842587206 | 27 | 1,040 | SH | SOLE | 1,040 | 0 | 0 | ||
SOUTHERN COPPER CORP | Equities | 84265V105 | 19 | 400 | SH | SOLE | 400 | 0 | 0 | ||
SOUTHMARK CORP | Equities | 844544809 | 0 | 124 | SH | SOLE | 124 | 0 | 0 | ||
SOUTHWEST AIRLINES CO | Equities | 844741108 | 1,011 | 19,880 | SH | SOLE | 19,880 | 0 | 0 | ||
SPDR DOW JONES INDUSTRIAL AVG INDUSTRIAL AVERAGE | Equities | 252787106 | 9 | 36 | SH | SOLE | 36 | 0 | 0 | ||
SPDR GOLD SHARES ETF | Equities | 863307104 | 77 | 646 | SH | SOLE | 646 | 0 | 0 | ||
SPDR S&P 500 ETF | Equities | 78462F103 | 269 | 992 | SH | SOLE | 992 | 0 | 0 | ||
SPDR S&P DIVIDEND ETF | Equities | 78464A763 | 39 | 420 | SH | SOLE | 420 | 0 | 0 | ||
SPDR S&P HOMEBUILDERS | Equities | 78464A888 | 3 | 68 | SH | SOLE | 68 | 0 | 0 | ||
SPDR S&P REGIONAL BANK ETF | Equities | 78464A698 | 46 | 749 | SH | SOLE | 749 | 0 | 0 | ||
SPECTRA7 MICROSYSTEMS INC | Equities | 84761T109 | 0 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
SPECTRUM PHARMA INC | Equities | 84763A108 | 6,266 | 298,967 | SH | SOLE | 298,967 | 0 | 0 | ||
SPECTRUM PHARMA INC | Convertible/ | 84763AAB4 | 9,510 | 4,740,000 | SH | SOLE | 4,740,000 | 0 | 0 | ||
SPRINT CORP | Equities | 85207U105 | 0 | 39 | SH | SOLE | 39 | 0 | 0 | ||
SPROTT RESOURCE HOLDINGS INC | Equities | 85209D101 | 0 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
SPROUTS FARMERS MARKET INC | Equities | 85208M102 | 21 | 934 | SH | SOLE | 934 | 0 | 0 | ||
SQUARE INC | Equities | 852234103 | 31 | 500 | SH | SOLE | 500 | 0 | 0 | ||
STAG INDUSTRIAL INC | PFDs, REITs, | 85254J102 | 80 | 2,950 | SH | SOLE | 2,950 | 0 | 0 | ||
STANDARD MOTOR PRODS | Equities | 853666105 | 19 | 400 | SH | SOLE | 400 | 0 | 0 | ||
STARBUCKS CORP | Equities | 855244109 | 910 | 18,622 | SH | SOLE | 18,622 | 0 | 0 | ||
STARBUCKS CORP | Convertible/ | 855244AJ8 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
STARWOOD PPTY TRUST REIT | PFDs, REITs, | 85571B105 | 516 | 23,750 | SH | SOLE | 23,750 | 0 | 0 | ||
STATE OF TEXAS | Convertible/ | 882722TB7 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
STATE STREET | PFDs, REITs, | 857477509 | 4 | 159 | SH | SOLE | 159 | 0 | 0 | ||
STATE STREET C | PFDs, REITs, | 857477608 | 4 | 142 | SH | SOLE | 142 | 0 | 0 | ||
STATE STREET COR | PFDs, REITs, | 857477889 | 7 | 280 | SH | SOLE | 280 | 0 | 0 | ||
STATE STREET COR | Convertible/ | 857477AT0 | 20 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
STERICYCLE INC | Equities | 858912108 | 2 | 34 | SH | SOLE | 34 | 0 | 0 | ||
STMICROELETRONICS NV | Equities | 861012102 | 11 | 515 | SH | SOLE | 515 | 0 | 0 | ||
STONEGATE VLG M | Convertible/ | 86181SAP3 | 90 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
STORE CAPITAL CORP | Equities | 862121100 | 33 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
STRATA OIL & GAS | Equities | 86270C105 | 0 | 350 | SH | SOLE | 350 | 0 | 0 | ||
STRYKER CORP | Equities | 863667101 | 76 | 450 | SH | SOLE | 450 | 0 | 0 | ||
SUMITOMO MITSUI NEW ADRF | Equities | 86562M209 | 2 | 196 | SH | SOLE | 196 | 0 | 0 | ||
SUMMER ENERGY HLDG INC | Equities | 865634109 | 119 | 61,218 | SH | SOLE | 61,218 | 0 | 0 | ||
SUNTRUST BANKS INC | Equities | 867914103 | 5,809 | 87,982 | SH | SOLE | 87,982 | 0 | 0 | ||
SUPER DEAL COM INC | Equities | 00210R106 | 0 | 153 | SH | SOLE | 153 | 0 | 0 | ||
SURPRISE AZ MPC W | Convertible/ | 86888YAD3 | 30 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
SYNCHRONY FINANCIAL | Equities | 87165B103 | 18 | 550 | SH | SOLE | 550 | 0 | 0 | ||
SYNOVUS FINA | PFDs, REITs, | 87161C402 | 15 | 600 | SH | SOLE | 600 | 0 | 0 | ||
SYSCO | Equities | 871829107 | 51 | 754 | SH | SOLE | 754 | 0 | 0 | ||
TAIWAN SEMI MANU CO LTD | Equities | 874039100 | 32 | 870 | SH | SOLE | 870 | 0 | 0 | ||
TAPESTRY INC. | Equities | 876030107 | 19 | 400 | SH | SOLE | 400 | 0 | 0 | ||
TARGET CORP | Equities | 87612E110 | 759 | 9,971 | SH | SOLE | 9,971 | 0 | 0 | ||
TATA MOTORS LTD | Equities | 876568502 | 8 | 400 | SH | SOLE | 400 | 0 | 0 | ||
TECH SELECT SECTOR SPDR FD | Equities | 81369Y803 | 14 | 200 | SH | SOLE | 200 | 0 | 0 | ||
TECK RESOURCES LTD | Equities | 878742204 | 164 | 6,427 | SH | SOLE | 6,427 | 0 | 0 | ||
TEEKAY LNG PARTN | PFDs, REITs, | Y8564M113 | 13 | 534 | SH | SOLE | 534 | 0 | 0 | ||
TEGNA INC | Equities | 87901J105 | 11 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
TEKLA HC OPP | Equities | 879105104 | 52 | 3,039 | SH | SOLE | 3,039 | 0 | 0 | ||
TEL OFFSHORE TRUST UBI | PFDs, REITs, | 872382106 | 0 | 10,008 | SH | SOLE | 10,008 | 0 | 0 | ||
TELEFONICA BRASIL SA | Equities | 87929A102 | 0 | 3 | SH | SOLE | 3 | 0 | 0 | ||
TELEFONICA SA | Equities | 879382208 | 8 | 988 | SH | SOLE | 988 | 0 | 0 | ||
TELENOR ASA ADR | Equities | 87944W105 | 1 | 60 | SH | SOLE | 60 | 0 | 0 | ||
TEMPE AZ | Convertible/ | 8797094M2 | 6 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
TESLA MOTORS INC | Equities | 88160R101 | 39 | 115 | SH | SOLE | 115 | 0 | 0 | ||
TEVA PHARMA INDUS LTD | Equities | 881624209 | 4 | 175 | SH | SOLE | 175 | 0 | 0 | ||
TEXAS CAPITAL | PFDs, REITs, | 882228406 | 24 | 950 | SH | SOLE | 950 | 0 | 0 | ||
TEXAS INSTRUMENTS INC | Equities | 882508104 | 242 | 2,195 | SH | SOLE | 2,195 | 0 | 0 | ||
TEXAS ROADHOUSE INC | Equities | 882681109 | 1,847 | 28,190 | SH | SOLE | 28,190 | 0 | 0 | ||
TEXAS STATE B7 | Convertible/ | 882724AZ0 | 22 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
TEXTRON INCORPORA | Convertible/ | 883203BU4 | 61 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | Equities | 883556102 | 6 | 28 | SH | SOLE | 28 | 0 | 0 | ||
THORNBURG MORTGAGE | PFDs, REITs, | 885218800 | 0 | 15 | SH | SOLE | 15 | 0 | 0 | ||
TIMKEN CO | Equities | 887389104 | 24 | 551 | SH | SOLE | 551 | 0 | 0 | ||
TJX COS INC | Equities | 872540109 | 27 | 287 | SH | SOLE | 287 | 0 | 0 | ||
T-MOBILE US INC | Equities | 872590104 | 3 | 54 | SH | SOLE | 54 | 0 | 0 | ||
TN ENGY ACQUISIT | Convertible/ | 880443BN5 | 5 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
TOKYO ELECTRON LTD | Equities | 889110102 | 1 | 26 | SH | SOLE | 26 | 0 | 0 | ||
TOLL BROTHERS INC | Equities | 889478103 | 11 | 300 | SH | SOLE | 300 | 0 | 0 | ||
TOLL BROTHERS INC | Convertible/ | 88947EAK6 | 9,942 | 9,560,000 | SH | SOLE | 9,560,000 | 0 | 0 | ||
TOLL BROTHERS INC | Convertible/ | 88947EAN0 | 714 | 730,000 | SH | SOLE | 730,000 | 0 | 0 | ||
TOLL BROTHERS INC | Convertible/ | 88947EAP5 | 6,735 | 6,720,000 | SH | SOLE | 6,720,000 | 0 | 0 | ||
TOLL BROTHERS INC | Convertible/ | 88947EAQ3 | 103 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TOLL BROTHERS INC | Convertible/ | 88947EAS9 | 19 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
TORCHMARK CORPORATION | Equities | 891027104 | 5 | 60 | SH | SOLE | 60 | 0 | 0 | ||
TOTAL SA | Equities | 89151E113 | 36 | 600 | SH | SOLE | 600 | 0 | 0 | ||
TOYOTA AUTO RECEIVA | Convertible/ | 89236TAY1 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
TRANSCANADA CORP | Equities | 89353D107 | 9 | 200 | SH | SOLE | 200 | 0 | 0 | ||
TRAVELERS COMPANIES | Equities | 89417E113 | 30 | 249 | SH | SOLE | 249 | 0 | 0 | ||
TRIAD HOSPITALS | Equities | 89579K109 | 2 | 61 | SH | SOLE | 61 | 0 | 0 | ||
TRIVAGO NV | Equities | 89686D105 | 4 | 950 | SH | SOLE | 950 | 0 | 0 | ||
TROWE PRICE GROUP INC | Equities | 74144T108 | 30 | 262 | SH | SOLE | 262 | 0 | 0 | ||
TUCSON AZ | Convertible/ | 898711T97 | 5 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
TUCSON AZ WTR | Convertible/ | 898797CG8 | 12 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
TUCSON AZ WTR | Convertible/ | 898797ED3 | 23 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
TUCSON WTR REV | Convertible/ | 8987966H5 | 0 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
TWILIO INC | Equities | 90138F102 | 17 | 300 | SH | SOLE | 300 | 0 | 0 | ||
TWITTER INC | Equities | 90184L102 | 11 | 245 | SH | SOLE | 245 | 0 | 0 | ||
TWITTER INC | Convertible/ | 90184LAD4 | 3,384 | 3,495,000 | SH | SOLE | 3,495,000 | 0 | 0 | ||
TWO HARBORS | PFDs, REITs, | 90187B200 | 16 | 600 | SH | SOLE | 600 | 0 | 0 | ||
TWO HARBORS | PFDs, REITs, | 90187B309 | 9 | 350 | SH | SOLE | 350 | 0 | 0 | ||
TWO HARBORS INVEST | PFDs, REITs, | 90187B101 | 468 | 29,616 | SH | SOLE | 29,616 | 0 | 0 | ||
TX TRANS ST HWY FD | Convertible/ | 88283LJW7 | 12 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
TYCO ELECTRONICS LTD | Equities | H8912P106 | 38 | 424 | SH | SOLE | 424 | 0 | 0 | ||
TYSON FOODS INC | Convertible/ | 902494AX1 | 55 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
U S BANCORP | Convertible/ | 91159HHH6 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
UBIQUITI NETWORKS INC | Equities | 90347A100 | 6 | 70 | SH | SOLE | 70 | 0 | 0 | ||
UGI CORP | Equities | 902681105 | 98 | 1,875 | SH | SOLE | 1,875 | 0 | 0 | ||
UMH PROPERTIE | PFDs, REITs, | 903002400 | 13 | 500 | SH | SOLE | 500 | 0 | 0 | ||
UNDER ARMOUR INC CL A | Equities | 904311107 | 4 | 200 | SH | SOLE | 200 | 0 | 0 | ||
UNDER ARMOUR INC CL C | Equities | 904311206 | 36 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
UNILEVER | Equities | 904767704 | 2 | 40 | SH | SOLE | 40 | 0 | 0 | ||
UNILEVER NV | Equities | 904784709 | 28 | 500 | SH | SOLE | 500 | 0 | 0 | ||
UNILIFE CORP | Equities | 90478E305 | 0 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
UNION PACIFIC CORP | Equities | 907818108 | 8,965 | 63,274 | SH | SOLE | 63,274 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | Equities | 911312106 | 46 | 430 | SH | SOLE | 430 | 0 | 0 | ||
UNITED STATES C | PFDs, REITs, | 911684504 | 8 | 300 | SH | SOLE | 300 | 0 | 0 | ||
UNITED TECH CORP | Equities | 913017109 | 161 | 1,289 | SH | SOLE | 1,289 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | Equities | 91324P102 | 57 | 232 | SH | SOLE | 232 | 0 | 0 | ||
UNITY ONE CAPITAL | Equities | 913991006 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
UNIV AZ MED CTR | Convertible/ | 914062EC4 | 29 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
UNIVERSAL DISPLAY CORP | Equities | 91347P105 | 9 | 100 | SH | SOLE | 100 | 0 | 0 | ||
US BANCORP | Equities | 902973304 | 4,085 | 81,667 | SH | SOLE | 81,667 | 0 | 0 | ||
US BANCORP | PFDs, REITs, | 902973791 | 2 | 74 | SH | SOLE | 74 | 0 | 0 | ||
US BANCORP | PFDs, REITs, | 902973833 | 328 | 11,848 | SH | SOLE | 11,848 | 0 | 0 | ||
US BANCORP DEP SHS B | PFDs, REITs, | 902973155 | 1 | 37 | SH | SOLE | 37 | 0 | 0 | ||
USA PERFORMANCE PRODUCTS INC | Equities | 90341L102 | 0 | 40 | SH | SOLE | 40 | 0 | 0 | ||
USAS DIGITAL INC | Equities | 90341K104 | 0 | 162 | SH | SOLE | 162 | 0 | 0 | ||
UTAH ST | Convertible/ | 917542TX0 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
UTILITIES SEL SECTOR SPDR ETF | Unit Trusts | 81369Y886 | 2 | 37 | SH | SOLE | 37 | 0 | 0 | ||
VALE SA | Equities | 91912E109 | 17 | 1,350 | SH | SOLE | 1,350 | 0 | 0 | ||
VALEANT PHARMA INTL INC | Equities | 91911X104 | 8 | 360 | SH | SOLE | 360 | 0 | 0 | ||
VALEO SA | Equities | 919134304 | 1 | 55 | SH | SOLE | 55 | 0 | 0 | ||
VALERO ENERGY CORP | Equities | 91913Y100 | 3,715 | 33,516 | SH | SOLE | 33,516 | 0 | 0 | ||
VALERO ENERGY CORP | Convertible/ | 91913YAR1 | 9,644 | 9,255,000 | SH | SOLE | 9,255,000 | 0 | 0 | ||
VANGUARD DIV APPRECIATION ETF | Equities | 921908844 | 41 | 400 | SH | SOLE | 400 | 0 | 0 | ||
VANGUARD EMERGING MARKET | Equities | 922042858 | 3 | 66 | SH | SOLE | 66 | 0 | 0 | ||
VANGUARD FINANCIALS | Equities | 92204A405 | 34 | 500 | SH | SOLE | 500 | 0 | 0 | ||
VANGUARD FTSE ALL WORLD EX-US ETF | Equities | 922042775 | 14 | 279 | SH | SOLE | 279 | 0 | 0 | ||
VANGUARD FTSE EUROPE | Equities | 922042874 | 79 | 1,412 | SH | SOLE | 1,412 | 0 | 0 | ||
VANGUARD HIGH DIV YLD ETF | Equities | 921946406 | 8 | 91 | SH | SOLE | 91 | 0 | 0 | ||
VANGUARD MC VAL INDX ETF | Equities | 922908512 | 150 | 1,354 | SH | SOLE | 1,354 | 0 | 0 | ||
VANGUARD MGC ETF | Equities | 921910873 | 5 | 55 | SH | SOLE | 55 | 0 | 0 | ||
VANGUARD MID CAP GROWTH | Equities | 922908538 | 8 | 60 | SH | SOLE | 60 | 0 | 0 | ||
VANGUARD SC ETF | Equities | 922908751 | 39 | 250 | SH | SOLE | 250 | 0 | 0 | ||
VANGUARD TOTAL STOCK MKT | Equities | 922908769 | 135 | 959 | SH | SOLE | 959 | 0 | 0 | ||
VECTOR GROUP LTD | Equities | 92240M108 | 57 | 2,970 | SH | SOLE | 2,970 | 0 | 0 | ||
VECTOR GROUP LTD | Convertible/ | 92240MBC1 | 3,881 | 3,665,000 | SH | SOLE | 3,665,000 | 0 | 0 | ||
VEEVA SYSTEMS INC | Equities | 922475108 | 3 | 40 | SH | SOLE | 40 | 0 | 0 | ||
VENTAS REALTY LP | Equities | 92276M204 | 2 | 84 | SH | SOLE | 84 | 0 | 0 | ||
VEREIT INC | PFDs, REITs, | 92339V100 | 17 | 2,225 | SH | SOLE | 2,225 | 0 | 0 | ||
VEREIT INC PFD | PFDs, REITs, | 92339V209 | 8 | 300 | SH | SOLE | 300 | 0 | 0 | ||
VERINT SYSTEMS INC | Equities | 92343X100 | 6 | 140 | SH | SOLE | 140 | 0 | 0 | ||
VERINT SYSTEMS INC | Convertible/ | 92343XAA8 | 19,208 | 19,560,000 | SH | SOLE | 19,560,000 | 0 | 0 | ||
VERISK ANALYTICS INC | Equities | 92345Y106 | 8 | 72 | SH | SOLE | 72 | 0 | 0 | ||
VERIZON COMM INC | Equities | 92343V104 | 3,237 | 64,338 | SH | SOLE | 64,338 | 0 | 0 | ||
VERIZON COMMUNIC | PFDs, REITs, | 92343V302 | 5 | 210 | SH | SOLE | 210 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | Convertible/ | 92343VBR4 | 213 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
VERMILION ENERGY INC | Equities | 923725105 | 14 | 400 | SH | SOLE | 400 | 0 | 0 | ||
VERTEX PHARMA INC | Equities | 92532F100 | 8 | 48 | SH | SOLE | 48 | 0 | 0 | ||
VF CORP | Equities | 918204108 | 60 | 737 | SH | SOLE | 737 | 0 | 0 | ||
VIACOM INC | Convertible/ | 92553PAT9 | 45 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
VIAVI SOLUTIONS INC | Equities | 925550105 | 0 | 7 | SH | SOLE | 7 | 0 | 0 | ||
VINCI S A ADR | Equities | 927320101 | 2 | 75 | SH | SOLE | 75 | 0 | 0 | ||
VISA INC | Equities | 92826C839 | 98 | 740 | SH | SOLE | 740 | 0 | 0 | ||
VISA INC | Convertible/ | 92826CAB8 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VITROTECH CORP | Equities | 92851M108 | 0 | 500 | SH | SOLE | 500 | 0 | 0 | ||
VODAFONE GROUP PLC | Equities | 92857W209 | 19 | 800 | SH | SOLE | 800 | 0 | 0 | ||
VORNADO REALTY | PFDs, REITs, | 929042844 | 1 | 47 | SH | SOLE | 47 | 0 | 0 | ||
WA FUNDING TR III XXX | PFDs, REITs, | 939ESC968 | 0 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
WA ST COP | Convertible/ | 9397195F3 | 36 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
WABCO HLDG INC | Equities | 92927K102 | 6 | 50 | SH | SOLE | 50 | 0 | 0 | ||
WABTEC | Equities | 929740108 | 10 | 100 | SH | SOLE | 100 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | Equities | 931427108 | 124 | 2,058 | SH | SOLE | 2,058 | 0 | 0 | ||
WALKER & DUNLOP INC | Equities | 93148P102 | 33 | 600 | SH | SOLE | 600 | 0 | 0 | ||
WAL-MART STORES INC | Equities | 931142103 | 527 | 6,155 | SH | SOLE | 6,155 | 0 | 0 | ||
WALT DISNEY CO | Equities | 254687106 | 279 | 2,663 | SH | SOLE | 2,663 | 0 | 0 | ||
WALT DISNEY CO (VARIABLE) | Convertible/ | 25468PDS2 | 706 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
WASTE MANAGEMENT INC | Equities | 94106L109 | 949 | 11,664 | SH | SOLE | 11,664 | 0 | 0 | ||
WASTE MGMT INC | Convertible/ | 94106LAG4 | 253 | 205,000 | SH | SOLE | 205,000 | 0 | 0 | ||
WASTE MGMT INC | Convertible/ | 94106LAY5 | 235 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
WASTE MGMT INC | Convertible/ | 94106LAZ2 | 55 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
WATERLOO LA CSD | Convertible/ | 941660AP7 | 26 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
WATSCO INC | Equities | 942622200 | 2 | 10 | SH | SOLE | 10 | 0 | 0 | ||
WAUKEE IA | Convertible/ | 942830ST8 | 102 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
WEC ENERGY GRP INC | Equities | 976657106 | 80 | 1,245 | SH | SOLE | 1,245 | 0 | 0 | ||
WEIGHT WATCHERS INTL | Equities | 948626106 | 20 | 200 | SH | SOLE | 200 | 0 | 0 | ||
WELBILT INC | Equities | 949090104 | 4 | 201 | SH | SOLE | 201 | 0 | 0 | ||
WELLS FARGO | PFDs, REITs, | 94988N207 | 26 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
WELLS FARGO & C | Convertible/ | 94974BFN5 | 45 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
WELLS FARGO & CO | Equities | 949746101 | 1,397 | 25,201 | SH | SOLE | 25,201 | 0 | 0 | ||
WELLS FARGO & CO PFD | PFDs, REITs, | 949746465 | 3 | 115 | SH | SOLE | 115 | 0 | 0 | ||
WELLS FARGO & CO PFD | PFDs, REITs, | 949746556 | 3 | 135 | SH | SOLE | 135 | 0 | 0 | ||
WELLS FARGO BK N | Convertible/ | 949746RN3 | 154 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
WELLS FARGO BK NA | Convertible/ | 949746SA0 | 12 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
WELLTOWER INC | PFDs, REITs, | 42217K106 | 13 | 208 | SH | SOLE | 208 | 0 | 0 | ||
WENDY'S CO | Equities | 95058W100 | 15 | 881 | SH | SOLE | 881 | 0 | 0 | ||
WEST PHARMA SVCS INC | Equities | 955306105 | 217 | 2,190 | SH | SOLE | 2,190 | 0 | 0 | ||
WESTERN ALLIANCE BANCORP | Equities | 957638109 | 51 | 900 | SH | SOLE | 900 | 0 | 0 | ||
WESTERN ASSET EMERGING M | Equities | 95766A101 | 19 | 1,395 | SH | SOLE | 1,395 | 0 | 0 | ||
WESTERN ASSET HI INC FD II INC | Equities | 95766J102 | 383 | 59,468 | SH | SOLE | 59,468 | 0 | 0 | ||
WESTERN ASSET HY DEF OPP FD | Equities | 95768B107 | 277 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
WESTERN DIGITAL | Equities | 958102105 | 3 | 42 | SH | SOLE | 42 | 0 | 0 | ||
WESTERN UNION COMPANY | Equities | 959802109 | 167 | 8,196 | SH | SOLE | 8,196 | 0 | 0 | ||
WESTROCK | Equities | 96145D105 | 44 | 780 | SH | SOLE | 780 | 0 | 0 | ||
WEYERHAUSER CO | PFDs, REITs, | 962166104 | 87 | 2,388 | SH | SOLE | 2,388 | 0 | 0 | ||
WHEATON PRECIOUS METALS CORP | Equities | 962879102 | 126 | 5,705 | SH | SOLE | 5,705 | 0 | 0 | ||
WHIRLPOOL CORP | Convertible/ | 963320AQ9 | 2,256 | 2,262,000 | SH | SOLE | 2,262,000 | 0 | 0 | ||
WILLIAMS COS INC | Equities | 969457100 | 2 | 68 | SH | SOLE | 68 | 0 | 0 | ||
WILLOW TRACE MET CO | Convertible/ | 97122PBJ1 | 109 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
WIRECARD AG BERLIN ORD | Equities | D22359133 | 16 | 100 | SH | SOLE | 100 | 0 | 0 | ||
WISCONSIN STATE | Convertible/ | 97705MGS8 | 12 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
WOLTERS KLUWER | Equities | 977874205 | 2 | 40 | SH | SOLE | 40 | 0 | 0 | ||
WOODMOOR CO W/S | Convertible/ | 97989DAX0 | 55 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
WORLDPAY INC | Equities | 981558109 | 3,579 | 43,759 | SH | SOLE | 43,759 | 0 | 0 | ||
WP CAREY INC | PFDs, REITs, | 92936U109 | 40 | 600 | SH | SOLE | 600 | 0 | 0 | ||
WPW ENERGY INC | Equities | 98212B103 | 11 | 600 | SH | SOLE | 600 | 0 | 0 | ||
WR BERKLEY CP | PFDs, REITs, | 084423409 | 3 | 105 | SH | SOLE | 105 | 0 | 0 | ||
WSTN MARICOPA ED #2 | Convertible/ | 95855RCR5 | 18 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
WYETH LLC | Convertible/ | 026609AC1 | 64 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
WYNDHAM DESTINATIONS INC | Equities | 98310W108 | 12 | 275 | SH | SOLE | 275 | 0 | 0 | ||
WYNDHAM HOTELS & RESORTS | Equities | 98311A105 | 16 | 275 | SH | SOLE | 275 | 0 | 0 | ||
XEROX CORP | Equities | 984121103 | 1 | 35 | SH | SOLE | 35 | 0 | 0 | ||
XPO LOGISTICS INC | Equities | 983793100 | 15 | 150 | SH | SOLE | 150 | 0 | 0 | ||
YAMANA GOLD INC | Equities | 98462Y100 | 1 | 500 | SH | SOLE | 500 | 0 | 0 | ||
YELLOW MEDIA INC 22 WTS | Equities | 985572114 | 0 | 827 | SH | SOLE | 827 | 0 | 0 | ||
YUM CHINA HOLDINGS INC | Equities | 98850P109 | 48 | 1,252 | SH | SOLE | 1,252 | 0 | 0 | ||
YUM! BRANDS INC | Equities | 988498101 | 98 | 1,253 | SH | SOLE | 1,253 | 0 | 0 | ||
ZILLOW GROUP INC | Convertible/ | 98954MAB7 | 3,622 | 2,865,000 | SH | SOLE | 2,865,000 | 0 | 0 | ||
ZILLOW GROUP INC CL A | Equities | 98954M101 | 6 | 100 | SH | SOLE | 100 | 0 | 0 | ||
ZILLOW GROUP INC CL C | Equities | 98954M200 | 12 | 200 | SH | SOLE | 200 | 0 | 0 | ||
ZIMMER BIOMET HOLDINGS INC | Equities | 98956P102 | 36 | 320 | SH | SOLE | 320 | 0 | 0 | ||
ZOETIS INC | Equities | 98978V103 | 50 | 591 | SH | SOLE | 591 | 0 | 0 |