The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ATMEL CORP | COMM | 049513104 | 838 | 103,800 | SH | SOLE | 103,800 | 0 | 0 | ||
AXCELIS TECHNOLOGIES INC | COMM | 054540109 | 145 | 54,480 | SH | SOLE | 54,480 | 0 | 0 | ||
BANK OF AMERICA CORP | COMM | 060505104 | 312 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
BLACK DIAMOND INC | COMM | 09202G101 | 3,413 | 543,401 | SH | SOLE | 543,401 | 0 | 0 | ||
BOINGO WIRELESS INC | COMM | 09739C102 | 207 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
BOINGO WIRELESS INC | COMM | 09739C102 | 3,100 | 374,418 | SH | SOLE | 374,418 | 0 | 0 | ||
BROADWIND ENERGY INC | COMM | 11161T207 | 113 | 54,410 | SH | SOLE | 54,410 | 0 | 0 | ||
CARTESIAN INC | COMM | 146534102 | 1,432 | 582,213 | SH | SOLE | 582,213 | 0 | 0 | ||
CUMULUS MEDIA INC-CL A | COMM | 231082108 | 52 | 74,000 | SH | SOLE | 74,000 | 0 | 0 | ||
DEMAND MEDIA INC | COMM | 24802N208 | 2,982 | 715,134 | SH | SOLE | 715,134 | 0 | 0 | ||
DEMAND MEDIA INC | COMM | 24802N208 | 42 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
DISH NETWORK CORP CL A | COMM | 25470M109 | 964 | 16,520 | SH | SOLE | 16,520 | 0 | 0 | ||
ECHOSTAR HOLDING CORP-A | COMM | 278768106 | 1,900 | 44,150 | SH | SOLE | 44,150 | 0 | 0 | ||
ESSEX RENTAL CORP | COMM | 297187106 | 372 | 1,006,253 | SH | SOLE | 1,006,253 | 0 | 0 | ||
EXTREME NETWORKS INC | COMM | 30226D106 | 4,106 | 1,222,120 | SH | SOLE | 1,222,120 | 0 | 0 | ||
EXTREME NETWORKS INC | COMM | 30226D106 | 393 | 117,100 | SH | Call | SOLE | 117,100 | 0 | 0 | |
EXTREME NETWORKS INC | COMM | 30226D106 | 168 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
FAIRWAY GROUP HOLDINGS CORP | COMM | 30603D109 | 258 | 245,406 | SH | SOLE | 245,406 | 0 | 0 | ||
FALCONSTOR SOFTWARE INC | COMM | 306137100 | 1,349 | 677,977 | SH | SOLE | 677,977 | 0 | 0 | ||
FREIGHTCAR AMERICA INC | COMM | 357023100 | 617 | 35,942 | SH | SOLE | 35,942 | 0 | 0 | ||
FX ENERGY INC | COMM | 302695101 | 1,316 | 1,384,868 | SH | SOLE | 1,384,868 | 0 | 0 | ||
GLOBAL SHIP LEASE INC-CL A | COMM | Y27183105 | 1,365 | 294,109 | SH | SOLE | 294,109 | 0 | 0 | ||
HEMISPHERE MEDIA GROUP INC CL A | COMM | 42365Q103 | 381 | 28,027 | SH | SOLE | 28,027 | 0 | 0 | ||
HUTCHINSON TECH | COMM | 448407106 | 143 | 89,345 | SH | SOLE | 89,345 | 0 | 0 | ||
HYDRA INDUSTRIES ACQUISITION | WARRANT | 448740118 | 846 | 87,500 | SH | SOLE | 87,500 | 0 | 0 | ||
HYDRA INDUSTRIES ACQ-ACQUISITION | RTS | 448740126 | 174 | 18,040 | SH | SOLE | 18,040 | 0 | 0 | ||
IEC ELECTRONICS CORP | COMM | 44949L105 | 566 | 146,930 | SH | SOLE | 146,930 | 0 | 0 | ||
INNERWORKINGS INC | COMM | 45773Y105 | 1,308 | 209,280 | SH | SOLE | 209,280 | 0 | 0 | ||
INTERSECTIONS INC | COMM | 460981301 | 1,854 | 891,352 | SH | SOLE | 891,352 | 0 | 0 | ||
IZEA INC | COMM | 46603N202 | 1,269 | 3,022,299 | SH | SOLE | 3,022,299 | 0 | 0 | ||
JIVE SOFTWARE INC | COMM | 47760A108 | 420 | 90,000 | SH | Call | SOLE | 90,000 | 0 | 0 | |
JIVE SOFTWARE INC | COMM | 47760A108 | 398 | 85,200 | SH | Call | SOLE | 85,200 | 0 | 0 | |
KEMET CORP | COMM | 488360207 | 249 | 135,200 | SH | Call | SOLE | 135,200 | 0 | 0 | |
KEMET CORP | COMM | 488360207 | 2,121 | 1,152,500 | SH | SOLE | 1,152,500 | 0 | 0 | ||
LA QUINTA HOLDINGS INC | COMM | 50420D108 | 1,262 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
LA QUINTA HOLDINGS INC | COMM | 50420D108 | 473 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
LEXMARK INTERNATIONAL INC-A | COMM | 529771107 | 290 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
LIFEVANTAGE CORP | COMM | 53222K106 | 763 | 941,409 | SH | SOLE | 941,409 | 0 | 0 | ||
LSB INDUSTRIES INC | COMM | 502160104 | 306 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
LUNA INNOVATIONS INC | COMM | 550351100 | 631 | 675,544 | SH | SOLE | 675,544 | 0 | 0 | ||
MAGICJACK VOCALTEC LTD | COMM | M6787E101 | 934 | 104,781 | SH | SOLE | 104,781 | 0 | 0 | ||
MARVELL TECHNOLOGY GROUP LTD | COMM | G5876H105 | 905 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
MARVELL TECHNOLOGY GROUP LTD | COMM | G5876H105 | 362 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
MATTERSIGHT CORP | COMM | 577097108 | 1,118 | 145,059 | SH | SOLE | 145,059 | 0 | 0 | ||
MAXLINEAR INC-CLASS A | COMM | 57776J100 | 1,403 | 112,820 | SH | SOLE | 112,820 | 0 | 0 | ||
MAXWELL TECHNOLOGIES INC | COMM | 577767106 | 1,628 | 300,450 | SH | SOLE | 300,450 | 0 | 0 | ||
MELCO CROWN ENTERTAINMENT LTD-ADR | ADRS | 585464100 | 505 | 36,700 | SH | SOLE | 36,700 | 0 | 0 | ||
NET 1 UEPS TECHNOLOGIES INC | COMM | 64107N206 | 1,713 | 102,300 | SH | SOLE | 102,300 | 0 | 0 | ||
NUMEREX CORP -CL A | COMM | 67053A102 | 5,908 | 678,342 | SH | SOLE | 678,342 | 0 | 0 | ||
NUMEREX CORP -CL A | COMM | 67053A102 | 436 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
NUMEREX CORP -CL A | COMM | 67053A102 | 87 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
O2MICRO INTERNATIONAL-ADR | ADRS | 67107W100 | 1,136 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
PHARMATHENE INC | COMM | 71714G102 | 786 | 591,134 | SH | SOLE | 591,134 | 0 | 0 | ||
PIER 1 IMPORTS INC | COMM | 720279108 | 173 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
POINTS INTERNATIONAL LTD | COMM | 730843208 | 577 | 53,162 | SH | SOLE | 53,162 | 0 | 0 | ||
POTBELLY CORP | COMM | 73754Y100 | 688 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
PURE CYCLE CORP | COMM | 746228303 | 545 | 110,041 | SH | SOLE | 110,041 | 0 | 0 | ||
QUANTUM CORP | COMM | 747906204 | 839 | 1,202,500 | SH | SOLE | 1,202,500 | 0 | 0 | ||
RADISYS CORP | COMM | 750459109 | 3,254 | 1,205,210 | SH | SOLE | 1,205,210 | 0 | 0 | ||
RAND LOGISTICS INC | COMM | 752182105 | 756 | 360,086 | SH | SOLE | 360,086 | 0 | 0 | ||
RCI HOSPITALITY HOLDINGS INC | COMM | 74934Q108 | 681 | 65,333 | SH | SOLE | 65,333 | 0 | 0 | ||
REALD INC | COMM | 75604L105 | 1,732 | 180,232 | SH | SOLE | 180,232 | 0 | 0 | ||
RENREN INC-ADR | ADRS | 759892102 | 361 | 116,329 | SH | SOLE | 116,329 | 0 | 0 | ||
RIGHTSIDE GROUP LTD | COMM | 76658B100 | 1,821 | 237,442 | SH | SOLE | 237,442 | 0 | 0 | ||
SCIQUEST INC | COMM | 80908T101 | 1,219 | 121,881 | SH | SOLE | 121,881 | 0 | 0 | ||
SIGA TECHNOLOGIES INC | COMM | 826917106 | 438 | 371,526 | SH | SOLE | 371,526 | 0 | 0 | ||
SMALL CAP BULL 3X SHARES | COMM | 25459W847 | 59 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
SMALL CAP BULL 3X SHARES | COMM | 25459W847 | 236 | 4,000 | SH | Call | SOLE | 4,000 | 0 | 0 | |
SMALL CAP BULL 3X SHARES | ETF | 25459W847 | 1,298 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
SPARK NETWORKS INC | COMM | 84651P100 | 534 | 185,400 | SH | SOLE | 185,400 | 0 | 0 | ||
TEARLAB CORPORATION | COMM | 878193101 | 397 | 197,294 | SH | SOLE | 197,294 | 0 | 0 | ||
TELECOMMUNICATION SYSTEMS-A | COMM | 87929J103 | 2,229 | 648,041 | SH | SOLE | 648,041 | 0 | 0 | ||
THE FINISH LINE-CL A | COMM | 317923100 | 679 | 35,200 | SH | SOLE | 35,200 | 0 | 0 | ||
TRANSGENOMIC INC | COMM | 89365K305 | 54 | 58,649 | SH | SOLE | 58,649 | 0 | 0 | ||
TRAVELCENTERS OF AMERICA LLC | COMM | 894174101 | 1,056 | 102,244 | SH | SOLE | 102,244 | 0 | 0 | ||
UNISYS CORP | COMM | 909214306 | 239 | 20,100 | SH | Call | SOLE | 20,100 | 0 | 0 | |
UNISYS CORP | COMM | 909214306 | 119 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
UNISYS CORP | COMM | 909214306 | 119 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
UNISYS CORP | COMM | 909214306 | 119 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
UNISYS CORP | COMM | 909214306 | 119 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
UNISYS CORP | COMM | 909214306 | 298 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
UNISYS CORP | COMM | 909214306 | 60 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
UNISYS CORP | COMM | 909214306 | 119 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
UNISYS CORP | COMM | 909214306 | 299 | 25,100 | SH | Call | SOLE | 25,100 | 0 | 0 | |
UNISYS CORP | COMM | 909214306 | 238 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
UNISYS CORP | COMM | 909214306 | 119 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
UNISYS CORP | COMM | 909214306 | 3,498 | 293,974 | SH | SOLE | 293,974 | 0 | 0 | ||
VIDEOCON D2H LTD -ADR | ADRS | 92657J101 | 170 | 17,600 | SH | SOLE | 17,600 | 0 | 0 |