The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABSOLUTE SOFTWARE CORPORATIO | COMM | 00386B109 | 1,414 | 166,705 | SH | SOLE | 166,705 | 0 | 0 | ||
ADMA BIOLOGICS INC | COMM | 000899104 | 1,418 | 775,000 | SH | SOLE | 775,000 | 0 | 0 | ||
ALLOT COMMUNICATIONS LTD | COMM | M0854Q105 | 1,440 | 177,738 | SH | SOLE | 177,738 | 0 | 0 | ||
ASPEN GROUP INC | COMM | 04530L203 | 377 | 233,000 | SH | SOLE | 233,000 | 0 | 0 | ||
ASPIRA WOMENS HEALTH INC | COMM | 04537Y109 | 90 | 86,897 | SH | SOLE | 86,897 | 0 | 0 | ||
ATHIRA PHARMA INC | COMM | 04746L104 | 540 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HOLDINGS | COMM | 049164205 | 2,790 | 32,300 | SH | SOLE | 32,300 | 0 | 0 | ||
AUDACY INC | COMM | 05070N103 | 1,271 | 439,855 | SH | SOLE | 439,855 | 0 | 0 | ||
AUDACY INC | COMM | 05070N103 | 217 | 75,000 | SH | Call | SOLE | 75,000 | 0 | 0 | |
BABCOCK & WILCOX ENTERPR | COMM | 05614L209 | 3,071 | 376,336 | SH | SOLE | 376,336 | 0 | 0 | ||
BANK OF AMERICA CORP | COMM | 060505104 | 1,116 | 27,080 | SH | SOLE | 27,080 | 0 | 0 | ||
BENEFITFOCUS INC | COMM | 08180D106 | 2,410 | 191,000 | SH | SOLE | 191,000 | 0 | 0 | ||
Bluegreen Vacations Holding Co | COMM | 096308101 | 4,444 | 150,300 | SH | SOLE | 150,300 | 0 | 0 | ||
CHICKEN SOUP FOR THE SOUL EN | COMM | 16842Q100 | 463 | 57,900 | SH | SOLE | 57,900 | 0 | 0 | ||
COMPOSECURE INC | COMM | 20459V105 | 1,375 | 181,195 | SH | SOLE | 181,195 | 0 | 0 | ||
COMPOSECURE INC | WRNT | 20459V105 | 2,254 | 297,000 | SH | SOLE | 297,000 | 0 | 0 | ||
CONDUENT INC | COMM | 206787103 | 538 | 104,300 | SH | SOLE | 104,300 | 0 | 0 | ||
CONDUENT INC | COMM | 206787103 | 103 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
CONX CORP | WRNT | 212873103 | 1,470 | 149,268 | SH | SOLE | 149,268 | 0 | 0 | ||
DISH NETWORK CORP CL A | COMM | 25470M109 | 478 | 15,112 | SH | SOLE | 15,112 | 0 | 0 | ||
Diversified Healthcare Trust | COMM | 25525P107 | 320 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
Diversified Healthcare Trust | REIT | 25525P107 | 1,445 | 451,500 | SH | SOLE | 451,500 | 0 | 0 | ||
ECHOSTAR HOLDING CORP-A | COMM | 278768106 | 5,418 | 222,600 | SH | SOLE | 222,600 | 0 | 0 | ||
ECHOSTAR HOLDING CORP-A | COMM | 278768106 | 609 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
ECHOSTAR HOLDING CORP-A | COMM | 278768106 | 73 | 3,000 | SH | Call | SOLE | 3,000 | 0 | 0 | |
ENZO BIOCHEM INC | COMM | 294100102 | 1,441 | 496,805 | SH | SOLE | 496,805 | 0 | 0 | ||
EVOLUS INC | COMM | 30052C107 | 1,526 | 136,000 | SH | SOLE | 136,000 | 0 | 0 | ||
EXTERRAN CORP | COMM | 30227H106 | 2,017 | 324,719 | SH | SOLE | 324,719 | 0 | 0 | ||
FATHOM HOLDINGS INC | COMM | 31189V109 | 583 | 54,500 | SH | SOLE | 54,500 | 0 | 0 | ||
FIVE POINT HOLDINGS LLC-CL A | COMM | 33833Q106 | 1,040 | 170,218 | SH | SOLE | 170,218 | 0 | 0 | ||
FRANKLIN COVEY CO | COMM | 353469109 | 932 | 20,600 | SH | SOLE | 20,600 | 0 | 0 | ||
FULL HOUSE RESORTS INC | COMM | 359678109 | 529 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
IMEDIA BRANDS INC-CL A | COMM | 452465206 | 724 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
INFORMATION SERVICES GROUP | COMM | 45675Y104 | 1,015 | 149,000 | SH | SOLE | 149,000 | 0 | 0 | ||
INSEEGO CORP | COMM | 45782B104 | 405 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
INSPIRED ENTERTAINMENT INC | COMM | 45782N108 | 6,507 | 529,050 | SH | SOLE | 529,050 | 0 | 0 | ||
INTEVAC INC | COMM | 461148108 | 2,104 | 393,300 | SH | SOLE | 393,300 | 0 | 0 | ||
ISHARES RUSSELL 2000 | COMM | 464287655 | 1,540 | 7,500 | SH | Put | SOLE | 7,500 | 0 | 0 | |
ISHARES RUSSELL 2000 | COMM | 464287655 | 3,079 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
ISHARES RUSSELL 2000 | COMM | 464287655 | 2,053 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
ISHARES RUSSELL 2000 | COMM | 464287655 | 1,026 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
ISHARES RUSSELL 2000 | COMM | 464287655 | 1,026 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
ITURAN LOCATION AND CONTROL | COMM | M6158M104 | 249 | 10,800 | SH | SOLE | 10,800 | 0 | 0 | ||
KVH INDUSTRIES INC | COMM | 482738101 | 5,197 | 571,100 | SH | SOLE | 571,100 | 0 | 0 | ||
LANTRONIX INC | COMM | 516548203 | 631 | 94,478 | SH | SOLE | 94,478 | 0 | 0 | ||
LIONS GATE ENTERTAINMENT-A | COMM | 535919401 | 2,577 | 158,602 | SH | SOLE | 158,602 | 0 | 0 | ||
NET 1 UEPS TECHNOLOGIES INC | COMM | 64107N206 | 10,270 | 1,749,613 | SH | SOLE | 1,749,613 | 0 | 0 | ||
ONE GROUP HOSPITALITY INC | COMM | 88338K103 | 998 | 94,989 | SH | SOLE | 94,989 | 0 | 0 | ||
ORION ENGINEERED CARBONS SAR | COMM | L72967109 | 767 | 48,046 | SH | SOLE | 48,046 | 0 | 0 | ||
PERFORMANT FINANCIAL CORP | COMM | 71377E105 | 156 | 50,200 | SH | SOLE | 50,200 | 0 | 0 | ||
PERMA-FIX ENVIRONMENTAL SVCS | COMM | 714157203 | 1,136 | 205,400 | SH | SOLE | 205,400 | 0 | 0 | ||
PFSWEB INC NEW | COMM | 717098206 | 1,314 | 115,000 | SH | SOLE | 115,000 | 0 | 0 | ||
POWERFLEET INC | COMM | 73931J109 | 505 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
POWERSCHOOL HOLDINGS INC-A | COMM | 73939C106 | 299 | 18,100 | SH | SOLE | 18,100 | 0 | 0 | ||
PURE CYCLE CORP | COMM | 746228303 | 603 | 50,200 | SH | SOLE | 50,200 | 0 | 0 | ||
QUOTIENT LTD | COMM | G73268107 | 180 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
RCI HOSPITALITY HOLDINGS INC | COMM | 74934Q108 | 504 | 8,200 | SH | SOLE | 8,200 | 0 | 0 | ||
RICHARDSON ELEC LTD | COMM | 763165107 | 526 | 42,300 | SH | SOLE | 42,300 | 0 | 0 | ||
RUMBLEON INC-B | COMM | 781386305 | 694 | 20,297 | SH | SOLE | 20,297 | 0 | 0 | ||
SEQUANS COMMUNICATIONS-ADR | ADRS | 817323207 | 2,308 | 759,100 | SH | SOLE | 759,100 | 0 | 0 | ||
SHOE CARNIVAL INC | COMM | 824889109 | 1,117 | 38,300 | SH | SOLE | 38,300 | 0 | 0 | ||
SIERRA WIRELESS INC | COMM | 826516106 | 535 | 29,631 | SH | SOLE | 29,631 | 0 | 0 | ||
SPARK NETWORKS SE-ADR-W/I | ADRS | 846517100 | 672 | 248,889 | SH | SOLE | 248,889 | 0 | 0 | ||
SPDR S&P BIOTECH ETF | COMM | 78464A870 | 899 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
SPECTRUM BRANDS HOLDINGS INC | COMM | 84790A105 | 177 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SPECTRUM BRANDS HOLDINGS INC | COMM | 84790A105 | 444 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
TECHPRECISION CORP | COMM | 878739101 | 761 | 450,000 | SH | SOLE | 540,000 | 0 | 0 | ||
TILE SHOP HLDGS INC | COMM | 88677Q109 | 2,948 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
TRANSACT TECHNOLOGIES INC | COMM | 892918103 | 210 | 29,733 | SH | SOLE | 29,733 | 0 | 0 | ||
TRAVELCENTERS OF AMERICA INC | COMM | 89421B109 | 6,231 | 145,052 | SH | SOLE | 145,052 | 0 | 0 | ||
TRAVELZOO INC | COMM | 89421Q205 | 113 | 17,279 | SH | SOLE | 17,279 | 0 | 0 | ||
UNISYS CORP | COMM | 909214306 | 3,047 | 141,000 | SH | SOLE | 141,000 | 0 | 0 | ||
VERTEX ENERGY INC | COMM | 92534K107 | 1,441 | 145,000 | SH | SOLE | 145,000 | 0 | 0 | ||
VIANT TECHNOLOGY INC-A | COMM | 92557A101 | 328 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
VIANT TECHNOLOGY INC-A | COMM | 92557A101 | 197 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
VIANT TECHNOLOGY INC-A | COMM | 92557A101 | 66 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
VIANT TECHNOLOGY INC-A | COMM | 92557A101 | 98 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
VIANT TECHNOLOGY INC-A | COMM | 92557A101 | 1,944 | 296,754 | SH | SOLE | 296,754 | 0 | 0 | ||
VUZIX CORP | COMM | 92921W300 | 223 | 33,857 | SH | SOLE | 33,857 | 0 | 0 | ||
WESTERN DIGITAL CORP | COMM | 958102105 | 407 | 8,200 | SH | SOLE | 8,200 | 0 | 0 | ||
XCEL BRANDS INC | COMM | 98400M101 | 868 | 582,392 | SH | SOLE | 582,392 | 0 | 0 | ||
YATRA ONLINE INC | COMM | G98338109 | 1,561 | 788,488 | SH | SOLE | 788,488 | 0 | 0 | ||
ZOVIO INC | COMM | 98979V102 | 116 | 141,400 | SH | SOLE | 141,400 | 0 | 0 |