The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
VANGUARD INTL EQUITY FDS FTSE ALL WORLD EX USA SMALL CAP INDEX FD ETF SHS | ETF | 922042718 | 1 | 11 | SH | SOLE | 0 | 0 | 11 | ||
SCHLUMBERGER LTD | C | 806857108 | 2 | 55 | SH | SOLE | 0 | 0 | 55 | ||
MOTOROLA INC COM NEW | C | 620076307 | 3 | 20 | SH | SOLE | 0 | 0 | 20 | ||
ETF MG ALTERNATIVE HARVEST ETF | ETF | 269246508 | 4 | 133 | SH | SOLE | 0 | 0 | 133 | ||
KRAFT HEINZ CO COM STK | C | 500754106 | 7 | 225 | SH | SOLE | 0 | 0 | 225 | ||
VANGUARD SMALL-CAP VALUE VIPERS | ETF | 922908611 | 7 | 54 | SH | SOLE | 0 | 0 | 54 | ||
COHEN & STEERS PREFERRED SECURITIES & INCOME FUND CLASS A | M | 19248X109 | 9 | 686 | SH | SOLE | 0 | 0 | 686 | ||
GENERAL ELECTRIC COMPANY | C | 369604103 | 11 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
JOHNSON & JOHNSON | C | 478160104 | 14 | 100 | SH | SOLE | 0 | 0 | 100 | ||
VANGUARD SECTOR INDEX FDS VANGUARD TELECOMMUNICATION SVCS VIPERS | ETF | 92204A884 | 14 | 161 | SH | SOLE | 0 | 0 | 161 | ||
ISHARES GLOBAL MATERIALS ETF | ETF | 464288695 | 14 | 218 | SH | SOLE | 0 | 0 | 218 | ||
FORD MOTOR COMPANY | C | 345370860 | 14 | 1,400 | SH | SOLE | 0 | 0 | 1,400 | ||
ALLIANZGI EQUITY & CONV INCOME FD COM | CM | 018829101 | 15 | 700 | SH | SOLE | 0 | 0 | 700 | ||
JOHN HANCOCK GOVT INCOME FUND CLASS A | M | 41014P854 | 16 | 1,693 | SH | SOLE | 0 | 0 | 1,693 | ||
PFIZER INC | C | 717081103 | 17 | 400 | SH | SOLE | 0 | 0 | 400 | ||
SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF NEW | ETF | 78468R622 | 18 | 166 | SH | SOLE | 0 | 0 | 166 | ||
INVESCO BRIC ETF | ETF | 46137V209 | 18 | 492 | SH | SOLE | 0 | 0 | 492 | ||
ISHARES TR IBOXX $ HIGH YIELD CORP BD ETF | ETF | 464288513 | 18 | 210 | SH | SOLE | 0 | 0 | 210 | ||
NORFOLK SOUTHERN CORP COM | C | 655844108 | 20 | 98 | SH | SOLE | 0 | 0 | 98 | ||
THE GABELLI DIVIDEND & INCOME TRUST COMMON SHARES OF BENEFICIAL INTEREST | C | 36242H104 | 22 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
ELI LILLY & CO. | C | 532457108 | 23 | 205 | SH | SOLE | 0 | 0 | 205 | ||
DOMINION ENERGY INC | C | 25746U109 | 26 | 335 | SH | SOLE | 0 | 0 | 335 | ||
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | ETF | 464288158 | 28 | 264 | SH | SOLE | 0 | 0 | 264 | ||
TRAVELERS COS INC COM | C | 89417E109 | 29 | 197 | SH | SOLE | 0 | 0 | 197 | ||
VANGUARD GROWTH VIPERS | ETF | 922908736 | 30 | 181 | SH | SOLE | 0 | 0 | 181 | ||
UNILEVER PLC | C | 904767704 | 31 | 500 | SH | SOLE | 0 | 0 | 500 | ||
ISHARES SHORT-TERM CORPORATE BOND ETF | ETF | 464288646 | 32 | 595 | SH | SOLE | 0 | 0 | 595 | ||
ALTRIA GROUP INC COM | C | 02209S103 | 33 | 700 | SH | SOLE | 0 | 0 | 700 | ||
AMEREN CORP | C | 023608102 | 33 | 444 | SH | SOLE | 0 | 0 | 444 | ||
CONSOLIDATED EDISON | C | 209115104 | 35 | 400 | SH | SOLE | 0 | 0 | 400 | ||
BOEING COMPANY | C | 097023105 | 36 | 100 | SH | SOLE | 0 | 0 | 100 | ||
UNIVERSAL HEALTH RLTY TR SBI | SH BEN INT | 91359E105 | 48 | 560 | SH | SOLE | 0 | 0 | 560 | ||
ISHARES GLOBAL ENERGY ETF | ETF | 464287341 | 49 | 1,497 | SH | SOLE | 0 | 0 | 1,497 | ||
SPDR FTSE INTL GOVERNMENT INFLATION PROTECTED BD ETF | ETF | 78464A490 | 50 | 899 | SH | SOLE | 0 | 0 | 899 | ||
VISA INC COM CL A | C | 92826C839 | 51 | 294 | SH | SOLE | 0 | 0 | 294 | ||
ISHARES TR BARCLAYS 7-10 YR TREAS BD ETF | ETF | 464287440 | 52 | 477 | SH | SOLE | 0 | 0 | 477 | ||
EXXON MOBIL CORP COM | C | 30231G102 | 61 | 800 | SH | SOLE | 0 | 0 | 800 | ||
MICROSOFT CORP | C | 594918104 | 67 | 500 | SH | SOLE | 0 | 0 | 500 | ||
AT&T INC COM | C | 00206R102 | 70 | 2,100 | SH | SOLE | 0 | 0 | 2,100 | ||
ALPHABET INC CAP STK CL A | C | 02079K305 | 76 | 70 | SH | OTR | 1 | 0 | 0 | 70 | |
ISHARES TR COHEN & STEERS REIT ETF | ETF | 464287564 | 77 | 685 | SH | SOLE | 0 | 0 | 685 | ||
DISCOVER FINL SVCS | C | 254709108 | 78 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
VANGUARD TOTAL STOCK MARKET VIPERS | ETF | 922908769 | 83 | 554 | SH | OTR | 1 | 0 | 0 | 554 | |
MERCK & CO INC NEW | C | 58933Y105 | 84 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
MORGAN STANLEY CO | C | 617446448 | 88 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
VANGUARD INTL EQUITY INDEX FDS GLOBAL EX-US REAL ESTATE INDEX | ETF | 922042676 | 89 | 1,501 | SH | SOLE | 0 | 0 | 1,501 | ||
VANGUARD SCOTTSDALE FDS VANGUARD LONG TERM GOVT BOND INDEX FD | ETF | 92206C847 | 96 | 1,181 | SH | OTR | 1 | 0 | 0 | 1,181 | |
ISHARES FLOATING RATE BOND ETF | ETF | 46429B655 | 101 | 1,983 | SH | SOLE | 0 | 0 | 1,983 | ||
WISDOMTREE TR BLOOMBERG US DOLLAR BULLISH FD | ETF | 97717W471 | 102 | 3,740 | SH | SOLE | 0 | 0 | 3,740 | ||
VANGUARD SECTOR INDEX FDS VANGUARD CONSUMER DISCRETIONARY VIPERS | ETF | 92204A108 | 105 | 584 | SH | SOLE | 0 | 0 | 584 | ||
VANGUARD VALUE VIPERS | ETF | 922908744 | 105 | 950 | SH | OTR | 1 | 0 | 0 | 950 | |
AMPLIFY ONLINE RETAIL ETF | ETF | 032108102 | 106 | 2,141 | SH | SOLE | 0 | 0 | 2,141 | ||
SPDR INDEX SHS FDS DJ WISHIRE GLOBAL REAL ESTATE ETF | ETF | 78463X749 | 113 | 2,274 | SH | OTR | 1 | 0 | 0 | 2,274 | |
ISHARES INC MSCI GLOBAL SILVER MINERS ETF | ETF | 464286327 | 118 | 12,703 | SH | OTR | 1 | 0 | 0 | 12,703 | |
SOUTHERN CO | C | 842587107 | 122 | 2,208 | SH | SOLE | 0 | 0 | 2,208 | ||
VANGUARD SHORT TERM CORP BOND INDEX FUND ETF | ETF | 92206C409 | 131 | 1,623 | SH | SOLE | 0 | 0 | 1,623 | ||
FRANKLIN INCOME FUND CLASS C | M | 353496805 | 134 | 56,663 | SH | SOLE | 0 | 0 | 56,663 | ||
NEXTERA ENERGY INC COM | C | 65339F101 | 136 | 662 | SH | SOLE | 0 | 0 | 662 | ||
JPM DIVERSIFIED RETURN INTL EQUITY ETF | ETF | 46641Q209 | 142 | 2,606 | SH | SOLE | 0 | 0 | 2,606 | ||
ISHARES S&P 500 GROWTH ETF | ETF | 464287309 | 142 | 792 | SH | SOLE | 0 | 0 | 792 | ||
PROSHARES TR S&P 500 ARISTOCRATS ETF | ETF | 74348A467 | 143 | 2,058 | SH | OTR | 1 | 0 | 0 | 2,058 | |
MGE ENERGY INC. - COMMON STOCK | C | 55277P104 | 146 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
CHEVRON CORP NEW | C | 166764100 | 154 | 1,236 | SH | SOLE | 0 | 0 | 1,236 | ||
INVESCO CLEANTECH ETF | ETF | 46137V407 | 164 | 3,593 | SH | SOLE | 0 | 0 | 3,593 | ||
DTE ENERGY COMPANY | C | 233331107 | 177 | 1,386 | SH | SOLE | 0 | 0 | 1,386 | ||
VANGUARD INTERMEDIATE TERM | ETF | 92206C870 | 187 | 2,081 | SH | SOLE | 0 | 0 | 2,081 | ||
ISHARES JP MORGAN USD EMERGING MKTS BD ETF | ETF | 464288281 | 194 | 1,710 | SH | SOLE | 0 | 0 | 1,710 | ||
WISDOMTREE BARCLAYS U.S. AGGREGATE BOND ZERO DURATION FUND | ETF | 97717W380 | 202 | 4,236 | SH | SOLE | 0 | 0 | 4,236 | ||
ISHARES COMEX GOLD TR ISHARES | WF | 464285105 | 206 | 15,261 | SH | SOLE | 0 | 0 | 15,261 | ||
ALLSTATE CORPORATION | C | 020002101 | 242 | 2,376 | SH | SOLE | 0 | 0 | 2,376 | ||
ADVISORS PREFERRED TRUST THE GOLD BULLION STRATEGY FUND INVESTOR CLASS | M | 00771F202 | 264 | 11,242 | SH | OTR | 1 | 0 | 0 | 11,242 | |
ISHARES SELECT DIVIDEND ETF | ETF | 464287168 | 272 | 2,731 | SH | OTR | 1 | 0 | 0 | 2,731 | |
ISHARES GOLDMAN SACHS TECHNOLOGY INDEX FUND | ETF | 464287549 | 278 | 1,291 | SH | SOLE | 0 | 0 | 1,291 | ||
SPDR BLOOMBERG BARCLAYS INTERNATIONAL TREASURY BOND ETF | ETF | 78464A516 | 288 | 9,951 | SH | SOLE | 0 | 0 | 9,951 | ||
SPDR S&P 500 ETF TR TR UNIT | ETF | 78462F103 | 289 | 985 | SH | OTR | 1 | 0 | 0 | 985 | |
AMERICAN ELECTRIC POWER CO | C | 025537101 | 308 | 3,500 | SH | SOLE | 0 | 0 | 3,500 | ||
WISDOMTREE TR US QUALITY DIVID GROWTH FD | ETF | 97717X669 | 311 | 7,118 | SH | SOLE | 0 | 0 | 7,118 | ||
ISHARES MSCI ACWI EX US ETF | ETF | 464288240 | 321 | 6,860 | SH | SOLE | 0 | 0 | 6,860 | ||
WISDOMTREE TR HIGH DIVID FD | ETF | 97717W208 | 325 | 4,462 | SH | SOLE | 0 | 0 | 4,462 | ||
ISHARES MSCI EAFE MINIMUM VOLATILITY ETF | ETF | 46429B689 | 334 | 4,598 | SH | OTR | 1 | 0 | 0 | 4,598 | |
ARK INNOVATION ETF | ETF | 00214Q104 | 351 | 7,312 | SH | SOLE | 0 | 0 | 7,312 | ||
GATX CORP | C | 361448103 | 357 | 4,500 | SH | SOLE | 0 | 0 | 4,500 | ||
INVESCO TAXABLE MUNICIPAL BOND ETF | ETF | 46138G805 | 402 | 12,801 | SH | OTR | 1 | 0 | 0 | 12,801 | |
ISHARES TR RUSSELL 2000 ETF | ETF | 464287655 | 409 | 2,632 | SH | SOLE | 0 | 0 | 2,632 | ||
JPMORGAN DIVERSIFIED RETURN USEQUITY ETF | ETF | 46641Q407 | 427 | 5,702 | SH | SOLE | 0 | 0 | 5,702 | ||
ISHARES TR S&P 500 VALUE ETF | ETF | 464287408 | 453 | 3,882 | SH | SOLE | 0 | 0 | 3,882 | ||
MERK HARD CURRENCY FUND INV CLASS | M | 34984T402 | 462 | 50,007 | SH | OTR | 1 | 0 | 0 | 50,007 | |
ENERGY SELECT SECTOR SPDR FUND | ETF | 81369Y506 | 462 | 7,259 | SH | SOLE | 0 | 0 | 7,259 | ||
ISHARES TR MSCI EAFE ETF | ETF | 464287465 | 472 | 7,180 | SH | SOLE | 0 | 0 | 7,180 | ||
ISHARES TR 10-20 YR TREAS BD ETF | ETF | 464288653 | 505 | 3,530 | SH | OTR | 1 | 0 | 0 | 3,530 | |
INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF | ETF | 46138E362 | 580 | 13,773 | SH | OTR | 1 | 0 | 0 | 13,773 | |
DODGE & COX STOCK FUND | M | 256219106 | 588 | 3,142 | SH | SOLE | 0 | 0 | 3,142 | ||
FLEXSHARES TR READY ACCESS VAR INCOME FD | ETF | 33939L886 | 590 | 7,792 | SH | SOLE | 0 | 0 | 7,792 | ||
HARBOR CAPITAL APPRECIATION FUND INST'L CLASS | M | 411511504 | 594 | 7,916 | SH | SOLE | 0 | 0 | 7,916 | ||
AMERICAN FUNDS AMCAP FUND CLASS F-3 | M | 023375777 | 594 | 18,405 | SH | SOLE | 0 | 0 | 18,405 | ||
VANGUARD SELECTED VALUE FUND INVESTOR CLASS | M | 921946109 | 597 | 22,462 | SH | SOLE | 0 | 0 | 22,462 | ||
FIDELITY CONTRAFUND RETAIL CLASS | M | 316071109 | 599 | 45,462 | SH | SOLE | 0 | 0 | 45,462 | ||
INVESCO NATIONAL AMT FREE MUNICIPAL BOND ETF | ETF | 46138E537 | 610 | 23,340 | SH | OTR | 1 | 0 | 0 | 23,340 | |
SPDR SER TR S&P BIOTECH ETF | ETF | 78464A870 | 667 | 7,604 | SH | SOLE | 0 | 0 | 7,604 | ||
ISHARES TR NATL AMT FREE MUNI BD ETF | ETF | 464288414 | 755 | 6,679 | SH | OTR | 1 | 0 | 0 | 6,679 | |
ISHARES TIPS BOND ETF | ETF | 464287176 | 765 | 6,626 | SH | SOLE | 0 | 0 | 6,626 | ||
ISHARES TR 3-7 YR TREAS BD ETF | ETF | 464288661 | 890 | 7,077 | SH | SOLE | 0 | 0 | 7,077 | ||
ISHARES TR S&P US PFD STOCK INDEX FUND | ETF | 464288687 | 901 | 24,458 | SH | OTR | 1 | 0 | 0 | 24,458 | |
WILMINGTON US TREASURY MONEY MARKET FUND ADMIN CLASS | MM | 97181C480 | 947 | 947,164 | SH | SOLE | 0 | 0 | 947,164 | ||
FLEXSHARES TR IBOXX 3 YR TARGET DURATION TIPS INDEX FD | ETF | 33939L506 | 953 | 38,584 | SH | SOLE | 0 | 0 | 38,584 | ||
CONSUMER STAPLES SPDR | ETF | 81369Y308 | 1,069 | 18,410 | SH | SOLE | 0 | 0 | 18,410 | ||
ALIBABA GRP SHS ADR | C | 01609W102 | 1,090 | 6,432 | SH | OTR | 1 | 0 | 0 | 6,432 | |
ISHARES TR BARCLAYS 1-3 TREAS BD ETF | ETF | 464287457 | 1,207 | 14,239 | SH | SOLE | 0 | 0 | 14,239 | ||
VANGUARD HIGH DIVIDE | ETF | 921946406 | 1,214 | 13,892 | SH | SOLE | 0 | 0 | 13,892 | ||
FIRST TRUST WATER ETF | ETF | 33733B100 | 1,260 | 23,030 | SH | SOLE | 0 | 0 | 23,030 | ||
APPLE COMPUTER INC COM | C | 037833100 | 1,331 | 6,727 | SH | OTR | 1 | 0 | 0 | 6,727 | |
UTILITIES SELECT SECTOR SPDR FUND | ETF | 81369Y886 | 1,334 | 22,367 | SH | SOLE | 0 | 0 | 22,367 | ||
AMAZON.COM, INC | C | 023135106 | 1,373 | 725 | SH | OTR | 1 | 0 | 0 | 725 | |
VANGUARD LARGE-CAP VIPERS | ETF | 922908637 | 1,934 | 14,359 | SH | SOLE | 0 | 0 | 14,359 | ||
FACEBOOK INC CL A | C | 30303M102 | 2,306 | 11,947 | SH | OTR | 1 | 0 | 0 | 11,947 | |
ISHARES NORTH AMERICAN NATURAL RES ETF | ETF | 464287374 | 2,420 | 78,825 | SH | OTR | 1 | 0 | 0 | 78,825 | |
NETFLIX COM INC | C | 64110L106 | 2,434 | 6,627 | SH | OTR | 1 | 0 | 0 | 6,627 | |
SELECT SECTOR SPDR FD HEALTH CARE | ETF | 81369Y209 | 2,680 | 28,926 | SH | OTR | 1 | 0 | 0 | 28,926 | |
ISHARES SILVER TRUST | WF | 46428Q109 | 2,706 | 188,854 | SH | OTR | 1 | 0 | 0 | 188,854 | |
ISHARES RESIDENTIAL REAL ESTATE ETF | ETF | 464288562 | 2,775 | 38,057 | SH | OTR | 1 | 0 | 0 | 38,057 | |
SCHWAB STRATEGIC TR US REIT ETF | ETF | 808524847 | 2,784 | 62,645 | SH | OTR | 1 | 0 | 0 | 62,645 | |
VANGUARD INDEX FDS S&P 500 ETF SHS NEW | ETF | 922908363 | 3,297 | 12,250 | SH | OTR | 1 | 0 | 0 | 12,250 | |
VANGUARD TAX MANAGED INTL FD MSCI | ETF | 921943858 | 3,421 | 82,015 | SH | OTR | 1 | 0 | 0 | 82,015 | |
SPDR GOLD TR GOLD SHS | WF | 78463V107 | 4,028 | 30,238 | SH | OTR | 1 | 0 | 0 | 30,238 | |
ISHARES TR DOW JONES US AEROSPACE & DEFENSE INDEX FD | ETF | 464288760 | 4,999 | 23,336 | SH | SOLE | 0 | 0 | 23,336 | ||
VANGUARD CHARLOTTE FDS TOTAL INTL BD INDEX FD | ETF | 92203J407 | 5,365 | 93,630 | SH | SOLE | 0 | 0 | 93,630 | ||
VANGUARD REAL ESTATE ETF | ETF | 922908553 | 5,977 | 68,386 | SH | OTR | 1 | 0 | 0 | 68,386 | |
VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS | ETF | 922042858 | 6,114 | 143,755 | SH | OTR | 1 | 0 | 0 | 143,755 | |
ISHARES INTERMEDIATE TERM CORPORATE BOND ETF | ETF | 464288638 | 6,183 | 108,569 | SH | OTR | 1 | 0 | 0 | 108,569 | |
INVESCO CURRENCYSHARES SWISS FRANC TRUST | ETF | 46138R108 | 7,201 | 75,870 | SH | OTR | 1 | 0 | 0 | 75,870 | |
ISHARES MSCI EAFE VALUE ETF | ETF | 464288877 | 8,788 | 182,818 | SH | SOLE | 0 | 0 | 182,818 | ||
ISHARES TR RUSSELL 2000 VALUE ETF | ETF | 464287630 | 8,845 | 73,406 | SH | SOLE | 0 | 0 | 73,406 | ||
ISHARES TR BARCLAYS 20 YR TREAS BD ETF | ETF | 464287432 | 9,988 | 75,204 | SH | OTR | 1 | 0 | 0 | 75,204 | |
VANGUARD DIVIDEND APPRECIATION VIPERS | ETF | 921908844 | 12,375 | 107,455 | SH | OTR | 1 | 0 | 0 | 107,455 | |
ISHARES CORE US AGGREGATE BOND ETF | ETF | 464287226 | 15,306 | 137,462 | SH | SOLE | 0 | 0 | 137,462 | ||
ISHARES IBOXX $ INVESTMENT GRADE CO ETF | ETF | 464287242 | 19,008 | 152,833 | SH | OTR | 1 | 0 | 0 | 152,833 | |
ISHARES CORE S&P 500 ETF | ETF | 464287200 | 20,059 | 68,053 | SH | SOLE | 0 | 0 | 68,053 | ||
ISHARES LATIN AMERICA 40 ETF | ETF | 464287390 | 24,156 | 715,933 | SH | OTR | 1 | 0 | 0 | 715,933 |