The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
VANGUARD INTL EQUITY FDS FTSE ALL WORLD EX USA SMALL CAP INDEX FD ETF SHS | ETF | 922042718 | 1 | 14 | SH | SOLE | 0 | 0 | 14 | ||
CRONOS GROUP INC | C | 22717L101 | 2 | 281 | SH | SOLE | 0 | 0 | 281 | ||
PROCTER & GAMBLE | C | 742718109 | 3 | 22 | SH | SOLE | 0 | 0 | 22 | ||
MOTOROLA INC COM NEW | C | 620076307 | 3 | 20 | SH | SOLE | 0 | 0 | 20 | ||
ALTRIA GROUP INC COM | C | 02209S103 | 8 | 200 | SH | SOLE | 0 | 0 | 200 | ||
FORD MOTOR COMPANY | C | 345370860 | 9 | 1,400 | SH | SOLE | 0 | 0 | 1,400 | ||
AT&T INC COM | C | 00206R102 | 9 | 300 | SH | SOLE | 0 | 0 | 300 | ||
ISHARES LATIN AMERICA 40 ETF | ETF | 464287390 | 11 | 521 | SH | SOLE | 0 | 0 | 521 | ||
JPMORGAN DIVERSIFIED RETURN US SMALL CAP EQUITY ETF | ETF | 46641Q845 | 12 | 432 | SH | SOLE | 0 | 0 | 432 | ||
ISHARES GLOBAL MATERIALS ETF | ETF | 464288695 | 12 | 199 | SH | SOLE | 0 | 0 | 199 | ||
TEXAS INSTRUMENTS INC. | C | 882508104 | 13 | 100 | SH | SOLE | 0 | 0 | 100 | ||
SCHWAB STRATEGIC TR EMERGING MKTS EQUITY ETF | ETF | 808524706 | 13 | 523 | SH | SOLE | 0 | 0 | 523 | ||
NORFOLK SOUTHERN CORP COM | C | 655844108 | 13 | 73 | SH | SOLE | 0 | 0 | 73 | ||
CISCO SYSTEMS, INC. | C | 17275R102 | 14 | 300 | SH | SOLE | 0 | 0 | 300 | ||
FLEXSHARES STOXX US ESG IMPACT INDEX FUND | ETF | 33939L696 | 16 | 213 | SH | SOLE | 0 | 0 | 213 | ||
SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF NEW | ETF | 78468R622 | 17 | 166 | SH | SOLE | 0 | 0 | 166 | ||
ISHARES TR IBOXX $ HIGH YIELD CORP BD ETF | ETF | 464288513 | 17 | 214 | SH | SOLE | 0 | 0 | 214 | ||
TRAVELERS COS INC COM | C | 89417E109 | 18 | 158 | SH | SOLE | 0 | 0 | 158 | ||
BOEING COMPANY | C | 097023105 | 18 | 100 | SH | SOLE | 0 | 0 | 100 | ||
CONSOLIDATED EDISON | C | 209115104 | 23 | 320 | SH | SOLE | 0 | 0 | 320 | ||
ELI LILLY & CO. | C | 532457108 | 25 | 155 | SH | SOLE | 0 | 0 | 155 | ||
DOMINION ENERGY INC | C | 25746U109 | 27 | 335 | SH | SOLE | 0 | 0 | 335 | ||
UNILEVER PLC | C | 904767704 | 27 | 500 | SH | SOLE | 0 | 0 | 500 | ||
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | ETF | 464288158 | 29 | 272 | SH | SOLE | 0 | 0 | 272 | ||
AMEREN CORP | C | 023608102 | 31 | 444 | SH | SOLE | 0 | 0 | 444 | ||
ISHARES GLOBAL ENERGY ETF | ETF | 464287341 | 32 | 1,638 | SH | SOLE | 0 | 0 | 1,638 | ||
OCCIDENTAL PETRO CORP | C | 674599105 | 32 | 1,768 | SH | OTR | 1 | 0 | 0 | 1,768 | |
VANGUARD GROWTH VIPERS | ETF | 922908736 | 34 | 170 | SH | SOLE | 0 | 0 | 170 | ||
PLAINS ALL AMERICAN PIPELINE LP | C | 726503105 | 36 | 4,018 | SH | OTR | 1 | 0 | 0 | 4,018 | |
EXXON MOBIL CORP COM | C | 30231G102 | 36 | 800 | SH | SOLE | 0 | 0 | 800 | ||
ENERGY TRANSFER OPERATING, LP. | C | 29273V100 | 36 | 5,120 | SH | OTR | 1 | 0 | 0 | 5,120 | |
UNIVERSAL HEALTH RLTY TR SBI | RHTA | 91359E105 | 45 | 560 | SH | SOLE | 0 | 0 | 560 | ||
DISCOVER FINL SVCS | C | 254709108 | 45 | 900 | SH | SOLE | 0 | 0 | 900 | ||
WEYERHAEUSER CO | RHTA | 962166104 | 45 | 2,018 | SH | OTR | 1 | 0 | 0 | 2,018 | |
SPDR FTSE INTL GOVERNMENT INFLATION PROTECTED BD ETF | ETF | 78464A490 | 47 | 901 | SH | SOLE | 0 | 0 | 901 | ||
ISHARES TR BARCLAYS 7-10 YR TREAS BD ETF | ETF | 464287440 | 54 | 445 | SH | SOLE | 0 | 0 | 445 | ||
VISA INC COM CL A | C | 92826C839 | 56 | 288 | SH | SOLE | 0 | 0 | 288 | ||
VANGUARD INTL EQUITY INDEX FDS GLOBAL EX-US REAL ESTATE INDEX | ETF | 922042676 | 58 | 1,240 | SH | SOLE | 0 | 0 | 1,240 | ||
ISHARES TR COHEN & STEERS REIT ETF | ETF | 464287564 | 58 | 575 | SH | SOLE | 0 | 0 | 575 | ||
SPDR S&P MIDCAP 400 ETF TR UNIT SER 1 STANDARD & POORS DEP RCPT | ETF | 78467Y107 | 59 | 183 | SH | OTR | 1 | 0 | 0 | 183 | |
VANGUARD SMALL-CAP VALUE VIPERS | ETF | 922908611 | 60 | 558 | SH | OTR | 1 | 0 | 0 | 558 | |
ISHARES S&P SMALLCAP 600 GROWTH ETF | ETF | 464287887 | 61 | 358 | SH | OTR | 1 | 0 | 0 | 358 | |
ISHARES CORE S&P SMALL-CAP ETF | ETF | 464287804 | 61 | 893 | SH | OTR | 1 | 0 | 0 | 893 | |
VANGUARD MID-CAP VALUE ETF | ETF | 922908512 | 63 | 655 | SH | OTR | 1 | 0 | 0 | 655 | |
ZOOM VIDEO COMMUNICATIONS INC | C | 98980L101 | 63 | 250 | SH | SOLE | 0 | 0 | 250 | ||
SPDR INDEX SHS FDS S&P GLOBAL NAT RES ETF | ETF | 78463X541 | 68 | 1,854 | SH | OTR | 1 | 0 | 0 | 1,854 | |
ISHARES SHORT-TERM CORPORATE BOND ETF | ETF | 464288646 | 72 | 1,307 | SH | SOLE | 0 | 0 | 1,307 | ||
SPDR INDEX SHS FDS DJ WISHIRE GLOBAL REAL ESTATE ETF | ETF | 78463X749 | 77 | 1,977 | SH | OTR | 1 | 0 | 0 | 1,977 | |
MERCK & CO INC NEW | C | 58933Y105 | 77 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
VANGUARD VALUE VIPERS | ETF | 922908744 | 82 | 819 | SH | OTR | 1 | 0 | 0 | 819 | |
JPM DIVERSIFIED RETURN INTL EQUITY ETF | ETF | 46641Q209 | 83 | 1,689 | SH | SOLE | 0 | 0 | 1,689 | ||
INVESCO CLEANTECH ETF | ETF | 46137V407 | 86 | 1,753 | SH | SOLE | 0 | 0 | 1,753 | ||
MORGAN STANLEY CO | C | 617446448 | 97 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
MICROSOFT CORP | C | 594918104 | 102 | 500 | SH | SOLE | 0 | 0 | 500 | ||
INVESCO DB COMMODITY INDEX TRACKING FUND | ETF | 46138B103 | 107 | 8,721 | SH | OTR | 1 | 0 | 0 | 8,721 | |
CHEVRON CORP NEW | C | 166764100 | 110 | 1,236 | SH | SOLE | 0 | 0 | 1,236 | ||
SOUTHERN CO | C | 842587107 | 114 | 2,208 | SH | SOLE | 0 | 0 | 2,208 | ||
MGE ENERGY INC. - COMMON STOCK | C | 55277P104 | 117 | 1,820 | SH | SOLE | 0 | 0 | 1,820 | ||
ALPHABET INC CAP STK CL A | C | 02079K305 | 121 | 85 | SH | OTR | 1 | 0 | 0 | 85 | |
ISHARES INC MSCI GLOBAL SILVER AND METALS MINER ETF | ETF | 464286327 | 135 | 10,111 | SH | OTR | 1 | 0 | 0 | 10,111 | |
ISHARES FLOATING RATE BOND ETF | ETF | 46429B655 | 140 | 2,770 | SH | SOLE | 0 | 0 | 2,770 | ||
WISDOMTREE TR BLOOMBERG US DOLLAR BULLISH FD | ETF | 97717W471 | 142 | 5,154 | SH | SOLE | 0 | 0 | 5,154 | ||
DTE ENERGY COMPANY | C | 233331107 | 149 | 1,386 | SH | SOLE | 0 | 0 | 1,386 | ||
NEXTERA ENERGY INC COM | C | 65339F101 | 159 | 662 | SH | SOLE | 0 | 0 | 662 | ||
ISHARES S&P 500 GROWTH ETF | ETF | 464287309 | 160 | 773 | SH | SOLE | 0 | 0 | 773 | ||
VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS | ETF | 922042858 | 171 | 4,312 | SH | OTR | 1 | 0 | 0 | 4,312 | |
VANGUARD SHORT TERM CORP BOND INDEX FUND ETF | ETF | 92206C409 | 173 | 2,089 | SH | SOLE | 0 | 0 | 2,089 | ||
ISHARES JP MORGAN USD EMERGING MKTS BD ETF | ETF | 464288281 | 183 | 1,671 | SH | OTR | 1 | 0 | 0 | 1,671 | |
VANGUARD SECTOR INDEX FDS VANGUARD TELECOMMUNICATION SVCS VIPERS | ETF | 92204A884 | 187 | 2,013 | SH | SOLE | 0 | 0 | 2,013 | ||
SPDR BLOOMBERG BARCLAYS INTERNATIONAL TREASURY BOND ETF | ETF | 78464A516 | 191 | 6,608 | SH | SOLE | 0 | 0 | 6,608 | ||
ENERGY SELECT SECTOR SPDR FUND | ETF | 81369Y506 | 199 | 5,263 | SH | SOLE | 0 | 0 | 5,263 | ||
SSGA ACTIVE ETF TR BLACKSTONE/GSO SR LN ETF | ETF | 78467V608 | 209 | 4,826 | SH | OTR | 1 | 0 | 0 | 4,826 | |
INVESCO SENIOR LOAN ETF | ETF | 46138G508 | 212 | 9,912 | SH | OTR | 1 | 0 | 0 | 9,912 | |
ALLSTATE CORPORATION | C | 020002101 | 230 | 2,376 | SH | SOLE | 0 | 0 | 2,376 | ||
ISHARES TR RUSSELL 2000 ETF | ETF | 464287655 | 249 | 1,740 | SH | SOLE | 0 | 0 | 1,740 | ||
PROSHARES TR S&P 500 ARISTOCRATS ETF | ETF | 74348A467 | 263 | 3,902 | SH | OTR | 1 | 0 | 0 | 3,902 | |
GATX CORP | C | 361448103 | 274 | 4,500 | SH | SOLE | 0 | 0 | 4,500 | ||
WISDOMTREE BARCLAYS U.S. AGGREGATE BOND ZERO DURATION FUND | ETF | 97717W380 | 276 | 5,859 | SH | SOLE | 0 | 0 | 5,859 | ||
ISHARES TR S&P 500 VALUE ETF | ETF | 464287408 | 276 | 2,549 | SH | SOLE | 0 | 0 | 2,549 | ||
AMERICAN ELECTRIC POWER CO | C | 025537101 | 279 | 3,500 | SH | SOLE | 0 | 0 | 3,500 | ||
JPMORGAN DIVERSIFIED RETURN USEQUITY ETF | ETF | 46641Q407 | 280 | 4,038 | SH | SOLE | 0 | 0 | 4,038 | ||
ISHARES MSCI ACWI EX US ETF | ETF | 464288240 | 296 | 6,857 | SH | SOLE | 0 | 0 | 6,857 | ||
ISHARES TR MSCI EAFE ETF | ETF | 464287465 | 303 | 4,977 | SH | SOLE | 0 | 0 | 4,977 | ||
VANGUARD INTERMEDIATE TERM | ETF | 92206C870 | 303 | 3,187 | SH | SOLE | 0 | 0 | 3,187 | ||
INVESCO TAXABLE MUNICIPAL BOND ETF | ETF | 46138G805 | 305 | 9,266 | SH | OTR | 1 | 0 | 0 | 9,266 | |
ISHARES SELECT DIVIDEND ETF | ETF | 464287168 | 314 | 3,891 | SH | OTR | 1 | 0 | 0 | 3,891 | |
ISHARES COMEX GOLD TR ISHARES | WF | 464285105 | 315 | 18,517 | SH | SOLE | 0 | 0 | 18,517 | ||
WISDOMTREE TR HIGH DIVID FD | ETF | 97717W208 | 339 | 5,438 | SH | SOLE | 0 | 0 | 5,438 | ||
VANGUARD REAL ESTATE ETF | ETF | 922908553 | 340 | 4,328 | SH | OTR | 1 | 0 | 0 | 4,328 | |
ISHARES MSCI EAFE MINIMUM VOLATILITY ETF | ETF | 46429B689 | 369 | 5,581 | SH | OTR | 1 | 0 | 0 | 5,581 | |
INVESCO NATIONAL AMT FREE MUNICIPAL BOND ETF | ETF | 46138E537 | 386 | 14,539 | SH | OTR | 1 | 0 | 0 | 14,539 | |
WISDOMTREE TR US QUALITY DIVID GROWTH FD | ETF | 97717X669 | 417 | 9,176 | SH | SOLE | 0 | 0 | 9,176 | ||
VANGUARD SECTOR INDEX FDS VANGUARD CONSUMER DISCRETIONARY VIPERS | ETF | 92204A108 | 484 | 2,418 | SH | SOLE | 0 | 0 | 2,418 | ||
INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF | ETF | 46138E362 | 489 | 14,868 | SH | OTR | 1 | 0 | 0 | 14,868 | |
ISHARES TR 10-20 YR TREAS BD ETF | ETF | 464288653 | 530 | 3,169 | SH | SOLE | 0 | 0 | 3,169 | ||
ISHARES TR NATL AMT FREE MUNI BD ETF | ETF | 464288414 | 531 | 4,601 | SH | OTR | 1 | 0 | 0 | 4,601 | |
AMPLIFY ONLINE RETAIL ETF | ETF | 032108102 | 534 | 7,599 | SH | SOLE | 0 | 0 | 7,599 | ||
FACEBOOK INC CL A | C | 30303M102 | 581 | 2,558 | SH | OTR | 1 | 0 | 0 | 2,558 | |
ISHARES TR S&P US PFD STOCK INDEX FUND | ETF | 464288687 | 591 | 17,049 | SH | OTR | 1 | 0 | 0 | 17,049 | |
FLEXSHARES TR READY ACCESS VAR INCOME FD | ETF | 33939L886 | 601 | 7,885 | SH | SOLE | 0 | 0 | 7,885 | ||
SPDR SER TR S&P BIOTECH ETF | ETF | 78464A870 | 765 | 6,833 | SH | SOLE | 0 | 0 | 6,833 | ||
ISHARES TIPS BOND ETF | ETF | 464287176 | 847 | 6,887 | SH | SOLE | 0 | 0 | 6,887 | ||
FLEXSHARES TR IBOXX 3 YR TARGET DURATION TIPS INDEX FD | ETF | 33939L506 | 1,031 | 40,770 | SH | SOLE | 0 | 0 | 40,770 | ||
ISHARES TR 3-7 YR TREAS BD ETF | ETF | 464288661 | 1,038 | 7,763 | SH | SOLE | 0 | 0 | 7,763 | ||
CONSUMER STAPLES SPDR | ETF | 81369Y308 | 1,052 | 17,947 | SH | SOLE | 0 | 0 | 17,947 | ||
VANGUARD HIGH DIVIDEND YIELD ETF | ETF | 921946406 | 1,067 | 13,539 | SH | SOLE | 0 | 0 | 13,539 | ||
FIRST TRUST WATER ETF | ETF | 33733B100 | 1,358 | 24,383 | SH | SOLE | 0 | 0 | 24,383 | ||
UTILITIES SELECT SECTOR SPDR FUND | ETF | 81369Y886 | 1,472 | 26,092 | SH | SOLE | 0 | 0 | 26,092 | ||
ISHARES GOLDMAN SACHS TECHNOLOGY INDEX FUND | ETF | 464287549 | 1,700 | 6,091 | SH | SOLE | 0 | 0 | 6,091 | ||
ARK INNOVATION ETF | ETF | 00214Q104 | 1,804 | 25,292 | SH | SOLE | 0 | 0 | 25,292 | ||
ISHARES TR CHINA LARGE CAP ETF | ETF | 464287184 | 1,854 | 46,700 | SH | OTR | 1 | 0 | 0 | 46,700 | |
SELECT SECTOR SPDR FD HEALTH CARE | ETF | 81369Y209 | 1,906 | 19,044 | SH | SOLE | 0 | 0 | 19,044 | ||
ISHARES NORTH AMERICAN NATURAL RES ETF | ETF | 464287374 | 2,009 | 92,681 | SH | OTR | 1 | 0 | 0 | 92,681 | |
ISHARES RESIDENTIAL REAL ESTATE ETF | ETF | 464288562 | 2,092 | 34,812 | SH | OTR | 1 | 0 | 0 | 34,812 | |
SCHWAB STRATEGIC TR US REIT ETF | ETF | 808524847 | 2,098 | 59,562 | SH | OTR | 1 | 0 | 0 | 59,562 | |
VANGUARD LARGE-CAP VIPERS | ETF | 922908637 | 2,230 | 15,597 | SH | SOLE | 0 | 0 | 15,597 | ||
VANGUARD INDEX FDS S&P 500 ETF SHS NEW | ETF | 922908363 | 2,496 | 8,805 | SH | OTR | 1 | 0 | 0 | 8,805 | |
APPLE INC | C | 037833100 | 2,556 | 7,007 | SH | OTR | 1 | 0 | 0 | 7,007 | |
ISHARES TR DOW JONES US AEROSPACE & DEFENSE INDEX FD | ETF | 464288760 | 2,703 | 16,409 | SH | SOLE | 0 | 0 | 16,409 | ||
VANGUARD TAX MANAGED INTL FD MSCI | ETF | 921943858 | 2,765 | 71,287 | SH | OTR | 1 | 0 | 0 | 71,287 | |
ISHARES SILVER TRUST | WF | 46428Q109 | 3,197 | 187,971 | SH | OTR | 1 | 0 | 0 | 187,971 | |
NETFLIX COM INC | C | 64110L106 | 3,864 | 8,492 | SH | OTR | 1 | 0 | 0 | 8,492 | |
ISHARES TR BARCLAYS 20 YR TREAS BD ETF | ETF | 464287432 | 4,313 | 26,309 | SH | OTR | 1 | 0 | 0 | 26,309 | |
AMAZON.COM, INC | C | 023135106 | 4,618 | 1,674 | SH | OTR | 1 | 0 | 0 | 1,674 | |
ISHARES INTERMEDIATE TERM CORPORATE BOND ETF | ETF | 464288638 | 5,526 | 91,527 | SH | OTR | 1 | 0 | 0 | 91,527 | |
VANGUARD CHARLOTTE FDS TOTAL INTL BD INDEX FD | ETF | 92203J407 | 5,649 | 97,860 | SH | SOLE | 0 | 0 | 97,860 | ||
VANGUARD TOTAL STOCK MARKET VIPERS | ETF | 922908769 | 6,762 | 43,197 | SH | OTR | 1 | 0 | 0 | 43,197 | |
ISHARES TR RUSSELL 2000 VALUE ETF | ETF | 464287630 | 7,530 | 77,259 | SH | SOLE | 0 | 0 | 77,259 | ||
ISHARES MSCI EAFE VALUE ETF | ETF | 464288877 | 7,619 | 190,613 | SH | SOLE | 0 | 0 | 190,613 | ||
SPDR S&P 500 ETF TR TR UNIT | ETF | 78462F103 | 9,294 | 30,140 | SH | OTR | 1 | 0 | 0 | 30,140 | |
SPDR GOLD TR GOLD SHS | WF | 78463V107 | 10,599 | 63,326 | SH | OTR | 1 | 0 | 0 | 63,326 | |
ISHARES TR BARCLAYS 1-3 TREAS BD ETF | ETF | 464287457 | 11,052 | 127,608 | SH | OTR | 1 | 0 | 0 | 127,608 | |
VANGUARD DIVIDEND APPRECIATION VIPERS | ETF | 921908844 | 11,728 | 100,083 | SH | OTR | 1 | 0 | 0 | 100,083 | |
ISHARES IBOXX $ INVESTMENT GRADE CO ETF | ETF | 464287242 | 12,606 | 93,724 | SH | OTR | 1 | 0 | 0 | 93,724 | |
INVESCO CURRENCYSHARES SWISS FRANC TRUST | ETF | 46138R108 | 14,147 | 146,201 | SH | OTR | 1 | 0 | 0 | 146,201 | |
ISHARES CORE US AGGREGATE BOND ETF | ETF | 464287226 | 16,177 | 136,853 | SH | SOLE | 0 | 0 | 136,853 | ||
ISHARES CORE S&P 500 ETF | ETF | 464287200 | 18,240 | 58,897 | SH | SOLE | 0 | 0 | 58,897 |