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SC 13G Filing
Atlantic Power SC 13GAtlantic Power Corp
Filed: 30 Jan 15, 12:00am
Atlantic Power Corporation |
(Name of Issuer) |
Common Stock, no par value |
(Title of Class of Securities) |
04878Q863 |
(CUSIP Number) |
January 20, 2015 |
(Date of Event Which Requires Filing of this Statement) |
o | Rule 13d-1(b) |
x | Rule 13d-1(c) |
o | Rule 13d-1(d) |
1 | NAME OF REPORTING PERSON THE MANGROVE PARTNERS MASTER FUND, LTD | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) x (b) o | |
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION CAYMAN ISLANDS | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER - 0 - | |
6 | SHARED VOTING POWER 6,197,417 | ||
7 | SOLE DISPOSITIVE POWER - 0 - | ||
8 | SHARED DISPOSITIVE POWER 6,197,417 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,197,417 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ¨ | |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1% | ||
12 | TYPE OF REPORTING PERSON OO |
1 | NAME OF REPORTING PERSON MP OPPORTUNITYCO 1, LLC | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) x (b) o | |
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER - 0 - | |
6 | SHARED VOTING POWER 2,897,268 | ||
7 | SOLE DISPOSITIVE POWER - 0 - | ||
8 | SHARED DISPOSITIVE POWER 2,897,268 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,897,268 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ¨ | |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.4% | ||
12 | TYPE OF REPORTING PERSON OO |
1 | NAME OF REPORTING PERSON THE MANGROVE PARTNERS FUND, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) x (b) o | |
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER - 0 - | |
6 | SHARED VOTING POWER 6,197,417 | ||
7 | SOLE DISPOSITIVE POWER - 0 - | ||
8 | SHARED DISPOSITIVE POWER 6,197,417 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,197,417 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ¨ | |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1% | ||
12 | TYPE OF REPORTING PERSON PN |
1 | NAME OF REPORTING PERSON MANGROVE PARTNERS FUND (CAYMAN), LTD. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) x (b) o | |
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION CAYMAN ISLANDS | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER - 0 - | |
6 | SHARED VOTING POWER 6,197,417 | ||
7 | SOLE DISPOSITIVE POWER - 0 - | ||
8 | SHARED DISPOSITIVE POWER 6,197,417 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,197,417 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ¨ | |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1% | ||
12 | TYPE OF REPORTING PERSON OO |
1 | NAME OF REPORTING PERSON MANGROVE PARTNERS | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) x (b) o | |
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION CAYMAN ISLANDS | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER - 0 - | |
6 | SHARED VOTING POWER 9,094,685 | ||
7 | SOLE DISPOSITIVE POWER - 0 - | ||
8 | SHARED DISPOSITIVE POWER 9,094,685 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,094,685 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ¨ | |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.5% | ||
12 | TYPE OF REPORTING PERSON OO |
1 | NAME OF REPORTING PERSON MANGROVE CAPITAL | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) x (b) o | |
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION CAYMAN ISLANDS | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER - 0 - | |
6 | SHARED VOTING POWER 9,094,685 | ||
7 | SOLE DISPOSITIVE POWER - 0 - | ||
8 | SHARED DISPOSITIVE POWER 9,094,685 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,094,685 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ¨ | |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.5% | ||
12 | TYPE OF REPORTING PERSON OO |
1 | NAME OF REPORTING PERSON NATHANIEL AUGUST | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) x (b) o | |
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION USA | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER - 0 - | |
6 | SHARED VOTING POWER 9,094,685 | ||
7 | SOLE DISPOSITIVE POWER - 0 - | ||
8 | SHARED DISPOSITIVE POWER 9,094,685 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,094,685 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ¨ | |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.5% | ||
12 | TYPE OF REPORTING PERSON IN |
Item 1(a). | Name of Issuer: |
Item 1(b). | Address of Issuer’s Principal Executive Offices: |
Item 2(a). | Name of Person Filing: |
Item 2(b). | Address of Principal Business Office or, if none, Residence: |
Item 2(c). | Citizenship: |
Item 2(d). | Title of Class of Securities: |
Item 2(e). | CUSIP Number: |
Item 3. | If this statement is filed pursuant to Section 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | / / | Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). |
(b) | / / | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) | / / | Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). |
(d) | / / | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
(e) | / / | Investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E). |
(f) | / / | Employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F). |
(g) | / / | Parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G). |
(h) | / / | Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). |
(i) | / / | Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3). |
(j) | / / | Non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J). |
(k) | / / | Group, in accordance with Section 240.13d-1(b)(1)(ii)(J). |
Item 4. | Ownership. |
(a) | Amount beneficially owned: |
6,197,417 Shares |
(b) | Percent of class: |
5.1% (based upon 120,806,572 Shares outstanding, which is the total number of Shares outstanding as of November 3, 2014 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 6, 2014). |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote |
0 Shares |
(ii) | Shared power to vote or to direct the vote |
6,197,417 Shares |
(iii) | Sole power to dispose or to direct the disposition of |
0 Shares |
(iv) | Shared power to dispose or to direct the disposition of |
6,197,417 Shares |
(a) | Amount beneficially owned: |
2,897,268 Shares |
(b) | Percent of class: |
2.4% (based upon 120,806,572 Shares outstanding, which is the total number of Shares outstanding as of November 3, 2014 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 6, 2014). |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote |
0 Shares |
(ii) | Shared power to vote or to direct the vote |
2,897,268 Shares |
(iii) | Sole power to dispose or to direct the disposition of |
0 Shares |
(iv) | Shared power to dispose or to direct the disposition of |
2,897,268 Shares |
(a) | Amount beneficially owned: |
6,197,417 Shares |
(b) | Percent of class: |
5.1% (based upon 120,806,572 Shares outstanding, which is the total number of Shares outstanding as of November 3, 2014 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 6, 2014). |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote |
0 Shares |
(ii) | Shared power to vote or to direct the vote |
6,197,417 Shares |
(iii) | Sole power to dispose or to direct the disposition of |
0 Shares |
(iv) | Shared power to dispose or to direct the disposition of |
6,197,417 Shares |
(a) | Amount beneficially owned: |
6,197,417 Shares |
(b) | Percent of class: |
5.1% (based upon 120,806,572 Shares outstanding, which is the total number of Shares outstanding as of November 3, 2014 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 6, 2014). |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote |
0 Shares |
(ii) | Shared power to vote or to direct the vote |
6,197,417 Shares |
(iii) | Sole power to dispose or to direct the disposition of |
0 Shares |
(iv) | Shared power to dispose or to direct the disposition of |
6,197,417 Shares |
(a) | Amount beneficially owned: |
9,094,685 Shares |
(b) | Percent of class: |
7.5% (based upon 120,806,572 Shares outstanding, which is the total number of Shares outstanding as of November 3, 2014 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 6, 2014). |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote |
0 Shares |
(ii) | Shared power to vote or to direct the vote |
9,094,685 Shares |
(iii) | Sole power to dispose or to direct the disposition of |
0 Shares |
(iv) | Shared power to dispose or to direct the disposition of |
9,094,685 Shares |
(a) | Amount beneficially owned: |
9,094,685 Shares |
(b) | Percent of class: |
7.5% (based upon 120,806,572 Shares outstanding, which is the total number of Shares outstanding as of November 3, 2014 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 6, 2014). |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote |
0 Shares |
(ii) | Shared power to vote or to direct the vote |
9,094,685 Shares |
(iii) | Sole power to dispose or to direct the disposition of |
0 Shares |
(iv) | Shared power to dispose or to direct the disposition of |
9,094,685 Shares |
(a) | Amount beneficially owned: |
9,094,685 Shares |
(b) | Percent of class: |
7.5% (based upon 120,806,572 Shares outstanding, which is the total number of Shares outstanding as of November 3, 2014 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 6, 2014). |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote |
0 Shares |
(ii) | Shared power to vote or to direct the vote |
9,094,685 Shares |
(iii) | Sole power to dispose or to direct the disposition of |
0 Shares |
(iv) | Shared power to dispose or to direct the disposition of |
9,094,685 Shares |
Item 5. | Ownership of Five Percent or Less of a Class. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Item 8. | Identification and Classification of Members of the Group. |
Item 9. | Notice of Dissolution of Group. |
Item 10. | Certifications. |
THE MANGROVE PARTNERS MASTER FUND, LTD. | |||
By: | MANGROVE PARTNERS | ||
the Investment Manager | |||
By: | /s/ Nathaniel August | ||
Name: | Nathaniel August | ||
Title: | Director |
MP OPPORTUNITYCO 1, LLC | |||
By: | MANGROVE CAPITAL | ||
as Managing Member | |||
By: | /s/ Nathaniel August | ||
Name: | Nathaniel August | ||
Title: | Director |
THE MANGROVE PARTNERS FUND, L.P. | |||
By: | MANGROVE CAPITAL | ||
as General Partner | |||
By: | /s/ Nathaniel August | ||
Name: | Nathaniel August | ||
Title: | Director |
MANGROVE PARTNERS FUND (CAYMAN), LTD. | |||
By: | MANGROVE PARTNERS | ||
the Investment Manager | |||
By: | /s/ Nathaniel August | ||
Name: | Nathaniel August | ||
Title: | Director | ||
MANGROVE PARTNERS | |||
By: | /s/ Nathaniel August | ||
Name: | Nathaniel August | ||
Title: | Director |
MANGROVE CAPITAL | |||
By: | /s/ Nathaniel August | ||
Name: | Nathaniel August | ||
Title: | Director |
/s/ Nathaniel August | |
NATHANIEL AUGUST |