UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Amendment No. 1
to
FORM 10-Q
(MARK ONE)
☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended March 31, 2018
OR
☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT
For the transition period from ______________ to ______________
Commission file number: 001-51554
GREENBOX POS LLC
(Exact name of small business issuer as specified in its charter)
Nevada | 22-3962936 |
(State or other jurisdiction of incorporation or organization) | (IRS Employer Identification Number) |
2305 Historic Decatur Rd., Suite 100 San Diego, CA | 92106 |
(Address of principal executive offices) | (Zip Code) |
Issuer’s telephone number: (213) 625-1200
ASAP Expo, Inc.
(Former Name of Registrant)
Check whether the issuer (1) filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ☒ No ☐
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes ☒ No ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer ☐ | Accelerated filer ☐ |
Non-accelerated filer ☐ (Do not check if a smaller reporting | Smaller reporting company ☒ |
company) | Emerging growth company ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ☐ No ☒
Number of shares outstanding of the issuer’s classes of common equity, as of May 15, 2018, 158,890,363 Shares of Common Stock (One Class)
Transitional Small Business Disclosure Format: Yes ☐ No ☒
Explanatory Note
GreenBox POS LLC is making this Amendment No. 1 to its Quarterly Report on Form 10-Q for the quarter ended March 31, 2018, which was inadvertently executed by Frank Yuan and omitted the signatures of Chief Executive Officer Fredi Nisan and Chairman Ben Errez on the signature page. Additionally, there was a clerical error stating that there were only 14,445,363 Shares of Common Stock outstanding as of May 15, 2018. This Amendment’s purpose is merely to add a conformed signature on the signature page and amend the clerical error stating the incorrect number of shares of common stock issued as of May 15, 2018. No other changes have been made to the original report.
Item 13. Exhibits and Reports on Form 10-Q
(a) Exhibits Furnished.
Exhibit # 31.1 Certifications of the Chief Executive Officer Under Section 302 of the Sarbanes-Oxley Act
Exhibit # 32.1 Certifications of the Chief Executive Officer Under Section 906 of the Sarbanes-Oxley Act
SIGNATURES
In accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| GREENBOX POS LLC (Registrant) |
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Date: September 18, 2018 | By: | /s/ Ben Errez |
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| Ben Errez |
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| Chairman and Executive Vice President |
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Date: September 18, 2018 |
| /s/ Fredi Nisan |
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| Fredi Nisan |
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| Chief Executive Officer |
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