SEC Form 4
FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol ETSY INC [ ETSY ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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3. Date of Earliest Transaction (Month/Day/Year) 01/11/2016 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 01/11/2016 | J(1) | 4,459,695 | D | $0.00 | 4,459,702 | D(2)(3) | |||
Common Stock | 01/11/2016 | J(1) | 385,460 | D | $0.00 | 385,466 | I(3)(4) | By Accel X Strategic Partners L.P. | ||
Common Stock | 01/11/2016 | J(1) | 469,069 | D | $0.00 | 469,078 | I(3)(5) | By Accel Investors 2008 L.L.C. | ||
Common Stock | 01/11/2016 | J(1) | 965,587 | D | $0.00 | 965,593 | I(3)(6) | By Accel Growth Fund II L.P. | ||
Common Stock | 01/11/2016 | J(1) | 69,938 | D | $0.00 | 69,943 | I(3)(7) | By Accel Growth Fund II Strategic Partners L.P. | ||
Common Stock | 01/11/2016 | J(1) | 94,001 | D | $0.00 | 94,006 | I(3)(8) | By Accel Growth Fund Investors 2012 L.L.C. | ||
Common Stock | 01/11/2016 | J(1) | 1,448,364 | D | $0.00 | 1,448,380 | I(3)(9) | By Accel London II L.P. | ||
Common Stock | 01/11/2016 | J(1) | 48,925 | D | $0.00 | 48,933 | I(3)(10) | By Accel London Investors 2008 L.P. |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., Accel Growth Fund Investors 2012 L.L.C., Accel London II L.P. and Accel London Investors 2008 L.P., to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. |
2. Accel X Associates L.L.C. ("A10A") is the General Partner of Accel X L.P. ("A10") and has the sole voting and investment power. Andrew G. Braccia, James W. Breyer, a director of the Issuer, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock and Richard P. Wong are the Managing Members of A10A and share such powers. |
3. Each Managing Member or Manager disclaims beneficial ownership except to the extent of his or her pecuniary interest therein. |
4. A10A is the General Partner of Accel X Strategic Partners L.P. ("A10SP") and has the sole voting and investment power. Andrew G. Braccia, James W. Breyer, a director of the Issuer, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock and Richard P. Wong are the Managing Members of A10A and share such powers. |
5. Andrew G. Braccia, James W. Breyer, a director of the Issuer, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and therefore share the voting and investment powers. |
6. Accel Growth Fund II Associates L.L.C. ("AGFA") is the General Partner of Accel Growth Fund II L.P. ("AGF") and has the sole voting and investment power. Andrew G. Braccia, James W. Breyer, a director of the Issuer, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGFA and share such powers. |
7. AGFA is the General Partner of Accel Growth Fund II Strategic Partners L.P. ("AGFSP") and has the sole voting and investment power. Andrew G. Braccia, James W. Breyer, a director of the Issuer, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGFA and share such powers. |
8. Andrew G. Braccia, James W. Breyer, a director of the Issuer, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2012 L.L.C. and therefore share the voting and investment powers. |
9. Accel London II Associates L.L.C. ("ALA L.L.C.") is the General Partner of Accel London II Associates L.P., which is the general partner of Accel London II L.P. ALA L.L.C. has the sole voting and investment power. Jonathan Biggs, Kevin Comolli, Bruce Golden and Hendrik Nelis are the managers of ALA L.L.C. and share such powers. |
10. ALA L.L.C. is the General Partner of Accel London Investors 2008 L.P. and has the sole voting and investment power. Jonathan Biggs, Kevin Comolli, Bruce Golden and Hendrik Nelis are the managers of ALA L.L.C. and share such powers. |
Remarks: |
/s/ Tracy L. Sedlock as Attorney-in-Fact for Accel X L.P. | 01/13/2016 | |
Tracy L. Sedlock as Attorney-in-Fact for Accel X Strategic Partners L.P. | 01/13/2016 | |
Tracy L. Sedlock as Attorney-in-Fact for Accel Investors 2008 L.L.C. | 01/13/2016 | |
Tracy L. Sedlock as Attorney-in-Fact for Accel London II L.P. | 01/13/2016 | |
Tracy L. Sedlock as Attorney-in-Fact for Accel London Investors 2008 L.P. | 01/13/2016 | |
Tracy L. Sedlock as Attorney-in-Fact for Accel Growth Fund II L.P. | 01/13/2016 | |
Tracy L. Sedlock as Attorney-in-Fact for Accel Growth Fund II Strategic Partners L.P. | 01/13/2016 | |
Tracy L. Sedlock as Attorney-in-Fact for Accel Growth Fund Investors 2012 L.L.C. | 01/13/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |