SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
Amendment 1
þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the three month period ended July 31, 2012
o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Commission File No. 0-53028
WESTMOUNTAIN INDEX ADVISOR, INC.
(Exact Name of Issuer as specified in its charter)
| Colorado | | 26-1315498 |
| (State or other jurisdiction of incorporation) | | (IRS Employer File Number) |
| 2186 S. Holly St., Suite 104 Denver, CO | | 80222 |
| (Address of principal executive offices) | | (zip code) |
(303) 800-0678
(Registrant's telephone number, including area code)
Securities to be Registered Pursuant to Section 12(b) of the Act: None
Securities to be Registered Pursuant to Section 12(g) of the Act:
Common Stock, $0.001 per share par value
Indicate by check mark whether the registrant (1) has filed all Reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes: þ No: o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (Section 232.405 of this chapter) during the preceding 12 months (or such shorter period that the registrant was required to submit and post such files. Yes: o No: o
Indicate by check mark whether the registrant is a large accelerated filer, a non-accelerated filer, or a smaller reporting Company. See definitions of “large accelerated filer,” “accelerated filer,” and “small reporting Company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer | o | Non accelerated filer | o |
| Accelerated filer | o | Smaller reporting company | þ |
Indicate by check mark whether the registrant is a shell Company (as defined in Rule 12b-2 of the Exchange Act): Yes: o No: þ
As of September 10, 2012, the Company had 20,700,276 shares of $0.001 par value common stock issued.
Explanatory Note
The purpose of this Amendment No. 1 to Westmountain Index Advisor, Inc. Quarterly Report on Form 10-Q for the quarterly period ended July 31, 2012, filed with the Securities and Exchange Commission on September 11, 2012 (the “Form 10-Q”), is solely to furnish Exhibit 101 to the Form 10-Q in accordance with Rule 405 of Regulation S-T. Exhibit 101 to this report provides the consolidated financial statements and related notes from the Form 10-Q formatted in XBRL (eXtensible Business Reporting Language).
No other changes have been made to the Form 10-Q. This Amendment No. 1 to the Form 10-Q speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-Q.
Pursuant to Rule 406T of Regulation S-T, the interactive data files on Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.
ITEM 6. EXHIBITS
| Exhibit No. | | Description |
| | | |
| 31.1* | | Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer (1) |
| | | |
| 31.2* | | Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer (1) |
| | | |
| 32.1* | | Section 906 Certifications (1) |
| | | |
| 32.2* | | Section 906 Certifications (1) |
| 101.DEF | | XBRL Taxonomy Extension Definition Linkbase Document (1) |
| | | |
| 101.INS | | XBRL Instance Document (1) |
| | | |
| 101SCH | | XBRL Taxonomy Extension Schema Document (1) |
| | | |
| 101.CAL | | XBRL Taxonomy Extension Calculation Linkbase Document (1) |
| | | |
| 101.LAB | | XBRL Taxonomy Extension Label Linkbase Document (1) |
| | | |
| 101.PRE | | XBRL Taxonomy Extension Presentation Linkbase Document (1) |
| | | |
| 101.DEF | | XBRL Taxonomy Extension Definition Linkbase Document (1) |
_________________
(1) Filed herewith.
* These exhibits were previously included or incorporated by reference in July 31, 2012 Quarterly Report on Form 10-Q for the quarterly period ended July 31, 2012, filed with the Securities and Exchange Commission on September 11, 2012.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| Date: September 11, 2012 | WESTMOUNTAIN INDEX ADVISOR, INC. (Registrant) | |
| | | | |
| | By: | /s/ Gregory Schifrin | |
| | | Gregory Schifrin Chief Executive Officer (Principal Executive Officer) | |
| | | | |
| | By: | /s/ Mark Scott | |
| | | Mark Scott Chief Financial Officer (Principal Financial and Accounting Officer) | |
