Mark R Holcombe Form 4 Trident Brands / Mark R Holcombe ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Holcombe Mark R

(Last) (First) (Middle)

CAVES VILLAGE

WEST BAY STREET

(Street)

NASSAU, NEW PROVIDENCE C5 CB-12043

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Trident Brands Inc [ TDNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
Chair Comp Com & Board of Dir

3. Date of Earliest Transaction (Month/Day/Year)
04/18/2019

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock								12,400,000(1)	D
Common Stock	03/21/2011		S		400,000(2)	D	$0.0038	12,000,000(2)	D
Common Stock	02/06/2015		S		2,000,000	D	$0.05	10,000,000	D
Common Stock	09/26/2016		S		6,500,000	D	$0.05	3,500,000	D
Common Stock	09/26/2016		S		3,000,000	D	$0.05	500,000	D
Common Stock	01/02/2019		P		10,000	A	$0.38	510,000	D
Common Stock	04/18/2019		P		2,500	A	$0.398	512,500	D
Common Stock	04/18/2019		P		2,500	A	$0.4	515,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Common Stock Options	$0.4(3)	05/05/2014		A		100,000		05/05/2015	05/05/2020(4)	Common Stock	100,000	(5)	100,000	D
Common Stock Options	$0.4(6)	05/05/2014		A		100,000		05/05/2016	05/05/2020(4)	Common Stock	100,000	(5)	200,000	D
Common Stock Options	$0.4(7)	05/05/2014		A		100,000		05/05/2017	05/05/2020(4)	Common Stock	100,000	(5)	300,000	D
Common Stock Options	$0.4(8)	12/06/2017		A		150,000		12/06/2017	12/06/2022	Common Stock	150,000	(5)	450,000	D
Common Stock Options	$0.4(9)	12/06/2017		A		150,000		12/06/2018	12/06/2022	Common Stock	150,000	(5)	600,000	D

Explanation of Responses:

1. On July 30, 2013, the Company effected a 4 for 1 forward split of its share capital such that every one share of common stock to the split was exchanged for four post-split shares of common stock. As a result, Mr. Holcombe's previously reported shareholdings of 3,100,000 common shares were split into 12,400,000 common shares.

2. Reflected on a post forward split basis (see note (1) above).

3. Effective January 4, 2019, the option exercise price was adjusted from $0.75 to $0.40 per share.

4. Effective May 5, 2019, the option exercise period was extended from May 5, 2019 to May 5, 2020.

5. Options were granted pursuant to the Company's 2013 Stock Option Plan.

6. Effective January 4, 2019, the option exercise price was adjusted from $1.00 to $0.40 per share.

7. Effective January 4, 2019, the option exercise price was adjusted from $1.50 to $0.40 per share.

8. Effective January 4, 2019, the option exercise price was adjusted from $0.85 to $0.40 per share.

9. Effective January 4, 2019, the option exercise price was adjusted from $1.00 to $0.40 per share.

	/s/ Mark Holcombe	05/29/2019
	** Signature of Reporting Person	Date
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