UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): June 8, 2018
AquaVenture Holdings Limited
(Exact name of registrant as specified in Charter)
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British Virgin Islands | 001-37903 | 98-1312953 |
(State or other jurisdiction of | (Commission | (IRS Employer |
incorporation or organization) | File No.) | Identification No.) |
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c/o Conyers Corporate Services (B.V.I.) Limited Commerce House, Wickhams Cay 1 P.O. Box 3140 Road Town British Virgin Islands VG1111 (Address of principal executive office) |
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(813) 855-8636 (Registrant’s telephone number, including area code) |
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 8, 2018, AquaVenture Holdings Limited (the “Company”) held its 2018 Annual Meeting of Shareholders. As of the record date of April 18, 2018, 26,522,870 shares of the Company’s ordinary shares were outstanding and entitled to vote. Of this amount, 25,443,191 shares, representing 95.9% of the total number of shares outstanding and entitled to vote, were represented in person or by proxy constituting a quorum. Set forth below are the voting results from the proposals presented for a shareholder vote at such meeting.
The following tables set forth the votes cast with respect to each of the proposals:
Proposal 1: Election of three Class II directors for a three-year term expiring 2021:
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Director Name | | For | | Against | | Abstain | | Non-Votes | |
Paul Hanrahan | | 20,782,751 | | 2,334,250 | | 28,506 | | 2,297,684 | |
Anthony Ibarguen | | 20,665,324 | | 2,451,245 | | 28,938 | | 2,297,684 | |
Cyril Meduña | | 20,410,367 | | 2,548,001 | | 187,139 | | 2,297,684 | |
Proposal 2: Ratification of the appointment of KPMG LLP as independent registered public accounting firm for 2018:
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For | | Against | | Abstain | | Non-Votes | |
25,351,201 | | 89,311 | | 2,679 | | — | |
No other matters were submitted to or voted on by the Company’s shareholders at the 2018 Annual Meeting of Shareholders.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Date: June 11, 2018 | | AquaVenture Holdings Limited |
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| | By: | | /s/ Lee S. Muller |
| | | | Lee S. Muller |
| | | | Chief Financial Officer |
| | | | (Principal Financial Officer) |
